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Journal of Virology, November 2004, p. 12252-12258, Vol. 78, No. 22
0022-538X/04/$08.00+0 DOI: 10.1128/JVI.78.22.12252-12258.2004
Copyright © 2004, American Society for Microbiology. All Rights Reserved.
Department of Infectious Diseases of Beth Israel Deaconess Medical Center and Harvard Medical School, Harvard Institutes of Medicine, Boston, Massachusetts,1 Division of Viral Hepatitis, Centers for Disease Control and Prevention, Atlanta, Georgia,5 Department of Gastroenterology and Liver Diseases,2 Department of Pathology, Ain Shams Faculty of Medicine, Heliopolis, Cairo, Egypt,4 Department of Internal Medicine II, Gastroenterology and Hepatology, University of Freiburg, Freiburg, Germany,3 Department of Internal Medicine, Ichinomiya Nishi Hospital, Ichinomiya, Aichi, Japan6
Received 4 March 2004/ Accepted 14 June 2004
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The major risk factor for transmission of HCV is percutaneous or parenteral exposure to infected blood or blood products. However, sexual transmission may play a role in some cases, although the exact extent to which this is true and the precise determinants of transmission are as yet unknown. In this study we took advantage of a prospective study of sexual transmission between heterosexual couples to determine whether immune responses developed in partners of patients with acute hepatitis C. We determined that a substantial number of individuals who are exposed but remain persistently aviremic and antibody negative develop CD4+ and CD8+ cellular immune responses.
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If the index case was defined as acute HCV and the sexual contact was seronegative with the absence of HCV RNA confirmed by PCR (lower limit of detection of 100 copies/ml), the patients were enrolled and prospectively followed. Peripheral blood mononuclear cell (PBMC) and serum samples were collected at weeks 0, 2, 4, 8, 12, 18, 24, and 48. Fifty-two subjects (male-to-female ratio, 32:20 [Table 1 ]) fulfilled the inclusion criteria and served as index cases. All index patients had genotype 4 as determined by a second-generation reverse hybridization line-probe assay (Inno-LiPA HCV II; Innogenetics, Zwijndrecht, Belgium). Four index patients (7.7%) had symptoms and jaundice, while 48 patients had mild, nonspecific symptoms. Fifty-two spouses (male-to-female ratio, 20:32 [Table 1]) with documented negative HCV status were enrolled in the study. PBMCs from 20 healthy donors served as negative controls for HCV-specific proliferative responses and cytokine ELISpot assays.
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TABLE 1. Baseline demographic characteristics of index patients with acute HCV and their sexual contacts
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HLA typing of index patients and contacts was performed by standard serological techniques according to the manufacturer's (Behringer Ingelheim, Manheim, Germany) instructions.
The study protocol was reviewed and approved by the Ethics Committee of each of the participating centers: Ain Shams University, Albert Ludwig University, and Beth Israel Deaconess Medical Center. All patients participating in the study presented a written informed consent before enrollment and before any study-related procedures. The protocol and all study procedures were conducted in conformity with the ethical guidelines of the Declaration of Helsinki.
Antigens. Purified recombinant HCV proteins (HCV core, amino acids [aa] 2 to 120; NS3, aa 1192 to 1457; NS4, aa 1569 to 1931; and NS5, aa 2054 to 2995) derived from the HCV type 1 prototype sequence were purchased from Chiron (Emeryville, Calif.). All antigens were expressed as COOH-terminal fusion proteins with human superoxide dismutase (SOD) in yeast. Yeast and SOD were used as controls for nonspecific stimulation in proliferation assays and ELISpot assays. As positive controls, 4 µg of phytohemagglutinin (PHA)/ml at a 1:200 dilution (Murex Diagnostics, Chatillon, France) and 1 µg of tetanus toxoid (TT)/ml (Wyeth Laboratories, St. Davids, Pa.) were used.
