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Journal of Virology, June 2001, p. 5604-5613, Vol. 75, No. 12
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.12.5604-5613.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
Augmentation of Human Immunodeficiency Virus Type 1 Subtype E (CRF01_AE) Multiple-Drug Resistance by Insertion of a Foreign
11-Amino-Acid Fragment into the Reverse Transcriptase
Hironori
Sato,1,*
Yasuhiro
Tomita,1
Kazuyoshi
Ebisawa,2
Atsuko
Hachiya,3
Kayo
Shibamura,1
Teiichiro
Shiino,1
Rongge
Yang,1
Masashi
Tatsumi,4
Kazuo
Gushi,5
Hideaki
Umeyama,2
Shinichi
Oka,3
Yutaka
Takebe,1 and
Yoshiyuki
Nagai1
AIDS Research Center, National Institute of
Infectious Diseases,1 Department of
Biomolecular Design, School of Pharmaceutical Sciences, Kitasato
University,2 AIDS Clinical Center,
International Medical Center of Japan,3 and
Department of Veterinary Science, National Institute of
Infectious Diseases,4 Tokyo, and Naha
Prefectural Hospital, Okinawa,5 Japan
Received 22 January 2001/Accepted 16 March 2001
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ABSTRACT |
A human immunodeficiency virus type 1 (HIV-1) subtype E
(CRF01_AE) variant (99JP-NH3-II) possessing an in-frame 33-nucleotide insertion mutation in the
3-
4 loop coding region of the reverse transcriptase (RT) gene was isolated from a patient who had not responded to nucleoside analogue RT inhibitors. This virus
exhibited an extremely high level of multiple nucleoside analog
resistance (MNR). Neighbor-joining tree analysis of the
pol sequences indicated that the 99JP-NH3-II variant had
originated from the swarm of drug-sensitive predecessors in the
patient. Population-based sequence analyses of 82 independently cloned
RT segments from the patient suggested that the variants with the
insertion, three or four 3'-azido-3'-deoxythymidine resistance
mutations, and a T69I mutation in combination had strong selective
advantages during chemotherapy. Consistently, in vitro mutagenesis of a
drug-sensitive predecessor virus clone demonstrated that this
mutation set functions cooperatively to confer a high level of MNR
without deleterious effects on viral replication capability. Homology
modeling of the parental RT and its MNR mutant showed that extension of
the
3-
4 loop by an insertion caused
reductions in the distances between the loop and the other subdomains,
narrowing the template-primer binding cleft and
deoxynucleoside triphosphate-binding pocket in a highly flexible
manner. The origin of the insert is elusive, as every effort to find a
homologue has been unsuccessful. Taken together, these data
suggest that (i) HIV-1 tolerates in vivo insertions as long as 33 nucleotides into the highly conserved enzyme gene to survive multiple
anti-HIV-1 inhibitors and (ii) the insertion mutation augments
multiple-drug resistance, possibly by reducing the biochemical
inaccuracy of substrate-enzyme interactions in the active center.
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INTRODUCTION |
Human immunodeficiency virus type 1 (HIV-1) is estimated to produce on the order of
1010 virions per day in a single infected
individual (29). This high replication capacity of HIV-1
under highly error-prone (30, 32) and recombination-prone
(18) replication conditions is likely to contribute to the
rapid occurrence of variants that adapt to a given environmental
change. For example, the variants that grow in the presence of a
particular HIV-1 inhibitor readily emerge in a patient soon after its administration.
Thus far, three types of mutations have been reported to confer drug
resistance on HIV-1: substitutions, insertions, and deletions (12). Amino acid substitution is the most common mechanism
by which to generate resistance to a single drug. For example,
high-level resistance to 3'-azido-3'-deoxythymidine (AZT), a nucleoside
analogue reverse transcriptase (RT) inhibitor (NRTI), results from
combinations of six amino acid substitutions (M41L, D67N, K70R,
L210W, T215F, and K219Q) in the viral RT (11, 15, 20, 25).
The insertion and deletion in RT were more recently identified in
individuals who had not responded to combination drug therapy (5,
6, 8, 9, 19, 24, 31, 33, 34, 38-40, 43). The mutations uniformly occur in the
3-
4 loop of the RT finger subdomain, a
region critical for NRTI resistance (41). Consistently,
insertion contributes to multiple nucleoside analog resistance (MNR)
(24, 43) while deletion increases the level of AZT
resistance (17).
These findings suggest that the
3-
4 loop of HIV-1 RT is a hot
spot of insertion and deletion mutations for virus adaptation to
multiple NRTIs in vivo. In fact, an in vitro mutagenesis study has
suggested that RT can accommodate the insertion of 15 amino acid
residues into the
3-
4 loop with no deleterious effect on polymerase activity (21). However, the insertions
identified in patients thus far are short, mostly one or two amino
acids (5, 6, 8, 9, 19, 24, 31, 33, 34, 38-40, 43). Moreover, it is unclear whether insertion mutation itself can confer
the MNR phenotype on the virus or whether it functions with other
substitutions in RT (24, 43).
