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Journal of Virology, January 2007, p. 599-612, Vol. 81, No. 2
0022-538X/07/$08.00+0 doi:10.1128/JVI.01739-06
Copyright © 2007, American Society for Microbiology. All Rights Reserved.
Mechanisms of Gastrointestinal CD4+ T-Cell Depletion during Acute and Early Human Immunodeficiency Virus Type 1 Infection
Saurabh Mehandru,1
Michael A. Poles,1,2
Klara Tenner-Racz,3
Victoria Manuelli,1
Patrick Jean-Pierre,1
Peter Lopez,1
Anita Shet,1
Andrea Low,1
Hiroshi Mohri,1
Daniel Boden,1
Paul Racz,3 and
Martin Markowitz1*
Aaron Diamond AIDS Research Center and Rockefeller University, New York, New York 10016,1
New York University School of
Medicine, Department of Medicine, Division of Gastroenterology, New
York, New York 10016,2
Bernhard-Nocht Institut für Tropenmedizin, 20359 Hamburg, Germany3
Received 10 August 2006/
Accepted 13 October 2006
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ABSTRACT
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During
acute and early human immunodeficiency virus type 1 (HIV-1) infection
(AEI) more than 50% of CD4+ T cells are
preferentially depleted from the gastrointestinal (GI) lamina propria.
To better understand the underlying mechanisms, we studied virological
and immunological events within the peripheral blood (PB) and GI tract
during AEI. A total of 32 AEI subjects and 18 uninfected controls
underwent colonic biopsy. HIV-1 viral DNA and RNA levels were
quantified in CD4+ T cells derived from the GI tract
and PB by using real-time PCR. The phenotype of infected cells was
characterized by using combinations of immunohistochemistry and in situ
hybridization. Markers of immunological memory, activation, and
proliferation were examined by flow cytometry and immunohistochemistry,
and the host-derived cytotoxic cellular response was examined by using
immunohistochemistry. GI CD4+ T cells harbored, on
average, 13-fold higher HIV-1 viral DNA levels and 10-fold higher HIV-1
RNA levels than PB CD4+ T cells during AEI. HIV-1
RNA was detected in both "activated" and
"nonactivated" mucosal CD4+ T cells.
A significantly higher number of activated and proliferating T cells
were detected in the GI tract compared to the PB, and a robust
cytotoxic response (HIV-1 specificity not determined) was detected in
the GI tract as early as 18 days postinfection. Mucosal
CD4+ T-cell depletion is multifactorial. Direct
viral infection likely accounts for the earliest loss of
CD4+ T cells. Subsequently, ongoing infection of
susceptible CD4+ T cells, along with
activation-induced cellular death and host cytotoxic cellular response,
are responsible for the persistence of the
lesion.
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INTRODUCTION
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A preferential depletion of more than half of
gastrointestinal (GI) CD4+ T cells has been
documented during acute and early human immunodeficiency virus type 1
(HIV-1) infection (3,
8,
18), echoing the
observations made in the simian immunodeficiency virus (SIV)-macaque
model of acute infection
(30). The mechanisms
underlying this lesion have been explored recently in the SIV model,
where Mattapallil et al., using PCR, demonstrated that at peak viremia
(10 days postinfection) 30 to 60% of memory T cells throughout the body
(including the GI tract) are infected by SIV and suggested that direct
viral cytopathicity is responsible for CD4+ T-cell
depletion in the intestines
(17). Contemporaneously,
Li et al. (16) suggested
that the effects of direct viral infection alone could not account for
the magnitude of GI CD4+ T-cell loss, since only 7%
of GI CD4+ T cells were found to contain HIV-1 RNA.
These researchers based their findings on in situ hybridization as
opposed to PCR-based techniques, which may account for the observed
difference. Nevertheless, they found that SIV infection triggers
Fas-Fas-ligand-mediated apoptosis in lamina propria
CD4+ T cells and concluded that direct viral
cytopathicity and indirect effects such as apoptosis of infected and
uninfected CD4+ T cells are both involved in the
pathogenesis of mucosal CD4+ T-cell
depletion.
Studying the pathogenesis of
CD4+ T-cell depletion in the human GI tract during
acute HIV-1 infection is challenging. In our experience it is difficult
to identify and biopsy human subjects prior to or at peak HIV-1
viremia. Sample availability is often limited, and inferences must be
drawn by collecting snapshots of a very dynamic process. We have
attempted to circumvent some of these problems by rigorously examining
a relatively large cohort of acute and early HIV-1 infection (AEI)
subjects, some of whom were identified as early as 18 to 19 days
postinfection. These patients are, to our knowledge, among the earliest
identified, diagnosed, and biopsied.
Compared to the
well-characterized changes in the peripheral blood (PB) during acute
and early infection, early events in the GI tract remain less well
defined, and significant controversies exist. For example, using Ki67
as a marker of cellular proliferation, some groups have demonstrated an
increase in lymphocyte proliferation in the GI tract
(8), whereas others have
not (3). Similarly, some
reports have suggested that there are defects in cytotoxic cellular
machinery within the GI tract during acute
(2) and chronic
(1,
25) HIV-1 infection,
whereas others could not confirm these findings in the simian model
(22,
27,
28).
