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Journal of Virology, December 2001, p. 11630-11640, Vol. 75, No. 23
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.23.11630-11640.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Epidermal Powder Immunization Induces both
Cytotoxic T-Lymphocyte and Antibody Responses to Protein
Antigens of Influenza and Hepatitis B Viruses
Dexiang
Chen,*
Kathleen F.
Weis,
Qili
Chu,
Cherie
Erickson,
Ryan
Endres,
Chris R.
Lively,
Jorge
Osorio, and
Lendon G.
Payne
PowderJect Vaccines, Inc., Madison, Wisconsin
53711
Received 24 July 2001/Accepted 28 August 2001
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ABSTRACT |
Cytotoxic T lymphocytes (CTL) play a vital role in host defense
against viral and intracellular bacterial infections. However, nonreplicating vaccines administered by intramuscular injection using a
syringe and needle elicit predominantly humoral responses and not CTL
responses. Here we report that epidermal powder immunization (EPI), a
technology that delivers antigens on 1.5- to 2.5-µm gold particles to the epidermis using a needle-free powder delivery system,
elicits CTL responses to nonreplicating antigens. Following EPI, a
majority of the antigen-coated gold particles were found in the viable
epidermis in the histological sections of the target skin. Further
studies using transmission electron microscopy revealed the
intracellular localization of the gold particles. Many Langerhans cells
(LCs) at the vaccination site contained antigen-coated particles, as
revealed by two-color immunofluorescence microscopy, and these cells
were found in the draining lymph nodes 20 h later. Immune responses to several viral protein antigens after EPI were studied in
mice. EPI with hepatitis B surface antigen (HBsAg) and a synthetic peptide of influenza virus nucleoprotein (NP peptide) elicited antigen-specific CTL responses as well as antibody responses. In an in
vitro cell depletion experiment, we demonstrated that the CTL activity
against HBsAg elicited by EPI was attributed to CD8+, not
CD4+, T cells. As controls, needle injections of HBsAg or
the NP peptide into deeper tissues elicited solely antibody, not CTL,
responses. We further demonstrated that EPI with inactivated A/Aichi/68
(H3N2) or A/Sydney/97 (H3N2) influenza virus elicited complete
protection against a mouse-adapted A/Aichi/68 virus. In summary, EPI
directly delivers protein antigens to the cytosol of the LCs in the
skin and elicits both cellular and antibody responses.
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INTRODUCTION |
Humoral immunity is essential for
the control of extracellular pathogens. Cell-mediated immunity,
which is associated with the activation of CD8+
cytotoxic T lymphocytes (CTL), plays a vital role in host defense against intracellular pathogens, including viruses (22, 24-26, 51). CTL can lyse virus-infected cells (9) and
secrete cytokines such as gamma interferon and tumor necrosis factor
alpha that may contribute to the resolution of viral infections
(21). In addition, memory CTL may provide long-lasting
protection by allowing the host to mount rapid and heightened responses
to reinfection with the same pathogen (1, 31).
While the important role of CTL in controlling virus infection has been
widely recognized, most current nonreplicating vaccines, when
administered by intramuscular (i.m.) injection, although effective in
eliciting antibody responses, do not elicit CTL responses (41,
42). This is because needle injection delivers vaccines to the
extracellular fluid, leading to antigen processing through the
endosomal pathway and presentation in association with major histocompatibility complex (MHC) class II molecules (35,
38). In contrast, induction of CTL responses requires endogenous
antigens that are processed in the proteosome and presented to
the immune system under the restriction of MHC class I molecules
(35, 36). Although an alternative MHC class I pathway may
lead to a CTL response to exogenous antigens (3, 4, 39,
49), antigen presentation through the alternative pathway may be
dependent on the nature and form of the antigen and possibly the
involvement of a special subpopulation of antigen-presenting cells
(APCs) (43, 46). In general, the most effective way of
inducing a CTL response is to target vaccine antigens to the cytosol of
the APCs.
Extensive research has been conducted to develop vaccines that induce
both humoral and CTL responses. The live-attenuated virus and
live-vector approaches have been pursued for several decades, but the
success rate of developing these types of vaccines is low (13,
18). Increased concerns about the safety of live-attenuated vaccines have prompted researchers to seek alternative means of inducing CTL responses (18). DNA vaccination has been
widely explored in the past few years (20). There are a
large number of successful animal studies; however, to date there are
few human studies showing the successful induction of humoral
and cellular immune responses (45). Adjuvants have been
used to induce CTL responses to subunit or inactivated viruses
(28, 34, 50, 55). However, the discovery of adjuvants that
are both safe and effective has proven to be a great challenge. Many
adjuvants have been evaluated in preclinical studies, but very few meet the safety and efficacy requirements for human use.
