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Journal of Virology, July 2001, p. 6410-6417, Vol. 75, No. 14
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.14.6410-6417.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Changes in Human Immunodeficiency Virus Type 1 Populations after Treatment Interruption in Patients Failing
Antiretroviral Therapy
Allan J.
Hance,1,*
Virginie
Lemiale,1
Jacques
Izopet,2
Denise
Lecossier,1
Véronique
Joly,3
Patrice
Massip,2
Fabrizio
Mammano,1
Diane
Descamps,4
Françoise
Brun-Vézinet,4 and
François
Clavel1
INSERM U552,1
Service des Maladies Infectieuses et Tropicales
A,3 and Laboratoire de
Virologie,4 Hôpital Bichat-Claude Bernard,
Paris, and Centre Hospitalier Universitaire Purpan,
Toulouse,2 France
Received 7 December 2000/Accepted 12 April 2001
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ABSTRACT |
Mutations in human immunodeficiency virus type 1 (HIV-1) reverse
transcriptase and protease that confer resistance to antiretroviral agents are usually accompanied by a reduction in the viral replicative capacity under drug-free conditions. Consequently, when antiretroviral treatment is interrupted in HIV-1-infected patients harboring drug-resistant virus, resistant quasi-species appear to be most often
replaced within several weeks by wild-type virus. Using a real-time
PCR-based technique for the selective quantification of resistant viral
sequences in plasma, we have studied the kinetics of the switch from
mutant to wild-type virus and evaluated the extent to which minority
populations of resistant viruses not detected by genotyping persist in
these individuals. Among 12 patients with viruses expressing the V82A
or L90M resistance mutation who had undergone a 3-month interruption of
therapy and for whom conventional genotyping had revealed an apparent
total reconversion to wild-type virus, minority populations expressing
these mutations, representing 0.1 to 21% of total virus, were still
detectable in 9 cases. Kinetic studies demonstrated that viruses
expressing resistance mutations could be detected for >5 months after
the discontinuation of treatment in some patients. Most of the minority resistant genomes detected more than 3 months after the interruption of
therapy carried only part of the mutations present in the resistant viruses prior to treatment interruption and appeared to result from the
emergence of existing strains selected at earlier stages in the
development of drug resistance. Thus, following the interruption of
treatment, viral populations containing resistance mutations can
persist for several months after the time when conventional genotyping
techniques detect only wild-type virus. These populations include viral
strains with only some of the resistance mutations initially present,
strains that presumably express better fitness under drug-free conditions.
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INTRODUCTION |
As is typical of infection with most
RNA viruses, human immunodeficiency virus (HIV) infection is
characterized by the high diversity and rapid evolution of viral
genomes harbored by infected individuals. Thus, viral genomes recovered
from plasma, peripheral blood mononuclear cells, or lymphoid tissues
are composed of numerous more or less closely related viral
quasi-species that are constantly competing and evolving (5, 12,
15, 26). The strains present in the plasma are believed to be
representative of those recently released by productively infected
cells (29) and therefore represent the quasi-species that
are the most fit for active replication. In patients who fail
antiretroviral therapy, the majority of plasma HIV genomes contain
mutations in the protease and/or reverse transcriptase genes that
promote HIV drug resistance (6, 23, 27). It is now well
established that resistance mutations in HIV often decrease the overall
activity of the mutated viral enzymes and consequently reduce the
fitness of resistant variants compared to their wild-type counterparts
under drug-free conditions (1, 9, 33). Therefore, when
drug pressure is removed during structured treatment interruptions
(STI), it would be expected that residual wild-type viruses or mutant
viruses bearing a lighter mutation load would have a selective
advantage and overtake highly resistant strains.
Using currently available HIV genotyping methods, only the initial
phases of this mutant-to-wild-type transition is amenable to study,
because these techniques cannot reliably detect viral populations
representing less than 20% of total viruses (16). Thus,
it is unclear how long and to what extent minor resistant quasi-species
persist in the plasma of these patients. Furthermore, when such
minority resistant populations are present, it remains to be
established whether they result from the persistant proliferation of
strains derived from the highly resistant viruses that predominate prior to beginning STI or from the emergence of existing viral variants
with lower drug resistance but with presumably better replicative
fitness under drug-free conditions. To address these questions, we have
developed a technique based on real-time PCR that permits the detection
of minority viral species containing key mutations involved in viral
resistance to protease inhibitors and used this technique to evaluate
the kinetics of the genotypic switch from mutant to wild-type virus
during STI.
