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Journal of Virology, February 2007, p. 1313-1318, Vol. 81, No. 3
0022-538X/07/$08.00+0 doi:10.1128/JVI.01943-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
Receptors Play a Dominant Role in Protective Tumor Immunity against a Virus-Encoded Tumor-Specific Antigen in a Murine Model of Experimental Pulmonary Metastases
Departments of Microbiology and Immunology,1 Internal Medicine, Texas Tech University Health Sciences Center, Lubbock, Texas,2 Southwest Cancer Treatment and Research Center, Lubbock, Texas3
Received 6 September 2006/ Accepted 5 November 2006
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Rs) on effector cells is necessary to mediate antitumor responses. All immunized BALB/c Fc
R/ knockout mice developed anti-SV40 Tag antibody responses prior to experimental challenge with a tumorigenic cell line expressing SV40 Tag. However, all mice deficient in the activating Fc
RI (CD64) and Fc
RIII (CD16) were unable to mount protective immunologic responses against tumor challenge and developed tumor lung foci. In contrast, mice lacking the inhibitory receptor Fc
RII (CD32) demonstrated resistance to tumorigenesis. These results underscore the importance of effector cell populations expressing Fc
RI/III within this murine tumor model system, and along with the production of a specific humoral immune response, antibody-dependent cell-mediated cytotoxicity (ADCC) may be a functioning mechanism of tumor clearance. Additionally, these data demonstrate the potential utility of ADCC as a viable approach for targeting vaccination strategies that promote Fc
RI/III scavenging pathways against cancer. |
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Much focus relies on the role of cytotoxic T lymphocytes (CTLs) in mediating tumor rejection due to their potent and efficient nature of cell-to-cell mediated destruction (11). In a classical sense, CTLs become activated by antigen-presenting cells and then recognize and lyse transformed cells that display peptides via the major histocompatibility complex class I pathway. Yet, immune cell components of the humoral response arm are also capable of promoting some level of antitumor activity and remain a viable approach to help thwart the progression of tumor cell growth and metastasis in prophylactic or therapeutic scenarios (18, 21). Antibodies are known to exhibit antitumor activity through a number of mechanisms that include the activation of apoptosis and the blocking of signaling pathways upon binding to a target (14). Cell-mediated cytotoxicity involving NK cells and phagocytes, such as macrophages and neutrophils, can also be induced by antibody bound to tumor antigens. In a scenario termed antibody-dependent cell-mediated cytotoxicity (ADCC), the Fc portion of an antibody becomes bound by receptors for the Fc region expressed on macrophages or NK cells and the targeted tumor cell is destroyed.
Immunoglobulin G (IgG) Fc receptors (Fc
Rs) comprise a subset of surface molecules displayed on immunologic effector cell populations that mediate functions via intracellular signaling cascades due to antibody-antigen cross-linking (23). Fc
RI (CD64) and Fc
RIII (CD16) are activating receptors distributed on a wide range of myeloid cells. Fc
RI is a high-affinity receptor for IgG that is expressed on the surface of monocytes, macrophages, and dendritic cells (DCs). The low-affinity IgG receptor Fc
RIII is found predominately on phagocytes (macrophages and neutrophils) and NK cells. These receptor complexes are composed of a ligand binding
chain and an associated
chain that contains an immunoreceptor tyrosine-based activating motif that serves to initiate cellular activation through signaling pathways upon Fc
R binding. As the surface expression and function of Fc
RI and Fc
RIII are dependent upon the
subunit, mice with a targeted disruption in the
subunit gene are unable to express these Fc
R types and have impaired effector functions in their respective immunologic cell populations (30).
The Fc
type II receptor (Fc
RIIB) (CD32) is a low-affinity molecule to IgG complexes that is composed of a single-chain polypeptide and is expressed on cells that include monocytes, macrophages, neutrophils, B cells, and activated DCs (24). The cytoplasmic region of Fc
RIIB contains an immunoreceptor tyrosine-based inhibitory motif that functions to inhibit cellular processes upon receptor ligation. Mice deficient in Fc
RIIB can display augmented levels of antibody production as well as the induction of autoimmune reactions, the latter supporting the receptor's role in maintaining peripheral tolerance (20, 31, 37). Additionally, since Fc
RIIB has been suggested to modulate the functions of Fc
RIII, enhanced levels of ADCC against tumor targets have been observed in Fc
RIIB-deficient mice (8). However, with regard to its inhibitory role, Fc
RIIB expression on activated DCs has been reported to enhance the humoral immune response due to the presentation of immune complexes to B cells via an Fc
RIIB pathway (1, 22, 36).
