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Journal of Virology, October 2003, p. 11193-11200, Vol. 77, No. 20
0022-538X/03/$08.00+0 DOI: 10.1128/JVI.77.20.11193-11200.2003
High Rates of Human Immunodeficiency Virus Type 1 Recombination: Near-Random Segregation of Markers One Kilobase Apart in One Round of Viral Replication
Terence Rhodes,1,2 Heather Wargo,1 and Wei-Shau Hu1*
HIV Drug Resistance Program, National Cancer Institute at Frederick, Frederick, Maryland 21702,1
Department of Microbiology, Immunology, and Cell Biology, School of Medicine, West Virginia University, Morgantown, West Virginia 265062
Received 5 May 2003/
Accepted 16 July 2003

ABSTRACT
One of the genetic consequences of packaging two copies of full-length
viral RNA into a single retroviral virion is frequent recombination
during reverse transcription. Many of the currently circulating
strains of human immunodeficiency virus type 1 (HIV-1) are recombinants.
Recombination can also accelerate the generation of multidrug-resistant
HIV-1 and therefore presents challenges to effective antiviral
therapy. In this study, we determined that HIV-1 recombination
rates with markers 1.0, 1.3, and 1.9 kb apart were 42.4, 50.4,
and 47.4% in one round of viral replication. Because the predicted
recombination rate of two unlinked markers is 50%, we conclude
that markers 1 kb apart segregated in a manner similar to that
for two unlinked markers in one round of retroviral replication.
These recombination rates are exceedingly high even among retroviruses.
Recombination rates of markers separated by 1 kb are 4 and 4.7%
in one round of spleen necrosis virus and murine leukemia virus
replication, respectively. Therefore, HIV-1 recombination can
be 10-fold higher than that of other retroviruses. Recombination
can be observed only in the proviruses derived from heterozygous
virions that contain two genotypically different RNAs. The high
rates of HIV-1 recombination observed in our studies also indicate
that heterozygous virions are formed efficiently during HIV-1
replication and most HIV-1 virions are capable of undergoing
recombination. Our results demonstrate that recombination is
an effective mechanism to break the genetic linkage between
neighboring sequences, thereby reassorting the HIV-1 genome
and increasing the diversity in the viral population.

INTRODUCTION
Retroviruses package two copies of RNA into one virion, with
each copy containing all the genetic information needed for
viral replication (
16,
29). Although two copies of RNA are packaged,
generally only one provirus is generated from each infectious
event; therefore, retroviruses are considered pseudodiploid
and not diploid (
21). Retroviruses have been shown to undergo
frequent recombination. One of the prerequisites for recombination
is the formation of heterozygous virions, which contain two
copies of RNA with different genetic information (
21,
53). Recombination
occurs during reverse transcription when portions of genetic
information from both packaged RNA copies are used to generate
a hybrid DNA copy (
7,
52). It is difficult to identify genetic
recombination events in the progeny from homozygous virions;
these virions package two identical copies of RNA, and therefore,
the recombinants will have the same genotype as the parental
viruses.
Previously, we determined that the recombination rates of spleen necrosis virus (SNV) and murine leukemia virus (MLV) in one round of viral replication are 4 and 4.7%, respectively, with two markers 1 kb apart (1, 21). In MLV, the recombination rates increase to 5.0 and 7.4% with markers 1.3 and 1.9 kb apart, respectively (1, 2). However, when markers are separated by 7.1 kb, the recombination rate is 8.2%, which is not significantly different from the 7.4% rate observed for markers separated by 1.9 kb (1).
Recombination can reassort mutations in the viral genome to increase the diversity of the viral population, which can improve the probability of the survival of the viral population in a changing environment (7, 52). The selective advantage of having frequent recombination events is clearly illustrated in human immunodeficiency virus type 1 (HIV-1), which causes AIDS. It was estimated that significant portions of the currently circulating strains of HIV-1 are recombinants (9, 26, 45, 46). Recombinant strains of HIV-1 have become dominant in the AIDS epidemic in certain geographical regions; for example, the A/E recombinant causes many of the HIV-1 infections in Thailand (18, 35). HIV-1 recombination has also been directly observed in infected patients (15, 34, 47, 56).
