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Journal of Virology, March 2001, p. 2235-2245, Vol. 75, No. 5
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.5.2235-2245.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Antibody-Mediated Neutralization of Primary Human
Immunodeficiency Virus Type 1 Isolates: Investigation of the Mechanism
of Inhibition
Catherine
Spenlehauer,
André
Kirn,
Anne-Marie
Aubertin, and
Christiane
Moog*
INSERM U74, Institut de Virologie, 67000 Strasbourg, France
Received 8 May 2000/Accepted 22 November 2000
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ABSTRACT |
Human immunodeficiency virus type 1 (HIV-1) neutralization occurs
when specific antibodies, mainly those directed against the envelope
glycoproteins, inhibit infection, most frequently by preventing the
entry of the virus into target cells. However, the precise mechanisms
of neutralization remain unclear. Previous studies, mostly with cell
lines, have produced conflicting results involving either the
inhibition of virus attachment or interference with postbinding events.
In this study, we investigated the mechanisms of neutralization by
immune sera and compared the inhibition of peripheral blood mononuclear
cells (PBMC) infection by HIV-1 primary isolates (PI) with the
inhibition of T-cell line infection by T-cell line-adapted (TCLA)
strains. We followed the kinetics of neutralization to determine at
which step of the viral cycle the antibodies act. We found that
neutralization of the TCLA strain HIV-1MN/MT-4 required an
interaction between antibodies and cell-free virions before the
addition of MT-4 cells, whereas PI were neutralized even after
adsorption onto PBMC. In addition, the dose-dependent inhibition of
HIV-1MN binding to MT-4 cells was strongly correlated with
serum-induced neutralization. In contrast, neutralizing sera did not
reduce the adhesion of PI to PBMC. Postbinding inhibition was also
detected for HIV-1MN produced by and infecting PBMC, demonstrating that the mechanism of neutralization depends on the
target cell used in the assay. Finally, we considered whether the
different mechanisms of neutralization may reflect the recognition of
qualitatively different epitopes on the surface of PI and
HIV-1MN or whether they reflect differences in virus
attachment to PBMC and MT-4 cells.
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INTRODUCTION |
Humoral immunity is efficient
against many infectious pathogens, including viruses, and contributes
to successful vaccination. Protection can be obtained through
neutralization, defined as a loss of infectivity after the binding of
antibodies to specific epitopes on the surface of the virus particle.
This interaction may impair specific steps of the viral cycle, such as
attachment of the virus to target cells, entry, or even later stages.
It results in the inhibition of infection.
Human immunodeficiency virus type 1 (HIV-1) is taken up into cells via
a complex process including specific protein-protein interactions and
conformational changes (8). The env-encoded proteins, gp120 and gp41, are key determinants in this process. The
surface glycoprotein, gp120, initiates the viral cycle by binding
specifically to the high-affinity cellular receptor CD4. Following this
initial contact, gp120 undergoes conformational changes (44,
45) that create the high-affinity configuration of a conserved
binding site for a coreceptor (50, 56), most commonly CCR5
for macrophagetropic isolates or CXCR4 for T-cell line-adapted (TCLA)
strains (14). Interaction with both receptor and
coreceptor leads to the adsorption of viral particles onto cells,
probably assisted by cell adhesion molecules incorporated into virions
during budding (48). Upon adsorption, additional conformational changes expose the amino-terminal peptide of gp41, resulting in fusion of the viral membrane with the target cell membrane. Most neutralizing antibodies are directed against gp120 or
gp41 and may therefore interfere with one of these steps, thereby inhibiting target cell infection.
The general characteristics of antibody-mediated HIV-1 neutralization
have been determined from studies of immune sera obtained from
naturally infected people or after the specific immunization of humans
and animals (7, 32). One of the most important findings of
these studies was that clinically relevant primary isolates (PI) from
infected patients are much more refractory to neutralization than TCLA
strains (9, 25, 32). Indeed, although infected individuals
often display a strong and sustained antibody response, they rarely
generate antibodies able to neutralize PI. Neutralizing activity
against autologous or heterologous PI is usually weak and detectable
only late after seroconversion (29, 42). Moreover, PI are
poorly, if at all, neutralized by immune sera obtained in response to
recombinant envelope glycoprotein subunit-based vaccines (3, 11,
24). It has been suggested that this difference in sensitivity
to neutralization is due to qualitative differences in the epitopes
involved in the neutralization of PI from those involved in the
neutralization of TCLA strains. In particular, as in other studies
(4, 54), we have demonstrated that, in contrast to what is
observed for TCLA strains, sequential epitopes of the V3 loop are not
critical neutralizing targets for PI (46). There is some
evidence that binding of antibodies to oligomeric forms, but not to the
soluble monomeric form, of gp 120 is the factor most strongly
correlated with PI neutralization (17, 33). Thus,
discontinuous epitopes present on the correctly folded proteins, rather
than linear epitopes, may be the relevant targets for efficient
neutralizing antibodies. Antibodies to such conformational epitopes
have been detected in HIV-positive sera (31) but not in
vaccinated volunteers (53) in whom immunogens elicit
antibodies that recognize linear epitopes, even with diverse specificities, and neutralize TCLA viruses but not PI (3,
21).
