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Journal of Virology, October 2001, p. 9287-9296, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9287-9296.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Evidence for Similar Recognition of the Conserved
Neutralization Epitopes of Human Immunodeficiency Virus Type 1 Envelope
gp120 in Humans and Macaques
Susan E.
Malenbaum,
David
Yang, and
Cecilia
Cheng-Mayer*
Aaron Diamond AIDS Research Center, The
Rockefeller University, New York, New York 10016
Received 26 January 2001/Accepted 13 June 2001
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ABSTRACT |
We compared the immune responses to the human immunodeficiency
virus type 1 (HIV-1) envelope glycoproteins in humans and macaques with
the use of clade A and clade B isogenic V3 loop glycan-possessing and
-deficient viruses. We found that the presence or absence of the V3
loop glycan affects to similar extents immune recognition by a panel of
anti-HIV human and anti-simian/human immunodeficiency virus (anti-SHIV)
macaque sera. All sera tested neutralized the glycan-deficient viruses,
in which the conserved CD4BS and CD4i epitopes are more exposed, better
than the glycan-containing viruses. The titer of broadly neutralizing
antibodies appears to be higher in the sera of macaques infected with
glycan-deficient viruses. Collectively, our data add legitimacy to the
use of SHIV-macaque models for testing the efficacy of HIV-1 Env-based
immunogens. Furthermore, they suggest that antibodies to the CD4BS and
CD4i sites of gp120 are prevalent in human and macaque sera and that the use of immunogens in which these conserved neutralizing epitopes are more exposed is likely to increase their immunogenicity.
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INTRODUCTION |
The development of an effective and
safe AIDS vaccine would greatly benefit from the use of nonhuman
primate models to assess and compare candidate immunogens for their
protective potential. In this regard, the simian immunodeficiency virus
(SIV)-macaque system has served as a valuable model for the evaluation
of various vaccine strategies and antiviral therapies against AIDS
(59). Nevertheless, due to the genetic, antigenic, and
immunogenic differences between the SIV and human immunodeficiency
virus (HIV) envelopes, the SIV system cannot be used to address
directly the efficacy of HIV type 1 (HIV-1) Env-based immunogens.
Towards this end, chimeric simian/human immunodeficiency viruses
(SHIVs) that carry the tat, rev, and
env genes of HIV-1 on the genomic backbone of the pathogenic
SIVmac239 strain have been constructed (28, 31, 46).
Through serial passage or in vivo adaptation, several pathogenic SHIVs
have been obtained and characterized (17, 18, 20, 22, 29, 30, 46,
53). These viruses cause disease in macaques when inoculated by
intravenous and mucosal routes, thus providing a system whereby the
ability of HIV-1-based immunogens to protect against infection, reduce
viral load, or delay progression to disease can be assessed. The
relative efficacies of different vaccine designs and concepts can also
be tested. Indeed, there is an increasing use of the SHIV-macaque model
to evaluate different HIV-1 Env-based experimental vaccines such as
envelope subunits, DNA vaccines, and various antibodies for passive
immunization (3, 4, 33, 34, 51, 52, 59). However, the
central question of the extent to which information obtained in the
SHIV-macaque model, particularly with regard to humoral immune
protection, can be extrapolated or applied to the human setting remains
unclear. Limited data are available that directly compare the
antigenicity (that is, ability to bind antibodies) and immunogenicity
(that is, ability to elicit antibodies) of the HIV-1 envelope in humans versus nonhuman primates.
There is mounting evidence to suggest that both antibody and cellular
immune responses will be required to effectively control HIV infection
and spread. Antibody responses to the HIV-1 envelope glycoproteins
during natural infection have been widely investigated (6,
44). These studies revealed several neutralization targets on
envelope gp120, among which are the CD4 binding site (CD4BS) (7,
23, 45); the variable V1, V2, and V3 loops; a gp120 structure
that is near the chemokine receptor binding site and which is better
exposed following CD4 binding (CD4i epitopes) (27, 49, 50, 55,
61); and the unique 2G12 epitope (56). Antibodies
to the V2 and V3 regions are mainly isolate or type specific, whereas
those reacting with the discontinuous CD4BS and CD4i epitopes are
broadly neutralizing (44). Longitudinal studies showed
that strain-specific antibodies arise relatively early in infection
(2, 24, 38, 57), while the broadly neutralizing antibodies
develop later in infection (1, 8, 35, 36, 60). Although
neutralization of viruses adapted to growth in T-cell lines (TCLA
viruses) can be easily achieved with sera obtained from infected
individuals, primary isolates are much more resistant (10,
40). The low frequency and titers with which broadly
neutralizing antibodies are detected in HIV-1-infected individuals has
led to the suggestion that the conserved neutralization epitopes of
gp120, such as the CD4BS and CD4i sites, are poorly immunogenic.
