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Journal of Virology, August 2005, p. 9933-9944, Vol. 79, No. 15
0022-538X/05/$08.00+0 doi:10.1128/JVI.79.15.9933-9944.2005
Copyright © 2005, American Society for Microbiology. All Rights Reserved.
Curriculum in Genetics and Molecular Biology and Gene Therapy Center, University of North Carolina at Chapel Hill, Chapel Hill, North Carolina 27599
Received 7 February 2005/ Accepted 8 April 2005
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Similar to wt AAV, recombinant AAV (rAAV) utilizes the cis-acting 145-bp ITRs to flank vector transgene cassettes, providing up to 4.5 kb for packaging of foreign DNA. Subsequent to infection, rAAV can express the therapeutic gene and persist without integration into the host genome by existing episomally in circular head-to-tail concatemers (29). Although there are numerous examples of rAAV success using this system, in vitro and in vivo, limited packaging capacity has been an impediment for AAV-mediated gene therapy of Duchenne muscular dystrophy, hemophilia A, cystic fibrosis, and other genetic diseases where the length of the coding sequence is equal in size to the wt AAV genome. For most of the larger genes mentioned above, this leaves little or no space for promoter, polyadenylation, and enhancer sequences. Recently, split vector systems, exploiting head-to-tail concatamerization formation, have been developed to circumvent the small packaging capacity of AAV genomes (13-16, 41, 52). The two approaches, trans-splicing and homologous recombination methods, depend upon recombination between two vector genomes (each genome encoding approximately half the transgene) within the same cell to achieve gene expression. While these approaches fundamentally solve current packaging limitations of AAV, they create some disadvantages. Cells have to be infected with numerous virus particles to increase the probability of transduction, and the system is reliant upon the efficiency of homologous recombination.
With respect to wt AAV, two groups have characterized the packaging capacity of AAV2. Hermonat et al. inserted increments of 100 bp into the wt AAV genome downstream of the capsid gene (23). Viruses carrying larger genomes (up to 5.6 kb) were able to replicate and produce infectious virions, albeit at reduced efficiency compared to wt. Dong et al. generated packaging constructs, containing a completely recombinant genome encoding the chloramphenicol acetyltransferase (CAT) gene, ranging in size from 1,918 to 6,019 bp (10). The latter studies suggest that the optimum size of AAV2 vector genomes is between 4.1 and 4.9 kb. Based on these studies, the packaging limits for AAV may differ depending on the presence of the wt AAV sequence.
Other parvoviruses have been shown to package genomes as large as 5.1 and 5.6 kb (minute virus of mice [MVM] and B19, respectively). A striking structural difference is that MVM and B19 are initially composed of two structural proteins (Vp1 and Vp2), and the N termini of the minor capsid components (Vp1 and Vp2 for B19 and Vp2 for MVM) are exposed on the surface of the virion subsequent to genome encapsidation. In contrast, the N termini of Vp1 and Vp2 of AAV are located within the virion (27, 46, 48). While Vp1 is required for infectivity, Vp2 has been shown to be nonessential (44).
Based on this evidence, we wanted to explore the possibility that producing a virion composed of only two capsid proteins may enable AAV to package larger genomes more efficiently than wt virions. We analyzed the packaging capacity of AAV serotypes 1 through 5 with and without the minor capsid subunit protein Vp2 using the previously characterized pAVCNst packaging cassettes (10) (Fig. 1). The packaging efficiency of each vector was quantitatively analyzed by dot blot hybridization, the genome size by alkaline agarose gel analysis, and transduction profile using CAT assays. In addition, similar assays were simultaneously carried out on cystic fibrosis transmembrane conductance regulator (CFTR) cassettes of various sizes. The additional transgene cassettes and the use of various AAV serotypes were utilized to determine whether the DNA sequence influenced the packaging efficiency and/or the packaging capacity of related serotypes. This study suggests that all AAV serotypes are capable of efficiently encapsidating genomes as large as 6 kb regardless of sequence, but the optimum packaging capacity is 5.23 kb. Vectors carrying larger genomes can be enhanced for more efficient transduction by the addition of proteasome inhibitors, suggesting a postentry block. The data gathered from these studies provides important information regarding AAV vector design and suggests that AAV packaging limits may not be restricted solely by the physical size of the vector template.
