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Journal of Virology, June 2008, p. 5594-5605, Vol. 82, No. 11
0022-538X/08/$08.00+0 doi:10.1128/JVI.02356-07
Copyright © 2008, American Society for Microbiology. All Rights Reserved.
Structural and Functional Constraints Limit Options for Cytotoxic T-Lymphocyte Escape in the Immunodominant HLA-B27-Restricted Epitope in Human Immunodeficiency Virus Type 1 Capsid
Arne Schneidewind,1,
Mark A. Brockman,1,2,
John Sidney,3
Yaoyu E. Wang,1
Huabiao Chen,1,2
Todd J. Suscovich,1
Bin Li,1
Rahma I. Adam,1
Rachel L. Allgaier,1
Bianca R. Mothé,4
Thomas Kuntzen,1
Cesar Oniangue-Ndza,1
Alicja Trocha,1
Xu G. Yu,1
Christian Brander,1
Alessandro Sette,3
Bruce D. Walker,1,2 and
Todd M. Allen1*
Partners AIDS Research Center, Massachusetts General Hospital, Harvard Medical School, Boston, Massachusetts,1
Howard Hughes Medical Institute, Massachusetts General Hospital, Harvard Medical School, Boston, Massachusetts,2
La Jolla Institute for Allergy and Immunology, La Jolla, California,3
Department of Biological Sciences, California State University, San Marcos, California4
Received 31 October 2007/
Accepted 17 March 2008

ABSTRACT
Control of human immunodeficiency virus type 1 (HIV-1) by HLA-B27-positive
subjects has been linked to an immunodominant CD8
+ cytotoxic
T-lymphocyte (CTL) response targeting the conserved KK10 epitope
(KRWIILGLNK
263-272) in p24/Gag. Viral escape in KK10 typically
occurs through development of an R
264K substitution in conjunction
with the upstream compensatory mutation S
173A, and the difficulty
of the virus to escape from the immune response against the
KK10 epitope until late in infection has been associated with
slower clinical progression. Rare alternative escape mutations
at R
264 have been observed, but factors dictating the preferential
selection of R
264K remain unclear. Here we illustrate that while
all observed R
264 mutations (K, G, Q, and T) reduced peptide
binding to HLA-B27 and impaired viral replication, the replicative
defects of the alternative mutants were actually less pronounced
than those for R
264K. Importantly, however, none of these mutants
replicated as well as an R
264K variant containing the compensatory
mutation S
173A. In assessing the combined effects of viral replication
and CTL escape using an in vitro coculture assay, we further
observed that the compensated R
264K mutant also displayed the
highest replication capacity in the presence of KK10-specific
CTLs. Comparisons of codon usage for the respective variants
indicated that generation of the R
264K mutation may also be
favored due to a G-to-A bias in nucleotide substitutions during
HIV-1 replication. Together, these data suggest that the preference
for R
264K is due primarily to the ability of the S
173A-compensated
virus to replicate better than alternative variants in the presence
of CTLs, suggesting that viral fitness is a key contributor
for the selection of immune escape variants.

INTRODUCTION
CD8
+ cytotoxic T lymphocytes (CTL) play a critical role in the
immune response against the human immunodeficiency virus type
1 (HIV-1) and against the simian immunodeficiency virus (SIV)
in the macaque model. This assertion is supported by accumulating
evidence that links effective CTL responses with viral containment
(
1,
6,
9,
36,
50) and ascribes a protective phenotype to particular
major histocompatibility complex (MHC) class I alleles, such
as human leukocyte antigen (HLA)-B57 and -B27 in HIV-1 infection
(
20,
25,
32,
41,
46,
57) or Mamu-A01 and -B17 in SIV infection
(
43,
61). Conversely, depletion of CD8
+ cells results in impaired
control of SIV infection (
31,
40,
51), and in several reports,
mutational escape in prominent CTL epitopes has been associated
with disease progression for HIV-1 (
1,
5,
11,
17,
26,
33,
35,
47,
52) and for SIV/SHIV (
6).
HLA-B27-positive (HLA-B27+) individuals infected with HIV-1 clade B mount an immunodominant CTL response targeting the KK10 epitope (KRWIILGLNK263-272) in p24 Gag (3, 26, 45, 56). Viral escape from this conserved epitope is reported to arise late in infection and to be associated with progression to AIDS (1, 17, 26, 33). We have recently demonstrated that the predominant CTL escape mutation R264K in KK10 dramatically compromises in vitro viral replication capacity and impacts the interaction between the viral capsid and the host protein cyclophilin A (CypA) (52), highlighting the vulnerability of this region in p24 to host immune pressures. Replication of the mutated virus is restored to wild-type (WT) levels through incorporation of a rare upstream compensatory mutation observed in vivo, S173A, which functions by restoring the normal CypA-dependent phenotype (52). These data suggest a significant impact of the respective mutations on the overall structure and/or function of HIV-1 capsid.
