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Journal of Virology, October 2002, p. 10546-10552, Vol. 76, No. 20
0022-538X/02/$04.00+0 DOI: 10.1128/JVI.76.20.10546-10552.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
Insertions in the Reverse Transcriptase Increase both Drug Resistance and Viral Fitness in a Human Immunodeficiency Virus Type 1 Isolate Harboring the Multi-Nucleoside Reverse Transcriptase Inhibitor Resistance 69 Insertion Complex Mutation
Miguel E. Quiñones-Mateu,1* Mahlet Tadele,1 Mariona Parera,2 Antonio Mas,3 Jan Weber,1 Héctor R. Rangel,1 Bikram Chakraborty,1 Bonaventura Clotet,2 Esteban Domingo,3 Luis Menéndez-Arias,3 and Miguel A. Martínez2
Department of Virology, Lerner Research Institute, Cleveland Clinic Foundation, Cleveland, Ohio,1
Laboratorio de Retrovirología, Fundación irsiCaixa, Hospital Universitario Germans Trías i Pujol, Badalona,2
Centro de Biología Molecular "Severo Ochoa," Consejo Superior de Investigaciones Científicas, Universidad Autónoma de Madrid, Madrid, Spain3
Received 2 May 2002/
Accepted 3 July 2002

ABSTRACT
Recent studies have shown that the accumulation of multiple
mutations associated with nucleoside reverse transcriptase inhibitor
(NRTI) resistance may be grouped as multi-NRTI resistance (MNR)
complexes. In this study, we have examined the viral fitness
of recombinant viruses carrying the reverse transcriptase (RT)
of a human immunodeficiency virus type 1 (HIV-1) primary isolate
harboring mutations comprising the MNR 69 insertion complex.
Different RT mutants were prepared in the sequence context of
either the wild-type RT sequence of the HIV-1
BH10 isolate or
the sequence found in a clinical HIV-1 isolate with the MNR
69 insertion mutation. As expected, in the presence of zidovudine,
recombinant viruses harboring the MNR RT from the patient were
more fit than wild-type viruses. However, in the absence of
drug, the virus with the RT from the original clinical isolate
(SS) was more fit than (i) the wild-type virus with an engineered
serine insertion between residues 69 and 70 (T69SSS) and (ii)
the recombinant virus with the MNR RT where the insertion was
removed (2S0S). These results suggest that RT insertions, in
the right sequence context (i.e., additional mutations contained
in the MNR 69 insertion complex), enhance NRTI resistance and
may improve viral fitness. Thus, comparing complex mutation
patterns with viral fitness may help to elucidate the role of
uncharacterized drug resistance mutations in antiretroviral
treatment failure.

TEXT
Multidrug-resistant (MDR) human immunodeficiency virus type
1 (HIV-1) strains, with reduced susceptibilities to antiretroviral
drugs from two or more classes, are now commonly found in extensively
treated patients (
13,
27). A recent study has shown that at
least 50% of HIV-positive individuals in the United States are
infected with drug-resistant variants (D. D. Richman, 2nd HIV
DRP Symp. Antivir. Drug Resist., p. 51, 2001.), which may have
a profound effect on suboptimal treatment responses, reduced
viral fitness, and the potential for transmission of drug-resistant
virus (
5,
20). Among MDR viruses, resistance to multiple nucleoside
analogue reverse transcriptase inhibitors (NRTI), or multi-NRTI
resistance (MNR), can be developed by at least three main pathways:
(i) accumulation of mutations associated with cross-resistance
to NRTI, previously called zidovudine or thymidine analogue
resistance mutations, recently referred to as multi-NRTI-associated
mutations (e.g., M41L, D67N, K70R, L210W, T215Y/F, and K219Q/E);
(ii) selection of the key 151 M mutation, followed by the mutations
A62V, V75I, F77L, and F116Y, denominated the 151 complex; and
(iii) the 69 insertion complex, consisting of a mutation at
codon 69 (typically Ser), followed by an insertion of two or
more amino acids (e.g., Ser-Ser, Ser-Arg, or Ser-Gly) and generally
accompanied by multi-NRTI-associated mutations (
13,
15,
36;
http://www.iasusa.org). To date, it is still unclear why viruses
choose one or the other resistance pathway, although the molecular
events leading to selection of specific drug-resistant variants
are probably determined by the viral genetic background.
