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Journal of Virology, November 2006, p. 11398-11403, Vol. 80, No. 22
0022-538X/06/$08.00+0 doi:10.1128/JVI.01177-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
PD-1 Expression in Acute Hepatitis C Virus (HCV) Infection Is Associated with HCV-Specific CD8 Exhaustion
Simona Urbani,1
Barbara Amadei,1
Daniela Tola,1
Marco Massari,2
Simona Schivazappa,1
Gabriele Missale,1 and
Carlo Ferrari1*
Laboratory of Viral Immunopathology, Department of Infectious Diseases and Hepatology, Azienda Ospedaliera di Parma, Parma, Italy,1
Unità Operativa Malattie Infettive, Azienda Ospedaliera S. Maria Nuova di Reggio Emilia, Reggio Emilia, Italy2
Received 7 June 2006/
Accepted 28 August 2006

ABSTRACT
Hepatitis C virus (HCV)-specific CD8 cell exhaustion may represent
a mechanism of HCV persistence. The inhibitory receptor PD-1
has been reported to be up-regulated in exhausted CD8 cells.
Therefore, we studied PD-1 expression longitudinally during
acute HCV infection. Most HCV-specific CD8 cells expressed PD-1
at the time of acute illness, irrespective of the final outcome.
PD-1 expression declined with the acquisition of a memory phenotype
and recovery of an efficient CD8 cell function in resolving
HCV infections, whereas high levels were maintained when HCV
persisted and HCV-specific CD8 cells remained dysfunctional.
Blocking PD-1/PDL-1 interaction with an anti-PDL-1 antibody
improved the capacity of expansion of virus-specific CD8 cells.