The aims of
the present study were to understand the virological and immunological
factors involved in GI CD4+ T-cell depletion during
AEI by (i) quantifying and comparing HIV-1 DNA and mRNA levels in the
GI tract and PB; (ii) examining markers of immunological memory,
activation, and proliferation in GI and PB compartments of AEI subjects
and HIV-uninfected controls; and (iii) examining and comparing
host-derived cytotoxic cellular responses in subjects with AEI and
HIV-1-uninfected controls.
We compared the relative viral burden
in the GI tract and PB by using precise, high-speed flow sorting to
obtain CD4+ T cells. We quantified HIV-1 viral DNA
and RNA levels at a cellular level. To study virology and associated
immunologic sequelae, combinations of immunohistochemistry, in situ
hybridization, and flow cytometry were used. In doing so, we sought to
better understand important aspects of HIV-1 pathogenesis, some of
which may be amenable to therapeutic or preventive
interventions.
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MATERIALS AND METHODS
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Patients and sample acquisition.
PB and
rectosigmoid colonic mucosal tissue were collected from HIV-1-infected
and uninfected subjects. A total of 32 subjects with acute and early
HIV-1 infection and 18 uninfected subjects were studied. On
presentation, the patients were all viremic and were staged according
to the National Institutes of Health-sponsored Acute and Early Disease
Research Program (AIEDRP) as follows: enzyme-linked immunosorbent assay
(ELISA) negative (stage Ia), Western blot indeterminate (stage Ib), or
a nonreactive detuned ELISA result
(12) with an optical
density (OD) of <0.5 or a documented negative ELISA result
within 3 months of presentation (stage II), and a nonreactive detuned
ELISA (OD = 0.51 to 1.0) or a documented negative serology
within 6 months of presentation (stage III). All were male
patients who contracted HIV-1 sexually during same-sex
contact.
The 18 HIV-1-uninfected subjects were
recruited from a population undergoing screening colonoscopy at the
time of study recruitment. This group comprised of 10 men and 8 women.
None of the HIV-1-infected or uninfected subjects were found to have
macroscopic evidence of GI mucosal disease, nor were any concomitant
pathological processes found on histological examination. All enrolled
subjects signed an informed consent form that was approved by the
institutional review boards of The Rockefeller University, Bellevue
Hospital Center, and Manhattan Veteran's Administration Center.
Informed consent was obtained from all patients, and the study was
approved by the Institutional Review Boards of the Rockefeller
University, Bellevue Hospital Center, and Manhattan Veteran's
Administration Hospital Center. All clinical investigation was
conducted according to the principles expressed in the Helsinki
Declaration.
Endoscopic biopsies were obtained from the colon
from macroscopically normal mucosa and processed as described
previously
(18).
Cell sorting.
CD3+
CD4+ double-positive lymphocytes were sorted from
gut and PB by using a MoFlo MLS cell sorter (DakoCytomation, Inc., Fort
Collins, CO). Viable single cells of this phenotype were selected for
sorting by using light scatter and a doublet discriminator based on
pulse width. Cells were sorted at 500 cells/well into 96-well PCR
plates using the MoFlo CyClone adapter and stored at
70°C immediately after sorting. Bulk-sorted material
was collected into Eppendorf tubes containing TRIzol reagent
(Invitrogen, Carlsbad, CA) and frozen at 70°C
immediately for subsequent RNA extraction. Cell sorting was verified by
reanalysis of bulk-sorted material and showed >99.5%
purity.
Quantitation of HIV-1 viral DNA by real-time PCR.
Flow-sorted cells were resuspended in
25 µl of PCR mixture containing 1x PCR buffer (QIAGEN,
Hilden, Germany), 0.2 mM concentrations of each deoxynucleoside
triphosphate, 1.5 mM MgCl2, 0.2 µM concentrations of
each primer, SYBR green I (1:75,000; Cambrex, East Rutherford, NJ), and
0.25 U of HotStarTaq polymerase (QIAGEN, Valencia, CA). Quantification
of HIV-1 viral DNA was performed with the primers Gag-forward
(5'-GGACCAAAGGAACCCTTTAGAGA-3';
HIV-1HXB2 1651-1673) and Gag-reverse
(5'-GGACCAACAAGGTTTCTGTCATC-3';
(HIV-1HXB2 1759-1737) binding to a conserved sequence in the
gag region. The cell input number was adjusted by using primers
CCR5-Forward
(5'-GTCTTCATTACACCTGCAGCTCTCA-3')
and CCR5-Reverse
(5'-AAGCAGAGTTTTTAGGATTCCCGAGTAG-3')
binding to a region of the CC chemokine receptor 5 (CCR-5) genomic DNA.
An external standard for CCR5 DNA was created with
spectrophotometrically determined copy number standards of a CCR5 DNA
PCR product generated with the primer pair CR5S-F
(5'-GCTGTGTTTGCGTCTCTCCCAGGA-3')
and CR5S-B
(5'-CTCACAGCCCTGTGCCTCTTCTTC-3').