Although with a relatively low prevalence (1 to 3%), several studies have identified heavily treated patients carrying HIV-1 isolates with the MNR 69 insertion complex (1, 2, 6, 10, 11, 19, 24, 31, 34, 37-40, 41). Viral isolates harboring these mutations often show moderate to high-level resistance to all NRTI (11, 19, 23-25, 34, 37, 39, 41). This insertion is located in the ß3-ß4 hairpin loop, at the fingers subdomain of HIV-1 reverse transcriptase (RT) (39, 41). The biochemical properties of the wild-type HIV-1BH10 RT are not significantly altered upon introduction of the dipeptide insertion (4, 23). However, the insertion appears to be critical in enhancing AZT resistance in the sequence context of the MDR RT, containing additional NRTI resistance-related mutations (23). Drug susceptibility assays have shown that in the presence of the zidovudine (AZT) resistance mutations M41L, L210W, and T215Y, the insertion confers a moderate to large increase in resistance to NRTI (23).
In the absence of antiretroviral therapy, HIV-1 strains containing drug resistance mutations have a reduced fitness compared to the wild-type virus (9). However, this impairment on viral fitness is generally compensated with secondary mutations (3, 8, 16, 26). Multiple studies have reported impaired enzyme function and reduced viral fitness of HIV-1 isolates harboring mutations conferring resistance to protease and RT inhibitors (PI and RTI, respectively) (for reviews, see references 8, 26, and 29). Several others have assessed the in vitro fitness of MNR viruses (18, 22, 29). Fitness studies with viruses resistant to multiple NRTI have shown that HIV-1 isolates harboring the MNR-151 complex display higher fitness than the wild-type virus in the absence of drug (18, 22). On the other hand, viral dynamics studies suggest that viruses carrying the MNR 69 insertion complex have a clear selective disadvantage compared with HIV-1 variants lacking the insertion (6, 21, 41). In this work, we have analyzed the impact on viral fitness of an insertion of two amino acids (Ser-Ser) between residues 69 and 70 of HIV-1 RT through the use of a dual infection/competition assay (30). The results reveal the role of the viral genetic background on HIV-1 fitness and how the RT sequence context (i.e., additional mutations) may play a role in improving the replication capacity of viruses harboring these insertions.
Plasma samples were obtained from a highly treated HIV-infected individual as part of a previous study that screened HIV-1-infected patients for the presence of virus with an amino acid insertion between codons 69 and 70 of HIV-1 RT (7). This HIV-infected 38-year old man had been extensively treated with several RTI and PI, which included a first period of AZT monotherapy (1992 to 1996) and a current regimen combining five antiretroviral drugs (i.e., dideoxyinosine, stavudine, nevirapine, saquinavir, and nelfinavir). At the time of sample collection, the plasma viral load was 29,420 HIV-1 RNA copies/ml, with a CD4+ cell count of 144 cells/µl (7, 23). Viral RNA was extracted from the plasma and the RT-coding region was RT-PCR amplified and cloned as previously described (6). Sequencing of the HIV-1 pol gene revealed multiple mutations in the protease and RT, many of them associated with resistance to PI and RTI (23). In addition to the insertion of two serines between residues 69 and 70, 43 additional mutations scattered throughout the entire RT-coding sequence were identified (6, 23), including 15 amino acid substitutions related to RTI resistance (36) (Fig. 1).
The role of this dipeptide insertion and its RT genetic background
in HIV-1 replication was evaluated by using a series of HIV-1
variants obtained through recombination of the analyzed RT-coding
region with an RT-deleted HXB2-D clone (
17,
23). Recombinant
constructs included viruses harboring either the RT sequence
of a wild-type HIV-1
BH10 strain (termed BH10) or the RT found
in an MDR clinical isolate (designated as SS). Two mutant RTs
were prepared by replacing the Thr-69 with Ser (T69S), or by
making this substitution and inserting two additional serines
between codons 69 and 70 of the wild-type HIV-1
BH10 RT (T69SSS)
(Fig.
1). Mutant derivatives of the SS RT include 2S0S, which
lacked the Ser-Ser insertion, and 2S4S, which contained four
serines instead of two between codons 69 and 70 (Fig.
1). Recombinant
viruses recovered from transfection experiments, carrying the
appropriate nucleotide sequence, were propagated in MT-4 cells.