We have recently demonstrated that epidermal powder immunization (EPI)
with a split influenza virus vaccine embedded in water-soluble, sugar-based particles induces strong antibody responses and
protection against experimental challenges in mice (10).
Langerhans cells (LCs) in the viable epidermis of the skin have been
shown to play an important role in antigen processing and presentation
following skin immunizations (2, 5, 12, 14). We
hypothesized that EPI with conventional subunit vaccines (peptide,
protein, and inactivated pathogens) applied to the surfaces of gold
microparticles may deliver vaccines to the cytosol of the LCs and
induce CTL responses. To test this hypothesis, we first studied the
tissue and subcellular localization of the antigen and carriers at the site of EPI and the draining lymph nodes. We then evaluated the immune
responses to the hepatitis B virus surface antigen (HBsAg), a
nucleoprotein peptide (NP peptide) from influenza virus
(44), and inactivated influenza viruses following EPI.
Evidence of intracellular delivery of antigens to the LCs and of
induction of both CTL and antibody responses by EPI is presented.
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MATERIALS AND METHODS |
Antigens and formulations.
The
H-2Kd-restricted influenza virus NP
peptide TYQRTRALV (amino acids 147 to 155) (referred to below as the NP
peptide) from A/PR/8/34 (H1N1) (44) was synthesized by
Multiple Peptide Systems, Inc. (San Diego, Calif.). HBsAg was purchased
from Rhein Biotech (Buenos Aires, Argentina). The A/Sydney/5/97 (H3N2)
(referred to below as A/Sydney) and A/Beijing/262/95 (H1N1) (referred
to below as A/Beijing) influenza viruses from the trivalent split influenza virus vaccine manufactured for the 1998-to-1999 season were
purchased from the Swiss Serum and Vaccine Institute (Berne, Switzerland). The A/Aichi/68 (H3N2) virus (A/Aichi) was grown by
culture in 10-day-old embryonated chicken eggs (48).
Viruses were purified from the allantoic fluid by concentration with an Amicon hollow fiber system and two passages over continuous sucrose gradients by ultracentrifugation. The total protein concentration of
the purified virus was determined by a microbicinchoninic acid assay
(micro-BCA assay) (Pierce, Rockford, Ill.). The A/PR8/34 (H1N1)
influenza virus (A/PR8) was purchased from Charles River Spafas (New
Franklin, Conn.). Both the A/Aichi and A/PR8 viruses were inactivated
with formalin (1:4,000 [vol/vol]) for 48 h at 4°C.
The NP peptide was precipitated onto 1.5- to 2.5-µm gold particles
(Degussa, Plainfield, N.J.) using ethanol in the presence of 3 M sodium
acetate. Briefly, the NP peptide and gold were combined at a ratio of
10 µg of peptide to 1 mg of gold and resuspended in 3 M sodium
acetate. Prechilled (4°C) dehydrated ethanol was added drop by drop
to precipitate the peptide onto the gold particles. The NP
peptide-coated gold particles were collected and washed three times
with dehydrated ethanol. The final preparation was resuspended in
dehydrated ethanol for drying onto the interior surface of nylon tubing
using a previously described method (32). The inactivated
influenza virus and HBsAg were precipitated onto gold particles using
1% polyethylene glycol (molecular weight, 1,300 to 1,600) (Sigma
Scientific Chemicals, St. Louis, Mo.) and ethanol by a similar
procedure. The protein content in the final preparation was determined
using the micro-BCA assay (Pierce).
The structures of DNA plasmids encoding the full-length NP protein of
influenza virus and the HBsAg have been reported previously (16,
37). The previously described methods for preparation of DNA
vaccines on 1.5- to 2.5-µm gold particles and immunization using the
PowderJect XR-1 powder delivery device were used in this study
(32).
Mice, immunization, and serum collection.
Female BALB/c mice
(5 to 7 weeks old; Harlan-Sprague-Dawley, Indianapolis, Ind.) were
used. Mice were fully anesthetized by an intraperitoneal (i.p.)
injection of ketamine and xylazine, and their abdominal skin was shaved
using a hair clipper prior to immunization. Antigen-coated gold
particles dried onto the interior surface of a nylon tube (length, 0.5 in; diameter, 1/10 in) were administered to the shaved abdominal
skin using the helium-powered PowderJect XR-1 powder delivery device
(32).
In some studies, a DNA vaccine was used as a control. The DNA plasmid
was precipitated onto 1.5- to 2.5-µm gold particles and administered
to mice using the PowderJect XR-1 powder delivery device as previously
reported (32). Other controls included mice that were
immunized with the respective vaccines in saline by either i.p. or i.m.
injections using a 26-gauge needle. Each injection delivered a 0.2-ml
(i.p.) or 0.05-ml (i.m.) volume.
Blood was collected via retro-orbital bleeding under anesthesia prior
to each vaccination and 2 weeks postboost.