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MATERIALS AND METHODS |
Patients.
Peripheral blood was obtained from HIV-infected
patients prior to and following interruption of all antiretroviral
therapy, and plasma was stored at
80°C. Two cohorts were evaluated:
patients at Hôpital Bichat-Claude Bernard, Paris, France (kinetic
studies), and patients participating in a clinical trial of a 3-month
STI performed at Centre Hospitalier Universitaire (CHU) Purpan,
Toulouse, France. Clinical aspects and outcome of this trial have been
presented elsewhere (20). All patients gave informed
consent before undertaking STI.
Preparation of viral cDNA.
Plasma (0.5 to 1 ml) was
centrifuged (23,500 × g, 1 h, 4°C), and RNA was
extracted from the pellet (QIAamp viral RNA mini kit; Qiagen GmbH,
Hilden, Germany), and eluted in 60 µl of water. Oligonucleotides were
synthesized by Genset (Paris, France); nucleotide positions relative to
the HXB2 strain are indicated in parentheses. Fifteen microliters of
RNA used for reverse transcription (RT)-PCR (Titan One-Tube RT-PCR kit;
Boehringer, Mannheim, Germany) following the manufacturer's
instructions and using 0.4 µM (final concentration) each primers
ProtF1-(2243-2265) (5'-CTTTAGCTTCCCTCAGATCACTC) and ProtR1-(2593-2570) (5'-CCTGGCTTTAATTTTACTGGTACA). Cycling
parameters were 40 cycles of denaturation at 94°C for 30 s,
annealing at 52°C for 30 s, and extension at 68°C for 45 s.
Quantification of viral populations containing resistance
mutations by real-time PCR.
The V82A (GTC
GCC) and L90M
(TTG
ATG) resistance mutations were introduced into plasmid pNL4-3 by
site-directed mutagenesis as previously described (30) and
verified by sequencing. Plasmid DNA from wild-type, V82A, and L90M
plasmids was then amplified by PCR using primer pair ProtF1/ProtR1.
These amplification products were used for standards, ensuring that
samples and standards used for real-time PCR were present in the same
form (e.g., amplification products generated with the same primers).
To quantify the proportion of sequences expressing V82A mutations,
products obtained by RT-PCR were diluted in 10 mM Tris buffer (pH 7.4)
containing 0.1 mM EDTA and 100 ng of herring sperm DNA (Sigma, St.
Louis, Mo.) per ml (usually 1:104 to 1:106),
and 10-µl aliquots were added to PCRs, permitting the nonselective amplification of all viral sequences or the preferential amplification of sequences containing the V82A mutation. For nonselective
amplification, reaction conditions were (50 µl, final volume) 1×
TaqMan buffer, 3 mM MgCl2, 100 nM each of the four
deoxynucleoside triphosphates (dNTP), 100 nM each primers
F3-(2469-2492) (5'-GGTACAGTATTAGTAGGACCTACA) and
R1-(2576-2553) (5'-TGGTACAGTTTCAATAGGACTAAT), 50 nM TaqMan probe-(2524-2551)
[5'-(6-FAM)CTCAGATTGGTTGCACTTTAAATTTTCC(TAMRA)(phosphate)], 0.5 U of uracil-n-glycosylase, and 1.25 U of AmpliTaq
Gold Taq polymerase. For preferential amplification of V82A,
conditions were identical except that the F3 primer was replaced by the
M2-V82A-(2476-2496) primer (5'-TATTAGTAGGACCTACACCAGC).
Reagents and materials were obtained from Perkin-Elmer (Foster
City, Calif.). Samples were evaluated by real-time PCR (14,
17) using a Perkin-Elmer 7700 sequence detection system (PE
Applied Biosystems), using the following cycling parameters: 50°C for
2 min, 95°C for 10 min, followed by 40 cycles at 95°C for 15 s
and 50°C for 1 min. The number of cycles required to reach threshold
fluorescence (Ct) was determined, and the
quantity of sequences initially present was calculated by extrapolation
onto the standard curve. The same dilutions of standard (amplification
products generated from the V82A plasmid) were used for both the
nonselective and V82A-selective amplifications. The percentage of viral
sequences containing V82A was then calculated as follows: % mutated
sequences = [(quantity of mutated sequences in the
sample)/(quantity of total sequences in the sample)] × 100. To
quantify the proportion of sequences expressing L90M mutations, analogous techniques were used except that the primer
M2-L90M-(2499-2520) (5'-AACATAATTGGAAGAAATCAGA) was used in
place of the M2-V82A primer and dilutions of the amplification products
generated from the L90M plasmid were used to generate the standard
curve. Nonselective and selective amplifications were always performed
at the same time. All reactions were performed in duplicate, and the
mean of the two values was used for calculations.
