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Journal of Virology, October 2001, p. 9493-9501, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9493-9501.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Adeno-Associated Virus Type 2-Mediated Transduction of Human
Monocyte-Derived Dendritic Cells: Implications for Ex Vivo
Immunotherapy
Selvarangan
Ponnazhagan,1,2,3,*
Gandham
Mahendra,1
David T.
Curiel,1,2,3,4 and
Denise R.
Shaw2,3,4
Departments of
Pathology1 and
Medicine,4 the Gene Therapy
Center,2 and the Comprehensive Cancer
Center,3 University of Alabama at Birmingham,
Birmingham, Alabama 35294
Received 3 May 2001/Accepted 22 June 2001
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ABSTRACT |
Dendritic cells (DCs) are pivotal antigen-presenting cells for
regulating immune responses. A major focus of contemporary vaccine
research is the genetic modification of DCs to express antigens or
immunomodulatory molecules, utilizing a variety of viral and nonviral
vectors, to induce antigen-specific immune responses that ameliorate
disease states as diverse as malignancy, infection, autoimmunity, and
allergy. The present study has evaluated adeno-associated virus (AAV)
type 2 as a vector for ex vivo gene transfer to human peripheral blood
monocyte (MO)-derived DCs. AAV is a nonpathogenic parvovirus that
infects a wide variety of human cell lineages in vivo and in vitro, for
long-term transgene expression without requirements for cell
proliferation. The presented data demonstrate that recombinant AAV
(rAAV) can efficiently transduce MOs as well as DCs generated by MO
culture with granulocyte-macrophage colony-stimulating factor plus
interleukin in vitro. rAAV transgene expression in MO-derived DCs could
be enhanced by etoposide, previously reported to enhance AAV gene
expression. rAAV transduction of freshly purified MO followed by 7 days
of culture with cytokines to generate DCs, and subsequent
sorting for coexpression of DC markers CD1a and CD40, showed robust
transgene expression as well as evidence of nuclear localization of the
rAAV genome in the DC population. Phenotypic analyses using multiple
markers and functional assays of one-way allogeneic mixed leukocyte
reactions indicated that rAAV-transduced MO-derived DCs were as
equivalent to nontransduced DCs. These results support the utility of
rAAV vectors for future human DC vaccine studies.
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INTRODUCTION |
Dendritic cells (DCs) are potent
antigen-presenting cells (APC) for initiating T-cell immunity, due to
their ability to take up and process antigens for presentation by major
histocompatibility complex (MHC) class I and class II molecules,
migrate to T-cell areas of lymphoid tissues, and present antigen in
conjunction with the appropriate T-cell costimulatory molecules and
cytokines (reviewed in references 3, 4, 44, and 51). DCs
can be manipulated ex vivo to express antigens in order to generate
effective vaccines for a variety of immunotherapy applications. In the
simpler approaches, DCs are pulsed by incubation with purified
proteins, microbial or tumor cell lysates, synthetic MHC-binding
peptides, or crude peptides eluted from tumor cells, all of which have
shown promising results, although the persistence of antigens on pulsed DCs is of relatively short duration (4, 44, 51).
Alternatively, the transfer of genes encoding antigens into DCs offers
the advantages of sustained antigen expression and a broader spectrum
of MHC peptide epitopes presented by DCs and allows modulation of DC receptors and cytokine secretion to further fine-tune the immune response (3, 4, 44, 51). Both nonviral and
viral-vector-mediated gene transfer have been used for
DC-based immunotherapy in animal models and human clinical trials, with
the majority of viral-mediated DC transductions employing recombinant
adenovirus or retroviral vectors (2, 12, 51).
Adeno-associated virus (AAV) is a nonpathogenic parvovirus that infects
a wide variety of cells both in vitro and in vivo (30,
43). Recombinant AAV (rAAV) has been analyzed as a vector for
direct in vivo genetic immunization (10, 28) and possesses several potential advantages for gene transfer into DCs. Mature DCs
isolated from mouse spleen have been reported to be refractory to AAV
infection (22), but more recent reports indicate modest transduction efficiencies for DCs generated from mouse spleen or bone
marrow (56) and human peripheral blood (25).