Histology.
Localization of the antigen-coated gold particles
in the target skin of mice was determined histologically. Immediately
after administration, target skin was excised, fixed with 10%
formalin, and embedded with paraffin. Sections (thickness, 6 µm) were
cut, stained with hematoxylin and eosin (H&E), and visualized under a
light microscope.
TEM.
Transmission electron microscopy (TEM) was performed to
confirm the subcellular localization of the gold particles in the vaccination site. Target skin was excised immediately after EPI, fixed
with 2% glutaraldehyde and 2% paraformaldehyde in 0.1 M sodium
phosphate buffer (pH 7.2) for 2 h at room temperature, and
embedded in Spurr's low-viscosity resin. Ultrathin sections (thickness, 75 to 90 nm) were collected, stained with uranyl acetate and lead citrate, and observed under a Philips (Einhoven, The Netherlands) CM120 transmission electron microscope at 80 kV. Photographic images were produced using a Kodak MegaPlus 1.4 camera (AMT, Danvers, Mass.).
Immunofluorescence staining.
Texas Red-labeled bovine serum
albumin (BSA; Sigma) was used as a model antigen to monitor the fate of
antigen after EPI. BSA was labeled with Texas Red (Molecular Probes,
Eugene, Oreg.) according to the manufacturer's instructions prior to
precipitation onto gold particles. EPI was performed on the mouse ear
using 0.5 mg of gold coated with 5 µg of Texas Red-labeled BSA.
Immediately after EPI, target skin was collected and the epidermal
sheet was prepared by treatment with 1 M sodium bromide as previously
described (30). The epidermal sheet was fixed in ice-cold
acetone for 10 min and washed three times with phosphate-buffered
saline (PBS) prior to immunofluorescence staining.
LCs in the epidermal sheet were stained in an indirect
immunofluorescence assay. Briefly, the epidermal sheet was placed in a
well of a 48-well tissue culture plate (Costar) and incubated overnight
at 4°C with a monoclonal antibody (MAb) to I-Ad
antigen (PharMingen) in PBS containing 0.5% ovalbumin. The epidermal sheet was then washed with PBS and sequentially incubated with biotin-labeled goat anti-mouse immunoglobulin G (IgG) (heavy plus light
chains) (Southern Biotechnology Associates, Birmingham, Ala.) and a
fluorescein isothiocyanate (FITC)-streptavidin conjugate (PharMingen). After three washes with PBS, the epidermal sheet was
mounted on a slide and examined using a fluorescent microscope with a
dual-wavelength filter (red and green) and a camera (Nikon, Melville,
N.Y.).
Migration of LCs.
The migration of LCs from the site of EPI
to the draining lymph nodes was studied to determine the roles of LCs
in the subsequent immune responses. Approximately 500 µl of FITC
(Molecular Probes) dissolved in
N,N-dimethylformamide (DMF) (5 mg/ml) was applied to the shaved abdominal skin of an anesthetized mouse. EPI was performed 4 h later by administering 0.5 mg of gold coated with 5 µg of Texas Red-labeled BSA. Inguinal lymph nodes were collected 20 h later, and single-cell preparations were made using a cell strainer (Fisher Scientific Products, Pittsburgh, Pa.). The cells were
applied to a glass slide using a Shandon (Pittsburgh, Pa.) cytospin
centrifuge and were examined under a fluorescent microscope with a
dual-wavelength filter (red and green) (Nikon).
Controls included mice treated with FITC alone and mice receiving EPI
with 0.5 mg of gold coated with Texas Red-labeled BSA without prior
treatment with FITC.
Mouse challenge.
A mouse-adapted A/Aichi virus was generated
by several passages in BALB/c mice, and the 50% lethal dose
(LD50) was experimentally determined to be
104 PFU. Mice were first fully anesthetized by
i.p. injection of a mixture of ketamine and xylazine and then
intranasally instilled with 105 PFU (10 LD50s) of the mouse-adapted A/Aichi virus in 50 µl of PBS. Mortality and changes in body weight were monitored daily for 16 days.
ELISA.
Titers of antibody to the NP peptide, HBsAg, and
influenza viruses were determined using a modified enzyme-linked
immunosorbent assay (ELISA) (10). Briefly, a 96-well
Costar plate (Fisher Scientific Products) was coated with the
appropriately diluted antigen in 30 mM PBS (pH 7.4) overnight at 4°C.
Plates were washed and incubated with test sera diluted in PBS
containing 5% dry milk for 1.5 h at room temperature, followed by
three washes and a 1-h incubation with biotin-labeled goat anti-mouse
IgG (Southern Biotechnology Associates) at room temperature. Following
three additional washes, plates were incubated with
streptavidin-horseradish peroxidase conjugates (Southern Biotechnology
Associates) for 1 h at room temperature. Finally, plates were
washed and developed with the substrate 3,3',5,5'-tetramethylbenzidine
(Bio-Rad Laboratories, Melville, N.Y.). After plates were developed for
15 min, the reaction was stopped by addition of 1 N sulfuric acid.