Synthetic peptides. A panel of 18 peptides, each with a length of 9 or 10 amino acids corresponding to the amino acid sequences of the HCV type 1 strain core, envelope (E1), and nonstructural (NS4) regions of the HCV genotype la, grouped in five peptide pools was used to study recognition of the peptides by specific cytotoxic T lymphocytes (CTL). Peptides were synthesized as free acids by using the Mimotopes procedure (Chiron, Victoria, Australia) and the 9-fluorenylmethoxy carbonyl method (14). Peptides were selected according to known HLA-A2 binding motifs (14, 15, 21). The amino acid sequences of the peptides, their positions within the HCV amino acid sequence, and their degrees of relative conservation with regard to genotype 4a are presented in Table 2. All peptides were reconstituted in sterile distilled water containing 10% dimethyl sulfoxide (Sigma Chemical Co.) and 1 mM dithiothreitol (Sigma Chemical Co.).
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TABLE 2. Sequences of HCV peptides used in ELISpot assays
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The CD4+ or CD8+ T-cell populations were isolated from the PBMC by positive selection using paramagnetic microbeads conjugated to a monoclonal mouse anti-human anti-CD8+ or anti-CD4+ antibody (Micro Beads; Miltenyl Biotec, Bergisch Gladbach, Germany) as previously described (29, 30). The viability and purity of isolated CD4+ or CD8+ T-cell populations were checked by flow cytometry, which revealed more than 95% purity.
The human HLA-A2.1-positive mutant cell line 0.174xCEM.T2 (T2) is defective for peptide transporter molecules and constitutively expresses empty HLA-A2.1 molecules on its cell membranes due to its inability to present peptides that had undergone intracellular processing (15, 21). The T2 cells were loaded efficiently with synthetic peptides and were used as target cells in ELISpot assays.
Proliferation assays. Proliferation assays were performed for all study subjects and controls at weeks 0, 4, 8, 12, 24, and 48 using cryopreserved PBMCs (2 x 105) as previously described (11, 13) with the HCV proteins described above at concentrations of 2 µg/ml and control antigens. All proliferation assays were performed after 5 days of culture with HCV antigens or control antigens. All values were obtained in triplicate. A stimulation index (SI) of 3 or more, which represents 3 standard deviations (SD) above the mean SI of normal control subjects, was considered significant. No healthy controls (0 of 20) mounted a significant response to any HCV-specific antigen (mean SIcore, 1.0; SINS3, 0.8; SINS4, 0.9; SINS5, 0.8 [data not shown]). CD4+ and CD8+ depletion assays performed as previously described (29, 30), using paramagnetic microbeads conjugated to a monoclonal mouse anti-human anti-CD8+ or anti-CD4+ antibody (Micro Beads), showed that proliferative responses are mediated by CD4+ cells (data not shown).
ELISpot assay.
ELISpot assays were performed as previously described (9, 12). Cryopreserved PBMCs (200,000 cells/well) were thawed and incubated at 37°C overnight in R-10 medium. Ninety-six-well nitrocellulose plates were coated with 2.5 µg of recombinant human anti-gamma interferon (IFN-
) or interleukin 4 (IL-4) antibody (Endogen, Woburn, Mass.)/ml in a carbonate and bicarbonate buffer (pH 9.6) overnight at 4°C. For T-helper-cell assays, PBMCs were incubated with soluble protein antigens, HCV proteins (2 µg/ml), positive control proteins (PHA at 5 µg/ml and TT at 1 µg/ml), SOD, yeast stimulation, and medium as a negative control in 96-well U-bottomed plates overnight and then transferred directly into the ELISpot plate. For the cytotoxicity assays, 105 purified CD8+ T cells were added per well. Control wells contained unstimulated CD8+ T cells alone or CD8+ T cells with either T2 cells or peptide alone. Then, mitomycin C-treated T2 cells (7.5 x 104/well) and the peptides at a final concentration of 100 µg/ml were added and incubated. After incubation at 37°C for 24 h for IFN-
assays and 40 h for IL-4 assays, the plates were washed, labeled with 0.25 mg of biotin-labeled anti-human IFN-
(Endogen)/ml, and developed by incubating with streptavidin-alkaline phosphatase (Bio-Rad) followed by incubating with 5-bromo-4-chloro-3-indolylphosphate (BCIP)-nitroblue tetrazolium (Bio-Rad) in Tris buffer (pH 9.5). The reaction was stopped by washing with tap water, and the mixture was allowed to dry before the spots were counted on an automated ELISpot reader (AID, Strassberg, Germany). To exclude the possibility of nonspecific stimulation by the peptide mix, patient PBMCs were tested with a control mix of overlapping peptides. In addition, PBMCs of 20 healthy, anti-HCV-antibody-negative controls were tested with HCV proteins and HCV peptide mixes. No significant responses were observed. A response was scored as positive if it was greater than the mean response in healthy, anti-HCV-antibody-negative control subjects plus 3 SD and more than threefold greater than the background response (buffer control for proteins or dimethyl sulfoxide control for peptides) in HCV-infected patients.
