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Journal of Virology, December 2001, p. 11983-11991, Vol. 75, No. 24
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.24.11983-11991.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Analysis of Total Human Immunodeficiency Virus (HIV)-Specific
CD4+ and CD8+ T-Cell Responses: Relationship
to Viral Load in Untreated HIV Infection
Michael R.
Betts,1,*
David R.
Ambrozak,1
Daniel C.
Douek,1
Sebastian
Bonhoeffer,2
Jason M.
Brenchley,1
Joseph P.
Casazza,1
Richard A.
Koup,1 and
Louis J.
Picker3
Department of Internal Medicine, The
University of Texas Southwestern Medical Center, Dallas, Texas
75390-91131; Ecology & Evolution, ETH
Zurich, CH-8092 Zurich, Switzerland2; and
Vaccine and Gene Therapy Institute, Oregon Health Sciences
University, Portland, Oregon 97201-30983
Received 3 July 2001/Accepted 17 September 2001
 |
ABSTRACT |
Human immunodeficiency virus (HIV)-specific T-cell responses are
thought to play a key role in viral load decline during primary infection and in determining the subsequent viral load set point. The
requirements for this effect are unknown, partly because comprehensive analysis of total HIV-specific CD4+ and CD8+
T-cell responses to all HIV-encoded epitopes has not been accomplished. To assess these responses, we used cytokine flow cytometry and overlapping peptide pools encompassing all products of the HIV-1 genome
to study total HIV-specific T-cell responses in 23 highly active
antiretroviral therapy naïve HIV-infected patients.
HIV-specific CD8+ T-cell responses were detectable in all
patients, ranging between 1.6 and 18.4% of total CD8+ T
cells. HIV-specific CD4+ T-cell responses were present in
21 of 23 patients, although the responses were lower (0.2 to 2.94%).
Contrary to previous reports, a positive correlation was identified
between the plasma viral load and the total HIV-, Env-, and
Nef-specific CD8+ T-cell frequency. No correlation
was found either between viral load and total or Gag-specific
CD4+ T-cell response or between the frequency of
HIV-specific CD4+ and CD8+ T cells. These
results suggest that overall frequencies of HIV-specific T cells are
not the sole determinant of immune-mediated protection in
HIV-infection.
 |
INTRODUCTION |
Although infection by human
immunodeficiency virus (HIV) and its simian counterpart, simian
immunodeficiency virus (SIV), is persistent and ultimately progressive
in the vast majority of untreated hosts, there is increasing evidence
that HIV- or SIV-specific cellular immune responses play a major role
in determining the tempo of viral replication and thus the clinical
outcome of infection. The best evidence for this protective immune
function derives from the rhesus macaque model of SIV infection, where it has been shown that (i) interference with CD8+
T-cell function with a depleting monoclonal antibody significantly enhances viral replication (19, 27, 41) and (ii)
CD8+ cytotoxic T lymphocytes (CTL) are capable of
exerting significant selective pressure on the viral genome, as
evidenced by the rapid appearance of specific escape mutations in
epitope-encoding sequences (1, 12). Moreover, recent
studies have demonstrated that vaccine strategies capable of eliciting
viral specific CD8+ T-cell responses can control
viral replication and prevent the onset of disease (3, 5,
42).
In humans, evidence supporting a protective effect of cellular immune
responses in HIV infection is less direct. The initial appearance of
HIV-specific CD8+ T cells is closely associated
with the drop in plasma viremia that occurs during acute infection
(26), and the loss of HIV-specific CD8+ T cells has been linked to rapid progression
to AIDS (23). HIV-specific CD8+ T
cells elicit potent selective pressure on the virus, in many cases
resulting in the appearance of epitope escape mutations (8, 18,
38). Long-term nonprogressive infection has been associated with
both strong virus-specific CTL and with robust gag
p24-specific CD4+ T-cell proliferative responses
(23, 35, 37, 40). Indeed, some studies have reported a
direct inverse correlation between viral load and HIV-specific T-cell
responses in untreated HIV-infected subjects. Specifically, using two
different HIV peptide-major histocompatibility complex (MHC) class I
tetramers, Ogg et al. demonstrated such an association between viral
load and HIV-specific CD8+ T-cell immunity
(33). Additionally, a similar inverse relationship was
observed between HIV Gag-specific CD4+ T-cell
proliferative responses and viral load (40). However, subsequent studies analyzing cytokine production by HIV-specific T
cells in response to a larger, but still limited, array of potential epitopes have not been able to confirm these relationships (14, 15, 37).