Much research effort has been devoted to understanding HIV-1 recombination. Recombination has been observed during reverse transcription in vitro using purified nucleic acids and proteins (3, 12-14, 38, 39). Frequent HIV-1 recombination events have also been observed in cell culture systems (6, 22, 30, 42, 50). More recently, the frequency of HIV-1 recombination was estimated by studying recombination between two similar strains of HIV-1 and mapping the crossovers by using a heteroduplex-tracking assay (23, 57). These studies revealed that within limited cycles of replication, many HIV-1 genomes contained more than one recombination event; an average of two to three crossovers per genome was estimated. These studies are highly informative; however, direct comparisons among the HIV-1, SNV, and MLV recombination rates are difficult because of the differences in experimental protocols and strategies used to calculate the recombination frequencies.
In this report, we measured HIV-1 recombination rates in one round of viral replication. We found that HIV-1 recombines at an exceedingly high frequency even when compared with other retroviruses, such as MLV and SNV. These comparisons were made possible by using the same target sequences measured in the MLV recombination studies.

MATERIALS AND METHODS
Nomenclature and plasmid construction.
The names of all plasmids used in this study begin with p, but
the names of the viruses derived from these plasmids do not;
for example, pTR-HyIN refers to a plasmid and TR-HyIN refers
to the virus or provirus derived from this plasmid. Plasmids
were constructed using standard molecular cloning techniques
(
48). Plasmid pTR-HyIN was constructed from pJS30 (
1) and pKD-HIV(PIN),
which was a generous gift from Vinay K. Pathak and a derivative
of pHR'-CMVLacZ (
37). Plasmids pKD-HIV(PIN) and pJS30 were digested
with
BamHI and
BsrGI, respectively, treated with the Klenow
fragment of
Escherichia coli DNA polymerase I (Klenow) to fill
in the 3' ends of DNA fragments, and then digested with
BclI.
The 1.8-kb DNA fragment derived from pJS30 containing hygromycin
phosphotransferase B gene (
hygro) (
19) and internal ribosomal
entry site (IRES) from encephalomyocarditis virus was ligated
to the backbone from pKD-HIV(PIN) to generate pTR-HyIN, which
contains
hygro and the neomycin phosphotransferase gene (
neo)
(
24). To generate pTR-HyS2NIN, pTR-HyIN was digested with
SacII,
treated with T4 DNA polymerase to remove the protruding 3' termini,
and self ligated. This treatment generated an inactivating frameshift
mutation in
hygro, destroyed the
SacII site, and generated an
NgoMIV site. To generate pTR-HyN2MIN, pTR-HyIN was partially
digested with
NdeI, and then a linker (5'-TATGACGCGTCA-3') was
inserted; these treatments generated a 10-bp addition to the
sequence, which resulted in an inactivating frameshift mutation
in
hygro and an additional
MluI site. To generate pTR-HyINE2B,
a 0.9-kb
MscI-to-
BamHI region in pTR-HyIN was replaced by its
counterpart from pJA32-1kb (
1); the resulting plasmid contained
the same structure as pTR-HyIN except for a 4-bp inactivating
insertion in
neo that destroyed an
EheI site and added a
BssHII
site. Plasmid pTR-HyIN was partially digested with
NcoI, treated
with Klenow enzyme, and ligated to generate pTR-HyN2NIN and
pTR-HyINN2N, which contained a 4-bp insertion that inactivated
hygro and
neo, respectively.
Cells, transfections, and infections.
Cultured cells were propagated in Dulbecco's modified Eagle's medium supplemented with 10% fetal calf serum, penicillin (50 U/ml) and streptomycin (50 U/ml). Cells were maintained in a 37°C incubator with 5% CO2.