One advantage of rAAV is the ability to transduce both dividing and
nondividing cells, which may allow transduction of DCs across a broad
range of activation or maturation states. Another advantage of rAAV is
the absence of viral coding sequences. Hence, rAAV-transduced DCs will
not synthesize any viral proteins, which should minimize competition
between transgene and viral peptides for MHC presentation and further
diminish elimination of transduced DC by virus-specific cytolytic T
cells (22, 34, 55).
A third potential advantage of rAAV is the capacity for persistent
transgene expression, which could result in transgene expression for
the life of the transduced cell (48). Current models of DC
biology would suggest that longevity would not be a critical factor for
DC-based vaccines, because antigen-primed DCs are considered to be very
short-lived cells in vivo. They rapidly migrate to the regional lymph
nodes, interact with T cells, and undergo apoptosis within
about 2 days (20, 24). However, recent studies in mice suggest that DCs modified for increased life spans also exhibit enhanced immune adjuvant and vaccine activity in vivo (20,
35), allowing speculation that future clinical trials could
incorporate strategies to prolong the life span of antigen-modified DC
vaccines, in which case persistence of DC transgene expression might
become a priority.
In the present study, we evaluated the efficiency of rAAV transduction
in human monocyte (MO)-derived DCs, the type of DC used in many current
vaccine clinical trials (13, 33, 46). We show that
transduction of the MO progenitors with rAAV followed by 7 to 10 days
of culture in IL-4 and GM-CSF resulted in robust transgene expression
by the generated DCs. rAAV transduction of either MO precursors or DCs
did not appear to compromise final DC viability, phenotype or immune
function in vitro. These results support the potential application of
rAAV-based vectors in gene-modified DC vaccines for immunotherapy.
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MATERIALS AND METHODS |
Cell lines, plasmids, viruses, and reagents.
The human
embryonic kidney cell line 293 was obtained from American Type Culture
Collection and maintained as described previously (37-39). The rAAV plasmid, pAAV-GFP, adenovirus
(Ad) type 2 (Ad2), and the human megakaryocytic leukemia cell
line M07e were kindly provided by Arun Srivastava, Indiana University
School of Medicine, Indianapolis. M07e cells were maintained as
previously described (40). Plasmid pSub201 containing the
wild-type (wt) AAV genome was a kind gift of Jude Samulski (University
of North Carolina, Chapel Hill), and a recombinant helper plasmid, pDG,
was a kind gift of Jürgen Kleinschmidt (University of Heidelberg,
Heidelberg, Germany). Clinical grade etoposide was from
Bedford Laboratories.
Production of wt and rAAV.
For the production of wt AAV,
plasmid pSub201 (45) was used. For rAAV encoding
luciferase (luc) or green fluorescent protein (GFP), AAV plasmids
containing the respective genes under the control of human
cytomegalovirus immediate early gene promoter (CMV-P) were used as
described previously (37). Packaging of mature virions was
performed in 293 cells by calcium phosphate plasmid transfection
(37-39). For the production of wt AAV,
pSub201-transfected 293 cells were infected with Ad2 at 5 PFU/15-cm-diameter plate. For packaging of rAAV, cells were
cotransfected with the respective rAAV plasmids and the helper plasmid,
pDG, containing the wt AAV and Ad genes necessary for rAAV packaging
(17). Cells were harvested 60 h posttransfection and
lysed by three rounds of freezing and thawing. Further purification of
AAV was done by two rounds of CsCl density gradient centrifugation
(37-39). DNase I treatment of viral preparations was
performed to digest unencapsidated DNA, and quantitative slot blot
analysis was used to determine the particle titer (37,
38).
Human MO and MO-derived DC cultures and viral transduction.
Peripheral blood mononuclear cells were isolated from blood of healthy
adult volunteers on Ficoll cushions (38), and MO were
isolated by adherence to plastic culture dishes in serum-free Opti-MEM
I medium (GIBCO-BRL, Gaithersburg, Md.) for 2 h at 37°C with 7%
CO2, followed by vigorous washing to remove nonadherent cells. In some experiments, the freshly adherent MO were immediately infected by overlaying cells with rAAV in Opti-MEM I for 2 h at 37°C with 7% CO2. Unless otherwise specified,
multiplicities of infection (MOI) of 100 were used to infect cells (1 MOI = 2,000 AAV particles/cell).