Plates were read at a wavelength of 450 nm using an Emax plate reader
(Molecular Devices, Sunnyvale, Calif.). The end point titers of the
sera were determined by 4-parameter analysis using the Softmax Pro 4.1 program (Molecular Devices) and normalized to a reference serum of
known titer.
HI assay.
Hemagglutination inhibition (HI) titers were
determined using a previously described method (32).
Receptor-destroying enzymes from Vibrio cholerae were used
to remove the nonspecific inhibitory activity of the mouse sera.
CTL assay.
CTL responses were measured as previously
described (16, 37). Briefly, BALB/c mice were sacrificed
following a prime-boost immunization on days 0 and 28. In some studies,
each group was divided into two subgroups and splenocytes pooled from
two to four mice were assayed on separate days to demonstrate
consistency. Splenocytes (6.3 × 106 cells)
were stimulated for 6 days with stimulator cells (2.4 × 106 cells) at 37°C in a 5%
CO2 incubator prior to measurement of lytic
activities in a 4-h standard chromium release assay. The influenza
virus NP peptide CTL assay used naïve mouse splenocytes that
had been treated with mitomycin C and pulsed with the synthetic NP
peptide as stimulator cells, and it used peptide-pulsed P815 cells
(American Type Culture Collection, Manassas, Va.) as target cells. The
HBsAg CTL assay used P815 cells transformed with the full-length HBsAg
gene both as stimulator cells and as target cells.
Splenocytes depleted of CD4+ or
CD8+ T cells were used in certain CTL assays.
Mouse spleens from eight animals were pooled, and splenocyte
suspensions were prepared and divided into three equal fractions. Two
of the fractions were treated with Dynabeads tagged with an anti-CD4
(P/N114.05) or anti-CD8 (P/N114.07) MAb according to the
manufacturer's instructions (Dynal AS & Nordic, Oslo, Norway).
Complete depletion of the T-cell subpopulations was confirmed by
labeling with an anti-CD4 or anti-CD8 MAb and flow cytometry analysis.
The remaining cells were stimulated, and CTL activity was determined as
described above and compared to that in untreated bulk splenocytes.
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RESULTS |
EPI targets epidermis.
Examination of the H&E-stained sections
of a normal mouse skin under a light microscope revealed three layers
of structures: stratum corneum, viable epidermis, and dermis (Fig.
1A). The viable epidermis, a tissue in
which LCs are located, contained one to three cell layers. Gold
particles were found mainly in the stratum corneum, the viable
epidermis, and the epidermis-dermis junction (Fig. 1B). Some gold
particles could be seen in the upper dermis. There was no apparent
tissue damage and no clearly detectable extracellular spaces around the
gold particles. Presumably, the micrometer-size entry portals of the
gold particles were closed shortly after delivery.

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FIG. 1.
Localization of gold particles at the EPI site by light
microscopy. Light-microscopic images of H&E-stained histological
sections from a normal mouse skin (A) and a target skin (B) are shown.
Gold particles appear as dark spheres (magnification, ×240).
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TEM photographic images of the vaccination site revealed very tight
junctions between the cells in the viable epidermis. There were
no clearly discernible extracellular spaces, and the gold particles
were much smaller than the epidermal cells; all gold particles were
deposited inside the cells. Most gold particles were in the cytoplasm,
as shown in Fig. 2A, but occasionally
gold particles could be seen inside the nuclei (data not shown). Close examination at a higher magnification showed that there were no membrane-like structures surrounding the gold particles, ruling out the
possibility that gold particles entered cells via endocytosis (Fig.
2B). The major types of cells in the viable epidermis, LCs and
keratinocytes, could not be clearly differentiated under TEM.

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FIG. 2.
Subcellular localization by TEM of gold particles in the
target skin following EPI. (A) TEM images of target skin sections
(magnification, ×2,800) show gold particles (indicated by arrows) in
the cytosol of viable epidermal cells. (B) Enlarged view
(magnification, ×25,000) of the boxed area in panel A shows no
membrane-like structures around the gold particles.
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EPI targets LCs.
Immediately after EPI with gold particles
coated with Texas Red-labeled BSA, the target skin was excised. The
epidermal sheet was prepared, stained by indirect immunofluorescence
using an FITC conjugate, and visualized under a fluorescence microscope with a two-color filter. The LCs, the only type of cells in the epidermis expressing class II antigens, were stained green. The gold
particles coated with Texas Red-labeled BSA appeared red if they were
inside nonfluorescent cells, e.g., keratinocytes, and yellow if
they were inside the green-colored LCs. Figure
3A is a representative photographic image
of an epidermal sheet from the vaccination site. The green-colored LCs
with extruding dendrites are clearly visible in the epidermal sheet.