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FIG. 1. Vector sequence for the pAVCNst packaging cassettes (10). Each cassette is composed of serotype 2 ITRs with a CMV immediate-early (CMVie) promoter driving CAT gene expression. A stuffer region was designated for cloning in DNA sequences to expand the packagable genome. Letters on the left indicate different vectors. The sizes of the stuffer DNA along with total vector genome size are shown in the second and third columns, respectively.
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Plasmids. The AAV1 through 5 helper plasmids, pXR1 through pXR5 (32), were used in these studies. These plasmids served as the starting reagents to produce the Vp2 knockout mutant viruses ACA1 through ACA5 used in these studies. The following oligonucleotides were designed and utilized in the QuikChange multisite-directed mutagenesis kit (Stratagene) to mutate the Vp2 start codon ACG to ACA (shown in uppercase type): AAV1ACA, ttg agg aag gcg cta agA CAg ctc ctg gaa aga aac g; AAV2ACA, ttg agg aac ctg tta agA CAg ctc cgg gaa aaa aga gg; AAV3ACA, ttg agg aag cag cta aaA CAg ctc ctg gaa agaa agg; AAV4ACA, ttg agc aag cgg gtg agA CAg ctc ctg gaa aga aga gac c; AAV5ACA, tga aga ggg tgc taa gAC Agc ccc tac cgg aaa gc. Sequencing of miniprep DNA from each of the mutagenized pXR1 to pXR5 plasmids was then done to verify the start codon mutation. After verification, the resultant BsiWI/SwaI fragment containing the mutation was then subcloned into the respective parent plasmid. The CFTR, cytomegalovirus (CMV)-CFTR, and CMV(I)-CFTR cassettes were produced from the pBQ4.7V CFTR plasmid generously provided to us by John Olsen. This plasmid is the same as pBQ4.7 used by Drumm et al. (12), except a 450-bp piece at the end of the cDNA was replaced so there is a valine at nucleotide 1475. Briefly, AgeI and NotI restriction sites were engineered 5' and 3' of the CFTR gene on the pBQ4.7V plasmid utilizing the Stratagene multisite-directed PCR kit. TReGFP, with and without the simian virus 40 (SV40) intron, and the pBQ4.7V plasmid were digested with AgeI and NotI enzymes. Each digest was then PCR column purified (QIAGEN, Valencia, CA). The TReGFP digest was then treated with calf intestinal phosphatase. The TReGFP backbone and the CFTR fragment were gel extracted from the 0.7% agarose gel using the gel extraction columns from QIAGEN. The TReGFP backbone and CFTR fragment were then ligated overnight. The CFTR cassette lacking a promoter was produced by digesting the CMV(I)-CFTR cassette with KpnI and AgeI to remove the CMV and SV40 intron sequences. Klenow was then added to blunt the ends followed by self-ligation overnight.
Production of recombinant AAV utilizing the CFTR and pAVCNst packaging cassettes.