In addition, the epitopes involved in the neutralization of PI may be
largely inaccessible. Indeed, several clusters of epitopes defined by
antibody mapping (7, 32, 34) have been found to be exposed
on several TCLA strains but occluded or masked on PI (5,
47). Epitopes on PI are nevertheless recognized by potent
neutralizing monoclonal antibodies (MAbs) such as IgG1b12, 2G12, and
2F5, which are capable of cross-clade neutralization (6, 10, 36,
49), but antibodies with these specificities are rarely induced.
Structural data have recently provided new insight into the sites on
the whole native protein that are accessible (57),
demonstrating that the target epitopes for neutralizing antibodies
occupy a limited space forming a neutralizing face on gp 120. A
conserved bridging sheet involved in coreceptor binding is exposed once
CD4 is bound. This site comprises the CD4-induced epitopes, poorly
recognized on cell-free viruses but exposed upon binding to receptors
and subsequent conformational changes. These epitopes include that
recognized by the MAb 17b (19). Additional evidence for a
role of such induced epitopes are provided by induction by
fusion-competent complexes of antibodies neutralizing a broad spectrum
of PI (20). This opens up new possibilities for the identification of crucial neutralization epitopes and characterization of their exposure during the infection process. The accessibility of
such epitopes is likely to affect the mechanism of antibody-mediated neutralization.
In contrast to what was initially thought, steric inhibition of contact
with target cells occurs only rarely and may not be a common mechanism
of neutralization for enveloped viruses (12). For HIV,
contradictory results have been obtained concerning the way in which
antibodies inhibit infection. Postattachment neutralization phenomena,
such as the inhibition of fusion, have been described (1, 2,
26). In such cases, the neutralizing antibodies react with the
virus after it has become attached to the cell but before it is
internalized. In contrast, other studies have suggested that inhibition
of attachment is the principal mechanism of neutralization
(51). These differences in results cannot be attributed to
the antibodies used, as the MAbs used were identical in some of these
studies. Moreover, the viruses analyzed in these studies were TCLA
strains and not PI. However, there were differences in the experimental
conditions and methods used to detect the binding of the virus.
As PI are probably more clinically relevant, we investigated the
mechanism of PI neutralization. We carried out kinetics experiments that enabled us to discriminate preattachment from postbinding mechanisms of inhibition to determine which steps of the viral cycle,
including attachment and entry, were impaired. Further binding assays
were then done to analyze early entry events. We also carried out a
parallel analysis in which PI were used to infect peripheral blood
mononuclear cells (PBMC) or the TCLA virus HIV-1MN to
infect MT-4 cells, to facilitate the comparison of our results with
published data. We found that the mechanism of neutralization differed
according to the virus and the cells considered.
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MATERIALS AND METHODS |
Cells, viruses, sera, and antibodies.
The human T4
lymphoblastoid cell line MT-4, the CD4+ T-cell clone PM1
(22), an HLA-DR-/CD4+ line A3.01 stably
expressing CCR5 coreceptor (kind gift from Q. Sattentau), and primary
PBMC, isolated by Ficoll gradient purification and stimulated for 3 days with 2 µg of phytohemagglutinin A (PHA; Sigma) per ml, were used
as target cells for the replication and the neutralization of different
HIV-1 strains. All cell types were cultured in RPMI 1640 supplemented
with 10% heat-inactivated fetal calf serum and, for PBMC, with 20 IU
of interleukin-2 (Roche) per ml.
Strain HIV-1MN was used as a prototype of TCLA viruses.
This strain was obtained through the AIDS Research and Reference
Program, Division of AIDS, National Institute of Allergy and Infectious Diseases, National Institutes of Health, and amplified both on the MT-4
cell line and on PBMC to constitute the viral stocks HIV-1MN/MT-4 and HIV-1MN/PBMC as previously
described (46).
Sera and PI were collected from the same patients. PI Bx26 and Bx17
were kindly provided by the laboratory of virology of H. Fleury,
Bordeaux, France. They were isolated, early after seroconversion, by
coculture of the patient's PBMC with PHA-stimulated PBMC from healthy
seronegative donors as described elsewhere (42). They were
propagated once or twice exclusively on PHA-stimulated PBMC to obtain
viral stocks. Bx26, a subtype B virus, and Bx17, subtype A, both
replicate in GHOST cells expressing CCR5 but not in GHOST cells
expressing CXCR4 and therefore have an R5 phenotype.
Sera were collected at various times after infection. In a previous
study, the autologous and heterologous neutralizing activities were
determined in sequential serum samples, and those demonstrating the
highest neutralizing titers were selected for this study. Serum 2, available through the National Institutes of Health AIDS Research and
Reference Reagent Program and provided by the Agence Nationale de
Recherches sur le SIDA, was collected from an asymptomatic subject by
repeated bleeding over a 10-month course (55). This serum
is commonly used as reference serum because of its broad neutralizing
activity. The well-known MAb IgG1b12, which recognizes a conformational
CD4 binding site (CD4bs) epitope (6), was kindly provided
by Paul W. H. I. Parren (The Scripps Research Institute, La
Jolla, Calif.).
Purification of IgG on protein A columns.