To generate DC, MO were cultured in RPMI 1640 medium with 2 mM
L-glutamine (Mediatech), 10% fetal calf serum (HyClone),
human recombinant interleukin 4 (IL-4) (17 ng/ml; R&D Systems), and 800 U of recombinant human granulocyte-macrophage colony-stimulating factor
(GM-CSF) (Leukine, Immunex) per ml for up to 10 days, with partial
cytokine medium replacement every 2 to 3 days. In some experiments, MO
were cultured in complete RPMI medium without cytokines or in complete
medium with GM-CSF alone. For infection of DC, the nonadherent and
loosely adherent cells were harvested, washed once into Opti-MEM I
medium, and incubated with 100 MOI of wt or rAAV for 2 h at 37C
with 7% CO2 in a polypropylene tube (10 to 20 million
cells/ml) with gentle agitation every 15 min. In AAV replication
experiments, following AAV infection, cells were washed five times in
1× PBS (phosphate-buffered saline (PBS) (UAB Media Preparation Shared
Facility) and incubated with wt Ad2 (10 PFU/cell) in serum-free
Opti-MEM for an additional 2 h at 37°C with 7% CO2
as before. After infection, cells were washed three times and then
cultured in complete RPMI medium with cytokines at 37°C with 7%
CO2 until further analyses.
Flow cytometry.
Nonadherent and loosely adherent cells
harvested from DC cultures were analyzed by two-color fluorescence flow
cytometry to determine DC phenotype and purity using either fluorescein
isothiocyanate (FITC)- or phycoerythrin (PE)-conjugated mouse
monoclonal antibodies specific for human CD1a, CD80, CD83, CD86, CD40,
CD3, CD19, and CD14 (all from BD Pharmingen) or with unconjugated
monoclonal antibodies to human MHC class I/A,B,C and class II/DR
(both from Leinco Tech., Inc.) followed by PE-labeled goat anti-mouse
immunoglobulin G (IgG) (Southern Biotechnology Assoc.). One hundered
thousand cells were incubated with antibodies at the concentrations
recommended by the manufacturers plus aggregated human IgG (10 µg/ml)
to block Fc receptors, in PBS containing 1% bovine serum albumin, on
ice for 30 min. Cells were washed once with 10 volumes of PBS plus bovine serum albumin between incubations, and final cells were resuspended in PBS plus 1% paraformaldehyde prior to analysis. DCs
transduced with rAAV-GFP were analyzed for percent GFP-positive cells
by fluorescence flow cytometry at 490 nm. In some experiments, DCs were
stained with CD1a-PE and CD40-fluorescein isothiocyanate and then
sorted for double-positive and single-positive cells. All antibody
staining mixtures contained 10 µg of of heat-aggregated human IgG per
ml to block nonspecific binding to Fc receptors. Analyses and cell
sorting were performed in the Flow Cytometry Core Facility of the UAB
AIDS Center.
AAV replication assay.
Human MO-derived DC were infected
with wt AAV with or without Ad2. As positive controls, 293 cells known
to be permissive for both AAV and Ad2 infection were included.
Forty-eight hours postinfection, low Mr DNA was
isolated from the mock-infected and AAV- or Ad-infected cells by the
method of Hirt (19) and analyzed on Southern blots using
32P-labeled AAV-specific or Ad2-specific DNA probes, as
described earlier (36).
Luciferase assay.
Luciferase activity was determined using a
commercial kit (Luciferase Assay System; Promega, Madison, Wis.).
Briefly, the cells were washed two times with PBS, and the cell pellet
was lysed with a buffer provided in the kit. After brief centrifugation at 4°C, the clarified supernatant was used to determine luciferase activity with a luminescent substrate in a Zylux Femtomaster FB12 luminometer. Data are expressed as relative light units (RLU) per
microgram of protein, as determined by the method of Lowry et al.
(26).
Fluorescence in situ hybridization (FISH).
Populations of
mock-transduced and rAAV-transduced DCs positive for both CD1a and CD40
were sorted, and cell nuclei were isolated by standard methods
(5). A digoxigenin-labeled luciferase probe was prepared
by the nick translation method using the Nick Translation System
(GIBCO-BRL). Digoxigenin-labeled dUTP (DID-11-dUTP) was purchased from
Roche Molecular Biochemicals. Hybridization, amplification of the
signal and counterstaining were performed with a hybridization kit
(Oncor Inc., Gaithersburg, Md.) according to the manufacturer's instructions (Chromosome in situ hybridization manual). The
stained nuclei were analyzed using an Olympus epifluorescence microscope.