While the emergence of a new HIV-1 variant following an environmental
shift is an important issue from both clinical and scientific viewpoints, current studies are largely confined to nucleotide sequence
changes (genotypes) and thus do not fully explain to what extent these
genetic changes are relevant to phenotypic changes for adaptation. This
is particularly the case for drug resistance evolution of non-subtype B
(D. L. Robertson, J. P. Anderson, J. A. Bradac, J. K. Carr, B. Foley, R. K. Funkhouser, F. Gao, B. H. Hahn,
M. L. Kalish, C. Kuiken, G. H. Learn, T. Leitner, F. McCutchan, S. Osmanov, M. Peeters, D. Pieniazek, M. Salminen, P. M. Sharp, S. Wolinsky, and B. Korber, Letter, Science
288:55-56, 2000) HIV-1 strains, as their genotype-phenotype
relationships have been largely deduced from those of HIV-1 subtype B
from North America and Europe.
For this study, we chose HIV-1 subtype E (CRF01_AE) (Robertson et al.,
letter) MNR as a model with which to study the genetic, structural, and
functional relationships in RT and their clinical relevance. Here, we
describe a remarkable in vivo case of insertions as long as 33 nucleotides into the
3-
4 loop coding region of the HIV-1 subtype
E RT gene, demonstrate striking augmentation of MNR in the context of
particular substitutions in the subtype E genome, and discuss the
mechanisms responsible based on molecular modeling and mutagenesis of
the subtype E RT. Our data illustrate a hitherto unappreciated
mechanism, a long peptide insertion into RT, for HIV-1 adaptive evolution.
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MATERIALS AND METHODS |
Clinical history of the patient.
NH3 is a member of the NH
family, in which a single HIV-1 subtype E (CRF01_AE) strain of Thai
origin infected the father (NH1), the mother (NH2), and their child
(NH3) (35). The plasma HIV-1 RNA level and
CD4+ T-cell count in November 1997 were 7.5 × 105 copies/ml and 456 × 103 cells/ml, respectively. NH3 had initially
been subjected to therapy with AZT and 2',3'-dideoxyinosine (ddI)
between January and December 1998. Subsequently, AZT,
-L-2',3'-dideoxy-3'-thiacytidine (3TC), and a single
protease inhibitor (nelfinavir or indinavir) had been administrated
between December 1998 and November 1999. The plasma viral RNA level was
monitored every 1 to 2 months between November 1997 and December 1999 by the AMPLICOR HIV-1 monitor test with an add-in primer (Roche
Diagnostics), showing a temporary reduction to 2.8 × 103 copies/ml in February 1998. However, the
viral RNA level rebounded soon thereafter and has stayed above 3.0 × 105 copies/ml since June 1999, with a
continuous decrease in CD4+ T-cell numbers to
122 × 103/ml in October 1999.
Cells.
MAGIC-5 cells, a HeLa cell line that expresses HIV-1
receptors and contains an integrated copy of a
-galactosidase gene
under the control of the HIV-1 long terminal repeat (LTR), was cultured as described previously (10). Peripheral blood mononuclear
cells (PBMCs) were prepared from whole blood by Ficoll-Hypaque
(Pharmacia LKB) density centrifugation.
HIV-1.
HIV-1 was isolated from an NH3 blood specimen
collected in December 1999 (99JP-NH3-II) with MAGIC-5 cells
(10). Briefly, MAGIC-5 cells were subjected to incubation
with centrifugation-concentrated plasma, followed by collection of the
culture supernatant at the peak of syncytium formation by the cells.
The virus stock (99JP-NH3-IIvm) was kept at
152°C until use.
HIV-1 RT inhibitors.
AZT, ddI, 2',3'-dideoxycytidine (ddC),
and 2',3'-didehydro-3'-deoxythymidine (d4T) were purchased from Sigma.
3TC and nevirapine (NVP) were provided by Glaxo Wellcome and Boehringer
Ingelheim, respectively.
Drug susceptibility assay.
The susceptibility of HIV-1 to RT
and protease inhibitors was determined with MAGIC-5 cells
(10). Briefly, the number of blue-cell-forming units (BFU)
of the virus stocks on MAGIC-5 cells was determined by endpoint
dilution. Subsequently, MAGIC-5 cells were infected with a diluted
virus stock (300 BFU) in increasing concentrations of inhibitors,
cultured for 48 h, fixed, and stained with
5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside. The
stained cells were counted under a light microscope, and drug
concentrations inhibiting 50% of the stained cells of the drug-free
control (IC50) were determined on the basis of
the dose-response curve.
Phylogenetic analysis of the HIV-1 pol gene.
Viral RNA was extracted from the virus isolate stock or patient plasma
with a High Pure Viral RNA kit (Roche Diagnostics), followed by RT-PCR
with a TaKaRa One Step RNA PCR kit (Takara Shuzo, Otsu, Japan) and
primers EPR350A (5'-CAA CAA GGG AAG GCC GGG AAA TT-3') and
ERT326B (5'-CTG TAC TTC TGC TAC TAA GTC TTT TGA TGG G-3').