Sera were
fractionated by chromatography on protein A-Sepharose columns
(Pharmacia). The flowthrough fraction containing soluble seric factors
that could influence the outcome of the neutralization was removed,
whereas purified immunoglobulins (Ig) retained on the columns were
collected after elution with a low-pH buffer (0.1 M glycine [pH 3]).
To assess the efficacy of Ig separation, the presence of Ig from
different classes was assessed in all the fractions collected during
the purification procedure using an in-house specific enzyme-linked
immunosorbent assay (ELISA). Briefly, microtitration plates were coated
with anti-human IgA, IgG, and IgM at 1/1,000 (The Binding Site,
Birmingham, United Kingdom) in 50 mM bicarbonate buffer (pH 9.6)
overnight at 4°C. After a 2-h blocking step with phosphate-buffered
saline containing 2% nonfat milk, successive dilutions of fractions
were incubated for 2 h, and retained Ig were subsequently revealed
using an anti-human Ig-horseradish peroxidase conjugate at 1/10,000
(Southern Biotechnology Associates, Birmingham, Ala.). A
standardization of the purification protocol allowed us to elute and
collect a single fraction containing IgG, fivefold diluted with respect
to the serum. This fraction was filtered through a
45-µm-pore-size Costar filter and used in the neutralization
assay at IgG concentrations corresponding to that present in the serum.
Neutralization assays and kinetics of neutralization.
In
vitro assays allowing detection of a neutralizing activity in sera are
described elsewhere (28, 46). Two neutralization protocols
were used to study either TCLA viruses replicating in transformed
T-cell lines or PI multiplying in PBMC. For both assays, extensive
washings were performed to eliminate unbound viruses and excess antibodies.
The neutralization test performed on PBMC (pool of five donors) was
described in detail elsewhere (29). The characteristics of
this assay are that it combines serial dilutions of virus with serial
dilutions of sera, instead of using a single defined viral input, and
is based on detecting a 10-fold virus titer reduction in the presence
of immune sera or IgG. The main advantages are that the influence of
the amount of virus used in the assay on the antibody titer, as well as
the effect of differences in the efficacy of virus replication in PBMC
from different donors, is minimized.
Briefly, 50-µl aliquots of four fourfold dilutions of virus,
beginning with about 800 50% tissue culture infectious doses (TCID50)/ml, were incubated for 1 h at 37°C with 50 µl
of serial serum or IgG dilutions in a 96-well filtration plate
(Durapor-Dv, 1.25-µm pore size; Millipore, Molsheim, France), before
addition of 105 PHA-stimulated PBMC (pool of five
seronegative donors). After 2 h at 37°C, extensive washings
(thrice with 200 µl of RPMI 1640) were done to remove unbound virus
and antibodies. Cells were then cultured in 200 µl of RPMI 1640 containing 10% fetal calf serum and 20 IU of interleukin-2 per ml.
Half of the medium was changed at 4 days postinfection, and viral
production was measured at 7 days postinfection or sometimes later if
the viral replication was weak. For each serum dilution, the assay was
performed in quadruplicate and HIV-positive wells were identified by
the level of p24 antigens (ELISA kit; Du-Pont or Innogenetics,
Zwijndrecht, Belgium) in the culture supernatants. This allowed the
viral titer (TCID50) to be calculated, in the presence
(Vn) and in the absence (Vo), of the serum, by the Reed and Muench
method. Fifty percent neutralization corresponds to inhibition of virus
replication in two wells which is insufficient to obtain a reproducible
determination of the titer (29). Thus, the neutralization
titer of the serum was defined as the reciprocal of the serum dilution
that resulted in a 10-fold decrease in the viral titer
(Vn/Vo = 0.1). For a given
dilution of serum, a neutralization percentage was also defined as
100
(Vn/Vo × 100).
For HIV-1MN/MT-4, the neutralizing activity of the serum
was detected by its ability to inhibit the cytopathic effect (CPE) induced by virus replication in MT-4 cells and/or by the inhibition of
reverse transcriptase (RT) activity detected in the culture supernatants. According to the protocol, 50 µl of HIV-1MN
virus stock containing 4 TCID50 was preincubated for 1 h at 37°C with 50 µl of serial serum dilutions. Subsequently,
105 MT-4 cells were added for an additional hour at 37°C.
As for the assay with PBMC, the use of 96-well filtration plates
allowed extensive washings to be done. After 5 days of culture, cell
viability was measured by a colorimetric assay described before
(41). The absorbance measured at a wavelength of 540 nm
was correlated with the number of living cells, and percentage of
protection in the presence of the sera was calculated according to the
Pauwels formula (41). The neutralization titer of the
serum was defined as the reciprocal of the serum dilution that allows
50% protection against the virus-induced CPE.
Viral production could also be assessed by measurement of the RT
activity associated with virions released in culture supernatants (30) taken at various times postinfection. A 50%
inhibition of RT activity, chosen as the criterion to define the serum
neutralization titer, gave similar results.
Kinetics of infection.
Kinetics of infection were tested to
ascertain the time needed by the virus to bind to and undergo
irreversible fusion and entry into target cells. Assays of infection
were carried out as for neutralization assays in 96-well filtration
plates except that no immune serum was added. For various periods of
time (up to 4 h), TCLA HIV-1MN/MT-4 or PI were put in
contact with target cells, MT-4 or PBMC, respectively. Washings were
then performed, either three times with 200 µl of RPMI 1640 to remove
nonattached virus or with 200 µl of RPMI 1640 followed by 200 µl of
trypsin (1:250; Gibco BRL) for 5 min at room temperature and additional 200 µl of RPMI 1640, which eliminated the majority of adsorbed but
noninternalized virus.