Standards for HIV-1 viral DNA were created with serial dilutions of
spectrophotometrically determined copy numbers of molecular clone
pNL4.3. Gene amplification was carried out with an initial activation
of HotStarTaq polymerase at 95°C for 15 min, followed by 40
cycles of 95°C for 15 s, 60°C for
30 s, and 72°C for 30 s. A
postamplification melting curve analysis was performed to determine the
correct Tm of the amplified product and to rule out
primer dimer formation. Amplification, data acquisition, and analysis
were carried out with an ABI 7700 sequence detection instrument
(Applied Biosystems, Foster City,
CA).
Quantification of HIV-1 intracellular RNA by real-time reverse transcription-PCR.
Cellular RNA was isolated from
flow-sorted cells with TRIzol reagent (Invitrogen, Carlsbad, CA)
according to the manufacturer's protocol. Reverse transcription was
performed with 200 to 500 ng of RNA, 1x first-strand buffer
(Clontech, Palo Alto, CA), 500 nM concentrations of each
deoxynucleoside triphosphate, 10 U of RNasin (Promega, Madison, WI),
200 ng of random hexamers (Promega), and 1 µl of PowerScript
reverse transcriptase (Clontech) in 20 µl of total reaction
volume. After a 10-min incubation at 25°C the reaction mixture
was incubated at 42°C for 50 min, followed by heat inactivation
of the reverse transcriptase enzyme at 70°C for 10 min. PCR
amplification was carried out with 1 µl of cDNA in a final
volume of 25 µl using the same PCR conditions as described for
viral HIV-1 DNA quantification. A second PCR using the primers G-1
(5'-AAGGTGAAGGTCGGAGTCAA-3') and
G-2 (5'-TGGAATTTGCCATGGGTGGA-3')
complementary to sequences in the mRNA of housekeeping gene GAPDH
(glyceraldehyde-3-phosphate dehydrogenase) was performed to normalize
the samples for absolute RNA
input.
Light microscopy and immunohistochemistry.
Routine histologic assessment was
done on 5-µm sections of formalin-fixed and paraffin-embedded
biopsies stained with hematoxylin-eosin or Giemsa stain. For
immunohistochemistry, dewaxed sections were subjected to
high-temperature antigen retrieval as described previously
(29). The sections were
incubated with the primary antibodies to CD4 (NCL-CD4-IF6; Novocastra,
Newcastle upon Tyne United Kingdom); CD8 (C8/144B), granzyme B (GrB),
CD45RO (UCHL1), major histocompatibility complex class II antigen
(CR3/43), CD68, and Ki-67 (MIB-1; all from DakoCytomation, Copenhagen,
Denmark); perforin (5B10; Novocastra); and T-cell
intracytoplasmic antigen (TIA-1; Coulter, Krefeld,
Germany). Antibody binding was visualized with the alkaline
phosphatase anti-alkaline phosphatase (APAAP) method using New
Fuchsin as the chromogen. The sections were either
counterstained with hematoxylin and mounted or dehydrated through
graded ethanol and subjected to in situ hybridization to detect HIV-1
RNA (see below).
Immunohistochemical double labeling for detection of proliferating T cells or the CD8+ perforin+ subset.
After heat-mediated antigen retrieval
by pressure cooking (3 min for CD4 and 15 min for perforin in 50 mM
Tris and 2 mM EDTA [pH 9]), the sections were incubated with
anti-perforin or anti-CD4 antibodies overnight. Immunodetection was
performed either with the StreptABComplex/HRP (code K0391;
DakoCytomation) using 3-amino-9-ethylcarbazole (Sigma, St. Louis, MO)
as the substrate or with APAAP and Fast Blue as a chromogen. The
sections were then heat treated again for 5 min with 0.01 M buffered
sodium citrate solution (pH 6.0). This was followed by an overnight
incubation either with MIB-1 or a polyclonal antibody generated in
rabbit against CD8 (Lab Vision UK, Ltd., Newmarket, United Kingdom).
For the second antibody, either the APAAP or the StreptABComplex/HRP
visualization system was applied. Enumeration of the perforin-,
granzyme B-, or TIA-1-positive cells was performed with a Zeiss
AxioImager M1 microscope equipped with AxioCam MRc5 digital camera and
AxioVision Rel 4.5 software (Zeiss) as described previously
(18). Briefly,
using a x40 objective lens 10 to 15 nonoverlapping digital
images were captured for the lamina propria and two to five unit areas
for the T-dependent zone of the GALT. The values were averaged
separately to represent the numbers of positive cells per unit area of
the lamina propria or the GALT. For the proliferating
CD4+ Ki-67+ or
CD8+ perforin+ subsets the
percentage of the double-positive cells was determined. The data were
available for only 16 of 32 patients due to technical reasons (high
background signal, lack of clear staining,
etc.).
In situ hybridization.
The in situ
hybridization was performed on paraffin sections as described
previously(29). Briefly,
deparaffinized sections were boiled in 0.01 M buffered sodium citrate
solution (pH 6.0) for 5 min, cooled to room temperature and, together
with the immunostained biopsy sections described above, subjected to an
overnight hybridization to a 35S-labeled, single-stranded
antisense RNA probe of HIV-1 (Lofstrand Labs, Gaithersburg, MD)
composed of fragments of 1.4 to 2.7 kb, which collectively represent
ca. 90% of HIV-1 genome
(7). After several
washings in standard saline citrate, the sections were digested with
RNase, rinsed again, dehydrated, dipped in Kodak NTB-2 emulsion, and
exposed for 7 days. After development in Kodak D-19, the sections were
counterstained with hematoxylin and mounted. As a positive control,
paraffin-embedded sections from the spleen of an HIV-infected patient
were used. As a negative control sections were hybridized with a
35S-labeled sense-strand probe. The sections were examined
with an Axiophot microscope (Carl Zeiss, Inc., Jena, Germany) equipped
with transmitted and incident
light.
