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Journal of Virology, December 2003, p. 12881-12885, Vol. 77, No. 23
0022-538X/03/$08.00+0 DOI: 10.1128/JVI.77.23.12881-12885.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
Development and Characterization of Novel Empty Adenovirus Capsids and Their Impact on Cellular Gene Expression
Jackie L. Stilwell,1 Douglas M. McCarty,1 Atsuko Negishi,2 Richard Superfine,2 and R. Jude Samulski1,3*
UNC Gene Therapy Center,1
Department of Physics and Astronomy,2
Department of Pharmacology, University of North Carolina, Chapel Hill, North Carolina 275993
Received 9 May 2003/
Accepted 5 September 2003

ABSTRACT
Adenovirus (Ad) has been extensively studied as a eukaryotic
viral vector. As these vectors have evolved from first-generation
vectors to vectors that contain either very few or no viral
genes ("gutless" Ad), significant reductions in the host innate
immune response upon infection have been observed. Regardless
of these vector improvements an unknown amount of toxicity has
been associated with the virion structural proteins. Here we
demonstrate the ability to generate high particle numbers (10
11 to 10
12) of Ad empty virions based on a modification of Cre/lox
gutless Ad vectors. Using a battery of analyses (electron microscopy,
atomic force microscopy, confocal images, and competition assays)
we characterized this reagent and determined that it (i) makes
intact virion particles, (ii) competes for receptor binding
with wild-type Ad, and (iii) enters the cell proficiently, demonstrating
an ability to carry out essential steps of viral entry. To further
study the biological impact of these Ad empty virions on infected
cells, we carried out DNA microarray analysis. Compared to that
for recombinant Ad, the number of mRNAs modulated upon infection
was significantly reduced but the expression signatures were
similar. This reagent provides a valuable tool for studies of
Ad in that researchers can examine the effect of infection in
the presence of the virion capsid alone.

TEXT
Adenovirus (Ad) vectors have evolved from first-generation vectors
where the transgene replaces only the E1 region to vectors that
contain either very few or no viral genes. In the first-generation
vectors, the deletion of E1 prohibits transactivation of the
viral genes that are required for viral replication. Unfortunately,
even in the absence of the E1 gene products, there is residual
expression of the remaining viral genes. This expression results
in an innate cytokine response and an antigen-dependent immune
response that includes cell-mediated destruction of transduced
cells (reviewed in reference
29), resulting in limited transgene
expression. These initial observations have led to the development
of vectors containing deletions of the E1 and E2 and/or E4 genes
(
1,
6,
19,
22) that have shown reduced toxicity in animals.
The adverse event in a gene therapy trial using these vectors
that resulted in a fatal outcome (
28) has demonstrated the importance
of further modifications before the vectors can be considered
safe.
The major emphasis in the quest to develop Ad vectors that demonstrate less toxicity has been to remove as much of the viral genome as possible. Recent studies with Ad vectors that do not contain any of the viral genome, "gutless" vectors, demonstrate prolonged transgene expression with reduced immune response against the virus itself (4, 5, 9, 21, 25). However, other studies have shown that psoralen- or UV-inactivated viruses, with no de novo viral protein expression, can still induce a cellular immune response (2, 15, 26). There are still several possible mechanisms for the activation of adverse cellular response after infection with these modified viruses. These are (i) the primary process of infection, including binding to the cellular receptor, (ii) escape from the endosome by capsid components, which reach the cytosol and enter the major histocompatibility complex class I antigen-processing pathway, and (iii) the presence of foreign DNA in the nucleus. While data are accumulating, the exact role of each of these components in the activation of immune response has yet to be established.