Besides R264K, three alternative mutations at codon 264 are described to occur infrequently in HLA-B27+ individuals, namely, R264T, R264Q, and R264G (4, 8, 17, 24, 33, 48, 52) (Table 1). As each of these substitutions also facilitates escape from the B27-KK10 response (4, 24, 26, 33), we sought to examine why the R264K mutation is selected preferentially despite its dramatic impact on viral replication. Factors that might account for the predominant selection of R264K include potential differences in the abilities of the escape mutations at codon 264 to impair HLA binding, their respective impacts on viral replication capacity in the absence and/or presence of CTL, and biased nucleotide substitution rates such that some escape variants are biologically favored during error-prone viral replication.
Here we illustrate that despite the infrequent selection of
these alternative mutations, substitutions R
264T, R
264G, and
R
264Q were nonetheless better able to abrogate binding to HLA-B27
than R
264K. Similarly, while each of these mutations impaired
viral replication, the R
264K mutation exhibited the most pronounced
impact on viral replication. However, viral replication in both
the absence and presence of KK10-specific CTL was compromised
to a greater degree for the alternative escape mutations than
for the R
264K virus containing the upstream S
173A compensatory
mutation, suggesting that a minimal threshold of viral replication
may be required to allow for selection of the dominant variant
in the quasispecies. Notably, in analyzing codon usage of the
respective variants, we also found that generation of the predominant
R
264K mutation was favored over others due to a bias in the
frequency of G-to-A nucleotide substitutions during the replicative
cycle of HIV-1. Taken together, these data suggest that the
preferential selection of R
264K in vivo is strongly influenced
by structural and functional constraints on this region of p24/Gag
and by the ability of the S
173A substitution to restore viral
replication capacity. Despite the capability of the alternative
escape variants R
264T, R
264G, and R
264Q to effectively impair
HLA binding, their substantial impact on viral replication without
sufficient compensation limits the possibility of these mutations
to emerge.

MATERIALS AND METHODS
Peptide binding studies.
Quantitative assays to measure the binding of peptides to purified
HLA B*2705 class I molecules are based on the inhibition of
the binding of a radiolabeled standard peptide (human 60s rL28
38-46, sequence FRYNGLIHR; 50% inhibitory concentration [IC
50],
6.7 nM) and were performed as previously described (
54,
55).
Briefly, 0.1 to 1 nM of radiolabeled peptide was coincubated
at room temperature with 1 nM to 1 µM of purified MHC
in the presence of 1 to 3 µM human beta2-microglobulin
(Scripps Laboratories, San Diego, CA) and a cocktail of protease
inhibitors. Following a 2-day incubation, the percentage of
MHC-bound radioactivity was determined by capturing MHC/peptide
complexes on W6/32 antibody-coated Lumitrac 600 microplates
(Greiner Bio-One) and measuring bound counts per minute using
the TopCount microscintillation counter (Packard Instrument
Co.). Peptides were tested at six different concentrations covering
a 100,000-fold dose range and in three or more independent assays.
Under the conditions utilized, where [label] < [MHC] and
IC
50 
[MHC], the measured IC
50 values are reasonable approximations
of
KD (equilibrium dissociation constant) (
14,
27).
Variant NL4-3 constructs.
HIV-1 strain NL4-3 was modified to express one or more mutations in p24 using the GeneTailor site-directed mutagenesis system (Invitrogen). A SacI-SbfI fragment (residues 491 to 2844) was isolated from pNL4-3 and ligated into pUC19. Mutations S173A, R264K, and L268M were introduced as previously described (52). Mutagenesis of the other variants was performed using 5' oligonucleotide primers R264T F (CCAGTAGGAGAAATCTATAAAACATGGATAATCCTG; nucleotide [nt] 1593), R264T on LM F (CCAGTAGGAGAAATCTATAAAACATGGATAATCATG; nt 1593), R264X R-1 (TTTTATAGATTTCTCCTACTGGGATAGGTGG; nt 1549), R264X R-2 (TTTATAGATTTCTCCTACTGGGATAGGTGG; nt 1549), R264Q F (CCAGTAGGAGAAATCTATAAACAATGGATAATCCTG; nt 1593), R264Q on LM F (CCAGTAGGAGAAATCTATAAACAATGGATAATCATG, nt 1593), E260D F (CCACCTATCCCAGTAGGAGACATCTATAAAA; nt 1578), E260D R (TCTCCTACTGGGATAGGTGGATTATGTGTC; nt 1539), R264G F (CCAGTAGGAGAAATCTATAAAGGATGGATAATCCTG; nt 1593), R264G on LM F (CCAGTAGGAGAAATCTATAAAGGATGGATAATCATG, nt 1593), S173T F (GAAGTAATACCCATGTTTACAGCATTATCAG; nt 1317), and S173T R (AAACATGGGTATTACTTCTGGGCTGAAAG; nt 1277). Mutated codons are underlined, and primer positions are numbered according to pNL4-3 (GenBank accession no. AF324493). Mutated SacI-SbfI fragments were then isolated from pUC19 and cloned back into pNL4-3. The complete HIV-1 coding region of the variant proviruses was sequenced using published primers (2) on an ABI 3730 XL DNA analyzer. Escherichia coli One Shot Stbl3 cells (Invitrogen) were used to propagate full-length proviral plasmids, and stocks were prepared using a QIAprep spin miniprep kit or HiSpeed plasmid midi kit (Qiagen).
Cells.
