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Journal of Virology, July 2001, p. 6615-6624, Vol. 75, No. 14
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.14.6615-6624.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Adeno-Associated Virus Type 6 (AAV6) Vectors
Mediate Efficient Transduction of Airway Epithelial Cells in Mouse
Lungs Compared to That of AAV2 Vectors
Christine L.
Halbert,
James
M.
Allen,
and
A. Dusty
Miller*
Fred Hutchinson Cancer Research Center,
Seattle, Washington 98109
Received 19 January 2001/Accepted 19 April 2001
 |
ABSTRACT |
Although vectors derived from adeno-associated virus type 2 (AAV2)
promote gene transfer and expression in many somatic tissues, studies
with animal models and cultured cells show that the apical surface of
airway epithelia is resistant to transduction by AAV2 vectors.
Approaches to increase transduction rates include increasing the amount
of vector and perturbing the integrity of the epithelia. In this study,
we explored the use of vectors based on AAV6 to increase transduction
rates in airways. AAV vectors were made using combinations of
rep, cap, and packaged genomes from AAV2 or AAV6. The packaged genomes encoded human placental alkaline phosphatase and contained terminal repeat sequences from AAV2 or AAV6.
We found that transduction efficiency was primarily dependent on the
source of Cap protein, defined here as the vector pseudotype. The AAV6
and AAV2 pseudotype vectors exhibited different tropisms in
tissue-cultured cells, and cell transduction by AAV6 vectors was not
inhibited by heparin, nor did they compete for entry in a transduction
assay, indicating that AAV6 and AAV2 capsid bind different receptors.
In vivo analysis of vectors showed that AAV2 pseudotype vectors gave
high transduction rates in alveolar cells but much lower rates in the
airway epithelium. In contrast, the AAV6 pseudotype vectors exhibited
much more efficient transduction of epithelial cells in large and small
airways, showing up to 80% transduction in some airways. These
results, combined with our previous results showing lower
immunogenicity of AAV6 than of AAV2 vectors, indicate that AAV6 vectors
may provide significant advantages over AAV2 for gene therapy of lung
diseases like cystic fibrosis.
 |
INTRODUCTION |
Transfer of therapeutic genes
to the lung may provide a cure for diseases such as cystic fibrosis
(CF), which affects 1 in 3,000 Caucasian births. Inactivating mutations
in the CF transmembrane regulator (CFTR), a chloride ion channel,
result in gradual lung destruction, which is the major cause of
morbidity. Although the normal CFTR protein has been localized to both
the apical surface of the airway epithelium (38) and the
submucosal glands beneath the epithelium (10), the airway
is the site of microbial obstruction associated with mortality. This
clinical manifestation provides the rationale for targeting the airway
epithelium for CF gene therapy.
Among the many gene transfer systems being investigated are viral
vectors such as those based on adeno-associated virus (AAV), a
single-stranded DNA parvovirus. AAV can integrate and promote persistent gene expression in cultured cells and in dividing and nondividing cells in multiple somatic tissues of animals (19, 20,
22-24, 26, and 32). The ability to transduce nondividing cells is an important feature of AAV vectors for gene transfer to the
airway epithelium, which has a low rate of proliferation (3,
21). Additionally, the fact that wild-type (wt) AAV has been
isolated from human airways (4, 5, 27) is consistent with
the idea that AAV has tropism for the lung epithelium. However, although AAV type 2 (AAV2) vectors can transduce multiple cell types in
the lung, animal data thus far have shown low to modest rates of
transduction by AAV2 vectors in the lung (11, 16, 17).
Indeed, even introduction of a high dose of an AAV2 vector (1012 genome-containing particles) resulted in an
overall transduction efficiency of 2% in the mouse airway epithelium
(2).
Animal studies show that the efficiency of AAV transduction is affected
by several factors and can be enhanced by various treatments. AAV
transduction in the developing neonatal rabbit lung was more efficient
than that in adult lung and was observed in a variety of airway and
alveolar cell types (40). AAV vector-transduced cells in
adult mouse lungs were rare, but their numbers could be increased by
addition of adenovirus to provide helper functions (11),
DNA-damaging reagents (1, 23, 30), or tissue injury (13, 16). Additionally, administration of much higher
doses of AAV vector could also increase transduction in the lung
epithelium (2). Tissue culture models have shown that
proliferation rates (29) and polarity of epithelia
influence the efficiency of AAV vectors (9). Indeed,
reagents that help AAV vectors to bypass the natural resistance of the
apical surface to infection can augment AAV transduction 10- to
100-fold (9, 35). These results show that dosage,
proliferation rates, and target cell access are factors involved in
efficient transduction by AAV vectors in lung epithelia.
Although AAV vector expression can persist for months to years, there
may still be a need for readministration of vector to increase or
replenish the population of modified cells. In readministration studies, few to no new transduction events have been detected in the
rabbit or mouse lung or in skeletal muscle (12, 16, 17,
37), and these results were associated with the detection of
neutralizing antibodies (16, 17). Several approaches have been used to achieve effective readministration. These include immune
suppression in the lung (17) and muscle (25)
and the use of other AAV types in the muscle and liver
(36) and the lung (18). We showed that AAV
vectors utilizing an AAV6 capsid (AAV6 pseudotype vector) have
properties that could be useful for gene therapy, including low
immunogenicity and the lack of cross-reactive antibodies generated
against AAV2 (18).