To date, studies correlating the HIV-specific immune response and
parameters of viral infection have been restricted to the T-cell
responses against single epitopes (33), panels of selected epitopes (6, 14), or selected HIV proteins
(15). This approach implies that such selected responses
give an accurate representation of the total HIV-specific immune
response. We have recently provided evidence that the correlation of
particular restricting HLA alleles and epitope immunodominance is not
absolute (6), a finding that contradicts the assumption
that such selected responses are representative of the total response.
Thus, an appreciation of the overall immune response to HIV and its
relationship to parameters of viral infection would best be truly
achieved by examining the response to every potential HIV epitope in
the absence of assumptions of immunodominance.
We have therefore adopted the strategy of using overlapping peptide
panels that span every encoded HIV protein to examine the total T-cell
response to all potential epitopes in a group of 23 untreated
HIV-infected patients. Our results show that high levels of
HIV-specific CD4+ and CD8+
T cells are present in nearly all chronically HIV-infected patients. We
find no significant correlation between the frequency of HIV-specific CD4+ T cells and HIV-specific
CD8+ T cells, or between HIV-specific
CD4+ T-cell frequency and HIV plasma viral load.
Interestingly, however, our data indicate that the total frequency of
HIV-specific CD8+ T cells is positively
correlated with viral load in the absence of therapy. These results
suggest that the high frequency of HIV-specific CD8+ T cells is in fact the result of high
antigen load and that the absolute magnitude of either the
CD8+ or CD4+ T-cell
response to HIV is not by itself an adequate predictor of the ability
of the immune system to control HIV infection.
 |
MATERIALS AND METHODS |
Patient cohort.
Twenty-three HIV-1 infected patients were
recruited into this study at the Amelia Court HIV Clinic at the
University of Texas Southwestern Medical Center. This cohort consists
of both men and women and various ethnic groups, including Caucasian,
Hispanic, and African American subjects. These patients were recruited
on the basis of having no previous history of antiretroviral therapy, although after study samples were obtained, many of the patients began
highly active antiretroviral therapy (HAART). As detailed in Table
1, this cohort included patients who were
recently infected, chronically infected, or long-term
nonprogressors. The viral loads in these patients varied from
undetectable (<50 viral RNA copies/ml) to 635,000 viral RNA copies/ml.
Viral loads were determined using either the Roche Amplicor Monitor
assay or the Roche Ultradirect assay. The patients all gave informed
consent prior to entry into this study.
Peptides.
Three different sets of HIV peptides were utilized
in these experiments: (i) optimally defined epitopes from 8 to 11 amino acids in length derived from HIV Gag, Pol, Env, and Nef, as described in the Los Alamos Molecular Immunology Database (24); (ii)
15-mer peptides overlapping by 11 amino acids corresponding to
sequences of chimeric HIV strain HXBc2/Bal R5 (Gag, Pol, Env, or Nef)
or HIV strain SF2 (Tat, Rev, Vif, Vpr, and Vpu); and (iii) 20-mer peptides overlapping by 10 amino acids corresponding to strain HXB2 Gag
and strain MN Env proteins (obtained through the NIH AIDS Research and
Reference Reagent Program). The peptides were synthesized as free acids
and were more than 80% pure. Lyophilized peptides were resuspended in
dimethyl sulfoxide (DMSO; Sigma, St. Louis, Mo.) at 100 mg/ml for
peptide mixtures. The addition of small amounts of DMSO (0.5 to 1%
final concentration) does not affect antigen-specific
CD4+ or CD8+ T-cell
responses (data not shown). Four different pools of the optimally
defined 8 to 11 amino acid peptides were made corresponding to peptide
origin (37 Gag, 18 Pol, 20 Env, and 20 Nef peptides). The overlapping
15-mers were also grouped together in pools corresponding to antigen,
and for HIV Pol and Env, the peptides were grouped into two separate
pools (122 Gag, 248 Pol, 211 Env, 49 Nef, 27 Rev, 23 Tat, 46 Vif, 22 Vpr, and 7 Vpu peptides; total, 746). The overlapping 20-mer peptides
were grouped into a Gag pool (49 peptides) and an Env pool (80 peptides). The concentration of each single peptide within a pool was
400 µg/ml. The final concentration of any single peptide was 2 µg/106 cells in all experiments.
Cell stimulation.
