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Journal of Virology, October 2001, p. 9210-9228, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9210-9228.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Identification of Human Immunodeficiency Virus Type 1 Subtype
C Gag-, Tat-, Rev-, and Nef-Specific Elispot-Based Cytotoxic
T-Lymphocyte Responses for AIDS Vaccine Design
V.
Novitsky,1
N.
Rybak,1
M. F.
McLane,1
P.
Gilbert,1
P.
Chigwedere,1
I.
Klein,1
S.
Gaolekwe,2
S. Y.
Chang,1
T.
Peter,3
I.
Thior,3
T.
Ndung'u,1
F.
Vannberg,4
B. T.
Foley,5
R.
Marlink,1
T. H.
Lee,1 and
M.
Essex1,*
Harvard School of Public
Health1 and Harvard Medical
School,4 Boston, Massachusetts; National
Health Laboratory/National Blood Transfusion
Center2 and Botswana-Harvard Partnership
for HIV Research and Education,3 Gaborone,
Botswana; and Theoretical Biology and Biophysics, Group
T-10, Los Alamos National Laboratory, Los Alamos, New
Mexico5
Received 10 May 2001/Accepted 25 June 2001
 |
ABSTRACT |
The most severe human immunodeficiency virus type 1 (HIV-1)
epidemic is occurring in southern Africa. It is caused by HIV-1 subtype
C (HIV-1C). In this study we present the identification and analysis of
cumulative cytotoxic T-lymphocyte (CTL) responses in the southern
African country of Botswana. CTLs were shown to be an important
component of the immune response to control HIV-1 infection. The
definition of optimal and dominant epitopes across the HIV-1C genome
that are targeted by CTL is critical for vaccine design. The
characteristics of the predominant virus that causes the HIV-1 epidemic
in a certain geographic area and also the genetic background of the
population, through the distribution of common HLA class I alleles,
might impact dominant CTL responses in the vaccinee and in the general
population. The enzyme-linked immunospot (Elispot) gamma interferon
assay has recently been shown to be a reliable tool to map optimal CTL
epitopes, correlating well with other methods, such as intracellular
staining, tetramer staining, and the classical chromium release assay.
Using Elispot with overlapping synthetic peptides across Gag, Tat, Rev,
and Nef, we analyzed HIV-1C-specific CTL responses of HIV-1-infected
blood donors. Profiles of cumulative Elispot-based CTL responses
combined with diversity and sequence consensus data provide an
additional characterization of immunodominant regions across the HIV-1C
genome. Results of the study suggest that the construction of a
poly-epitope subtype-specific HIV-1 vaccine that includes multiple
copies of immunodominant CTL epitopes across the viral genome, derived
from predominant HIV-1 viruses, might be a logical approach to the
design of a vaccine against AIDS.
 |
INTRODUCTION |
The extreme genetic diversity
of human immunodeficiency virus type 1 (HIV-1) in the global AIDS
epidemic coincides with an uneven distribution of HIV-1 strains that
have been classified into groups and subtypes on the basis of their
phylogenetic relationships (reviewed in reference 97).
Causing most of HIV-1 infections worldwide, the most representative
group of HIV-1
the M (main) group
is comprised of subtypes A through
K. The most severe AIDS epidemic has occurred in sub-Saharan Africa,
where an estimated 25.3 million adults and children lived with
HIV-AIDS at the end of 2000 (110). The vast
majority of HIV-1 infections in sub-Saharan Africa are caused by
subtypes A and C (30). The HIV-1 subtype A epidemic,
including CRF02_AG-IbNg-like strains (20, 21, 35, 55, 70, 75, 77,
79, 102, 108), dominates in West, Central, and East Africa and
reached a plateau at the prevalence rate of 1.5 to 14% by the 1990s
(111, 112). In contrast, countries in southern Africa and
the horn of Africa have experienced the greatest burden of the AIDS
epidemic caused predominantly by HIV-1 subtype C (HIV-1C). The
extremely high prevalence rate of HIV-AIDS in Botswana (35.8%),
Swaziland (25.3%), Lesotho (23.6%), Zimbabwe (25.1%), Zambia (20%),
South Africa (19.9%), Namibia (19.5%), Malawi (16%), and Mozambique
(13.2%) (111) urges the design of a vaccine that would be
efficacious in these southern African countries.
The design of a vaccine for southern Africa would be impossible without
a comprehensive characterization of HIV-1C at the full-length genome
level. After the first nearly full-length genome sequencing of HIV-1C
performed by Salminen et al. (101), work by several groups
(39, 67, 73, 75, 82, 98) has led to the generation of an
HIV-1C full-length genome sequence database that is comprised, to date,
of 27 nonrecombinant HIV-1C isolates. Phylogenetic analyses of
full-length sequences provide valuable information regarding diversity,
variability, and consensus sequence across the entire viral genome and,
together with biological and phenotypic characterization of HIV-1C
variants, significantly facilitates vaccine design.
HIV-1-specific cytotoxic T-lymphocyte (CTL) and T-helper responses are
thought to be important components of the immune response in the course
and control of HIV-1 infection (reviewed in references 5, 15, 42,
58, 66, and 91). After the detection of high levels
of CTLs in HIV-1 patients (113), evidence for the role of
CTL in the control of viremia in HIV-1 infection was provided by a
series of studies (13, 63) and was recently observed in
the simian immunodeficiency virus model (56, 104). Viral escape from CTL recognition was shown to be an intimate part of HIV-1
pathogenesis, thus suggesting that the generation of viral escape
mutants might be driven, at least in part, by CTL-mediated selection
pressure (14, 41, 46, 84, 93). The role of HIV-1-specific
T-helper responses in the control of viral infection was highlighted by
showing a strong negative association between viral load and
Gag-specific CD4+ T-helper-cell responses
(99). A functional link between CTL and T-helper responses
was demonstrated by providing evidence that levels of Gag-specific
T-helper cells positively correlated with levels of Gag-specific CTLs
and negatively correlated with levels of viral load in plasma
(57). The finding of circulating HIV-1-specific
CD8+ T cells without direct effector activity in
the absence of CD4+ T-helper cells
(106) underlines the significance of CTL-T-helper joint
action. Thus, there is growing evidence that an induction of
HIV-1-specific CTL and T-helper responses is an important goal in the
development of an AIDS vaccine (47, 52).
Despite the fact that a large number of CTL epitopes across HIV-1 have
been identified (62), the systematic mapping of CTL epitopes that are most relevant to epicenters of the global AIDS epidemic is still in its infancy. Most CTL epitope studies performed have been based on HIV-1B and HLA types that are most often found in
the Caucasian population. A limited number of CTL studies have targeted
non-B subtypes and identified CTL epitopes restricted by HLA types
common in non-Caucasian ethnic groups (19, 27, 43, 45,
100), which illustrates that the body of literature relevant to
CTL epitopes identified in populations that are worst affected by the
AIDS epidemic is still quite small.
Traditionally, the magnitude and frequency of CTL responses have been
studied on a per-patient basis. We attempted to analyze the cumulative
magnitude of enzyme-linked immunospot (Elispot)-based CTL responses
within a cohort of HIV-1-infected blood donors, reasoning that profiles
of HIV-1-specific Elispot-based CTL responses could be extrapolated to
the population of potential vaccinees. Cumulative analysis of
Elispot-based CTL responses performed in this study was expressed as a
sum of individual responses or as an average response per study
subject. In this study, four HIV-1C proteins
Gag, Tat, Rev, and
Nef
were targeted for the screening of potential CTL epitope-rich
domains by gamma interferon (IFN-
)-Elispot, an assay that was
successfully applied to identify CTL responses (2, 6-8, 43, 45,
65, 100). The IFN-
-Elispot assay was shown previously as a
reliable method to map optimal CTL epitopes, which allowed testing of a
wide spectrum of synthetic peptides and screening of a large number of
HIV-infected individuals rapidly and effectively (42, 43,
45). Correlating with more-sensitive methods such as tetramer or
intracellular staining (48, 65), the Elispot assay is
often a method of choice in the preliminary screening of dominant CTL
responses in population studies. The identified and characterized
immunodominant regions within HIV-1C Gag, Tat, and Nef might then
represent components for further consideration in a poly-epitope
vaccine design.
 |
MATERIALS AND METHODS |
Study subjects.
Blood donors in Botswana are nonremunerated
volunteers who pass a medical examination and sign a consent form
before blood is collected. According to the existing protocol, blood
donor specimens are tested routinely for HIV-1/2 status by the National Blood Transfusion Center in Gaborone, Botswana, and in the case of an
HIV-seropositive test, the blood is discarded.
In this study, discarded units from HIV-seropositive blood
donors were used. Sample collection was performed following and according to the guidelines of the Institutional Review Boards of the
Ministry of Health of Botswana and the Harvard School of Public Health.