TEXT
Adaptive immunity has a central role in the pathogenesis of
hepatitis C virus (HCV) infection, and understanding the behavior
of the T-cell response is crucial for the design of effective
strategies to control HCV.
At the acute stage of HCV infection, HCV-specific CD8 cells have been reported to be poorly functional irrespective of the final outcome of the disease (6, 11, 13-15). However, at this stage, virus-specific CD8 cells are expected to be predominantly effectors, which should be able to express efficiently antiviral effector functions ex vivo, based on the accepted models of CD8 cell differentiation following exposure to viral pathogens (16-17). The reasons why HCV-specific CD8 cells do not efficiently exert effector functions at the time of acute hepatitis C and why this functional impairment persists when HCV infection becomes chronic are not well understood.
A possible mechanism responsible for this behavior of the HCV-specific CD8 response is exhaustion, which might be sustained initially by the rapid kinetics of HCV replication and spread following infection and later on by the persistent exposure of CD8 cells to high antigen concentrations. Many recent studies indicate that the PD-1/PD-1 ligand (PD-L1) pathway can play a role in T-cell exhaustion occurring when T cells are chronically exposed to high antigen loads and that blockade of PD-1/PDL-1 interaction can allow restoration of exhausted CD8 cells (1, 3, 4, 10, 12). Thus, high expression of the inhibitory PD-1 receptor seems to be a signature of functional CD8 cell exhaustion.
To define the role of PD-1 and CD8 cell exhaustion in HCV infection, we analyzed longitudinally throughout a follow-up ranging from 1 to 56 weeks the expression of PD-1 for 19 patients with acute hepatitis C, 9 of whom had a self-limited infection and 10 of whom had a chronic evolution of infection (Table 1). Analysis was initially performed by flow cytometry on tetramer-positive CD8 cells specific for NS3 1073-1081 or NS4B 1992-2000 for 10 HLA-A2+ patients. At the time of acute illness when patients were seen for the first time in the clinic, most circulating tetramer-positive HCV-specific CD8 cells expressed PD-1, both in self-limited and in persistent infections (Fig. 1), and displayed predominantly an effector memory phenotype (data not shown). Negative PD-1 expression on influenza virus-specific CD8 cells derived from the same patients with acute hepatitis (Fig. 2A) suggested selective expression of PD-1 by HCV-specific CD8 cells. In line with this finding, only a limited fraction of total CD8 cells from patients with resolving infection were PD-1 positive at the time of acute illness, as recently reported for acute hepatitis B virus infection (Fig. 2B) (2). However, a significantly greater percentage of the total CD8 cell pool was PD-1 positive for patients with a chronically evolving infection (Fig. 2B and C), even if PD-1 was analyzed for all patients at the time they were first referred to the clinic. This different degree of PD-1 expression was not simply due to different levels of CD8 activation, because other activation markers, such as HLA-DR and CD69, were similarly expressed at the time of clinical presentation by CD8 cells derived from the two categories of patients (data not shown).
PD-1 expression was then evaluated after the acute stage of
hepatitis C, when effector CD8 cells are expected to undergo
a progressive differentiation into long-lived CD127
+ memory
cells if infection is successfully controlled but not if the
virus persists (
5,
7-
9). In keeping with this prediction, HCV-specific
CD8 cells progressively acquired the expression of CD127 in
patients with self-limited hepatitis, whereas in patients with
chronic evolution of the disease, CD127 remained predominantly
negative during the follow-up (Fig.
3A and B).
Acquisition of a memory phenotype in resolving HCV infection
was associated with a decline in PD-1 expression. Four to six
months after clinical presentation, PD-1 was expressed in a
limited percentage of HCV-specific CD8 cells from patients who
succeeded in resolving infection, ranging from 18 to 30% of
tetramer-positive cells (Fig.
1). In contrast, in patients with
chronically evolving hepatitis, PD-1 was still expressed after
a similar interval of time from clinical presentation in virtually
all tetramer-positive cells (Fig.
1), which maintained an effector
memory phenotype (data not shown). The difference in PD-1 expression
by HCV-specific CD8 cells between the two categories of patients
was statistically significant (
P = 0.008). As in the acute stage
of infection, control influenza virus-specific CD8 cells derived
from resolving and persisting infections were PD-1 negative
(Fig.
2A). Moreover, the proportion of PD-1-positive CD8 cells
among the total CD8 pool declined in chronically evolving infections
compared to that in the acute phase of illness, acquiring a
level of expression comparable to that of resolved infections
(Fig.
2B and C). Decline of PD-1 on HCV-specific CD8 cells is
in line with previous observations (
14,
15), indicating that
after the acute phase of infection, a recovery of the CD8 cell
function is detectable for patients with self-limited hepatitis
in terms of gamma interferon and interleukin 2 production. On
the other hand, persistent impairment of the CD8 function in
chronic patients is associated with persistent expression of
PD-1, supporting the possibility of exhaustion as a crucial
mechanism of CD8 cell inactivation in HCV infection.