Quantitation of the number of vector-expressing cells in our previous
study indicated that the AAV6 pseudotype vector was as efficient as, if
not more efficient than, AAV2 vectors in the mouse lung and that the
transduction rates in various cell types were different between AAV2
and AAV6 (18). In this study, we evaluated the
transduction of lung cells by vectors based on the AAV6 serotype more
thoroughly to determine the combination of vector components that
mediated the most efficient transduction of airway epithelia. To
achieve this goal, we made separate expression plasmids for the three
components of the AAV6 vector: rep, cap, and the
packaged genome containing terminal repeats (TR) from AAV6 and
expressing human placental alkaline phosphatase (AP). In conjunction
with similar constructs for AAV2 (2), complementation of
AAV2 and AAV6 components to generate infectious virions was assessed
and then transduction was evaluated in a mouse model of lung gene transfer.
Our data show that AAV2 and AAV6 pseudotype vectors could be generated
from all combinations of rep, cap, and genome
from the two viruses and that transduction efficiencies of these
vectors in tissue-cultured cells were primarily determined by the
vector pseudotype, defined as the source of the capsid. While both AAV2 and AAV6 pseudotype vectors bind heparin, only AAV2 is inhibited by
heparin in cell transduction assays, indicating that AAV2 and AAV6
interact with different receptors. In mouse lung delivery, the AAV2
vector gave high transduction rates in alveolar cells and much lower
rates in airway epithelia, similar to the results obtained in previous
studies. In contrast, an AAV6 pseudotype vector showed preferential
transduction of epithelial cells in large and small airways at rates up
to 80%. Transduction of the mouse airway epithelium by AAV6 pseudotype
vectors was 15 to 74 times more efficient than transduction by an AAV2
vector. These results, combined with our previous results showing lower
immunogenicity of AAV6 than of AAV2, indicate that AAV6 vectors may
provide significant advantages for gene therapy for CF.
 |
MATERIALS AND METHODS |
Cell culture.
Human embryonic kidney 293 cells
(14) and human HT-1080 fibrosarcoma cells (ATCC CCL 121)
were maintained in Dulbecco's modified Eagle's medium supplemented
with 10% fetal bovine serum, penicillin, and streptomycin.
Human airway epithelial cells were isolated from nasal polyps of CF
patients by digestion with dispase (4 µg/ml; Boehringer Mannheim) as
described previously (15) and were maintained in keratinocyte growth medium (Clonetics) at 37°C in 5%
CO2-air. Cells were frozen at passage 1 or 2. CF16 cells were derived from CF human airway cells by
immortalization with the E6 and E7 genes of human papillomavirus type
16 (15).
Cells grown on porous membranes were prepared according to published
procedures (
39) but with minor modifications. Human
airway
cells (10
6 cells) at passage 1 or 2 after
isolation from tissue were seeded
on 30-mm collagen-coated,
0.4-µm-pore-size Millicell cellulose
filters (Millipore Corp.,
Bedford, Mass.). Twenty-four hours after
seeding, the medium on the
surface of the cells (apical side)
was removed and the cells were grown
at the air-liquid interface
by feeding from the basal side. The culture
medium consisted of
a 1:1 mixture of Dulbecco's modified Eagle's
medium and Ham's
F-12 medium, 2% Ultroser G (Biosepra SA,
Cergy-Saint-Christophe,
France), 100 U of
penicillin-streptomycin per ml, and 0.12 U of
insulin per ml. Airway
epithelia were grown until they were confluent
and developed a
transepithelial electrical resistance of >1,000

× cm
2. Then, 700 µl of keratinocyte growth medium
containing a fixed
number of vector genome-containing particles was
added to the
apical side of the transmembrane. After a 4-h exposure,
the transmembrane
cultures were washed twice with phosphate-buffered
saline (PBS)
and cultured for an additional 5 days. Transmembrane
cultures
were fixed in 2% paraformaldehyde in PBS for 20 min and then
rinsed
three times in PBS and stained in X-Gal solution [25 mM
K
4Fe(CN)
6 · 3H
2O, 25 mM
K
3Fe(CN)
6, 25 mM
MgCl
2, and 1 mg of X-Gal
(5-bromo-4-chloro-3-indolyl-

-
D-galactopyranoside;
Boehringer Mannheim)/ml] at 37°C
overnight.
AAV vectors.
The AAV2-based vector ARAP4-2 (previously
called ARAP4) contains the AP cDNA expressed from a Rous sarcoma virus
promoter and enhancer sequences and the simian virus 40 polyadenylation sequences. The expression cassette was flanked by AAV2 TRs. The ARAP4-2, pCMVE4orfs, and AAV2 packaging plasmids MTrep2 and CMVcap2 have been previously described (2).
The AAV6-based vector ARAP4-6 contains the same expression cassette
flanked by AAV6 TRs. It was constructed by isolating the
expression
cassette containing the Rous sarcoma virus promoter-enhancer,
human
placental AP cDNA, and the simian virus 40 polyadenylation
sequences
from pARAP4-2 (
2) by digestion with
SnaBI. The
DNA
fragment was ligated to pA6LAPSN (
31) previously
digested with
BglII and
NheI to remove a similar
expression cassette but containing
the Moloney murine leukemia
virus promoter-enhancer sequences.