Specimens were collected randomly by including in the study the first
one to two donors who were tested as HIV seropositive from the daily
set of blood donors from February 2000 to October 2000. HIV status was
subsequently confirmed in two independent enzyme-linked immunosorbent
assays (Ortho Ab-Capture, Ortho-Clinical Diagnostics, Raritan, N.J.,
and Murex HIV-1.2.0, Abbot-Murex, Murex Biotech Limited, Dartford,
United Kingdom).
Table
1 describes relevant data
for 74 study subjects. There were 53 male and 21 female subjects
ranging in age from 16 to
52 years old (mean, 30.9 years, median, 30 years). Median plasma
viral load was 35,082 copies/ml, ranging from
<400 to 516,175
copies/ml. CD4 and CD8 data were available for 69 of
74 study
subjects (93.2%). Medians for CD4 and CD8 count were 414 and
986
copies/ml, respectively. Viruses were successfully isolated in
56 of 74 cases (75.7%), and all of the isolated viruses were classified
as R5. Near-full-length genome sequencing was performed for 22
of 56 viral isolates (39.3%). Samples were assigned for the Elispot
screening of Gag-, Tat-, Rev-, or Nef-specific CTL responses based
on
the actual peripheral blood mononuclear cell (PBMC) viability
and
availability prior to any relevant information, including
viral load,
CD4 count, CD8 count, viral sequence, or HLA typing,
becoming
available.
PBMC were separated from whole blood by Lymphocyte Separation
Medium (ICN, Aurora, Ohio) within 3 to 4 h of blood collection
and
were washed in phosphate-buffered saline (PBS), resuspended
in
cell-freezing medium, aliquoted, and transported frozen to
Boston,
Mass.
Viral isolation, full-length genome amplification, cloning, and
sequencing.
PBMC were thawed, washed twice in R10 medium (RPMI
1640, 10% fetal calf serum, 20 mM HEPES buffer [Sigma-Aldrich],
antibiotics [50 U of penicillin-streptomycin/ml]), and short-term
cocultured with donor PBMC. DNA was isolated using a QIAamp DNA blood
kit (Qiagen, Chatsworth, Calif.). Long-range amplification was
performed as described previously (81) using the 626/9690
primer set (26) with some modifications. The amplicon was
gel purified with a QIAquick gel extraction kit (Qiagen) and cloned
using a TOPO XL PCR cloning kit (Invitrogen, Carlsbad, Calif.). DNA
plasmid purification and both-strand sequencing were performed as
described previously (81, 82). In addition to the
classical d-Rhodamine dye terminator sequencing using a DNA sequencer
(model 373A; Applied Biosystems, Foster City, Calif.), Big Dye
terminator sequencing using the ABI PRISM 3700 DNA analyzer (Applied
Biosystems) was performed.
Viral phenotype.
The phenotype of viral isolates that were
short-term cocultured was characterized as described previously
(114) with modification (81), using the cell
lines U87MG-CD4-CCR5, U87MG-CD4-CXCR4, and U87MG-CD4.
Phylogenetic analysis.
Nucleotide sequences were edited
using Sequencher (Gene Codes Corp., Ann Arbor, Mich.). Multiple
alignment was performed using ClustalW (107) and BioEdit
(51). The pairwise evolutionary distances of nucleotide
alignment were computed by the DNADIST program with the Kimura
two-parameter model (33, 34). Pairwise distances between
translated amino acid alignments were performed by the PROTDIST program
with the PAM model (33, 34). To generate trees, alignments
were globally gap stripped. A phylogenetic tree was drawn using the
Njplot (90) and TreeView (87) programs. Nucleotide variability across viral genes was analyzed as an entropy function by the SWAN program (95). As shown previously
(82), the effect of gaps did not alter the profiles of
variability plots but hid the extreme regions with the highest level of
variability. Thus, having performed analysis on data sets with and
without gapped regions, the results shown are based on variability
analyses that include gaps. Analysis of synonymous (dS) and
nonsynonymous (dN) substitution rates across viral genes or regions was
performed by the SNAP program (B. Korber, http://hiv-web.lanl.gov/
[online.]) based on the method of Nei and Gojobori (76),
which incorporates a method described in reference 86.
HLA class I typing.
For the molecular HLA class I typing,
DNA was isolated from PBMC as described previously (80).
"Low-resolution" and "intermediate-resolution" HLA class I
typing and subtyping were performed by sequence-specific primer PCR as
described previously (80). The "high-resolution" HLA
class I typing was carried out by using HLA-A and HLA-B
sequencing-based typing kits (PE Biosystems, Foster City, Calif.)
according to the manufacturer's instructions.
Viral load testing.
Plasma viral loads were analyzed by the
Amplicor Monitor assay (version 1.5; Roche Diagnostics Corporation,
Indianapolis, Ind.) according to the manufacturer's instructions.
Synthetic peptides.
PBMC were screened for CTL responses in
the Elispot assay within HIV-1C Gag, Tat, Rev, and Nef using
overlapping peptides of 15 to 20 amino acids that overlapped by 10 amino acids. Forty-nine HIV-1C Gag synthetic peptides that corresponded
to the sequence of isolate 96ZM651.8 (accession number AF286224) and
twenty HIV-1B Nef peptides that matched the sequence of isolate BRU
(LAV-1, accession number K02013) were provided by the National
Institute of Health AIDS Research and Reference Reagent Program. HIV-1C consensus amino acid sequences were generated based on the 30 full-length genome sequences from Botswana (75, 82;
Novitsky et al., unpublished data). Consensus sequences were used to
design screening peptides for HIV-1C Tat, Rev, and Nef as well as to design 9- to 12-mer peptides that overlapped by 8 to 11 amino acids for
fine mapping of Gag- and Tat-specific CTL epitopes. Peptides spanning
variable regions were represented by two to three variants. Peptides
designed on the basis of HIV-1C consensus sequences were synthesized
using 9-fluorenylmethoxy carbonyl chemistry commercially or at the
Massachusetts General Hospital Peptide Synthesis Core Facility. Purity
of peptides was established by high-performance liquid chromatography
and in most cases was >85%.
Elispot assay.
MultiScreen 96-well membrane (Immobilon P, a
hydrophobic polyvinylidene difluoride membrane)-bottomed plates (MAIP
S45; Millipore) were coated with 100 µl (0.5 µg/ml in PBS) of
anti-IFN-
monoclonal antibody 1-D1K (Mabtech AB, Nacka, Sweden) and
incubated at 4°C overnight. Before further use, plates were washed
extensively with PBS that contained 0.5% fetal calf serum. Synthetic
peptides were added directly to wells at a final concentration of 10 µM. Frozen PBMC were thawed, washed in R10 twice, and plated into the
wells at a concentration of 25,000 to 100,000 cells/well. The plates
were incubated at 37°C in 5% CO2 from 20 to
40 h and washed extensively with PBS. Biotinylated anti-IFN-
monoclonal antibody 7-B6-1 (Mabtech AB) was added at a final
concentration of 0.5 µg/ml and incubated at room temperature for
1.5 h. Following extensive washing with PBS, streptavidin-alkaline
phosphatase conjugate (Mabtech AB) was added, and plates were incubated
at room temperature for 45 min. Color development was performed by using an alkaline phosphatase conjugate substrate kit (premixed 5-bromo-4-chloro-3-indolylphosphate and nitroblue tetrazolium solutions
and color development buffer; Bio-Rad, Hercules, Calif.) at room
temperature for 5 to 20 min. Color development was stopped by washing
in tap water. IFN-
-producing cells were counted by direct
visualization and were expressed as spot-forming cells (SFC) per
million PBMC. The number of specific IFN-
-secreting T cells was
calculated by subtracting the negative control value. The negative
controls were <30 SFC/106 PBMC. Cases with
higher background were repeated and, if higher background was
consistent, such cases were excluded from the analysis. Only responses
with a magnitude of >100 SFC/106 PBMC were
considered to be positive responses in all screening tests. Wells that
contained >50 spots/well were counted as 50. Phytohemagglutinin was
used as a positive control. CD8+ specificity of
IFN-
release was confirmed by CD8 and CD4 depletion and enrichment
experiments using magnetic CD8 MicroBeads and CD4 MicroBeads (MACS;
Miltenyi Biotec, Auburn, Calif.), according to the manufacturer's
protocol. Cumulative CTL responses were measured by summarizing the
responses of per-patient analyses for each HIV-1C protein analyzed and
were expressed as a sum of individual responses or as an average
response per study subject. Comparison of cumulative magnitude of CTL
responses among HIV-1C Gag, Tat, Rev, and Nef was performed by
normalizing data for the amino acid diversity and number of study
subjects screened (cumulative CTL responses observed per particular
peptide were divided by the amino acid diversity of the region
corresponding to the same peptide and divided by the number of study
subjects screened).