MLR assay.
Cultured DCs were assayed for immunostimulatory
activity by allogeneic one-way mixed lymphocyte reaction (MLR). Fresh
Ficoll-purified peripheral blood mononuclear cells from a healthy donor
(unrelated to the DC donor) were used as responders. Various numbers of
irradiated (30 Gy) cultured DCs or DC-autologous fresh peripheral blood
mononuclear cells, used as stimulators, were added to 105
allogeneic responders in quadruplicate wells of a 96-well culture plate
in RPMI 1640 medium containing 2 mM L-glutamine and 10% human AB serum (Mediatech). After culture for 5 days at 37°C with 7%
CO2, cells were pulsed with 1 µCi of tritiated thymidine
(New England Nuclear) and then cultured for 18 to 20 h prior to
harvesting with a Skatron Micro96 Harvester, and cell-incorporated
tritium was assessed using a Packard Matrix 9600 Beta Counter. Results were expressed in counts per minute (mean ± standard deviation).
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RESULTS |
Replication of wt AAV in MO-derived DC.
AAV replication assays
were performed as an initial evaluation of wt AAV infection of human
MO-derived DCs. wt AAV requires the presence of specific helper virus
proteins in addition to host DNA polymerases for efficient replication
of the AAV genome, and in the absence of helper functions, the AAV
genome remains latent (30, 47). Thus, Southern blot
analysis of wt AAV genome structures in cells coinfected with Ad can be
used to assess the efficiency of AAV infection, based on the presence
of AAV replicative intermediates (38). Human MO-derived
DCs on day 7 of IL-4 and GM-CSF culture were infected with wt AAV with
or without Ad2. Characteristic AAV replicative intermediates were
detected only after superinfection with Ad (Fig.
1B), demonstrating that the replicative
intermediates were products of posttransduction events. Others have
reported that wt Ad infection of DCs is relatively inefficient
(2), which is consistent with results obtained using the
Ad-specific probe (Fig. 1C and D). Nonetheless, these limitations
did not affect the detection of wt AAV replication suggesting that
low-level transduction and expression of Ad proteins was
sufficient for AAV replication. These results clearly
indicate that AAV transduces human MO-derived DCs in vitro.

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FIG. 1.
Replication of wt AAV and Ad2 in 293 cells and human
MO-derived DCs. Low- Mr DNA isolated from equal
numbers of 293 cells and human DCs that were mock infected (lane 1),
wtAAV infected (lane 2), Ad2 infected (lane 3), and wtAAV-plus Ad2
coinfected (lane 4) were analyzed on Southern blots with either wt
AAV-specific (A and B) or Ad2-specific (C and D)
32P-labeled probes. Abbreviations: m and d, replicative
monomeric and dimeric forms of wt AAV, respectively; Ad2, Ad2
replication.
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rAAV transduction of human MO-derived DCs.
rAAV encoding
either luciferase (rAAV-luc) or green fluorescent protein (rAAV-GFP)
was used to analyze transduction of DCs by transgene expression.
MO-derived DC from day 7 IL-4 and GM-CSF cultures were infected with
either rAAV-luc or rAAV-GFP, and reporter gene activity was assessed
after 48 h of additional culture in cytokines. Luciferase activity
showed relatively efficient expression of the transgene in the human
DCs, as compared to rAAV-luc-transduced 293 cells (Fig.
2). To estimate the percentage of
transduced DCs, fluorescence flow cytometry of GFP reporter gene
expression was used. We observed variations in the efficiency of
transduction among DC cultures derived from different normal blood
donors, varying between 2 and 55% based on GFP-positive DCs; an
example of high-percentage transduction is presented in Fig.
3. Analogous donor-specific differences
in the efficiency of rAAV transduction in human bone marrow-derived
CD34+ primitive progenitor cells have been previously
reported by us and others (11, 38).

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FIG. 2.
Luciferase activity in MO7e, 293, and human DCs.
Approximately 5 × 104 cells of each type were either
mock infected or infected with rAAV-luc vector at an MOI of 100 in
vitro, and luciferase activities were determined 48 h
postinfection. Activity is expressed as RLU per microgram of protein
from each cell lysate.
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FIG. 3.