Evaluation of cloned PCR products.
To validate the results
obtained by sequence-selective PCR using an independent technique and
to evaluate the genotype of minority viral populations expressing the
V82A and L90M mutations, cloned viral sequences were analyzed. To
obtain clones, serial 10-fold dilutions (10
2 to
10
6) of the original RT-PCR were prepared, and 10 µl of
each dilution was amplified using primers F4-(2254-2272)
(5'-CTCAGATCACTCTTTGGCA) and R1 in the following reaction
conditions: 1× buffer, 3 mM MgCl2, 800 nM each dNTP, 200 nM each primer, and 2 U of AmpliTaq Gold Taq polymerase.
Cycling parameters were 95°C for 10 min, 15 cycles at 95°C for
30 s, 50°C for 30 s, and 72°C for 3 min each; and a final
step at 72°C for 10 min. After electrophoresis into agarose gels,
ethidium bromide-stained products were examined, and the most dilute
initial sample that contained a visible band was used for cloning. The
PCR products were cloned into pCR4-TOPO (Invitrogen, Carlsbad, Calif.)
and used to transfect Escherichia coli, and colonies were
grown on Luria-Bertani (LB) plates.
To evaluate the proportion of clones containing mutated (V82A or L90M)
and wild-type sequences, individual colonies were transferred to 200 µl of LB medium. Following overnight incubation at 37°C, cultures
were resuspended and diluted 1:50 with water, and 10-µl aliquots were
evaluated by real-time PCR as described above. Clones containing mutant
and wild-type sequences were easily distinguished by comparing the
Ct obtained for reactions performed using the nonselective and sequence-selective PCR conditions (mutant clones,
Ct < 2 cycles; wild-type clones,
Ct
10 cycles). Plasmid DNA from
representative clones was purified, and the inserts were sequenced.
When targets containing a mixture of related sequences are amplified by
PCR, recombinants resulting from the annealing of incomplete
amplification products can be formed (13, 21). As
indicated above, reaction conditions were used to minimize this
possibility (high nucleotide and enzyme concentrations, long extension
times, avoidance of the plateau phase of the reaction). When mixtures
containing 20% viral RNA with mutated sequences and 80% viral RNA
with wild-type sequences were evaluated under these conditions, 10 of
10 clones identified as carrying the L90M mutation by real-time PCR
also carried all the other mutations and polymorphisms initially
present in the mutated sequence.
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RESULTS |
Selective amplification of viral DNA containing resistance
mutations by real-time PCR.
The presence of primer-target
mismatches at the 3' end of the oligonucleotide impairs the efficiency
of amplification by PCR (19, 22). Using real-time PCR, it
is possible to accurately measure differences in the efficiency of
amplification by determining the number of cycles (threshold cycle or
Ct) required to generate a specific fluorescent
signal resulting from cleavage of a probe recognizing the amplification
product, cleavage permitting the physical separation of the fluorescent
group (FAM) from the quencher (TAMRA) present in the uncleaved probe.
This approach was used to quantify the proportion of viral sequences in
clinical samples containing either of two well-recognized amino acid
substitutions, V82A and L90M, which are frequently found in viruses
that have developed resistance to protease inhibitors.