HEK293T cells were cultured at 37°C in a 5% CO2 humidified incubator in Dulbecco's modified Eagle medium (DMEM; Gibco) supplemented with 10% fetal bovine serum (Atlantic Biologicals), penicillin (50 IU/ml), and streptomycin (50 µg/ml). CEM-GXR cells (12) were grown in R10+ medium (RPMI 1640 medium [Sigma] supplemented with 10% fetal bovine serum, 2 mM L-glutamine, penicillin [50 IU/ml], and streptomycin [50 µg/ml]) at 37°C and 5% CO2. Peripheral blood mononuclear cells (PBMC) were separated from whole blood using Histopaque-1077 (Sigma) and then stimulated with a CD3:CD8-bispecific monoclonal antibody at a concentration of 0.5 µg/ml in R10-50 medium (R10+ medium containing 50 U/ml human interleukin-2 [Hoffmann-La Roche]) for 4 days prior to infection. A KK10-specfic CTL clone was generated using PBMC isolated from a B27+ HIV controller subject by peptide stimulation and limiting dilution using previously described methods (60). CTL were restimulated periodically using anti-CD3 antibody (12F6 clone) plus irradiated allogeneic feeder PBMC and maintained in R10-50 medium prior to use. Peptide-specific lytic activity was verified using chromium-51 release assays, and clonality was confirmed by sequencing of the T-cell receptor (TCR) alpha and beta chains (not shown) using standard methods (62).
Viral stocks.
Viral stocks were generated by transfection of HEK293T cells with 5 µg of plasmid DNA in antibiotic-free DMEM using Lipofectamine 2000 (Invitrogen). Pseudotyping with the vesicular stomatitis virus glycoprotein G (VSV-g) was performed by cotransfecting with 300 ng of pHEF-VSVG (13). Supernatants were harvested 48 h after transfection, and frozen aliquots stored at –80°C. The capsid concentration of the viral stocks was quantified by p24 enzyme-linked immunosorbent assay (ELISA) using the Alliance HIV-1 p24 ELISA kit (Perkin-Elmer). Initial titers were determined by flow cytometry using CEM-GXR cells.
Viral replication assays.
One million CEM-GXR cells were pelleted and resuspended with WT or variant virus at a multiplicity of infection (MOI) of 0.0015 in a total volume of 3 ml R10+ medium. Five hundred-microliter aliquots of the culture were harvested at the indicated times, and the volume was replaced with fresh R10+ medium. The proportion of green fluorescent protein (GFP)-expressing cells was determined by fluorescence-activated cell sorter (FACS). For the analyses of primary cells, one million stimulated PBMC were infected with inocula of WT, SARKLM, RTLM, RQLM, and EDRG viral variants, leading to similar fractions of CD4-positive cells with intracellular p24, as detected by FACS 72 h postinfection. Infection with RK and RKLM viruses was performed using 300 µl inocula. Day 3 infectious rates for WT, SARKLM, RTLM, RQLM, and EDRG viruses varied for the different PBMC samples between 2 and 10% of CD4-positive cells. Rates for RK and RKLM variants were consistently 1 log lower. PBMC were infected in a total volume of 1.5 ml R10-50 medium. Aliquots of 250 µl of the culture were harvested at the indicated times, and the volume was replaced with fresh R10-50 medium.
Staining and flow cytometry.
CEM-GXR cells were fixed in phosphate-buffered saline containing 2% paraformaldehyde, and GFP expression was determined using FACS. A signal 10-fold above the median fluorescence index of uninfected cells was considered positive, excluding greater than 99.95% of uninfected cells. PBMC were permeabilized using the Cytofix/Cytoperm kit (BD Biosciences) and stained for CD4 (CD4-allophycocyanin; BD Pharmingen) and intracellular p24/Gag (KC57-RD1; Beckman Coulter) to identify the proportion of infected CD4+ T cells in the cultures with the different viral variants. FACS analysis was done using a FACSCalibur flow cytometer (Becton Dickinson) and FlowJo software (TreeStar). A minimum of 25,000 cells was analyzed for each sample.
CTL coculture assays.
CEM-GXR cells were transduced with a murine stem cell virus-derived retroviral vector (Clontech) encoding HLA-B2705 and selected in R10 medium containing 5 µg/ml puromycin. Cells were inoculated with WT or variant viruses at an MOI of 0.0015, and the proportion of GFP-expressing cells was verified by FACS on day 2. Virus-infected cells were then washed and incubated in R10-50 medium in the absence or presence of a B27-KK10-restricted CTL clone mixed at an effector-to-target cell ratio of 1:10. To measure viral spread, the proportion of GFP-expressing CEM-GXR cells was assessed by FACS at days 3 through 7.
CsA experiments.
Single-cycle infectivity was determined by inoculation of CEM-GXR reporter cells with VSV-g pseudotyped virus in the presence or absence of cyclosporine A (CsA) (Sigma Aldrich). Cells were preincubated in R10+ medium containing 0.5 µM of drug for 30 min and then inoculated with WT or viral variants. Viral inocula were normalized to 50 ng p24 determined by ELISA. Infected cells were quantified using FACS to measure GFP expression at 48 h postinfection.
Nucleotide substitution rates.