To determine the effect of various genome sizes on the packaging efficiency of AAV serotypes 1, 2, 3, 4, and 5 with and without capsid subunit Vp2, we utilized the packaging plasmids pAVCNst acquired from Dong et al. (10). pAVCNst plasmids D through L were used, ranging in size from 4,461 to 6,019 bp. Each construct contains the CMV immediate-early promoter with the chloramphenicol acetyltransferase gene flanked by AAV2 ITRs. Recombinant AAV was produced using a scaled-down version of the calcium phosphate triple plasmid transfection protocol (20). One 15-cm dish of 293 cells was transfected to produce each of the viruses. Eighteen micrograms of XX6-80, 7.5 µg of helper plasmid (pXR1 to pXR5 series or the pXR1ACA to pXR5ACA series), 7.5 µg of the pAVCNst TR plasmid, 100 µl of 2.5 M CaCl2,
870 µl double-distilled water, and 1 ml of 2x HeBS buffer (20) were mixed together and subsequently added to each 15-cm dish after the calcium phosphate precipitate had formed. The cells were then harvested at 48 h posttransfection by scraping the cells from the plate. The cells were then pelleted at low-speed centrifugation (1,500 rpm), the medium was then decanted, and the cell pellet was resuspended in 3 ml of 1x phosphate-buffered saline (PBS). Three cycles of freeze-thawing in dry ice-methanol and a 37°C water bath were then performed. The cell homogenate containing the rAAV was then divided into aliquots and stored at 80°C. rAAV that was purified via CsCl gradients was produced by the calcium phosphate triple transfection method using 5- by 15-cm plates of 293 cells. Cells were scraped from each plate 48 h after transfection and pelleted by centrifugation for 5 min at 1,000 rpm in a Sorvall RT6000D centrifuge. All subsequent steps were performed on ice unless otherwise noted. The cells were then resuspended in 10 ml of double-distilled water and sonicated 25 times using a Branson Sonifier set to 50% duty and an output control of 5. One hundred microliters of DNase (10 mg/ml) was then added to the sonicated homogenate and incubated for 1 h in a 37°C water bath. CsCl (6.6 g) was then added to each sample and loaded into Beckman Quick-Seal polyallomer centrifuge tubes. The samples were then centrifuged at 65,000 rpm (402,000 x g) for 5 h using the Beckman NVT65 rotor in a Sorvall Ultra 80 centrifuge. Gradients were fractionated into 750-µl fractions and stored at 20°C. AAV2 E, K, and L virus along with the CFTR vectors were produced following the triple transfection method by transfecting 15- by 15-cm plates of 293 cells, respectively. Cell homogenate was loaded onto iodixanol step gradients as described previously (55), and rAAV was isolated from the 40 to 60% interface with a syringe. rAAV2 was then purified further by fast performance liquid chromatography (FPLC) and heparin column chromatography.
Replication assays. Replication assays were carried out to determine whether the proper size genomes were being replicated from the respective pAVCNst packaging plasmids and packaged into all five AAV serotypes. 293 cells were plated into 10-cm plates and transfected with 10 µg XX680, 3.5 µg pXR2 helper plasmid, and 3.5 µg pAVCNst packaging series D through L. Replication assays were also conducted by infecting 293 cells, under conditions permissive for replication, in 10-cm plates with 1 x 109 viral genomes. 293 cells were transfected with 3.5 µg of pXR2 and 10 µg of XX680 6 h prior to infection. Cells were then harvested 42 h postinfection, and low-molecular-weight DNA was isolated by Hirt extraction. Samples were DpnI digested and fractionated on an agarose gel, transferred to a HyBond N+ nylon membrane (Amersham Biosciences), and probed overnight. This assay was used to assess the ability of rAAV to deliver its genome to the nucleus and replicate.
Titer determination of rAAV. The presence and titer determination of DNA containing viral particles was determined by DNA dot blot hybridization. Briefly, 10 µl of each viral lysate sample was treated with 50 µl of 0.1 µg/µl in 10 mM Tris (pH 7.5)-10 mM MgCl2 for 1 h at 37°C. Fifty microliters of 100 mM EDTA was then added to each sample, followed by incubation at 50°C with 50 µl of proteinase K-2.5% N-lauryl-sarcosyl solution for 45 min. Fifty microliters of 5 M NaOH was then added to each sample and incubated for 20 min. The samples were applied to a HyBond N+ membrane (Amersham Biosciences) through the use of a dot blot manifold and probed overnight.
Electron microscopy. Peak fractions of rAAV2 E, K, and L were placed on a 400-mesh glow-discharged carbon grid by inversion on a 20-µl drop of virus. The grid was washed three times in 20 µl of PBS for 1 min. The virus was then stained for 1 min with 2% uranyl acetate. The virus was visualized by using a Zeiss EM 910 electron microscope.
Extraction of genomes from virions. DNA was extracted from each virus using equal volumes of viral lysate in the study. The virus was incubated with 50 µl of 0.1 µg/µl DNase I in 10 mM Tris (pH 7.5)-10 mM MgCl2 for at least 1 h at 37°C to digest unpackaged genomes. Fifty microliters of 100 mM EDTA was then added to each sample to deactivate DNase I, followed by incubation at 50°C with 50 µl of proteinase K-2.5% N-lauryl-sarcosyl solution for 45 min to lyse the virus. Viral DNA was extracted twice with phenol-chloroform and then precipitated with 2 equivalent volumes of ethanol and 10% (vol/vol) 3 M sodium acetate. Alkaline agarose gel electrophoresis was then carried out as described previously (34a) to determine the size of the packaged genome. DNA size markers were produced via single digests of the K pAVCNst plasmid with EcoRI and BamHI, yielding the 4- and 5-kb-long DNAs, respectively.