Our laboratory has previously demonstrated systemic tumor protection with prophylactic immunization in a murine model of experimental tumor metastasis. Following immunization with a recombinant form of SV40 Tag (rSV40 Tag), BALB/c mice were intravenously (i.v.) challenged with an SV40-transformed cell line, designated mKSA (16), that expresses the tumor-specific antigen SV40 Tag. Tumor burden within this experimental metastatic model was quantitated using parameters that include the appearance and number of lung tumor foci. Immunization with rSV40 Tag has previously been shown to activate an SV40 Tag-specific antibody response without detectable levels of SV40 Tag-specific CTLs (4). In vitro assays using cells obtained from peritoneal exudates as effector cells and anti-SV40 Tag antibody harvested from BALB/c mice also revealed that ADCC was a functioning mechanism of tumor cell death and was proposed to play a role in tumor immunity in this system. Further analysis of this induced response to immunization with rSV40 Tag indicated the required roles for Th2-type CD4+ T cells in initiating tumor destruction (15). More specifically, these studies reported that with depletion of CD4+ T cells during the course of immunization, the anti-SV40 Tag antibody humoral response was impaired and mice succumbed to tumor challenge, while CD8+ T-cell-depleted mice survived normally without any observable evidence of tumor cell growth.
To further explore the mechanisms of tumor protection initiated by rSV40 Tag immunization, we examined the role of Fc
Rs by using genetic knockout strains of mice. In this report, Fc
RI/III- or Fc
RIIB-deficient mice were immunized with rSV40 Tag and subsequently challenged with a lethal dose of mKSA tumorigenic cells. The results of this study demonstrate the importance of protection mechanisms mediated by Fc
R effector pathways within a murine model of experimental pulmonary metastasis.
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Mouse immunization and tumor cell challenge.
Six- to 8-week-old BALB/c wild-type and Fc
RI/III/ and Fc
RIIB/ knockout mice (Taconic, Germantown, NY) were obtained and maintained under standard conditions. Fc
RI and Fc
RIII in the knockout strain Fc
RI/III/ are deficient in the
chain subunit (30), while Fc
RIIB/ mice lack the normal low-affinity IgG receptor Fc
RIIB (31). These knockout strains have previously been shown to lack the appropriate Fc receptors by standard methods including flow cytometry (30, 31). We also validated these results by flow cytometry to observe deficiencies in Fc receptor expression using splenocytes for the appropriate knockout strain and monoclonal antibody reagents specific for murine CD64 and CD16/32 (BD Biosciences, San Diego, CA) (data not shown). The treatment and care of all animals were in accordance with institutional guidelines and the Animal Welfare Assurance Act.
rSV40 Tag was prepared using a baculovirus expression vector system as previously described (17, 27, 28). Groups of 3 wild-type and 10 Fc
RI/III/ and Fc
RIIB/ knockout mice each were immunized intraperitoneally with 1 µg of an alum precipitate of rSV40 Tag a total of four times at 1-week intervals (Fig. 1). Control groups consisted of three mice and were administered recombinant hepatitis B surface antigen (HBsAg) in alum according to the same immunization schedule. Two weeks following the last injection of either rSV40 Tag or HBsAg, mice were challenged i.v. with 5 x 105 viable mKSA tumorigenic cells in 50 µl sterile PBS. Mice were sacrificed at 14 days post-mKSA administration, and tumor burden was determined by examining lung tumor foci as described in detail elsewhere (33, 35). Briefly, lungs were stained with 10% India ink through intratracheal injection and destained with Fekete's solution. To remove subjectivity, visible lung tumor foci were quantitated using computer-assisted video image analysis that incorporated focus density and diameter parameters.
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FIG. 1. Schedule for rSV40 Tag immunization and tumor cell challenge in wild-type and Fc / mice. BALB/c wild-type and Fc RIIB/ and Fc RI/III/ knockout groups were immunized with HBsAg or 1 µg rSV40 Tag in alum at 0, 7, 14, and 21 days. Sera were obtained from mice at 21 and 28 days to assay for anti-SV40 Tag antibody reactivity. On day 35, groups of mice were challenged with 5 x 105 mKSA cells, and 14 days following tumor inoculation, mice were sacrificed and lungs were removed and analyzed for tumor cell focus formation. i.p., intraperitoneal.
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Statistics. The numbers of tumor lung foci were compared between groups using the nonparametric Kruskal-Wallis test. The statistical significance of the antibody response based on serum titer values was also assessed by logarithmic transformation followed by either the Kruskal-Wallis test or Student's t test. Statistical significance was considered at a P value of <0.05.