Statistical analysis.
Statistical analysis and basic
graphical delineation were done using SigmaPlot 5.0 (SPSS Inc.) and
Microsoft Excel 2000 software (Microsoft Corp.). Additional graphical
presentation was prepared using Adobe Illustrator (version 8.0)
software. Two sample t tests were used to compare the mean
values of diversity among samples and to the consensus sequence.
Wilcoxon rank sum tests were used to compare the distribution of
cumulative CTL responses to subtype C peptides versus subtype B
peptides. A rank-based test was used for this comparison because it
appropriately accounts for the censoring of within-well Elispot
responses of >50 spots/well. The chi-square goodness-of-fit test was
used to assess whether or not the probability of a subject mounting a
CTL response to a synthetic peptide depended on the degree to which the
synthetic peptide's sequence matched the subject's viral peptide
sequence. To assess the relationship between HLA type and the
probability of mounting a CTL response to certain synthetic peptides,
relative response rates for particular HLA alleles versus all other HLA alleles were calculated, with 95% confidence intervals (95% CI). All
tests were two tailed, and a cutoff of 0.05 was used to judge statistical significance.
 |
RESULTS |
Nonrecombinant HIV-1C is the predominant virus in Botswana.
Elaborated phylogenetic analyses of HIV-1C full-length genome sequences
have been described recently (82, 98). Figure 1 demonstrates phylogenetic relationships
among 63 near-full-length genome sequences of HIV-1C isolates
(Botswana [n = 45 {75, 82; Novitsky et al., unpublished data}], India [n = 9], Brazil [n = 2], Tanzania [n = 2], Zambia [n = 2], Ethiopia [n = 1], Israel [n = 1], and South Africa
[n = 1]). Forty-five of the near-full-length genome
sequences from Botswana clustered within HIV-1C. Two recombinant sequences were found among viral isolates from Botswana
(81; Novitsky et al., unpublished data) (data not shown).
It is worth noting the relatively high intersample nucleotide
diversity, 9.3%, within 63 near-full-length genome HIV-1C sequences.
The same degree of diversity was observed within 45 nonrecombinant
HIV-1C sequences from Botswana. Taken together, phylogenetic analysis
based on near-full-length genome analysis clearly demonstrates that the predominant virus in Botswana, HIV-1C, accounted for 45 of 47 (95.7%)
sequences analyzed. As shown in Fig. 1, a neighbor-joining tree
reflects the complexity of the phylogenetic relationship within the
HIV-1C. From a vaccine standpoint the existence of multiple subclusters
and/or lineages within HIV-1C prompts a comprehensive analysis of amino
acid consensus sequences corresponding to different subclusters and
assessing the extent of their variability and conservation.

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FIG. 1.
Phylogenetic relationship of 45 near-full-length HIV-1C
sequences from Botswana with other available nonrecombinant HIV-1C
sequences from around the world. One isolate from Ethiopia (ETH2220),
two from Brazil (92BR025 and 98BR004), nine from India (IN11246,
IN301999, IN21068, IN301905, IN301904, IN101, 94IN476-104, 98IN012-14,
and 98IN022), two from Zambia (96ZM651-8m and 96ZM751-3m), one from
Israel (98IS002-5), two from Tanzania (98TZ013-10 and 98TZ017-2), and
one from South Africa (97ZA012-1) were included in the analysis. HIV-1O
isolate CM.ANT70 (accession number L20587) was used as an outlier. The
neighbor-joining method and the Kimura two-parameter model were used.
The bootstrap values of 80% or higher are shown at the nodes
supporting branching order. Nucleotide diversity among the whole set of
HIV-1C sequences was calculated using the DNADIST program.
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All 56 viral isolates in this study demonstrated the R5 phenotype,
confirming the HIV-1C preferential use of the CCR5 coreceptor
described
previously (
1,
12,
109). A relatively high plasma
viral
load (median, 35,082 copies/ml) among healthy blood donors
was observed
in this
study.
HLA class I typing.
Previously we reported the identification
of major histocompatibility complex (MHC) class I antigen specificities
that were observed at high frequencies in the Botswana population
(80). In this study we extended the database of HLA class
I types in Botswana and introduced high-resolution HLA typing for the
HLA-A and HLA-B loci. Low-resolution or intermediate-resolution
sequence-specific primer methods of HLA typing were used for the HLA-C
locus. Table 2 enumerates HLA class I
alleles found in this study and shows the alleles' relationship to the
generic HLA types identified previously in Botswana (80).
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TABLE 2.
Distribution and frequency of HLA-A and HLA-B alleles
within the common generic HLA types among HIV-1-infected
individuals in Botswana (n = 74)
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Within the HLA-A locus the most common antigen specificity, A30, was
represented by alleles A*3001 (10.8%) and A*3002 (12.8%),
with a few
cases of HLA-A*3004 (0.7%). The HLA-A02 contained four
alleles with a
wide range of frequencies (A*02011, 8.1%; A*0202,
2.7%; A*0205,
6.1%; A*0214, 0.7%). HLA-A23 was uniformly represented
by A*2301,
while alleles within HLA-A68 and -A29 were distributed
unevenly
(A*68011, 0.7%, and A*6802, 9.5%; A*2901, 0.7%, and A*2902,
9.5%).
Within the HLA-B locus, HLA-B58 included comparable proportions
of
B*5801 (6.8%) and B*5802 (8.1%) alleles. A similar distribution
of
alleles was observed for B44 (B*44031, 8.1%; B*44032, 4.1%)
but not
for B45 (B*4501, 8.8%; B*4503, 0.7%) or B53 (B*5301, 7.4%
; B5305,
0.7%). HLA-B42 was represented by B*4201 only (10.8%).
Frequencies of
HLA typing for the C locus in this study were similar
to the
frequencies of HLA-C antigen specificities described previously
(
80).
Immunodominant Elispot-based CTL epitope regions within
HIV-1C Gag.
Forty-six HIV-1-infected blood donors from Botswana
were screened for HIV-1C Gag-specific CD8+ T-cell
responses by using overlapping 20-mer synthetic peptides in the Elispot
assay. CD8+ T-cell specificity of IFN-
responses to synthetic peptides was confirmed in the CD8 and CD4
depletion and enrichment experiments (Fig.
2). A profile of cumulative HIV-1C
Gag-specific CTL responses is shown in Fig.
3A. Dominant HIV-1C Gag-specific CTL
responses clustered within two regions of p24 that correspond to the
amino acids 151 to 190 and amino acids 281 to 320 of the Gag protein according to the HXB2 numbering system (61). Forty amino
acids of the second immunodominant region included the entire major homology region. Nineteen of 46 tested blood donors (41.3%)
demonstrated CTL responses, with a magnitude of more than 100 SFC/106 PBMC, to one or more peptides within the
first immunodominant region (peptides
TLNAWVKVIEEKAFSPEVIP, EKAFSPEVIPMFTALSEGAT,
and MFTALSEGATPQDLNTMLNT). The magnitude of response
in the first region ranged from 103 to 1,447 SFC/106 PBMC (median, 495 SFC/106 PBMC; mean, 558 SFC/106 PBMC). The responses identified for the
second immunodominant region (peptides SILDIKQGPKEPFRDYVDRF,
EPFRDYVDRFFKTLRAEQAT, and FKTLRAEQATQEVKNWMTDT) were seen in 16 of 46 individuals
(34.8%) and ranged from 100 to 1,250 SFC/106
PBMC (median, 500 SFC/106 PBMC; mean, 496 SFC/106 PBMC).

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FIG. 2.
CD8+ T-cell specificity of IFN- responses
to synthetic peptides. PBMC from donor 00BW1774 were CD8+
CD4+ depleted or enriched by using MACS CD8 MicroBeads and
CD4 MicroBeads followed by Elispot assay with 20-mer Gag p24 peptide
MFTALSEGATPQDLNTMLNT and 9-mer Gag p24 peptide TPQDLNTML
(G180-TL9). Experiments were performed in triplicate. The extent of
standard deviation is shown (error bars).
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FIG. 3.
Profiles of HIV-1C Gag-specific CTL responses. (A)
Forty-six subjects were screened in the IFN- -Elispot assay using 49 HIV-1C-based 20-mer overlapping synthetic peptides (x
axis). Cumulative Elispot-based CTL responses were expressed as a sum
of the per-patient responses to a particular peptide (y
axis). Immunodominant regions are boxed with dashed lines. HIV-1C Gag
p17, p24, and p7/p6 are delineated. (B) Nucleotide variability.
