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Journal of Virology, June 2007, p. 5819-5828, Vol. 81, No. 11
0022-538X/07/$08.00+0 doi:10.1128/JVI.00024-07
Copyright © 2007, American Society for Microbiology. All Rights Reserved.

Vaccine Research Center, Department of Microbiology and Immunology, Yerkes National Primate Research Center,1 Department of Pathology, Emory University, Atlanta, Georgia 30329,2 Department of Medical Oncology, Dana-Farber Cancer Institute, and Department of Medicine, Harvard Medical School, Boston, Massachusetts 021153
Received 4 January 2007/ Accepted 15 March 2007
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Both the function and the frequency of antiviral CD8 T cells are crucial for the control of chronic viral infections (24, 27, 39). Effective antiviral CD8 T cells possess a number of functional properties, including the ability to produce different cytokines, cytotoxic potential, high proliferative potential, and low apoptosis. During chronic viral infection, virus-specific CD8 T cells undergo exhaustion that is associated with the loss of many of these functions (41). Similarly, HIV-specific CD8 T cells from individuals with progressive disease have been shown to be impaired in their function. These CD8 T cells can produce cytokines such as gamma interferon but are impaired for the production of interleukin-2, a cytokine that is important for T-cell proliferation and survival (1). They are also defective for expression of perforin (5, 27), a molecule that is critical for cytolytic function, and proliferative capacity, a property that has been implicated in the control of HIV replication (17, 20, 27).
Recent studies have shown that the coinhibitory receptor programmed death 1 (PD-1) is highly expressed by CD8 T cells during chronic lymphocytic choriomeningitis virus (LCMV) infection and that the PD-1:PD-1 ligand (PDL) pathway plays a major role in regulating T-cell exhaustion during this infection (6). A transient blockade of the interaction between PD-1 and PDL in vivo using an anti-PD-L1 or PD-1 blocking antibody restored CD8 T-cell function and enhanced control of chronic LCMV infection. More recent studies have extended these observations to HIV-specific CD4 and CD8 T cells in HIV-infected individuals (9, 13, 30, 38). These studies demonstrate that the HIV-specific T cells express high levels of PD-1, and this expression is higher in individuals with high viremia. A transient blockade of interaction between PD-1 and PDL in vitro restores HIV-specific T-cell function (9, 38) and promotes survival of HIV-specific CD8 T cells (30). These results strongly suggest that in vivo blockade of the PD-1:PDL pathway may restore HIV-specific T-cell function and thus may represent a novel therapeutic strategy to enhance control of HIV/AIDS.
The PD-1:PDL pathway within the B7:CD28 superfamily consists of the PD-1 receptor and its two ligands, PD-L1 and PD-L2. Engagement of PD-1 by its ligands inhibits immune responses. PD-1 was isolated as a gene upregulated in a T-cell hybridoma undergoing apoptotic cell death, hence the name, programmed death 1 (28). PD-1 is inducibly expressed on CD4 T cells, CD8 T cells, NK T cells, B cells, and monocytes upon activation (reviewed in references 15 and 28). PD-1 transduces a signal when engaged along with the T-cell receptor (TCR) but does not transduce a signal when cross-linked alone, similar to other CD28 family members (14). The cytoplasmic domain of PD-1 contains two tyrosine-signaling motifs, both of which may be phosphorylated upon receptor engagement. Phosphorylation of the second tyrosine, an immunoreceptor tyrosine-based switch motif, recruits SHP-2 and to a lesser extent SHP-1 to the PD-1 cytoplasmic domain (25, 29). Recruitment of these phosphatases leads to dephosphorylation of TCR-proximal signaling molecules, including ZAP70, PKC
, and CD3
, leading to attenuation of the TCR/CD28 signal. PD-1 signaling prevents CD28-mediated activation of phosphatidylinositol 3-kinase, resulting in reduced Akt phosphorylation and glucose metabolism.