Full-length HIV-1 sequences derived from seven subjects with acute HIV-1 infection and 6 months thereafter (37) were analyzed to determine the relative rates of each specific type of synonymous nucleotide substitution. All sequences were derived from proviral DNA, with hypermutated sequences excluded. Sequences correspond to accession numbers DQ676870 to DQ676875, DQ676877, DQ676878, DQ676880, DQ676881, DQ676883, DQ676884, DQ676886, and DQ676887.
Statistical analysis.
All analyses were performed using Prism 4.0 (GraphPad).

RESULTS
Alternative escape mutations in the B27-KK10 epitope impair viral replication to a lesser degree than R264K.
Viral escape from the immunodominant HLA-B27-restricted KK10
epitope (KRWIILGLNK) in Gag has been described to typically
consist of an early L
268M mutation arising at position 6 (P6)
of the epitope, which is followed many years later by an R
264K
mutation at the anchor residue P2 (
26,
39). The L
268M mutation
can partially impair TCR recognition (
38), while R
264K imparts
a substantial impact on binding to HLA-B27 and epitope presentation
(
4,
24,
26,
44). R
264T, R
264Q, and R
264G have been described
as alternative escape mutations at P2 of KK10 (Table
1), although
they occur at much lower frequencies than R
264K (
4,
8,
17,
24,
33,
48). In a recent study of chronic clade B-infected subjects,
we confirmed these results, with R
264K selected in 13 of 15
(87%) HLA-B27
+ subjects developing mutations at P2 of KK10 (
52)
and with the R
264T mutation observed in the remaining two cases.
The predominant R
264K mutation results in a significant defect
in HIV-1 replication capacity, which can be restored through
the generation of a compensatory substitution, S
173A (
52).
We therefore hypothesized that differences in the replicative capacities of the respective escape variants may contribute to the overall frequencies of the mutations observed in vivo. To examine this, variant NL4-3 proviruses were constructed, (Table 2) containing either the R264T (RT) or the R264Q (RQ) mutation, as well as both in combination with the L268M substitution observed in vivo (RTLM and RQLM) (4, 17, 24, 48). Since the R264G escape mutation has been associated in some cases with an upstream E260D mutation (ED) (33), this escape variant was engineered as single (RG), double (EDRG), and triple mutant (EDRGLM) forms. Replicative capacities of these variants were compared to WT NL4-3 and to viruses containing the predominant R264K and L268M escape mutations (RKLM). In addition, the compensated form of RKLM containing S173A was included (SARKLM) (52). Viral particles were produced by transfection of HEK293T cells, and the kinetics of replication were evaluated by measuring the percentage of infected cells over 1 week using a CEM-based GFP reporter T-cell line, CEM-GXR (12).
The R
264T substitution appears to represent the second most
frequent variant at P2 of KK10, according to an analysis of
several HLA-B27
+ subjects (
52), although at the moment, it is
not observed in sequences available in the LANL HIV sequence
database (
www.hiv.lanl.gov) (Table
1). Both RT and RTLM displayed
a reduction in replicative capacity, having infected 10 times
(RTLM) and 3 times (RT) fewer cells than WT NL4-3 after 7 days
in culture (Fig.
1A). In contrast to RK (and RKLM; data not
shown), which failed to replicate, RT and RTLM were capable
of spreading in the culture. Notably, however, both RT and RTLM
replicated slower than the SARKLM variant, which nearly achieved
WT levels of replication. While not observed in vivo, we also
combined the upstream S
173A mutation with the RT and RTLM variants,
but no improvement in replication was observed for these viruses
(data not shown). In previously published sequences, one instance
with a combination of an S
173T mutation with R
264T was described
(
52), but in our assay S
173T did not compensate for the fitness
defect of the RT, RTLM, or RK variant (data not shown). Therefore,
the R
264T mutation impaired viral replication to a lesser degree
than R
264K; however, the defect for R
264T was more severe than
for the compensated R
264K escape variant SARKLM. Similar to
RT and RTLM, both the RQ and RQLM variants displayed lower rates
of viral replication than WT NL4-3 (Fig.
1B), and these variants
replicated substantially better than viruses encoding R
264K,
but less well than the compensated SARKLM variant.
Viral escape in KK10 through an R
264G mutation has also been
described, although it is consistently in the absence of the
early L
268M mutation (
4,
8,
33). Furthermore, the neighboring
mutation E
260D has been proposed to function as a compensatory
mutation for R
264G (
33). In examining these variants, we observed
that replication of RG was more impaired than that of either
RT or RQ, but that this variant still spread substantially better
than RK (Fig.
1C). Incorporation of E
260D into RG (EDRG) improved
its replicative capacity, although this variant still did not
spread as efficiently as SARKLM or WT NL4-3. Notably, combining
the E
260D mutation with the RK variant (EDRK) did not restore
the replicative defect for RK. Therefore, E
260D functions to
compensate only for the R
264G escape mutation, not for R
264K.
Finally, a severe replication defect was observed when we combined
L
268M with E
260D/R
264G (EDRGLM), which might explain the absence
of this particular combination of mutations in vivo.
To ensure that these differences in replication capacities were not merely due to the reporter cell system used for these studies, we assessed the ability of each variant to spread in primary T-cell cultures. As shown in Fig. 1D, we observed a similar hierarchy of viral replication of the variants in primary T cells, verifying results from the reporter cell assays. Namely, the RTLM, RQLM, and EDRG variants spread more efficiently than RK and RKLM viruses, but each appeared less fit than the WT or the SARKLM variant.