DNA transfections were performed by the calcium phosphate method (48) using an MBS mammalian transfection kit (Stratagene). Cells were plated at a density of 4 x 106 per 100-mm-diameter dish and transfected 18 h later with a mixture of DNA. After incubating for 4 h in a 37°C incubator with 3% CO2, the DNA mixture was removed, fresh medium was added to the cells, and the cells were transferred to a 37°C incubator with 5% CO2. Viral supernatants were harvested 24 h later; cellular debris was removed by filtering the supernatants through a 0.45-µm-pore-size filter. Viral supernatants were either used immediately or stored at -80°C prior to infection. Helper construct pCMV
R8.2 (36) together with pSV-A-MLV-env (31) or pHCMV-G (54) was transfected into cells to generate viruses. Plasmid pCMV
R8.2 expresses all HIV-1 viral proteins needed for infection except Env. Plasmid pSV-A-MLV-env or pHCMV-G expresses amphotropic MLV Env or vesicular stomatitis virus G protein (VSV-G), respectively. DNA mixtures used for transfection were either at a 5:1:4 (pCMV
R8.2/pSV-A-MLV-env/vector) or 2:1 (pCMV
R8.2/pHCMV-G) ratio.
For the infection procedure, target cells were plated at a density of 105 per 60-mm-diameter dish 24 h prior to infection. Serial dilutions were generated from each viral stock and used for infection in the presence of Polybrene at a final concentration of 50 µg/ml. Viruses were removed 4 h later, and drug selections were carried out 24 h postinfection. Selection with hygromycin, G418, or hygromycin plus G418 was performed at 170, 609, or 170 plus 473 µg/ml, respectively.
Southern hybridization analyses.
Genomic DNAs from infected cells were purified using the QIAamp DNA blood mini kit (Qiagen) or AquaPure genomic DNA isolation kit (Bio-Rad). Southern hybridization was performed following standard procedures (48). A 1.0-kb HindIII-to-NgoMIV DNA fragment derived from pWH390 (1) containing the 3' portion of the IRES and the 5' 0.6-kb portion of neo was used to generate a 32P-labeled probe by random priming (17) (random primed DNA labeling kit; Roche). Southern hybridization results were obtained by autoradiography or PhosphorImager analyses.

RESULTS
Strategy used to measure HIV-1 recombination rates.
The following constructs and strategy were used to measure the
HIV-1 recombination rates. We constructed an HIV-1-based vector
(pTR-HyIN) that expresses
hygro and
neo, which confer resistance
to hygromycin and G418, respectively. An internal cytomegalovirus
promoter directs the transcription of
hygro and
neo, and the
translation of
neo is enhanced by an encephalomyocarditis virus
IRES (Fig.
1). Plasmid pTR-HyIN also contains all the
cis-acting
elements essential for viral genome replication; however, it
does not express HIV-1-encoded viral proteins.
Two vectors were derived from pTR-HyIN, each containing an inactivating
mutation in one of the drug resistance genes. The vector pTR-HyS2NIN
contains an inactivating frameshift mutation in
hygro that destroys
a
SacII site and generates an
NgoMIV site, whereas pTR-HyINE2B
contains an inactivating frameshift mutation in
neo that destroys
an
EheI site and generates a
BssHII site (Fig.
1). The distance
between the
SacII site in
hygro and the
EheI site in
neo is
1 kb. Because these two vectors each contain only one functional
drug resistance gene, a provirus derived from pTR-HyS2NIN or
pTR-HyINE2B can confer resistance only to one drug selection.
However, if recombination occurs within the 1-kb distance separating
the mutations, it could generate a provirus containing two functional
drug resistance genes conferring resistance to double drug selection.
By measuring the frequency at which recombinants with two functional
genes are generated, we can calculate the recombination rate
between markers 1 kb apart.