The generation and specificity of neutralizing antibody responses to
HIV-1 envelopes in monkeys infected with TCLA HIV-1-derived (SHIVHXB2 and SHIVKU) or
dual-tropic primary-isolate-derived (SHIV89.6 and
SHIV89.6PD) (nonpathogenic and pathogenic,
respectively) SHIVs have also been evaluated. Strong neutralizing
antibody responses against homologous viruses that are directed against
the V1-V2 and V3 epitopes (15, 37) can be readily detected
early in infection. Similar to the case for infections in humans,
however, titers of neutralizing antibodies to heterologous SHIVs or
primary HIV-1 isolates are generally low or undetectable and require a longer infection time to develop. In accordance, protective immunity has been demonstrated in homologous
SHIVIIIB challenge experiments, while
heterologous challenge with viruses expressing divergent envelope
glycoproteins (SHIV89.6) still resulted in
infection (51). Thus, the conserved neutralization domains
of gp120 also appear to be poorly immunogenic in macaques.
With the hope of inducing protective immune responses, focus has now
been directed towards designing Env-based vaccine immunogens in which
the conserved functional domains of gp120 are better exposed. We
recently showed that the presence of a highly conserved N-linked
glycosylation site located at the N terminus of the V3 loop modifies
the structure of the V3 loop and obstructs access to the highly
conserved CD4 binding and CD4i sites of gp120 from diverse HIV-1
isolates (32). The use of V3 loop deglycosylated Envs as
vaccine components may therefore elicit broadly cross-reactive neutralizing activity. Moreover, by assessing the degree to which the
V3 loop glycan affects susceptibility of the virus to neutralization by
sera from infected humans and macaques, one may gain insights into the
similarities or differences in antigenic recognition of the HIV-1
envelopes by humans and macaques. Furthermore, the extent to which the
conserved neutralization epitopes of gp120 are immunogenic in the two
hosts could be evaluated. In the present study, the antibody responses
to the HIV-1 envelope in human and nonhuman primates were compared
using V3 loop glycan variants and a panel of sera collected from
HIV-1-infected individuals and SHIV-infected rhesus macaques. The SHIVs
carry the envelope gene of the T-cell-line-tropic, CXCR4-using (X4),
and V3 loop glycan-deficient strain HIV-1SF33 or
the macrophage-tropic, CCR5-using (R5), and V3 glycan-possessing
isolate HIV-1SF162
(SHIVSF33 and SHIVSF162,
respectively) (31). Thus, an opportunity is also provided
to examine whether immunization with glycan-deficient envelopes that
better expose highly conserved epitopes will elicit more potent broadly
cross-neutralization antibodies.
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MATERIALS AND METHODS |
Cells.
Human osteosarcoma (HOS) cells engineered to express
CD4 (T4) and the chemokine receptors CXCR4 and CCR5 (HOS T4 pBabe, HOS T4 X4, and HOS T4 R5 cells, respectively) were obtained from N. Landau
(Salk Institute, La Jolla, Calif.). The cells were maintained in
Dulbecco's modified Eagle's medium containing 1 µg of puromycin per
ml, 10% fetal bovine serum (FBS), and antibiotics. 293-T cells were
cultured in Dulbecco's modified Eagle's medium without puromycin.
Viruses and sera.
The construction of envelope (Env)
expression vectors and the generation of single-round
replication-competent luciferase reporter viruses have been previously
described (11, 32). Briefly, the coding fragments of
wild-type (WT) and V3 glycosylation mutant Envs were subcloned into the
mammalian expression vector pCAGGS (11). The Env
expression plasmids together with the HIV-1 NL-Luc-E
R
vector
(14) were then cotransfected by lipofection (DMRIE-C Reagent; Gibco BRL, Gaithersburg, Md.) into 293-T cells. Cell culture supernatants were harvested at 72 h posttransfection, filtered through 0.45-µm-pore-size filters, and stored at
70°C. Viruses were quantitated by a p24gag
enzyme-linked immunosorbent assay (ELISA) (Abbott Laboratories, North
Chicago, Ill.). The biologic characteristics of the viruses are listed
in Table 1. The sources and gp120 ELISA
titers of SHIV and HIV polyclonal sera used are listed in Table
2. The clade B human polyclonal antisera
were collected from HIV-1-infected long-term nonprogressors
residing in the United States. The 2743 M clade A serum is from an
HIV-1-positive patient in Rwanda and was a kind gift of Linqi Zhang
(Aaron Diamond AIDS Research Center, New York, N.Y.).
gp120 ELISA.