Assays were performed at two temperatures (37 and 4°C) to distinguish
viruses just adsorbed onto cells (at 4°C) from viruses that had
undergone fusion and penetrated into cells (at 37°C). Viral
production was assessed at 5 or 6 days postinfection by RT activity in
the culture supernatants. Assays were performed in quadruplicate.
Assays for attachment of free HIV-1 virions or neutralized HIV-1
particles onto target cells.
Aliquots of 500 µl containing 100 TCID50 of HIV-1MN/MT-4 or 150 TCID50 of PI were added to target cells (5 × 106 cells in 500 µl of medium) and incubated for 1 h
with MT-4 cells or 2 h with PBMC at 4°C. At this temperature, virus
attaches to the target cells with minimal entry. Unbound virus was
removed by extensive washings (three cycles of 10 min of centrifugation at 1,200 rpm and at 4°C) with cold RPMI 1640. The amount of HIV attached to cells was determined, after lysis of virus-cell complexes with 10% NP-40 lysis buffer, by quantitation of p24 antigens by ELISA.
The binding of neutralized HIV-1 was determined in the same way except
that dilutions of serum or purified Ig fractions were preincubated with
the virus before addition to the cells. Percentage of association was
defined as the ratio of p24 associated with cells in the presence of
neutralizing sera to the p24 detected in the absence of neutralizing
sera. Trypsin treatment of cells was included during washings to remove
the absorbed virus. For this purpose, the cells were treated with 5 ml
of trypsin (1:250; Gibco BRL) for 5 min at room temperature before the
first and second washes.
Neutralization in each sample was determined by removing one-fifth of
the infected cells after the washing step and culturing them in 200 µl for measuring single-round production of virus. For this purpose,
virus multiplication was determined as the amount of p24 antigens
released in culture supernatants 32 h after infection. A control,
done by culturing an aliquot of infected cells in the presence of
10
6 M Zidovudine (AZT), was included to measure the
amount of residual input p24 in the culture supernatants. We measured
p24 antigens produced in cells infected in the presence (p24 with
serum) or absence (p24 control) of neutralizing serum and deducted the
residual p24 detected in wells containing AZT. Percentage of
neutralization was determined as (p24 with serum
p24 with serum
(AZT)/p24 control
p24 control (AZT)) × 100.
Detection of virus entry.
The assay was carried out in the
same way as for analysis of virus attachment except that incubations
were done at 37°C for 2.5 h to allow the occurrence of fusion
and entry. Levels of p24 obtained without trypsin treatment represent
the total amount of cell-associated HIV, including fixed and
internalized virus, whereas the virus that has penetrated into the
cells is given by the amount of p24 measured after incubation with trypsin.
Entry into cells was assessed by PCR detection of proviral DNA.
Infection of cells was performed at 4 and 37°C in the presence and in
the absence of immune serum or in the presence of 10
6 M
AZT. After 20 h of culture, DNA was extracted from 106
cells using a commercial kit (QIAamp tissue kit; Qiagen). The gag gene fragment, delineated by PCR primers SK38
(5'-ATAATCCACCTATCCACGTAGGAGAAAT-3') and SK39
(5'-TTTGGTCCTTGTCTTATGTCCAGAATGC-3'), was amplified by 35 cycles consisted of 92°C for 30 s, 55°C for 30 s, and 72°C for 60 s. PCR products were analyzed by electrophoresis in a 1.5% agarose gel containing ethidium bromide and were revealed under UV as
products of 112 bp.
U1 cells are HIV-1 chronically infected cells derived from the
promonocyte U937 cells. They contain two copies of the HIV-1 genome and
were used as a positive control for DNA amplification.
 |
RESULTS |
Kinetics of neutralization.
The aim of these experiments was
to determine whether antibodies neutralized the virus before or after
the viral particle becomes associated with the cell. We added sera to
viruses at various times before and after adsorption onto target cells.
We assessed neutralization of the TCLA virus HIV-1MN
amplified in MT-4 cells and of PI replicating in PBMC (Fig.
1). For the TCLA strain, prior incubation
of the immune serum with the virus before its addition to target cells
gave the highest level of neutralization. Indeed, if virus and serum
were incubated together for 1 h before being added to MT-4 cells,
high titers of neutralizing antibodies were obtained. Neutralization
was defined as 50% inhibition of the virus-induced CPE, and the titers
of neutralizing antibodies obtained were 50, 250, and 250, respectively, for sera Bx17, Bx26, and 2. Incubation of the three
components (cells, virus, and sera) together gave markedly lower titers
of neutralizing antibodies: <20, 60, and 50, respectively, for sera
Bx17, Bx26, and 2. Adding sera after the cells and viruses had been
mixed together resulted in even lower levels of neutralizing activity.