Peripheral blood mononuclear cells (PBMC)
were isolated using Ficoll-Hypaque (Pharmacia, Uppsala, Sweden) density
centrifugation. In some instances PBMC were frozen (90% fetal calf
serum-10% DMSO) at
140°C until use. Stimulation was performed
with fresh or frozen PBMC as described elsewhere (6, 37).
Briefly, 106 PBMC were incubated with 1 µg each
of costimulatory antibodies against CD28 and CD49d and 5 µl of each
peptide mixture (final concentration, 2 µg/ml/peptide). In every
experiment a negative control (anti-CD28-CD49d) was included to control
for spontaneous production of gamma interferon (IFN-
), as well as a
positive control (Staphylococcus enterotoxin B; final
concentration, 1 µg/ml) to ensure that the cells were responsive. The
cultures were incubated for 1 h at 37°C in a 5%
CO2 incubator, followed by an additional 5 h
in the presence of the secretion inhibitor Brefeldin A (10 µg/ml;
Sigma). The cells were than placed at 4°C overnight and
stained the next day.
Immunofluorescent staining.
Stimulated PBMC were washed once
(1,200 rpm for 5 min) with FACS buffer (1% bovine serum albumin, 0.1%
sodium azide). The cells were then surface stained for 20 min on ice
with antibodies directly conjugated to CD3 and CD8. The cells were
washed as above and then fixed and permeabilized using 750 µl
of 2× fixation-permeablization solution (Becton Dickinson
Immunocytometry Systems, San Jose, Calif.). After a 10-min incubation
(25°C in darkness), the cells were washed twice in FACS buffer (1,800 rpm for 8 min) and stained intracellularly with antibodies directly
conjugated to CD69 and IFN-
. The cells were washed a final time
(1,800 rpm for 8 min) and resuspended in 1% paraformaldehyde (Electron
Microscopy Systems, Fort Washington, Pa.) in phosphate-buffered saline.
Flow cytometric analysis.
Six-parameter flow cytometric
analysis was preformed using a FACScalibur flow cytometer (Becton
Dickinson Immunocytometry Systems). Fluorescein isothiocyanate,
phycoerythrin, peridinin-chlorophyll protein, and allophycocyanin (APC)
were used as the fluorescent parameters. Between 100,000 and 130,000 live CD3+ lymphocytes were collected. The
list-mode data files were analyzed with PAINT-A-GATE software (Becton
Dickinson Immunocytometry Systems). In all data shown, the percentages
represent the number of IFN-
+
CD69+CD3+CD8+
or CD8
cells that responded to each
peptide or control. In general, the background (anti CD28-CD49d alone)
was less than 0.1% of total T cells (for exceptions, see the legend to
Fig. 2).
Antibodies.
Unconjugated mouse anti-human CD28, unconjugated
mouse anti-human CD49d, fluorescein isothiocyanate-conjugated mouse
anti-human IFN-
, phycoerythrin-conjugated mouse anti-human CD69,
peridinin-chlorophyll protein-conjugated mouse-anti-human CD3, and
APC-conjugated mouse anti-human CD8 monoclonal antibodies were obtained
from Becton Dickinson Immunocytometry Systems.
 |
RESULTS |
Use of overlapping peptides in the intracellular cytokine
assay.
To assess total CD4+ and
CD8+ T-cell responses to HIV by measuring
intracellular cytokine production, we first had to establish a method
to determine these responses in the most efficient manner, using a
minimum number of PBMC while examining a maximum number of potential
peptides. We examined whether a mixture of peptides 15 amino acids in
length, overlapping by 11 amino acids, and derived from HIV-1 Gag (122 peptides) could be recognized simultaneously by both
CD4+ and CD8+ T cells, as
depicted in Fig. 1. To quantify
Gag-specific T-cell responses, we examined IFN-
production in PBMC
from CD3+CD8+ and
CD3+CD8
(hereafter
referred to as CD4+) T cells. While examining
CD4+ responses in this manner may theoretically
underestimate the total CD4+ T-cell response,
comparative analysis of responding
CD3+CD8
and
CD3+CD4+ T-cell populations
to the HIV-gag 15-mer mixture shows that they are directly equivalent
(data not shown). To determine if the 15-mer peptides were of optimal
length for both CD4+ and
CD8+ T-cell responses, we compared the
CD4+ and CD8+ T-cell
responses to different HIV Gag peptide mixtures (optimized 8- to
11-mers, overlapping 15-mers, and overlapping 20-mers; data not shown).