Nucleotide variability was analyzed across the HIV-1C
gag alignment of nucleotide sequences from Botswana
isolates by using a sliding window of 30 nucleotides and increments of
10 nucleotides. Dashed boxes correspond to identified immunodominant
regions within HIV-1C Gag p24. (C) Amino acid diversity across HIV-1C
Gag. Fragments of amino acid alignment analyzed by the program PROTDIST
from the PHYLIP package corresponded to 49 overlapping peptides used in
the Elispot assay. Dashed boxes correspond to identified immunodominant
regions within HIV-1C Gag p24. (D) dN/dS substitution rates: dN and dS
were analyzed using the SNAP program and are shown per codon within
identified immunodominant regions. (E) Consensus of immunodominant
regions. The main row represents a consensus amino acid sequence of
immunodominant regions within HIV-1C Gag. Residues beneath the main row
represent amino acid variation at a particular position. Subscript
numbers correspond to the percent occurrence of amino acids within
HIV-1C Gag.
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Figure
3B demonstrates nucleotide variability across the HIV-1C
gag gene. Both immunodominant CTL regions (boxed) were
relatively
conserved (11.3 and 9.9% for the first and second regions,
respectively,
versus 14% for the entire
gag). Mean values
of diversity among
samples within the immunodominant regions were 6.7 and 5.4% versus
8% for the entire HIV-1C
gag. Mean values
of diversity in comparison
to the consensus sequence were 3.8 and 3.2%
for the first and
second immunodominant regions, respectively, compared
to 5.4%
for the
gag gene (
P < 0.001 for
both comparisons). Translated
amino acid diversity across HIV-1C Gag is
shown in Fig.
3C. Diversity
among samples within the first and second
immunodominant regions
was 3.5 and 5.9%, respectively, while across
the entire HIV-1C
Gag it was 10.3%. Mean values of diversity in
comparison to the
consensus amino acid sequence were 1.2 and 2.8% for
the first
and second immunodominant regions, respectively, compared to
5.4%
for the Gag protein (
P < 0.001 for both
comparisons). Analysis
of nonsynonymous and synonymous substitutions
resulted in low
dN/dS ratios overall in the first and second
regions (0.05 and
0.13, respectively), which might suggest that the
majority of
nucleotide mutations in the immunodominant regions within
the
HIV-1C
gag were under the purifying selection. Profiles
of synonymous
and nonsynonymous substitutions per codon across the two
immunodominant
regions are presented in Fig.
3D and confirmed the
dominance of
synonymous substitutions in those regions, although some
codons
in the second immunodominant region appeared to be under
diversifying
positive selection by showing a relatively high dN/dS
ratio.
A consensus of amino acid sequences for the dominant CTL regions within
HIV-1C Gag was generated (Fig.
3E). Twenty-four amino
acid positions in
the first immunodominant region (60%) and 28
positions in the second
region (70%) were invariable. Among variable
amino acid residues
within the first immunodominant region, variation
ranged from 2 to 10%
per amino acid position, thus suggesting
a high level of conservation.
Polymorphism within the second region
ranged from 2 to 45% per amino
acid position, although a relatively
high level of variation (>10%)
was observed for only three amino
acids (positions 286, K
71/R
29; 309,
A77/S
21/C
2;
and 312, D
55/E
45 [subscripted numbers represent the mean percentages of occurrence
of
the particular amino acids]). These results suggest the
necessity
to include multiple variants of the second immunodominant
region
in vaccine
constructs.
Performing full-length genome sequencing of viral isolates and
screening for CTL responses on the subset of the same study
subjects
allowed us to analyze the extent of match and mismatch
between the
autologous viral sequence and the sequence of the
synthetic peptides
for the observed CTL responses (more than 100
SFC/10
6 PBMC) across the entire Gag. A subset of
14 samples (out of 46
study subjects screened for Gag-specific CTL
responses) was sequenced,
and translated Gag amino acid sequences were
aligned together
with clone 96ZM651.8

a source sequence for the
peptide synthesis
(data not shown). Within the 49 detected CTL
responses among 14
sequences from study subjects across the alignment,
a complete
match between viral and synthetic peptide sequence was found
in
15 cases (30.6%), a single amino acid mismatch was also found
in 15 cases (30.6%), a two-amino-acid mismatch was seen in 8 cases
(16.3%),
and a mismatch of three or more amino acids occurred
in 11 cases
(22.4%). There was not a trend of superior responsiveness
to peptides
with fewer mismatches (
P = 0.42 [chi-square test]).
The finding of CTL recognition in the case of mismatch between
autologous viral sequence and pulsed synthetic peptide might suggest
that mismatched amino acids were not in the position of functionally
important anchor residues and/or that epitope presentation was
not
altered because of flexibility of the MHC class I molecules
for the
successful presentation of peptide to CD8
+ cells
(
96), although a precise defining of CTL response might
be
required. Further analysis of match and mismatch data could
be useful
for fine CTL epitope mapping and the definition of HLA
class I
restriction.
The distribution of HIV-1C Gag-specific Elispot-based CTL responses was
analyzed for subsets of common HLA alleles that were
seen at increased
frequency. The inclusion criteria was set to

30%, meaning that at
least 30% of study subjects in the subset
of carriers of a particular
HLA class I allele should demonstrate
peptide-specific CTL responses to
be included in the analysis.
The most responsive were carriers of
allele HLA-A*4201; 7 of 11
subjects (64%) demonstrated CTL responses
to the peptide MFTALSEGATPQDLNTMLNT,
which contained the CTL
epitope TPQDLNTML described previously
(
45). Four of
eight individuals (50%) who were positive for
HLA-A*02011 responded to
the peptide SNFKGNKRMVKCFNCGKEGH, while
three of six (50%)
carriers of HLA-B*44031 showed CTL responses
to the peptide
EPFRDYVDRFFKTLRAEQAT

thus suggesting the existence
of
potential CTL epitopes within these peptides, which are restricted
by
A*02011 and B*44031, respectively. Other observed HLA class
I alleles
were associated with a low frequency of CTL responses
across the HIV-1C
Gag genome. The CTL epitope in Gag p17 RLSYNTVATLY
(residues
76 to 86) was described previously as the strongest
CTL response in two
HLA-A*3002-positive individuals (
43). In
our study, only
three of thirteen (23.1%) A*3002-positive subjects
demonstrated
moderate CTL responses to the peptide GTEELRSLYNTVATLYCVHE
(residues 71 to 90), which contained the epitope
RLSYNTVATLY.
Interestingly, the breadth of HIV-1C
Gag-specific CTL responses
was uneven among subjects expressing
different HLA class I alleles.
Thus, while HLA-A*3002 and HLA-B*1510
alleles were likely to restrict
multiple CTL epitopes across HIV-1C
Gag, HLA-A*2902, -B*5301,
and -B*5802 could not be associated with any
HIV-1C Gag-specific
CTL responses. If confirmed in a larger sample set,
this finding
suggests that genetic background may play an important
role in
the ability to generate broad CTL responses and to control (or
not control) HIV-1
infection.
HIV-1C-specific Elispot-based CTL responses against Tat
peptides.
Figure 4A demonstrates
profiles of cumulative HIV-1C Tat-specific Elispot-based CTL responses
among 48 HIV-1-infected blood donors. Seventeen tested subjects
(35.4%) showed CTL responses to the 15-mer peptide
VCFQTKGLGISYGRK (amino acid positions 36 to 50, HXB2
numbering system [61]). The magnitude of responses ranged from 150 to 667 SFC/106 PBMC (median, 291 SFC/106 PBMC; mean, 316 SFC/106 PBMC). The identified immunodominant
region in the HIV-1C tat has a low level of nucleotide
variability (Fig. 4B). The mean value of nucleotide diversity among
samples within the region was 5.3%, compared to 10.5% through
the entire HIV-1C tat gene. The mean value of diversity in
comparison to the consensus sequence was 3.0% in the immunodominant
region compared to 5.9% in the tat gene (P < 0.001). Analysis of synonymous and nonsynonymous substitution rates
revealed that the dN/dS ratio for the entire immunodominant region was
0.66, while the dN/dS ratio for the fourth and fifth codon was equal to
11 and 19, respectively, suggesting a high diversifying positive
selection for these amino acids. As shown in Fig. 4C, diversity of
translated amino acid sequences among samples was also significantly
lower in the immunodominant region compared with the entire HIV-1C Tat,
with mean values of 12.8% (95% CI, 12.2%, 13.4%) to 19.2% (95%
CI, 18.8%, 19.6%). The mean value of amino acid diversity in
comparison to the consensus sequence within the immunodominant region
was 7.5%, compared to 11.0% for the entire Tat (P < 0.01). Figure 4D depicts the consensus across the immunodominant region
of HIV-1C Tat and its amino acid variation. Being relatively conserved,
the identified immunodominant region demonstrates leucine instead of
glutamine at position 4 in 24% of samples and lysine instead of
threonine at position 5 in 24% of samples, which suggests that these
amino acid variations should be taken into account at the point of
vaccine design.