When an oligonucleotide primer perfectly matched for the sequence
containing the resistance mutation (and therefore producing a mismatch
at the 3' end with the wild-type sequence) was used to amplify equal
amounts of DNA standards with the wild-type and mutant sequences, the
amplification of the wild-type sequence was only slightly retarded
(data not shown). As previously reported (3, 24), the
addition of an intentional mismatch at the
2 position relative to the
3' terminus of the oligonucleotide considerably destabilized the
amplification of wild-type sequences, whereas the presence of a single
mutation at the
2 position had little impact on the amplification of
the mutant sequence (Fig. 1). Using this
approach, a
Ct of 15 cycles was observed,
comparing amplification of the L90M and wild-type standard,
corresponding to a decrease in efficiency of amplification of the
wild-type sequence of >30,000-fold (Fig. 1). Using the same approach,
an oligonucleotide permitting the preferential amplification of
sequences containing the V82A mutation was identified. Because the
mismatch produced by the alignment of an oligonucleotide recognizing
the V82A with the wild-type sequence (A-C) is intrinsically less
destabilizing than that produced by the oligonucleotide recognizing
L90M (C-C) (19, 22), the discrimination obtained for V82A
(
Ct = 10 cycles, corresponding to a
>1,000-fold decrease in the efficiency of amplification of wild-type
sequences) was somewhat less than that obtained for L90M.

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FIG. 1.
Amplification of viral sequences containing the L90M
mutation by sequence-selective real-time PCR. Equal amounts of DNA with
the wild-type sequence (solid symbols) or containing the L90M mutation
(T A substitution in codon 90 of the protease) were amplified using a
forward primer (F3) which hybridizes to a sequence that is identical in
the two standards (nonselective amplification, top panel) or with the
primer (L90M-M2) which is complementary to the L90M sequence but
introduces a mismatch at the 3' end with the wild-type sequence
(selective amplification, bottom panel). Amplification products were
quantified by real-time PCR, and the number of amplification cycles
required to reach threshold fluorescence (dashed line in bottom panel)
was determined. The reverse primer (R1) and probe were identical in the
two amplifications. Viral DNA was obtained by amplifying plasmids
containing the wild-type and L90M protease sequences using the primer
pair ProtF1 and ProtR1; amplification products were quantified by
real-time PCR in experiments independent of those shown in the
figure.
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Quantification of minority populations expressing mutated sequences
in clinical samples.
Using the sequence-selective oligonucleotides
described above, amplification of mutant sequences was not influenced
by the presence of a 1,000-fold excess of wild-type sequences (Fig.
2A). Thus, it was possible to quantify
mutated sequences in samples in which they represented only a small
proportion of total sequences. When DNA standards with the wild-type
and L90M sequence were mixed in different proportions and the
percentage of mutant sequences was determined by sequence-selective PCR
as described in Materials and Methods, the results obtained by PCR were
very close to the actual proportion of mutant sequences present in the
sample (Fig. 2B). Mixtures containing 0.1% L90M sequences could be
detected in these experiments.

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FIG. 2.
Quantification of viral populations expressing
resistance mutations by sequence-selective PCR. (A) Samples containing
the indicated number of copies of DNA with the wild-type sequence
( ), DNA with the V82A mutation (T C substitution in codon 82 of
the protease) alone ( ), or DNA with the V82A mutation in the
presence of 104 copies of DNA containing the wild-type
sequence ( ) were prepared and amplified for 40 cycles using the
V82-M2/R1 primer pair, which preferentially amplifies viral sequences
with the V82A mutation. Amplification products were quantified by
real-time PCR, and the number of amplification cycles required to reach
threshold fluorescence (Ct) was determined. If
threshold fluorescence was not reached after 40 cycles of
amplification, samples were considered to be below the detection limit.
(B) DNA standards containing the L90M mutation and the wild-type
protease sequence were mixed to prepare samples containing the
indicated percentage of mutated sequences (% L90M in sample), and the
proportion of mutated sequences was measured by sequence-selective PCR
as described in Materials and Methods (% L90M measured). Mixtures
containing <0.05% mutated sequences could not be distinguished from
samples containing only wild-type sequences. Results are the mean ± SD
for two (A) or four (B) independent determinations at each point. SDs
are too small to be visible on the graphs for most points. The dashed
line in panel B is the line of identity.
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Although reactions performed using the M2-V82A and M2-L90M primers
amplified sequences containing the corresponding mutation much more
efficiently than wild-type sequences, amplification products resulting
from the amplification of wild-type sequences were generated. When
samples containing only wild-type sequences were evaluated as described
above, results indicated the apparent presence of 0.6% ± 0.2%
(mean ± standard deviation [SD], n = 10) mutated sequences using the V82A system and 0.01% ± 0.02% (mean ± SD, n = 10) mutated sequences using the L90M system.