These cells formed a dense network covering a large proportion of the
surface area. A large number of red- and yellow-colored gold particles
were clearly visible, confirming the epidermal localization of the gold-particles following EPI as revealed by the H&E-stained
histological sections. Most of the gold particles appeared red,
indicating keratinocyte localization, but a significant number appeared
yellow, indicating LC localization. Approximately 50% of the LCs
contained antigen-coated particles after administration of 0.5 mg of
antigen-coated gold particles to a 113-mm2 target
area. Many LCs contained multiple gold particles (Fig. 3B).

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FIG. 3.
Localization of antigen-coated gold particles in the LCs
by immunofluorescence staining. Immediately after EPI using Texas
Red-labeled BSA-coated gold particles (red), target skin was excised,
an epidermal sheet was prepared, LCs were labeled with FITC (green),
and the epidermal sheet was examined by fluorescence microscopy. (A)
Representative light microscopic image of the stained epidermal sheet
(magnification, ×60). (B) Closer view (magnification, ×240) of the
boxed area in panel A. The gold particles inside the LCs appear yellow,
whereas those in nonfluorescent cells appear red.
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Migration of LCs from the site of EPI.
The migration of LCs
from the vaccination site into the draining lymph nodes was studied in
order to determine the role of LCs in the immune responses following
EPI. In a typical study, three groups of mice were used; the abdominal
skin of mice in groups 1 and 3 was painted with FITC dissolved in DMF,
while mice in group 2 were treated with DMF only. Four hours later, EPI
using gold particles coated with Texas Red-labeled BSA was administered to the painted skin of mice in groups 2 and 3. Fluorescent cells in the
draining lymph nodes were examined 20 h later. Four hours after
application of FITC to the abdominal skin of mice in group 1, an
epidermal sheet was made and all cells in the viable epidermis were
stained with FITC (data not shown). Green fluorescent LCs could
be detected in the inguinal lymph nodes 20 h later (Fig. 4A). Mice painted with DMF followed by
EPI (group 2) contained only red fluorescent cells in their draining
lymph nodes (Fig. 4B). Mice treated with both FITC and EPI had green
fluorescent cells containing yellow-colored gold particles in their
draining lymph nodes. Figure 4C is a representative image showing three green LCs, each containing several yellow-colored gold particles. Figure 4D is the bright-field image of the same cells. These cells are
believed to be LCs originating from the site that had been directly
targeted by EPI.

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FIG. 4.
Migration of LCs from the vaccination site to the
draining lymph node. Vaccination sites were treated with FITC
(dissolved in DMF) by topical application prior to EPI with gold
particles coated with Texas Red-labeled BSA. (A through C) Mice were
treated either with FITC without EPI (A), with DMF followed by EPI (B),
or with both FITC and EPI (C). Fluorescent cells in the draining lymph
nodes were examined 20 h later by fluorescent microscopy under UV
light. (D) Bright-field image of the same cells shown in panel C. Magnification, ×240.
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CTL and antibody responses to HBsAg elicited by EPI.
In the
first study, BALB/c mice (eight mice per group) were immunized with 2 µg of HBsAg to determine whether EPI induced a CTL response as well
as a humoral response. Control mice were immunized with 2 µg of HBsAg
in PBS by i.m. needle injection. Antibody responses were determined by
an ELISA with blood samples collected prior to each immunization (days
0 and 28) and 14 days after booster immunization. HBsAg-specific CTL
responses were determined on day 42 using four animals from each group.
EPI of mice induced both a primary and a secondary antibody response to
HBsAg, and these titers were comparable to that elicited by i.m.
injection (Fig. 5A). Mice receiving EPI
exhibited HBsAg-specific CTL responses. In contrast, the i.m.-immunized
control had no detectable CTL activities (Fig. 5B). This indicated that
EPI elicited a qualitatively different immune response to HBsAg than
the conventional immunization method.

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FIG. 5.
Immune responses to HBsAg following EPI compared to i.m.
injection. Mice were immunized on days 0 and 28 by either EPI or i.m.
injection. (A) Antibody responses were determined by ELISA with sera
collected on day 42. Data are individual titers; solid lines indicate
geometric mean titers. (B) CTL responses from four mice were determined
after in vitro stimulation using a standard chromium release assay.
Each line represents the CTL activities using pooled splenocytes from
two animals.
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To compare the immune responses elicited by EPI to that elicited by
particle-mediated DNA immunization, mice (eight per group) were
immunized either with 2 µg of HBsAg via EPI or with 2 µg of DNA
plasmid encoding HBsAg. Post-prime immunization (day 28) and post-boost
immunization (day 42) antibody responses to HBsAg were determined by
ELISA. CTL responses were determined on days 42 and 49 using spleens
pooled from two to four animals from each group.