Flow cytometry.
Cell surface expression of lymphocyte
antigens was identified by monoclonal antibody staining of freshly
isolated MMCs and peripheral blood mononuclear cells
(PBMC), followed by flow cytometry using a FACSCalibur (Becton
Dickinson Immunocytometry Systems [BDIS], Mountain View, CA) with
analysis using CellQuest software (BDIS) as described previously
(18). The monoclonal
antibodies used in the present study included anti-human CD3
fluorescein isothiocyanate (FITC) (clone UCHT1; BDIS), anti-human
CD3-phycoerythrin (PE) (clone SK-7; BDIS), anti-human CD3-peridinin
chlorophyll-a protein (PerCP; clone SK-7; BDIS), anti-human
CD4-allophycocyanin (clone RPA T4; Pharmingen, San Diego, CA),
anti-human CD8 PE (clone RPA T8; Pharmingen), anti-human CD38 FITC
(clone HIT2; Pharmingen), anti-human CD45RO PE (clone UCHL1;
Pharmingen), anti-human Ki67 FITC (clone B56; Pharmingen), anti-human
CCR7 PE (clone 3D12; BD Biosciences, San Jose, CA), anti-human CD62L
allophycocyanin (clone Dreg56; BD Biosciences), and the appropriate
isotype controls. To examine for activated memory cells, gated
CD4+ and CD8+ lymphocytes were
examined for the expression of CD45RO and CD38. Central and effector
memory cells were evaluated by the expression of CD62L and CCR7 on
gated CD4+ and CD8+ lymphocytes.
To determine the percentage of proliferating cells, after surface
staining, PBMC and MMCs were permeabilized with Cytofix/Cytoperm
solution (BD Biosciences) according to the manufacturer's instructions.
Intracellular staining was performed with Ki67 FITC. Gated
CD4+ and CD8+ lymphocytes were
examined for the expression of Ki67 by flow
cytometry.
Statistical methodology.
Values are
expressed as mean ± the standard deviation. Statistical
comparisons were made between PBMC and MMCs from individuals by using
the Mann-Whitney test. Statistical comparisons were made between
HIV-1-infected and control subjects by using a two-sample, unequal
variance t test. All reported P values were two sided
at the 0.05 significance level using Statview 5.0.1 for Windows
software.
(These findings were presented in part in abstract form
February 2005 at the 12th Conference of Retroviruses and Opportunistic
Infections, Boston, MA, and February 2006 at the 13th Conference of
Retroviruses and Opportunistic Infections, Denver,
CO.)
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RESULTS
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Patient characteristics.
A
total of 32 male subjects were identified during acute and early HIV-1
infection (Table
1) . Patients were all viremic with a
negative or evolving HIV-1 serology. All contracted HIV-1 sexually
during same-sex contact and were antiretroviral naive at the time of GI
biopsy. CD4 and CD8 T-cell subsets were quantified for all 32 subjects.
However, owing to limited study sample availability, markers for
memory, activation, and proliferation were examined on 24 subjects,
HIV-1 viral DNA was quantified on biopsies from 11 subjects, and HIV-1
RNA levels were determined in 12
subjects.
Gastrointestinal CD4+ T cells harbor greater HIV-1 viral DNA levels than PB CD4+ T cells.
In the GI-derived
CD4+ T cells, the HIV-1 viral DNA copy numbers
ranged from 14 (1.1-log10) copies to 684
(2.8-log10) copies per 500 cells. In the PB HIV-1 viral DNA
the copy numbers ranged from 4 (0.6-log10) copies to 30
(1.5-log10) copies per 500 cells. In each study subject, GI
CD4+ T cells harbored a greater quantity of HIV-1
viral DNA than PB CD4+ T cells (Fig.
1A) and ranged from 3- to 90-fold greater than that found in
CD4+ T cells derived from the PB. The mean viral DNA
in GI CD4+ T cells was 163.5 (2.2 log10)
copies/500 cells compared to a mean of 11.9 (1.1 log10)
copies/500 PB CD4+ T cells (P =
0.02).


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FIG. 1. Gastrointestinal
CD4+ T cells harbor a greater viral burden than PB
CD4+ T cells during acute and early HIV-1 infection.
PBMC and MMCs from subjects with acute and early HIV-1 infection were
flow cytometrically sorted with >99.5% purity. HIV-1 viral DNA
and RNA levels were quantified and compared between GI and PB
CD4+ T cells. (A) The log10
HIV-1 viral DNA copy number per 500 CD4+ T cells
(shown on the y axis) is compared in 11 study subjects
(depicted on the x axis) with black bars representing the PBMC
and white bars representing the MMCs. (B) The
log10 HIV-1 RNA levels normalized by GAPDH signal (shown on
the y axis) are compared in 12 study subjects (represented on
the x axis) with black bars depicting the PBMC and white bars
depicting the MMCs. (C) Levels of plasma HIV-1 viral load
(represented on the x axis) are compared to the PBMC (gray
circles) and MMC (white circles) associated viral load (shown on the
y axis).