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R-deficient mice develop an anti-SV40 Tag-specific humoral immune response.
Fc
RI/III/ and Fc
RIIB/ mice were immunized a total of four times with rSV40 Tag (Fig. 1). To examine the ability of these knockout strains to mount an efficient anti-SV40 Tag antibody response, sera were obtained at 7 days post-third and -fourth immunizations and SV40 Tag-specific antibody endpoint titers were determined by ELISA (Table 1). Antibody titer values for Fc
RIIB/ mice ranged from 3,200 to 51,200 (average of 16,640) post-third immunization with rSV40 Tag, while the titer range increased to 3,200 to 204,800 (average of 123,200) following the fourth immunization. Likewise, SV40 Tag-specific antibody titer values for Fc
RI/III/ mice ranged from 51,200 to 204,800 (average of 97,280) after the third rSV40 Tag immunization and 51,200 to 819,200 (average of 250,880) following the fourth immunization. Additionally, wild-type BALB/c mice were immunized with rSV40 Tag following the same schedule (Fig. 1) and SV40 Tag-specific titers were on average 89,600 and 140,800 after the third and fourth rSV40 Tag injections, respectively. The binding properties of sera between wild-type, Fc
RI/III/, and Fc
RIIB/ mice were shown to be specific to SV40 Tag, as the control groups of mice immunized with HBsAg did not generate a detectable anti-SV40 Tag response by ELISA (data not shown). |
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TABLE 1. Anti-SV40 Tag antibody titers in sera from wild-type and Fc / immunized mice
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RI/III/ and Fc
RIIB/ mice by using Student's t test also failed to demonstrate significance in mean titers, with a P value of <0.05. These data are further supported by the observation that HBsAg-immunized wild-type, Fc
RI/III/, and Fc
RIIB/ mice generate comparable HBsAg antibody titers (unpublished data).
On average, SV40 Tag antibody titers at 7 days post-fourth immunization between wild-type and Fc
RIIB/ mice were comparable (Table 1). These data are in contrast to previous reports indicating a 5- to 10-fold augmentation in the humoral immune response in Fc
RIIB/ mice (31). Conversely, other studies have also reported enhanced antibody levels due to DC presentation of immune complexes to B cells via Fc
RIIB (1, 22, 36). Though the anti-SV40 Tag antibody response in Fc
RIIB/ mice did not differ considerably from that in wild-type immunized groups of mice in this study, it remains plausible that the regulation of the in vivo humoral immune response to rSV40 Tag immunization is neither enhanced nor inhibited to an observable degree by Fc
RIIB.
rSV40 Tag immunization does not provide tumor protection in Fc
RI/III knockout mice.
To determine the level of protection within our experimental murine model of tumor metastasis, lungs from immunized and challenged mice were quantitated for the presence of tumor foci. Fc
RI/III/ mice were first immunized with rSV40 Tag and subsequently challenged with 5 x 105 mKSA cells (Fig. 1). Fourteen days following mKSA tumor cell challenge, lungs were obtained and stained for the presence and number of lung tumor metastases.
Previous work by our laboratory has reported that wild-type BALB/c mice immunized with rSV40 Tag were protected from the development of lung foci after mKSA challenge. Indeed, all wild-type mice in this study immunized with rSV40 Tag remained lung tumor focus free while those control BALB/c mice immunized with HBsAg developed 14.3 foci on average (range of 12 to 17) (Table 2). In comparison, all five Fc
RI/III/ mice immunized with rSV40 Tag succumbed to tumor challenge based on the formation of tumor lung foci. Representative images of lungs obtained from tumor-challenged Fc
RI/III/ mice immunized with either rSV40 Tag or HBsAg are shown in Fig. 2.
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TABLE 2. Lung metastases in wild-type and Fc / immunized mice post-tumor cell challenge
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FIG. 2. Representative lung tumor foci in immunized Fc RIIB- and Fc RI/III-deficient mice challenged with mKSA. (A and B) Fc RIIB-deficient mice. (A) Tumor focus formation in an HBsAg-immunized mouse. (B) Lack of tumor cell foci in an rSV40 Tag-immunized mouse. (C and D) Fc RI/III-deficient mice. (C) Tumor focus formation in an HBsAg-immunized mouse. (D) Lung of an rSV40 Tag-immunized mouse with observable tumor foci.