To measure viral envelope glycoprotein-specific
antibody endpoint titers of serum samples from SHIV-infected macaques
or HIV-infected individuals, 96-well Immulon plates were coated with
recombinant HIV-1SF2 gp120 (kindly provided by
Chiron Corp., Emeryville, Calif.). After blocking of the coated wells
with 4% (wt/vol) nonfat dry milk and 10% FBS diluted in Tris-buffered
saline (TBS) (25 mM Tris base, 144 mM NaCl, pH 7.5), serially diluted
human or monkey serum (in TBS-FBS-milk-1% NP-40) was added to each
well and incubated for 2 h at room temperature. The wells were
then extensively washed with TBS and incubated with alkaline
phosphatase-conjugated goat anti-human immunoglobulin G (IgG) for
2 h at room temperature. The conjugate was then removed by
extensive washing, the well was incubated with Dako AMPAK
substrate-amplifier (Zymed Laboratories Inc., South San Francisco,
Calif.) to achieve color development, and the reaction was stopped by
the addition of 0.4 N sulfuric acid. Antibody reactivity to gp120 was
then determined by measuring the optical density (OD) at 485 nm, using
an automated plate reader. Endpoint titers are reported as the last
serial dilution whose OD was three times that of normal monkey or
normal human serum or as an OD of 0.1, whichever value was greater. All
endpoint titers represent at least two independent experiments.
Neutralization assay.
Neutralization was performed using HOS
T4 pBabe, HOS T4 X4, and HOS T4 R5 cells in 96-well plates. Briefly,
cells were plated and pretreated with Polybrene (2 µg/ml; Sigma, St.
Louis, Mo.). A 0.5- to 1.0-ng p24gag equivalent
amount of each pseudotyped reporter virus was preincubated, in
duplicate, with serial dilutions of sera for 1 h at 37°C and then added to cells. The infected cells were cultured for 72 h at
37°C before being lysed and tested for luciferase activity according
to the instructions of the manufacturer (Promega, Madison, Wis.).
Luciferase activity associated with the cell lysate was detected with
an MLX microtiter plate luminometer (Dynex Technologies, Inc.,
Chantilly, Va.). Infection of coreceptor-bearing cells with NL4-3 virus
generated in the absence of Env or infection of HOS T4 pBabe cells
lacking coreceptor served as negative controls.
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RESULTS |
V3 loop glycan modulates the antigenicity of X4 and R5 gp120
envelope.
We previously reported that the lack of an N-linked
glycosylation site at the N terminus of the V3 loop of
SHIVSF33 (amino acid 301, numbered according to
the prototype HXBc2 sequence) (25) was partially
responsible for sensitivity of the virus to neutralization with a
mixture of anti-HIV-1 sera (9). The presence of serum
antibodies directed at the site that is exposed or modulated by the
absence of the V3 loop glycan from one infected individual within the
mixture, however, would have resulted in the pattern of neutralization
observed. To determine the prevalence of antibodies that are directed
against this cryptic epitope in infected individuals and to assess the
degree to which the V3 loop glycan affects antibody recognition, the
susceptibilities of reporter viruses pseudotyped with WT
HIV-1SF33 and V3 mutant Env to a panel of
HIV-1-positive sera were determined. The WT virus lacks the V3 loop
glycan, whereas the V3 mutant virus contains the glycan moiety. To
examine whether this V3 loop glycan also modulates immune recognition
of primary HIV-1 viruses by sera from infected individuals, isogenic V3
loop glycan-possessing (WT) and -deficient (mutant) reporter viruses of
clade B HIV-1SF162 and clade A
HIV-1SF170 (Table 1) were also analyzed. The
results are shown in Fig. 1.

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FIG. 1.
Neutralization of glycan-possessing and -deficient
viruses by human polyclonal anti-HIV-1 sera. (A) Sera from three clade
B-infected individuals. (B) Sera from a clade A-infected individual.
Open and closed symbols indicate the absence and presence,
respectively, of the V3 loop glycan of SF33 (squares), SF162
(triangles), and SF170 (circles) viruses. The data shown are
representative of those from at least three independent experiments.
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We found that the absence or presence of the V3 loop glycan on the
TCLA, X4 virus HIV-1
SF33 or the
macrophage-tropic, R5 strain
HIV-1
SF162 altered
their sensitivity to neutralization with the
three HIV-1 clade B
antisera tested (Fig.