Both EPI with HBsAg and DNA immunization elicited a primary and a
secondary antibody response (Fig. 6A).
Antibody titers were comparable when the postprime or postboost titers
were compared for the two different vaccines. Furthermore, both EPI and
DNA immunization elicited CTL responses (Fig. 6B). The naïve
control animal had no CTL response. This suggests that EPI with HBsAg elicits an immune response that is qualitatively similar to that elicited by DNA immunization.

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FIG. 6.
Immune responses to HBsAg elicited by EPI compared to
DNA vaccine. Mice were immunized on days 0 and 28 with 2 µg of HBsAg
or 1 µg of DNA plasmid encoding HBsAg. (A) Antibody responses from
individual sera collected on days 28 and 42 were analyzed by ELISA.
Solid lines, geometric mean titers. (B) CTL responses were determined
on days 42 and 49 using pooled spleens (n = 2 to
4).
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CTL response to HBsAg is CD8+ T-cell dependent.
The association between CTL activity and CD8+ T
cells was determined by a CTL assay using bulk splenocytes and
splenocytes depleted of either CD4+ T cells or
CD8+ T cells (Fig.
7). Mice received 2 µg of HBsAg via EPI
as described above. Depletion of CD4+ T cells had
no impact on CTL activity compared to that for bulk splenocytes. In
contrast, depletion of CD8+ T cells resulted in a
complete loss of CTL activity. This suggests that EPI induces CTL
responses that are CD8+ T-cell dependent.

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FIG. 7.
CTL responses induced by EPI are CD8+ T-cell
dependent. Mice were immunized on days 0 and 28 with 2 µg of HBsAg
via EPI. CTL activity was measured in splenocytes pooled from eight
mice; either bulk splenocytes or fractions depleted of CD4+
or CD8+ T cells were used.
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CTL response to the NP peptide of influenza virus.
This study
was designed to determine if EPI was suitable for the delivery
of peptide antigens to induce a CTL response. The influenza virus NP
peptide TYQRTRALV (amino acids 147 to 155) from the PR8 virus is a
known CTL epitope (44) and has previously been used to
generate target cells to assess the CTL response (37). We
are not aware of any other studies using this peptide as an immunogen
to induce CTL responses.
BALB/c mice (12 animals per group) were immunized with 5 µg of the NP
peptide by either EPI or i.p. injection on days 0 and 28. Control mice
were immunized with a DNA plasmid encoding the full-length NP protein.
As expected, the DNA-immunized control had a CTL response. CTL
responses were also detected in mice receiving EPI (Fig.
8A). i.p. injection of the peptide did
not result in a detectable CTL response.

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FIG. 8.
Immune responses to an influenza virus NP peptide
following EPI. Mice were immunized by either EPI or i.p. injection with
5 µg of the A/PR8 NP peptide on days 0 and 28. Control mice were
vaccinated with 2.5 µg of DNA plasmid encoding a full-length NP. (A)
CTL responses were determined on days 37 and 39. Each data point
represents CTL activities in pooled splenocytes (n = 4). (B) Postboost antibody responses were determined by an ELISA
using inactivated A/PR8 as the detection antigen. Data are individual
serum IgG titers; solid lines indicate mean titers.
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Because the NP peptide is a CTL epitope and is smaller than a typical
B-cell epitope, we did not expect to see an antibody response in NP
peptide-immunized mice. However, when postboost sera were examined by
an ELISA using inactivated A/PR8 influenza virus as the detection
antigen, high IgG titers were seen in mice immunized with the NP
peptide by EPI (Fig. 8B). Antibody titers elicited by the i.p.-injected
peptide were significantly lower (P < 0.01).
Immunization with the DNA plasmid encoding the full-length NP protein
also elicited an antibody response. These results indicate that EPI
with the NP peptide, like the DNA vaccine, elicits both antibody and
CTL responses.
Immune responses to inactivated influenza virus and
protection.
To determine if EPI can elicit immune responses to
inactivated whole virus and protection against lethal challenge, we
separately immunized three groups of mice (eight animals per group)
with one of the following influenza viruses: A/Aichi/, A/Sydney, and A/Beijing, respectively. Each animal received a prime and a
booster immunization on days 0 and 28, respectively, with 2.5 µg of total viral protein. Serum antibody responses were determined
on day 42 by a standard ELISA using a detection antigen that was the same as the immunogen for the virus. Mice were challenged with 10 LD50s of a mouse-adapted A/Aichi virus on day 44. Weight loss and survival were monitored for 16 days postchallenge.