Expression of GFP in DCs following transduction by
rAAV. Human DCs, derived from MO, were infected with rAAV (100 MOI) encoding GFP in vitro. Forty-eight hours postinfection, cells
were analyzed by fluorescence-activated cell sorting for GFP
fluorescence. GFP activity observed in rAAV-transduced DCs is shown as
a shift towards the right from the untransduced control.
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At MOI of less than 100, rAAV transduction of DCs was significantly
reduced, indicating that higher vector dose is required
to
achieve optimal transduction of DCs (data not shown). However,
MOI of less than 100 indicated higher transduction in 293 cells
compared to DCs, which is probably due to a limited expression
AAV
receptor and/or coreceptors in the latter. As one means of
enhancing DC
expression of the transgene, we evaluated the topoisomerase
inhibitor
etoposide that has previously been reported to enhance
AAV expression
in both primary cells and cell lines (
42). Prior
to
analyzing the transduction efficiency of rAAV following etoposide
treatment, we conducted pilot experiments to determine if etoposide
treatment affected either DC viability phenotype as compared to
untreated DCs. MO-derived DCs from day 6 cultures with IL-4 and
GM-CSF
were treated with etoposide at concentrations of 0.5 to
50 µM for
16 h and then washed with PBS four times and cultured
for an
additional 48 h in complete medium with cytokines. Based
on trypan blue
dye exclusion, there was no evident cytopathic
effects in DCs treated
with up to 10 µM etoposide. A 50 µM concentration
of
etoposide, however, resulted in increased cytopathic effects.
Subsequently, DCs were pretreated with 0 to 10 µM etoposide and
either mock-transduced or transduced with rAAV-luc at an MOI of
100. After culture for an additional 48 h, the cells were harvested
for
luciferase assay. Results indicated an etoposide dose-dependent
enhancement of luciferase activity, which appeared to be maximal
at 5 µM etoposide (Fig.
4); pretreatment
with 10 µM etoposide
did not show significantly higher transgene
expression than 5
µM (data not shown). Etoposide treatments followed
by rAAV-luc
infection did not appear to affect DC viability, based upon
numbers
of viable cells recovered at the end of the cultures, and cell
surface phenotypes by as determined by flow cytometric analyses
of
multiple DC-associated markers were essentially identical between
the
etoposide-treated and untreated DC cultures (Fig.
5). Thus,
it may be possible to
pharmacologically augment rAAV transgene
expression in DCs.

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FIG. 4.
Luciferase expression in etoposide-treated DCs
transduced with rAAV-luc. MO-derived DC cultures were either untreated
or pretreated with 5 µM etoposide overnight and were subsequently
infected with rAAV-luc (50 MOI). DCs were lysed 48 h later, and
luciferase activity was determined. Activity is expressed as RLU
per microgram of protein in each cell lysate.
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FIG. 5.
Expression of surface markers in control and
etoposide-treated DC. MO-derived DCs on day 7 of culture were either
untreated or treated with 5 µM etoposide. The cultures were
maintained for an additional 2 days in the presence of etoposide. DC
cultures were analyzed by two-color flow cytometry for expression of
CD1a and CD40 (A), CD86 and CD45 (B), CD80 and CD83 (C), CD58 and CD54
(D), MHC class I (E), and MHC class II (F). Results of untreated cells
are on the left and etoposide-treated cells on the right in each
panel.
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rAAV transduction of monocytes prior to generation of MO-derived
DCs.
Conversion of the single-stranded AAV genome to a
double-stranded structure is a rate-limiting step for transcription of
rAAV-encoded transgenes (15, 16). Optimal expression of
AAV-transduced genes may require a few days to weeks, depending on cell
lineage or metabolic state (14, 18, 48-50). In attempts
to maximize rAAV expression, peripheral blood MO were infected with
rAAV-luc immediately after adherence purification and subsequently
cultured for various periods either without cytokines or with GM-CSF
alone or with IL-4 plus GM-CSF prior to luciferase assay. There was an
increase in the transgene activity with length of culture in all three
types of culture conditions (Fig. 6).
However, luciferase activity levels were consistently higher in the DC
cultures (IL-4 plus GM-CSF) as compared to cultures with GM-CSF alone
or with no added cytokines. Figure 6 presents representative results
from independent experiments using four different donor MO cultures. These results suggest that the use of rAAV for DC transduction may be
optimal if progenitors are infected prior to in vitro cytokine cultures
to generate DCs.

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FIG. 6.