The products were subjected to a second PCR with primers EPR351A
(5'-GAA AGA CAA GGA ACA TCC TCA TCC-3') and ERT328B (5'-CTG CCA ACT CTA ATT CTG CTT C-3'), purified with
Centricon-100 (Amicon), and sequenced on an ABI PRISM310 automated DNA
sequencer (Perkin-Elmer). Nucleotide sequences encoding the protease
and the amino-terminal half of RT (1,035 or 1,068 bp) were aligned with
HIV-1 subtype reference sequences (23) by CLUSTAL W,
version 1.74, and a neighbor-joining tree with bootstrap values of 100 resamplings was constructed with the PHYLIP package as described previously (35).
Population-based sequence analysis.
Proviral DNA was
extracted from PBMCs with a QIAamp DNA Blood Kit (QIAGEN,
Hilden, Germany) and subjected to PCR by Pfu DNA polymerase (Promega, Madison, Wis.) with primers EPR350A and
ERT326B. Viral RNA was extracted from plasma and subjected to RT-PCR
with primers EPR350A and ERT326B. In both cases, the first PCR products were subjected to a second round of PCR by Pfu DNA
polymerase with primers NH3-IIRT391A (5'-AAA GCA TTA ACA GAA ATT
TGT GA-3') and NH3-IIRT392B (5'-AGG AAT GGA GGT TCC TTC TGA
TGC-3'). The PCR products (543 to 576 bp) were cloned into
pPCR-Script Amp SK (+) (Stratagene), and 26 to 28 clones were sequenced
for each blood sample with an automated DNA sequencer.
Molecular cloning of a full-length HIV-1 subtype E proviral
genome.
Molecular cloning of a full-length HIV-1 subtype E
proviral genome was carried out as described previously for HIV-1
subtype B (37). Briefly, a single restriction enzyme site
(SpeI) in the HIV-1 subtype E 93JP-NH1 (35, 36)
genome was identified by Southern blot analysis of the unintegrated
circular DNAs prepared by the Hirt method (13) from
93JP-NH1-infected MT2 cells. Subsequently, the circular DNAs were
digested with SpeI, purified on the basis of their sizes (9 to 12 kb), ligated with SpeI-digested arms of the ZAP
Express lambda phage vector (Stratagene), and packaged in vitro with
Gigapack III Gold packaging extract (Stratagene). The lambda phage
library was screened by plaque hybridization with
[32P]dCTP-labeled 93JP-NH1 gag and
env DNA probes, and six positive clones out of 7.5 × 105 plaques were identified. The positive phages
were purified and subjected to in vivo excision of the pBK-CMV phagemid
vector (Stratagene) to generate plasmid DNA containing a circularly
permuted HIV-1 genome (pBK-NH1).
A biologically active clone was screened from the six clones with
MAGIC-5 cells. Briefly, pBK-NH1 was digested with SpeI and ligated to generate concatemers containing the two-LTR linear form of
HIV-1 DNA. The DNAs were transfected into HeLa cells engineered to
express a green fluorescent protein under the control of the HIV-1 LTR.
Culture supernatants of the green fluorescent protein-positive cells
were used for de novo infection of MAGIC-5 cells, and a clone that was
able to initiate productive infection was identified (pBK-NH1-1).
A plasmid carrying the two-LTR linear form of HIV-1 93JP-NH1
(p93JP-NH1) was reconstructed from pBK-NH1-1 as follows. (i) The
KpnI-SpeI fragment (1.6 kb) of pBK-NH1-1
(containing the 3'-end portion of the nef gene, the LTR, and
the 5' half of the gag gene) was subcloned into pLGKSC
between the KpnI and SpeI sites to generate pLGNH1-5'. (ii) The SpeI-NarI fragment (8.2 kb)
of pBK-NH1-1 (containing the 3' half of the gag and
pol-vif-vpr-tat-rev-vpu-env-nef genes and the LTR) was
cloned into pLGNH1-5' between the SpeI and ClaI sites to generate a plasmid (pLGNH1) containing the two-LTR linear form
of the HIV-1 provirus. (iii) The BssHII-BssHII
fragment (10 kb) of pLGNH1 (containing the full length HIV-1 93JP-NH1
DNA and multiple cloning sites of pLGKSC) was cloned into pBRKS between the BssHII and BssHII sites, resulting in
p93JP-NH1 containing the two-LTR linear form of the 93JP-NH1 proviral
genome (9,721 bp).
In vitro mutagenesis.
Site-directed mutagenesis (ERT-mt1 to
-mt6) was carried out by the overlap extension method using PCR
(14). Primers
Bcl-374A (5'-GGC AAT AGG ATC AGA TAC
TTA TAG-3'), HindIII-375B (5'-TAC TTT CTA AAG
CTT TCA TCT AAA GG-3'), PR-376A (5'-GGA ATT GGA GGT TTT ATC
AAG G-3'),and M41L-377B (5'-CTT CCA GCT CCT TAC AAA TTT CTG-3') were used to generate a DNA fragment with the M41L
mutation.