CMVcap6 was constructed by
isolating the AAV6
cap sequences from
pRepCap6
(
31) by digestion with
Ecl136 and ligating AAV6
cap sequences to CMVcap (
2) previously digested
with
NheI and
BglII
to remove AAV2
cap
sequences. All DNA fragments were end filled
prior to ligation. MTrep6
was constructed by PCR amplification
of AAV6
rep sequences
from pRepCap6 (
31). The 5' oligonucleotide
contained a
BglII linker and DNA sequences from positions 5101
to 5121 (5'-GAAGATCTGCCATGCCGGGGTTTTACGAG-3'). The 3'
oligonucleotide
contained an
NheI linker and DNA sequences
from positions 3224
to 3244 of pRepCap6
(5'-CACTAGCTAGCCAGCCATACCTGGTTTAAGTC-3').
The PCR product
was digested with
BglII and
NheI and ligated to
pMTrep2 (
2) previously digested with the same enzymes to
remove
AAV2
rep sequences.
CWCZn has previously been described (
18). It contains an
immediate-early promoter and enhancer from cytomegalovirus linked
to a
nucleus-localizing bacterial

-galactosidase (

-Gal) cDNA
and the
AAV2 polyadenylation sequences and flanked by AAV2 TRs.
Recombinant AAV
plasmids ARAP4-2, ARAP4-6, and CWCZn were propagated
in the bacterial
strain Sure (Stratagene), XL1-Blue (Stratagene),
or JC8111
(
6). The packaging and helper plasmids were propagated
in
the DH5

strain of
Escherichia coli.
AAV vector production and characterization.
AAV2 and AAV6
pseudotype vectors were generated by cotransfection of vector plasmid
(pARAP4-2, pARAP4-6, or pCWCZn), AAV packaging plasmids (pMTrep and
pCMVcap from types 2 and/or 6), and pCMVE4orf6 into 293 cells
(4 × 106 cells per 10-cm-diameter dish).
Concentration and purification of AAV vectors were done as previously
described (2). Briefly, clarified crude cell lysates
obtained 3 days after transfection were concentrated by centrifugation
through a sucrose cushion, followed by density banding in cesium
chloride, and dialyzed in Ringer's saline solution (RSS). Titers of
ARAP4 vector stocks were determined using HT-1080 cells as targets for
transduction. Briefly, 10-fold serial dilutions were made from 10 µl
of vector from gradient fractions and applied to cells plated the
previous day at 5 × 104 cells per well in
six-well dishes (Corning Inc., Corning, N.Y.). Cells were fixed and
stained for AP expression 3 days later as previously described
(16). Southern analysis was done to determine the number
of genome-containing particles in the vector preparations, and the
preparations were found to contain approximately
1011 to 1012
genome-containing particles per ml. The CWCZn and ARAP4 vector preparations did not have detectable replication-competent AAV (<50
IU/ml) as determined by replication center assay. Procedures for
Southern analysis, transduction titer determination, and replication assay have previously been described (16).
Purification of AAV2 and AAV6 pseudotype vectors on heparin
columns.
Clarified crude cell lysates were concentrated by
centrifugation through a sucrose cushion. Vector-containing pellets
were resuspended in RSS. Vector samples were applied to a heparin
column (HiTrap heparin; 1 ml; Amersham catalogue no. 17-0406-01). Then, three 1-ml volumes each of RSS and RSS containing 200, 300, or 500 mM
NaCl were applied sequentially, followed by 1-ml volumes of RSS
containing 600, 700, or 800 mM NaCl. One-milliliter eluted fractions
were collected from the column after each application of saline
solution and dialyzed in RSS, and the vector titer in each fraction was
determined using HT-1080 cells.
Heparin competition.
Genome-containing particles
(108) of AAV2 (Rep2Cap2Genome2) or AAV6
(Rep2Cap6Genome2) vectors were incubated in 2 ml of medium supplemented
with 20 µg of heparin (Sigma H3149) per ml or 20 µg of chondroitin
sulfate A (Sigma C9819) per ml for 1 h at 37°C. After
incubation, 800, 100, and 10 µl of vector (with or without heparin or
chondroitin sulfate A) were added to CF16 and HT-1080 cells plated at
105 cells per well of a six-well dish.
Competition medium (with or without heparin or chondroitin sulfate A)
was added to each well to bring the total volume to 1 ml. The cells
were incubated with virus mixtures for 1 h, after which the virus
was removed and the cells were rinsed three times with PBS. Two
milliliters of medium similar to the previous competition medium but
not containing vector was added, and the cells were grown for 3 days
for HT-1080 and 5 days for CF16, after which the cells were fixed and
stained for AP expression as previously described (16).
Competiton assay for AAV2 and AAV6 vectors.