Luciferase activity in control and rAAV-transduced MO
cultures. Freshly isolated MO were either mock transduced or transduced
with rAAV (100 MOI). Following transduction, monocytes were either
cultured without cytokines (Mono) or with GM-CSF alone (GM) or with
IL-4 plus GM-CSF (IL-4+GM). Analysis of luciferase activity (RLU) was
performed 2, 4, and 7 days postinfection.
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Because cultures of such MO-derived DCs were heterogeneous with respect
to cell surface phenotypes, we assessed luciferase
expression in cells
sorted by flow cytometry into subpopulations
coexpressing both CD1a and
CD40 versus populations expressing
only one of the markers. Results
(Fig.
7) indicated equivalent
amounts of
luciferase expression in each sorted population on
days 7 and 10 of
cytokine culture, verifying that cells with specific
DC phenotypes
exhibited robust rAAV transgene expression. Further,
the observation
that luciferase activities were almost identical
in both the
subpopulations confirms the vector transduction of
MO precursors and
that the transgene expression was not affected
by subsequent changes in
the expression of DC markers.

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FIG. 7.
Luciferase activity in fluorescence-activated
cell-sorted CD40- and CD1a-positive DCs generated from MO
transduced with rAAV-luc. Freshly adherent MO from human peripheral
blood were transduced with rAAV-luc (100 MOI) and subsequently cultured
with IL-4 plus GM-CSF for 7 or 10 days. Cells were then sorted using
fluorescent antibodies to CD40 and CD1a into populations that were
either double-positive (CD40+ CD1a+) or
single-positive (CD1a+ or CD40+). Less than 5%
of harvested cells were negative for both CD1a and CD40. Luciferase
activity (RLU) was expressed per microgram protein content in each
lysate.
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Assay of rAAV-transduced DC function by MLR.
The
allostimulatory capacity of DC after rAAV transduction was analyzed in
one-way MLR assays, using responder peripheral blood lymphocytes from
donors unrelated to the DC donors. For each experiment, fresh
peripheral blood mononuclear cells autologous to the DCs were included
as control stimulators. DC stimulators were either from day 6 cytokine
cultures of monocytes transduced on day 0 or from DCs transduced on day
7 of culture and returned to cytokine culture for 3 additional days
prior to MLR assay. The results show that, compared to
mock-transduced DCs, there was no significant difference in the potency
of rAAV-transduced DCs allostimulatory activity (Fig.
8). Similar results were obtained from
DCs generated from different donors with variation in AAV transduction
(data not shown). Thus, neither AAV infection nor transduction appeared
to affect DC immunostimulatory activity under these conditions.

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FIG. 8.
Allogeneic MLR assays of AAV-luc transduced DCs. MO
transduced with AAV on day 0 and cultured for 6 days in IL-4 and GM-CSF
to generate DCs (A) or DCs transduced with AAV after 7 days cytokine
culture and recultured with cytokines for 3 additional days (B) were
used as stimulators in allogenic MLR assays. In each experiment,
control stimulators included mock-transduced DCs as well as fresh
autologous peripheral blood mononuclear cells (PBMC). Stimulators were
irradiated and added at various numbers to 96-well culture plates.
Fresh peripheral blood lymphocytes from donors unrelated to the DC
donors were added to the irradiated stimulators at 100,000 cells/well,
incubated for 5 days, and then pulsed with 3H-thymidine
overnight prior to harvesting.
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FISH analysis of rAAV genome in transduced DCs.
rAAV vectors
can persist as either episomal elements or by chromosomal integration
in transduced cells (48). We performed FISH analysis in
attempts to evaluate the AAV genome in transduced DCs. Freshly obtained
peripheral blood monocytes were infected with rAAV-luc and subsequently
cultured with IL-4 and GM-CSF for 10 days. The resultant DCs were
subjected to two-color fluorescence-activated cell sorting flow
cytometry using antibodies specific for CD40 and CD1a, as described
above. Approximately 100 interphase nuclei were analyzed for the
presence of proviral genome, and 21% showed the presence of the
rAAV genome, in general agreement with above assessment of percent
transduction by rAAV-GFP. Representative results from mock-transduced
and rAAV-luc transduced cell nuclei is presented in Fig.