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FIG. 4.
Profiles of HIV-1C Tat-specific CTL response. (A)
Forty-eight subjects were screened in the IFN- -Elispot assay using
18 HIV-1C-based 15-mer synthetic peptides overlapping by 10 amino acids
(x axis). Cumulative Elispot-based CTL responses were
expressed as a sum of the per-patient responses to a particular peptide
(y axis). The immunodominant region is delineated with a
dashed box. (B) Nucleotide variability. Nucleotide variability was
analyzed across the HIV-1C tat alignment of nucleotide
sequences from Botswana isolates by using a sliding window of 10 nucleotides and increments of 3 nucleotides. A dashed box corresponds
to the identified immunodominant region within HIV-1C Tat. (C) Amino
acid diversity across HIV-1C Tat. Fragments of amino acid alignment
analyzed by the program PROTDIST from the PHYLIP package corresponded
to the overlapping peptides that were used in the Elispot assay. The
dashed box corresponds to the identified immunodominant region within
HIV-1C Tat. (D) Consensus of immunodominant region. Amino acid
consensus of the immunodominant region within HIV-1C Tat is shown as a
sequence in the main row. Residues beneath the main row represent amino
acid variation at a particular position. Subscript numbers correspond
to the percentage of amino acid occurrence within HIV-1C Tat. (E)
Tat-specific CTL responses among a subset of 16 sequenced study
subjects. The top line of alignment represents contiguous sequence of
15-mer synthetic peptides used in the Elispot assay. Letters above the
top line of alignment correspond to the synthetic peptide variants.
Dashes throughout the alignment show the identical amino acids within
viral isolates. Boxes across the alignment designate identified CTL
responses. Boxes longer than 15 amino acids represent CTL responses to
the overlapping peptides. Study subjects that did not demonstrate
HIV-1C Tat-specific CTL responses in the Elispot assay are circled.
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Alignment of translated amino acid sequences for 16 of 48 subjects who
were tested for HIV-1C Tat-specific CTL responses is
shown in Fig.
4E.
The top line of the alignment corresponds to
the sequence of synthetic
peptides used. Nineteen Elispot-based
CTL responses that were
identified are boxed across the alignment.
In five cases no
Tat-specific responses were observed. Surprisingly,
most of the CTL
responses occurred when there was a mismatch between
the autologous
viral sequence and the synthetic peptide; complete
matches were seen
only in 4 of 19 cases (21%), while all remaining
CTL responses (79%)
were mismatched (one amino acid mismatch in
4 cases, two amino acid
mismatches in 10 cases, and three amino
acid mismatches in 1 case).
Analyses performed with multiple peptide
variants, whose sequences
reflected naturally occurring viral
sequences, followed by a comparison
of responses to autologous
viral sequences revealed the existence of
mismatched Elispot-based
CTL responses in some cases. The mismatched
CTL responses could
be characterized by (i) detectable CTL response to
the peptide
that mismatches to autologous viral sequence and (ii) an
absence
of CTL response to the peptide that completely matches the
autologous
viral sequence. For example, the translated amino acid
sequence
of the isolate 00BW3819.3 was SQPKTACNQCYCKHC.
Despite the mismatch
at position 24Q (HXB2 numbering system
[
61]), there was CTL
recognition of the mismatched
peptide SQPKTACNKCYCK
RC (position
29 [italicized] had R instead of H) but not
SQPKTACNKCYCK
HC or
SQPKTACNKCYCK
KC. This finding might suggest CTL
recognition of
the progenitor viral variant that had R at position 29 and, perhaps,
viral escape from CTL recognition by mutation R29H. In
the case
of isolate 00BW1859.5, there was CTL recognition of the
peptide
that was identical to the viral sequence
YCK
RCSYHCLVCFQT and also
of the peptide with a
single mismatch (R29K), but 00BW1859.5 had
no recognition of another
peptide with mismatch R29H, suggesting
that a change from one basic
amino acid to a similar one might
not alter CTL recognition, while a
mutation like R to H might
be more dramatic and abrogate CTL
recognition.
Screening for Elispot-based CTL responses across HIV-1C Rev.
Analyses of HIV-1C Rev-specific CTL responses demonstrated scattering
of cumulative responses across Rev without highlighting immunodominant
regions (Fig. 5A). Compared with Gag and
Tat, low variability and/or low diversity regions of Rev did not
overlap with higher levels of cumulative CTL responses (Fig. 5B and C). Overall, 27 of 47 subjects (57%) demonstrated HIV-1C Rev-specific Elispot-based CTL responses of more than 100 SFC/106 PBMC. The magnitude among responders
ranged from 120 to 1,074 SFC/106 PBMC (mean, 452 SFC/106 PBMC, median, 320 SFC/106 PBMC), demonstrating a wide extent of CTL
response variation across the HIV-1C Rev and among the study subjects.
Analysis of dN/dS substitution rates across the entire HIV-1C
rev revealed dominance of synonymous substitutions over
nonsynonymous. Averages of all pairwise comparisons were 0.08 and 0.16 for dN and dS, respectively, while the dN/dS ratio was equal to 0.5, which suggests relatively low selection pressure across HIV-1C Rev.

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FIG. 5.
Profiles of HIV-1C Rev-specific CTL responses. (A)
Forty-seven subjects were screened in the IFN- -Elispot assay using
19 HIV-1C-based 15-mer synthetic peptides overlapping by 10 amino acids
(x axis). Cumulative Elispot-based CTL responses were
expressed as a sum of the per-patient responses to a particular peptide
(y axis). (B) Nucleotide variability. Nucleotide
variability was analyzed across HIV-1C rev alignment of
nucleotide sequences from Botswana isolates by using a sliding window
of 20 nucleotides and increments of 3 nucleotides. (C) Amino acid
diversity across HIV-1C Rev. Fragments of amino acid alignment analyzed
by the program PROTDIST from the PHYLIP package corresponded to
nineteen synthetic peptides that were used in the Elispot assay.
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Dominant Elispot-based CTL epitope regions within HIV-1C Nef.
Figure 6A shows the profile of cumulative
HIV-1C Nef-specific CTL responses determined among 45 HIV-1-infected
blood donors. Thirty-seven of 45 subjects (82%) demonstrated CTL
responses that exceeded 100 SFC/106 PBMC.
Collectively, the magnitude of HIV-1C Nef-specific Elispot-based CTL
responses across the entire HIV-1C Nef ranged from 120 to 2,430 SFC/106 PBMC (mean, 928 SFC/106 PBMC; median, 860 SFC/106 PBMC) and was comprised of from one to
six (median, three) responses among a subset of responders. As shown in
Fig. 6A, two immunodominant regions were identified. The first one
spanned amino acid positions 67 to 96 (HXB2 numbering system
[61]), while the second corresponded to amino acid
positions 122 to 141 (61). Twenty-two subjects (49%) responded to one or more peptides from the first immunodominant region, demonstrating a magnitude of CTL responses from 124 to 728 SFC/106 PBMC (mean, 309 SFC/106 PBMC; median, 287 SFC/106 PBMC). Within the second immunodominant
region, CTL responses were observed among 12 of 45 screened subjects
(27%). The magnitude of CTL responses varied from 155 to 1.057 SFC/106 PBMC (mean, 352 SFC/106 PBMC; median, 290 SFC/106 PBMC).

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FIG. 6.
Profiles of HIV-1C Nef-specific CTL responses. (A)
Forty-five subjects were screened in the IFN- -Elispot assay using 30 HIV-1C-based 15- to 20-mer overlapping synthetic peptides
(x axis). Cumulative Elispot-based CTL responses were
expressed as a sum of the per-patient responses to a particular peptide
(y axis). Immunodominant regions are boxed with dashed
lines. (B) nucleotide variability. Nucleotide variability was analyzed
across the HIV-1C nef alignment of nucleotide sequences
from Botswana isolates by using a sliding window of 20 nucleotides and
increments of 3 nucleotides. Dashed boxes correspond to identified
immunodominant regions within HIV-1C Nef. (C) Amino acid diversity
across HIV-1C Nef. Fragments of amino acid alignment analyzed by the
program PROTDIST from the PHYLIP package corresponded to synthetic
peptides that were used in the Elispot assay. Dashed boxes correspond
to identified immunodominant regions within HIV-1C Nef. (D) dN/dS
substitution rates. dN and dS were analyzed using the SNAP program and
are shown per codon within identified immunodominant regions. (E)
Consensus of immunodominant regions. Amino acid consensus of
immunodominant regions within HIV-1C Nef are shown as sequences in the
main rows. Residues beneath the main row represent amino acid variation
at a particular position. Subscript numbers correspond to the
percentage of amino acid occurrence within HIV-1C Nef.