Based on these findings, the limit of sensitivity was defined as the
mean + 2 SD of these values (1% for V82A and 0.05% for L90M).
To quantify minority populations in clinical samples, RNA was purified
from plasma, and most of the protease gene was amplified by PCR before
the proportion of mutated sequences was determined by
sequence-selective PCR. This initial amplification step was required to
ensure that sufficient mutated sequences were present to be accurately
quantified by real-time PCR. Several findings indicated that the
proportion of mutated sequences was not modified during this
amplification. First, when viral RNAs with mutant and wild-type
sequences were mixed in various proportions prior to the initial RT-PCR
to produce samples containing <1 to 30% mutant sequences, the
percentage of mutated sequences detected by sequence-selective PCR was
quite reproducible and close to expected values (Table
1). Furthermore, when serial dilutions of
a given mixture of viral RNAs were tested in parallel, the percentage
of mutated sequences did not vary as a function of total RNA present as
long as sufficient RNA was used to ensure that at least 100 copies of
mutated viral RNA were present in the initial RT-PCR (data not shown).
Consistent with prior studies (4), the evaluation of
multiple samples from untreated patients and patients with virologic
treatment failure, demonstrated by standard genotyping to contain
viruses expressing multiple resistance mutations, indicated that under
the reaction conditions used here, the presence of polymorphisms or
additional resistance mutations encountered in most clinical samples
had negligible impact on the efficiency of amplification of wild-type
sequences or sequences with either the V82A or L90M mutation (data not
shown). Additional validation of this procedure is provided by studies
presented below comparing results obtained by sequence-selective PCR
and those based on the evaluation of clonal populations.
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TABLE 1.
Proportion of sequences with protease resistance
mutations in mixtures of viral RNA containing different proportions of
mutant and wild-type sequences: comparison of results based on
evaluation of clones and sequence-selective PCRa
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Evaluation of kinetics of disappearance of resistant quasi-species
during STI.
HIV-1-infected patients with highly drug-resistant
viral strains who were undergoing STI were identified, and plasma
samples obtained from these patients prior to and following
interruption of all antiretroviral therapy were evaluated using our
technique. The proportion of viral strains containing the L90M and/or
V82A mutation as a function of time is shown in Fig.
3. Prior to stopping therapy, a high
proportion of mutant strains were present. One month after stopping
therapy, resistant strains remained predominant in all three
individuals for whom samples were available. Subsequently, the
proportion of resistant strains decreased in most patients. When
samples obtained 3 months after stopping therapy were evaluated by
standard genotyping, apparent conversion to wild-type virus was
observed for four of five patients. When samples obtained at
3 months
were evaluated by real-time PCR, however, residual resistant viral
strains were still present in three of five patients, although only one
of these patients had more than 5% resistant strains. Mutant viral
strains did subsequently become undetectable by real-time PCR in three
of the five patients, but the duration of the interruption of treatment
required was quite variable (<2 months, 2 to 4 months, and 3 to 5 months, respectively, for patients 3, 5, and 2). In the remaining two
patients, mutant viral sequences were still present in plasma when
therapy was resumed after 5 and 6 months of interruption.

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FIG. 3.
Kinetics of conversion from mutated to wild-type virus
following STI. Plasma was obtained from five different patients at the
indicated times before and after beginning STI, and the percentage of
viral sequences expressing the V82A ( ) and L90M ( ) resistance
mutations was determined by sequence-selective PCR. Values in the
shaded area (U) were below the limits of detection (V82A, <1%; L90M,
<0.05%). Plasma viral load ( ) was determined by Monitor (Roche).
By standard genotyping, all patients had the V82A mutation and patients
1,4, and 5 had the L90M mutation prior to STI. V82A and L90M mutations
were undetectable by standard genotyping at 4, 3, 2, and 2 months,
respectively, for patients 1, 2, 3, and 5. The arrows indicate the time
that antiretroviral therapy was reinitiated.
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In four of the five patients studied, the viral load increased
following discontinuation of therapy (Fig. 3). In this regard, it is
noteworthy that the absolute number of mutant viruses present in the
plasma decreased progressively in most patients. This finding indicates
that the decrease in the proportion of mutant strains cannot be
explained merely by the increase in the number of wild-type viruses
that appear following discontinuation of treatment.
Genotyping of resistant quasi-species present during STI.