The CD4+ T-cell responses to the overlapping
15-mer and 20-mer Gag peptide mixtures were nearly identical, while
more CD8+ T cells recognized the Gag 15-mer
peptide mixture than the Gag 20-mer mixture in samples from 10 patients
examined. CD8+ T-cell responses to the optimized
Gag 8- to 11-mers and the Gag 15-mers, however, were more disparate,
potentially due to a number of factors, including the location of the
recognized sequence within the 15-mer (i.e., peptide overhang length
and location) as well as sequence differences (data not shown). This
discrepancy suggests that while the 15-mer peptides are recognized,
they may underestimate the CD8+ T-cell response
slightly in some patients. However, since the optimal Gag peptide
mixture only contains 37 different epitopes that bind to a limited
array of HLA alleles, it is unlikely to encompass the entire repertoire
of Gag peptides recognized in every patient. Because the overlapping
15-mers theoretically contain every possible T-cell epitope (patient
sequence variation notwithstanding), they can be used to quantify total
T-cell responses independently of the patient's MHC haplotype.

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FIG. 1.
Simultaneous measurement of HIV-specific
CD8+ and CD4+ T-cell responses. PBMC from
patient 22 were stimulated with overlapping 15-mer peptides from Gag
and stained as described in Materials and Methods. Cells were gated
initially on small, viable, resting lymphocytes and then gated for
CD3+ IFN- + cells (top left panel).
CD3+ IFN- + lymphocytes were then gated based
on CD8 and IFN- expression (bottom left panel). Quantification of
CD8 -mediated HIV-specific responses (top right panel) was
determined by gating on CD8+CD69+
IFN- + cells. Quantification of CD4-mediated HIV-specific
responses (bottom right panel) was determined by gating on
CD8 CD69+ IFN- + cells. HIV
Gag-specific cells are highlighted in red, and the percent response
from each cell type is indicated.
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|
Quantification of total HIV-specific T-cell responses using
overlapping peptide mixtures.
Having established that the 15-mer
peptides provided the best assessment of both
CD4+ and CD8+ T-cell
responses, we used the overlapping 15-mer peptide mixtures to quantify
the total HIV-specific T-cell responses in the 23 untreated
HIV-positive patients (Fig. 2).
Significant IFN-
production (
0.05% above background) to the
various HIV 15-mer peptide mixtures was detected in the
CD4+ T lymphocyte subset in 21 of 23 patients
(Fig. 2A), varying from 0.2 to 2.94% (mean frequency, 0.74%) of total
CD4+ T lymphocytes. Responses to the Gag peptide
mixture were observed in most patients (21 of 23) and ranged between
0.06 and 1.3% of total CD4+ T lymphocytes,
comparable to previous findings (37). Although detected in
most of the patients, HIV Gag-specific CD4+
T-cell responses were only dominant in 11 of 21 responding patients. CD4+ T-cell responses specific for other
HIV-peptide mixtures besides Gag were found in every responding patient
(Pol, 11 of 21; Env, 11 of 21, Nef, 8 of 23; Tat, 6 of 21; Rev, 8 of
21; Vif, 4 of 21; Vpr, 6 of 21; Vpu, 4 of 21). These results indicate
that any HIV protein can be the target of CD4+ T
cells, although responses directed at HIV Gag, Pol, and Env are the
most common. Furthermore, in agreement with previous studies, substantial numbers of HIV-specific CD4+ T cells
are present in most of the HIV-infected patients regardless of disease
progression status (37). Because longitudinal information on the rates of disease progression were unavailable for most of the
patients in this cohort, we were unable to examine the relationship
between progression and the frequency of responding HIV-specific
CD4+ T cells. There was no correlation between
absolute CD4+ T-cell count and the total
HIV-specific CD4+ T-cell response or the response
to any individual HIV protein (data not shown). Interestingly, patient
21, with a CD4+ T-cell count of 181 cells/mm3, had the highest total
CD4+ T-cell response detected, indicating that
substantially strong CD4+ T-cell responses can be
present even in individuals with advanced disease.

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FIG. 2.
Total HIV-specific CD4+ (A) and
CD8+ (B) T-cell responses in samples from 23 untreated
HIV-infected patients. PBMC isolated from patients 1 to 23 (see Table
1) were incubated with peptide mixtures containing 15-mers overlapping
by 11 amino acids derived from HIV Gag, Pol, Env, Nef, Tat, Rev, Vif,
Vpr, and Vpu in the presence of costimulatory antibodies as described
in Materials and Methods. The bars in panel A represent the percentage
of CD3+CD8 CD69+
IFN- + cells that responded to each peptide mixture with
background (CD28-CD49d alone) IFN- production from the
CD3+CD8+ population removed. The bars in panel
B represent the percent of
CD3+CD8+CD69+ IFN- +
cells that responded to each peptide mixture with background IFN-
production removed. Background IFN- production from
CD3+CD8+ cells was 0.1% in all patients
except for patients 15 (0.15%), 17 (0.37%), and 22 (0.2%).