To elucidate the cell fraction producing the HCV-specific response, unfractionated PBMCs and CD4+- and CD8+-depleted cells were also tested in the ELISpot assay.
Statistical analysis.
Results were expressed as means ± SD and analyzed using paired and unpaired Student's t,
2, nonparametric Mann-Whitney U, Wilcoxon rank sum, or Fisher exact testing where appropriate. Correlation between different parameters was performed using Pearson's or Spearman's rank test. All hypothesis tests were two tailed, and statistical significance was assessed at the 0.05 levels. All statistical procedures were performed using an SPSS package version 11 for Windows (SPSS Inc., Chicago, Ill.).
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HCV-specific CD4+ cells are detected in subjects with spontaneous recovery and persistent aviremia. Index cases and contacts were tested prospectively for the development of immune responses against hepatitis C. At baseline none of the index patients or contacts mounted any significant HCV T-cell responses to the antigens tested (Fig. 1). The HCV-specific T-cell-proliferative responses were due to CD4+ T cells as determined by CD4+ and CD8+ T-cell depletion assays (data not shown). As expected, in this cohort the magnitude and breadth of CD4+ T-cell responses as measured by lymphoproliferative assays were significantly higher in patients and contacts who had spontaneous recovery from acute infection than in those who had evolution to chronic infection (Fig. 1 and 2). In individuals with spontaneous recovery, responses were detected early and were maintained throughout the study period; in contrast, those individuals who went on to chronic evolution never mounted lymphoproliferative responses. Fourteen contacts were negative for HCV by antibody testing and PCR at baseline, and some had previous documentation of negative HCV status. Interestingly, these 14 contacts were never found to have developed viremia by conventional testing (enzyme-linked immunosorbent assay and PCR) or antibody response detection and yet mounted detectable proliferative responses against HCV proteins at different time points through the study. The proliferative responses were significantly lesser in magnitude and breadth than those detected in individuals who had spontaneous recovery, yet they were maintained throughout the study period (Fig. 1 and 2).
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FIG. 1. Time course of ALT, HCV RNA, and immune responses. Serum ALT, HCV RNA,CD4+ proliferative response, and IFN- in subjects with spontaneous recovery (A), contacts with persistent aviremia but detectable HCV-specific immune responses (B), contacts with chronic evolution (C), and noninfected contacts with no HCV (D). The upper two rows show the ALT (40 U/liter; filled circles) and mean serum HCV RNA levels (filled diamonds). The third row shows CD4+ proliferative T-cell responses to four HCV proteins (core, NS3, NS4, and NS5) expressed as SI (y axis). The cutoff for a positive response is an SI of 3. Bars represent mean responses to a given antigen, and lines represent SDs. The lower row shows numbers of SFCs expressing IFN- in the ELISpot assay after stimulation with core protein, NS3, NS4, and NS5. Bars represent mean responses, and lines represent SDs. Horizontal lines represent cutoff values.