Hind-378A (5'-TGA GAG CTT TAG AAA GTA TAC
TGC-3'), Bsu-379B (5'-TTA GCT CCC CTG AGG AGT TTA CAC
AG-3'), RT-380A (5'-AGT ACT AGA TGT GGG AGA TGC-3'),
and L210W/T215Y-395B (5'-TGG TGT ATA AAA TCC CCA GCT CCA TAG ATG
AGC-3') were used for the L210W and T215Y mutations. Bcl-382A
(5'-AAG GCA ATA TGA TCA GAT ACT TAT AG-3'), Ins1-383B
(5'-GGC CGG GCC CTG GTC CCT TCC TCC GTG AAT GTT GTC CTT TTT CTT
TAT AGC AAA TAC TGG-3'), Ins2-384A (5'-GGA GGA AGG GAC CAG
GGC CCG GCC AGC ATT AAA TGG AGG AAA TTA GTA GAT TTC AGA GAG-3'),
and HindIII-375B were used for the 33-nucleotide
insertion and the T69I mutation. Bcl-382A, Ins1-383B, Ins3-396A
(5'-GGA GGA AGG GAC CAG GGC CCG GCC AGC ACC AGA TGG AGG AAA TTA
GTA GAT-3'), and HindIII-375B were used for the
33-nucleotide insertion. The PCR products with mutations were cloned
between the BclI and HindIII sites or the
HindIII and Bsu36I sites of pUC-NH1SpBm, a
plasmid containing the SphI-to-BamHI fragment
(2.8 kb) of p93JP-NH1. Subsequently, SphI-PmaCI
fragments of pUC-NH1SpBm were cloned back into p93JP-NH1 between the
SphI and PmaCI sites to generate full-length
HIV-1 DNA clones.
ERT-mt7 and -mt8 carrying cloned RT segments of 99JP-NH3-II plasma
viruses were constructed as follows. A pol DNA segment (1,191 bp) was amplified by RT-PCR from 99JP-NH3-II plasma RNAs with
two sets of primers (outer, EPR350A and ERT326B; inner, EPR351A and
ERT328B), digested with BclI and Bsu36I, and
cloned between the BclI and Bsu36I sites of
pUC-NH1SpBm; this was followed by construction of full-length clones as
described for ERT-mt1 to -mt6. The nucleotide sequences of the
PCR-amplified fragments and the sequences around the cloning sites of
the RT mutants were verified with an automated sequencer.
Preparation of cell-free virus stocks of RT mutants by
transfection.
HeLa cells (6 × 105)
were grown in Dulbecco modified Eagle medium with 10% (vol/vol) fetal
bovine serum in a T25 flask for 1 day and transfected with 3 µg of
HIV-1 plasmid DNA using FuGENE 6 transfection reagent (Roche
Diagnostics). The culture supernatants were collected at 48 and 72 h after transfection, filtered (0.45-µm pore size), analyzed for RT
activity (42), and kept at
152°C until use.
Assay of viability of pJP93-NH1 and its RT mutants.
The
viability of cell-free virus stocks of pJP93-NH1 and its RT mutants was
assessed with MAGIC-5 cells (10). Briefly, MAGIC-5 cells
(1 × 104) in a 96-well plate were infected
in duplicate with a serially diluted (fivefold dilution) virus stock,
cultured for 2 days, fixed, and stained as described previously
(10). Stained cells (>100/well) were counted, and the
infectious titer (BFU per microliter) of an undiluted virus sample was
expressed as the mean value of duplicate samples.
Molecular modeling.
The three-dimensional (3-D) structure of
a complex of the RT p66 subunit, the template-primer complex,
and dTTP (16) was obtained from the Brookhaven Protein
Data Bank (4) (identification code, 1RTD), and the A chain
was used as a template structure for modeling. The 3-D structural
models of 93JP-NH1 RT and ERT-mt6 RT were constructed and refined by
energy minimization using the modeling program FAMS (28).
In the modeling of ERT-mt6 RT with an insertion, to search for and
construct a stable conformation of the
3-
4 loop, eight kinds of
alignment conditions were set in the FAMS program and calculations were
carried out three times for each condition, generating a total of 24 most likely loop positions. The stereochemical qualities of the 24 models were further assessed on the basis of a Ramachandran plot
generated with the program PROCHECK (26), showing
that all of the 24 structures are equally favorable (residue rates in
most-favored regions ranged from 90.9 to 94.9%). The most favorable
model was used as the backbone structure on which the positions of the
24
3-
4 loops, primer-template complex, and dTTP were
superimposed. For ERT-mt6 RT, the distance between the
3-
4 loop
and an amino-acid residue or a protein region of RT was calculated with
each of the 24 models and expressed as an average.
Nucleotide sequence accession numbers.
The nucleotide
sequence data reported here have been submitted to the DDBJ database
under accession numbers AB052995 through AB053087.
 |
RESULTS |
Isolation of an HIV-1 MNR variant with a long insertion mutation in
RT.