While the studies in HIV-infected people were mostly cross-sectional and conducted during the chronic phase of infection (>3 months), the kinetics of modulation of PD-1 expression on virus-specific CD8 T cells during the acute phase of infection (<3 months) is not known. Furthermore, all these studies have studied PD-1 expression on HIV-specific CD8 T cells in blood, and there are no data available on the effect of viremia on the virus-specific CD8 T cells that are present in lymph nodes and gut mucosal tissue that represent the preferential sites of viral replication (31). In addition, we submit that in light of the recent adverse events with an immunomodulatory antibody to CD28 (36), it will be imperative to thoroughly evaluate the safety and therapeutic efficacy of in vivo blockade of the PD-1:PDL immunomodulatory pathway using an appropriate subhuman primate model before this approach can be tested in HIV-infected people.
Here, using a macaque/SIV model, we studied the temporal expression of PD-1 on SIV Gag-specific CD8 T cells in blood, lymph nodes, and rectal mucosal tissue following infection with pathogenic SIV239 or SHIV. We also study the temporal expression of PD-1 on SIV-specific CD8 T cells in blood after vaccination with a replication-defective DNA/modified vaccinia virus Ankara (DNA/MVA) vaccine and after a pathogenic SHIV challenge of these vaccinated macaques to understand the relationship between PD-1 expression and viral control. In addition, we performed in vitro studies to evaluate the effect of blockade of the PD-1:PDL pathway on the function of SIV-specific CD8 and CD4 T cells during chronic infection.
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TABLE 1. Study groups: vaccinations, challenge infections, and macaque ID numbers
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Measurement of T-cell responses. For tetramer analyses, approximately 1 x 106 PBMC were surface stained with antibodies to CD3 (clone SP34-2; BD Biosciences, San Diego, CA), CD8 (SK1; Becton Dickinson, San Jose, CA), anti-human PD-1 (clone EH12) (10), and Gag-CM9 (CTPYDINQM)-Mamu-A*01 tetramer, each conjugated to different fluorochromes. For some experiments, polyclonal goat antibody against human PD-1 (AF1086; R&D Systems, Minneapolis, MN) was used. Comparative experiments using the monoclonal and polyclonal antibodies yielded very similar patterns of staining (data not shown). Following staining, cells were acquired using either a FACScalibur or LSRII apparatus (BD Biosciences, San Jose, CA). Initial experiments used an isotype control antibody (mouse immunoglobulin G1) to determine PD-1-positive and -negative cells. For proliferation assays, PBMC were prestained with carboxyfluorescein diacetate succinimidyl ester (CFSE) as described before (32), and approximately 1 x 106 PBMC were stimulated in 24-well plates in a volume of 1 ml in RPMI containing 10% human serum at 37°C under 5% CO2 for 6 days. Cells were stimulated with P11C peptide at a final concentration of 0.1 µg/ml or pooled peptides spanning the entire SIV Gag protein (single pool of 125 peptides; catalog number 6204; NIH AIDS Research and Reference Reagent Program) at a concentration of 1.0 µg/ml. Unstimulated cells in the presence and absence of blocking antibody served as negative controls. Where blocking antibody was used, duplicate cultures were set up and anti-human PD-1 antibody (clone EH12) was added to a final concentration of 10 µg/ml 30 min before the addition of the stimulus. Recombinant human interleukin-2 (Roche, Indianapolis, IN) was added on day 3 to a final concentration of 100 units/ml. At the end of 6 days in culture, the cells were stained on the surface for CD3-phycoerythrin, CD8-peridinin chlorophyll a protein, and Gag-CM9 tetramer-allophycocyanin, acquired on a FACSCalibur, and analyzed using FlowJo software (Treestar, Inc., San Carlos, CA). In some experiments, the cells were permeabilized and stained for intracellular perforin using anti-perforin-fluorescein isothiocyanate (clone Pf-344; MABTECH, Cincinnati, OH) and granzyme B-A700 (clone GB11; BD Biosciences, San Diego, CA). For these experiments, cells were not prestained with CFSE and acquired on LSRII.