Background IFN- production in CD3+CD8
cells was 0.1% in all patients except for patients 10 (0.16%), 15 (0.16%), and 21 (0.17%).
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High frequencies (1.3 to 18.05%; mean frequency, 6.31%) of
HIV-specific CD8
+ T cells were detected in all 23 patients (Fig.
2B). Each patient
responded to at least four different
peptide mixtures, indicating
that most HIV-infected patients elicit a
broad response directed
at several different HIV proteins. HIV
Gag-specific responses
were detected in samples from every patient
(0.19 to 8.76% of
total CD8
+ T cells) but were
dominant in only 12 of 23 patients. The Pol,
Env, and Nef 15-mer
mixtures were recognized by most patients
and in some patients with
relatively high frequency (Pol, 22 of
23, 0.27 to 4.21%; Env, 19 of
23, 0.17 to 3.63%; Nef 22 of 23,
0.11 to 4.68%).
CD8
+ T-cell responses directed at the HIV
accessory proteins Tat,
Rev, Vif, and Vpr were also common, although
the frequency was
often considerably lower (Tat, 5 of 23, 0.06 to
0.44%; Rev, 7
of 23, 0.05 to 0.91%; Vif, 6 of 23, 0.06 to 0.63%;
Vpr, 11 of
23, 0.06 to 0.97%). The Vpu peptide mixture was only
recognized
by patient 8, and at a very low frequency (0.08%) of total
CD8
+ T cells. At least four different 15-mer
mixtures were recognized
in every patient, demonstrating the diversity
of the HIV-specific
CD8
+ T-cell response in these
patients. Comparison of the total CD8
+ T cell
15-mer response with the response to the 95 optimized
peptides, by
Wilcoxon signed-rank test, indicated that the 15-mer
responses were
significantly stronger in this cohort (
P = 0.01).
These
data confirm previous findings that the response to a single
HIV
epitope is not predictive of the entire response within an
infected
patient (
6), since multiple HIV proteins are recognized
in
every HIV-infected
patient.
A previous study has suggested that HIV Gag-specific
CD8
+ T-cell precursor frequency and HIV
p24-specific CD4
+ T helper cell
lymphoproliferative responses are positively correlated
in chronically
infected untreated HIV patients (
20). Therefore,
we
examined the relationship between total HIV and Gag-specific
CD4
+ and CD8
+ T-cell
responses (Fig.
3). There was no significant relationship
between the
total responding HIV-specific CD4
+ and
CD8
+ T-cell frequency (
P = 0.8, Spearman rank correlation) (Fig.
3A).
Likewise, there was no correlation between responding HIV Gag-specific
CD4
+ and CD8
+ T-cell
frequencies (
P = 0.27) (Fig.
3B). Notwithstanding the
fact that the assays being compared are essentially different,
our data
nevertheless show that the frequency of responding HIV-specific
CD8
+ T cells is not directly related to the
frequency of HIV-specific
CD4
+ T cells.

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FIG. 3.
Correlation between HIV-specific CD4+ and
CD8+ T-cell frequency. Total HIV-specific (A) and
Gag-specific (B) CD4+ and CD8+ T-cell
frequencies were determined with the indicated overlapping 15-mer
peptide mixtures. P values, as determined by the
Spearman rank correlation, are as follows: (A) P = 0.8; (B) P = 0.27. The solid line represents a
regression line.
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Correlation between viral load and responding HIV-specific
CD4+ and CD8+ T-cell frequency.
Previous
studies have suggested that there is an inverse correlation between HIV
Gag-specific CD4+ T-cell lymphoproliferative
activity and HIV viral load (20, 40), a finding not
confirmed by another study where the HIV gag p55-specific
CD4+ T-cell frequency and viral load were
compared (37). Our results also suggest that there is no
correlation between the frequency of responding HIV Gag-specific
CD4+ T cells and viral load (Fig.
