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Journal of Virology, May 2006, p. 4440-4446, Vol. 80, No. 9
0022-538X/06/$08.00+0 doi:10.1128/JVI.80.9.4440-4446.2006
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
University of Pittsburgh, School of Medicine, Pittsburgh, Pennsylvania 15261
Received 1 November 2005/ Accepted 15 February 2006
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NVPR > UCR
EFVR. Breakthrough experiments using UC781-pretreated cells and mixtures of wt and NNRTI-resistant HIV-1 showed that UC781-pretreatment selected for NNRTI-resistant HIV-1. However, the efficacy of UC781 was dose dependent, and 25 µM UC781 provided essentially equivalent microbicidal activity against NNRTI-resistant and wt virus. The amount of UC781 in topical microbicide formulations under current development is approximately 100-fold greater than this concentration, so transmission of NNRTI-resistant virus may not be an issue at these microbicide formulation levels of UC781. Nonetheless, the reduced microbicidal activity of UC781 against NNRTI-resistant HIV-1 suggests that additional antiviral agents should be included in NNRTI-based microbicide formulations. |
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We suggest that the ideal microbicide should fulfill a number of criteria, including having high potency against HIV-1, having the ability to directly inactivate the virus, showing efficacy against a wide range of HIV strains, preventing cell-to-cell virus transmission of HIV, and providing a barrier to viral infection of uninfected cells. A variety of compounds have been proposed as potential topical anti-HIV microbicides (16, 21, 40, 41, 44, 54-57). One of these is the nonnucleoside reverse transcriptase inhibitor (NNRTI) UC781, which we and others have shown to possess excellent anti-HIV-1 microbicidal activity against wild-type (wt) HIV-1 in vitro (7, 10, 15, 22, 39, 42, 43). However, a significant concern with NNRTI-based microbicides is that these might be ineffective against NNRTI-resistant HIV-1 and thus might select for the transmission of NNRTI-resistant virus strains. Such strains of HIV-1 are increasingly prevalent in infected individuals, not just in developed countries but also in developing nations, due to the use of single-dose nevirapine (NVP) to prevent maternal-fetal transmission of the virus (19, 23, 24, 31, 38). We therefore evaluated the efficacy of UC781 against several HIV variants with high-level resistance to NNRTI using a variety of microbicide-relevant tests, including inactivation of cell-free virus, inhibition of cell-to-cell HIV-1 transmission, and the ability of UC781 pretreatment to protect cells from subsequent infection in the absence of exogenous drug. Not surprisingly, UC781 was in most cases less effective against NNRTI-resistant HIV-1 compared to wt virus in each of these tests. However, UC781 was fully active against the NNRTI-resistant virus strains at concentrations of 25 µM, a level well below the amount of UC781 in microbicide formulations under current clinical testing. Nonetheless, our results suggest that microbicides based on UC781 alone may not be ideal and that formulations comprising combinations of active agents are preferable.
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In vitro generation of NNRTI-resistant HIV-1. HIV-1 resistant to UC781, EFV, or NVP was developed by serial passage of HIV-1 NL4-3 in the presence of increasing concentrations of the NNRTI. Briefly, 5-ml cultures of MT2 cells (4 x 105 cells/ml) were infected by HIV-1 (NL4-3) in the presence of 2x the 50% effective concentration of UC781, EFV, or NVP. The initial virus inoculum was >1,000 times the 50% tissue culture infective dose (TCID50). The course of infection was monitored by microscopic evaluation of syncytium formation until the HIV-induced cytopathic effect (CPE) was 75% or greater. Virus-containing cell supernatants were obtained by centrifugation of the infected cultures and used to infect fresh MT2 cells. The drug concentration was increased twofold with each successive passage of virus to enhance the selective pressure on the virus. Virus able to replicate in the presence of a minimum of 200x the initial 50% inhibitory concentration was considered resistant. Mutations in the reverse transcriptase (RT) gene associated with resistance to the various NNRTI were determined by clonal sequencing of proviral DNA as previously described (8, 45).