Clinical data on patient NH3 suggested that HIV-1 variants
with multiple-drug resistance had emerged after chemotherapy (see Materials and Methods). Peripheral blood was taken from the patient in
December 1999 (99JP-NH3-II), and the pol gene segment (1,035 bp) of the plasma viral RNA (99JP-NH3-IIp) and the RNA of the viruses
isolated in culture (99JP-NH3-IIvm) were sequenced by direct
sequencing. The deduced amino acid sequences were aligned with a
subtype E consensus derived from early 1990s samples in Thailand
(23), along with the sequence obtained in 1993 from NH3
(36).
Several remarkable changes were noticed that were unique to the
99JP-NH3-II RTs. First, they had an 11-amino-acid insertion between
codons 67 and 68 in the
3-
4 loop coding region of the RT gene
(Fig. 1A). Second, they had combinations
of three or four amino acid substitutions (M41L, D67N, L210W, and
T215Y) that can confer a high level of AZT resistance on HIV-1 subtype
B (11, 15, 20, 25). Third, they carried five to seven
other substitutions (6DE, K39E, E43K, T69I, G196E, T200R, and L228R)
whose contribution to drug resistance has not been described. These
viruses further possessed four substitutions (G16E, K20I, M89I, and
Q92K) in the protease genes. However, their roles in drug resistance
have not been reported either.

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FIG. 1.
Isolation of an HIV-1 RT insertion mutant with MNR. (A)
A 33-nucleotide insertion sequence. Cons E, HIV-1 subtype E consensus
(23); 93JP-NH3, a virus isolated from NH3 before
chemotherapy; 99JP-NH3-IIp and 99JP-NH3-IIvm, plasma virus and a virus
isolated from NH3 after chemotherapy. The nucleotide sequence shown is
in the mRNA sense. The protein sequence is shown in the single-letter
amino acid code. Dots indicate identity with Cons E. (B)
Susceptibilities of virus isolates to various RT inhibitors.
IC50 of the indicated RT inhibitors were determined with
MAGIC-5 cells (10), and fold increases in IC50
compared to those for the HIV-1 NL43 strain are shown.
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The susceptibilities of 93JP-NH3 and 99JP-NH3-IIvm to various RT
inhibitors were determined with MAGIC-5 cells (10). As expected from the previous clinical, genetic, and phenotypic data (35, 36), 93JP-NH3 was as sensitive to the inhibitors
tested as reference HIV-1 strain NL43 was (Fig. 1B, 93JP-NH3; the fold increases in IC50 ranged from 1.0 to 1.8). In
marked contrast, 99JP-NH3-IIvm exhibited an extremely high level of
resistance to a broad range of NRTIs, as evidenced by a strikingly
increased IC50 (Fig. 1B, 99JP-NH3-IIvm). However,
99JP-NH3-II was fully sensitive to nevirapine, a non-nucleoside RT
inhibitor (Fig. 1B), and to the protease inhibitors so far tested
(nelfinavir, indinavir, ritonavir, saquinavir, and amprenavir) (data
not shown).
Evolutionary processes of the 99JP-NH3-II pol
gene.
A neighbor-joining tree of the pol sequences
(Fig. 2) revealed that the 99JP-NH3-II
samples were within a monophyletic group of their AZT-sensitive
predecessors of the NH family (36) (shaded box; bootstrap
value, 65/100). This family cluster was most closely related to subtype
E sequences from Thailand (CM240 and 93TH253), which is consistent with
the evolutionary relationship of the gag and env
genes of the NH family viruses (35). These data indicated
that the evolutionary origin of the 99JP-NH3-II pol gene be
placed with their drug-sensitive predecessors of the intrafamilial infection.

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FIG. 2.
Neighbor-joining tree showing that the 99JP-NH3-II
pol gene originated from the swarm of drug-sensitive
predecessors in the NH family. A neighbor-joining tree of the HIV-1
pol gene sequences (1,035 bp) was constructed with the
PHYLIP package and rooted with an HIV-1 group O strain (ANT70).
Bootstrap values above 60/100 are indicated at the nodes of the tree.
*, 99JP-NH3-II sequences; #, 93JP-NH3 sequence; shaded box,
sequences collected between 1993 and 1997 from drug-sensitive subtype E
strains of the intrafamilial infection case (NH1, NH2, and NH3)
(35, 36); ¶, full-length subtype E molecular clone from
the 93JP-NH1 virus isolate (see Fig. 4). Other sequences outside the NH
family cluster represent HIV-1 group M (subtypes A to E) references
(23).
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To assess the frequency and genetic background of the insertion mutants
in the patient, a total of 82 independently cloned RT segments were
obtained by PCR from NH3 blood specimens collected before and after
chemotherapy and sequenced. Neither an insertion mutation, AZT
resistance mutations, nor the T69I substitution located downstream of
the insertion was detected in the 28 RT clones before drug
administration (Fig. 3A, 93JP-NH3
PBMC). In contrast, the insertion mutants predominated in the
peripheral blood after therapy, occurring in 85% (22 of 26) of the
provirus clones (99JP-NH3-II PBMC) and 100% (28 of 28) of the
plasma virus clones (99JP-NH3-II plasma). Virtually all of the
insertion mutants in the blood (49 of 50) simultaneously carried two to
four AZT resistance mutations and a T69I substitution (Fig. 3A). Some
variations in the insertion sequence were found, while length
polymorphism was not detected (Fig. 3B). A neighbor-joining tree of the
cloned RT sequences revealed that the sequences of insertion mutants had much longer branch lengths than those without the insertion (data
not shown). These data suggest that insertion mutants with a particular
set of substitutions had a selective growth advantage during
chemotherapy over variants without the insertion.