1A). Consistently, the
V3 glycan-deficient
HIV-1
SF33 WT and HIV-1
SF162
V3A viruses were
more sensitive to neutralization than their
glycan-possessing
counterparts. Whereas a two- to threefold difference
in 90% inhibitory
concentration (IC
90) was
observed for the HIV-1
SF33 WT and the
glycan-containing V3T mutant viruses, a 10- to 20-fold increase
in
neutralization sensitivity was seen for the glycan-deficient
HIV-1
SF162 V3A virus compared to the parental
virus. In contrast,
the HIV-1
SF170 WT and V3
glycan-lacking viruses were relatively
resistant to neutralization with
the sera tested. Only serum GS21
achieved 90% neutralization at a 1:20
dilution, with no difference
in titer for the glycan-possessing or
-deficient viruses. Interestingly,
the glycan-possessing R5 primary
clade B HIV-1
SF162 appeared to
be more sensitive
to neutralization than the glycan-possessing
TCLA, X4 variant
HIV-1
SF33 V3T. Perhaps this reflects a similarity
in the gp120 antigenic structures of primary viruses that establish
infection in
vivo.
To examine whether genotypic variation underscores the inability of
clade B sera to neutralize the HIV-1
SF170
viruses, neutralization
with a clade A anti-HIV-1 antiserum (2743 M)
was performed (Fig.
1B). A pattern similar to that of neutralization
with clade B
anti-HIV antisera was observed, with the V3
glycan-deficient HIV-1
SF33 WT and
HIV-1
SF162 V3A mutant viruses being more
susceptible to
neutralization with the 2743 M serum than their
corresponding
V3 glycan-containing viruses. Again, a greater difference
between
the neutralization susceptibilities of the clade B primary
HIV-1
SF162 WT and V3A mutant viruses compared to
the HIV-1
SF33 glycan-possessing
and -lacking
viruses was observed, with the V3 loop glycan-deficient
HIV-1
SF162 V3A virus being significantly more
sensitive (IC
90,

1:10,000). Weak
neutralization of the clade A V3 glycan-deficient
HIV-1
SF170 V3A virus (IC
50,
1:80) was achieved, but the glycan-possessing
WT virus was resistant.
Thus, the antienvelope response in this
particular clade A serum
appears to be similar to that of the
clade B
sera.
Immune responses to HIV-1 gp120 are comparable in humans and
macaques.
The findings with the human antisera indicated that the
presence or absence of V3 loop glycan influenced the antigenicity of
envelope gp120. To assess whether macaques recognize the HIV-1 gp120
Env to the same extent as humans, the ability of sera from SHIVSF33- and
SHIVSF162-infected animals to neutralize the
corresponding WT and V3 glycan mutant viruses was examined. The results
are presented in Fig. 2 and
3. High titers of homologous
neutralization antibodies were observed, again with the presence or
absence of the V3 loop glycan modulating the degree of neutralization
sensitivity of the viruses. For HIVSF33, the V3
glycan-lacking WT virus is two- to threefold more susceptible to
neutralization than the V3 glycan-possessing V3T virus (Fig. 2). Sera
from macaque M25814 exhibited the highest anti-gp120 ELISA titer (Table
2) and the greatest neutralization titer. Since the WT virus is the
autologous virus for SHIVSF33 sera and the V3
loop glycan has been shown to modulate the structure of the V3 loop of
HIV-1SF33 (32), the modest
difference in neutralization susceptibility between the WT and V3T
viruses could be attributed to the presence of neutralizing antibodies
directed against the V3 loop. However, the data generated with the
SHIVSF162 sera suggest otherwise. For these sera,
the autologous glycan-containing WT virus was found to be two- to
threefold more resistant to neutralization than the V3 glycan-deficient
V3A mutant virus (Fig. 3). Thus, antibodies other than those directed
against the V3 loop are involved in mediating virus neutralization.
Collectively, these findings indicate that the immune responses to Env
gp120 in macaques are similar to those in humans regardless of whether
the immunizing virus is glycan containing or glycan deficient.

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FIG. 2.
Sera from macaques infected with SHIVSF33
show broadly neutralizing activity. Neutralization of autologous and
heterologous viruses by serial dilutions of sera from
SHIVSF33-infected animals M25814 (week 96), M26131 (week
53), and M26240 (week 53) is presented. Open and closed symbols
indicate the absence and presence, respectively, of the V3 loop glycan
of autologous SF33 (squares) and heterologous SF162 (triangles) and
SF170 (circles) viruses. The neutralization profiles shown are
representative of those from at least three independent experiments.
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FIG. 3.