CAT assays to analyze transduction efficiency. HeLa or COS-1 cells (6 x 105) were plated in each 6-cm dish for AAV serotypes 1 to 3 and 4 and 5, respectively. After the cells adhered to the dishes, they were infected with 500 genome-containing virions per cell with an adenovirus (dl309) multiplicity of infection (MOI) of 5. Cells were harvested 24 h after infection and lysed as described previously (34a). CAT assays were then carried out on the protein homogenate as described previously (34a) to assess the transduction profiles of rAAV serotypes 1 through 5 with and without capsid subunit protein Vp2.
CFTR transduction assays. rAAV2 viruses were produced by utilizing the following CFTR TR2 cassettes: (i) CFTR (5.1 kb), (ii) CMV-CFTR (5.7 kb), and (iii) CMV(I)-CFTR (5.9 kb). HeLa cells (5 x 105) were plated in the wells of six-well plates. HeLa cells were then infected with approximately 2,000 viral genomes/cell of each AAV2-CFTR vector 8 hours after seeding the wells. At 48 h postinfection, total RNA was isolated using the RNeasy column method (QIAGEN, Valencia, CA). Briefly, 350 µl of RNeasy lysis buffer (RLT plus ß-mercaptoethanol) was added to the pelleted HeLa cells for resuspension and lysis. The lysate was then passed through a Qiashredder (QIAGEN). From this point, the standard minicolumn protocol was followed and RNA was eluted in 30 µl of the supplied RNase-free water. poly(A) RNA was then isolated from 15 µl of the total RNA. The Oligotex mRNA mini kit (QIAGEN, Valencia, CA) was used to isolate the mRNA from the total RNA according to protocol. mRNA was eluted from the oligonucleotide T bead suspension using 60 µl of supplied elution buffer OEB (5 mM Tris, pH 7.5). Reverse transcription (RT)-PCR was then carried out on the isolated mRNA utilizing the Superscript III first-strand system for RT-PCR (Invitrogen). Briefly, 8 µl of mRNA along with 1 µl of 50 ng/µl of random hexamers and 10 mM deoxynucleoside triphosphates were incubated at 65°C for 5 min and cooled on ice for over 1 min. Ten microliters of cDNA synthesis mix (2 µl of 10x RT buffer, 4 µl 25 mM MgCl2, 2 µl 0.1 M dithiothreitol, 1 µl RNaseOUT, and 1 µl SuperScript III RT) was added to the mRNA samples and incubated at 25°C for 10 min followed by 50°C for 50 min. The reactions were terminated by heating to 85°C for 5 min. One microliter of RNaseH was then added to each tube and incubated at 37°C for 20 min. Three microliters of the cDNA was then used in standard PCR using Taq polymerase to determine whether CFTR transcripts were produced. To do this, primers specific for the virally delivered CFTR transcript were utilized in the PCR to detect and amplify the CFTR cDNA yielding a 450-bp fragment.
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TABLE 1. Dot blot titers of small-scale virus productions of each serotype with and without Vp2a
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FIG. 2. Southern blot of vector DNA isolated directly from AAV virions and run on an alkaline agarose gel. The marker lanes contain DNA fragments produced from pAVCNst K cassette that are 4 kb and 5 kb in size. The DNase control lane represents the pAVCNst K cassette digested with DNase I to show that it was functional. Each set of bracketed lanes represents genomes isolated from AAV encapsidating each pAVCNst vector. The numbers above each bracketed set signify the size of the vectors. The first two lanes in each bracketed set are wt capsid, and the second set of two lanes is DNA isolated from the ACA (Vp2-less) mutants. DNase was added to the lysates of the second and fourth lanes in each bracketed set (marked with asterisks). AAV DNA was labeled with a probe specific for the CAT gene. The single-stranded vector DNAs appear as broad, blurry bands that are characteristic for AAV genomic DNA isolated from AAV capsids.