9. Attempts to obtain metaphase
chromosomal spreads from the sorted DCs were not successful, in
agreement with the general non-proliferative nature of such cultures
(6). Thus, based on FISH analysis, we are unable to
determine whether the proviral sequences observed in interphase nuclei
of transduced DCs were episomal or integrated into the host genome.
Nonetheless, the presence of vector genome in the infected DC nuclei
confirms AAV transduction of the DCs.

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FIG. 9.
FISH analyses of AAV genome in DCs derived in culture
from rAAV-luc-transduced MO. Peripheral blood adherent MO were either
mock transduced or transduced with AAV-luc and subsequently cultured
with IL-4 and GM-CSF for 10 days. DCs were fluorescence-activated cell
sorted for CD40 and CD1a expression, and double-positive cells were
used to prepare nuclei for FISH analysis by staining with a
digoxigenin-labeled luciferase probe. (A) Representative field from
mock-transduced cells. (B) Representative field from
rAAV-luc-transduced cells, with arrows indicating signal from AAV
proviral genome. Magnification, ×100.
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DISCUSSION |
Immunotherapy strategies based on modified DCs are currently under
extensive evaluation, both preclinically and in clinical trials, for
the treatment of a variety of human diseases (4, 51). Most
ongoing and proposed clinical trials utilize ex vivo culture of
progenitor cells with cytokines to generate DCs, which are subsequently
manipulated to express target antigens, or to overexpress regulatory
molecules that enhance the desired immune response, or both (4,
51). Although multiple strategies to modify DCs have been
successfully employed in preclinical analyses, those based upon genetic
modification have the advantage of allowing antigen presentation by DC
MHC class I and class II molecules irrespective of HLA genotype, in
contrast to many MHC class I and class II peptide-pulsed DC strategies
(6). Genetic modification also promises longer
antigen expression than protein or peptide pulsing methods
(52).
Multiple vectors have been evaluated for genetic modification of DCs in
vitro, including polynucleotide transfection using plasmid DNA, mRNA or
viral RNA (7, 8, 31), and viral transduction using
recombinant retrovirus, Ad, vaccinia virus, poxvirus, AAV, and others
(12, 21, 53, 54, 56). Despite reports from several studies
on the potential utility of these vectors both in vitro and in vivo, it
is unclear at this time if any of the currently tested vectors is
superior for genetic modification of DCs. For optimal utility of a
vector in DC-based immunotherapy, a combination of factors such as
transduction efficiency, persistence of the transgene expression and
the ability to retain or enhance antigen-presenting functions of DC are
vital. In addition to these requirements, identifying optimal stages of
DC culture for vector transduction is crucial to utilize the antigen
expressing cells as potent effectors upon autologous transfer. Despite
several reports that indicated successful application of gene-modified DCs as tumor vaccines in animal models, similar approaches in humans
have so far produced only limited success (9). Thus, optimization of both DC transduction and conditions that promote antigen-presenting functions are important factors for current immunogene therapy.
In this study, we evaluated the potential utility of rAAV as a vector
for in vitro gene modification of human peripheral blood MO-derived
DCs, a type of DC that is readily generated for human clinical trials
(13, 33, 46). Although some previous reports have
suggested that rAAV transduces both mouse and human hematopoeitic cells
with relatively good efficiency (32, 37, 38), inefficiency of rAAV transduction in mature mouse DCs has also been reported (22). Recent studies have suggested that progenitors of
both mouse and human DCs can be transduced by rAAV (25,
56). The current study focused on evaluating rAAV transduction
of human MO-DCs in more detail, with emphasis on transduction
strategies useful for current clinical trials of ex vivo-modified DC vaccines.
Results suggest that MO progenitors of DCs, which are readily obtained
and therefore commonly used in clinical trials, are transduced by rAAV
with relatively good efficiency at a higher vector multiplicity. DCs
generated by subsequent culture of rAAV-transduced MO for 6 to 10 days
in the presence of IL-4 and GM-CSF demonstrated increased levels of
reporter gene expression compared to MO cultured without cytokines or
with GM-CSF alone, indicating that in vitro DC culture conditions are
conducive for maintaining high levels of rAAV transgene expression.
Further, results of the FACS analysis and MLR assays indicated that
AAV-transduced DCs and DC precursors that were differentiated following
transduction were as potent as unmodified DCs in both the expression of
DC markers and functional immunoreactivity, indicating that the vector
transduction and transgene expression did not impair cellular DC
features required for vaccine therapy.