EPI immunization elicited antibody responses to all three influenza
viruses, and the ELISA titers were indistinguishable (Fig. 9A). Following a lethal challenge with
the mouse-adapted A/Aichi virus, all mice that had been immunized with
the A/Aichi and A/Sydney viruses via EPI survived (Fig. 9B). All
naïve mice and mice immunized with the A/Beijing virus died
within 10 days postchallenge. CTL responses for these mice could not be
determined due to the lack of an appropriate CTL assay for each
influenza virus.

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FIG. 9.
Immune responses to inactivated influenza viruses and
protection against challenge following EPI. Mice were immunized with
2.5 µg of the indicated inactivated or split influenza viruses
on days 0 and 28. Mice were challenged intranasally with 10 LD50s of a mouse-adapted A/Aichi virus on day 44. (A)
Antibody titers were determined by a standard ELISA; solid lines
indicate geometric mean titers. (B and C) Survival (B) and changes in
body weight (C) were monitored for 16 days.
|
|
Naïve mice lost an average of 30% of their body weight by day
6 prior to succumbing to the influenza virus infection between days 8 and 10 (Fig. 9C). Mice immunized with the A/Aichi virus did not
experience appreciable weight loss, whereas mice immunized with the
A/Sydney virus had an average weight loss of approximately 20% 6 days
postchallenge. At the end of the 16-day monitoring period, these mice
had nearly recovered their original weight. Immunization with the
A/Beijing virus offered no protection against weight loss.
To determine if protection was attributed to HI antibodies, HI titers
of prechallenge sera (day 42) and postchallenge sera (day 61) from mice
immunized with the A/Aichi or A/Sydney virus were determined. Prior to
challenge, mice immunized with the A/Aichi virus had HI titers to the
A/Aichi virus only, not to the A/Sydney virus (Fig.
10A), and A/Sydney virus-immunized mice
had HI titers to the A/Sydney virus only, not to the A/Aichi virus
(Fig. 10B). This indicated that there were no cross-reacting HI
antibodies between the A/Aichi and A/Sydney viruses. Compared to those
in prechallenge sera, HI titers to A/Aichi virus were slightly elevated in postchallenge sera from A/Aichi virus-immunized mice (Fig. 10A).
This may be related to the antibody responses to the A/Aichi challenge
virus. All A/Sydney virus-immunized mice had HI titers to the A/Aichi
virus in postchallenge sera (Fig. 10B), an indication of immune
responses to the challenge virus and possibly viral replication. HI
titers to the A/Sydney virus in the postchallenge sera were as
expected, i.e., absent in A/Aichi virus-immunized mice and unchanged in
A/Sydney virus-immunized mice. These data indicate that HI antibodies
may not be responsible for protection in A/Sydney virus-immunized mice.
Cross-reacting antibodies between these two viruses could be detected
in both the pre- and postchallenge sera by ELISA (data not shown).
Whether the protection was afforded by CTL responses to conserved
antigens or cross-reacting non-HI antibodies requires further
investigation.

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|
FIG. 10.
Pre- and postchallenge HI titers to A/Aichi and
A/Sydney viruses. Mice were immunized with the A/Aichi (A) or A/Sydney
(B) influenza virus using EPI. Prechallenge (day 42) and postchallenge
(day 61) sera from the study as described in the legend to Fig. 9 were
analyzed by an HI assay. Data are serum HI titers from individual mice;
each solid line indicates the geometric mean titer for eight animals.
|
|
 |
DISCUSSION |
Since protective antigens from many viruses have been
identified, an immunization method that can effectively generate a
broad range of immune responses, including CTL responses, will lead to
rapid development of more efficacious vaccines. We have demonstrated in
this study that EPI delivers antigens directly to LCs and induces CTL
and antibody responses to several antigens, including a peptide, a
recombinant protein, and inactivated viruses. We have further demonstrated that the CTL activities are associated with the activation of CD8+ T cells.
Priming a CTL response normally requires endogenously produced proteins
or peptides that are presented to the immune system under the
restriction of MHC class I molecules. DNA vaccines induce CTL responses
primarily through the endogenous pathway (19), although
the alternative pathway of antigen presentation may play a role
(12, 49). Some adjuvants may help subunit vaccines to
induce CTL responses through cytosolic antigen delivery
(34). CTL induction via EPI may be related to the
intracellular delivery of antigens to LCs in the epidermis. Cytosolic
localization of antigen-coated gold particles in the viable epidermis
was shown by TEM. Localization of antigen-coated gold particles in LCs
at the vaccination site and, at a later time point, in the draining lymph nodes was demonstrated by immunofluorescence assays. Antigens on
the gold particles delivered to the cytosol of the LC may lead to MHC
class I-restricted antigen presentation to the T cells and induction of
CTL responses.