The protocol used to measure the HIV-1 recombination rate is illustrated in Fig. 1B. TR-HyS2NIN- or TR-HyINE2B-containing virions were generated separately by transfecting 293T cells with vector plasmid, pCMV
R8.2, and pSV-a-MLV-env. The helper construct pCMV
R8.2 expresses most HIV-1-encoded proteins except Env, whereas pSV-A-MLV-env expresses amphotropic MLV Env, which can functionally replace HIV-1 Env to generate infectious pseudotyped HIV-1 virions. These viruses were used to infect 293 cells simultaneously, and the resulting hygromycin-plus-G418 doubly resistant cell clones were selected and characterized by Southern analyses. Only cell clones containing one copy of each provirus with intact structures were selected and used for further experiments.
To measure the recombination rate, these characterized cell clones were transfected with the helper constructs pCMV
R8.2 and pHCMV-G, which expresses VSV-G. VSV-G can be used to generate infectious pseudotyped HIV-1 virions. Twenty-four hours after transfection, viruses were harvested and serial dilutions were generated. These viral stocks were used to infect 293 target cells in triplicate; these cells were then selected with hygromycin, G418, or hygromycin plus G418. The numbers of drug-resistant cell colonies were determined, and titers of virus were calculated. Hygromycin-plus-G418-resistant cell clones were isolated, and the molecular nature of the proviruses was characterized. These data were used to calculate the frequency at which recombinants with two functional drug resistance genes were generated. This frequency was then used to calculate the recombination rate.
Comparisons of TR-HyIN-derived viral titers resulting from different drug selections.
The strategy described above relied on viral titers generated from different drug selections to calculate how frequently recombinants with two functional genes were generated. Therefore, it was important to first define the relative viral titers from different drug selections. Using a protocol similar to that described above, we generated cell clones containing a single copy of TR-HyIN provirus. Viruses were generated from these cells and used to infect 293 target cells; hygromycin, G418, or hygromycin-plus-G418 viral titers were determined. A summary of viral titers generated from five different cell clones is shown in Table 1. In each of the five cell clones, viral titers generated by the three selection regimens were similar. Therefore, viral titers generated from single and double drug selections reflect the number of infection events and can be used to calculate recombination rates.
Measuring HIV-1 recombination rates with two markers 1 kb apart.
Using the aforementioned protocol, we generated cell clones
containing a copy of each TR-HyS2NIN and pTR-HyINE2B provirus
with intact structures. These characterized cell clones were
transfected with the helper constructs pCMV

R8.2 and pHCMV-G
to generate viruses; the resulting titers of virus from five
cell clones are summarized in Table
2. In general, titers of
virus for hygromycin selection and G418 selection within each
cell clone were similar, indicating that the two parental proviruses
were expressed at similar levels; in addition, the titers of
virus for hygromycin-plus-G418 selection were approximately
20% of the viral titers for single-drug resistance. Each of
the parental viruses can confer only single-drug resistance;
a doubly resistant cell can be generated by the presence of
both parental viruses or by the presence of a recombinant virus
with two functional drug resistance genes. To characterize the
molecular nature of the proviruses in the doubly resistant cells,
we isolated 11 hygromycin-plus-G418-resistant target cell clones
and performed Southern analyses (Fig.
2). The two parental viruses
are identical in sequence except for the two inactivating mutations,
which convert a
SacII site in
hygro to an
NgoMIV site and an
EheI site in
neo to a
BssHII site. Therefore, the nature of
the proviruses can be distinguished by Southern analyses. A
representative Southern analysis is shown in Fig.
2B. DNA samples
were digested with
NgoMIV plus
EheI and hybridized with a probe
generated from a DNA fragment containing the 3' half of IRES
and most of
neo. A provirus derived from one of the parental
viruses should generate either a 1-kb band plus a 0.5-kb band
(TR-HyS2NIN) or a 2.3-kb band (TR-HyINE2B), whereas a recombinant
provirus with two functional genes should generate a 1.8-kb
band plus a 0.5-kb band. Southern analyses of DNA samples from
two types of cells are shown: virus-producing cells and doubly
resistant target cells infected with virus generated from the
producer cells. Lanes labeled 1.0B2, 1.0C3, and 1.0C4 contained
DNA isolated from virus producer cell clones doubly infected
with the two parental viruses. In each of these lanes, three
bands were detected, corresponding to the expected 2.3-, 1.0-,
and 0.5-kb fragments. In contrast, a 1.8-kb band and a 0.5-kb
band were observed in DNA samples isolated from resistant target
cell clones (lanes labeled B2B1, B2B2, B2C1, C3A1, and C4B1).