CF16 cells were
plated at 105 cells/well in 12-well dishes 2 to 3 days prior to transduction. The cells were transduced with 5 × 107 genome-containing particles of AAV2-CWCZn
(Rep2Cap2Genome2) or 1 × 107
particles of AAV6-CWCZn (Rep2Cap6Genome2) in 500 µl of medium containing increasing amounts of AAV2-ARAP4 (Rep2Cap2Genome2) and AAV6-ARAP4 (Rep2Cap6Genome2). After a 1-h incubation with vectors,
the cells were washed three times with 1 ml of PBS and incubated in 1 ml of culture medium for 3 days. The cells were fixed for 7 min in
3.7% formaldehyde in PBS, followed by three rinses in PBS, and stained
for
-Gal expression by an overnight incubation at 37°C in
-Gal
reaction buffer [25 mM
K4Fe(CN)6 · 3H2O, 25 mM
K3Fe(CN)6, 25 mM
MgCl2, and 1 mg of X-Gal (Boehringer Mannheim)/ml].
AAV vector delivery to mouse airways.
Animal studies were
performed in accordance with the guidelines set forth by the
Institutional Review Office of the Fred Hutchinson Cancer Research
Center. C57BL/6 (B6) mice were obtained from Jackson Laboratories (Bar
Harbor, Maine). Animals received vector by nasal aspiration according
to a previously published protocol (13). Mice were given
the AAV vector on day 1 and were euthanatized 4 weeks later, and their
lungs were processed for AP staining as previously described
(17).
Quantitation of transduction efficiency.
Stained tissue
slices from the entire lung were cut into 3-mm blocks and paraffin
embedded. Four sections were taken from each lung sample. Three of
these were counterstained with nuclear fast red, and the fourth was
counterstained with hematoxylin and eosin. Quantitation of transduction
efficiency was done by counting the number of AP-positive cells per
section on the slides stained with nuclear fast red. Positive alveolar
cell counts were estimated from 10 random 1-mm2
areas. For all other cell types, positive counts were obtained by
analysis of the entire tissue section. Two sections, approximately 5 µm thick, were scored per lung. The total area was quantitated by
scanning stained slides (Adobe Photoshop) and found to be approximately 0.5 to 1 cm2 per slide. Values were expressed as
AP-positive cells per square centimeter.
 |
RESULTS |
All combinations of Cap, Rep, and vector genomes derived from AAV2
and AAV6 generate infectious virions.
We evaluated the ability of
different combinations of AAV2 and AAV6 Rep proteins, Cap proteins, and
vector genomes to complement and produce infectious vectors. Vector
production was assessed by measuring transduction of HT-1080 human
fibroblasts. Cells exposed to vector preparations were stained for
expression of vector-encoded AP (Fig. 1).
Vector production from transfected 293 cells was significantly higher
for vector stocks produced using the AAV2 capsid than for stocks
produced using the AAV6 capsid (107 to
108 compared to 104 to
105 AP-positive focus-forming units [FFU] per
10-cm dish of transfected 293 cells). Vector production from separate
MTrep and CMVcap constructs for the AAV2 and AAV6 vectors was similar
whether the cells were infected with wt adenovirus or were
cotransfected with CMVE4orf6 (Fig. 1, compare
Rep2Cap2Genome2 and Rep6Cap6Genome6, with and without infectious
adenovirus). All combinations of Rep proteins, Cap proteins, and vector
genomes derived from AAV2 and AAV6 generated infectious virions.

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FIG. 1.
Yields of vectors made with components from AAV2 and
AAV6. The vector yield per 10-cm dish of 293 cells (4 × 106) transfected with plasmids encoding Rep and Cap
proteins and vector genome and cotransfected with pCMVE4orf6 or
infected with wt adenovirus is shown. The serotype from which the
encoded Rep, Cap, and ITR are derived is indicated (2 for AAV2 or 6 for
AAV6), and n = 4 to 6. Vector yield is shown as
total AP-positive FFU per 10-cm dish. Vector yield was obtained by
determining the titer of vector stocks (clarified crude cell lysates
from 293 cells) on HT-1080 target cells according to a procedure
outlined in Materials and Methods.
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FIG. 2.
Titers of vector with mixed components from AAV2 and
AAV6 were assayed using human fibroblasts (HT-1080) and airway
epithelial cells (CF16). Vector preparations were adjusted to contain
1010 genome-containing particles per ml, and then the titer
was determined by exposure of cells to limiting dilutions of vector.
Values are averages of two experiments with duplicate determinations
per dilution.
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The yield of vector as measured by transduction of HT-1080 cells with
clarified crude cell lysates from transfected 293 cells
(AP-positive
FFU per plate of 293 cells) showed a 100- to 1,000-fold
difference
between AAV2 and AAV6 pseudotype vectors. To determine
if the lower
yield of vector for the AAV6 pseudotype vector was
due to differences
in packaging functions, Southern analysis was
done on vector
preparations to quantitate the number of genome-containing
particles
produced. The particle-to-infectivity ratio for the
AAV2 pseudotype
vectors ranged from 74 to 125 particles per AP-positive
FFU, whereas
AAV6 pseudotype vectors ranged from 1 × 10
4
to 5 × 10
4 genome-containing particles per
AP-positive FFU (Table
1). Approximately
100- to 700-fold-more genome-containing particles were required
per
transduction event for the AAV6 pseudotype vectors than for
the AAV2
vectors. The increase in particle-to-infectivity ratio
accounted for
the majority of the drop in vector yields as measured
by transduction
(100- to 1,000-fold decrease).
Rep and vector genome components also affected vector yields as
measured by transduction (Fig.