Together, these results indicate that each of these CTL escape mutations in KK10 (R264K, R264T, R264Q, and R264G) imparts a defect in viral replicative capacity. Notably, each of the less frequently observed variants at this residue replicated better than the predominant escape mutation R264K, but none of these alternative variants spread as well as the compensated SARKLM virus, which appeared similar to the WT in our assays. Overall, in vitro replication capacities corresponded well with the observed in vivo frequencies of the particular KK10 epitope variants, suggesting that viral fitness may be a key determinant during in vivo selection of CTL escape mutants.
Alternative CTL escape mutations in KK10 are dependent upon CypA for replication.
The severe fitness defect of the R264K mutant is due in part to its altering of critical interactions between HIV-1 capsid and the host cellular protein CypA (52), where, unlike with wild-type HIV-1, the R264K mutant is unable to replicate in the presence of CypA. Binding of CypA to the viral capsid is normally necessary for efficient infection by HIV-1 and is believed to regulate the uncoating process or to impair recognition of the capsid by host restriction factors (10, 19, 21, 58). The replication competence of the R264K variant is partially recovered by treating target cells with CsA, a drug that binds to CypA and competes with HIV-1 for this interaction, or through replication in cell lines deficient in CypA (52). Notably, the normal CypA-dependent phenotype could be restored by introduction of the S173A compensatory mutation into the R264K variant virus (52). In order to determine whether a similar CypA-mediated impact on viral replication was induced in the RT, RQ, or RG escape variant, CEM-GXR cells were treated with 0.5 µM CsA and then infected with the respective viral variants. As expected, addition of 0.5 µM CsA increased the infectivity of the RK variant more than sevenfold (Table 2 and Fig. 2). In contrast, we observed declines in infectivity levels between two- and 2.5-fold for all of the alternative escape variants, which were similar to that of the WT virus, suggesting that only the R264K mutation has a significant impact on CypA interactions (Table 2 and Fig. 2). Together with the replication data presented in Fig. 1, these results suggest that the less frequent selection of the alternative escape mutations at residue 264 is not due to a greater impact of these substitutions on p24 function than that of R264K.
Rare alternative CTL escape mutations in KK10 efficiently impair binding to HLA-B27.
We next hypothesized that differences in the relative ability
of KK10 mutations to escape CTL-mediated immune pressure might
contribute to their selection frequencies in vivo. Since R
264 serves as the P2 binding site for the HLA-B27 molecule, we compared
the HLA binding capacities of KK10 epitope variants to that
of the WT peptide. As a control, we examined an HLA-B27-restricted
influenza nucleoprotein epitope (SRYWAIRTR; positions 383 to
391; SR9) (
29). HLA-B27 binding capacities were determined using
a competition assay in which a radiolabeled standard peptide-HLA-B27
complex was incubated in the presence of increasing concentrations
of unlabeled variant peptide, as described previously (
54,
55).
As expected, the L
268M mutation had little impact on HLA binding,
while the R
264K mutation, alone or in combination with L
268M,
impaired binding by nearly 2 logs (Fig.
3, Table
2, and Table
3) (
26). Binding capacities for the less frequent escape mutants
(R
264G, R
264T, and R
264Q) were reduced even more substantially,
by nearly 3 logs or greater, and similar results were observed
for R
264T and R
264Q in combination with L
268M, which have been
associated in vivo (
4,
24,
48). Given that an IC
50 of 500 nM
is generally considered a physiological cutoff for peptide binding
to MHC class I (
53), these data indicate that all P2 mutations
in KK10 substantially abrogated binding to HLA-B27. Notably,
however, the less frequent mutations at P2 had an even greater
impact on binding than R
264K in this assay. The results of this
direct comparison of epitopes with all known mutations in KK10
agree with HLA binding capacities for the R
264T, R
264G, and
R
264Q variant peptides which have previously been documented
independently using differing assays (
4,
24,
44). Therefore,
an ability of the alternative escape mutations in KK10 to bind
HLA did not appear to account for their decreased frequency.
In vitro inhibition of R264 variants by KK10-specific CTL.
Despite the low HLA-B27 binding affinities for KK10 peptides
with mutations at the P2 anchor position, it is possible that
differences in the levels of residual CTL recognition and/or
processing efficiency of these epitopes could contribute to
their propensity to be selected in vivo. To address these issues
directly, a CEM-GXR cell line was generated that stably expressed
the HLA-B2705 molecule. We infected these cells with variant
viruses and measured viral replication capacity in the absence
or presence of a highly active CTL clone recognizing the WT
KK10 epitope. KK10-restricted CTL inhibited WT virus replication
significantly during the 7-day coculture assay (Fig.
4A), while
the compensated SARKLM variant was largely resistant to the
effects of CTL (Fig.
4B). Similar assays were conducted for
the alternative KK10 variants, and a wide range of viral replication
capacities was observed in the absence and presence of CTL (Fig.
4C and Table
2). Notably, the compensated SARKLM virus appeared
to be the most fit escape variant in the absence and presence
of CTL, followed by the R
264T-containing variants. In addition,
the remaining CTL-mediated inhibition among the KK10 variants
in these coculture assays suggested that at least some CTL recognition
still took place for the KK10 mutants tested. Together with
the data represented in Fig.