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FIG. 3.
Data indicating that insertion mutants with three or
four AZT resistance mutations and a T69I mutation became a dominant
population in the patient's blood following chemotherapy. RT gene
segments (543 to 576 bp) were amplified by PCR from PBMC-derived
proviral DNAs and plasma-derived virus RNAs and cloned into pPCR-Script
Amp SK (+), and 26 to 28 independent RT clones were sequenced for each
blood sample. (A) Numbers of RT clones possessing the indicated set of
mutations (insertion, AZT resistance mutations [M41L, D67N, K70R,
L210W, and T215Y], and a T69I substitution) are shown. (B) Variations
and frequency of the insertion amino acid sequences in RT clones from
NH3 PBMC and plasma. ID, identification.
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Roles of the various RT mutations in drug resistance.
To
assess the roles of the RT mutations described above in actual MNR, a
subtype E molecular clone (Fig. 2 and 4A,
p93JP-NH1) was constructed from the 93JP-NH1 virus isolate, a
drug-sensitive NH virus predecessor (36). The mutations
were systematically introduced into its RT gene to generate a series of
subtype E RT mutants (Fig. 4A). ERT-mt1 to -mt6 were made by
site-directed mutagenesis of p93JP-NH1 RT and used to distinguish the
roles of the AZT resistance mutations (M41L, L210W, and T215Y), the insertion, and the T69I substitution. ERT-mt7 and -mt8 carried the
cloned RT segments from the 99JP-NH3-II plasma viruses in the backbone
of p93JP-NH1. They were used to assess the roles of sporadic mutations
in the context of the genetic backbone of ERT-mt6.

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FIG. 4.
Data showing that the insertion mutation by itself does
not have deleterious effects on RT activity and viral replication
capability. (A) Construction of a full-length HIV-1 subtype E molecular
clone (p93JP-NH1) and its RT mutants. The diagram at the top shows the
approximate positions of the known open reading frames of
p93JP-NH1. pUC-NH1SpBm is the p93JP-NH1-derived subclone in which
site-directed mutagenesis (ERT-mt1 to -mt6) or replacement of
the cloned 99JP-NH3-II RT fragments (ERT-mt7 and -mt8) was carried out.
(B) Effects of RT mutations on RT activity and viral replication
capability. Each HIV-1 DNA (3 µg) was transfected into HeLa cells
(6 × 105) with FuGENE 6 (Roche Diagnostics). Culture
supernatants were collected 2 and 3 days after transfection, and
supernatant RT activity (42) and infectious titers on
MAGIC-5 cells (10) were measured. d, day.
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After transfection of equal amounts of the mutant DNAs into HeLa cells,
the RT activities of the cell-free-virions released into the culture
supernatants (42) were measured (Fig. 4B, middle). The
mutants (ERT-mt1 to -mt8) had a level of RT activity that was
approximately 2- to 10-fold lower than that of parental virus p93JP-NH1. Most of the mutants had a replication capacity comparable to
that of the parental virus in MAGIC-5 cells (right panel, ERT-mt1 to
-mt7). No evidence of replication was obtained for ERT-mt8. Thus, the
insertion mutation by itself did not have any deleterious effect on RT
activity and viral replication. Rather, it provided a basis for the
generation of a panel of replication-competent variants in combination
with substitutions.
The IC50 of each RT inhibitor was determined for
each RT mutant by using MAGIC-5 cells (10) (Table
1). As expected, parental molecular clone
p93JP-NH1 was as sensitive to the RT inhibitors as was NL43.
Introduction of AZT resistance mutations alone (ERT-mt1) resulted in a
reasonable increase (about 36-fold) in the IC50 of only AZT. An insertion mutation alone (ERT-mt2) and an insertion mutation with a T69I substitution (ERT-mt3) caused a slight increase in
the IC50 of 3TC and AZT, respectively. However,
the fold increases (5.2 and 8.8) were just above the variations (range,
0.1 to 5) seen in viruses from patients never treated with
antiretroviral drugs (10).
Of note were the combinations of the insertion mutation, AZT resistance
mutations, and the T69I mutation (Table 1, ERT-mt4 to -mt7).
Introduction of the insertion with AZT resistance mutations (ERT-mt4
and -mt5) resulted in a marked increase in the
IC50 of AZT (more than 400-fold) and a moderate
increase in those of 3TC, d4T, and ddI (16- to 30-fold, 4.3- to
12-fold, and 8.7- to 9.3-fold, respectively). The addition of a T69I
mutation to these mutations (ERT-mt6) enhanced the levels of 3TC, d4T,
and ddI resistance of ERT-mt5 by approximately 12-, 6-, and 3-fold,
respectively. Addition of other, sporadic substitutions to these
mutations (ERT-mt7) resulted in increased 3TC resistance.