Peripheral blood mononuclear cells (PBMC) from HIV-seronegative blood donors were obtained by Ficoll-Hypaque density gradient centrifugation of heparin-treated venous blood. Prior to HIV-1 infection the cells were stimulated with 2 µg of phytohemagglutinin (PHA; Gibco BRL) per ml for 3 to 4 days and maintained in RPMI 1640-2 mM L-glutamine medium (Cellgro) supplemented with 10% fetal bovine serum (Cellgro), 10 mM HEPES buffer (Cellgro), 1 ng of interleukin-2 (IL-2)/ml (Gibco BRL), 100 U of penicillin/ml, and 100 µg of streptomycin/ml (both from Cellgro). Two syncytium-inducing and two non-syncytium-inducing HIV-1 primary isolates (A-92UG029 and E-CMU06, and A-92RW009 and C-92BR025, respectively) were obtained from the AIDS Research and Reference Reagent Program to be used as controls in the growth competition experiments. All viral stocks (i.e., recombinant virus and primary isolates) were expanded in PHA-stimulated, IL-2-treated PBMC. Tissue culture doses for 50% infectivity (TCID50) were determined for each isolate in triplicate with serially diluted supernatants of each viral propagation. RT activity in culture supernatants on day 8 of culture was used to calculate TCID50 values using the Reed and Muench method (32). Titers were expressed as infectious units per milliliter (IU/ml).
In previous studies, we and others had shown that the insertion per se of two serines between amino acids 69 and 70 of the HIV-1 RT did not confer significant resistance to NRTI (19, 23, 41). Thus, the wild-type RT (BH10) as well as mutants T69S and T69SSS were all highly susceptible to AZT (Table 1). On the other hand, all recombinant viruses with clinical (SS) background showed resistance to AZT (Table 1) and to other NRTI (i.e., dideoxycytosine, dideoxyinosine, lamivudine, and stavudine) (23). Interestingly, the removal of the two serines (2S0S) or the addition of two extra serines (2S4S) in the SS RT sequence context produced 5-fold and >200-fold reductions in the 50% inhibitory concentration (IC50) value for AZT, respectively (Table 1). These results suggest that both (i) the insertion of two serines and (ii) the correct sequence background are necessary to achieve the high-level resistance to AZT found in the RT obtained from the clinical isolate (SS), as depicted in the MNR 69 insertion complex.
Dual infection/competition experiments were performed in PBMC
from one donor as previously described (
30) in order to determine
the viral fitness of these recombinant HIV-1 strains. Briefly,
the dual infection/competition assay involved three separate
dual infections with two HIV-1 isolates at different multiplicities
of infection (MOIs; expressed as infectious units per cell)
(Fig.
2A). Each recombinant HIV-1 variant was added to growth
competition experiments along with each of four control HIV-1
primary isolates (i.e., A-92UG029, E-CMU06, A-92RW009, and C-92BR025)
under two different conditions: in the absence of drug and in
the presence of 6 nM AZT. We used this AZT concentration since
it was the determined IC
50 value for the wild-type HIV-1
BH10 strain (Table
1). One milliliter of these virus mixtures was
incubated with 10
6 PBMC for 2 h at 37°C, 5% CO
2. Subsequently,
the cells were washed three times with phosphate-buffered saline
and then resuspended in complete medium (10
6 cells/ml). Cells
were washed and fed with complete medium twice a week. New PHA-IL-2-prestimulated
PBMC from the same donor were added weekly to replenish viable
cells from cultures. Supernatants and two aliquots of cells
were harvested at day 15, resuspended in dimethyl sulfoxide-fetal
bovine serum, and then stored at -80°C for subsequent analysis.
Proviral DNA was extracted from lysed PBMC using the QIAamp
DNA blood kit (Qiagen) and then PCR amplified using a set of
external [envB (14)-ED14 (12) (the gp120-coding region of
env,

1.7 kb)] and nested [E80-E105 (35) (C2-C4
env region, 0.66 kb)]
primers. Both external and nested PCRs were carried out in a
100-µl reaction mixture as previously described (
30).
Nested PCR products were isolated in agarose gels, purified
using the QIAquick PCR purification kit (Qiagen), and then analyzed
using heteroduplex tracking analysis (HTA) (
30) (Fig.