Quantitation of SIV and SHIV copy number. The SIV or SHIV copy number was determined using a quantitative real-time PCR as previously described (4, 19). All specimens were extracted and amplified in duplicates, with the mean results reported.
Statistical analyses. The Wilcoxon rank sum test was used for comparison of PD-1-positive cells in blood of control versus vaccinated groups, because data failed to meet the normality assumption. The Bonferroni method was used to adjust P values for multiple comparisons. All the reported P values are after adjustments. The Student t test was used for comparison of PD-1-positive cells in tissues. A matched paired Student t test was used for comparison within the group. A two-sided P value of <0.05 was considered statistically significant. Spearman's rank correlation test was used to assess the relationship between viral load and percentage of PD-1-positive cells. Statistical analyses were performed using software programs SAS 9.1 and S-PLUS 7.0.
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FIG. 1. PD-1 expression on total and SIV Gag-specific CD8 T cells following pathogenic SIV or SHIV infection. (A) Fluorescence-activated cell sorter (FACS) plots representing the expression of PD-1 on total and SIV Gag CM9 tetramer-specific CD8 T cells in blood from a SIV251-infected macaque. PBMC were stained on the surface with antibodies to human CD3, CD8 and PD-1, and SIV Gag-CM9 tetramer. CD8-positive cells (CD3+, CD8+) and tetramer-positive cells were analyzed for expression of PD-1. The open and filled histograms represent PD-1 expression on total and tetramer-specific CD8 T cells, respectively. The numbers on the FACS plots represent the frequency of tetramer-positive cells as a percentage of total CD8 T cells. (B) Summary of frequency of PD-1-positive cells and the MFI of PD-1 on total CD8 T cells at various times following SIV251 infection. (C) Summary of frequency of PD-1-positive cells and the MFI of PD-1 on tetramer-positive cells at various times following SIV251 infection. The data represent the mean values for four macaques. Error bars represent standard deviations. (D) Summary of the frequency of PD-1-positive cells as a percentage of tetramer-positive CD8 T cells at 12 weeks following infection. (E) Fold increase in the MFI of PD-1 on Gag-CM9 tetramer-positive cells over the MFI for total CD8 T cells in respective macaques at 12 weeks after infection. Each symbol represents an individual macaque.
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FIG. 2. PD-1 expression on total and SIV Gag-specific CD8 T cells in lymph node and rectal mucosal tissue. (A) Fluorescence-activated cell sorter (FACS) plots representing the expression of PD-1 on total (open histograms) and SIV Gag CM9 tetramer-specific (filled histograms) CD8 T cells in blood, lymph node, and rectal mucosal tissue from a SHIV-infected macaque. Cells were stained on the surface with antibodies to human CD3, CD8 and PD-1, and SIV Gag-CM9 tetramer. CD8-positive cells and tetramer-positive cells were analyzed for expression of PD-1. The numbers on the FACS plots represent the frequencies of tetramer-positive cells as a percentage of total CD8 T cells. (B) Summary of PD-1 expression on total and tetramer-positive CD8 T cells in blood, peripheral lymph node, and rectal mucosal tissue from normal and SHIV-infected macaques. For SHIV-infected macaques, analysis was performed at 12 weeks after infection. Each symbol represents an individual macaque.