H9 cells persistently infected with wt (NL4-3) or NNRTI-resistant (UCR, EFVR, and NVPR for UC781, EFV, and NVP resistant, respectively) HIV-1 were generated essentially as previously described (48). Virus stocks were prepared from cell supernatants from persistently infected H9 cells or CEM cells acutely infected with HIV-1NL4-3 and NNRTI-resistant HIV-1 strains. Cultures were cleared from cellular debris by low-speed centrifugation and filtered through 0.45-µm membranes (Millipore, Billerica, MA), and the filtrate was concentrated by centrifugation at 3,500 rpm for 30 min using Amicon Ultra-15 centrifugal filter devices with a cutoff of 100 kDa (Millipore). Stock virus infectivity was determined by end-point dilution in MT2 cells. Virus-induced CPE was scored 7 days postinfection, and the TCID50 was calculated as described previously (49).
UC781 inactivation of cell-free virus. HIV-1 virions (300 ng p24) were incubated with various concentrations of UC781 in 0.5 ml RPMI 1640 containing 10% fetal bovine serum (FBS) for 1 h at 37°C. The virus samples were then diluted with drug-free medium to a volume of 12 ml and concentrated by ultrafiltration as previously described (10, 33, 39). The dilution and concentration steps were repeated a total of three times. Analysis of antiviral activity of the final virus-free wash medium confirmed that the washing procedure resulted in complete removal of the exogenous UC781 from the treated HIV-1 virions, in confirmation of our previous results (10, 39). The final exogenous drug-free virus was suspended in RPMI 1640 containing 10% FBS and stored at 80°C until use.
Effect of UC781 pretreatment of persistently infected H9 cells on subsequent infectivity of cell-free, cell-associated, and nascent HIV-1 produced by these cells. Cells persistently infected with wt or NNRTI-resistant HIV-1 were incubated with 25 µM UC781 for 18 h at 37°C. Cells and virus-containing supernatants were separated by low-speed centrifugation, and the cells were washed several times with medium to remove residual drug. The virus in the cell-free supernatant was concentrated by ultrafiltration, and extravirion drug was removed by dilution and concentration as previously described (10, 39).
The washed persistently infected cells were suspended in drug-free medium (at 2 x 105 cells/ml) and cultured at 37°C. After every 24-h culture period, cell supernatants were obtained by low-speed centrifugation. The cells were again suspended in drug-free medium (at 2 x 105 cells/ml) and cultured at 37°C. This process was repeated for three sequential 24-h incubations.
The effect of UC781 treatment on subsequent cell-to-cell virus transmission was assessed by incubating the UC781-treated persistently infected H9 cells with uninfected MT4 cells in a ratio of 1:200. Virus replication was assessed by measurement of HIV-1 p24 antigen levels 7 days after initiation of coculture. To assess the infectivity of virions produced by the persistently infected H9 cells following removal of UC781, the virus in the cell culture supernatants obtained after each 24-h culture period was isolated and washed free of any exogenous UC781 by ultracentrifugation through a 20% sucrose cushion. Aliquots of isolated HIV-1 virions corresponding to 250 pg p24 were used to infect 5 x 104 MT4 cells. Infectivity was assessed by measurement of HIV-1 p24 antigen levels 7 days postinfection.
Determination of the genotype of breakthrough variants of HIV-1 from UC781-pretreated cells exposed to mixtures of wild-type and UC781-resistant HIV-1. Uninfected CEM T4 cells were incubated with 25 µM UC781 for 18 h at 37°C. Extracellular drug was removed by multiple washings of the cells with drug-free RPMI 1640 containing 10% FBS. Treated cells (2 x 105 cells) were then infected with various ratios of wt to NNRTI-resistant HIV-1 ranging from 90:10 to 10:90 based on equivalent TCID50 values. Infectivity was monitored by daily microscopic examination of CPE. Cells were passaged every 2 days, and supernatants were collected for subsequent analysis of HIV-1 24 content. Positive virus breakthrough was considered when CPE was 30% or greater. When CPE was greater than 80%, cell culture supernatants were isolated and stored at 80°C. Virions in the cell culture supernatants were pelleted by ultracentrifugation, and viral RNA was prepared by the guanidinium isothiocyanate method (17). A 1,775-bp fragment containing the entire HIV-1 RT gene was amplified by from isolated viral RNA using the Superscript First-Strand Synthesis System for RT-PCR kit (Invitrogen, Carlsbad, CA). The PCR product was resolved by electrophoresis on 1% agarose and purified by Genelute Minus ethidium bromide spin columns (Sigma, Saint Louis, MO). The purified PCR product was cloned into the pSTBlue-1 Acceptor vector (Novagen, Madison, WI). Positive colonies were selected by blue/white screening of recombinants. Plasmid DNA was isolated from single colonies using QIAprep Spin Miniprep kits (QIAGEN Inc., Valencia, CA). The presence of NNRTI resistance mutations in the RT was verified by sequencing.