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RI/III/ mice was not considered significant (P < 0.05; Kruskal-Wallis test), suggesting that no evident immunologic deficiencies in the knockout strain existed with respect to wild-type mice (Fig. 3). Interestingly, the range of lung focus numbers from the rSV40 Tag-immunized Fc
RI/III/-treated group was less in number than that from control HBsAg-immunized Fc
RI/III/ mice (3 to 5 versus 13 to 27, respectively). This may reflect the previously described role of SV40 Tag-specific CD4+ T cells in tumor immunity (15). Nonetheless, the presence of lung tumor foci in each of the rSV40 Tag-immunized Fc
RI/III/ mice indicated the importance of a functioning Fc
RI/III on immunologic effector cells within this model of experimental pulmonary metastasis, as the development of lung foci was statistically significant (P < 0.02; Kruskal-Wallis test) between all other rSV40 Tag-immunized mice (Fig. 3).
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FIG. 3. Lung tumor focus burden in wild-type and Fc / immunized mice due to tumor challenge. Wild-type (WT) and Fc RIIB/ and Fc RI/III/ knockout mice were immunized with HBsAg or rSV40 Tag and challenged with the tumorigenic cell line mKSA. Upon staining lungs for the presence of tumor foci, tumor burden in each group was determined by the overall number of lung tumor foci. Columns, means of n mice per group challenged with mKSA; bars, standard errors; *, P < 0.02 (Kruskal-Wallis test).
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RI/III/ mice have been reported to generate normal T-cell functions (30), CTLs are not expected to play a primary role in immunologic mechanisms against mKSA tumor cell challenge that lead to systemic tumor immunity (15). This hypothesis is further supported by previous results that indicate that an SV40 Tag-specific CTL response is undetectable in wild-type BALB/c mice immunized with rSV40 Tag (4). Thus, an Fc
RI/III-mediated pathway plays some role in effector mechanisms that lead to the reduction of lung tumor foci in mKSA-challenged animals since the efficacy of a protective vaccine against the tumor-specific antigen SV40 Tag is reduced by mice deficient in Fc
RI/III.
Fc
RIIB-deficient mice mount a protective immune response to metastatic tumor challenge.
To again determine the level of immunologic protection against experimental pulmonary metastasis in this murine model, the role of the inhibitory molecule Fc
RIIB in SV40 Tag antitumor activity was explored. Fc
RIIB/ mice were immunized with rSV40 Tag and challenged i.v. with mKSA tumorigenic cells. Tumor foci in the lungs of challenged mice were quantitated to determine the level of tumor immunity at 14 days post-tumor challenge.
The majority of Fc
RIIB/ mice immunized with rSV40 Tag did not succumb to mKSA tumor challenge. Only one of five mice exhibited lung tumor foci, which resulted in an overall focus average of 0.4 in rSV40 Tag mice (range from 0 to 2). These data differ from the HBsAg control-immunized control group where all mice developed lung tumor foci with an average of 9 foci and a range of 6 to 11. Representative images of lung tumor foci from Fc
RIIB/-treated mice are shown in Fig. 2.
Lung focus values did not differ significantly between HBsAg-immunized mice (P < 0.05; Kruskal-Wallis test) (Fig. 3), indicating that overall immune functions were normal in Fc
RIIB/ and Fc
RI/III/ groups with respect to those in wild-type mice. These data, once more, underscore the importance of Fc
RI/III effector populations during the course of protection from tumor challenge. Therefore, the genetic disruption of Fc
RIIB protein does not appear to deter from the ability of mice to mount a protective immune response to experimental challenge with mKSA tumorigenic cells.
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RI/III on effector cells to achieve protection in a murine model of experimental pulmonary metastasis following rSV40 Tag immunization and challenge. Fc
RI/III/ knockout mice immunized with rSV40 Tag and challenged with the tumorigenic cell line mKSA succumbed to tumor challenge and developed lung tumor foci. These results differ from those Fc
RIIB/ mice that were protected from tumor challenge regardless of the absence of the inhibitory IgG receptor Fc
RIIB. As wild-type and knockout strains of mice developed an overall IgG1 anti-SV40 Tag isotype distribution (data not shown) and comparable SV40 Tag antibody titers, a possible immunologic mechanism leading to protection in these animals likely involves Fc receptor-mediated ADCC by macrophages and/or NK cells. Similar findings have been observed utilizing murine systems of leukemia (38) and lymphoma (10, 32). Additional studies employing active immunization strategies towards melanoma have also implicated a direct role for Fc
RI/III in antitumor activities. Clynes and colleagues (7) immunized wild-type and Fc
R-deficient mice against the brown locus protein (gp75) and subsequently challenged animals i.v. with B16 melanoma cells. A significant reduction in lung metastases was observed in immunized wild-type mice compared to that in controls; however, no protective effect was observed in Fc
R-deficient mice. Though the B- and T-cell immune responses developed normally in these animals and anti-gp75 antibody titers were comparable between all groups, tumor protection required the expression of Fc
Rs in mice. Additionally, in vitro assays indicated that NK cell-mediated (30) and macrophage-mediated ADCC (7) was abolished in Fc
R/ animals, suggesting that these two cell populations mediated B16 tumor immunity through Fc
R effector pathways to various degrees.