To assess whether the elevated expression of PD-1 really affects the HCV-specific CD8 cell function, signaling through PD-1 was inhibited by blocking PD-1 interaction with its ligand by an anti-PDL-1 antibody. Adherent mononuclear cells purified from peripheral blood mononuclear cells of patients with chronically evolving infection were incubated with anti-PDL-1 or control antibody. The capacity of CD8+ cells to expand upon peptide-specific stimulation was tested by tetramer staining, analyzing the frequency of HCV-specific CD8 cells before and after 10 days of peptide stimulation. As shown in Fig. 4, PDL-1 blockade enhanced HCV-specific proliferation in a dose-dependent manner. Indeed, the capacity of expansion upon peptide stimulation was very poor, because the frequency of HCV-specific tetramer-positive cells after 10 days of in vitro culture differed slightly from the frequency detectable ex vivo. The inhibition of PD1/PDL-1 engagement by the addition of anti-PDL-1 to the culture restored the capacity of HCV-specific CD8 cells to expand efficiently. This functional restoration was detectable for all patients tested, although different levels of improvement were observed for individual patients. This effect of PD-1/PDL-1 blockade was not observed with cytomegalovirus (CMV)-specific CD8 cells, which expressed low levels of PD-1 and were not impaired in their capacity to proliferate.
In conclusion, PD-1 is expressed at a high level on HCV-specific
CD8 cells during the acute phase of infection, irrespective
of the subsequent outcome to recovery or viral persistence.
This is in keeping with PD-1 expression on early effector CD8
cells in both acute self-limiting and persistent lymphocytic
choriomeningitis virus infection in mice (
1). At the time of
acute illness, in chronically evolving HCV infection, a greater
proportion of the total CD8 cell population was PD-1 positive
than was observed with resolving HCV infections. At this time,
alanine aminotransferase levels were comparable in self-limited
and persisting infections, while viremia was generally higher
for the latter group of patients (Table
1). The different HCV
RNA titers raise the possibility that patients with different
outcomes are studied at different stages of acute infection.
Nevertheless, patients with self-limited infection with a level
of viremia similar to those of patients with chronic evolution
(patients 3 and 8) showed low PD-1 expression, and conversely,
cells from patient 16, with levels of viremia below 10
5 and
chronic evolution of the disease, displayed high PD-1 expression.
All these observations may be consistent with the possibility
that both groups of patients were studied at a similar time
of infection but viremia levels were different because of different
viral kinetics associated with resolution or persistence of
the virus. Thus, the different PD-1 profiles of total CD8 cells
may actually represent a relevant difference of acute-phase
response between self-limited and evolving infections, and PD-1
expression by total CD8 cells may represent a promising early
marker of disease progression.
After the acute stage of infection, the expression of PD1 by HCV-specific CD8 cells declined in self-limited infections concurrently with CD8 differentiation towards a memory CD127+ phenotype, as observed also in acute hepatitis B virus infection (2). For patients with chronic evolution of infection, HCV-specific CD8 cells maintained high levels of PD-1 and remained functionally impaired, with no switch from an effector to a memory phenotype. Restoration of antiviral CD8 function concurrent with PD-1 decline in self-limited HCV infection and persistence of CD8 impairment concomitant with persistent expression of high levels of PD-1 by HCV-specific CD8 cells support a role for the PD-1/PD-L1 pathway in modulating CD8 function under conditions of sustained high levels of HCV antigen stimulation. This is confirmed by the observation that blockade of PD1/PDL-1 interaction enhances proliferation of HCV-specific CD8 cells. This functional restoration was observed with HCV-specific but not with CMV-specific CD8 cells, in keeping with the low PD-1 expression on CMV-specific CD8 cells (data not shown). The possibility of restoring the CD8 function by inhibiting the PD-1/PDL-1 pathway needs to be further investigated with patients with a long-lasting condition of chronic hepatitis by also testing cytokine production and cytotoxic activity. Nevertheless, the data of this report strongly suggest that this mechanism can be a therapeutic target to revert T-cell dysfunction in chronic hepatitis C.

ACKNOWLEDGMENTS
This study was supported by grant RBNE013PMJ_006 from FIRB (Fondo
per gli Investimenti della Ricerca di Base), MIUR (Ministry
of Education, University and Research), by grant no. 120 (Progetto
di Ricerca Finalizzato), Ministry of Health, Italy, by VIRGIL
EC grant QLK2-CT-2002-00700, by Schering-Plough SpA, Milan,
Italy, and by Fondazione Cassa Risparmio di Parma, Parma, Italy.

FOOTNOTES
* Corresponding author. Mailing address: Laboratorio Immunopatologia Virale, Unit of Infectious Diseases and Hepatology, Azienda Ospedaliero-Universitaria di Parma, Via Gramsci 14, 43100 Parma, Italy. Phone: 39-0521-703859. Fax: 39-0521-703857. E-mail:
epatos{at}tin.it.

Published ahead of print on 6 September 2006. 

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Journal of Virology, November 2006, p. 11398-11403, Vol. 80, No. 22
0022-538X/06/$08.00+0 doi:10.1128/JVI.01177-06
Copyright © 2006, American Society for Microbiology. All Rights Reserved.
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