High autologous but limited heterologous neutralizing
antibody titers in sera from macaques infected with
SHIVSF162. Sera from M26419 (week 52), T528 (week 57), and
M373 (week 79) were tested for their neutralizing activity in
single-round infection assays as described in the text. Open and closed
symbols indicate the absence and presence, respectively, of the V3 loop
glycan of autologous SF162 (triangles) and heterologous SF33 (squares)
and SF170 (circles) viruses. Results are representative of those from
at least three independent experiments.
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Conserved neutralization epitopes of HIV-1 gp120 are immunogenic in
humans and macaques.
We recently showed that the V3 loop glycan
served to block access to major conserved neutralizing epitopes,
namely, the CD4BS and CD4i sites, of gp120 of both
HIV-1SF33 and HIV-1SF162,
as well as to CD4BS of HIV-1SF170
(32). Viruses that lack the V3 loop glycan are more
susceptible to neutralization by anti-CD4BS and anti-CD4i monoclonal
antibodies (summarized in Table 3). Antibodies, in particular those directed against CD4BS, are broadly cross-neutralizing. The similar increase in susceptibilities to neutralization of the V3 glycan-deficient
HIV-1SF33 WT and HIV-1SF162 V3A mutant viruses, compared to their V3 glycan-possessing
counterparts, by the four heterologous human anti-HIV sera (GJ, GSO,
GS21, and 2743 M) (Table 2) raises the possibility that the conserved
CD4BS and CD4i epitopes are immunogenic in infected humans. To
determine whether these conserved epitopes are also immunogenic in
macaques, the ability of SHIVSF33 and
SHIVSF162 sera to neutralize heterologous viruses
that contain or lack the V3 loop glycan was determined (Fig. 2 and 3).
Since broadly cross-reactive antibodies typically arise later in the
course of natural infection (5, 38, 43), sera from
macaques that have been infected for over 1 year were used. We found
that the SHIVSF33 sera exhibited the broadest
cross-neutralization (Fig. 2). All three SHIVSF33
sera tested achieved 90% neutralization of heterologous isolates, with
the degree of cross-neutralization of each
SHIVSF33 serum correlating with its anti-gp120
ELISA titer. Serum from macaque M25814 had the highest anti-gp120 ELISA titer (1:20,000) (Table 2) and the strongest cross-neutralization potential. An IC90 of 1:2,000 against the V3
glycan-deficient HIVSF162 V3A and an
IC90 of 1:40 against the
HIV-1SF162 WT was observed (Fig. 2). More
importantly, this serum also neutralized the clade A
HIV-1SF170 WT and its corresponding V3A virus at
an IC90 of 1:50. Sera M26131 and M26240, which
exhibited anti-gp120 ELISA titers of 1:320 and 1:780, respectively,
cross-neutralized HIV-1SF162 V3A at 1:200 and the
WT virus at 1:40. These sera also weakly neutralized the clade A
HIV-1SF170 Env-based viruses
(IC90 of 1:20 to 1:50). In contrast, the
SHIVSF162 sera tested did not display significant
cross-neutralizing titers even though their anti-gp120 ELISA titers are
comparable to or even slightly higher than those of the
SHIVSF33 M26131 and M26420 sera (Fig. 3 and Table
2). Only weak neutralizing activity was exhibited against both the
HIV-1SF33 WT and V3T viruses by
SHIVSF162 sera M26419 and T528
(IC90 of 1:20 to 1:50), but the
HIV-1SF170 viruses were resistant.
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TABLE 3.
Relative susceptibilities of WT and V3 glycan mutant
viruses to neutralization with IgG CD4, anti-CD4BS, and anti-CD4i
monoclonal antibodies
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Increased exposure of conserved neutralization epitopes enhances
their immunogenicity.
Masking of the conserved neutralization
epitopes by gp120 variable loops and carbohydrate moieties has been
suggested to be partly responsible for their poor immunogenicity
(62). The finding that sera from animals infected with
viruses in which the conserved neutralization epitopes are more
accessible (i.e., SHIVSF33) exhibit substantial titers of cross-neutralizing antibodies suggests that increased exposure of these epitopes improves their immunogenicity. To
build on this observation, the ability of
SHIVSF33 sera to neutralize a panel of HIV-1 Env
pseudotyped viruses was examined. Furthermore, sera from animals
infected with molecular clones of the neutralization-resistant
pathogenic variant SHIVSF33A, designated
SHIVSF33A.2 and SHIVSF33A.5, were
examined for their cross-neutralizing potential. The Env gp120s of
SHIVSF33 and pathogenic clones differed by over
25 amino acids, among which are glycosylation modifications in the V1,
V2, and V3 domains (19).