Therefore, for this TCLA strain, neutralization appears to require the
interaction of neutralizing antibodies with the cell-free virions
before binding of the virus to MT-4 cells, suggesting inhibition of
very early steps of infection. In contrast, different neutralization
kinetics were observed for PI, whether autologous or heterologous. The superimposed curves indicate that neutralization was similar whether the Bx17 serum was incubated for 1 h with the autologous PI Bx17 before being added to cells, added at the time of adsorption, or added
10 min after initial contact of the virus with PBMC. Furthermore,
although weak, neutralizing activity against the corresponding
autologous virus was nonetheless detected if Bx26 or Bx17 serum was
added up to 1 h after virus and cells were mixed. The lower level
of neutralization if sera were added 1 h after the initial
virus-cell interaction, rather than 1 h before, may indicate the
escape from neutralization of viruses that had already penetrated into
the cells. It may also indicate the presence of various antibodies
mediating neutralization by different mechanisms.

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FIG. 1.
Neutralization of the TCLA strain
HIV-1MN/MT-4 (a, c, and e) and primary isolates (b, e, and
f) by whole sera Bx26 (a and b), Bx17 (c and d), and 2 (e and f). Sera
were incubated with virus for 60, 30, 20, or 10 min before addition to
cells (closed symbols), incubated simultaneously with virus and cells
(dotted line), or added 5, 10, 30, or 60 min after cells and viruses
were mixed (open symbols). Experiments with HIV-1 MN/MT-4
used the MT-4 cell line, and inhibition of virus-induced cytotoxicity
was assessed. Neutralization of primary isolates was assessed using
PBMC and reduction in infectivity.
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We assessed the neutralization of a heterologous virus, Bx26, by serum
2 and of the autologous virus by serum Bx26 or Bx17. The level of
neutralization was slightly lower if the serum was added 10 min after
the initial virus-cell contact. However, serum added 1 h after the
initial contact was unable to neutralize virus Bx26 completely (at
least 90% inhibition), although 60% neutralization was repeatedly
achieved. The incomplete inhibition observed with serum 2 may therefore
be attributed to less specific antibodies and/or antibodies
neutralizing by different mechanisms. The neutralization kinetics of PI
Bx26 by serum 2 differed from those for the neutralization of TCLA
HIV-1MN on MT-4 cells.
Other evidence consistent with the inhibition of different steps of the
viral cycle was provided by further kinetics assays. Sera were added to
the neutralization assay after viruses and cells had been incubated
together for 1 h at either 4 or 37°C (Table
1). We aimed in these experiments to
dissociate adsorption, which occurs at both temperatures, from the
penetration process mediated by fusion of the virus with cell
membranes, which occurs at 37°C only. Neutralization was compared to
that obtained in the standard test if serum and virus were incubated
together for 1 h before addition to cells (protocol 1). For the
TCLA strain HIV-1MN, the addition of sera after virus-cell
adsorption (1 h at 4°C; protocol 2) or after adsorption and
penetration (1 h at 37°C; protocol 3) gave similar results, i.e., a
more than 10-fold decrease in neutralizing titer if virus and serum
were incubated together before addition to cells, demonstrating that
antibodies neutralize before attachment (Table 1). Conversely, the
primary autologous isolate adsorbed at 4°C onto PBMC (protocol 2) was highly susceptible to neutralization, as indicated by a neutralization titer similar to that measured if virus and serum were incubated together before addition to cells (protocol 1). If cells and viruses were incubated together at 37°C 1 h before the addition of serum (protocol 3), the neutralization titer was six times lower than that
measured with protocol 1. These data confirm previous observations and
suggest that PI are neutralized after virus adsorption but before entry
into the cell.
Kinetics of infection.
As a lower rate of infection of PBMC
could contribute to the observed difference in neutralization kinetics,
we compared the infection rates of transformed MT-4 cells and PBMC.
Target cells were incubated in the presence of virus preparations for
various periods of time. Experiments were performed at either 4 or
37°C, and the cells were treated with trypsin after incubation to
remove attached virions that had not penetrated the cell. Virus
production was assessed in cultures of untreated cells and cells
treated with trypsin.
We found that adsorption onto cells was rapid and efficient for both
cell types and at both temperatures. Indeed, as indicated by the steep
slope of the curves, maximal infection was achieved within the first 15 to 20 min (Fig. 2). To assess virus entry into the cells, we treated cells incubated at 4 or 37°C with trypsin. This treatment did not remove all adsorbed virus that did not penetrate
into cells, as indicated by the low level of virus replication in cells
treated with trypsin after adsorption at 4°C (Fig. 2). Following
incubation at 37°C, viruses remained sensitive to trypsin treatment
for more than an hour, suggesting that the fusion process was slow for
both cell types. Differences in infection rates between MT-4 cells and
PBMC therefore cannot account for the observed differences in
neutralization kinetics in the first hour.

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FIG. 2.
Kinetics of infection of MT-4 cells by the TCLA strain
HIV-1 MN/MT-4 and of PBMC by the PI Bx17. Virus and cells
were incubated for various times at 4 or 37°C to distinguish virus
adsorption from virus internalization. After various times of
virus-cell contact, the cells were washed and not treated or treated
with trypsin to remove adsorbed virus that had not undergone fusion and
penetrated into cells. Virus production was assessed after 5 to 6 days
of culture by determining RT activity in the supernatant. Each point is
the mean ± standard error of RT activity for four independent
replicates.
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Inhibition of adsorption onto target cells: correlation with
neutralization?