All of the 11 target cell clones contained recombinant proviruses
(Fig.
2 and data not shown). These results indicate that most
of the hygromycin-plus-G418-resistant virus was generated from
infection of recombinant proviruses rather than double infection
of the two parent viruses. Therefore, the titers of doubly resistant
virus reflect the amount of recombinants containing two functional
drug resistance genes.
Two types of recombinants can be generated in this system: recombinants
with two functional drug resistance genes and recombinants with
two inactivated genes. Because the double drug selection protocol
specifically detected recombinants with the two functional drug
resistance genes, only half of the recombination events were
measured. To calculate the recombination rate, the viral titers
for hygromycin-plus-G418 selection were divided by the lower
of the two single-drug selection titers and then multiplied
by 2. The average recombination rate from the five clones is
42.4% ± 1.8% (Table
2, standard error [SE]).
Theoretical recombination rate of unlinked markers in this system.
We performed the following calculation to estimate the recombination rate of two unlinked markers. Assuming that in the virus-producing cells, RNA expression of the two proviruses is equal and the formation of homozygous and heterozygous virions is random, then 50% of the virions should be heterozygous, 25% of the virions should be homozygous containing two copies of TR-HyS2NIN RNA, and 25% of the virions should be homozygous containing two copies of TR-HyINE2B RNA. Homozygous virions generate progeny proviruses with the same phenotypes as their parents. In contrast, heterozygous virions can generate four different types of progeny proviruses: the TR-HyS2NIN phenotype, the TR-HyINE2B phenotype, the recombinant phenotype with two functional drug resistance genes, and the recombinant phenotype with two inactivated genes. If the mutations in hygro and neo are unlinked, then random segregation is predicted, which implies that the four different phenotypes of progeny proviruses should be generated at the same frequencies. Therefore, of the 50% heterozygous virions, 12.5% of each phenotype of progeny is generated. Totaling all of the progeny generated by both homozygous and heterozygous virions, 50% of the proviruses should confer resistance to a single drug selection (25% from the homozygous virions, 12.5% from the parental phenotype generated from heterozygous virions, and 12.5% from the double drug resistance phenotype), whereas 12.5% of the proviruses should confer resistance to double drug selection. Therefore, the recombination rate should be 50% [(12.5%/50%) x 2].
HIV-1 recombination rate does not increase significantly when markers are 1.3 or 1.9 kb apart.
The rate that we measured with two markers 1 kb apart was 42.4%, which approaches the rate at which two markers reassort randomly. To investigate whether the HIV-1 recombination rate can increase further, we measured the recombination rates when two markers are 1.3 or 1.9 kb apart. These two distances were chosen because using the same target sequences we have previously measured the MLV recombination rates when markers were 1.3 or 1.9 kb apart (1, 2); additionally, the 1.9-kb recombination rate is significantly higher than the 1.0-kb recombination rate (1).
Three vectors were derived from pTR-HyIN; the structures of their proviruses are shown in Fig. 3A and 4A. The vector pTR-HyN2MIN contains an inactivating frameshift mutation in hygro that introduced an MluI site in an NdeI site; when paired with the previously described pTR-HyINE2B, the recombination rate with markers 1.3 kb apart can be determined (Fig. 3A). The vector pTR-HyN2NIN contains an inactivating mutation in hygro that changed an NcoI site to an NsiI site, and pTR-HyINN2N contains an inactivating mutation in neo that changed an NcoI site to an NsiI site (Fig. 4A); the distance between the NcoI site of hygro and the NcoI site of neo is 1.9 kb.