To
confirm these findings and evaluate the genotype of minority viral
populations expressing the V82A and L90M mutations, aliquots of the
RT-PCRs performed on samples from two patients prior to and at various
times after the discontinuation of therapy were reamplified using
primers that do not distinguish wild-type and mutated sequences (F4 and
R1), the amplification products were cloned, and the proportion of
clones containing mutated sequences was determined. For all samples,
the percentage of mutant sequences as determined by the evaluation of
clones was concordant with the values obtained by sequence-selective
real-time PCR (Table 2). In addition,
representative mutant and wild-type clones were sequenced. All clones
derived from samples obtained prior to discontinuing therapy contained
all the resistance mutations identified by standard genotyping (Table
2). Conversely, all clones derived from samples obtained 5 months after
the discontinuation of therapy that lacked both the V82A and L90M
mutations had a strictly wild-type genotype in both patients.
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TABLE 2.
Proportions and genotypes of clones expressing the V82A
and L90M resistance mutations obtained at different times after
interruption of antiretroviral therapya
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Strikingly, the clones containing resistance mutations identified in
samples obtained 5 months (patient 1) or 3 months (patient 2) after the
discontinuation of therapy were not homogeneous in either patient, and
most of these viruses had a genotype that was intermediate between that
of the highly resistant population present prior to interruption of
therapy and the majority wild-type population that emerged during STI.
For patient 1, clones containing two (clone D), three (clone C), and
four (clone B) of the original five mutations were identified.
Similarly, 3 to 4% of the viral population present in patient 2 at 3 months after STI had the V82A and/or L90M mutation, but the results
obtained by cloning indicate that these mutations were present in
partially nonoverlapping populations. Among the five minority clones
identified, one clone carried all seven mutations (clone G), three
clones had retained five of seven mutations, including L90M but not
V82A (H clones), and the remaining clone contained L90M in isolation
(clone I).
Origin of viruses with intermediate resistance genotypes.
Both
genetic analysis of these sequences and clinical-virological
correlations strongly supported the conclusion that the viruses with
intermediate resistance genotypes resulted from the emergence of
viruses that had been selected at earlier stages of the development of
drug resistance.
(i) Genetic analysis.
For patient 1, the sequences of the
fully mutated pre-STI viruses and the wild-type post-STI viruses
differed at 10 positions, five substitutions resulting in resistance
mutations and five in neutral substitutions (one substitution producing
a polymorphism and four silent third-position base changes). The
intermediate viruses with two (clone D), three (clone C), and four
(clone B) resistance mutations had, respectively, one, four, and five
of the five neutral substitutions found in the fully mutated virus. The
simultaneous modification of nucleotides producing resistance mutations
and these neutral nucleotide substitutions would not be expected if the
reversion of some mutations in the resistant pre-STI viruses had
occurred after discontinuation of therapy. In contrast, the progressive
accumulation of the neutral substitutions in parallel with the
appearance of resistance mutations is consistent with the idea that
viruses with intermediate resistance genotypes appeared sequentially
during the development of drug resistance. Similarly, the fully mutated
pre-STI viruses and the wild-type post-STI viruses from patient 2 differed at 16 positions, seven substitutions resulting in resistance
mutations and nine in neutral nucleotide substitutions (one codon
change, two substitutions producing polymorphisms, and four silent base
changes). The intermediate viruses with one (clone I) and five (H
clones) resistance mutations had, respectively, one and nine of the
nine neutral substitutions found in the fully mutated virus.
(ii) Clinical-virological correlations.
Patient 1 had received
ritonavir for 2 months and then indinavir for 10 months before being
switched to a combination of drugs that included saquinavir. The
combination of mutations V82A and I54V (clone D) is typical of early
resistance to ritonavir and/or indinavir (31). The
addition of A71V (clone C) both reinforces resistance to these two
drugs and partially corrects drug-free virus fitness (18).
On the other hand, mutations L10I (clone B) and G48V (found only in the
most recent pre-STI population and clones) are more suggestive of
resistance to saquinavir (31) and are likely to have been
selected after switching to that drug. Patient 2 was treated with a
regimen including indinavir (15 months), followed by switches to
nelfinavir (5 months) and saquinavir plus low-dose ritonavir (15 months) prior to STI. No preferred order of appearance of substitutions
leading to indinavir resistance has been described (6, 7),
but L90M (clone I) can be observed in this context. The additional
mutations observed in the H clones are typical of mutations that would
improve resistance to indinavir and extend cross-resistance to
nelfinavir and ritonavir.