We assessed the effect of the immune serum on
virus adsorption onto cells by measuring the amount of p24 antigen
associated with target cells. The percentage of virus association in
the presence of serum was calculated as described in Materials and Methods. We evaluated neutralization in parallel by determining the
amount of virus released into culture supernatants after 32 h. For
MT-4 cells infected with HIV-1MN/MT-4, dose-dependent
inhibition of cell-associated p24 and dose-dependent neutralization
were observed for all sera tested (Fig. 3a and
d and 4c).
However, if PBMC were infected with HIV-1MN produced in
MT-4 cells or PBMC, serum treatment did not inhibit the association of
virus and cell, even at the highest concentration, but nonetheless
neutralized the virus (Fig. 3b and 4b). The efficient neutralization
observed indicates that viruses attached to cells did not progress to
productive infection of PBMC (Fig. 3). If sera were sufficiently
diluted, neutralization was dose dependent (Fig. 3e and data not
shown). For PI Bx17, an increase in associated p24 antigens was
detected on addition of serum Bx17 (Fig. 4). A 1.5- to 2.7-fold
increase in associated p24 was consistently observed if this serum was incubated with Bx17 PI. This phenomenon was not observed using protein
A-purified IgG from this serum (Fig. 4d) but was due to components
present in the flowthrough fraction (data not shown). The IgG fraction,
retained and eluted from the column, gave 100% neutralization but did
not decrease the amount of virus adsorbed onto the cells (Fig. 4),
indicating that these antibodies act after virus attachment to PBMC.

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FIG. 3.
Detection of adsorption and neutralization in the
presence of immune sera Bx26 (a to c) and Bx17 (d and e). Dilutions of
sera were incubated with either HIV-1 MN/MT-4, HIV-1
MN/PBMC, or the corresponding autologous PI. Virus-serum
mixtures incubated for 1 h were added to target cells (MT-4 cells
[a and d] or PBMC [b, c, and e]) and incubated at 4°C for 2 h to allow attachment. The cells were then thoroughly washed, and
viruses attached to cells were detected by p24 ELISA. Attachment (bars)
is expressed as the percentage of virus bound in the presence of serum
versus the amount of virus bound without serum (black bar; the amount
[picograms] of p24 associated with cells is indicated at the top).
Neutralization was determined by culturing a sample of cells removed
from mixtures after the washing procedure. p24 production, determined
in the culture supernatant after 32 h of culture (open squares),
ranged from 1.5 to 10 ng/ml. Trypsin treatment, which eliminates
adsorbed viruses, was included to assess the residual p24 associated
with the cells. Curves show percentages of neutralization for the
various serum dilutions, calculated as described in Materials and
Methods. Human serum from an HIV-seronegative donor did not neutralize
the virus or affect its attachment to cells (data not shown). Results
are representative of three independent experiments.
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FIG. 4.
Detection of adsorption at 4°C and neutralization in
the presence of IgG purified from serum 2 (a and b) or Bx17 (c and d).
The viruses used were HIV-1 MN/MT-4 to infect MT-4 cells (a
and c) or HIV-1 MN/PBMC (b) and the primary isolate Bx17
(d) to infect PBMC. See the legend to Fig. 3 for details of the methods
used. Results are representative of three independent experiments.
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Thus, the interaction of virus and cell is inhibited with MT-4 cells
but not with PBMC used as target cells. We investigated further the
role of target cells by carrying out experiments with other cell lines
(CEM-SS, CEM174, or cell lines expressing the CCR5 coreceptor, such as
PM1 and A3/CCR5). Cell lines that express the CCR5 coreceptor can be
infected with PI of the R5 type, but virus adaptation to the cell line
was necessary to measure neutralization. Regardless of the cell line
used, neutralizing sera inhibited the interaction of virus and cell
(data not shown). Thus, in contrast to what was observed for PBMC,
neutralizing sera inhibit virus-cell interaction with these cell lines.
We used the CD4bs MAb IgG1b12 as a reference antibody in our study
(Fig. 5). The addition of up to 100 µg
of this antibody per ml to either HIV-1MN/MT-4 or
HIV-1MN/PBMC with MT-4 cells or PBMC, respectively, as
target cells did not affect virus-cell association. However, IgG1b12 at
a concentration of 2 µg/ml was sufficient to neutralize these
viruses. Isolates Bx26 and Bx17 were not used in these experiments as
they were not neutralized by IgG1b12. For two other PI (Bx08 and Bx19)
neutralized by IgG1b12, the level of p24 association was not found to
be lower with PBMC (data not shown). Unlike the neutralizing Ig
purified from HIV-infected individuals, MAb IgG1B12 does not inhibit
the association of HIV-1MN with MT-4 target cells.

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FIG. 5.
Detection of adsorption at 4°C and neutralization in
the presence of the anti-CD4bs MAb IgG1b12. Association (bars) and
neutralization (open squares) experiments were done with either HIV-1
MN/MT-4 or HIV-1 MN/PBMC on MT-4 cells or PBMC,
respectively, using different concentrations of antibody as indicated
(see legend to Fig. 3).
|
|
Assessment of viral entry.