Using a protocol identical to that used to measure the recombination
rate between markers 1.0 kb apart, we generated and characterized
cell clones containing one copy each of TRHyN2MIN and TR-HyINE2B.
Helper constructs were used to transfect these cell clones,
viruses were harvested, target cells were infected, and titers
of virus were determined. Titers of virus generated from five
different cell clones are summarized in Table
3. Because all
the inactivating mutations are accompanied by restriction enzyme
site alterations, the structures of the proviruses with a parental
or recombinant genotype can be distinguished by Southern analyses.
To characterize the molecular nature of proviruses in the hygromycin-plus-G418-resistant
cells, we isolated and analyzed DNA from doubly resistant target
cell clones. As illustrated in Fig.
3A, after digestion with
MluI,
EheI, and
XhoI and hybridization with probes generated
from the aforementioned DNA fragment, proviruses with parental
genotypes are expected to have either a 1.3-kb band plus a 0.8-kb
band or a 2.7-kb band, whereas recombinant proviruses with two
functional genes are expected to generate a 1.8-kb band and
a 0.8-kb band. A representative Southern blot is shown in Fig.
3B; the two virus-producing cell clones (1.3A4 and 1.3C2) contained
the two parental proviruses, whereas the three doubly resistant
target cell clones (A4A4, C2C3, and C2C5) contained recombinant
proviruses with two functional genes. All of the eight doubly
resistant target cell clones that were analyzed contained recombinant
proviruses with two functional drug resistance genes (Fig.
3 and data not shown). These data indicate that the titers of
hygromycin-plus-G418-resistant virus reflect the numbers of
recombinant proviruses containing two functional drug resistance
genes. Therefore, the average recombination rate of two markers
1.3 kb apart is 50.4% ± 3.7% (Table
3, SE).
Using the same protocol, we established and characterized cell
clones containing a copy each of TR-HyN2NIN and TR-HyINN2N proviruses.
Viral titers were measured from seven of these cell clones;
these data are summarized in Table
4. Similar to data generated
from cell clones containing proviruses with markers 1.0 and
1.3 kb apart, within each cell clone, the two single-selection
titers are generally comparable whereas the double drug selection
titers are approximately 20 to 25% of the single-selection titers.
Doubly resistant target cell clones were isolated, and the proviral
structures were analyzed. As shown in Fig.
4A, when digested
with
NcoI and
XhoI and hybridized with probes, the two parental
proviruses are expected to generate a 2.7-kb band and a 2.3-kb
band, whereas the recombinants with two functional genes are
expected to generate a 1.9-kb band. A representative Southern
blot is shown in Fig.
4B; the two virus-producing cell clones
(1.9B3 and 1.9G2) contained the two parental viruses, and the
four doubly resistant target cell clones contained the recombinant
proviruses (B3A1, G2A1, G2A2, and G2B1). We examined nine double-drug-resistant
target cell clones, and all of them contained recombinant proviruses
with two functional drug resistance genes (Fig.
4 and data not
shown). Therefore, the average recombination rate with markers
1.9 kb apart is 47.4% ± 2.2% (SE, Table
4). Therefore,
the recombination rate for HIV-1 does not increase significantly
when the marker distance is increased from 1.0 kb to 1.3 or
1.9 kb apart. Furthermore, all three rates remain similar to
the 50% predicted rate on unlinked markers.
The protocols used in these experiments mainly measured events
that occurred during one round of HIV-1 replication. Viruses
were harvested from cells 24 h after transfection; in order
for more than one round of viral replication to occur, viral
proteins have to be expressed from the transfected helper plasmids,
and virions have to be generated, infect new target cells, complete
the viral replication cycle, express the proviral genome, and
form new viruses within 24 h. We estimate that only a very small
percentage of the events measured in the system will be derived
from more than one round of replication, and these infrequent
events should not affect the recombination rate that we measured.