We found that the
M25814 SHIV
SF33 sera achieved
90% neutralization against viruses pseudotyped with TCLA, X4, or X4 R5
HIV-1 (HXB2, HIV-1
SF2,
HIV-1
SF13, and HIV-1
SF665)
as well as primary
R5 HIV-1 (JRFL and ADA) Envs at serum dilutions of
1:20 to 1:50
(data not shown). No significant difference in
neutralizing titers
was observed for the X4 and R5 viruses, consistent
with targeting
of conserved functional epitopes of envelope
glycoproteins. In
contrast, sera from
SHIV
SF33A.2- and SHIV
SF33A.5-infected
animals
displayed weak neutralizing titers, even against viruses that
lack the V3 loop glycan (Fig.
4). Ninety
percent neutralization
was achieved only for the
HIV-1
SF33 Env-based viruses, with the
V3
glycan-deficient WT virus being more sensitive
(IC
90 of 1:20
to 1:50). The lack of potent
neutralization of the V3 glycan-deficient
virus
HIV-1
SF162 V3T by
SHIV
SF33A.2 and SHIV
SF33A.5 sera
contrasts
with the profile seen for neutralization by anti-HIV-1 human
sera
(Fig.
1). Determination of whether this reflects a difference
in
the antigenic structure of the X4, neutralization-resistant
SF33A
envelope and primary R5 envelopes that include
HIV-1
SF162 or the impact of a pathogenic
infection on the host immune response
requires further investigation.

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FIG. 4.
Restricted neutralization of viruses by sera from two
macaques infected with molecular clones derived from the pathogenic
variant SHIVSF33A. Open and closed symbols indicate the
absence and presence, respectively, of the V3 loop glycan of SF33
(squares), SF162 (triangles), and SF170 (circles) viruses. The patterns
shown are representative of those from at least three independent
experiments.
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Broadly cross-reactive neutralization antibodies are detected
early in a SHIVSF33- infected macaque.
It has been
reported that compared to type-specific antibodies, a longer period of
time is required for cross-neutralization antibodies to develop in
infected humans and macaques (5, 38, 43). To investigate
whether infection with a virus in which the conserved neutralization
epitopes are more exposed shortens the time for antibodies directed
against these sites to be developed, the cross-neutralization titers of
sera collected from SHIVSF33-infected macaque
M25814 at 4, 8, 24, 32, 53, and 96 weeks postinfection (wpi) were
determined. The results are summarized in Fig.
5. An overall increase in both homologous
and heterologous neutralizing antibody titers over time in M25814 was
observed, with serum collected at 96 wpi displaying the most potent
cross-reactive neutralization titers (achieving 90% neutralization of
the HIV-1SF170 Env-based viruses at serum
dilutions of 1:20 to 1:50). For the clade B viruses, neutralization
antibodies against both homologous HIV-1SF33 WT
and V3A viruses could be detected in serum collected as early as 4 wpi,
with titers against the glycan-deficient WT virus being higher than
those against the glycan-possessing mutant virus. Neutralization
against the heterologous glycan-lacking HIV-1SF162 V3T virus could also be detected with
week 4 M25814 serum, but the glycan-containing
HIV-1SF162 WT virus was resistant. The latter
virus was neutralized by sera collected from M25814 only after 32 wpi,
with no significant increase in cross-neutralizing titers developing in
this animal thereafter. These data suggest that antibodies directed
against CD4BS and CD4i are present as early as 4 wpi in this
SHIVSF33-infected animal but that neutralization against glycan-possessing heterologous viruses requires a longer time
to develop, perhaps reflecting the time required for such antibodies to
mature and gain significant avidity (12, 13, 38, 48).

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FIG. 5.
Autologous and heterologous neutralizing titers of sera
from SHIVSF33-infected macaque M25814 collected over the
time course of infection. Sera collected at 0, 4, 24, 32, 53, and 96 wpi were used. The serum dilution giving 90% neutralization
(ID90) of infection by autologous SF33 (squares) and
heterologous SF162 (triangles) and SF170 (circles) viruses is shown.
Open and closed symbols indicate the absence and presence,
respectively, of the V3 loop glycan. The data are representative of
those from at least three independent experiments.