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Similarly to Gag and Tat, identified CTL immunodominant regions within
the HIV-1C Nef overlapped with conserved regions on
both the nucleotide
(Fig.
6B) and amino acid (Fig.
6C) levels.
The mean values of
nucleotide diversity among samples within the
first (6.4%) and second
(6.5%) immunodominant regions were significantly
lower than diversity
across the entire HIV-1C
nef gene (11.5%).
The mean values
of diversity in comparison to the consensus sequence
were 3.9 and 3.5%
for the first and second immunodominant regions,
respectively, compared
with 6.3% for the
nef gene (
P < 0.001 for
both comparisons). The mean values of amino acid diversity among
samples were 10.5 and 8.3% for the first and second regions,
respectively,
while diversity for the HIV-1C Nef was equal to 18.3%.
The mean
values of amino acid diversity in comparison to the consensus
sequence were 6.3 and 4.5% for the first and second immunodominant
regions, respectively, compared with 9.8% for the Nef
(
P < 0.001
for both comparisons). Rates of dN/dS
substitutions within both
the first (0.041/0.163) and the second
(0.037/0.170) immunodominant
regions suggested a higher level of
synonymous mutations. Figure
6D demonstrates rates of synonymous and
nonsynonymous substitutions
across both immunodominant regions per
codon and highlights spikes
of nonsynonymous mutations for relatively
variable amino
acids.
The consensus of CTL immunodominant regions within HIV-1C Nef is shown
in Fig.
6E. Amino acid diversity across the first immunodominant
region
was relatively low, demonstrating from 3 to 8% diversity
per amino
acid residue in most cases, while 12 of 30 amino acids
(40%) were
invariable. However, in four cases amino acids were
more
diverse

positions 81 (Y
89/F
5/Q
3/M
3),
83 (
A59/G
35/E
3/S
3),
85 (F
77/V
15/L
5/I
3),
and 88 (S
62/G
38). Within
most amino acid residues
of the second immunodominant region, diversity
did not exceed
10%. Nine amino acids in the second region were
invariable (45%),
while increased diversity was seen at position 133 (V
74/T
13/I
13).
Magnitude of subtype-specific Elispot-based CTL responses in Nef is
higher than subtype-nonspecific CTL responses.
To compare
subtype-specific CTL responses with subtype-independent responses, we
screened PBMC from HIV-1C-infected blood donors using a set of HIV-1B
Nef synthetic peptides. Figure 7 depicts
differences between the profile of HIV-1C Nef-specific CTL responses
and HIV-1B Nef-specific responses. The overall magnitude of
Nef-specific Elispot-based CTL responses among HIV-1C-infected individuals was significantly higher relative to subtype C peptides than to subtype B peptides (mean and median of 763 and 780 SFC/106 PBMC, respectively, among responses to
HIV-1C versus mean and median of 318 and 257 SFC/106 PBMC, respectively, among responses to
HIV-1B [P < 0.0001; Wilcoxon test for the entire
group of 45 samples], or a mean and median of 928 and 860 SFC/106 PBMC, respectively, among responses to
HIV-1C versus mean and median of 398 and 279 SFC/106 PBMC, respectively, among responses to
HIV-1B [P < 0.0001; Wilcoxon test for the subset of
responders only]). The number of nonresponders was similar in both
groups (eight and nine for HIV-1C and HIV-1B, respectively).
HIV-1C-infected individuals targeted more CTL epitopes within HIV-1C
Nef, compared with the HIV-1B Nef (median of three epitopes compared
with a median of one epitope; mean of 3.1 epitopes compared with a mean
of 1.42 epitopes [P < 0.0001; Wilcoxon test]).

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FIG. 7.
Comparison of HIV-1C-specific CTL responses with
HIV-1B-specific responses in Nef. Forty-five HIV-1C-infected subjects
were screened in the IFN- -Elispot assay using 30 HIV-1C-based 15- to
20-mer overlapping synthetic peptides and 20 HIV-1B-based 20-mer
peptides (x axis). Cumulative Elispot-based CTL
responses were measured as a sum of the per-patient responses to a
particular peptide and expressed as the number of cumulative
SFC/106 PBMC (y axis).
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Comparison of HIV-1C Gag-, Tat-, Rev-, and Nef-specific
Elispot-based CTL responses.
The cumulative magnitude, as well as
the magnitude adjusted to the protein length for HIV-1C-specific
Elispot-based CTL responses to the epitopes embedded within Gag, Tat,
Rev, and Nef, are shown in Table 3.
Although cumulative Elispot-based CTL responses to Gag-specific
epitopes were the highest among the four HIV-1 proteins, when adjusted
to the number of amino acids, scores were compatible among the four
(Gag, 2.3; Tat, 3.1; Rev, 2.4; Nef, 3.7). This observation suggests a
relatively equal density of CTL epitope distribution across HIV-1C Gag,
Tat, Rev, and Nef when adjusted to the protein's length.
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TABLE 3.
Cumulative and amino acid-adjusted magnitude of
HIV-1C-specific CTL responses to the epitopes within Gag, Tat, Rev,
and Nef
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We hypothesized that the analysis of cumulative CTL responses
normalized by amino acid diversity could be an alternative way
to
characterize CTL responses and to compare data obtained for
different
viral proteins. The magnitude of cumulative HIV-1C-specific
CTL
responses within Gag, Tat, Rev, and Nef was brought to the
same scale
(Fig.
8). Applied analysis highlighted
CTL responses
to the epitopes in the conserved regions. Peaks
corresponded to
the immunodominant regions that were described earlier
in the
study. The highest magnitude of Elispot-based CTL responses
within
Gag might suggest a dominant role for Gag-specific CTL epitopes
in the natural course of HIV-1C infection compared to Tat-, Rev-,
and
Nef-specific epitopes. In regards to a prospective vaccine,
this
finding might have at least two implications. First, eliciting
a high
magnitude of Gag-specific CTL responses by including multiple
copies of
Gag-immunodominant regions in the vaccine might be an
achievable and
realistic goal. Second, vaccine design might require
reinforcement of
the Tat-, Rev-, and Nef-specific CTL responses
by improving delivery
and peptide presentation if any of the Tat-,
Rev-, and/or Nef-specific
CTL epitopes are proven to be protective.

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FIG. 8.
Magnitude of HIV-1C-specific Elispot-based CTL responses
in Gag, Tat, Rev, and Nef expressed as cumulative CTL responses
normalized by amino acid diversity (per peptide) and number of study
subjects screened.
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Fine mapping of HIV-1C Gag-specific CTL epitopes.
Serial
dilutions of 9-mer peptides were used in the Elispot assay for a fine
mapping of the CD8+ T-cell responses. B42 and B81
were shown previously to be the antigen specificities responsible for
the restriction of the epitope TPQDLNTML (45)
within HIV-1 Gag. Figure 9A summarizes a
series of experiments designed to confirm recognition of the CTL
epitope TPQDLNTML and to identify the restriction HLA
allele. PBMC from seven subjects who demonstrated CTL responses to the
20-mer peptide MFTALSEGATPQDLNTMLNT in Gag-screening
experiments were further analyzed using serial tenfold dilutions of
9-mer peptides that spanned the 20-mer peptide. As shown in Fig. 9A,
the peptide TPQDLNTML induced specific IFN-
production by
T cells at the lowest concentration. High-resolution HLA class I typing
allowed us to specify B*4201 and B*8101 as HLA alleles that might
restrict the CTL epitope TPQDLNTML (amino acid positions 180 to 188 in Gag, HXB2 numbering system [61]). Results of a
similar fine mapping of another CTL epitope, YVDRFFKTL,
within HIV-1C Gag are presented in Fig. 9B. The CTL epitope
YVDRFFKTL (amino acid positions 296 to 304 in Gag, HXB2
numbering system [61]) might be restricted by
HLA-B*1510. Interestingly, all four subjects who demonstrated responses
to the CTL epitope YVDRFFKTL also shared HLA-Cw03, thus
suggesting linkage disequilibrium between these two HLA types. However,
other study subjects who expressed HLA-Cw03 but not HLA-B*1510 did not recognize epitope YVDRFFKRL, suggesting irrelevance of HLA-Cw03 alone in the restriction of this epitope. Recently an HIV-1B variant of
the epitope YVDRFYKTL (mutated position in
italics) was described (83), and an HIV-1A-infected
patient demonstrated CTL recognition of this epitope (27).
HLA restriction of the epitope was suggested as A26 or B70, while the
HLA-C locus apparently was not typed in either study (27,
83). Our data confirmed that CTL epitope YVDRFFKTL
might be restricted by HLA-B*1510 (equivalent of serological specificity B70) and suggests association of HLA*B1510 with HLA-Cw03 (linkage disequilibrium).

