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Journal of Virology, May 2000, p. 3984-3995, Vol. 74, No. 9
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Cospeciation and Horizontal Transmission of Avian
Sarcoma and Leukosis Virus gag Genes in Galliform
Birds
Derek E.
Dimcheff,*,1
Sergei V.
Drovetski,2
Mallika
Krishnan,1 and
David
P.
Mindell1
Department of Biology and Museum of Zoology,
University of Michigan, Ann Arbor, Michigan
48109-1079,1 and Burke Museum and
Department of Zoology, University of Washington, Seattle, Washington
98195-30102
Received 22 October 1999/Accepted 1 February 2000
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ABSTRACT |
In a study of the evolution and distribution of avian retroviruses,
we found avian sarcoma and leukosis virus (ASLV) gag genes in 26 species of galliform birds from North America, Central America, eastern Europe, Asia, and Africa. Nineteen of the 26 host species from
whom ASLVs were sequenced were not previously known to contain ASLVs.
We assessed congruence between ASLV phylogenies based on a total of 110 gag gene sequences and ASLV-host phylogenies based on
mitochondrial 12S ribosomal DNA and ND2 sequences to infer coevolutionary history for ASLVs and their hosts. Widespread
distribution of ASLVs among diverse, endemic galliform host species
suggests an ancient association. Congruent ASLV and host phylogenies
for two species of Perdix, two species of
Gallus, and Lagopus lagopus and L. mutus also indicate an old association with vertical transmission and cospeciation for these ASLVs and hosts. An inference of horizontal transmission of ASLVs among some members of the Tetraoninae subfamily (grouse and ptarmigan) is supported by ASLV monophyletic groups reflecting geographic distribution and proximity of hosts rather than
host species phylogeny. We provide a preliminary phylogenetic taxonomy
for the new ASLVs, in which named taxa denote monophyletic groups.
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INTRODUCTION |
Most work on avian retroviruses has
focused on the avian type C retrovirus group also known as
alpharetroviruses or avian sarcoma and leukosis viruses (ASLVs). ASLVs
are known predominantly from the domestic chicken (Gallus
gallus) and include both endogenous and exogenous forms. Based on
envelope properties and env gene sequence similarities,
ASLVs have been placed in nine different subgroups (13, 24).
Variable presence or absence of one of the endogenous ASLVs,
Rous-associated virus-0 (RAV-0), was examined in seven species from the
avian order Galliformes (including the chicken), leading to the
conclusion that RAV-0-related viruses have infected the germ line of
galliform birds on multiple independent occasions relatively recently
(10, 25). ASLV-related retroviruses that infect birds
include the endogenous avian retroviruses (EAVs), the E51 group, and
avian retrotransposons from chickens (ART-CHs). In contrast to RAV-0,
EAVs seem to have infected an ancestral Gallus lineage prior
to speciation and to have subsequently cospeciated with their hosts
(2). The phylogenetic distribution of ART-CHs remains to be
determined. Other retroviruses infecting birds appear to be only
distantly related to ASLVs, and these include the reticuloendotheliosis viruses, which are more closely related to the mammalian type C
retroviruses, and disparate retroviruses recently sequenced for reverse
transcriptase and protease genes from representative members of the
Passeriformes, Anseriformes, Columbiformes, and Tinamiformes (11,
17, 18).
Relatively little is known about avian retrovirus diversity, evolution,
and host species range outside of a few such studies focusing on
domesticated species. It is increasingly evident, however, that an
understanding of retroviral origins, life histories, and mechanisms of
transmission requires a greater knowledge of the diversity and
distribution of retroviruses in nondomesticated host taxa. This
includes a need for well-corroborated retrovirus and host species
phylogenies, because an assessment of their phylogenetic congruence can
aid in the discovery of the relative frequency of horizontal retrovirus
transmission among host species compared to vertical transmission and
cospeciation of retroviruses and host taxa.
In this study, we report on new ASLVs discovered in 26 species of birds
in the order Galliformes, representing three families and 14 genera.
Galliformes are medium- to large-sized birds, including commercially
important members such as the domestic chicken and game birds such as
grouse and pheasants; the order consists of about 280 species with
worldwide distribution. We compared ASLV phylogenies based on
gag gene sequences and host phylogenies based on
mitochondrial 12S and ND2 sequences and found that ASLV dispersal among
hosts, ancient infection followed by cospeciation, as well as
duplication of ASLV elements within host species all played a role in
ASLV and host coevolution. We also provide a preliminary phylogenetic
taxonomy for the new ASLVs, in which named taxa denote monophyletic groups.
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MATERIALS AND METHODS |
DNA preparation.
Combined nuclear and mitochondrial genomic
DNA was extracted from tissue (muscle, liver, and heart) using a QIAamp
Tissue Kit (Qiagen) and the manufacturer's recommended protocols for a
total of 60 species representing 19 avian orders. Positive results were
only found in the order Galliformes, which is the focus of this report.
We sampled 31 species or subspecies representing each of the five
recognized families in the order Galliformes (Phasianidae, Numididae,
Cracidae, Odontophoridae, and Megapodiidae). A total of one individual
from 26 species, two individuals from four species, and four
individuals from one species were sampled (Table
1).
Retrovirus PCR and direct sequencing.