1). Within the AAV6 pseudotype
vectors,
there was a trend for the Rep6Cap6 Genome6 vector to
have
lower vector yields than combinations having vector genome
or Rep from
AAV2. The combination with both Rep and vector genome
from AAV2 had the
highest vector yields of the AAV6 pseudotype
vectors. Within the AAV2
pseudotype vectors, the Rep2Cap2Genome2
combination gave the
best yield of vector. Replacement of either
or both Rep2 and AAV2
vector genomes with their AAV6 counterparts
resulted in a 5- to 10-fold
drop in vector yield. The particle-to-infectivity
ratios were not
significantly different for all AAV2 pseudotype
vectors (Table
1),
suggesting that substituting AAV6 Rep or vector
genome decreased
replication, packaging, or virion
stability.
Comparison of transduction in human fibroblasts and airway cells by
AAV2 and AAV6 pseudotype vectors.
The particle-to-infectivity
ratio was much higher for all AAV6 pseudotype vectors than for the
analogous AAV2 vectors in human HT-1080 fibroblasts (Table 1), showing
that AAV2 more efficiently transduced these cells. We extended this
analysis to include CF16, a cell line derived from a nasal polyp of a
CF individual (Fig. 2). CF16 is an
immortalized but nontransformed cell line. Previously, we found that
the titers of AAV2 vectors on primary airway cells derived from the
nasal polyps of CF patients were similar to their titers on CF16 cells
(data not shown). Therefore, CF16 was used as a tissue culture model of
target cells for CF gene therapy. The high titers of AAV2 pseudotype
vectors observed in HT-1080 cells dropped dramatically when tested on
CF16 cells. In contrast, the low titers observed for the AAV6
pseudotype vectors in HT-1080 did not change significantly in CF16
cells. In fact, there was a tendency for titers to increase. The titers
of the AAV2 and AAV6 pseudotype vectors in human airway cells and
fibroblasts show that transduction efficiency segregated with the
vector capsid and suggest that AAV2 and AAV6 may utilize different
receptors for cell entry.
AAV6 capsid interacts with heparin, but transduction of cultured
cells is not inhibited by soluble heparin sulfate.
Membrane-associated heparan sulfate proteoglycan can serve as a primary
attachment receptor for AAV2 (34), with the human fibroblast growth factor receptor 1 (28) and
5
5
integrin (33) acting as coreceptors. Consistent with this
is the observation that heparin-based affinity chromatography works
well for AAV2 vector purification (8, 41). We tested
whether AAV6 capsid could also interact with heparin by determining if
AAV6 pseudotype vectors could also bind to a heparin column. The
binding of all AAV2 pseudotype vectors to the heparin column could be
disrupted by 500 mM NaCl (Fig. 3A). The
elution profile showed that more than 90% of recovered vectors eluted
from the heparin column at this salt molarity, with vector yields
ranging from 50 to greater than 90% (n = 11). The AAV6
pseudotype vectors could also bind to heparin, but the vectors eluted
from the column using 300 mM NaCl (Fig. 3B). Again, greater than 90%
of recovered vector eluted at this salt molarity, and the final yield
ranged from 50 to 90% (n = 6). These results show that
the AAV6 capsid interacted with heparin but that the affinity of the
interaction was weaker than that of the AAV2 capsid with heparin.

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FIG. 3.
Binding of AAV2 and AAV6 pseudotype vectors to
heparin columns. The vector titers in fractions eluted after binding of
vectors to heparin columns are shown. Vectors are indicated with
the serotypes of vector components listed in the order Rep, Cap, and
vector genome. The fraction number is indicated with the corresponding
salt concentration. The figure shows elution profiles for AAV2 (A) and
AAV6 (B) pseudotype vectors. FT, flowthrough fractions having a salt
concentration of 130 mM.
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The ability to purify AAV6 vectors by heparin column binding suggested
that AAV6, like AAV2, may use membrane-bound heparan
sulfate
proteoglycan as a receptor for cell attachment and entry.
To test this,
a competition experiment using heparin, a soluble
receptor analog, was
done. AAV6 and AAV2 pseudotype vectors that
differed only in the capsid
serotype were preincubated with soluble
heparin before addition to
target cells. Chondroitin sulfate A
was also used as a control for the
specificity of the inhibition
by heparin. Soluble heparin inhibited
transduction of HT-1080
or CF16 cells by an AAV2 capsid-containing
vector, whereas it
did not inhibit transduction of these cells by an
analogous vector
packaged in the AAV6 capsid (Fig.
4). Chrondroitin sulfate A did
not
inhibit transduction by either vector pseudotype (Fig.
4).

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FIG. 4.
Effect of heparin and chondroitin sulfate A on
transduction of human cells by AAV2 and AAV6 pseudotype vectors.
Vectors (Rep2Cap2Genome2 and Rep2Cap6Genome2) were incubated with
heparin or chondroitin sulfate A prior to placement on cells as
described in Materials and Methods. Relative transduction efficiency
was obtained by dividing the number of AP-positive FFU in samples
incubated with heparin or chondroitin sulfate A by the number in
samples incubated without heparin or chondroitin sulfate A. Means and
standard deviations obtained from three experiments are shown.
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AAV6 and AAV6 use different cellular receptors.
The resistance
of AAV6 pseudotype vectors to competition by soluble heparin suggested
that AAV6 capsid recognized a receptor distinct from that used by AAV2.