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 |
DISCUSSION |
In this study, we aimed to compare the immune responses to the
HIV-1 envelope in humans and macaques by assessing the ability of HIV-1
and SHIV antisera to neutralize isogenic V3 loop glycan-possessing and
-deficient viruses. This approach stems from our recent observation that the highly conserved N-linked glycan located at the N terminus of
the V3 loop modulates the structure of the V3 loop, as well as blocking
access to the conserved functional CD4BS and CD4i sites of gp120
(32). We reason that a similarity in the degree to which
human and macaque antibodies recognize the V3 loop envelope variants
would be indicative of a similarity in antigenic recognition of the
HIV-1 envelope by the two hosts. Furthermore, an increase in the
ability of heterologous HIV-1 and SHIV sera to neutralize viruses that
lack the V3 loop glycan would be interpreted as neutralization mediated
by antibodies directed at the CD4BS and CD4i sites present in these
sera. Our findings that the presence or absence of the V3 loop glycan
affects, to similar extents, recognition of the virus by polyclonal HIV
and SHIV antisera illustrate that the ability of the macaque immune
system to recognize HIV-1 gp120 is comparable to that of humans. Thus,
it is reasonable to assume that data on the relative efficacies of
HIV-1 Env-based vaccines generated in the SHIV-macaque model will be
applicable to the human setting. Furthermore, the observations that the
V3 loop glycan-deficient viruses are consistently more sensitive to
neutralization by polyclonal human anti-HIV sera and sera from animals
infected with viruses that have the glycan (i.e.,
SHIVSF162 and SHIVSF33A) indicate that the CD4BS and CD4i epitopes shielded by the V3 glycan are
immunogenic in humans and in macaques.
An increase, compared to their glycan-containing counterparts, in
susceptibility to neutralization of the clade B V3 loop glycan-deficient viruses, independent of coreceptor usage, by HIV sera
is observed. A modest (two- to threefold) degree of difference in
neutralization susceptibility is observed for the clade B TCLA, X4
HIV-1SF33 WT versus the V3T viruses, but a more
dramatic difference (10- to 20-fold) is noted for the primary clade B,
R5 HIV-1SF162 WT versus the V3A viruses (Fig. 1).
This is true for neutralization with both clade B and clade A sera.
Although broadly neutralizing anti-V3 antibodies have been described
(16, 42), they are few in number. Cross-neutralization by
sera from infected individuals, therefore, is attributed principally to
antibodies against conserved conformational CD4BS and CD4i epitopes
(41, 58, 63). We previously observed (32),
and have summarized in Table 3, that the absence of the V3 loop glycan
on HIV-1SF162 Env conferred greater
susceptibility to neutralization with monoclonal antibodies directed
against these sites than for HIV-1SF33 Env when
compared to their glycan-possessing counterparts. In other words, the
conserved neutralizing epitopes are better exposed in the absence of
the V3 loop glycan on HIV-1SF162 than on
HIV-1SF33. The difference in the degree of
neutralization susceptibility of HIV-1SF33 and HIV-1SF33 V3T compared to the
HIV-1SF162 and HIV-1SF162
V3A viruses with HIV sera noted here correlates with the extent to
which the V3 loop glycan affects the exposure of the CD4BS and CD4i
sites on HIV-1SF33 and
HIV-1SF162. The finding that both the clade A glycan-possessing HIV-1SF170 and its V3
glycan-deficient variant are relatively resistant to neutralization
with HIV-1 sera is also consistent with the rank order of the extent of
CD4BS and CD4i epitope exposure. Neither of these viruses is very
susceptible to neutralization with CD4BS and CD4i site antibodies
(Table 3) (32). Collectively, our data are in agreement
with previous findings (21, 54) and indicate that the
conserved neutralizing epitopes are seen by the immune system in spite
of their cryptic nature and that antibodies directed against these
sites are prevalent in HIV-1-infected individuals.
The conserved gp120 neutralizing epitopes are also immunogenic in
macaques. Similar to infection with HIV-1 in humans, infection with
SHIV can be envisioned as immunization with different forms of HIV-1
envelope glycoproteins. We found that the presence or absence of the V3
loop glycan affected recognition of the virus by heterologous SHIV sera
to the same extent as by human sera. That is, there is little
difference in neutralization susceptibility of
HIV-1SF33 compared to its glycan-containing
variant V3T, as opposed to the more dramatic 10- to 20-fold difference
in neutralization susceptibilities of HIV-1SF162
WT and V3A viruses. Thus, although it is generally believed that
conserved neutralization epitopes of gp120 are poorly immunogenic, our
findings suggest otherwise. High titers of neutralizing antibodies
directed against the CD4BS and CD4i epitopes can be induced during
natural infection of humans and macaques. The lack of neutralization or
poor neutralization of primary isolates by HIV and SHIV sera therefore
is a consequence of the many ways, including masking by glycosylation,
by which the virus can escape immune recognition rather than of the
lack of neutralizing antibodies. In this regard, it is interesting that
all SHIVSF33 sera, regardless of their gp120
ELISA titers, neutralized the heterologous
HIV-1SF162 WT at 1:40 but displayed different
neutralization titers against the glycan-deficient
HIV-1SF162 V3A virus (IC90
of 1:2,000 for M25814 serum versus 1:200 for the 26240 and 26131 sera)
(Fig. 2). This implies that a 10-fold increase in neutralization titers
against the conserved epitopes is still insufficient to overcome the
block to access to these sites on the glycan-containing virus.