To test this, we generated two cell pools, one containing TR-HyN2NIN
proviruses and one containing TR-HyINN2N proviruses. Equal numbers
of cells from these two pools were mixed together, and transfected
with helper constructs, and then viruses were harvested and
used to infect target cells by the same protocol described above.
Because the two cell pools each contained only one parental
virus, only homozygous virions should be produced; thus, recombinant
proviruses with two functional drug resistance genes should
not be generated in one round of viral replication. However,
cells containing both parental proviruses could be generated
after the first round of viral infection, and recombinant proviruses
could be generated at later replication cycles. We observed
that the titer of hygromycin-plus-G418 double-resistant virus
was less than 2% of the single-selection viral titers, which
is in sharp contrast with the previous experiments using coinfected
cell clones. This experiment demonstrated that the majority
of the events measured in this system occurred in one round
of viral replication.

DISCUSSION
High rates of HIV-1 recombination and their implications.
In this report, we described a series of experiments measuring
HIV-1 recombination rates. We found that the recombination rate
in one round of viral replication is 42.4% with markers 1 kb
apart, which predicts that two markers separated by 1 kb can
reassort at a frequency similar to that of unlinked markers.
This observation indicates that recombination is an incredibly
powerful tool to break the linkage between neighboring sequences
in the viral genome, thereby generating diversity in the viral
population and increasing the evolutionary capacity of HIV-1.
This heightened ability to generate diversity also presents
more challenges in the development of effective anti-HIV-1 treatments
and vaccines. Although many anti-HIV-1 drugs have been developed
in the past decades, resistance-conferring mutations in the
HIV-1 genome have been observed for every Food and Drug Administration-approved
drug. For example, the mutation L10I in protease confers resistance
to indinavir and lopinavir (
8,
28), and the mutation T215Y in
reverse transcriptase confers resistance to zidovudine (
27,
32). These two mutations are separated by approximately 1 kb
and should segregate randomly if recombination occurs between
a virus with L10I and a virus with T215Y. Therefore, the high
rates of recombination can accelerate the generation of multidrug-resistant
HIV-1 strains. In addition, high recombination rates are also
important to the generation of novel strains of HIV-1. HIV-1
isolates are classified into groups M, N, and O based on sequence
identity; the vast majority of the isolates belong to group
M, which is further divided into different subtypes (
44). Recombination
can occur between closely related strains (
15,
34,
47,
56),
between isolates from different subtypes (
4,
5,
10,
33,
43,
49,
55), or even between different HIV-1 groups (
41,
51). Currently,
many of the circulating strains of HIV-1 are intersubtype recombinants
(
9,
26,
45,
46). The high rates of recombination indicate that
the mixing of the viral genomes from different strains can occur
much faster than previously anticipated, and novel HIV-1 variants
can also be generated at an accelerated pace.
Efficient formation of heterozygous HIV-1 virions.
Previously, we demonstrated that the formation of the heterozygous virions is critical to SNV and MLV recombination (21; J. A. Anderson and W.-S. Hu, unpublished data). Here, we also show that high rates of recombination occurred when viruses were harvested from cell clones containing both parental viruses (thus allowing the formation of heterozygous viruses) but not from coinfection of two stocks of homozygous viruses. Therefore, similar to simple retroviruses, the high frequency of HIV-1 recombination also requires heterozygous virion formation.
We calculated the hypothetical recombination rate of unlinked markers with the assumptions that RNA expressed from the two parental viruses would be equal and the formation of homozygous and heterozygous virions would be random. The calculated hypothetical rate (50%) is similar to our measured rate (42.4 to 50.4%). Our titer data indicate that within each cell clone, the two parental viruses were expressed at similar levels (Tables 2 to 4). These results validate the assumption regarding RNA expression. The observed high recombination rates in these experiments allow us to conclude that heterozygous virions must be formed efficiently during HIV-1 replication.
Comparison of SNV, MLV, and HIV-1 recombination.