This hypothesis was tested by competition experiments with AAV6 and
AAV2 vectors (Fig. 5). CF16 cells were
transduced with a constant amount of AAV6 vector expressing
-Gal in
the presence of increasing amounts of either an AAV2 vector or an AAV6
vector expressing AP. At a 100-fold excess of competitor over target, a
90% inhibition of AAV6 vector transduction was observed with the AAV6
competitor, but no significant inhibition was observed with the AAV2
competitor. Similarly, when cells were exposed to a constant amount of
an AAV2 vector in the presence of increasing amounts of AAV2 or AAV6
vectors, significant inhibition of AAV2 vector transduction was
observed only with the AAV2 vector competitor. This result and the
result of the heparin competition experiment are both consistent with
the utilization of distinct cellular receptors by AAV2 and AAV6.

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FIG. 5.
Transduction by -Gal-expressing AAV2 or AAV6
pseudotype vectors in the presence of competing AP-expressing AAV2 or
AAV6 pseudotype vectors. CF16 cells were transduced with a constant
amount of AAV2-CWCZn or AAV6-CWCZn vectors in the presence of
increasing amounts of competing AAV2 or AAV6 encapsidated AP-expressing
vector. The number of -Gal-positive cells detected in the
cotransduced wells was divided by the number of positive cells in the
control wells ( -Gal vector only) and expressed as a percentage of
the control (percent -Gal transduction). The percentage is plotted
versus the number of genome-containing particles of the competing
AP-expressing vector. The lines are labeled with the target -Gal
vector pseudotype versus the competitor AP vector pseudotype (for
example, 2 versus 2 means AAV2 -Gal vector versus an AAV2 AP
vector). The means and standard deviations of three experiments are
given for the AAV6 -Gal transduction experiments, and the means and
standard deviations of two experiments done with quadruplicate wells
are given for the AAV2 -Gal transduction experiments.
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AAV6 vectors transduce airway epithelia more efficiently than do
AAV2 vectors.
We next tested both vectors on polarized airway
cells because it is known that, while human airway cells in monolayer
cultures are relatively permissive for AAV2 infection, cells in a
polarized epithelium are resistant to infection, particularly from the
apical side. We compared the transduction rates of AAV2
(Rep2Cap2Genome2) and AAV6 (Rep2Cap6Genome2) pseudotype vectors that
expressed
-Gal in transmembrane cultures of primary human airway
cells. The epithelia were exposed to the vectors from the apical side
for 4 h at low particle numbers (50 to 500 per cell). AAV6 was
more efficient than was AAV2 in transmembrane cultures of human airway
epithelial cells, giving
-Gal focus numbers that were 37- to
>200-fold higher (Table 2).
A mouse model of lung gene transfer was used to compare the
performances of an AAV2 vector and several AAV6 pseudotype vectors
in
vivo. AAV2 and AAV6 pseudotype vectors were delivered to mouse
airways
by nasal aspiration, and the mice's lungs were examined
for AP marker
gene expression 1 month later. In one experiment,
an AAV2 vector
(Rep2Cap2Genome2) was compared to an AAV6 pseudotype
vector
(Rep2Cap6Genome2). Both were given at 7 × 10
11 genome-containing particles per mouse. Mouse
lungs treated with
the AAV2 vector exhibited abundant AP staining in
the lung parenchyma
and much lower staining in the
airway epithelium (Fig.
6, top
panels).
Robust AP expression in smooth muscle cells underlying
the epithelium
or in vasculature was also observed (Fig.
6, top
right panel). Mouse
lungs treated with the AAV6 pseudotype vector
exhibited a different
pattern of staining. There were abundant
AP-positive-staining cells in
the airway and much less staining
in the lung parenchyma (Fig.
6,
second row) than that seen with
the AAV2 vector. Histologic analysis of
mouse lungs showed that
the cells in airways exhibiting abundant
staining were cells of
the airway epithelium and that transduction
efficiency in some
airways was high, up to 80% of the cells in the
airway (Fig.
6,
third row). AAV2 vector-treated lungs exhibited few
AP-positive
airway epithelial cells (Fig.
6, fourth row, right panel),
while
saline-treated lungs did not exhibit any AP-positive cells (Fig.
6, fourth row, left panel). Quantitation of the number of AP-positive
cells shows that the AAV2 vector transduced alveolar cells at
100- to
1,000-fold-higher rates than it transduced cells of the
distal
airway and bronchial epithelium, respectively (Fig.
7).
Transduction of smooth muscle cells
was also lower than transduction
of alveolar cells. The Rep2Cap6Genome2
pseudotype showed a decrease
in transduction of alveolar cells to 24%
of the value obtained
for the AAV2 vector. In contrast, transduction of
epithelial cells
in distal airways and larger bronchial airways
increased 6- and
38-fold, respectively. Interestingly, transduction of
smooth muscle
cells decreased to approximately 11 and 14% of that
observed for
the AAV2 vector.

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|
FIG. 6.