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FIG. 2. HCV-specific CD4+ proliferative responses in patients and contacts. HCV-specific CD4+ T-cell proliferative response in subjects with spontaneous recovery (filled circles), persistent aviremia (open circles), and chronic evolution (filled diamonds) are shown. Responses at week 12 (A) and the end of follow-up (B) are shown. Each point represents a subject. Each horizontal line represents the cutoff for a given response. The lower left panel represents the response to tetanus toxoid at baseline.
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than those with chronic infection (Fig. 1). These responses were broader and of significantly greater magnitude than those in subjects with chronic infection (Tables 3 and 4). HCV-specific responses were determined to be strongly biased to production of IFN-
in the acute infection setting, since we could not detect IL-4 against any HCV antigen at any time point (data not shown). As with the lymphoproliferative response, we found that a substantial proportion of the contacts developed production of IFN-
against HCV antigens in the absence of viremia and seroconversion, which again was statistically greater than that of subjects who went on to chronic infection although less than that of subjects who had spontaneous recovery after viremia. Thirty spouses were noninfected and did not display any significant IFN-
response at any time point (Fig. 1). |
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TABLE 3. IFN- production in response to HCV proteins (ELISpot) at week 12a
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TABLE 4. Cytotoxic T-lymphocyte responses: IFN- production in response to HCV peptide pools at different time pointsa
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and IL-4 spot-forming cells (SFCs) in all subject groups, thus indicating the capacity of T cells to produce these cytokines (data not shown). To elucidate the cell fraction producing the HCV-specific response, unfractionated PBMCs and CD4+- and CD8+-depleted cells were also tested in the ELISpot assay. Depletion experiments confirmed that IFN-
secretion was limited to CD4+ T cells (data not shown).
Cytotoxic T-lymphocyte responses are present in exposed seronegative contacts as well as subjects with spontaneous recovery.
In a subset of subjects who were HLA A2 positive (18 of 52 index patients [nine with spontaneous recovery and nine with chronic evolution] and 23 of 52 contacts, including 8 infected contacts [4 with spontaneous recovery and 4 with chronic evolution], 8 contacts with persistent aviremia, and 7 noninfected contacts) we tested CTL responses using a panel of peptides representing CTL epitopes restricted by HLA A201 (Table 2). Using this technique, we also found that CTL responses against this defined panel of epitopes were strongest in subjects with spontaneous recovery. At baseline no CTL responses could be detected in any of the index cases or their sexual contacts (Fig. 3A, Table 4). At week 12 after the first positive HCV RNA test, CTL responses could be detected in 5 of 8 tested contacts with persistent aviremia, while weak CTL responses were detected in only 4 of 13 subjects who evolved to chronic infection (Fig. 3B). Twelve subjects with resolved acute infection tested positive with 90% of the tested peptides compared to four (31%) subjects with chronic hepatitis C who responded to only 40% of relevant peptides (P = 0.001). However, five (63%) of eight tested contacts with persistent aviremia responded to 60% of tested peptides (P = 0.02 for subjects with spontaneous resolution versus aviremic exposed sexual contacts). At the end of follow-up, we could detect HCV-specific IFN-
production in 12 (92%) of 13 subjects with resolved infection in response to 60% of relevant peptides tested in comparison to 4 subjects (30%) with chronic evolution (P = 0.008). HCV-specific IFN-
production was demonstrated in six (75%) of eight contacts with persistent aviremia. CD8+ T-cell responses were maintained in all subjects with resolved acute HCV infection and in six of eight tested seronegative contacts at the end of follow-up (Fig. 3C). In contrast, only two of four subjects with chronic evolution had detectable CD8+ T-cell responses at the end of follow-up (Table 4).
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FIG. 3. HCV-specific CTL activity from HLA-A2-positive HCV patients stimulated with peptide pools, including the following: subjects with spontaneous recovery, contacts with persistent aviremia but detectable immune responses, subjects with chronic evolution, and noninfected subjects with no detectable HCV-specific immune responses. At the baseline (A) no CTL responses were detected in any index patients or contacts. At week 12 (B) and at the end of follow-up (C) HCV-specific CTL responses are more vigorous in subjects with spontaneous recovery and persistent aviremia than in those with evolution to chronic disease. Each bar represents the mean response to a given peptide pool. The details of the peptide pools are given in Materials and Methods. The vertical line represents the cutoff for each response.