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FIG. 3. (Top) Southern blot analysis of vector DNA isolated from infected 293 cells in the presence of transfected adenovirus helper (XX680) and AAV2 helper (pXR2). AAV DNA was isolated from infected 293 cells by Hirt extraction and run on a 0.7% agarose gel. AAV DNA was labeled with a probe specific for the CAT gene. The marker lanes contain DNA fragments produced from the pAVCNst K cassette that are 4 kb and 5 kb in size. Replicated dimer genomes for the 5.3- and 6-kb genomes can be detected with extended exposure times. (Bottom) Southern blot of vector DNA isolated from 293 cells infected with CsCl-purified AAV1 and 3 E, K, and L vectors in the presence of transfected adenovirus helper (XX680) and AAV2 helper (pXR2). The sizes of the E (4,675 nucleotides [nts]), K (5,302 nts), and L (6,019 nts) vector genomes are depicted at the top of the Southern blot. The correctly sized genomes and replication products are present within the cells. It is evident that the larger vectors are not as efficient in delivery as the AAV encapsidating genomes of near wt size.
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FIG. 4. Transmission electron micrographs of AAV2 E, K, and L preparations. Peak fractions of the FPLC heparin column-purified AAV2 encapsidating the E, K, and L genomes were stained in 2% uranyl acetate and imaged by transmission electron microscopy. The small arrowhead shows a genome containing rAAV2. The large arrowhead shows empty rAAV2 particles. The size and structure of each AAV vector is consistent. However, more empty particles are evident in the K and L AAV2 vector preparations. nts, nucleotides.
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FIG. 5. Functional assay for the CAT transgene. HeLa cells (6 x 105) were infected with 500 viral genomes/cell with an adenovirus MOI of 5. Cell homogenate was collected from the HeLa cells at 24 h postinfection. CAT assays were carried out on 30 µl of protein homogenate from the infected HeLa cells. Transduction was normalized to the protein concentration for each sample. CAT activity is represented on the vertical axes in counts per minute (cpm) of radioactivity, and the horizontal axes indicate the sizes of the AAV vectors. (Top panels) Graphical representation of CAT transduction with wt capsid AAV2 and AAV4. (Middle panels) Graphical representation of CAT transduction for the Vp2-less (ACA) AAV2 and AAV4. (Bottom panels) CAT transduction profiles of CsCl-purified AAV1 E (4,675 nucleotides), K (5,302 nucleotides), and L (6,019 nucleotides) and heparin column-purified AAV2 E, K, and L. CAT activity was measured to be three- to sevenfold lower for the K and L vectors than for the E and F vectors for serotypes 1 through 5.
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FIG. 6. CAT transduction profile of proteasome inhibitor (LLnL)-treated HeLa cells. HeLa cells (6 x 105) were infected with 500 viral genomes/cell of AAV1 E, K, and L vectors with an adenovirus MOI of 5 and 40 µM LLnL. Cell homogenate was collected from the HeLa cells at 24 h postinfection. CAT assays were carried out on 30 µl of protein homogenate from the infected HeLa cells. Transduction was normalized to the protein concentration for each sample. The gray bars represent the untreated HeLa cells, and the black bars represent HeLa cells treated with 40 µM LLnL. LLnL is shown to increase CAT activity preferentially for the K and L vectors compared to the E vector.
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FIG. 7. (Left) Southern blot analysis of CFTR vector DNA isolated from infected 293 cells with CsCl-purified AAV2-CFTR (5.1 kb), AAV2-CMV-CFTR (5.6 kb), and AAV2-CMV(I)-CFTR (5.9 kb) virus in the presence of transfected adenovirus helper (XX680) and AAV2 helper (pXR2). CFTR vector DNA was isolated from infected 293 cells by Hirt extraction and run on a 0.7% agarose gel. CFTR vector DNA was labeled with a probe specific for the CFTR gene. Replicated monomer and dimer products can be seen for each vector at the correct size based on the 4.7- and 5.7-kb markers. The arrows present in the AAV2-CMV-CFTR and AAV2-CMV(I)-CFTR lanes represent the locations of the replicated dimer products that are present on longer exposures. (Right) Reverse transcription-PCR of poly(A) RNA isolated from AAV2-CFTR-, AAV2-CMV-CFTR-, and AAV2-CMV(I)-CFTR-infected HeLa cells. HeLa cells (5 x 105) were infected with each virus at approximately 2,000 viral genomes/cell. The poly(A) RNA was then isolated from the infected HeLa cells at 48 h postinfection as described in Materials and Methods. Primers specific for the virally delivered CFTR gene were used to detect and amplify 450 bp of the CFTR transcripts. Each CFTR vector is capable of transducing the cell line of interest.