Quantification of quasi-species expressing resistance mutations
after STI of 3 months.
To further evaluate how frequently the
commonly used STI duration of 3 months was sufficient to reduce the
plasma levels of resistant virus to below the detection threshold, we
quantified the proportion of viruses expressing the V82A and L90M
mutations in patients who had undergone STI for 3 months and for whom
conventional genotyping had revealed an apparent total conversion to
wild-type virus. In the 12 patients with V82A or L90M mutations prior
to the interruption of therapy, minority populations expressing these resistance mutations were still detectable after an STI of 3 months in
nine cases (Table 3). Viruses with V82A
or L90M mutations were never detected in individuals who did not harbor
the corresponding mutation at baseline.
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TABLE 3.
Detection of minority viral populations expressing V82A
and/or L90M resistance mutation in plasma of patients after a
3-month STIa
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DISCUSSION |
Although the emergence of resistance mutations in the protease and
RT of HIV-1 confers considerable selective advantage to the virus for
its replication in the presence of antiretroviral agents (8,
18), it is now well established that these mutations can
decrease its replicative capacity and reduce its fitness for competition with wild-type virus in the absence of drug (1, 9,
33). Correspondingly, it has been observed that in patients who
undergo STI following the development of resistant virus, an apparent
replacement of the resistant plasma quasi-species by wild-type genomes
occurs in most cases (10, 11, 32). In this study, we have
shown that in most patients undergoing STI, small proportions of
residual resistant viruses are still detectable at times when
conventional bulk-plasma virus genotyping detected only wild-type
sequences. Our results demonstrate that the time required for mutant
viruses to become undetectable is quite variable, but that the
frequently used duration of 3 months for STI is clearly too short for
washout of resistant viruses in most patients.
Interestingly, we found that resistant viruses recovered after more
than 3 months of STI often carried fewer mutations in the protease gene
than their pre-STI counterparts. Several arguments indicate that
recombination occurring during PCR did not explain the detection of
these sequences with "intermediate" genotype. First, the PCRs were
performed under conditions that strongly disfavor such recombination
(long extension times and avoidance of the plateau phase of the
amplification reaction) (13, 21). Second, when mixtures of
mutated and wild-type viral RNA were prepared and evaluated by these
procedures, all clones expressing L90M and V82A resistance mutations
also expressed all the other resistance mutations and polymorphisms
expressed by the mutated viruses used to prepare these mixtures (e.g.,
no evidence of recombination was observed). Finally, in no case could
the viruses with intermediate genotype observed in our patients be
explained by the annealing of a portion of a wild-type sequence with
the other extremity of a mutated sequence, as would be expected if the
products were formed by recombination.
Rather, our results suggest that the appearance of viruses with an
intermediate resistance genotype generally reflects the emergence of
viral strains generated during earlier stages of the selection for drug
resistance. Several independent lines of evidence support this
conclusion. First, the therapeutic history of the patients is
compatible with this idea. For example, patient 1 had initially failed
on a therapeutic regimen including indinavir, followed by a switch to
saquinavir. The mutations present in the fully resistant viruses that
were missing in some of the intermediate viruses (e.g., G48V) are
consistent with a selection that would have been exerted following
these changes in therapy. Furthermore, phylogenetic analysis of the
nucleotide sequences of intermediate viruses revealed that those with
fewer resistance mutations were clearly more closely related to
wild-type viral sequences, excluding the possibility of selective
reversion of resistance mutations or recombination in these cases. The
rapid emergence of fully wild-type virus detected by standard genotypic
analysis in this and in prior studies (11, 32) and the
rapid virus rebound that follows the interruption of an apparently
fully suppressive antiretroviral therapy (28) further
supports the conclusion that treated patients can continue to harbor
strains lacking the full complement of resistance mutations.
Numerous groups have reported that following the appearance of drug
resistance, additional mutations are subsequently added that can both
extend drug resistance and improve viral replicative capacity as
measured using in vitro systems (reviewed in reference 2).