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TABLE 1. Antiviral activity of UC781 against wt and NNRTI-resistant HIV-1
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FIG. 1. Inactivation of cell-free HIV-1 particles following exposure to different concentrations of UC781. NNRTI-resistant HIV (UCR, EFVR, and NVPR) and wt NL4-3 were incubated with the indicated concentrations of UC781 for 1 h at 37°C. Excess drug was then removed by repeated dilution and concentration by ultrafiltration as described in Materials and Methods. Infectivity was then assessed by addition of equivalent aliquots of the different virus strains (normalized for p24 content) to CEM cells. HIV-1 p24 antigen content of cell culture supernatants was measured 5 days postinfection. , wt HIV-1 NL4-3; , NVPR HIV-1; , UCR HIV-1; , EFVR HIV-1. , antiviral activity of the final virus wash medium. Data shown are the means ± standard deviation of triplicate determinations.
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FIG. 2. Effect of UC781 treatment on transmission of cell-associated HIV-1. H9 cells persistently infected with wt or UCR HIV-1 were incubated with 25 µM UC781 for 18 h at 37°C. Exogenous UC781 was removed from the treated cells and from the virions produced by the cells during the 18-h incubation. (A) Infectivity of the virions produced by persistently infected H9 cells incubated for 18 h in the absence (gray bars) or the presence (black bars) of 25 µM UC781. Data are the means ± standard deviation of at least three individual determinations. (B) Persistently infected H9 cells were incubated in the absence or presence of 25 µM UC781 for 18 h, and the cells were then washed several times to remove exogenous drug. The cells were then cultured in drug-free medium, and the virus produced during each sequential 24-h period was isolated and evaluated for the ability to infect CEM cells. , wt HIV-1, cells not exposed to drug; , UCR HIV-1, cells not exposed to drug; , wt HIV-1, cells pretreated with 25 µM UC781; , UCR HIV-1, cells pretreated with 25 µM UC781. Data are the means ± standard deviation of at least three individual determinations. (C) Persistently infected H9 cells were incubated in the absence or the presence of 25 µM UC781 for 18 h, and the cells were then washed several times to remove exogenous drug. The cells were then cultured in drug-free medium. At 24-h intervals, cells were isolated and then cocultured with uninfected MT4 cells at a ratio of 103 persistently infected H9 cells to 2 x 105 uninfected MT4 cells. The extent of cell-to-cell transmission of virus was evaluated by measuring HIV-1 p24 antigen in cell supernatants obtained 4 days postinfection. Gray bars, infectivity of persistently infected H9 cells after 24 h of culture in drug-free medium; white bars, infectivity of persistently infected H9 cells after 48 h of culture in drug-free medium; black bars, infectivity of persistently infected H9 cells following 72 h of culture in drug-free medium. Data are the means ± standard deviation of at least three individual determinations.
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The UC781-treated H9 cells persistently infected with wt NL4-3 or UCR HIV-1 isolated at each 24-h interval of culture in drug-free medium were cocultured with uninfected MT4 cells at a ratio of 1:200 persistently infected H9 cells to uninfected MT4 cells. Infection of the MT4 cells was evaluated by microscopic assessment of HIV-1-induced CPE and measurement of HIV-1 p24 levels in cell-free culture supernatants 4 days following the initiation of the coculture. As shown in Fig. 2C, UC781 pretreatment completely prevented cell-to-cell transmission of wt HIV-1 for up to 72 h following removal of UC781. In contrast, UC781 pretreatment was ineffective at preventing cell-to-cell transmission of UCR HIV-1.
Ability of UC781 pretreatment of uninfected cells to protect against subsequent HIV-1 infection in the absence of exogenous drug.
CEM cells were incubated with various concentrations of UC781 for 18 h, and then the residual exogenous drug was removed and cells were infected with wt or NNRTI-resistant HIV-1. As shown in Fig. 3, UC781 pretreatment was very effective at preventing subsequent infection by wt HIV-1, with virtually complete protection noted in cells pretreated with 1 µM UC781. UC781 pretreatment was less effective at preventing subsequent infection by NNRTI-resistant HIV-1, with protection efficacy being NVPR > UCR
EFVR. However, pretreatment of cells with 25 µM UC781 was able to afford protection against subsequent infection by all NNRTI-resistant HIV-1 strains in the absence of exogenous drug.