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Virus particles display considerable diversity in size, composition, and structure, ranging from those containing a single nucleic acid molecule and one structural protein to more complex structures assembled from numerous different proteins and other components. Some of these viruses have gained attention as potential vectors for human therapies, leading to numerous studies characterizing the packaging limitations of viral vectors such as adenovirus (36-kb genome), SV40 (5-kb genome), and Epstein-Barr virus (172-kb genome) (2, 3, 6). The above studies have found that packaging capacity rarely exceeds 105 to 110% of the size of the wt genome. In the case of these viruses, fitness of the larger-genome-containing viruses was tested, resulting in the identification of deletions over time. It is thought that a deletion process is being amplified by the packaging properties of each virus, leading to preferred/ideal size genomes and rescue of infectivity. In the case of this study, fitness was not tested because it is not relevant when producing vectors. The vector is only used for one round of infection and not cycled, as described in the previous studies.
A study by Brandenburger et al. characterized the packaging capacity of an autonomous parvovirus, MVM (4). The vectors utilized in this study (ranging in size from 81 to 117% of wt size) replaced part of the VP coding sequences with human interleukin-2 cDNA, keeping the NS-1 and NS-2 genes intact. Infectious particle production was best for vectors with genomes similar in size to that of wt MVM (5.1 kb). However, genomes of identical size to wt but possessing sequence foreign to wt showed dissimilar packaging efficiencies, alluding to the importance of primary viral DNA sequence and possibly its structure on packaging into the capsid. It is important to note that ordered DNA structure has been identified in crystal structures for canine parvovirus (CPV) and MVM, illustrating that the genome is bound to the interior of the capsid by a specific nucleotide-capsid interaction (1, 7, 47, 49). This concept is further reinforced by CPV structural studies showing a relationship between cis-acting, repeated DNA sequence motifs and specific amino acids on the capsid lumen (7). Variations of these sequence motifs were found throughout the CPV genome. However, ordered DNA has yet to be discovered in the crystal structures solved for AAV, suggesting that DNA-capsid interactions may be lacking or not as important for AAV (42, 48). It has been shown that MVM and CPV virions are dependent upon genome encapsidation for exposure of their Vp2 N termini on the surface of the capsid for subsequent proteolysis into Vp3 (1, 8, 45, 49). The nucleotide-capsid interactions seem to lead to conformational changes necessary for proper egress of the virus. AAV is not dependent on this mechanism because its genome produces the Vp3 subunit from an independent start codon. Based on our studies, it was demonstrated that AAV is capable of packaging vector genomes as large as 6 kb or approximately 130% the size of the wt genome with similar efficiency. In support of our study, a recent in vivo study by Sarkar et al. utilized AAV8 to package a 5.6-kb canine FVIII cDNA construct that was later found to give 100% correction of plasma FVIII activity in a hemophilia A mouse model (35). Although this study determined that the larger genome affected infectivity, enough vector gene product was generated to alter the diseased phenotype. With this evidence in hand, it is possible to hypothesize that AAV has a higher tolerance for foreign DNA because it may not be dependent on specific nucleotide-capsid interactions within the virion and in turn is capable of packaging larger genomes. However, there may be a preferred sequence context (e.g., the AAV2 genome is made up of 54% GC content), and this bias may explain previous observations of certain vector transgenes yielding higher titers than others of identical size (unpublished data).
Infectivity of AAV encapsidating larger genomes.