Histochemical detection of AP expression in mouse
lungs 1 month after vector exposure. The left panels of the top two
rows display mouse lungs cut along the main bronchial airway in each
lobe, and all the lung portions from one mouse are shown in each panel
(magnification, ×8). The right panels of the top two rows show
bisected lung portions with the main bronchial airway outlined by open
arrowheads (magnification, ×32). The bottom four panels show
histologic sections of AP-stained mouse lungs. Mice were given saline
or an AAV2 or an AAV6 pseudotype vector expression AP as indicated by
saline, AAV2-CAP, or AAV6-CAP (7 × 1011
genome-containing particles each). Saline-treated lungs did not exhibit
AP-positive cells, while AAV vector-treated lungs exhibited AP-positive
alveolar cells (arrows), airway epithelial cells (arrowheads), and
smooth muscle cells (open arrows). Magnifications of photographs of
histologic sections are ×400 for the left panel second from the
bottom and ×200 for all other panels showing histologic
sections.
|
|

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|
FIG. 7.
Quantitation of transduction rates in mouse lungs 1 month after vector exposure to 7 × 1011
genome-containing particles. Vector pseudotypes are indicated at the
bottom; ratios of the transduction values for the AAV6 pseudotype
divided by the values for the AAV2 vector are shown above the histogram
bars for each cell type. Abbreviations: ALV, alveolar cells; DA, distal
airway epithelial cells; BE, bronchial airway epithelial cells (having
underlying cartilage); SMe, smooth muscle cells underlying
epithelium; SMv, smooth muscle in vascular walls. Means and standard
errors of the means are given. n = 5 for
Rep2Cap2Genome2, and n = 3 for
Rep2Cap6Genome2.
|
|
In a parallel experiment, we tested the effects of various components
of AAV6 in addition to the AAV6 capsid proteins on transduction
in
mouse lung. Vector doses of 10
11
genome-containing particles of the AAV2 vector (Rep2Cap2Genome2)
and
three AAV6 pseudotype vectors (Rep2Cap6Genome2, Rep6Cap6Genome2,
and
Rep6Cap6Genome6) were given. Quantitation of AP-positive cells
in the
lung showed that all AAV6 pseudotype vectors exhibited
higher
transduction rates in distal airway epithelium (15- to
34-fold
increase) and bronchial airway epithelium (28- to 74-fold
increase)
(Fig.
8). In contrast,
transduction of smooth muscle
cells decreased significantly (3- to
10-fold decrease). The transduction
rates in alveolar cells varied with
the vector components. In
comparison to the AAV2 vector,
Rep2Cap6Genome2 was 10-fold lower
in the number of AP-positive
alveolar cells, Rep6Cap6Genome2 was
approximately 2-fold lower, and
Rep6Cap6Genome6 vector was actually
3-fold higher. The experiments with
mouse lungs show that AAV6
pseudotype vectors were more efficient at
mediating transduction
of airway epithelial cells.

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|
FIG. 8.
Quantitation of transduction rates in mouse lungs 1 month after vector exposure (1011 genome-containing
particles). Vector components are indicated at the right. The ratios of
the transduction values for the AAV6 pseudotype divided by the values
for the AAV2 vector are shown above the histogram bars for each cell
type. Cell designations are the same as for Fig. 7. Means and standard
errors of the means are given. n = 5 for the
Rep2Cap2Genome2 group, and n = 3 for all other
groups.
|
|
 |
DISCUSSION |
In this study, we evaluated vectors based on AAV6 for lung gene
therapy. AAV2 and AAV6 pseudotype vectors were generated from combinations of vector components from both viruses. Vectors were characterized for particle yields, transduction efficiencies, and
biological properties in tissue culture and then tested in a mouse
model of lung gene transfer to determine which vector mediated the most
efficient transduction of airway epithelia. We found that AAV6 vectors
have properties distinct from those of AAV2 vectors and that they
transduce airway epithelia more efficiently than do AAV2 vectors.
The AAV6 vectors used in our previous study (18) were
produced by using plasmids encoding both Rep and Cap linked to their AAV promoters and polyadenylation elements; consequently, the expression of Rep and Cap proteins was regulated in a manner analogous to that for the wt virus. Production of high-titer vectors occurred when wt adenovirus was used to provide helper functions but not when
only one adenovirus gene, E4orf6, was substituted (data not shown). In
this study, placement of AAV6 replication and packaging functions on
separate plasmids and under heterologous promoters enabled the
production of vectors using the adenovirus E4orf6 gene, minimizing
contaminating amounts of adenovirus proteins that could be highly
immunogenic. Indeed, AAV6 vector production using MTrep6 and CMVcap6
constructs gave slightly higher yields when CMVE4orf6 was cotransfected
than when wt adenovirus was used. Additionally, placement of the Rep
and Cap functions on separate plasmids also decreases the probability
of generating replication-competent recombinant AAV, and none was
detected in the vector preparations (<50 IU/1012
genome-containing particles of vector). The data show that the technology used for production of high titers of AAV2 with minimal adenovirus genes and free of replication-competent AAV (2) can be utilized for AAV6.