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Gastrointestinal CD4+ T cells contain significantly higher levels of HIV-1 mRNA compared to PB CD4+ T cells.
Having examined levels of
cell-associated HIV-1 viral DNA, we set out to quantify and compare the
level of HIV-1 mRNA within CD4+ lymphocytes cells
derived from the two compartments. In order to account for variability
in the input cell number, a second PCR was performed to determine the
mRNA levels of the housekeeping gene GAPDH, and the HIV-1 RNA copy
number was normalized by GAPDH mRNA.
In each of the subjects
examined, significantly greater HIV-1 RNA level was observed within
CD4+ lymphocytes derived from the GI tract compared
to PB (Fig. 1B). The mean
HIV-1 mRNA copy number, normalized by GAPDH signal, was 16,542 (4.2
± 0.6 log10) copies in GI CD4+ T
cells compared to 1,594 (3.2 ± 0.9 log10) copies in
PB CD4+ T cells (P < 0.001). In
fact, in subject 503, a 102-fold-greater HIV-1 RNA copy number was
observed in GI CD4+ T cells than in the PB
CD4+ T cells. Cumulative analysis of all study
subjects revealed a mean of 10-fold-greater HIV-1 RNA levels within GI
CD4+ T cells compared to the PB
CD4+ T cells (range, 3- to
102-fold).
Simultaneous plasma HIV-1 RNA levels (quantified by
the Cobas Roche Amplicor assay) correlated well with the level of GI
CD4+ T-cell associated HIV-1 RNA levels
(R2 = 0.90), as well as with PB
CD4+ T-cell associated HIV-1 RNA levels
(R2 = 0.86) (Fig.
1C).
Activated and "nonactivated" cells, proliferating cells, and nonproliferating cells produce HIV-1 RNA in the GI tract during AEI.
We selected patients 502
and 503 for intensive in situ studies and immunohistochemistry since
they were biopsied after an estimated 19 and 18 days postinfection and
represent the earliest biopsies available for analysis. Our aim was to
study the phenotype of infected cells using a combination of
immunohistochemistry and in situ
hybridization.
As shown in Fig.
2A, HIV-1 RNA-positive cells were detected in the organized
lymphoid tissue with no preferential localization (such cells were
detected in the germinal centers and the T-cell-dependent zones, as
well as in the dome region). HIV-1 RNA-positive cells
demonstrated lymphocytic morphology and were positive for CD4 and
CD45RO receptors. Cells that were positive for nuclear antigen Ki67, a
marker of cellular proliferation, and Ki67-negative cells both harbored
HIV-1 RNA (Fig. 2B).
Similarly, both HLA-DR-positive and HLA-DR-negative cells were found to
express HIV-1 RNA (Fig.
2C). Meaningful
statistical calculations to determine the preponderance of one cell
type over the other could not be performed due to the relatively low
infected-cell number detected in these in situ
studies.



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FIG. 2. Detection
of HIV-1 RNA in the GI tract during acute and early HIV-1 infection and
characterization of the phenotype of infected GI lymphocytes. Using a
35S-labeled, single-stranded antisense RNA probe of HIV-1,
in situ hybridization was performed on paraffin sections to detect
HIV-1 RNA within the GI tract. Combinations of immunohistochemistry and
in situ hybridization were used to determine whether infected
lymphocytes exhibited a proliferating (Ki67+) or
activated (HLA-DR+) phenotype. Cells were considered
positive for viral gene expression if the grain count was more than six
times the background. (A) In the upper panel, follicular
localization of HIV-1 mRNA (blue-green, using reflected light) is
indicated by black arrows at (estimated) day 18 postinfection (subject
503). Original magnification, x50. The lower panel depicts a
higher magnification (x100) of a biopsy from subject 131 at
(estimated) 25 days postinfection. Scattered HIV-1-infected cells are
noted in the lymphoid follicle (blue-green, reflected light), along
with delicate viral trapping (faint, reticular green in subject 131).
Virus trapping could not be detected in the germinal center (GC) in
subject 503 at day 18 postinfection. (B) HIV gene expression
(black, using transmitted light) in proliferating
(MIB-1/Ki67+; red) and nonproliferating cells. Panel
I shows the edge of a germinal center (GC, subject 503, 18 days
postinfection) with the RNA-producing, Ki67+ cell.
Panel II depicts the extrafollicular lymphoid tissue (subject 502, 19
days postinfection) showing a Ki67+ cell with low
grain count (red arrow) and a Ki67 cell with a high
grain count (black arrow). Original magnification, x100.
(C) Panel I shows an HLA-DR (red)-expressing cell containing
HIV-1 RNA (black, transmitted light). A sample from subject 502 at
(estimated) 19 days postinfection is shown. Original magnification,
x100. Panel II depicts the same study subject. The HIV-1
RNA+ cell (blue-green signal, reflected light) does
not express HLA-DR. Original magnification, x100.