Ideally, viral or vector gene expression and viral infection should be uncoupled to understand the impact of Ad vectors on cells and organisms. To achieve this goal, the ability to generate a high-titer Ad vector completely devoid of viral DNA is required. Genetic approaches to generating empty Ad particles have been identified (8, 11, 12). The reagents involved (temperature-sensitive and genetic mutants) have been extremely important for understanding Ad assembly. In fact these mutants, although difficult to grow to extremely high titer, provided the impetus to look for alternative ways to produce high-titer empty particles. We have developed a method for producing high-titer empty capsid Ad (eAd) based on the Cre/lox gutless Ad vector production method (10, 23). In addition, we have characterized the resulting eAd viral capsids and determined that they (i) are nearly identical in physical characteristics, (ii) compete for receptor binding with the wild type (wt), and (iii) enter the cell proficiently. Based on these characterizations, these eAd viruses should be useful for understanding the issues surrounding Ad vector infection. One specific use for this type of reagent is to provide the ability to monitor the cellular response to Ad vectors by DNA arrays, comparing for the first time the role of viral infection in viral gene expression.
Several methods for the production of eAd, including using a mutant Ad with a temperature sensitivity mutation in the L1 52/55-kDa protein coding region (ts369), were evaluated (8, 12). At the nonpermissive temperature empty capsids are produced, but in our hands not at very high titers, so a second method was chosen. Empty Ad type 5 particles were made by using a Cre/lox recombination system, specifically utilizing the
5 virus (it contains loxP sites flanking the DNA packaging signal) typically used to make gutless vectors by supplying Ad functions in trans (10). In CRE8 cells, expressing Cre recombinase, the DNA packaging site in
5 is deleted, thereby preferentially packaging recombinant Ad (rAd) vector genomes into newly formed virions. To make a high-titer empty capsid, the helper virus was used to infect CRE8 cells at an multiplicity of infection (MOI) of 5 in the absence of coinfected rAd. After 48 h cells were harvested and lysates were subjected to a step gradient with 1.2 and 1.4 g of CsCl/cm3 and ultracentrifuged at 20,000 x g for 2 h. In contrast to what was found for wt Ad, two bands were observed with the majority of material in the upper portion of the gradient. Both were harvested and characterized. Refractive indexes of the minor peak indicated a density of approximately 1.32 g/cm3, and the density at the major peak was 1.29 g/cm3, consistent with that of wt and empty Ad capsids (12). The peak at 1.29 g/cm3 was placed on a continuous gradient at 1.295 g/cm3 and centrifuged at 38,000 x g overnight. The band from this gradient was purified on a third gradient and then dialyzed into phosphate-buffered saline (PBS). To quantify yields of these empty capsid Ad preparations, protein levels were measured by bicinchoninic acid protein assay (Pierce) and sodium dodecyl sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) and compared to an Ad preparation of known titer. The rAd used in these experiments (Ad-LacZ and Ad-green fluorescent protein [GFP]) was isolated as previously described and purified on a CsCl gradient (14). Based on these analyses we were able to obtain nearly identical amounts of empty and full virions (3.6 x 1012 particles of empty virions/ml compared to 4.2 x 1012 particles of full virions/ml).
Further physical characterization of these empty particles demonstrated the presence of all expected structural proteins. Capsid proteins were separated by SDS-PAGE as described previously (13). Virus was boiled in sample buffer for 10 min and loaded onto a 12.5% polyacrylamide SDS-PAGE gel. The gel was silver stained with the Silver Stain Plus kit (Bio-Rad) according to manufacturer's directions. In these preparations it was apparent that polypeptides V and VII were missing from eAd capsids (data not shown). These polypeptides are part of the core protein of Ad, associated with the packaged viral DNA, so it was not surprising that they are missing from the empty particles. The rest of the capsid components appeared to be present. A dot blot and ethidium bromide-stained agarose gel were produced as previously described, and the results indicated that DNA was not present in the eAd preparations (data not shown).