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This is a prospective demonstration in humans that cellular immune responses against HCV may be mounted following exposure even in the absence of antibody seroconversion. Previous retrospective studies have suggested that some individuals with acute HCV may lose antibody over time. Takaki et al. examined a large cohort of individuals with known acute HCV many years after resolution of the disease and demonstrated that cellular immune responses were maintained without corresponding humoral immune responses, suggesting that antibodies could be lost over time (31, 32). We have previously shown that several health care workers with needle stick injury had detectable CD4+ and CD8+ responses, although definitive exposure to HCV and a lack of antibody seroconversion could not be proven (17). Similar findings were noted in long-term partners of HCV-positive persons, although again it could not be proven that the partners had not lost antibody (1, 28). However, in this study we demonstrate that polyclonal immune responses are present following known exposure even in individuals who fail to develop antibody responses and viremia. Given the polyclonal nature of the immune response, this suggests that viral replication at very low levels, below those measured by presently available assays, occurred and primed the immune response. This is consistent with a recent report that inoculation of chimpanzees with very low levels of HCV (1 to 10 copies) might induce cellular immune responses without corresponding viremia (29), but the relevance to human disease, where there are extremely high levels of circulating virus in the blood, was unclear until this report. We cannot completely exclude a transient but detectable viremia that might have resolved in between our frequent measurements of HCV RNA, but most prospective studies of acute infection have been able to detect viremia for weeks when it occured.
Similar findings have been noted in persons repetitively exposed to HIV-1 without seroconversion. HIV-specific CD4+ T-helper cells and CTL have been detected in persons exposed through sexual contact (18, 25) or contact with contaminated blood (3, 23) as well as in seronegative infants of infected women (5, 26). These studies have shown recognition of diverse epitopes in these highly exposed but seronegative individuals, although the repertoire of epitopes recognized by HIV-infected and uninfected persons may be different (21, 24).
Our results provide additional support to previous studies demonstrating the role of cellular immunity in the resolution of acute HCV, even as measured solely by antibody seroconversion. Clearance of HCV is associated with the development of a polyclonal CD8+ response in humans (20, 27, 32) and chimpanzees (4). In contrast, individuals who go on to chronic infection fail to mount such a response or may have inadequate production of the cytokine essential to control of viral replication (19). CTL may be present in the liver tissue of chronically infected patients (15, 16) but are ineffective at completely controlling viral replication. Resolution of acute HCV is also marked by the development of polyclonal CD4+ T-helper-cell responses in blood (6, 7, 10, 13, 22) and liver (9) that in some cases can be maintained for years after recovery from acute disease (31). Given the high seroprevalence rate of HCV in the region, we cannot completely exclude that the contacts may have had prior, resolved HCV infection and thus that the responses here represent memory responses, but we believe this to be unlikely. Even if this were the case, it would reinforce the notion that cryptic infection can occur and elicit relatively broad immune responses. Failure of the memory CD4+ and CD8+ responses was recently shown to be essential to long-term control of HCV, with incomplete control of viral replication by CD8+ T cells in the absence of sufficient memory CD4+ cells leading to viral persistence and emergence of CTL escape mutants (8, 30). Given the limited number of patients with acute HCV viremia who go on to resolve infection, determining the epitopes recognized by individuals who remain uninfected despite repetitive exposure may be another method of defining the nature of the protective immune response.
One implication of these findings is that definition of infection solely on the basis of the presence of antibody at a single point in time may significantly underestimate the true rate of infection, and future prospective studies assessing factors associated with risk of infection or clearance may have to include measurement of cellular immune responses. It has been shown that some individuals at high risk for HCV, such as intravenous drug users, remain seronegative despite ongoing risk. Measurement of cellular immune responses in these populations might provide additional insight into the nature of protective immunity in HCV and further aid in vaccine development.
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