1 and
3, our results indicate that
viral replication capacity and the degree of residual CTL recognition
are major driving forces during in vivo selection of KK10 escape
variants.
Mutational bias preferentially selects for the R264K mutation.
Our results for viral replication and CTL recognition demonstrate
that the compensated SARKLM is likely to be the most fit KK10
escape variant among those observed in vivo. However, the alternative
escape variants also appeared to retain a relatively high replication
capacity, particularly for the R
264T mutants, in the absence
and presence of KK10-specific CTL (Fig.
4C). Nevertheless, the
alternative escape mutants are observed less frequently in vivo
than would be suggested from our functional studies. We therefore
examined whether additional factors might directly influence
the underlying evolutionary process at P2 of KK10 toward the
R
264K mutation by analyzing differences in the rates of nucleotide
substitutions that may affect codon 264.
It is known that the genomes of retroviruses vary considerably in their nucleotide composition, with a high content of adenosine (A) in the RNA of HIV-1 (7). This imbalance might result from the error proneness of HIV-1 reverse transcriptase, which has been described to preferentially incorporate G-to-T mismatches during minus-strand cDNA synthesis (59). Recently, it has also been suggested that HIV-1 sequence evolution may be influenced by the mutagenic potential of the APOBEC3 family of host proteins, which have been linked to the phenomenon of retroviral G-to-A hypermutation (28, 30). We hypothesized that the rates of the 12 possible nucleotide substitutions that occur during the replicative process of HIV-1 could additionally bias the mutational pathway during escape from CTL pressure against KK10 and hence contribute to the greater in vivo frequency of R264K. To determine the rate of accumulation of each nucleotide change, we used previously published longitudinal full-length HIV-1 sequences from seven individuals collected during acute infection and 6 months thereafter (37). To avoid possible influences by particular selection pressures of the host, we disregarded all nonsynonymous mutations and calculated the number of synonymous substitutions that accumulated during this interval, relative to the total number of synonymous mutations possible. Using this approach, the most frequent changes observed during the first 6 months of infection were G-to-A mutations, which accumulated at approximately one mutation per 100 opportunities. The next most frequent synonymous nucleotide change was an A-to-G transition, which was observed at about half that rate (Table 4) (A. Schneidewind and Y. E. Wang, unpublished data).
Of the four different amino acid mutations at P2 of KK10, only
the predominant R
264K mutation derives from the relatively more
common transition of G to A (Table
4). In contrast to R
264K,
the R
264T mutation is generated by transversion from G to C,
which happens very rarely according to our analysis. The R
264G
mutation requires a transition from A to G that is only slightly
less frequent than the G-to-A substitution, but this escape
pathway may be hindered by the typically early generation of
the L
268M substitution, which is incompatible with R
264G replication
in our assays (Fig.
1C). Finally, the R
264Q substitution could
arise through two pathways. The first would require the frequent
G-to-A transition (AGA

AAA) followed by an additional A-to-C
transversion event (AAA

CAA), which was observed to occur at
a rate 16 times lower than that of G to A. Obviously, the occurrence
of the AAA intermediate, which codes for lysine (K), might be
limited due to the poor replication capacity of the R
264K variant.
Alternatively, the R
264Q mutation could also arise through an
initial A-to-C substitution (AGA

CGA) that would remain synonymous
on the amino acid level, followed by a G-to-A substitution (CGA

CAA)
generating R
264Q. However, here the CGA intermediate is rarely
observed in vivo (0.11% of sequences in the LANL HIV sequence
database;
www.hiv.lanl.gov), which might further explain the
limited frequency of this particular escape mutation. Therefore,
mutational bias at the P2 position of KK10 during evolution
of the HIV-1 quasispecies may preferentially select for the
R
264K substitution (Table
2), which could also contribute to
the higher observed frequency of this escape mutation.

DISCUSSION
Viral escape in the B27-KK10 epitope in Gag typically occurs
through development of an R
264K mutation. Three alternative
escape mutations at the same codon, R
264T, R
264Q, and R
264G,
have been reported at lower frequencies (
4,
8,
17,
24,
33,
48,
52), although the factors contributing to the preferential selection
of R
264K remain unclear. Here our data illustrate that each
of the alternative escape mutations at residue R
264 was capable
of abrogating peptide binding to HLA-B27 to an even greater
degree than R
264K, despite their infrequent selection in vivo.
The alternative mutations also impaired viral replication capacity,
but surprisingly, each had a less severe effect than the predominant
R
264K mutation, and only the RK variant altered the critical
interaction between the capsid and the host protein CypA. Notably,
however, the S
173A-compensated R
264K variant demonstrated the
highest level of replication capacity among known escape variants
and restored normal CypA dependence. Moreover, while all of
the escape variants successfully evaded inhibition by KK10-specific
CTL in coculture, the S
173A-compensated R
264K variant replicated
most efficiently. Therefore, in vitro replication capacities
of KK10 variants in the presence of CTL correlated well to the
relative frequencies of escape mutants in B27
+ individuals in
vivo, with SARKLM being selected most often.