Of the macaque sera tested, only sera from
SHIVSF33-infected animals exhibited broad
neutralizing activity. The inability of the
SHIVSF162 sera to potently inhibit replication of
the TCLA X4 SHIVSF33 WT and V3T viruses (Fig. 3)
contrasts with the ability seen for polyclonal HIV-1 sera (Fig. 1),
raising the possibility that broadly cross-neutralizing antibodies may
not be as prevalent in infected macaques as in humans. Nevertheless, it
is important to recognize that the anti-gp120 ELISA titers of
SHIVSF162 sera are significantly lower than those
of the HIV-1 sera tested (Table 2) and that the human sera were
collected from individuals who have been infected for much longer
periods of time (over 6 years). A comparison of the neutralizing
ability of sera from recently seroconverted individuals to that of the
SHIVSF162 sera will be required to more fully
compare the prevalences of antibodies directed against the conserved
neutralizing sites in humans and macaques.
Despite the fact that sera from only a small number of infected animals
were examined, a picture emerges in which chimeric virus containing the
envelope of the TCLA, X4 HIV-1SF33 strain is able
to elicit more potent cross-neutralizing antibodies than that
containing envelopes of primary-like viruses (i.e.,
SHIVSF162 and molecular clones of
SHIVSF33A). This finding is unlikely to be due to
differences in the amounts of SHIVSF33,
SHIVSF162, and SHIVSF33A
antigens produced during infection, since pathogenic SHIVSF33A replicated to higher levels than
SHIVSF33 and SHIVSF162 (data not shown) and yet was unable to elicit broadly cross-reactive antibodies. Montefiori et al. have also reported that monkeys infected
with TCLA SHIVHXB2, but not those infected with
the primary isolate-derived dual-tropic SHIV89.6
and SHIV89.6PD, developed heterologous
neutralizing antibody (37). It has been suggested that the
gp120 conformation of TCLA viruses is biased towards an "open"
state in which there is less masking of epitopes, including CD4BS and
CD4i, for neutralizing antibodies (26, 32, 39, 62). This
could account for the presence of higher titers of cross-neutralizing
antibodies in monkeys infected with TCLA SHIVs. Nevertheless, we argue
that increased exposure of conserved neutralizing epitopes on
SHIVSF33 Env gp120 as a result of the absence of
the V3 loop glycan and/or other envelope modifications further
contributes to its enhanced immunogenicity. Our finding that the
broadly cross-reactive neutralization antibodies in
SHIVSF33-infected macaques can be detected much
earlier (Fig. 5) and are of greater potency than has been
previously reported for HIV-1-infected patients and for SHIVHXB2-infected animals supports this argument.
Indeed, macaques infected with variants of SIVmac239 mutated to lack
N-linked carbohydrates in and around the V1 and V2 loops have been
reported to generate antibodies that neutralize the fully glycosylated
parent virus better than homologous sera (47). To directly
address the effect of carbohydrate on the immunogenicity of HIV-1
envelope gp120 in infected macaques independent of other factors such
as replication rates and cytopathicity, however, studies with
site-directed glycan-deficient nonreplicating immunogens (e.g., SF33
V3T envelopes) will be required.
In summary, our findings suggest that the targets for neutralizing
antibodies to HIV-1 envelopes raised in humans and macaques are similar
and that conserved neutralization epitopes of HIV-1 Env gp120 are
immunogenic in both hosts. Furthermore, our data support the use of
modified envelope glycoproteins, such as the V3 deglycosylated form
represented by SHIVSF33 Env gp120, in which conserved epitopes are more exposed, as immunogens in various vaccine
designs and strategies. The challenge, however, will lie in generating
antibodies with sufficient titers and potency that are able to access
the cryptic neutralization epitopes on primary isolates.
 |
ACKNOWLEDGMENTS |
This work was supported by NIH grants CA72822 and AI41945.
We thank Lisa Chakrabarti, Allen Mayer, and Janet M. Harouse for their
comments and Wendy Chen for help with the graphics.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Aaron Diamond
AIDS Research Center, 455 First Ave., New York, NY 10016. Phone: (212) 448-5080. Fax: (212) 448-5159. E-mail: cmayer{at}adarc.org.
 |
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Journal of Virology, October 2001, p. 9287-9296, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9287-9296.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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