Superimposition of the mutations on the RT 3-D structure.
To
obtain structural insight into the roles of mutations in MNR, 3-D
structural models were generated for p93JP-NH1 RT and its MNR mutant
with an insertion (ERT-mt6 RT) by using the FAMS program
(28). The X-ray crystal RT structure (16)
used as a template for this modeling assumes a hand-like structure in which the finger, palm, and thumb subdomains form the template-binding cleft and the deoxynucleoside triphosphate (dNTP)-binding
pocket. The FAMS program generated a single most likely model of
93JP-NH1 RT that has only amino acid substitutions for the respective
template residues (Fig.
5A), predicting that the
overall 3-D structure, including the substrate-binding cleft, is
indistinguishable from the X-ray structure.


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|
FIG. 5.
Models showing how the 3- 4 loop, extended by an
insertion, in a highly flexible manner causes a reduction in the
distance across the gap between the loop and the other RT subdomains in
the polymerase active center. These 3-D structural models of 93JP-NH1
RT (A) and ERT-mt6 RT (B) were constructed by the FAMS program
(28) using the X-ray crystal structure of HIV-1 subtype B
RT (16). Only the finger, thumb, and palm subdomains of
the RT p66 subunit (amino acid residues 1 to 334) are shown to
highlight the polymerase active center. Backbone residues of the p66
models are pale blue. 3- 4 loops are dark blue. The template,
primer, and dTTP backbones superimposed on the p66 models are green,
light purple, and red, respectively. For the ERT-mt6 RT model, 24 3- 4 loops with equally low-energy statuses were superimposed on
the most favorable (26) model. Substitutions minimally
required for development of MNR in combination with the insertion are
orange.
|
|
The
3-
4 loop of ERT-mt6 RT accommodated an 11-amino-acid
insertion without gross changes in the overall secondary structure of
the finger subdomain, while a total of 24 loop models with equally low
energy states could be generated (Fig. 5B). The results indicated that
the
3-
4 loop of ERT-mt6 RT could be highly flexible. The ERT-mt6
RT models predicted the following marked structural changes along the
polymerase active center. First, the various conformations of the
3-
4 loops extended to the 3' end of the primer. Second, the loops
extended over the nucleoside triphosphate-binding site
(41). Third, the loops extended closer to the template in
the cleft.
Table 2 compares the shortest distances
across the gap between the
3-
4 loop and other protein regions or
residues between the p93JP-NH1 and ERT-mt6 RT models. The average
shortest distances in the main chain between the loops and the other
subdomains were reduced by as much as 2.37 Å (from 10.63 to 12.63 Å in p93JP-NH1 RT to 9.30 to 11.69 Å in ERT-mt6) (Table 2, subdomains,
main chain, average). The minimum shortest distance in the main chain was reduced to 5.47 to 7.44 Å in ERT-mt6 RT, i.e., by as much as by
6.20 Å (Table 2, subdomains, main chain, minimum). An essentially similar extent of reduction was found when the side-chain distances were compared (Table 2, subdomains, side chain) or when the shortest distances between the
3-
4 loop and particular residues involved in dNTP binding (16, 41) were compared (Table 2, residues involved in dNTP binding). Taken together, the molecular modeling demonstrated not only visually but also quantitatively a reduction in
the distances between the
3-
4 loop and the other subdomains in
the mutant RT, compared with the wild-type RT.
Search for viral and cellular homologues to the insert.
To
determine the origin of the 33-nucleotide insert, viral or cellular
homologues to the seven insert sequences observed in December 1999 in
patient NH3 (Fig. 3B) were screened as follows. First, a computer
search for the p93JP-NH1 or other subtype E (23) sequences
failed to identify HIV-1 genomic sequences with homology to the insert
higher than 55%. Second, a computer search by the BLAST program
(1) of the currently available DNA databases identified no
viral and eucaryotic regions identical to the entire 33-nucleotide
insert (highest score, 19-of-19-nucleotide identity with an E value of
0.14 on March 2001). Third, screening of a human leukocyte cDNA library
(SuperScript Human Leukocyte cDNA Library; GIBCO BRL) identified
four clones with only partial homology (20-to-25-nucleotide identity).
Thus, while several sequences with partial homology were
identified, no sequence with complete identity to the entire insert was
found by these approaches (data not shown).
 |
DISCUSSION |
We have shown here that (i) the previously noted flexibility of
the
3-
4 loop of HIV-1 subtype B in accepting extra amino acids is
also maintained for the subtype E strain and is, notably, high enough
to accommodate a foreign sequence as long as 11 amino acids (Fig. 1 and
2), (ii) variants with the insertion become virtually a single dominant
population under selective pressure due to the presence of multiple
NRTIs (Fig. 3), and (iii) this insertion mutation alone does not
directly cause MNR but greatly augments the MNR on the basis of
preexisting drug resistance mutations without compromising replication
capacity (Fig. 4 and Table 1). These data demonstrate that
incorporation of the long foreign fragment into the RT was a key event
for HIV-1 to adapt to and survive the strong pressures in this
particular patient. At the same time, our data illustrate a hitherto
unappreciated mechanism, a long peptide insertion into RT, for HIV-1
adaptive change.