The effects of Rep on vector behavior could be separated from those of
Cap when they exist on separate expression cassettes. There are many
similarities between AAV2 and AAV6 Rep proteins and between their
binding sites in the inverted TR (ITR) sequences. Rep78 of AAV6 has the
exact same ATP binding motif and conserved cysteine and histidine
residues of the zinc finger binding motif as does Rep78 of AAV2
(31). However, there are still 71 different amino acids
out of 623. Rep binding sites (RBS) in the 5' ITR of AAV6 are identical
to those in AAV2, while there are two changes in each of the two RBS
found in the AAV6 3' TR. Thus, while there are similarities in Rep
proteins and RBS between AAV2 and AAV6, there are also some differences
that could result in functional changes. Exchange of Rep6 for Rep2
(Rep6Cap2Genome2 versus Rep2Cap2Genome2) lowered the overall
production but did not affect the transduction efficiency
(particle-to-infectivity ratio). Likewise, exchange of AAV6 ITR for
AAV2 ITR (Rep2Cap2Genome6 versus Rep2Cap2Genome2) affected production
yields but not transduction efficiency. One possible explanation for
this is that the interactions of heterologous Rep and ITR components
were not as efficient as the homologous interaction in terms of
replication and packaging of AAV2 pseudotype vectors. However, this
phenomenon did not occur in the AAV6 group because vector production by
components derived completely from AAV6 had the lowest vector yields.
We concluded from these results that production yields for vectors with
either pseudotype were higher when AAV2 Rep and AAV2 vector genomes
were used, indicating an inherently higher efficiency in replication
and/or packaging for this combination than for the AAV6 counterparts.
We found that of the three vector components, Rep, Cap, and ITR in the
vector genomes, the capsid serotype was the major determinant of
transduction efficiency. The differences in infectivity for different
cells by AAV2 and AAV6 pseudotype vectors suggested that AAV6 utilized
a different cellular receptor from the one proposed for AAV2. Results
from competition studies indicate that heparan sulfate is the major
receptor for AAV2 (34) with fibroblast growth factor
receptor 1 (28) and an integrin acting as a coreceptor (33). Therefore, we tested whether AAV6 could interact
with heparin by determining its ability to bind to a heparin column. We
found that all AAV6 pseudotype vectors could bind to a heparin column
but were eluted at a lower salt concentration than that for AAV2. This
result showed that the AAV6 capsid interacted in some manner with
heparin sulfate. However, AAV6 transduction of cells by AAV6 was not
inhibited by soluble heparin, suggesting that the weak affinity of AAV6
for heparin did not prevent its binding to a functional receptor.
Although AAV2 and AAV6 are 83 to 88% identical in their VP1 proteins,
allowing for some similar properties, they also contain five highly
variable regions that presumably are on the outer surface of the
capsid, allowing for differences in receptor usage. Indeed, competition
assays showed that AAV2 and AAV6 vectors did not interfere in cell
transduction. The results indicate that the AAV6 capsid can utilize a
receptor different from heparin sulfate proteoglycans on the cell
surface for internalization.
Recently, an AAV vector based on serotype 5 was shown to transduce the
apical surface of cultured airway epithelia more efficiently than did
AAV2 (39). The sequence of AAV5 indicates that it has many
areas of divergence from AAV2 and AAV6, particularly in the capsid
variable regions (7). Heparin also did not inhibit binding to cells by AAV5, although it is not known whether AAV5 might interact
weakly with heparin. Additionally, it is not known whether AAV5
exhibited lower immunogenicity than did AAV2 in eliciting neutralizing
antibodies, as has been shown for AAV6. Certainly, there was a lack of
cross-complementation between the AAV2 and AAV5 Rep proteins and ITRs
(7), which was not observed between AAV2 and AAV6. In a
mouse model of lung transduction, AAV5 performed fivefold better than
did AAV2 in airway epithelia. Thus, AAV5 is an example of another
serotype exhibiting better airway tropism than that of AAV2.
We show here that, at a vector dose of 1011
genome-containing particles, AAV6 could infect distal airways 15- to
34-fold better than AAV2 and large airways 28- to 74-fold better. The
results obtained in vivo were in contrast to the tissue culture data
where the infectious units determined in monolayer cultures of cells were higher for AAV2 than for AAV6 vectors and underestimated the
performance of AAV6 vectors in the mouse lung. Indeed, transduction efficiency achieved rates as high as 80% in some airways exposed to
AAV6 pseudotype vectors. Additionally, complementation of Rep proteins
and ITRs between AAV2 and AAV6 enabled us to determine the combination
of vector components exhibiting more targeted transduction of airway
epithelia. We found that AAV2 vectors transduce alveolar cells 100-fold
more frequently than airway epithelial cells, similar to previous
results. The present data show that not only did the
Rep2Cap6 Genome2 combination have significantly higher
transduction in airway epithelia but it also had a significantly lower
rate of transduction in alveolar cells than did AAV2 vectors. Our
results show that AAV6 vector pseudotypes provide significant advantages over AAV2 vectors for lung gene therapy and support the
exploration of other AAV vector pseudotypes to determine the optimal
vector pseudotype to target specific tissues.
 |
ACKNOWLEDGMENTS |
We thank J. M. Alfano, S. R. Moe, and A. J. Ebbert
for excellent technical assistance.
This work was supported by grants DK47754 and HL66947 from the National
Institutes of Health and grants from the Cystic Fibrosis Foundation.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Fred Hutchinson
Cancer Research Center, 1100 Fairview Ave. North, Room C2-105, Seattle, WA 98109-1024. Phone: (206) 667-2890. Fax: (206) 667-6523. E-mail: dmiller{at}fhcrc.org.
Present address: Avigen Inc., Alameda, CA 94502.
 |
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Journal of Virology, July 2001, p. 6615-6624, Vol. 75, No. 14
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.14.6615-6624.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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