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FIG. 9.
Fine mapping of HIV-1C Gag p24-specific CTL epitopes.
(A) Gag p24 epitope TPQDLNTML (G180-TL9) is restricted by
HLA-B*4201 or HLA-B*8101. PBMC from seven subjects who expressed
HLA-B*4201 or -B*8101 were analyzed in an Elispot assay. The frequency
of responses is expressed as SFC per million PBMC. Titration curves
represent CTL responses to serial dilutions of synthetic peptides.
Subjects who were negative for HLA-B*4201 or -B*8101 did not
demonstrate CTL responses to the G180-TL9 epitope (data not shown). (B)
Gag p24 epitope YVDRFFKTL (G296-YL9) is restricted by
HLA-B*1510. PMBC from four subjects who expressed HLA-B*1510 were
analyzed in an Elispot assay. The frequency of responses is expressed
as SFC per million PBMC. Titration curves represent CTL responses to
serial dilutions of synthetic peptides. Subjects who were negative for
HLA-B*1510 did not demonstrate CTL responses to the G296-YV9 epitope
(data not shown).
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Fine mapping of HIV-1C Tat-specific CTL epitope.
The
identified immunodominant region within HIV-1C Tat that corresponded to
the sequence VCFQTKGLGISYGRK (amino acid positions 36 to 50, HXB2 numbering system [61]) was further analyzed with a
set of 9- to 12-mer peptides among a subset of study subjects who
demonstrated responses to the 15-mer peptide. Results of the fine
mapping are presented in Fig. 10. The
optimal epitope corresponded to the 10-mer peptide FQTKGLGISY
(positions 38 to 47, HXB2 numbering system [61]).
As shown in Fig. 10, the only common HLA allele among study subjects
who demonstrated responses to the peptide FQTKGLGISY was
HLA-B*1503, which suggests that HLA-B*1503 might restrict the
identified CTL epitope within HIV-1C Tat.

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FIG. 10.
Fine mapping of HIV-1C Tat CTL epitope FQTKGLGISY
(T38-FY10) restricted by HLA-B*1503. PBMC from subjects who
demonstrated responses to 15-mer peptide VCFQTKGLGISYGRK
were analyzed in peptide titration experiments using a set of 22 synthetic peptides from 9- to 12-mer. The frequency of responses is
expressed as SFC per million PBMC. Titration curves represent CTL
responses to serial dilutions of synthetic peptides. Only responses
relative to peptide FQTKGLGISY are shown. Subjects who were
negative for HLA-B*1503 did not demonstrate CTL responses to the
T38-FY10 epitope (data not shown).
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 |
DISCUSSION |
This study was performed to facilitate the design of an
efficacious anti-HIV-1 vaccine for southern Africa, where the burden of
the AIDS epidemic caused by HIV-1C is extremely high, by Elispot-based identification of CTL-rich regions across HIV-1C Gag, Tat, Rev, and Nef. Hypothetically, an ideal HIV vaccine would contain multiple, highly responsive epitopes (CTL, T-helper, and neutralizing) derived from the locally circulating viral strains that cumulatively and complementarily would protect the host from HIV-1 infection, or, as a
more realistic goal, could control HIV-1 infection, prevent progression
to AIDS, and diminish HIV-1 transmission rate ("containment rather
than eradication") (5, 52). Although the real
protective capability and efficacy of any vaccine candidate could be
estimated only upon completion of vaccine efficacy trials, a
comprehensive analysis of predominant viruses and naturally occurring
CTL responses in the population might shed light on vaccine design.
Here we attempted to facilitate HIV-1 vaccine development by mapping
and characterizing CTL-rich regions within the HIV-1C proteins Gag, Tat, Rev, and Nef, which might be important components of a
poly-epitope vaccine. This study is an initial step in the
identification of HIV-1C-specific CTL responses across the entire viral
genome, and it did not intend to diminish the importance of potential CTL, T-helper, or neutralizing epitopes within other HIV-1C proteins. Detailed analysis of HIV-1C-specific CTL responses among infected blood
donors in Botswana allowed us to identify and characterize immunodominant Elispot-based CTL-rich regions within HIV-1C Gag, Tat,
Rev, and Nef. Results of this study suggest the following: (i) the
magnitude of CTL responses within the population can be estimated by a
cumulative profile of CTL responses to the predominant virus among a
representative group of infected individuals; (ii) genetic background
of a particular population might restrict the breadth and magnitude of
CTL responses through the diversity and frequency of MHC class I HLA
alleles within the population; and (iii) genetic properties of the
predominant viruses circulating in the local area might affect breadth
and magnitude of CTL responses and may impose viral escape from CTL recognition.
This study suggested that identified immunodominant regions within
HIV-1C Gag, Tat, and Nef might be relevant for vaccine formulation.
Additionally, including both dominant and subdominant CTL epitopes
(7, 36) might be useful to provide protection after
emergence of escape variants. From both viral escape and HLA
restriction perspectives, key CTL epitopes represented by multiple
variants of the same epitope might be advantageous compared with single
copy epitopes.
Identification of immunodominant CTL regions and epitopes across the
viral genome might help clarify the issue of clade specificity versus
cross-clade reactivity for AIDS vaccine design. A significant number of
CTL epitopes that are located in highly conserved regions of the viral
genome and are almost identical among HIV-1 clades might be responsible
for the observed cross-clade CTL recognition (11, 18, 28, 69,
116). However, a series of CTL epitopes that are unique for each
HIV-1 subtype might be highly clade specific (19, 27,
100). We compared Nef-specific Elispot-based CTL responses among
HIV-1C-infected blood donors to two sets of synthetic peptides
subtype
C consensus-based peptides and subtype B isolate BRU-based peptides.
The magnitude of Nef-specific Elispot-based CTL responses to
subtype C peptides was higher than that of responses to subtype B
peptides. This observation suggests that, despite existence of
cross-clade CTL recognition, subtype-specific CTL responses are of a
higher magnitude and might result in a more efficacious vaccine. We
suggest that vaccine formulation should approach the predominant virus
in a particular geographic area and should include epitope sequences
that are close to the multiple circulating viral variants, although
this observation might need to be confirmed for other HIV-1 proteins.
Our results on cumulative Gag-specific Elispot-identified CTL responses
were consistent with data from a study by Goulder et al.
(45), who demonstrated distinctive differences between the
dominant Gag-specific responses among HIV-1B-infected Caucasians and
HIV-1C-infected Africans. Prevailing HIV-1C Gag-specific CTL responses
among Africans occurred in the p24 region and corresponded to the
peptide that contained the epitope TPQDLNTML. In contrast, dominance of HIV-1B Gag-specific CTL responses among Caucasians was
seen within the p17 region (45). Moreover, distinctive
patterns of immunodominance become noticeable by comparing profiles of Tat- and Rev-specific CTL responses among HIV-1B-infected Caucasians (2, 3) and HIV-1C-infected individuals from Botswana (this study's data). Taken together, these series of studies suggest remarkable differences in the CTL epitope clustering among different ethnic groups infected by different HIV-1 subtypes. Observed
distinctions within Gag, Tat, and Rev suggest that differences in CTL
epitope clustering might exist across other proteins of the viral
genome and warrants further studies.
A pivotal role of HIV-1-specific CTL responses in the control of HIV-1
infection has been proven by a growing number of recent studies
(43, 45). Although correlates of protection in HIV-1 infection are still not known, naturally occurring dominant and subdominant CTL responses might represent and contain protective CTL
epitopes (9, 36, 37, 88). Identified differences in CTL
epitopes targeted at different stages of HIV-1 infection demonstrated
that certain epitopes are more immunogenic and induce CTL responses
more readily in earlier or later phases of the disease (6,
44) and also might correspond quantitatively to antigenic stimuli (expressed viral proteins and presented peptides) in the course
of HIV-1 infection. However, the question of whether or not CTL
responses that are naturally occur in acute or chronic stages of the
disease, or elicited by immunization, would confer protective immunity
and alter the course of HIV infection awaits further studies.
Comparison of synonymous (silent) and nonsynonymous (amino
acid-altering) mutations provides an important means to understand the
mechanisms of molecular sequence evolution (59, 85, 117). The nonsynonymous/synonymous rate ratio (
= dN/dS, termed the "acceptance rate" [72]) is an important indicator of
selective pressure at the protein level, wherein an
of 1 means
neutral mutations, an
of <1 indicates purifying selection, and an
of >1 represents diversifying positive selection
(117). As a limitation of cross-sectional study it would
be impossible to determine a real degree of selection that has already
occurred as a result of immune selection pressure. In this study
nonsynonymous and synonymous substitution rates across the identified
immunodominant regions within Gag, Tat, and Nef demonstrated an
of
<1 overall, while only a few amino acid sites had an
of >1.