The epidermis of the skin is a potent immunologic organ and an
effective site of induction of immune responses. Particle-mediated delivery of DNA vaccines to the epidermis induces serum antibody responses and cellular immune responses to a variety of vaccines (17). In the present study, EPI induced augmented antibody
and CTL responses to several viral antigens. LCs are believed to play an important role in the immune responses to EPI. LCs, which account for 2 to 4% of all epithelial cells in the viable epidermis, are known
potent APCs (2, 5, 11, 14, 53). McKinney and Streilein
have demonstrated that 10 adoptively transferred allogeneic LCs are
sufficient to generate allogeneic CTL responses in vivo (33). Timares et al. have shown that 500 to 1,000 transferred LCs can generate a full range of immune responses
(53). With their dendrites extending into the interstitial
spaces between the keratinocytes, LCs form a dense network in the
epidermis. The density of LCs on most human body surfaces, as well as
mouse skin, is approximately 1,000 cells/mm2
(8, 11, 30). In the present study, EPI delivered antigens to a skin target area of approximately 113 mm2,
which comprises approximately 105 LCs. Thus, EPI
appears to require a successful "hit" in 1% or fewer of the LCs in
the target site in order to elicit a full range of immune responses.
Our data show that approximately 50% of LCs were directly targeted by EPI.
Another means of generating CTL responses by EPI may involve
cross-priming by antigens delivered to the keratinocytes in the viable
epidermis. DNA vaccine studies have indicated that the transfer of
fibroblasts or myoblasts expressing a vaccine antigen into
naïve mice induced antigen-specific CTL and antibody responses (15, 54). It is believed that cross-priming may occur when professional APCs process antigens secreted by keratinocytes or by
phagocytosis of the damaged cells (2, 29, 53).
Keratinocytes account for the majority of cells in the viable epidermis
and should receive most of the gold particles after EPI. The antigens entering the keratinocytes may elicit immune responses by being passed to professional APCs.
Priming of CD8+ CTL responses by APCs typically
requires cognate T helper cells to provide an activation signal via
CD40-CD40 ligand interaction (6, 7, 27, 40, 47). When T
helper cells are not present, APCs must be activated by alternative
means, e.g., viral infection or adjuvants (7, 56). It is
hypothesized that proinflammatory cytokines produced during viral
infection or by adjuvant stimulation may directly activate APCs,
circumventing the need for T helper cells. It is remarkable to see a
CTL response to a minimal CTL epitope after EPI, since the NP peptide
contains no T helper cell epitope. It will be interesting for future
studies to investigate if T helper cells are involved in the CTL
priming following EPI with the NP peptide. We have preliminary data
indicating that EPI elicits proinflammatory cytokines at the
vaccination site (unpublished data), which may activate APCs to prime a
CTL response independently of T helper cells.
We did not expect to see an antibody response to the NP peptide
following EPI, since the NP peptide is not a known B-cell epitope and
the 9-amino-acid peptide is probably a little too small for class II
presentation. Further, there was no evidence that the NP peptide could
activate T helper cells, which is typically required for an antibody
response. A previous study using i.m. injection of a minigene encoding
the same NP peptide failed to demonstrate an antibody response
(23). It is surprising for EPI to induce such a high IgG
titer to the NP peptide. In addition to targeted delivery to LCs, EPI
may enhance the immunogenicity of the peptide by presenting the peptide
to the immune system as an amorphous aggregate and ligomers on the gold
surface. This resembles the previously described high-density multiple
antigenic peptide system (52), a method designed to
improve the immunogenicity of a peptide vaccine and its ability to
elicit antibodies recognizing the native antigens.
We have demonstrated in this study that EPI delivers protein antigens
intracellularly to the viable epidermal cells, including LCs, and
induces both the cellular and the humoral immune response. Therefore,
EPI offers the potential benefits of live-attenuated vaccines without
the associated safety problems. Although the scope of this study was
limited to hepatitis B and influenza viruses in a mouse model, our
results could have significant implications for the prophylaxis and
therapy of these and many other important viral diseases in humans. It
is also feasible to apply this technology to the development of
vaccines for diseases caused by intracellular bacterial and protozoan
pathogens, and possibly to cancer therapy.
 |
ACKNOWLEDGMENTS |
We thank Amy Bucklen, Cindy Zuleger, and Edna Gonzalez for
technical assistance, Ralph Braun and Scott Umlauf for evaluation of
the manuscript and helpful discussions, Y. Kawaoka (University of
Wisconsin) for providing the A/Aichi virus used in the challenge study,
and Randall J. Massey (University of Wisconsin) for conducting the TEM work.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: PowderJect
Vaccines, Inc., 585 Science Dr., Madison, WI 53711. Phone: (608)
231-3150. Fax: (608) 231-6990. E-mail:
dexiang_chen{at}powderject.com.
 |
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Journal of Virology, December 2001, p. 11630-11640, Vol. 75, No. 23
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.23.11630-11640.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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