We performed association
experiments with an incubation for 2 h at 37°C to allow the
virus to enter the cell. In these conditions, the residual p24 measured
after trypsin treatment reflects internalized virus that became
resistant to trypsin because it penetrated into cells. In the presence
of immune serum, about 50% less p24 was found to be associated with
PBMC at 37°C after trypsin treatment (Fig.
6 and data not shown). This suggests that
the immune serum decreased virus entry into PBMC, although no
inhibition of virus association with cells was observed (experiments at
4°C in Fig. 3 and 4). However, although the serum led to 100%
neutralization, treatment with trypsin removed only about 70% of
cell-associated p24. The residual p24 detected may, in part, correspond
to viruses that have entered the cell by endocytosis. As about 55% of
viral p24 has been shown to penetrate lymphoblastoid cells by this
route (23), this process may not be inhibited by
neutralizing sera.

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FIG. 6.
Detection of adsorption at 37°C (bars) and
neutralization (open squares) of virus Bx26 on PBMC in the presence of
serum Bx26. The experimental conditions were identical to those
described in the legend of Fig. 3 except that the 2-h incubation
allowing association was done at 37°C, after which cells were assayed
directly or treated with trypsin. The histograms are representative of
three independent experiments.
|
|
We detected proviral DNA by PCR to determine if reverse transcription,
an early step in the replicative cycle, had occurred. We showed that
the presence of immune neutralizing sera prevented the detection of
amplified products to a greater extent than did AZT (Fig.
7). Reverse transcription of the genomic
RNA therefore did not occur, probably due to the inhibition of entry
into cells. Neutralization experiments carried out in parallel
confirmed that antibodies had inhibited virus replication.

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FIG. 7.
Detection of a PCR-amplified fragment of HIV-1 DNA after
infection of PBMC by PI Bx26 in various conditions. Lanes C, DNA from
uninfected PBMC; lanes U1, DNA from chronically HIV-infected U1 cells
(positive control). The neutralizing sera analyzed were serum 2 (A) and
serum Bx26 (B). A fragment of the gag gene was amplified by
35 cycles of PCR with DNA from PBMC incubated with Bx26 at 4°C (lanes
1), 37°C (lanes 2), 37°C in the presence of neutralizing serum
diluted 1/20 (lane 3), or 37°C in the presence of 10 6 M
AZT (lane 4).
|
|
 |
DISCUSSION |
We investigated the antibody-mediated neutralization of HIV-1 PI
by studying the mechanisms involved in the inhibition of infection of
permissive cells in vitro. In a parallel study of the TCLA strain
HIV-1MN infecting MT-4 cells and PI multiplying in PBMC, we
showed that the steps of the viral cycle impaired by antibodies are
different for TCLA strains and PI. We found that the inhibition of
adsorption was the predominant mechanism leading to the neutralization
of HIV-1MN on MT-4 cells. This was shown both by the
requirement for neutralizing antibodies to interact with cell-free
virus prior to addition to cells and by the high, dose-dependent
correlation between the inhibition of virus attachment and
neutralization. In contrast, a different mechanism of action was found
to operate for antibodies neutralizing PI on PBMC. Indeed, we showed
that PI neutralization occurred with identical (for serum Bx17) or
similar (serum 2) efficiencies whether the immune sera were incubated
with the virus before, concomitantly with, or soon after its addition
to PBMC. Similar levels of neutralization were observed if the serum
was incubated with the virus previously adsorbed onto target cells for
1 h at 4°C. Immune sera did not decrease PI adsorption onto PBMC,
although they led to a loss of infectivity. More rapid entry of
HIV-1MN into MT-4 cells cannot totally account for the
difference in mechanisms of neutralization observed, as more than
1 h is required to achieve the maximum infection of these cells,
as for PI in PBMC.
The nonspecific association of viruses with target cells may account
for the postbinding neutralization of HIV-1 on PBMC. The effect of such
target cell interaction in the neutralization mechanism has been
described for many viruses (13). For HIV-1, interaction
with heparan sulfates has been reported to be involved in attachment
(26). Although this nonspecific attachment has been well
documented for some cell lines, such as MT-4 (37, 40), no
such heparan binding phenomena have been detected for PBMC and X4- or
R5-type virus interactions (18). It is therefore unlikely
that nonspecific binding of virus to heparan could account for the
postbinding mechanism observed with PBMC. Recent studies have shown
that polyanions present on the H9 cells interact with X4 or R5X4 gp 120 but interact only very weakly if at all with R5 gp120
(35). The authors suggested that the positive charges in
the V3 loop of TCLA strains are involved in polyanion binding. Thus,
antibodies directed against the sequential V3 loop, which we have
previously shown to play a key role in inhibition of
HIV-1MN infection in MT-4 cells (46), may
interfere with polyanion binding. This would contribute to the
inhibition of attachment and neutralization that we detected on MT-4
cells. As PBMC express lower levels of heparan sulfate than MT-4 cells
(37), the postbinding neutralization mechanism observed in
the case of HIV-1MN infection of PBMC may result from a
decrease in the interaction of HIV-1MN with polyanions. Thus, the various types of polyglycan expressed on these two cell types
may affect the way in which gp120 attaches to the cell, thereby
affecting the mechanism of neutralization.
Other nonspecific virus-cell interactions have been described
(38). Interaction between adhesion molecule 1 and
lymphocyte function-associated antigen 1 on target cells has been shown
to render HIV-1 more refractory to neutralization (16).