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FIG. 3. Effect of in vitro blockade of PD-1 on SIV-specific CD8 T cells in SIV- or SHIV-infected macaques. (A) Fluorescence-activated cell sorter plots representing the frequency of Gag-CM9 tetramer-positive cells following stimulation in vitro. PBMC were prestained with CFSE and stimulated for 6 days with P11C peptide in the absence and presence of anti-PD-1 blocking antibody. Unstimulated cells (Nostim) in the presence and absence of blocking antibody served as negative controls. At the end of 6 days, cells were stained on the surface for CD3, CD8, and Gag-CM9 tetramer, acquired on a FACSCalibur, and analyzed using FlowJo software (Treestar, Inc., San Carlos, CA). Cells were gated on CD3 and analyzed for expression of CD8 and tetramer binding. The numbers on the plots represent the frequency of tetramer-positive cells as a percentage of total CD8 T cells. (B) Summary of proliferation data for SIV- or SHIV-infected macaques. Fold increase (frequency of tetramer-positive cells in stimulated cultures over unstimulated cultures) in the frequency of tetramer-positive cells is plotted for each macaque. Each symbol represents an individual macaque. (C) Granzyme B and perforin expression on tetramer-positive cells following in vitro stimulation in the presence and absence of blocking antibody. PBMC were stimulated for 6 days with P11C peptide in the absence and presence of anti-PD-1 blocking antibody. Unstimulated cells (Nostim) served as negative controls. At the end of 6 days cells, were stained on the surface for CD3, CD8, and Gag-CM9 tetramer. Cells were then fixed, permeabilized, and stained for intracellular perforin and granzyme B and acquired on an LSRII apparatus. Cells were gated on CD3, CD8, and tetramer and analyzed for expression of granzyme B or perforin. The gray filled histograms and black open histograms represent expression on P11C-stimulated cells in the absence and presence of anti-PD-1 blocking antibody, respectively. The gray open histograms represent expression on total CD8 T cells in unstimulated cultures. (D) Summary of granzyme B and perforin data for three SHIV-infected macaques.
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FIG. 4. PD-1 expression on total and SIV Gag-specific CD8 T cells following vaccination with a DNA/MVA SIV vaccine. (A) Fluorescence-activated cell sorter plots representing the expression of PD-1 on total and SIV Gag CM9 tetramer-specific CD8 T cells in blood from a macaque vaccinated with DNA/MVA vaccine. PBMC were stained on the surface with antibodies to human CD3, CD8 and PD-1, and SIV Gag-CM9 tetramer. CD8-positive cells and tetramer-positive cells were analyzed for expression of PD-1. The gray filled histograms and black open histograms represent PD-1 expression on total and tetramer-specific CD8 T cells, respectively. (B) Summary of PD-1 expression on tetramer-positive CD8 T cells at the peak (1 week) and memory (6 months) phases following the MVA boost. (C) Summary of MFI of PD-1 on tetramer-positive CD8 T cells at the peak (1 week) and memory (6 months) phases following the MVA boost. (D) Effect of in vitro blockade of PD-1 on the proliferative capacity of SIV Gag CM9 tetramer-specific memory cells. Cells were stimulated, stained, and analyzed as described for Fig. 3. Fold increase (frequency of tetramer-positive cells in stimulated cultures over unstimulated cultures) in the frequency of tetramer-positive cells is plotted for each macaque. Each symbol represents an individual macaque.
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FIG. 5. PD-1 expression following SHIV challenge in unvaccinated and DNA/MVA-vaccinated macaques. (A) Viral RNA levels in plasma following SHIV challenge. (B) Fluorescence-activated cell sorter plots representing expression of PD-1 on total and SIV Gag CM9 tetramer-specific CD8 T cells in blood from unvaccinated (control) and DNA/MVA-vaccinated macaques at 2 and 12 weeks after SHIV 89.6P challenge. PBMC were stained on the surface with antibodies to human CD3, CD8 and PD-1, and SIV Gag-CM9 tetramer. CD8-positive cells and tetramer-positive cells were analyzed for expression of PD-1. The contour plots and black dots represent PD-1 expression on total and tetramer-specific CD8 T cells, respectively. The boxes on the plots represent PD-1lo (left) and PD-1hi (right) cells. The numbers on the plots represent the frequency of PD-1hi cells as a percentage of total tetramer-positive cells. (C) Summary of the frequency of PD-1-positive cells as a percentage of tetramer-positive CD8 T cells at 12 weeks following SIV or SHIV infection in unvaccinated SIV-infected (control SIV), unvaccinated SHIV-infected (control SHIV), and DNA/MVA-vaccinated SHIV-infected (vaccinated SHIV) macaques. (D) Summary of frequency of PD-1hi cells on tetramer-positive CD8 T cells at 12 weeks after SIV or SHIV infection. (E) Correlation between the frequency of PD-1hi cells and plasma viral load at 12 weeks after infection in unvaccinated SIV-infected, unvaccinated SHIV-infected, and DNA/MVA-vaccinated SHIV-infected macaques. The MFI of PD-1 on tetramer-positive cells could not be used for comparisons between groups because these analyses were performed using different batches of antibody that resulted in differences in staining intensity. Each symbol represents an individual macaque.