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FIG. 3. Effect of UC781 pretreatment of cells on subsequent HIV-1 infection in the absence of exogenous drug. CEM cells were incubated with the indicated concentrations of UC781 for 18 h at 37°C, and then exogenous drug was removed by repeated washing with RPMI 1640 medium containing 10% FBS. The pretreated cells were then exposed to equivalent inocula of wt or NNRTI-resistant HIV-1 (normalized for p24). HIV-1 replication was evaluated by measuring p24 antigen in the culture supernatants 7 days postinfection. , wt HIV-1 NL4-3; , NVPR HIV-1; , UCR HIV-1; , EFVR HIV-1. Data are the means ± standard deviation of triplicate determinations.
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FIG. 4. Effect of UC781 pretreatment of cells on subsequent infection by mixtures of wt and NNRTI-resistant HIV-1 in the absence of exogenous drug. CEM cells were incubated with 25 µM UC781 for 18 h at 37°C and then washed free of residual exogenous drug. Cells were infected with different ratios of wt NL4-3 and (A) UCR HIV-1, (B) EFVR HIV-1, or (C) NVPR HIV-1. Aliquots of cell culture supernatants were assessed for HIV-1 p24 antigen levels every 2 days postinfection. The ratios of wt to NNRTI-resistant HIV-1 in the inocula were as follows: , wt only; , 10% NNRTI resistant; , 25% NNRTI resistant; , 50% NNRTI resistant; , 75% NNRTI resistant; , 90% NNRTI resistant; , 100% NNRTI-resistant. , untreated cells infected with 100% wt or 100% NNRTI-resistant HIV-1. Data are the means ± standard deviation of triplicate determinations.
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TABLE 2. Breakthrough of NNRTI-resistant HIV-1 in UC781-pretreated cells subsequently exposed to HIV-1 in the absence of exogenous drug
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Resistance to UC781 correlates with mutations in the NNRTI binding pocket of HIV-1 RT (11, 53). However, our data show that UC781 maintains potent antiviral and microbicide inhibitory activity against HIV strains and RT with single mutations in the NNRTI binding pocket, such as Y181C. NNRTI-resistant virus strains appearing in individuals in response to single-dose nevirapine exposure generally possess single NNRTI resistance mutations. We therefore suggest that microbicide formulations containing UC781 as the active agent may still be very useful in such infected patient populations. High-level HIV-1 resistance to UC781 requires multiple mutations in the RT NNRTI binding pocket (11, 58). While such virus strains are increasingly common in developed countries due to the widespread use of NNRTI in HAART, HIV-1 possessing multiple NNRTI mutations is less predominant in non-HAART populations as found in developing countries.
HIV-1 strains developed under increasing UC781 drug pressure in vitro show a variety of different mutations in the RT NNRTI binding pocket. Balzarini et al. (8) observed that UC781-resistant HIV-1 possessed V106A plus F227L plus L100I in RT, whereas Buckheit et al. (15) noted Y181C plus V108I plus K101E. In the present study, we identified a different mutation set, V106A plus I135R plus Y181C, providing 500-fold resistance to UC781 (Table 1). The variety of different mutations identified in resistance to UC781 may be related to the intrinsic flexibility of the molecule. UC781 is a significantly more flexible molecule than either EFV or NVP and thus may be capable of binding to the NNRTI binding pocket in multiple conformations. The conformational flexibility of the UC series of NNRTI may be necessary to provide potent inhibition of HIV-1 RT. We have previously shown that the conformationally different UC NNRTI UC84 and UC38 interact with different mechanistic forms of HIV-1 RT (25). Virus resistant to these two NNRTI possess different mutations in the NNRTI binding pocket (G. Borkow and M. A. Parniak, unpublished data). Unlike UC38 and UC84, UC781 inhibits all mechanistic forms of HIV-1 RT (26). This characteristic may be important for the increased potency of UC781 compared to the other UC NNRTI. However, the flexibility of the molecule may also be detrimental in that mutations arising anywhere in the NNRTI binding pocket of RT may provide some degree of resistance to the drug.