4A). It is possible that there is no
direct correlation between the CD4+ T-cell
response to a single HIV protein, since the CD4+
T-cell response to HIV is specific for multiple HIV proteins in most
people (Fig. 2A). We therefore examined the relationship between the
total HIV-specific CD4+ T-cell frequency and
viral load, as these may be closely related. Our results, however,
failed to indicate a direct correlation between the total frequency of
responding HIV-specific CD4+ T cells and viral
load (Fig. 4B).

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FIG. 4.
Correlation between viral load and HIV-specific
CD4+ T-cell frequency. Plasma viral load (RNA copies/ml)
was determined in each patient from the same time point in which
HIV-specific CD4+ T-cell responses were quantified.
P values shown in each figure are determined by the
Spearman rank correlation. The solid line represents a regression
line.
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|
In contrast to previous reports that demonstrated an inverse
correlation between the HIV-specific CD8
+ T-cell
frequency and viral load (
7,
30,
33), we found
a positive
correlation between viral load and the total responding
HIV-specific
CD8
+ T-cell frequency (Fig.
5A) (
P < 0.05, Spearman
rank correlation),
Env-specific CD8
+ T-cell
frequency (Fig.
5C) (
P < 0.02), and the Nef-specific
CD8
+ T-cell frequency (Fig.
5D)
(
P < 0.05). No correlation between
viral load and the
CD8
+ T-cell response to the optimized 9-mer
mixtures (Fig.
5B) was
observed. Likewise, no significant correlation
was found between
plasma viral load and the frequency of
CD8
+ T cells responding to any other single HIV
proteins, as well
as the combination of the Gag-Pol or Rev-Tat 15-mer
mixtures (data
not shown), contrary to previous reports (
33,
43).

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FIG. 5.
Correlation between viral load and HIV-specific
CD8+ T-cell frequency. Plasma viral load (RNA copies/ml)
was determined in each patient from the same time point that
HIV-specific CD8+ T-cell responses were quantified.
P values shown in each figure are determined by the
Spearman rank correlation. The solid line represents a regression
line.
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 |
DISCUSSION |
Recent developments in the ability to accurately quantify
antigen-specific T cells have led to significant advancements in our
understanding of the strength and specificity of T-cell responses to
HIV. Here we have utilized one such technique, intracellular cytokine
staining, to quantify the total CD4+ and
CD8+ T-cell response to HIV. Rather than focus on
single peptides or combinations of epitopes as a representation of the
HIV-specific response, we have examined the T-cell response to a panel
of overlapping 15-mer peptides that cover every HIV protein. This
system has a considerable advantage over existing tetramer technologies
in that it examines the response to all potential HIV epitopes,
regardless of the HLA haplotype of the infected individual. There is a
strong correlation between the frequency of peptide-specific
IFN-
-producing CD8+ T cells and
tetramer-positive CD8+ T cells (17,
29), suggesting that these two assays examine the same cell
populations and that therefore either can be used to accurately
quantify antigen-specific T-cell responses to single peptides. Using
intracellular cytokine staining, we have found that markedly high
frequencies of CD4+ and
CD8+ T cells specific for multiple different HIV
proteins are present in nearly every untreated HIV-infected individual.
Our results are novel in that this is the first report to examine both
the CD4+ and CD8+ T-cell
response to every potential HIV epitope. Previous attempts to quantify
the total HIV-specific CD8+ T-cell response to
HIV only examined the responses to the HIV Gag, Pol, Env, and Nef
proteins (15) or panels of selected epitopes (14). Although the overlapping 15-mer panels may slightly
underestimate the total HIV-specific response due to the effects of
amino acid overlaps and potential sequence differences between peptides
and autologous virus, our results nevertheless provide the most
comprehensive assessment of the total T-cell response to HIV performed
to date.
We found that CD4+ T cells specific for multiple
HIV proteins are readily detectable in the majority of chronically
infected patients, in agreement with a previous report that examined
HIV p55-specific CD4+ T-cell responses
(37). These results indicate that HIV-specific CD4+ T cells are generated and persist during
ongoing virus replication in untreated individuals. Previous evidence
has suggested that there is a positive correlation between
CD4+ T-cell proliferative responses and the
frequency of HIV-specific CD8+ T cells
(20), as well as a negative correlation between
CD4+ T-cell proliferative responses and viral
load (40). We failed to find these relationships by
intracellular cytokine staining to directly quantify total HIV-specific
CD4+ and CD8+ T-cell
frequencies. This discrepancy can be explained by a number of factors.