This nonspecific virus-cell interaction may be actively involved in the
mechanism of neutralization.
We were unable to rule out the possibility that PI bind to PBMC via
adhesion molecules because we were unable to inhibit the binding of PI
to PBMC by adding anti-CD4 antibody to a concentration of 25 µM
(clone SK3; Becton Dickinson) (data not shown). However, this
concentration of anti-CD4 antibody did not prevent virus replication
(data not shown), suggesting that higher concentrations may be required
to inhibit PI infection of PBMC. Whether or not virus-PBMC association
was mediated by interactions with receptor and coreceptor only,
neutralizing antibodies present in the sera of infected individuals
were able to inhibit infection after the virus (PI or
HIV-1MN) had become attached to target cells. This was not
the case for HIV-1MN attached to MT-4 cells.
Another explanation of the differences in neutralization mechanism may
be that different antibodies directed against different epitopes are
involved in the neutralization of viruses infecting PBMC and MT-4. As
this study dealt with only whole serum or purified IgG, multiple
antibodies with various specificities coexist in the samples tested and
may neutralize HIV via different mechanisms.
We found that antibodies were able to neutralize PI that had already
attached to cells but had not yet been internalized. This
postattachment mechanism may involve an increased in the elution of
attached virions, inhibition of fusion, or any event interfering with
the pathway of virus entry and infection such as uncoating of the virus
or interference with cell signaling. There is some evidence that
sequential events after binding to CD4 are necessary for the initiation
of fusion and HIV-1 entry. These events include secondary binding to
the coreceptor and conformational changes. Studies of interactions of
gp120 with CD4 and coreceptor have suggested that the gp120-CD4 complex
formed is relatively stable (15) and leads to exposure of
the coreceptor binding site. MAbs that block the binding of gp120-CD4
complexes to the coreceptor CCR5 have been reported to neutralize HIV
(50, 56). In addition, the impairment of normal
conformational changes or the induction of aberrant conformational
changes may render the envelope fusion incompetent and prevent entry.
The epitopes involved in PI neutralization may be occluded on the free
virion and only accessible during fusion events. Obviously, for
antibodies directed against such epitopes, postattachment inhibition is
the only type of inhibition likely to occur. This is consistent with
reports that neutralizing antibodies directed against a
fusion-competent complex cross-neutralized a wide range of PI
(20).
For HIV-1MN infecting MT-4 cells, the impairment of HIV
adsorption observed may also result from steric inhibition of virus receptor binding by neutralizing antibodies directed against the CD4bs
that are able to interfere with soluble gp120-CD4 binding. Experiments
using a large panel of CD4bs MAbs and derivative Fabs have shown this
to be the case (43, 51, 52). For the well-known MAb
IgG1b12, directed against the CD4bs, conflicting results have been published. Ugolini et al. reported inhibition of attachment (51), whereas McInerney et al. showed inhibition of fusion
by the whole antibody and an effect at an unidentified postfusion step
for its Fab (26). In our hands, this antibody did not
inhibit adsorption for either HIV-1MN or PI. Moreover, the
kinetics of neutralization of HIV-1MN infecting MT-4 cells
confirmed a postbinding mechanism for this antibody (data not shown).
Ugolini et al. extended their conclusion to antibodies binding to
epitopes other than the CD4bs including V2, V3, and complex gp120
epitopes. Apart from the gp41-specific antibody 2F5, the neutralizing
MAbs that they tested inhibited the attachment of TCLA viruses
(51). They suggested that because the face of gp120 subjected to antibody attack is limited in size, antibodies may cause
physical hindrance whether the epitope is close to or distant from the
CD4bs. This is consistent with the observation that neutralization is
correlated with antibody occupancy irrespective of the epitopes recognized, neutralization being efficient if a critical number of
receptor binding sites are blocked (39). This mechanism of inhibition may predominate for TCLA strains if MT-4 cells are used as
target cells, but this steric mechanism may not operate if PBMC are used.
Overall, conflicting data have been reported concerning the
neutralization mechanism of TCLA strains infecting T-cell lines. The
differences in the results published may be attributed to the
experimental conditions used. We found that the mechanism of
neutralization was also largely dependent on the target cell used. The
various levels of expression of receptor and coreceptor, but also of
other adhesion molecules, may modify the way in which viruses attach to
cells and are neutralized. These results may have implications for the
choice of virus and target cell for neutralization assays in vitro
designed to characterize the antibodies involved.
 |
ACKNOWLEDGMENTS |
We thank Sandrine Haessig and Virginie Roques for technical
assistance and Renaud Burrer for fruitful discussion.
This work was supported by a grant from l'Agence Nationale de
Recherches sur le SIDA and Synthélabo.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: INSERM U74,
Institut de Virologie, 3 rue Koeberlé, 67000 Strasbourg, France.
Phone: (33)-(0)3-88-56-63-00. Fax: (33)-(0)3-88-56-63-03. E-mail:
c.moog{at}viro-ulp.utrasbg.fr.
Present address: Weill Medical College of Cornell University,
Department of Microbiology and Immunology, New York, NY 10021.
 |
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Journal of Virology, March 2001, p. 2235-2245, Vol. 75, No. 5
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.5.2235-2245.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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