The relative success of immunotherapy involving the passive administration of antibody and the ensuing role of Fc receptors in mediating tumor clearance has been realized in particular human cancers. For example, the FDA-approved anti-CD20 monoclonal antibody rituximab (Rituxan) is used to treat a number of B-cell abnormalities, including non-Hodgkin's lymphoma (6). Though the human immunologic response to rituximab has not been fully clarified, in vitro and in vivo murine studies (8, 9, 13) have demonstrated Fc
R-driven ADCC with rituximab treatment. Yet, active immunization strategies may also represent an efficient prophylactic and/or therapeutic strategy to induce a long-lived and effective immune response (including memory cell recall) to specific targets expressed by human malignancies. With respect to our interpretation of required immune effector cells in this murine model of experimental pulmonary tumor challenge (15), vaccination strategies could be employed to induce the activation of antigen-specific CD4+ T cells. One resulting effect is that antigen-specific antibody is produced, and through a scenario that includes ADCC, Fc
RI/III effector cells scavenge and destroy antibody/tumor cell complexes, particularly SV40 Tag-expressing cancers.
In our studies, mice deficient in Fc
RIIB demonstrated protection from lung tumor foci as a result of mKSA tumor administration. From this observation, we conclude that a lack of Fc
RIIB in mice did not hinder the ability of rSV40 Tag immunization to protect against systemic tumor immunity via an Fc
R-mediated effector pathway. However, we cannot rule out the role of Fc
RIIB in mediating protection by an indirect mechanism, perhaps through the modulation of Fc
RIII that results in the regulation of ADCC activity (8). This remains plausible since tumor growth in control HBsAg-immunized Fc
RIIB-deficient mice was less overall than in HBsAg-immunized Fc
RI/III-deficient mice (Table 2). It is also of interest to note that BALB/c Fc
RIIB/ and Fc
RI/III/ strains developed anti-SV40 Tag antibody titers and isotype distribution similar to those previously reported by our group for wild-type mice (2, 15, 34). Though deficiencies in the inhibitory receptor Fc
RIIB have been associated with both augmented and decreased antibody levels (1, 22, 31, 36), it remains possible that the SV40 Tag antibody response is not affected by the abrogation of this Fc
receptor. Nonetheless, we demonstrate that Fc
RIIB is not noticeably involved in immunologic mechanisms that lead to protection in this murine model of experimental pulmonary metastasis.
The required roles of Fc
RI/III within this study further support the hypothesis that SV40 Tag antibody is required to achieve complete systemic tumor immunity within a prophylactic experimental challenge setting. Previous work by our group has shown that Th2 CD4+ T cells along with an anti-SV40 Tag antibody response were required for antitumor immune responses within the induction-phase immune response against an i.v. challenge with tumorigenic mKSA cells (15). If CD4+ T cells were depleted during the course of immunization, anti-SV40 Tag antibody was not produced as a result, and mice developed lung tumor foci. Additionally, in vitro assays demonstrated indirectly that ADCC activity was evident against mKSA by using peritoneal exudate cells and anti-SV40 Tag antibody from BALB/c mice (4). Activated Th2 CD4+ T cells might also be functioning to maintain low levels of the inhibitory receptor Fc
RIIB on effector cells, as shown by one investigation (29), resulting in the increased activities of Fc
RI/III-expressing immunologic cell populations. Though CD8+ T-cell function cannot be ruled out altogether in providing some level of tumor immunity, particularly when employing other active immunization modalities, such as plasmid DNA expressing SV40 Tag (2, 19, 25, 26), our previous studies indicated that depletion of CD8+ T cells during the course of rSV40 Tag immunization had no observable effect on the resultant tumor immunity (15). Therefore, we surmise that with regard to tumor immunity from mKSA challenge resulting from rSV40 Tag immunization, SV40 Tag specific antibody opsonizes the function of mKSA tumor cells and effector cells, such as macrophages and NK cells, via ADCC to mediate tumor lysis through expression of Fc
RI/III.
We thank Allison M. Watts for technical assistance.
Published ahead of print on 15 November 2006. ![]()
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