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Despite a numerical depletion of GI memory CD4+ T cells, there is an increase in the percentage of activated, memory CD4+ T-cell subsets within the GI tract.
Having
studied virological parameters in the PB and GI tract, we sought to
examine the immunological characteristics of CD4+
and CD8+ T cells derived from both compartments.
Markers of immunological memory (CD45RO) and activation (CD38) were
assessed on MMCs and PBMC from HIV-1-uninfected and -infected
subjects. As previously established, the levels of memory
CD4+ T cells were significantly lower in the PBMC
(28.7% ± 3.8%) and MMC (88.5% ± 5.5%) compartments in
AEI subjects compared to HIV-uninfected controls (50.5% ± 16.8%
memory CD4+ PBMC [P = 0.04] and
96.2% ± 3.1% memory CD4+ MMCs [P
= 0.01], respectively). Among memory cells,
depletion was most significant in the effector memory
(CD62L CCR7) subsets of MMCs
(91.2% ± 1.1% in HIV-uninfected versus 67.9% ± 11.9% in
AEI subjects, P = 0.04) but not the PBMC (12.9%
± 5.8% in HIV-uninfected versus 7.5% ± 4.2% in AEI
subjects, P = 0.4) (Fig.
3A). Although there was depletion in the overall percentage
and effector memory subsets of CD4+ T cells,
significant expansion was noted in activated memory
CD4+ T cells (CD4+ T cells
coexpressing HLA-DR and CD38) in the GI tract. Of
CD4+ PBMC, 7.8% ± 6.6% expressed CD45RO/CD38
in HIV-uninfected versus 13.2% ± 5.4% in AEI, P
= 0.1. Among CD4+ MMCs, 13.3% ± 8.9%
expressed CD45RO/CD38 in HIV-uninfected versus 67.3% ± 18.8
(P < 0.001) (Fig.
3B).
Gastrointestinal CD4+ lymphocytes proliferate preferentially compared to PB CD4+ lymphocytes in acute and early HIV-1 infection.
To examine whether
decreased CD4+ T-cell proliferation played a role in
mucosal CD4+ T-cell depletion, we examined the
expression of Ki67 by flow cytometry. CD4+ T cells
derived from the PBMC and MMC compartments of HIV-uninfected and
HIV-1-infected subjects were studied (Fig.
4A). Among PBMC, 1.1% ± 0.6% CD4+
T cells were Ki67+ in HIV-uninfected individuals
compared to 2.9% ± 2.2% Ki67+
CD4+ T cells in HIV-1-infected individuals
(P < 0.05). In comparison, among MMCs 3.1% ±
1.4% CD4+ T cells were Ki67+ in
HIV-uninfected individuals compared to 11.1% ± 9.5%
Ki67+ CD4+ T cells in the
HIV-1-infected individuals (P < 0.05) (Fig.
4B).
To
confirm that the observed increase in the percentage of
Ki67+ CD4+ T cells in the GI
tract reflected an increase in the absolute numbers of proliferating
CD4+ T cells, we used immunohistochemistry to
compare the numbers of Ki67+ CD4+
T cells in the GI tracts of HIV-1-infected and uninfected subjects.
Since a depletion of lamina propria CD4+ T cells
resulted in significant variability in the cell count per unit area, we
determined cells coexpressing CD4 and MiB (Ki67) and expressed these
them as the percent Ki67+ cells (as a percentage of
CD4+ T cells per unit area). The mean percentage of
Ki67+ CD4+ cells in the lamina
propria in AEI subjects was 17.7% ± 9.8% cells compared to 8.6%
± 1.6% cells per unit area in the HIV-uninfected controls
(P = 0.01). In each case examined, sections from
HIV-1-infected subjects contained more proliferating
CD4+ cells than sections from HIV-uninfected
subjects (Fig. 4C). Thus,
by two separate and complementary methods we demonstrated that there is
an increase in proliferating CD4+ T cells in the GI
tract of subjects with primary HIV-1
infection.
Cells expressing cytotoxic granules are significantly increased in the GI tract during AEI compared to HIV-uninfected controls.
We studied the expression of three
cytotoxic granulesperforin, granzyme B, and TIA-1to
examine cytotoxic T-cell activity in situ during AEI (Fig.
5). It needs to be emphasized that the HIV-1 specificity of
these cytotoxic cells was not determined in the present study and is a
subject of ongoing experiments. In the organized lymphoid tissue, a
significant increase in the levels of granzyme B (73.6 cells/unit area
± 38.7) and TIA-1 (107.8 cells/unit area ± 42.8) was
noted during AEI compared to HIV-uninfected controls (8.9 cells/unit
area ± 7.3 [P < 0.001] and 49.5 cells/unit
area ± 33.6 [P < 0.05]). In the lamina propria
(LP), a similar increase in granzyme B (8.6 cells/unit area ±
4.1) and TIA-1 (15.4 cells/unit area ± 6.3) levels was noted
during AEI compared to HIV-uninfected controls (2.1 cells/unit area
± 1.5 [P < 0.001] and 5.7 cells/unit area
± 2.2 [P < 0.001]). In contrast to previous
reports, we observed a marked increase in the levels of perforin in
both, the organized lymphoid tissue (63.2 cells/unit area ±
33.2) and LP (7.6 cells/unit area ± 4.1) during AEI compared to
HIV-uninfected controls (11.7 cells/unit area ± 8.7 [P
< 0.001] and 1.5 cells/unit area ± 1.3 [P
< 0.001], respectively).