2B). Briefly,
the same genomic region (
env C2-C4) was PCR amplified from the
HIV-1
B-SF162 strain for use as a DNA probe. For this amplification,
the E80 primer was radiolabeled using T4 polynucleotide kinase
and 2 µCi of [

-
32P]ATP. Reaction mixtures containing DNA
annealing buffer (100 mM NaCl, 10 mM Tris-HCl [pH 7.8], 2 mM
EDTA), 10 µl of unlabeled PCR-amplified DNA from the competition
culture, and approximately 0.1 pmol of radioactive probe DNA
were denatured at 95°C for 3 min and then rapidly annealed
on wet ice. After 30 min on ice, the DNA heteroduplexes were
resolved on Tris-borate-EDTA buffer 5% nondenaturing polyacrylamide
gels (30:0.8 acrylamide:bisacrylamide) for 2.5 h at 200 V. Gels
were dried, exposed to X-ray film (Eastman Kodak Co., Rochester,
N.Y.), and scanned for analysis using 1D Image Analysis software
(Kodak). To estimate the viral fitness of the recombinant viruses,
the final ratio of the two viruses produced from each of the
three dual infections (MOI ratios of 10:1, 1:1, and 1:10) were
determined by HTA and compared to production in the monoinfections
as previously described (
30). Briefly, a relative fitness value
for each virus was obtained from the average of the three independent
dual infections (i.e., production of individual HIV-1 strain
in a dual infection, divided by its initial proportion in the
inoculum). The ratio of relative fitness values of each HIV-1
variant in the competition is a measure of the fitness difference
between both HIV-1 strains (i.e., recombinant and control viruses)
(
30). Finally, total relative fitness was calculated as the
average of four relative fitness values, corresponding to competitions
between each recombinant HIV-1 variant and each one of the four
HIV-1 control strains (
30). Examples of two HIV-1 dual infections
and detection of HIV-1
env fragments by HTA are shown in Fig.
2.
Growth kinetics curves in the absence of AZT (based on HIV-1 p24 antigen and RT activity determinations in MT-4 cells and PBMC, respectively) were similar for all recombinant viruses (data not shown). However, some differences were observed when dual infection experiments were carried out in the absence or in the presence of 6 nM AZT. Figure 3A shows the fitness difference of recombinant viruses relative to the four HIV-1 control strains used. Recombinant viruses carrying a wild-type BH10 RT outcompeted the control strains in growth competition experiments in the absence of drug, while viruses with an MNR RT derived from the clinical isolate totally outcompeted the control strains in the presence of 6 nM AZT (Fig. 3A). Based on these growth competition experiments and fitness difference values, we were able to calculate the total relative fitness of each recombinant virus in these two different environments (i.e., no drug and 6 nM AZT) (Table 1). Although not statistically significant, the total relative fitness of all recombinant viruses carrying wild-type BH10 RT was higher in the absence of drug than when AZT was present in the cell culture (relative fitness ranges of 1.56 to 2.83 and 1.19 to 1.71, respectively) (Table 1). Conversely, relative fitness values were significantly lower for all three recombinant viruses carrying an MNR SS RT in the absence of drug than with those obtained in the presence of AZT (relative fitness ranges of 0.82 to 1.86 and 4.13 to 4.37, respectively; P < 0.001, Mann-Whitney test) (Table 1). These results are in agreement with previous studies revealing that an accumulation of drug resistance mutations has a debilitating effect on HIV-1 replication (and, consequently, viral fitness) while conferring a selective advantage over the wild-type virus in the presence of antiretroviral drugs (reviewed in references 26 and 29).
Total relative fitness values for each recombinant HIV-1 variant
were compared with the viral fitness of recombinant virus having
the RT of the wild-type HIV-1
BH10 strain (BH10). The fitness
of each recombinant virus was then expressed as a percentage
of the wild-type virus fitness (taken as 100%) (Fig.
3B). A
rank order of viral fitness among the recombinant viruses in
the absence or presence of drug was determined. As expected,
in the presence of AZT, recombinant viruses bearing the MNR
SS RT showed higher fitness than viruses carrying a wild-type
BH10 RT (i.e., SS = 2S0S > 2S4S >> WT > T69S > T69SSS)
(Table
1; Fig.
3B). In addition, there was a correlation between
the corresponding AZT IC
50 values and the relative fitness of
recombinant viruses determined in the presence of AZT (
r = 0.98,
P = 0.003; Pearson product moment). However, in the absence
of drug, the order for viral fitness was wild type > T69S
> SS

T69SSS > 2S0S > 2S4S (Table
1; Fig.
3B). Interestingly,
the virus with the RT from the original clinical HIV-1 isolate
(SS) was slightly more fit than the wild-type virus with the
engineered serine insertion (T69SSS) (65.7 and 55.1% of the
wild-type BH10 control, respectively) (Table
1; Fig.
2 and
3B).
Moreover, the introduction of a dipeptide insertion in a wild-type
RT background (T69SSS) was not sufficient to confer AZT resistance
(Table
1), although viral fitness was significantly reduced
in this mutant (Table
1; Fig.