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FIG. 6. Effect of in vitro blockade of PD-1 on SIV-specific CD4 T cells in SIV-infected macaques. (A) Fluorescence-activated cell sorter (FACS) plots representing the expression of PD-1 on total CD4 T cells in blood from a SIV-infected macaque. PBMC were stained on the surface with antibodies to human CD3, CD4, CD8, and PD-1. CD3+, CD4+, and CD8 cells were analyzed for expression of PD-1. (B) FACS plots representing the frequency of Gag-specific CD4 T cells following stimulation in vitro. PBMC were prestained with CFSE and stimulated for 6 days with Gag peptide pool in the absence and presence of anti-PD-1 blocking antibody. Unstimulated cells (Nostim) served as negative controls. At the end of 6 days cells were stained on the surface for CD3, CD8, and intracellular Ki-67, acquired on a FACSCalibur, and analyzed using FlowJo software (Treestar, Inc., San Carlos, CA). CD4 cells (CD3+, CD8) were analyzed for CFSE dilution and Ki-67 expression. The numbers on the plots represent the frequency of CFSE, Ki-67+ cells as a percentage of total CD4 T cells. (C) Summary of proliferation data for SIV-infected macaques. Fold increase (frequency of CFSE-negative, Ki-67-positive cells in stimulated cultures over unstimulated cultures) in the frequency of Gag-specific cells is plotted for each macaque. Each symbol represents an individual macaque.
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Furthermore, the frequency of PD-1-positive total CD8 T cells in blood did not increase significantly following SIV infection. Similarly, the frequency of PD-1-positive total CD8 T cells in blood did not differ between healthy uninfected and SIV- or SHIV-infected macaques (data not shown). However, the frequency of these cells in lymph nodes and rectal mucosal tissue was significantly higher in SHIV-infected macaques than in uninfected macaques. These results demonstrate that large numbers of PD-1-positive total CD8 T cells accumulate at sites of preferential virus replication but not in blood following SHIV infection as well, suggesting that these results were not restricted to specific lentiviral isolates but a generalized finding of pathogenic lentiviral infection. The presence of high levels of PD-1-positive total CD8 T cells in lymph nodes and rectal mucosal tissue could be due to hyperimmune activation of these cells at these sites.
The potential functional implication of this PD-1 upregulation was investigated, and the blockade of the PD-1:PDL pathway in vitro unequivocally enhanced the proliferative capacity of virus-specific CD8 T cells, demonstrating that the PD-1:PDL inhibitory pathway may be operational during chronic SIV infection. In vitro blockade of the PD-1:PDL pathway not only resulted in enhanced proliferation of SIV-specific CD8 cells but resulted in higher levels of granzyme B and perforin expression by these proliferating cells, suggesting that these cells may have better cytolytic potential. These results strongly suggest that the PD-1:PDL pathway may play an important role in regulating CD8 T-cell dysfunction during pathogenic SIV infection in macaques. Our results in SIV- and SHIV-infected macaques are similar to those that have recently been reported in HIV-infected people (9, 30, 38). Collectively, these results strongly suggest that in vivo blockade of the PD-1:PDL pathway may enhance the frequency and functional quality of HIV/SIV-specific CD8 T cells that may provide therapeutic benefit. Based on the higher levels of PD-1 expression on CD8 T cells in lymph node and gut mucosal tissue than in blood, our results also suggest that the inhibitory effects of the PD-1:PDL pathway may be more pronounced on virus-specific CD8 T cells that reside at these nonsystemic compartments, and our data underscore the added difficulty in having to deliver potential inhibitors of this pathway in vivo to these sites in addition to systemic compartments.