Since both core proteins and viral DNA are missing from the eAd preparations, both electron microscope (EM) and atomic force microscope (AFM) images of the virus were made to insure that intact virions were produced. The EM image (Fig. 1A) indicates that the empty capsids are predominantly intact; however, there are much more viral debris and defective viral particles than for rAd (Fig. 1B), indicating that the empty capsid virus shell may be less stable than virus containing DNA and core proteins. Based on sized and shape, the debris appears to be composed mostly of hexon subunits. The empty capsids also appear to be much more rounded and much less compact (12). Since the core proteins and the DNA are missing from the empty capsids, these proteins may serve to stabilize and provide structure to the virus by electrostatic interactions with other capsid components, leading to its characteristic icosahedral appearance, density, and stability. This is consistent with observations of viral protein exchanges concomitant with DNA entry (20). AFM was performed to obtain information about surface characteristics of the Ad virions and a more accurate size measurement. In the AFM images the eAd is slightly larger, based on the amount of debris, and appears more fragile than the rAd (Fig. 2), similar to what was observed in the EM images. The average height of the eAd was 68 nm versus 55 nm for the rAd (Fig. 2). The debris in both images indicates that the eAd may break apart more readily than the Ad, which may be an artifact of preparation for EM and AFM. Regardless, these images demonstrate the production of predominantly intact virus by this method.
To demonstrate that empty particles infect cells, we showed
that eAd competitively inhibits the transduction of cells by
rAd-GFP, indicating that some of its interactions with the cell
are similar to those of rAd. The eAd was mixed in increasing
concentrations with rAd-GFP to determine if eAd could block
the entry of normal recombinant virus at high concentrations
(Fig.
3). This was measured by evaluating transduction of embryonic
lung fibroblasts by the rAd-GFP in the presence of competing
virus. These data were compared to experiments where particle
numbers of rAd-LacZ equal to particle numbers of eAd were also
used for competition. After 24 h the number of GFP-expressing
cells was evaluated and was shown to decrease as more eAd or
rAd-LacZ was added to the virus mixture (Fig.
3). This was expressed
as percent inhibition of transduction with rAd-GFP and is the
ratio of transduced cells with competitor virus present to the
control with no competing virus. The results indicate that the
eAd can compete with rAd-GFP for receptor binding and reduce
its ability to transduce cells. When rAd-LacZ was used as the
competitor the results were similar, although the rAd-LacZ appears
to be a slightly more effective competitor (by less than twofold;
Fig.
3). This experiment provides a demonstration of competitive
inhibition of binding to the cellular receptor but does not
supply direct evidence that the empty particle can enter cells.
To obtain direct evidence that eAd enters cells, eAd was labeled
with Cy3 and used to infect lung fibroblasts. A Cy3 fluorescent
label was conjugated to the empty capsid Ad (Cy3-eAd), purified,
and then used to infect cells. Approximately 5
x 10
12 empty
particles were dialyzed into PBS containing 10% glycerol with
three changes of buffer. Two hundred microliters of a 1-mg/ml
solution of an
N-hydroxysuccinimide ester of FluoroLink Cy3
(Amersham Life Science) was made up in 0.1 M carbonate buffer,
pH 9.3, and added to 1 ml of Ad. This mixture was incubated
at room temperature for 2 h in the dark (
17). This solution
was then dialyzed into a solution containing 10 mM Tris, pH
7.8, 140 mM NaCl, 1 mM MgCl
2, and 10% glycerol. Virus was removed
from the dialysis chamber, aliquoted, and stored at -20°C.
Previous studies have determined that these modifications reduce
Ad infectivity titer by less than 10-fold, so MOIs were adjusted
accordingly (
16,
24). Embryonic lung fibroblast cells were exposed
to Cy3-eAd for 1 h at 4°C for viral binding and then washed
extensively before incubation at 37°C for 6 h. As previously
described (
17) the cells were then fixed and viewed in cross
sections by confocal microscopy (Fig.
4). The nucleus was counterstained
with DAPI (4',6'-diamidino-2-phenylindole). Labeled virus was
observed in the centers of the infected cells but not in the
nuclei as previously described (
7,
27), providing direct evidence
that these empty particles are capable of entering cells. Taken
together these results indicate that eAd can bind the cell surface
in a receptor-mediated manner and enter IMR-90 cells, indicating
that these particles are a suitable reagent for studying the
impact of the Ad virion shell during infection.