3B). On the other hand, deleting
the two serine insertions from the MNR background (2S0S virus)
did not have a large impact on AZT resistance, but viral fitness
in the absence of drug was considerably reduced (36.7%; Table
1 and Fig.
3B). From these results, it is clear that development
of high-level resistance to AZT and optimal viral fitness requires
both the insertion at codons 69 and 70 and additional mutations
found in the SS RT sequence (i.e., MNR 69 insertion complex)
whose identification remains to be investigated.
Our results indicate that the insertion between codons 69 and 70 of the viral RT does not confer a selective advantage in the absence of drug. This observation is consistent with its low prevalence in HIV-infected individuals (approximately 1 to 3%) (1, 2, 6, 24, 39, 40, 41) and with the fluctuating nature of the genomes harboring the insertion, which disappears quickly after AZT treatment is interrupted (6, 21). Estimates obtained from a theoretical model considering viral dynamics in vivo showed that the relative fitness of the insertion mutant in the absence of therapy was less than 84%, compared to wild-type virus (21). Interestingly, insertions at codons 69 and 70 have not been detected in antiretroviral therapy-naïve patients, suggesting that they could bear a selective disadvantage in the absence of compensatory mutations. On the other hand, in extensively treated HIV-infected individuals, insertion-containing multi-NRTI mutants were able to maintain high viral loads in the presence of antiretroviral therapy (21). A recent study has identified three patients infected with viruses harboring the MNR 69 insertion complex mutation (1). In these case, the insertion persisted in both plasma HIV-1 RNA and proviral DNA in all patients after a 1-year follow-up, despite several changes in antiretroviral regimens, while exhibiting sustained virologic failure (1). These results, as well as several studies indicating the presence of these mutants in heavily treated individuals (1, 2, 6, 7, 10, 11, 24, 34, 37-39, 41), indicate that these viruses are selected and replicate efficiently despite the fitness loss expected from drug resistance mutations.
Altogether, our results suggest that RT insertions may improve the fitness of viruses harboring the Ser-Ser insertion at codons 69 and 70 of the RT-coding region within the MNR 69 insertion complex (i.e., 69SSS in a background of NRTI resistance mutations). This would help explain why insertion mutations have only been found in this particular RT sequence context. Hence, both drug resistance and viral fitness play a role in selection of HIV-1 RT mutations. The emergence of specific mutations is often highly dependent on the baseline sequence as well as on the sequential selection of compensatory mutations that contribute to viral fitness (28, 33; J. Weber, H. Valdez, H. R. Rangel, B. Chakraborty, E. Connick, K. Smith, A. Landay, D. R. Kuritzkes, M. M. Lederman, and M. E. Quiñones-Mateu, 9th Conf. Retrovir. Opportunistic Infect., p. 266, 2002). Additional studies will be necessary to evaluate the role of drug resistance mutations on viral fitness and the clinical significance of this relationship on HIV-1 pathogenesis and drug failure.

ACKNOWLEDGMENTS
Research performed at the Cleveland Clinic Foundation (M.E.Q.-M.)
was supported by research grants from the National Heart, Lung,
and Blood Institute, National Institutes of Health (NIH) (5-KO1-HL67610-02),
and the NIH Center for AIDS Research (AI36219) at Case Western
Reserve University. Grants 01/0067-01 (to L.M.-A.) and 01/0067-02
(to M.A.M.) from the Spanish Fondo de Investigación Sanitaria
and grant 36207/01 (to L.M.-A. and M.A.M.) from the Fundación
para la Investigación y Prevención del SIDA en
España are acknowledged. Research at Badalona (M.A.M.)
was also supported by funds of Fundació irsiCaixa. The
Centro de Biología Molecular "Severo Ochoa" is a recipient
of an institutional grant from Fundación Ramón
Areces.

FOOTNOTES
* Corresponding author. Mailing address: Cleveland Clinic Foundation, Lerner Research Institute, Department of Virology/NN10, 9500 Euclid Ave., Cleveland, OH 44195. Phone: (216) 444-2515. Fax: (216) 444-2998. E-mail:
quinonm{at}ccf.org.


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Journal of Virology, October 2002, p. 10546-10552, Vol. 76, No. 20
0022-538X/02/$04.00+0 DOI: 10.1128/JVI.76.20.10546-10552.2002
Copyright © 2002, American Society for Microbiology. All Rights Reserved.
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