The mechanistic implications of PD-1 upregulation were highlighted further by the recognition that SIV Gag CM9 tetramer-specific CD8 T cells elicited by a replication-defective DNA/MVA vaccine, unlike similar cells analyzed during chronic infection, failed to exhibit such sustained and marked expression of PD-1. These results suggest that antigen persistence does play a role in this phenomenon and elimination of such high antigenemia results in a decrease of PD-1 expression on antigen-specific memory T cells. Interestingly, though, this downregulation was a slow process and occurred over several months, although MVA is known to persist only for a short period of time (16). These results demonstrate that SIV-specific CD8 T cells express PD-1 following exposure to antigen, and the level of antigen persistence determines the frequency of PD-1-positive cells as well as the density of PD-1 expression per cell. Following vaccination, as the antigen is being cleared, antigen-specific CD8 T cells downregulated PD-1 expression, whereas following infection, under continued persistence of antigen, they further enhanced PD-1 expression. Consistent with the level of PD-1 expression, in vitro blockade of the PD-1:PDL pathway enhanced the proliferative capacity of virus-specific CD8 T cells following chronic infection but not following vaccination. Thus, our results strongly suggest that the level of PD-1 expression per cell rather than the presence or absence of PD-1 expression may determine the inhibitory effects of the PD-1:PDL pathway.
Temporal expression studies following SHIV challenge in unvaccinated and DNA/MVA-vaccinated macaques revealed that soon after challenge (week 2) the majority of Gag-specific CD8 T cells express PD-1. However, the level of PD-1 expression on these cells was further elevated (PD-1hi) only in those macaques that failed to control the challenge infection by 6 to 12 weeks. A significant positive correlation was observed between the frequency of PD-1hi cells and plasma viremia but not between the frequency of total tetramer-specific PD-1-positive cells and plasma viremia (data not shown). These results again confirm the results that were obtained following chronic SIV infection, clearly demonstrating that in the presence of persisting levels of viral antigen/infection virus-specific CD8 T cells elevate the density of PD-1 expression per cell.
Of interest was also the finding that CD4 T cells from SIV-infected macaques express PD-1, and in vitro blockade of the PD-1:PDL pathway restores the function of SIV-specific CD4 T cells. These results suggest that in vivo blockade of the PD-1:PDL pathway may increase the frequency of virus-specific CD4 T cells and restore their function. Restoration of CD4 T-cell function during chronic SIV infection may have positive as well as negative effects. The enhanced CD4 help may enhance the CD8 T-cell function and affinity maturation of antibody that may help to improve control of virus replication. On the other hand, the enhanced CD4 response may provide more targets for virus replication, as HIV-specific CD4 T cells have been shown to be the preferential targets for virus replication (11). A balance of these positive and negative activities may determine the therapeutic benefit, and our results suggest that in vivo blockade approaches may need to be performed in combination with antiviral drug therapy.
In conclusion, our results demonstrate that the PD-1:PDL inhibitory pathway is operational during chronic SIV infection and suggest that in vivo blockade of the PD-1:PDL pathway may enhance the magnitude and functional quality of SIV-specific CD8 and CD4 T cells that may provide therapeutic benefit. They also suggest that the SIV/macaque model of AIDS would be an ideal model to test the safety and therapeutic benefit of in vivo blockade of the PD-1:PDL pathway. In addition, they suggest that the blockade may be more effective in the chronic rather than the acute phase of infection, e.g., between 6 and 12 weeks rather than 2 weeks after infection, by which time the level of PD-1 expression per cell is elevated.
This work was supported by National Institutes of Health National Institute of Allergy and Infectious Diseases grants R01 AI57029 to R.R.A., P01 AI49364 to H.R., RO1 HL075833 to F.V., P30 AI50409 to Emory Center for AIDS Research, and Yerkes National Primate Research Center base grant P51 RR00165 and by AI56299 and the Foundation for the NIH through the Grand Challenges in Global Health initiative to R.A. and G.J.F.
Published ahead of print on 21 March 2007. ![]()
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