The neutralization resistance of primary HIV-1 variants is
considered instrumental for HIV-1 persistence in the presence of neutralizing antibodies and HIV-1 pathogenicity in vivo (7, 13,
18, 24, 35, 60). Since all infections are established by primary
neutralization-resistant HIV-1, it has been impossible to conclude
whether neutralization resistance should indeed be considered an escape
mechanism. The unfortunate accidental infection of a laboratory worker
(LW-F) with the TCLA neutralization-sensitive IIIB variant provided the
opportunity to study directly the relevance of HIV-1 neutralization
resistance in vivo. LW-F had a typical clinical course, developing AIDS
within 8 years after infection (62). Comparison of viruses
that were isolated from the laboratory worker 4 and 7 years after
infection showed a gradual loss of HIV neutralization sensitivity,
preceding clinical progression to AIDS. Based on this observation, we
conclude that the neutralization resistance of HIV may be considered an
escape mechanism from humoral immunity. The clinical relevance of HIV-1
neutralization resistance is in line with our finding that a IIIB
variant reisolated from an experimentally infected chimpanzee after 10 years of asymptomatic HIV infection was still sensitive to
neutralization by CD4-binding-site-directed antibodies and sCD4
(5). Symptom-free follow-up of this animal has now
extended to more than 18 years. It is remarkable that the
neutralization-sensitive IIIB virus could persist in LW-F, since
steadily increasing and broadening antibody responses against the gp160
protein and IIIB-derived V3 peptides were demonstrated even 5 years
after infection (45). Moreover, a strong antibody response
was already measured in serum 1 year after infection (37,
42), and neutralizing activity in serum against TCLA viruses was
demonstrated between 3 and 5 years after infection (45, 46,
50). However, since binding to monomeric gp120 in a CD4 binding
inhibition assay or neutralization against TCLA isolates is not a
relevant quantification for neutralizing activity (37, 38,
42), it may be possible that titers of neutralizing antibody
were absent or at least too low to fully suppress viral replication.
Other mechanisms to escape humoral immunity have been hypothesized.
HIV-1 macrophage tropism may be critical for viral replication in the
presence of neutralizing antibodies in vivo (52).
Spreading of virus during close cell-cell contact, which frequently
occurs between macrophages and T cells, would prevent a cell-free state during which HIV-1 otherwise would be vulnerable to neutralizing antibodies and would select for macrophage-tropic HIV-1. In support of
this is the macrophage tropism of the LW-F isolates which, however, did
not coincide with the capacity to use coreceptor CCR5.
Although not sufficient to suppress virus replication, even a modest
autologous neutralizing antibody response may have been sufficient to
drive evolution of the IIIB variants in LW-F towards neutralization
resistance. Comparison of the synonymous versus nonsynonymous mutations
between HXB2D and fe0233 and between fe0233 and FF3346 indeed pointed
to an increasing selection pressure on the virus, which may be humoral
immunity (45). The impact of the increasing selection
pressure was most pronounced in gp41, as can be concluded from the low
Ds/Dn ratio of 0.33 for
this region (29, 30). We did not observe a change in
neutralization sensitivity for two gp41-directed antibodies, and in
agreement there were no mutations in their respective epitopes. We
cannot exclude the possibility that antibodies directed against the
region in gp41 that shows nonsilent mutations may have been present in vivo, although the level of gp41 antibodies is generally considered to
be very low. In addition, only part of the region in gp41 with the high
number of positively selected mutations may be accessible to
antibodies, which makes antibody-mediated selection unlikely. Therefore, an alternative explanation for the positive selection of the
gp41 mutations could be that the positively selected gp41 mutations
contribute to a favorable configuration of the gp41-gp120 complex
(3, 16, 43, 63).
A relationship between the presence of HIV-specific humoral immunity
and delayed or even absent disease progression has been suggested by
several studies (10-12, 41, 44). A progressive disease
course in the presence of neutralizing antibodies was in most studies
attributed to the emergence of viral escape mutants (1, 7, 18,
24, 28, 36, 37, 60). The LW-F viruses had gained a broad
neutralization resistance against immune sera from HIV-infected
patients, sCD4, and different antibodies. The molecular basis for
neutralization resistance of primary HIV-1 is still unknown. With
knowledge of the mechanism of neutralization resistance, we may be able
to circumvent it, opening up new therapeutic strategies.
We thank Ray Sweet (Smithkline Beecham) for kindly providing
recombinant soluble CD4 and Alfred Prince for HIVIg. Amshps
was obtained from Jaap Goudsmit. The human monoclonal antibodies gp13
and gp68 were a kind gift of Martin Schutten. IgG1b12 was kindly
provided by Paul Parren and Dennis Burton. The 1577 gp41 MAb and 2F5
were obtained through the AIDS Research and Reference Reagent Program,
NIH, contributed by M. Ferguson and H. Katinger, respectively. For
critically reading the manuscript and helpful discussion, we thank
Frank Miedema and Rene van Lier.
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