DCs activated for antigen presentation are believed to have life spans
of only a few days in vivo (20, 24), and some studies have
suggested that antigen expression in the context of host cell
apoptosis or necrosis may enhance immune responses
(29), leading to a hypothesis that short-lived DCs that
undergo apoptosis after encountering T cells may exhibit optimal
APC activity. In contrast, several studies have reported that DCs that
are resistant to apoptosis exhibit enhanced immunostimulatory
activity in vivo (23, 35). These include pretreatment of
DCs with the tumor necrosis factor-related activation-induced cytokine
(23), transduction of DCs with the Bcl-xL
anti-apoptotic gene, and treatments with IL-12, which is known
to enhance the hematopoietic cell survival (35). It
is interesting that cDNA encoding these genes (i.e., those encoding
TRANCE, Bcl-xL, and IL-12) are within the rAAV cloning
capacity either individually or in tandem with tumor antigen genes or
genes for additional cytokine or costimulatory molecules. Thus
the potential of rAAV to stably transduce either DCs or DC precursors
may be of particular advantage and relevance for vaccine strategies
using DCs genetically modified for increased longevity as well as
transgenic antigen presentation.
Another ex vivo approach that may be used to generate more potent DCs
in vivo using rAAV vectors is to transduce DC-MO precursors with genes
encoding IL-4 and GM-CSF followed by in vivo administration. In
patients with metastatic solid tumors, administration of GM-CSF in
combination with IL-4 resulted in enhancements of cell number and
antigen-presenting activity of CD14+ and CD83+
circulating DCs (41). Thus, in vivo or intratumoral
administration of genetically modified DC precursors expressing GM-CSF
and IL-4 may lead to an enrichment of potent DC number and APC activity for enhanced antitumor responses. A recent study by Liu et al. reported
that transduction of human peripheral blood-derived monocytes with an
rAAV encoding GM-CSF followed by culture with IL-4 resulted in their
differentiation into potent DC, suggesting the feasibility of such an
approach (25).
It has been reported that modifications of culture conditions including
pretreatment of target cells with certain transduction enhancing
compounds have resulted in increased AAV vector transduction without
compromising viability or function of the infected cells (1, 27,
42). Increasing AAV transgene expression by pretreatment with
transduction enhancing compounds may particularly be beneficial in
immunotherapy using ex vivo-modified DCs. In the present studies, we
observed a modest increase in transgene expression following pretreatment with etoposide, a Food and Drug Administration-approved topoisomerase type II inhibitor that is routinely used as a
chemotherapeutic drug for the treatment of certain malignancies,
suggesting that it may be possible to modulate conditions to achieve
further enhancements of DC transduction without compromising cell
viability or antigen-presenting functions. Additional compounds,
including hydroxyurea, and tyrphostin have been shown to increase AAV
transgene expression in primary cells (1, 27, 42). The
absence of a severalfold increase of AAV transgene expression in
etoposide-treated DCs compared to results of earlier report
(42) probably suggests that variations in the cell types
and intracelluar events may account for the difference. Future studies
to test these agents in cultured human DCs may have the potential to
improve transduction efficiency and transgene expression.
At present, it is not clear whether higher levels of antigen expression
by transduced DCs will be associated with greater vaccine potency in
vivo. In this light, rAAV transduction of MO-DCs may be
efficient enough without pharmacological enhancements. However,
the ability to pharmacologically modulate levels of transgene expression, coupled with inherent durability of transgene expression, makes rAAV an attractive vector for DC-based immunotherapy.
 |
ACKNOWLEDGMENTS |
We express our gratitude to Albert F. LoBuglio for his constant
encouragement and thank Connie Jenkins and Cherryl Basso for excellent
technical assistance.
This work was supported by UAB Comprehensive Cancer Center American
Cancer Society-Institutional Research grant 60-061-41 and a Career
Development award (NIH-SPORE grant in Ovarian Cancer [5 P50-CA83591])
to S.P. and by a grant from the National Institutes of Health (R01
CA86881-01) to D.T.C.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Pathology, LHRB 513, 701 19th St. South, University of Alabama at
Birmingham, Birmingham, AL 35294-0007. Phone: (205) 934-6731. Fax:
(205) 975-9927. E-mail: sponnazh{at}path.uab.edu.
 |
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Journal of Virology, October 2001, p. 9493-9501, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9493-9501.2001
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