First, proliferative assays do not precisely quantify responder cell
frequencies but provide an overall "bulk" view of a complex
cellular response that depends on a number of factors, including
absolute numbers of CD4+ T cells, responding cell
frequency and/or proliferative ability, APC function, and assay culture
conditions. Indeed, recent data suggest that there is inconsistency
between HIV-specific CD4+ T-cell proliferative
responses and the frequency of IFN-
-producing CD4+ T cells (44). Other studies
have demonstrated that in vitro proliferative responses to HIV antigens
are abrogated during viremia, yet HIV-specific IFN-
-producing
CD4+ T cells persist, calling into question
whether the absence of these responses should be used as a proxy for
absent virus-specific T cell help in HIV infection (M. Connors,
personal communication). Thus, proliferation assays may correlate with
viral load via an indirect association between viral replication,
hyperactivation, and in vitro apoptosis and not through a direct
connection with the number or frequency of functional HIV-specific
CD4+ T cells. Animal models have established the
importance of virus-specific CD4+ T cells in
initiating and maintaining CD8+ T-cell effector
function (46), but our data suggest that in HIV infection
this relationship is more complex than a simple linear correlation
between the frequencies of HIV-specific CD4+ and
either CD8+ T cells or viral load.
Our results show that a positive correlation exists between the total
HIV-specific CD8+ T-cell response and viral load.
This is in contrast to a previous report that identified an inverse
correlation between the frequency of CD8+ T cells
specific for two individual HIV epitopes restricted by HLA-A2 (as
measured by tetramer analysis) and plasma viral load (33).
As was recently shown, a limited examination of the HIV-specific CD8+ response in HLA-A2-positive patients is not
likely to be representative of the entire HIV-specific
CD8+ T-cell response (6, 16). Other
studies utilizing precursor frequency analysis and standard
51Cr release assays have also demonstrated an
inverse correlation between viral load and HIV-specific
CD8+ T-cell activity (7, 30).
However, because precursor frequency assays often underestimate
CD8+ T-cell responses (17, 29) and
51Cr release assays are at best semiquantitative,
the validity of these findings is somewhat questionable. In fact, two
recent studies that examined a panel of optimized HIV epitopes or
selected vaccinia virus-expressed HIV proteins by intracellular
cytokine staining were unable to find an inverse correlation between
HIV-specific CD8+ T-cell frequency and viral load
(14, 15).
A massive expansion of HIV-specific CD8+ T cells
in response to increasing HIV load has been shown to occur during acute
HIV infection (26). This expansion of antigen-specific
CD8+ T cells occurs in other viral infection as
well, for example in lymphocytic choriomeningitis virus infection in
mice (29) and Epstein-Barr virus infection in humans
(9). Although evidence suggests that HIV-specific
CD8+ T cells play a significant role in delaying
progression to AIDS (19, 23, 39, 41), it is clear that in
the vast majority of infected individuals, HIV-specific
CD8+ T-cell responses are by themselves
insufficient to effectively contain viral replication. Because of the
complex feedback between HIV-specific CD8+ T
cells and viral load, the interpretation of correlations between these
two quantities is difficult and controversial. While it has been
argued that a negative correlation is indicative of control of
virus replication by the CD8+ T-cell response
(33), it has also been reported on theoretical grounds
that a negative correlation indicates that the virus actively impairs
the immune response (45). Additional support for a
positive correlation between HIV load and HIV-specific
CD8+ T cells comes from HAART-treated
patients. Shortly after therapy initiation, the viral titer in these
individuals rapidly decreases, accompanied by a rapid decrease in the
frequency of HIV-specific CD8+ T cells (32,
34). Interestingly, after the viral load drops below detection
limits in HAART-treated individuals, at which time the decay rate of
the viral reservoir becomes lower (13, 36), the
HIV-specific CD8+ T-cell frequency also appears
to decay at a much lower rate (10), again reflecting the
positive relationship between viral load and HIV-specific
CD8+ T-cell frequency.