During viral escape from the B27-KK10 response, the L268M substitution develops significantly earlier than mutations at codon 264 (17, 22, 33, 52). Rather than functioning as a compensatory mutation, however, this L268M mutation appears to represent an early partial escape mutation at a TCR contact residue (38, 52) and has little impact on the replicative capacity of HIV-1 (52). In the context of alternative KK10 mutations, R264Q was always associated with L268M (4, 48), and R264T has been described to occur both in the presence and absence of L268M (17, 26, 52). We have observed only minor differences in the replicative capacities for the RK, RQ, and RT variants in the presence of L268M (Fig. 1A and 1B), further supporting the model that L268M functions mainly as an early CTL escape mutation that is recognized by only a subset of KK10-specific TCR clonotypes (38, 52). Indeed, it is likely that a secondary de novo T-cell response against the LM variant drives the subsequent development of mutations at residue R264.
The mutation E260D is associated with R264G and has been postulated to restore a replication defect (33), although in one report CTL escape in KK10 via development of R264G was not associated with E260D (8). We now demonstrate that E260D does indeed compensate for a fitness defect of R264G, although it had no similar effect on R264K (Fig. 1C). Residue E260D lies four amino acids N terminal of residue R264, and simultaneous alanine substitutions at codons 260 and 264 have been shown to stabilize the viral core (18) without affecting the rate of capsid assembly (16). In contrast, single alanine substitutions at these charged amino acids led to faster and slower capsid assembly, respectively (16). These data suggest close interactions between residues at codons 260 and 264, whose side chains sit on the same planar face of the molecule, and imply that charge balances in this region might be critical for normal capsid function. Development of the R264G mutation is also notable in that it occurs in the absence of L268M (8, 33), and we observed that the combination of substitutions E260D, R264G, and L268M (EDRGLM) led to a viral variant that was as severely compromised in its replicative capacity as RK (Fig. 1C). Therefore, the ability to generate the R264G escape mutant might also be limited due to the early selection of the LM variant in the majority of HLA-B27+ individuals.
The alternative escape mutants efficiently abrogated HLA binding of the KK10 epitope at least as well as the RK variant (Fig. 3), and we observed that escape from CTL pressure was as complete for the alternative variants as for SARKLM in our coculture assays (Table 2). The in vitro replication kinetics of the various alternative escape mutants, including the compensated EDRG, however, were consistently slower than that of SARKLM in the absence or presence of KK10-specific CTL (Fig. 1 and 4). This suggests that a threshold of replicative capacity may exist that determines whether a mutant can dominate in the quasispecies. Indeed, despite its typically late development in vivo, the nearly WT-level replication capacity and profound CTL escape phenotype of SARKLM in our in vitro assays suggest that this variant would have a significant in vivo replicative advantage over the parental virus in the context of an immunodominant KK10-specific CTL response. In contrast, despite similar or even enhanced CTL evasion capabilities, the more substantially impaired replicative capacities observed for the RT/RTLM, RQ/RQLM, and RG/EDRG variants might still outweigh the selective advantage of a successful CTL escape. A potential model to explain the importance of viral replication capacity and evasion from CTL pressure relative to an in vivo threshold for HIV outgrowth is shown in Fig. 5. We propose that during chronic HIV-1 infection, only the SARKLM variant is suitably fit to escape KK10-specific CTL pressure and establish itself as the predominant viral strain in vivo.
Several reports have addressed the question of how frequently
each of the 12 possible nucleotide substitutions occurs during
sequence evolution in HIV-1. The results of these analyses vary
substantially, possibly due to differences in the data sets
or in the methodologies applied. Goodenow et al. (
23) compared
short
gag and
env fragments of the viral quasispecies from seven
subjects and noted a predominance of G-to-A substitutions, assuming
that minor sequence populations were derived from the dominant
ones. In their data set, 100% of all guanosine alterations in
gag showed a G-to-A change. Moriyama et al. (
42) estimated the
relative frequency of nucleotide substitutions at the third
codon positions in
gag by analyzing published sequences of 15
independent HIV-1 isolates, proposing that 43.8% of all mutations
were G-to-A changes, while only 16.4% were A-to-G changes. G-to-C
changes and A-to-C changes were not observed in that study.
In contrast, Plikat et al. (
49) collected longitudinal
nef sequences
from one subject and reported relative frequencies for A-to-G
and T-to-C transitions twofold higher than for G-to-A changes.
Our analysis of synonymous nucleotide changes in seven longitudinal
viral sequence pairs supports that the predominant nucleotide
substitution introduced during the replicative cycle of HIV-1
is a G-to-A transition, which matches the change required to
generate the R
264K mutation. Nucleotide substitutions necessary
for evolution of the other KK10 escape variants, including R
264T
(G to C), R
264G (A to G), and R
264Q (two mutations: A to C and
G to A) arise significantly less often (Table
4). Our results
correlate well with a recently published estimation of the substitution
frequency during HIV evolution in vivo, which was derived from
a considerably large data set of over 5,000
pol population sequence
pairs (
15).