Of particular relevance to our present work is the biochemical study
conducted by Kew et al. (21). Kew et al. successfully inserted a purely in vitro-designed 15-amino-acid sequence into the
3-
4 loop of subtype B RT without impairing enzyme activity. However, that study was conducted by using purified RT molecules in
test tubes and thus was unable to address any biological and medical
consequences of this insertion in the context of either viral
replication in cells or drug sensitivity in vivo. That study also did
not always predict that a long peptide insertion into the
3-
4
loop could take place during the evolutionary process of MNR variants
in vivo.
How, then, does the 11-amino-acid insertion result in augmentation of
MNR? Structure modeling suggested that the insertion makes the
dNTP-binding pocket smaller (Fig. 5 and Table 2), as proposed for the
Ser-Ser two-amino-acid insertion mutant of subtype B RT
(24). This pocket size change may, in turn, provide a
basis for a reduced probability of incoming NRTI binding to the enzyme active center. In addition, the insertion element possesses two charged
residues (arginine and aspartic acid) (Fig. 1) and would therefore
change the charged status of the surface area of the pocket, which may
also affect substrate selectivity. Structural modeling further
suggested that the insertion makes the template-primer cleft between
the
3-
4 loop and the other subdomains narrower (Fig. 5 and Table
2), as noted previously with the 15-amino-acid insertion mutant of
subtype B (21). This structural change may lead to more
intimate interactions of the template-primer complex with the mutant
RT, compared with the wild-type RT (21), leading to better
sensing of DNA with the wrong geometry. This, in turn, may provide a
basis for more efficient DNA repair at the chain-terminated position.
However, the profound structural changes induced by the insertion in
the RT active center should be optimized for MNR by additional substitutions because the insertion alone was not sufficient to develop
MNR (Table 1, ERT-mt2). Such a synergistic effect of an insertion
mutation along with other substitutions on MNR has also been reported
for the Ser-Ser insertion mutation in the subtype B
3-
4 loop
(24, 27). The two AZT resistance mutations in the palm
subdomain (L210W and T215Y) should play a key role in the fine
modification of the RT conformation for MNR because the combination of
the insertion and these mutations was the minimum requirement for MNR
development (Table 1, ERT-mt4), as seen in the Ser-Ser mutation
(24). These two mutations have been suggested to mediate
biochemical changes in template-primer interaction, inducing higher
processivity of DNA polymerization (2), which may be a
prerequisite for MNR. A T69I mutation located downstream of the
insertion enhanced the level of MNR (Table 1, ERT-mt6) and thus should
also be critical to the optimization processes, possibly by affecting
the orientation of the extended
3-
4 loop. Detailed biochemical
comparisons of the wild-type and mutant RTs are necessary to address
these hypothesized structure-function relationships of the subtype E RT.
Such an evolutionary survival strategy, the use of a long foreign
peptide insertion, may not be very commonly utilized by HIV. However,
there are other remarkable examples in adaptive changes of structural
genes of RNA viruses, such as avian influenza A virus (22)
and poliovirus (7). Furthermore, taking into account the
characteristics of the HIV RT, which often undergoes template-primer
misalignment (3) and recombination (18)
during DNA polymerization, the high replication capacity of HIV in vivo (29) suggests that generation of insertion mutants occurs
frequently in patients. Most of the insertion mutations probably have
deleterious effects on infectivity or reduce relative fitness in a
quasispecies under standard replication conditions because they are
rarely detected in vivo. On the other hand, an insertion mutation
generally causes much more profound changes in protein structure and
function, compared with a single-point mutation, which, if not
deleterious, may confer a substantial advantage when strong selective
forces are encountered. In fact, the present study suggests that HIV tolerates long insertion mutations even in the most conserved retroviral gene under the pressure of multiple HIV inhibitors. Thus,
insertion mutation appears to deserve more attention, particularly in
the adaptive evolution of HIV, as well as the other RNA viruses.
 |
ACKNOWLEDGMENTS |
We thank M. A. Martin for critical reading of the manuscript.
This work was supported by grants from the Ministry of Health and
Welfare of Japan.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Laboratory of
Molecular Virology and Epidemiology, AIDS Research Center, National
Institute of Infectious Diseases, Toyama 1-23-1, Shinjuku, Tokyo
162-8640, Japan. Phone: (81)-3-52851111. Fax: (81)-3-52851129.
E-mail: hirosato{at}nih.go.jp.
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Journal of Virology, June 2001, p. 5604-5613, Vol. 75, No. 12
0022-538X/01/$04.00+0 DOI: 10.1128/JVI.75.12.5604-5613.2001
Copyright © 2001, American Society for Microbiology. All rights reserved.
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