To evaluate these particles for impact of cellular function
in the absence of viral DNA, we analyzed IMR-90 cells after
infection using Affymetrix GeneChip arrays. Cells were infected
with rAd while they were below confluence at an MOI of infectious
virus of 250 to 500. Since particle numbers were determined
by protein measurement and since EM analysis indicated the presence
of viral debris, we used a higher relative MOI of empty particles
in these experiments (MOI, 2,500). Additionally, the competition
experiment indicated that if MOIs of rAd-LacZ of 250 to 500
were used, approximately 10-fold-higher levels of eAd were required
to achieve the same percentage of competition with rAd-GFP.
Comparable volumes of material from mock virus preparations
were added to cells for controls. Cells were placed in Dulbecco's
modified Eagle medium (DMEM) with 2% fetal calf serum (FCS)
during infection for 1 h at 4°C for virus binding, and then
cells were washed, the appropriate growth medium was added,
and the cells were placed at 37°C in 5% CO
2. Infected cells
were collected at 24 h postinfection (p.i.) and lysed, and total
RNA was isolated with an RNeasy kit according to manufacturer's
directions (Qiagen). Approximately 10 µg of isolated total
RNA was used to generate biotin-labeled cRNA as described previously
(
18). This was fragmented and hybridized to GeneChip arrays
and then installed in a fluidics station (Affymetrix) for washing
and staining as previously described. Arrays were read twice
with a Hewlett-Packard GeneArray scanner. Data were collected
and analyzed with GeneChip expression analysis software. The
Affymetrix GeneChip used for this analysis was the HL6800 containing
5,600 human expressed sequence tags. Details of the data analysis
have been previously described (
18).
When differential levels of cellular gene expression in eAd- and rAd-infected cells were compared, we observed that the removal of the viral genome eliminated the modulation in expression of many cellular genes (147 and 476, respectively, were modulated by twofold or more; for the entire data set go to http://www.med.unc.edu/genether/). When IMR-90 cells were infected with rAd, two clusters of mRNAs related to the immune response and stress response increased in concentration. A subset of these increased in concentration in eAd-infected cells (Table 1). Two other clusters, related to transcription regulation and RNA-processing genes, were observed in eAd-infected cells but not in rAd-infected cells. This is of interest because one would expect that the Ad capsid would only modulate a subset of genes observed in rAd infection. However, this difference may represent an activity of the wt virus or vector, through expression of its genome, to repress some of the events that the viral capsid sets in motion. This type of phenomenon has been observed with human cytomegalovirus (HCMV), where viral gene products block antiviral pathways that are triggered by HCMV binding and entry (3).
This reagent provides a critical tool for studies of Ad where
researchers can examine the effect the virion shell on viral
infection alone. In the past psoralen- and UV-treated viruses
have been used to eliminate viral gene expression for these
types of studies. It is not clear if all viral gene expression
is eliminated by these treatments or if the treatments themselves
altered the virus in ways that obscure the influence of viral
capsid components or infection. The eAd reagent is not only
useful for studies like the one described here but also has
the potential to become a beneficial tool for animal studies
designed to examine the toxicity of the capsid components of
Ad. A database established from in vitro and in vivo studies
using empty capsid Ad particles will be essential for future
vector design where capsid mutations intended to mitigate unwanted
effects are assayed.

ACKNOWLEDGMENTS
This work was supported by NHLBI grants HL51818 and HL66973
from the NIH and General Medicine grant GM59299 from the NIH.
J.L.S. was supported by Cystic Fibrosis Foundation grant 5880.

FOOTNOTES
* Corresponding author. Mailing address: UNC Gene Therapy Center, University of North Carolina, CB# 7352, Chapel Hill, NC 27514. Phone: (919) 962-3285. Fax: (919) 966-0907. E-mail:
rjs{at}med.unc.edu.


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Journal of Virology, December 2003, p. 12881-12885, Vol. 77, No. 23
0022-538X/03/$08.00+0 DOI: 10.1128/JVI.77.23.12881-12885.2003
Copyright © 2003, American Society for Microbiology. All Rights Reserved.
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