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|
FIG. 5. Significant
increase in the cytotoxic granules perforin, granzyme B, and TIA-1 in
the GI tract during AEI. (A and B) Cells expressing
cytotoxic granules perforin, granzyme B, and TIA-1 (represented on the
x axis) per unit area (shown on the y axis) were
examined by immunohistochemistry within mucosal inductive (Fig.
5A) and effector (Fig.
5B) sites in
HIV-uninfected controls and AEI subjects. (C) Panel I depicts
representative sections from an HIV-uninfected control showing the few
cytotoxic granule-positive cells (black arrows). Original
magnification, x100. Panel II shows representative biopsy
sections from a subject with AEI depicting abundant cells expressing
perforin, granzyme B, and TIA-1 in the GI lamina propria. Red arrows
indicate intraepithelial cells expressing perforin, granzyme B, and
TIA-1, respectively. Original magnification, x100.
|
|
To further characterize these
cytotoxic cells, we coexamined the expression of CD8 receptor and
perforin expression in situ (Fig.
6). In HIV-uninfected subjects, 11.7% ± 8.1% CD8+ cells coexpressed perforin. In comparison,
during AEI 26.6% ± 12.6% CD8+
cells coexpressed perforin (P = 0.05), signifying an
expansion of perforin-expressing cytotoxic CD8+
cells in the GI tract during AEI. Of interest was the fact that, among
the perforin-expressing cells, 41% were negative for CD8 expression
(Table 2).

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FIG. 6. Phenotypic
characterization of perforin expressing cells. Immunohistochemical
double labeling for CD8 (red) and perforin (blue) shows that a
proportion of perforin containing cells are CD8+ T
cells (black arrows). Cells that are negative for CD8 but contain
perforin are also present (blue arrows). Original magnification,
x160.
|
|
 |
DISCUSSION
|
|---|
We undertook the present
study to explore putative virological and immunological factors
associated with selective depletion of mucosal gastrointestinal
CD4+ T cells during acute and early HIV-1
infection.
We demonstrate conclusively here that the HIV-1 viral
burden is consistently greater in the GI CD4+ T-cell
population than in the PB. This was demonstrated for both viral DNA and
HIV-1 RNA by using PCR-based methods. By combining in situ
hybridization and immunohistochemistry, we found both activated and
nonactivated cells expressing HIV-1 mRNA at (estimated) days 18 to 19
postinfection. Furthermore, we observed that high levels of virus in
the GI tract are associated with activation and proliferation of
mucosal lymphocytes and a rather dramatic increase in cytotoxic cells,
both CD8+ and CD8. Based on
these observations, we propose that mucosal CD4+
T-cell depletion during AEI is multifactorial and is due to, though not
limited to, a combination of direct viral infection, activation induced
cell death and host-derived cytotoxic cellular response.
Our data
are consistent with the SIV-macaque experiments described above
(16,
17) in that, during AEI
with HIV-1, GI CD4+ lymphocytes are preferentially
infected and have a greater viral burden than PB
CD4+ lymphocytes. The results
presented here show higher levels of both HIV-1 viral
DNA and RNA content within intestinal derived
CD4+ T cells than within PB
CD4+ T cells. Although our studies represent
snapshots of post-peak viremia events, the fact that up
to 102-fold-greater HIV-1 RNA levels were observed in GI
CD4+ T cells than in PB CD4+ T
cells supports the concept that the GI tract preferentially supports
early events during acute infection. This is likely to be due to the
presence of densely clustered memory CD4+ T cells
expressing high levels of CCR5 in the GI tract
(21,
23). Finally, we believe
that the high correlation between cell-associated HIV-1 RNA and plasma
RNA both validates our assay and is consistent with established models
of HIV-1 viral dynamics confirming that the plasma viral load is a
reflection of the numbers of infected cells
(20).
Although
prior studies have documented the presence of virus in the GI tract
during acute (3,
8,
18) and chronic
(5,
13,
19,
26) stages of HIV-1
infection, viral quantification was performed here in separated
CD4+ T cells and not biopsy tissue to avoid
confounding variables such as quantification of trapped virus in
mucosal inductive sites
(4,
11) and to have the same
denominator in comparing the GI tract and PB.
We determined the
phenotype of infected mucosal cells in two patients who were biopsied
earliest in order to compare our findings to what has been observed in
the SIV model. We observed that there is no clear
difference in virus production between "activated" and
"nonactivated cells" at (estimated) days 18 to 19
postinfection, and this is consistent with the notion put forth by Li
et al. of a switch from nonactivated to activated cells
accounting for viral production as acute infection evolves
(16). It should be noted
that in both the present study and the study by Li et al. the
assessment of activated versus nonactivated cells was done on
formalin-fixed tissues (and not fresh-frozen tissue, which could
potentially produce different results).