In this regard, our finding that viral strains with intermediate resistance genotypes persisted longer than the pre-STI viruses following the interruption of therapy is noteworthy. These results offer direct evidence that the in vivo fitness of the less mutated viruses appearing earlier in the development of resistance was higher
than that of the highly resistant strains that ultimately emerged,
indicating that drug resistance, not fitness, was the predominant force
for selection in these patients. This finding is consistent with
studies showing substantial impairment in the fitness of highly evolved
resistant viruses (10), and recent findings by our group
indicating that the sequential accumulation of mutations in the
protease gene following treatment failure usually leads to a
progressive decrease in viral fitness (A. Faye, E. Race, V. Obry, M. H. Prévot, V. Joly, S. Matheron, F. Damond, E. Dam, S. Paulous, and
F. Clavel, Third International Workshop on HIV Drug Resistance and
Treatment Strategies, abstr. 129, San Diego, Calif., June 1999). Thus,
although increases in resistance (due to primary mutations) are likely
to be accompanied by transitory improvements in fitness (due to
compensatory mutations), over the long term, the deleterious effects of
the progressive addition of new resistance mutations appears to be
predominant in most patients and leads to a net loss in viral fitness.
It is noteworthy that in patient 1, intermediate viruses were lacking
the G48V mutation, which is known to significantly affect HIV fitness
(25). Similarly, in patient 2, an intermediate virus
expressing L90M but not V82A was found, and it has recently been shown
that the association of these two mutations results in measurable loss of viral fitness (25). Taken together, our findings
support the model in which the likelihood and the speed of the
genotypic switch following STI are a function of two factors: (i) the
difference in fitness between the resistant viruses present and their
wild-type counterparts, and (ii) the relative abundance of these
strains. Patients with a poorly fit resistant virus and an available
pool of replication-competent wild-type virus will rapidly develop a
genotypic switch. In patients who harbor resistant viruses with higher
drug-free fitness or in whom prolonged replication of resistant viruses
has led to a near extinction of wild-type or nearly wild-type species,
recruitment of truly wild-type virus will be slow or may even not occur.
It remains unclear under what form(s) the reemerging viruses are
present during treatment. One possibility is that these viruses are
still actively replicating as minority species before STI. Indeed,
strong differences in selective pressure exerted by drugs in different
tissue compartments could result in the coexistence, during treatment
failure, of viruses with radically different resistance profiles.
Alternatively, inducible replication-competent proviruses harbored by
long-lived cells could serve as a reservoir. In either case, the
existence of these readily recruitable viral strains, which are likely
to recapitulate many or all of the steps leading to full drug
resistance, suggests that optimal post-STI treatment regimens will have
to prevent their subsequent reemergence.
Finally, it is noteworthy that the changes in virus populations that
followed STI were accompanied by a only a modest increase in plasma
viral load. Since the sensitivity of our technique allowed us to
accurately quantify the total number of mutant and wild-type viruses
present, we could establish that the observed genotypic switches did
not merely reflect the dilution of (persistent) resistant viruses by a
surge of wild-type virus. Further studies will be required to identify
the mechanisms through which the replication of resistant viruses is
impaired following the appearance of wild-type virus. Our results are
consistent with the possibility that the resistant and wild-type
viruses directly compete for a common pool of infectable cells whose
number is limited. Indirect mechanisms may also be responsible. The
number of infected cells present at any time is the result of a dynamic
steady state controlled by both the rate of infection and the death
rate of infected cells (5, 26). It is possible that the
rate of infection of susceptible cells increases following the
emergence of a more fit virus but is largely balanced by an increase in
the rate of death of infected cells (e.g., through stimulation of
cytotoxic T-cell activity), resulting in only a small net increase in
viral load. Because the rate of infection of cells by resistant virus
would, at best, remain constant, the increased death of infected cells
would result in a decrease in the total number of cells producing
resistant viruses.
 |
ACKNOWLEDGMENTS |
V.L. was supported by a grant from the Fondation pour la
Recherche Médicale. The study was supported in part by a grant
from the Agence Nationale de Recherches sur le SIDA (ANRS).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: INSERM U552,
IMEA-INSERM, Hôpital Bichat-Claude Bernard, 46, rue Henri
Huchard, 75018 Paris, France. Phone: 33-1-40-25-63-55. Fax:
33-1-40-25-63-70. E-mail: hance{at}bichat.inserm.fr.
 |
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0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.14.6410-6417.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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