Although a separately designed longitudinal study will be required to
address the nature of selection within CTL epitope-rich regions, an
observation of a few hot spot sites with an
of >1 within
immunodominant regions might be useful for issues of vaccine design.
Given the heterogeneous
ratio found, perhaps a clearer
understanding of viral evolution might be obtained by applying
statistical models described in reference 78 and/or
117.
An HLA-based approach to vaccine design (10, 53, 80, 115)
might increase vaccine efficacy by targeting epitopes that are
restricted by common HLA types among potential vaccinees and requires
the identification of HLA types and subtypes within ethnic groups and
the generation of HLA databases. High-resolution HLA class I typing,
which is a critical component of CTL epitope mapping and defining HLA
class I restriction, allowed us to specify HLA alleles among common
generic HLA types described previously (80) and detailed
the restriction of two CTL epitopes within the HIV-1C Gag and one CTL
epitope within the HIV-1C Tat. In this study an antigen specificity,
A30, was represented mostly by two of seven A30 alleles
(68), A*3001 and A*3002, at approximately equal frequency
(10.8 and 12.8%, respectively), with a few cases of A*3004 (0.7%
frequency). Differences at the carboxyl-terminal peptide anchor residue
between A*3001 (preference for phenylalanine) and A*3002 (preference
for tyrosine), which were previously described (64),
suggested functional differences in peptide-binding characteristics that might lead to specific T-cell responses. Although the extent of
specificity versus cross-reactivity between A*3001 and A*3002 still
needs to be evaluated, the data highlight the value of accurate HLA
subtyping (45) and might suggest a specific vaccine
strategy in southern African populations where A30 is present at high frequency.
HLA-B58 is an antigen specificity that was seen at increased frequency
within the Botswana population (80) and was found to be
represented by two alleles, HLA-B*5801 and -B*5802, at approximately equal frequency in this study. Observed different frequency of HIV-1C
Gag-specific Elispot-based CTL responses restricted by HLA-B*5801 and
HLA-B*5802 might be explained by structure predictions made recently by
Goulder (42). Interestingly, HLA-B*5801 was shown to have
more similarity to HLA-B*5701 than to HLA-B*5802 (42) in
the critical residues that form the B and F pockets (103).
HLA-B*5801 differs from HLA-B*5802 by three amino acids at MHC position
94 (isoleucine versus threonine), 95 (isoleucine versus leucine), and
97 (arginine versus tryptophan) (68). A large residue of
tryptophan at position 97 may account for a reduced space in the F
pocket of HLA-B*5802 (42). This might explain why both
HLA-B*5801 and HLA-B*5701 have an increased capacity to accommodate
large hydrophobic residues, while HLA-B*5802 does not have enough space
in the F pocket to fit in a large residue such as tryptophan,
phenylalanine, or tyrosine (42). As such, the ability of
HLA-B*5802 to present peptides to CTLs and/or the efficiency of peptide
presentation might be significantly reduced. As a matter of fact, none
of seven individuals expressing HLA-B*5802, who were screened with
HIV-1C Gag-based peptides, demonstrated CTL responses that could be
assigned for the HLA-B*5802 restriction. Moreover, our finding that
none of nine carriers of HLA-A*2902 demonstrated HIV-1C Gag-specific
CTL responses that could be assigned for the A*2902 restriction is
congruent with the strong association of HLA-A29 with rapid progression
to AIDS (54). If confirmed in a larger sample set,
findings of HLA-driven differential efficiency of CTL responses might
have an important implication for our understanding of HIV-1
pathogenesis, including the role of CTL responses in the course of
HIV-1 infection and genetic susceptibility to the disease.
Diverse mechanisms have been proposed to explain failure of CTL
recognition in the course of HIV-1 infection (reviewed in references
22, 25, and 71), although the extent and
contribution of each cause to a CTL decline is yet to be determined.
Viral escape is one of the potential mechanisms of abrogated CTL
recognition (14, 31, 46, 49, 60, 93). In this study, CTL
responses and viral autologous sequences were analyzed to find a
correlation between the magnitude of CTL response and the level of
homology between virus and synthetic peptide. However, results of our
study did not completely support the common-sense model
"better sequence match, better CTL response" (or "better match,
better response"), suggesting an apparent complexity of the
"matched/mismatched CTL response" phenomenon. Our understanding of
potential mechanisms in the case of "matched sequences/matched HLA
types/no CTL response" warrants further studies. Another series of
observed cases in this study can be summarized as another phenomenon:
"CTL response to mismatched peptide." These cases suggest that
mismatch happened at any residue with the exception of an anchor
residue or that the changed amino acid was an anchor residue from the
same motif (96). An intriguing scenario occurred in the
case of "no detectable CTL response to the completely matched
peptide, while there was an identified CTL response to the mismatched
peptide that was a variant of the matched peptide." Perhaps the
observed case might be an illustration of successful viral escape from
CTL recognition. An escaped viral variant might become a dominant
virus, while the initial viral variant that elicited the CTL response
may not exist at the time of sampling, which apparently happened
shortly after the escape event. That would explain the absence of CTL response to the current viral sequence but recognition of an "old" viral variant.
Early regulatory HIV-1 proteins Tat and Rev that are translated from
multiply spliced mRNAs (reviewed in references 23, 24, 29,
and 92), were described as potential candidates for AIDS
vaccines (16, 17, 38, 40, 50, 89). Early viral escape from
Tat-specific CTL recognition demonstrated recently in the simian
immunodeficiency virus model (4) emphasizes the significance of a Tat-based approach in the design of an AIDS vaccine.
In this study, the immunodominant region within HIV-1C Tat,
VCFQTKGLGISY, was targeted in 17 of 48 (35.4%) cases, while within Rev CTL responses were scattered without clustering. The lower
magnitude of HIV-1C Tat- and Rev-specific CTL responses compared to Gag
p24-specific responses warrants studies on quantification of translated
viral proteins in the course of HIV-1 infection. Our results highlight
the need to include multiple copies of Tat-based epitopes to increase
the magnitude of Tat-specific CTL responses. Experiments in nonhuman
primates might answer the question of whether or not multiple copies
and variants of Tat-based epitopes could contain viral replication by
preventing viral escape and therefore be potentially protective as a vaccine.
The performed fine mapping contributed to the existing CTL epitope
database by determining the precise restriction of two CTL epitopes
within the HIV-1C Gag p24 described previously (45) and
also by identifying a new 10-mer epitope FQTKGLGISY within HIV-1C Tat that was apparently restricted by HLA-B*1503
an allele found at high frequency in the Botswana population (80).
B*1503 is structurally close to B*1501 because of similarity within the C-terminal anchoring pockets (68, 94), which might suggest restriction of analogous peptides. In fact, B*1501 was shown as an
allele that restricts the 10-mer peptide IQPGRGFVLY
(32), which contains anchor residues identical to
those of FQTKGLGISY. Alternatively, the identified epitope
could contain a smaller epitope, TKGLGISY, that would be
compliant with the criteria for the B27 supertype that includes B*1503
(105), although the 8-mer peptide, TKGLGISY,
was not tested in this study.
In summary, screening for CTL responses among HIV-1-infected blood
donors from Botswana allowed us to identify and to characterize profiles of cumulative Elispot-based CTL responses across HIV-1C Gag,
Tat, Rev, and Nef. Our results confirmed that dominant CTL responses
differ between ethnic groups infected with different HIV-1 subtypes and
suggest an advantage of a subtype-specific (high virus-vaccine
homology) approach to the design of an AIDS vaccine. Identification and
ranking of dominant and subdominant CTL responses in the context of
predominant virus and common HLA types in a certain geographic area may
be important for the design of an efficacious AIDS vaccine and warrants
further studies.
 |
ACKNOWLEDGMENTS |
We thank the Botswana Ministry of Health for encouragement; S. Gaseitsiwe, E. Sepako, G. Sebetso, N. Monametsi, and Y. Wu for sample
processing and HIV-1 diagnostics; personnel of the National Blood
Transfusion Center in Botswana for collaboration; and Chanc E
VanWinkle for editorial assistance.
This research was supported in part by grants AI47067, AI43255, and
HD37793 from the National Institutes of Health and grant TW00004 from
the Fogarty International Center, National Institutes of Health.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Immunology and Infectious Diseases, Harvard School of Public Health, FXB-402, 651 Huntington Ave., Boston, MA 02115. Phone: (617) 432-0975. Fax: (617) 739-8348. E-mail:
messex{at}hsph.harvard.edu.
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Journal of Virology, October 2001, p. 9210-9228, Vol. 75, No. 19
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.19.9210-9228.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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