The HIV-1 recombination rates described in this report are approximately six- to ninefold higher than the MLV recombination rates (1-kb distance: 4.7% versus 42.4%; 1.9-kb: 7.4% versus 47.4%). Because the same target sequences were used in the measurement of HIV-1 and MLV recombination rates, the large difference in recombination rates most likely reflects the difference between MLV and HIV-1 replication. Previously, we observed that in SNV and MLV, intramolecular template switching occurred far more frequently than intermolecular template switching (1, 11, 20, 21, 25). We hypothesized that although most viruses are capable of undergoing intramolecular template switching, only a subpopulation of the virions are capable of undergoing intermolecular template switching (recombination) (20). We provided two possible explanations for the limited recombination subpopulation: nonrandom copackaging of viral RNA (inefficient heterodimer formation) or altered structures of reverse transcription complex, which hampered the access of both RNA copies to be used as the template during reverse transcription (20). Currently, we do not know the mechanisms that limit the intermolecular template-switching events in MLV and SNV. However, HIV-1 does not appear to have the same constraints, because we were able to measure a 42.4 to 50.4% recombination rate in HIV-1, similar to the 50% hypothetical recombination rate of unlinked markers. Therefore we can also conclude that a major portion of HIV-1 viruses are capable of undergoing intermolecular template switching (recombination) events.
As we were completing the manuscript, a report was published concluding that HIV-1 recombines more frequently than MLV (40). There are several differences in the systems used and the conclusions of these two studies. In our study, viruses were harvested from producer cell clones that were characterized to contain a copy of each parental provirus, whereas in the other study viruses were generated by transiently cotransfecting two vectors and helpers. Cell clone-produced viruses have several advantages. First, viral RNAs were generated from proviruses, and we measured any bias in the transport and sorting of RNA expressed from proviruses integrated at different locations on the host chromosomes. Second, the homogeneity of the characterized cell clones allows assessment of the expression levels of the two proviruses, which can be used to estimate the efficiency of heterologous virions formation. Such estimation cannot be easily obtained using viruses generated from a transfected pool, because the heterogeneity of such pools creates uncertainty about the numbers of doubly transfected cells and the expression levels of the vectors in each cell. Third, DNA recombination during transfection is not a complicating factor in our system. In addition, our system allows the simultaneous scoring of the two parents and the recombinants. In both systems, recombination is scored by the simultaneous presence of the two parental phenotypes, which can be complicated by double infection of the two parental viruses. We have characterized target cell clones to ensure that our measurements reflected the recombination events.
There are differences in our conclusions as well. We have measured HIV-1 recombination rates at three marker distances; we have observed that markers 1 kb apart can segregate in a manner similar to unlinked markers in one round of retroviral replication, which has strong implications for HIV-1 evolution and the development of antiviral treatments and vaccines. In addition, we concluded that heterozygous virions are formed efficiently in HIV-1, and most of the HIV-1 virions are capable of carrying out recombination events.
The results from our study add to a growing body of evidence that HIV-1 recombination is an important factor in generating diversity in the viral population. Many questions about HIV-1 recombination remain to be answered, such as the mechanisms of recombination and the factors that affect recombination. However, our present understanding indicates that the rapid redistribution of mutations in the viral genomes must be taken into account when designing new treatment regimens and developing effective vaccines.

ACKNOWLEDGMENTS
We thank Vinay K. Pathak for intellectual input, sharing of
unpublished reagents, and critical reading of the manuscript,
Jenny Svarovskaia for assistance with experimental protocols,
Inder Verma for his gift of plasmid pCMV

R8.2, and Anne Arthur
for expert editorial help.
This work was supported by the HIV Drug Resistance Program, National Cancer Institute.

FOOTNOTES
* Corresponding author. Mailing address: HIV Drug Resistance Program, NCI-Frederick, Building 535, Room 336, Frederick, MD 21702. Phone: (301) 846-1250. Fax: (301) 846-6013. E-mail:
whu{at}ncifcrf.gov.


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