The propensity for G-to-A substitutions during HIV-1 replication could therefore additionally hamper the generation of R264T, R264G, or R264Q, while favoring the occurrence of R264K. The significance of a mutational bias during viral replication to select for particular variants with even suboptimal replication capacity is supported by a study demonstrating that the initial selection of the less fit lamivudine drug-resistant mutant M184I could be explained by its underlying G-to-A substitution (34). At later times, the M184V variant displaying an improved replicative capacity becomes dominant, but this delay was attributed to its requirement for the infrequent A-to-G transition. In the context of CTL pressure, therefore, mutational bias may also alter the frequency of escape variants, despite seemingly significant differences in costs to replicative capacity. However, the notion that the nucleotide substitution bias that occurs during viral evolution also influences the preferential selection for R264K is tempered by its escape pathway that requires two independent amino acid substitutions (i.e., R264K and the S173A compensatory change), while any of the alternative escape mutations at the P2 position of KK10 do not absolutely rely on additional mutations in vitro. S173A itself is generated by a T-to-G substitution, which we observed at a rate of 0.0021. Since the S173A mutation in the absence of R264K has a relatively modest impact on replication capacity (52) and is present in 39 out of 707 (5.5%) sequences in the LANL HIV database (www.hiv.lanl.gov), it is likely that it occasionally arises as a minor species and therefore may not provide a substantial barrier to the generation of R264K in the context of HLA-B27. Taking this into consideration, the existence of a particular fitness threshold, which must be surpassed by a viral mutant for it to become the dominant form in the quasispecies, seems even more probable. Viral escape in KK10 might generally be delayed until R264K is generated on a viral backbone with a preexisting S173A mutation, with the alternative escape variants failing to exceed the fitness level required for outgrowth. In this case of a viral backbone incorporating a preexisting S173A mutation, the nucleotide substitution bias would then additionally favor the generation of an R264K mutation over any of the alternative substitutions at the P2 position of the KK10 epitope. Furthermore, it is possible that each of the alternative escape variants also requires particular compensatory mutations in order to establish a variant quasispecies with sufficient replication competence to outcompete viruses with the WT or L268M forms of the KK10 epitope. Analogous to the requirement for S173A, the requirement for such compensatory mutations could then substantially reduce the chance for an alternative escape mutation in KK10 to arise. Unfortunately, due to the limited number of published sequences with R264T and R264Q mutations, we have been unable to identify potential compensatory changes (or in the case of R264G, to identify others besides E260D, which itself requires a rare A-to-C substitution) for the fitness defects associated with these mutations.
Despite the severe replicative defect of R264K in vitro, this mutation is selected as the predominant substitution to escape in vivo immune pressure by the B27-KK10-specific CD8+ T-cell response. We have previously shown that the R264K mutation occurs in nearly all cases concomitantly with the rare compensatory mutation S173A. Therefore, in HLA-B27+ subjects, mutational escape at codon 264 is typically delayed until R264K is generated together with S173A. Presumably, HIV-1 remains under continuous, efficient CTL pressure for this extended length of time, which may contribute to long-term viral suppression (26, 56). We propose that the lower frequency of R264G, R264T, and R264Q versus R264K at P2 of the KK10 epitope can be explained by a combination of several viral constraints. We observed a replicative capacity for all of the alternative escape variants lower than that of the compensated SARKLM mutant in both the absence and the presence of KK10-specific CTL, indicating that a certain fitness threshold may need to be obtained before a variant can outgrow WT virus to become the dominant species. Additionally, we noted that R264G displays a severe replication defect when combined with L268M, which likely limits development of the RG variant in the context of this earlier escape mutation. Finally, we identified a bias in the nucleotide error rate during viral replication that may contribute to the preferential generation of R264K. These observations underscore the notion that the KK10 epitope and especially the Gag codon 264 are located in a highly sensitive area of capsids with structural and functional constraints that limit viral escape from HLA-B27 CTL pressure. This region of Gag might therefore function as an attractive target for efficient immunomodulatory vaccine approaches.

ACKNOWLEDGMENTS
The CD3:CD8-bispecific antibody was a kind gift from Johnson
T. Wong, Department of Medicine, Massachusetts General Hospital,
Boston. The following reagents were obtained through the AIDS
Research and Reference Reagent Program, Division of AIDS, NIAID,
NIH: human rIL-2 from Maurice Gately, Hoffmann-La Roche, Inc.;
plasmid pNL4-3 from Malcolm Martin; and plasmid pHEF-VSVg from
L. J. Chang. We thank Andreas Meyerhans, Homburg/Saar, Germany,
for very helpful discussions of the manuscript. We are grateful
to all individuals who enabled this study by donating blood.
This study was supported by the National Institutes of Health, grant R01-AI054178 (T.M.A.).
The contents of this report are solely the responsibility of the authors and do not necessarily represent the official views of the National Institutes of Health or other supporting agencies.

FOOTNOTES
* Corresponding author. Mailing address: MGH-East, CNY 6625, 149 13
th Street, Charlestown, MA 02129. Phone: (617) 726-7846. Fax: (617) 724-8586. E-mail:
tallen2{at}partners.org 
Published ahead of print on 2 April 2008. 
Both authors contributed equally. 

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Journal of Virology, June 2008, p. 5594-5605, Vol. 82, No. 11
0022-538X/08/$08.00+0 doi:10.1128/JVI.02356-07
Copyright © 2008, American Society for Microbiology. All Rights Reserved.
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