Of considerable concern for the use of UC781-based microbicides in populations with access to HAART are mutations associated with resistance to efavirenz, since this NNRTI is widely used in NNRTI-containing therapeutic regimens. We identified the mutations L100I plus K103N in RT of HIV-1 strains developed under EFV drug pressure in vitro (Table 1). These mutations are identical to those found by others (5), as might be expected given the relative inflexibility of EFV compared to UC781. The L100I plus K103N mutations led to nearly 1,500-fold resistance to UC781 (Table 1), substantially greater than the resistance provided by mutations arising directly from resistance to UC781. Nonetheless, our data show that UC781 retains microbicidal activity against HIV-1 strains with either the mutation in RT V106A plus I135R plus Y181C or L100I plus K103N (Fig. 1 and 3).
As an example, exposure to 500 nM UC781 completely inactivates wild-type HIV-1 virions, whereas 50-fold-higher concentrations are needed to inactivate EFV- or UC781-resistant HIV-1 (Fig. 1). Similarly, while preincubation of uninfected cells with 1 µM UC781 rendered these cells refractory to subsequent infection in the absence of exogenous drug, this concentration provided little protection against infection by UC781-resistant HIV-1. However, cells were protected against infection by pretreatment with 50 µM UC781 (Fig. 3). The lowest level of UC781 in formulations under current preclinical development is 0.1%, which corresponds to a potential concentration of 3,000 µM, 60-fold greater than the concentration of UC781 needed for microbicidal activity against highly NNRTI-resistant HIV-1. We therefore propose that concerns about the transmission of NNRTI-resistant HIV-1 due to use of UC781-based microbicides may be unfounded.
UC781 has the interesting property of being a "tight-binding" inhibitor of HIV-1 RT (9, 12, 13, 39). In other words, UC781 binds rapidly to RT, but once bound, dissociates very slowly, even in the absence of exogenous unbound compound. This contrasts with nevirapine, a rapid equilibrium inhibitor, which can inhibit RT DNA synthesis only when there is a sufficient exogenous concentration of the drug to ensure continued occupancy of the NNRTI binding pocket on RT. Nevirapine is ineffective in any of the in vitro tests used to evaluate microbicide candidates (10, 30, 39; this paper). Because of this, we previously proposed that the tight-binding characteristic is an essential parameter for microbicidal activity of NNRTI (10, 39). Our present data suggest that this is not necessarily the case. It therefore seems that properties other than (or perhaps in addition to) tight binding must contribute to the microbicidal activity of UC781.
We have suggested that UC781 may accumulate in some cellular compartment that enables subsequent access to infecting HIV-1 (3, 39). However, the chemical properties of UC781 are similar to those of EFV and NVP, all of which have similar hydrophobicity indices (logP), ionization, etc. While EFV has pronounced serum protein binding (2, 34, 37, 52), which could impact microbicidal activity, NVP and UC781 do not (14, 46). Furthermore, NVP has no microbicidal activity, whereas both EFV and UC781 do. Thus, the properties of UC781 that provide its exceptional utility in microbicide applications remain unclear.
While UC781 is less effective against NNRTI-resistant HIV-1 than against wt virus, the potential utility of UC781 as an anti-HIV microbicide is strengthened by our findings that formulation-attainable concentrations of the compound retain microbicidal properties against NNRTI-resistant HIV-1. This is perhaps a surprising finding, but one that further underscores the exceptional promise of this drug for use as a microbicide to prevent HIV-1 transmission. Nevertheless, the reduced microbicidal activity of UC781 against NNRTI-resistant HIV-1 suggests that it would be expedient to include additional antiviral agents in NNRTI-based microbicide formulations. Ideally, these antiviral agents should be directed against a different HIV target from RT. These additional agents need not be additional expensive antiretroviral drugs, as this would substantially increase the cost per dose of the microbicide formulation and negatively impact their use in developing countries. Instead, readily available and inexpensive agents such as carrageenans or other anionic polysaccharides that can block HIV attachment may be considered. Such excipient agents would be equally effective against wt and NNRTI-resistant strains of HIV-1 and could reduce the effective infective dose of virus to which cells are exposed. This would potentiate the antiviral activity of UC781 and possibly provide even greater protection against transmission of NNRTI-resistant virus.
Lessons learned from systemic treatment of HIV-1-infected patients show that drug combinations provide the most effective therapeutic approach. While UC781 alone may be effective as a microbicide against transmission of NNRTI-resistant HIV-1, we emphasize that only those microbicide formulations comprising combinations of active anti-HIV agents should be seriously considered for development in order to minimize the selective transmission of drug-resistant variants of HIV-1.
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