Figure 8 shows the predicted infectious pathway of AAV2. The early steps of AAV infection involve attachment to a variety of cell surface receptors such as HSPG, FGFR,
vß5 integrin, and hepatocyte growth factor receptor (c-Met) (Fig. 8I) (9, 25, 31, 39, 40), followed by clathrin-dependent endocytosis (Fig.8II). Studies have been carried out by a number of groups (11, 22, 50, 51) illustrating that drugs/chemicals such as bafilomycin A, brefeldin A, and MG-132 augment rAAV transduction by acting on the level of endosome acidification, early-to-late endosome transition, and proteasome activity, respectively. Based on these studies, it has been proposed that AAV requires endosomal acidification to escape from the late endosome and traffic to the nucleus (Fig. 8III and IV). Use of proteasome inhibitors such as MG-132 and LLnL have been shown to increase transduction, providing evidence that after endosome escape, AAV must elude proteasomes in the cytoplasm while traversing to the nucleus (Fig. 8IV and V) (11, 51). It was recently determined that AAV capsids are ubiquitinated, marking them for degradation by the proteasome (Fig.8IV) (50), adding more support to the notion that proteasomes in the cytoplasm act as barriers to AAV infection. This study suggests that AAV is capable of encapsidating genomes as large as 6 kb with similar efficiencies as genomes of wt size (Table 1 and Fig. 2). However, these larger-genome-containing virions were found to be less infectious (within a log) than those containing genomes of wt size (Fig. 3). The inability of these viruses to infect cells efficiently was not due to their inability to bind and internalize into cells or package incomplete genomes (Fig. 3). Hirt analysis and proteasome inhibitor studies determined that the block in the infectious pathway was postentry. As depicted in Fig. 8, AAV is shown to have three potential endpoints postentry based on what is known of AAV2 intracellular trafficking. The first occurs when AAV is unable to escape the late endosome and is routed to the lysosome for degradation (Fig. 8IV). The second and third occur after AAV has escaped from the endosome and is trafficking toward the nucleus. Data based on autonomous parvoviruses suggest that, prior to escaping the endosome, the virion is thought to undergo conformational changes, leading to the exposure of the unique N terminus of Vp1, necessary for escape (Fig. 8III) (5, 33). However, exposure of Vp1 may not be the only factor involved in escape from the endosome, as was indicated in a recent study with CPV (38). Once AAV is in the cytoplasm en route to the nucleus, the virion is thought to be ubiquitinated (Fig. 8IV), thereby being targeted for degradation by the proteasome. Those that escape degradation by the proteasome reach the nucleus and deliver their genome. Our studies using the proteasome inhibitor LLnL suggest that AAV encapsidating larger genomes are degraded at a higher frequency than those with genomes of wt size. Infectivity/transduction were restored to wt or near wt levels for AAV encapsidating the 5.3- and 6-kb genomes, respectively, shifting the balance from proteasome degradation to nuclear accumulation, resulting in increased transduction (Fig. 6). These data support the model illustrated in Fig. 8 and identify an area of AAV trafficking that will require more rigorous studies in the future.
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FIG. 8. Predicted model based on AAV2 trafficking. (I) The first step in AAV2 infection is binding to its primary receptor heparan sulfate proteoglycan and to a secondary receptor. (II) AAV becomes endocytosed via clathrin-coated pits and is brought into the cell in an early endosome. (III) The early endosome then matures into a late endosome as the pH begins to drop to around 5. A pH-dependent conformational change occurs that is thought to expose the N terminus of Vp1, providing the phospholipase activity aiding in endosome escape. (IV) At this point in the pathway, AAV either fails to escape the late endosome, where it later becomes degraded by the lysosome, or escapes into the cytoplasm perinuclearly, where it becomes ubiquitinated. (V) The ubiquitinated virions are then recognized by cytoplasmic proteasomes on their way to the nucleus where they are degraded, but those that avoid interaction with the proteasomes reach the nucleus for genome delivery.
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This study suggests that AAV encapsidating genomes larger than 5.2 kb are not influenced by the presence or absence of Vp2, distinguishing autonomous parvoviruses from AAV. The addition of proteasome inhibitor at the time of infection was shown to augment transduction of the larger vectors to levels similar to AAV encapsidating vector cassettes of wt size, suggesting that the larger vectors are capable of carrying out a successful infection. These modifications can easily be adapted to current AAV vector studies and suggest that a better understanding of virus infection may lead to genetic approaches that will facilitate efficient packaging and transduction of vector transgene cassettes larger than wt size.
This study was supported by NIH research grants 5P01GM059299, 2P01HL051818, 5P01HL066973, and P30 DK065988.
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