Taken together, these results suggest that the relationship between
HIV-1-specific CD8+ T-cell frequencies and viral
load is more reflective of viral replication driving T-cell expansion
than of CTL controlling viral replication. This implies that the
frequency of HIV-specific CD8+ T cells is not the
sole predictor of the ability of the immune system to control HIV
replication. Given the ample evidence of the antiviral activity of
CD8+ T cells
most critically, that removal of
CD8+ T cells from SIV-infected macaques leads to
increased viral replication and rapid progression (19,
41)
this observation does not invalidate a role for
CD8+ CTL in viral control but does suggest that
the functional ability of HIV-specific CD8+ T
cells to control viral replication must be linked to parameters other
than frequency alone. One possibility is that the diversity of HIV
peptides recognized by CD8+ T cells may be linked
to control of viral replication (2). The enormous rate of
viral replication, in concert with a high incidence of tolerable
mutations endows HIV with the ability to rapidly escape from
immunological pressure, or the so-called epitope escape (18,
38). Recognition of a broad array of viral epitopes might
prevent such escape, both by providing backup recognition if mutations
nullify one or two responses and by providing a higher likelihood of
immune recognition of obligate wild-type epitopes (viral protein
sequences critical to function and nontolerant of mutation). However,
given the capacity of HIV to make compensatory mutations, it is likely
that even relatively conserved areas can tolerate mutations
(22). Given the associations between rapid progression or
nonprogression and HLA haplotype (21, 31), it is also
possible that recognition of particular HIV epitopes in context of
certain HLA molecules plays a significant role in the ability of
CD8+ T cells to control viral replication
(28).
Other parameters of the CD8 response may also be relevant to viral
control. In addition to which epitopes are recognized, the number of
distinct T-cell receptor-defined clonotypes recognizing each epitope
may be pertinent. A broad array of clonotypes might provide
resistance to escape mutation, as well as a higher likelihood of
including high avidity responses, which might enhance function by
allowing recognition of epitopes with a lower level of MHC class I
affinity or decreased expression levels. It has also been suggested
that the functional differentiation of HIV-specific CD8+ T cells may be impaired in HIV infection,
such that the cytokine-producing cells present lack efficient cytolytic
function (4, 11). Since the CD27 phenotype has been
associated with functionally efficient CTL, it is possible that
frequencies of HIV-specific CTL with this phenotype show a different
relationship with viral load (4, 25).
Of course, any or all of these mechanisms could presumably operate,
making determination of protective thresholds complex. Moreover,
immunological protection is a dynamic process where the frequencies,
specificities, and functional activities of CD8+
T-cell clonotypes change in concert with evolution of viral species during the course of infection. In reaction to mutations at dominant epitopes, the immune system could mount a response (i) with the same
CD8+ T-cell clones, (ii) with newly elicited
clones to such mutant epitopes, or (iii) with newly elicited clones to
previously cryptic or subdominant clones. This would likely cause
expansion in the overall breadth and frequency of the
CD8+ T-cell response, which would, in turn,
result in further immunological pressure on the virus and subsequent
epitope escape. The overall effect would be one of action and reaction:
viral expansion driving CD8+ T-cell expansion,
driving viral mutation, and driving further CD8+
T-cell expansion. Thus, a positive correlation between
CD8+ T-cell frequency and viral load would ensue
until sufficient depletion of CD4+ T cells by the
action of virus and/or CD8+ T cells rendered the
CD8+ T cells ineffective (46). In
addition to the concept of action and reaction, one can envision a
situation in which the specificity of certain
CD8+ T-cell clones is against viral epitopes that
cannot tolerate mutation, possibly for reasons of viral fitness. In
this situation one might find a genuine negative correlation between
viral load and CD8+ T-cell response. Thus,
determination of protective correlates in HIV infection will likely
require quantitative measurement of various parameters of
CD8+ T-cell-mediated immune responses (patterns
of epitope recognition, clonotypic complexity, phenotype, and function)
and of viral infection over the course of untreated early infection.
Approaches outlined in this report, particularly the use of cytokine
flow cytometry and overlapping pan-genome peptides, will allow such
dissection of the response, and will constitute a powerful tool in this effort.
 |
ACKNOWLEDGMENTS |
We thank Gary Nabel for providing the overlapping HIV 15-mer
peptide panels.
This work was supported by the following grants: AI 47603 (R.A.K.), AI
43638 (R.A.K.), AI 35522 (R.A.K.), and AI 47606 (L.J.P.). S.B. is
supported by a grant from the Swiss National Science Foundation, no.
631-62898.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Vaccine Research
Center, NIAID/NIH, Building 40, Room 3614B, 40 Convent Dr., MSC 3022, Bethesda, MD 20892. Phone: (301) 594-8612. Fax: (301) 480-2779. E-mail:
mbetts{at}nih.gov.
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Journal of Virology, December 2001, p. 11983-11991, Vol. 75, No. 24
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.24.11983-11991.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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Fraser, D. G., Leib, S. R., Zhang, B. S., Mealey, R. H., Brown, W. C., McGuire, T. C.
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