HIV-1 infection is known
to trigger a brisk innate and adaptive cytotoxic immune response in the
infected host (14). We
document a robust cytotoxic response in the GI tract during AEI,
visible as early as day 18 postinfection. As part of this response, we
observed significantly elevated levels of perforin expression in the GI
tract during AEI, which is evident in both the immune inductive and the
effector sites. These findings differ from previous reports describing
a deficiency of perforin production in mucosal CD8+
T cells (1,
2,
25). The precise nature
of these mucosal cytotoxic cells is unclear (we did not determine
whether the cytotoxic cells were HIV-1 specific or not) and will be
characterized in subsequent studies. However, we do believe that
HIV-1-specific cells are likely to be contained within the overall
cytotoxic cellular pool. Importantly, we also identified CD8-negative
cytotoxic cells in the GI mucosa during acute HIV-1 infection. Although
not yet characterized, these cells are likely to be innate immune
cells, such as natural killer cells. The role of the
cytotoxic T-cell response in the pathogenesis of HIV-1 infection and
the observed mucosal CD4+ T-cell depletion need to
be further defined.
Immune activation is a characteristic feature
of untreated HIV-1 infection and is associated with a progressive
depletion of CD4+ T cells
(9,
10). Here we demonstrate
that during AEI there is a significant increase in activated memory
cells (CD45RO+/CD38+) within the
GI tract. While not in itself surprising, this observation has two
potential consequences. First, the majority of mucosal cells are
terminally differentiated effector
cells(23) and are much
more likely to apoptose when activated than are PB-derived
naive cells. Therefore, given that about two-thirds of mucosal
CD4+ T cells express markers of activation (CD38)
during AEI (Fig. 3B), it
is likely that activation-induced cell death plays an important role in
GI CD4+ T-cell depletion during acute infection.
Second, activated CD4+ T cells represent the
"preferred cellular targets" for
HIV-1(24). Thus, HIV-1
infection generates an expanding population of cellular targets within
the GI tract by triggering activation of densely packed mucosal
mononuclear cells. There have been conflicting reports regarding the
relationship between proliferation and CD4+ T-cell
depletion during HIV infection. Using ex vivo labeling with
bromodeoxyuridine, Lane and coworkers demonstrated a significant
increase in dividing CD4+ and
CD8+ T cells during untreated HIV-1
infection(15). In
contrast, Pantaleo and coworkers, using Ki67 as a marker of
proliferation, suggested that the total number of proliferating
CD4+ T cells is not significantly different between
HIV-infected and uninfected subjects
(6). In studies of the GI
tract during AEI, some groups have demonstrated an increase in
lymphocyte proliferation
(8), whereas others have
not (3). To address this
issue conclusively, we examined AEI-associated GI lymphocytic
proliferation by two different and complementary techniques: flow
cytometry and immunohistochemistry. We conclude that there is a
significant increase in proliferating lymphocytes (as measured by the
absolute number and percentage of Ki67+ cells) in
the mucosa during AEI and that decreased lymphocyte proliferation is
not a factor in mucosal CD4+ T-cell
depletion.
Based on the present study, we propose that mucosal
CD4+ T-cell depletion is multifactorial. It is
likely that direct viral infection is responsible for the earliest loss
of CD4+ T cells demonstrated by the increased viral
burden. Moreover, we believe that ongoing infection of susceptible
CD4+ T cells, along with activation-induced cellular
death and a host-derived cytotoxic cellular response, is responsible
for the persistence of the lesion. We cannot exclude alterations in
mucosal cell recruitment and homing that may contribute to this
process, an area of ongoing investigation.
The present findings
extend our understanding of the early events within the human GI tract
during HIV-1 infection. It is plausible that disruption of these events
could have a significant impact on viral pathogenesis. It is important
that such interventions be the focus of future
research.
 |
ACKNOWLEDGMENTS
|
|---|
We thank the patients for
their participation. We acknowledge the nursing staff at Rockefeller
University and Bellevue Hospitals for clinical assistance. We thank
Petra Meyer, Birgit Raschdorff, and Gudrun Grosschupff for
technical assistance with the immunohistochemistry and in situ
hybridization; Russell Chieffe, Melissa Lamar, and Jorge Ortiz for data
management; and Wendy Chen for help with the figures and
tables.
This study was supported in part by grants from the
AIEDRP (AI-41534) and the American Foundation for AIDS Research
(106717-40-RGRL) with support from Concerned Parents for AIDS, as well
as by a General Clinical Research Center grant from the National Center
for Research Resources at the National Institutes of Health
(M01-RR00102), German Ministry of Education and Research Contract
KompNet 01KI0211 (P.R. and K.T.-R.), an Irma T Hirschl/Monique
Weill-Caulier Trust Award, the Empire Clinical Research Investigators
Program, and The Michael Saperstein Medical Scholars Research
Fund.
The authors do not have commercial or other associations
that might pose a conflict of
interest.
 |
FOOTNOTES
|
|---|
* Corresponding author. Mailing address: Aaron Diamond AIDS Research Center, The Rockefeller University, 455 First Ave., 7th Fl., New York, NY 10016.
Phone: (212) 448-5020. Fax: (212) 725-1126. E-mail:
mmarkowitz{at}adarc.org. 
Published ahead of print on 25 October 2006. 
 |
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