PCR was performed on
avian genomic DNA by using two sets of primers designed to match
conserved regions of various published Gallus gallus
retrovirus gag sequences. Primer locations within gag are illustrated in Fig. 1
and have the following sequences: GAG.F1,
5'-GCCGTCATAAAGGTGATTTCGTC-3'; GAG.R1,
5'-TCAATTTTGGCTCCAGAGGGGTC-3'; GAG.F2,
5'-TGACTGGGCRAGGRTYAGGG-3'; and GAG.R2,
5'-AAGGACTCAGATGGTCCCTG-3'. GAG.R2 was designed based
on the major homology region of gag which appears to be
conserved across all retroviruses except spumaviruses. In most cases,
GAG.F1 was paired with GAG.R2 to amplify a predicted 1.2-kb fragment.
gag was chosen for its apparent intermediate rate of
sequence evolution (19), being conserved enough to yield information from sampling of diverse host species and variable enough
to provide sequence differences among conspecific hosts. We also chose
to work with gag because some replication-defective ASLVs
are known to lack the pol gene (e.g., Fujinami sarcoma virus (FUSV) and avian myelocytomatosis virus-29) and we wanted to be able to
place our findings in a phylogenetic context that included diverse,
published ASLV sequences.

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FIG. 1.
Primer locations within avian retrovirus gag
genes sequenced and number of amino acid changes relative to the Gag
polyprotein. Nucleotide and amino acid position numbers are relative to
those of the published RSV genome (27). The known functional
domains of assembly (L) and membrane binding (M) are indicated above
the gag gene diagram. (A) Fragment 1 indicates the region
sequenced for 102 retrovirus clones, and fragment 2 indicates the
region sequenced for 40 retrovirus clones. Numbers below the diagram
are nucleotide positions, starting at the 3' base of primers. (B)
Graphical representation of the number of amino acid changes over the
region sequenced. Amino acid changes were determined from phylogenetic
tree branch lengths as described in the text.
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The 50-µl PCRs were performed using standard buffer and
MgCl
2 concentrations, 0.2 mM each deoxynucleoside
triphosphate, 0.4
µM each primer, 1.5 U of
Taq polymerase,
and

100 ng of genomic
DNA. Thermocycler profiles were: 94°C for 2 min and then 35 cycles
of 94°C for 15 s, 55°C for 20 s,
and 72°C for 1 min 20 s, with
a final extension of 10 min at
72°C. We determined size and gel-purified
PCR products by using 1.5%
low-melting-point agarose, excised
target bands from the gel, and
recovered DNA using a gel extraction
kit (Qiagen). Sequence reactions
were performed using PCR primers
with
Taq DNA polymerase FS
and either dRhodamine or Big Dye chemistry
(Applied Biosystems).
Reaction products were sequenced with an
ABI 377 automated DNA
sequencer.
Subcloning of retrovirus PCR products.
Multiple
gag gene copies were detected in all PCR products sequenced,
indicated by double peaks on sequence chromatograms and
insertion/deletion events in alternative gene copies. To determine the
sequence from single gag genes, PCR products were subcloned using a TA cloning kit (Invitrogen). We selected 5 to 10 individual colonies for sequencing analysis for each PCR-positive individual. Individual bacterial clones were lysed at 96°C for 10 min and then
placed directly into a PCR mix containing the standard reagents listed
above and universal M13 forward and reverse primers or gag-specific primers. We obtained 2 to 10 gag
sequences from each positive individual and used these sequences for
further analyses.
Host gene sequencing.
Mitochondrial 12S and ND2 gene
sequences for galliform host taxa were obtained by using thermocycler
profiles, purification of PCR products, and the sequencing protocols
described above. Primer sequences for the 12S and ND2 genes are given
by Sorenson et al. (30). The same individual that was
gag positive was used for host gene sequencing except where
multiple individuals from one species were tested and in the case where
we have host sequence from Francolinus africanus but
gag sequence from Francolinus swainsonii.
Sequence alignment and phylogenetic analyses.
ASLV
gag and avian mitochondrial DNA sequence alignments were
based on the alignment of inferred amino acid sequences using Clustal X
(32) and adjusted by eye to minimize mismatches. Avian mitochondrial 12S ribosomal DNA (rDNA) sequences were also adjusted to
maintain alignment of conserved secondary structure features across
species (21). Some gag and mitochondrial 12S rDNA
sequences were too varied across taxa for unambiguous alignment and
were excluded from phylogenetic analyses. We used the alignments to calculate pairwise genetic distances using the Kimura two-parameter model and accounting for unequal frequency of transitions and transversions (15). We performed phylogenetic analyses using maximum parsimony (MP), maximum likelihood (ML), and neighbor-joining (NJ) methods as implemented in PAUP* (31). Heuristic MP
analyses for amino acids and nucleotides were conducted with 100 replicate searches with random addition of taxa. The PROTPARS weight
matrix was used to assign greater weight to amino acid substitutions requiring more nucleotide changes. ML analyses were performed using
either the Hasegawa-Kishino-Yano (HKY) or a general time reversible
(GTR) model accommodating unequal base composition and evolutionary
rate heterogeneity across sites with a discrete approximation of the
gamma distribution. NJ analyses were based on pairwise distances, also
using the Kimura two-parameter model. To perform bootstrap analyses, we
used 100 replicates for MP and NJ trees. For MP analyses of host taxa
and fragment 2 sequences (Fig. 1), we calculated decay indices which
indicate the number of additional steps needed to invalidate specific
nodes (3). These are calculated by inputting a constraint
tree into PAUP* and finding the shortest tree that lacks particular
nodes found originally in the most parsimonious tree. To investigate
levels of amino acid conservation across gag gene regions,
the numbers of amino acid changes were plotted on one of the most
parsimonious trees (see Fig. 4) based on fragment 2 (Fig. 1) nucleotide
sequence data and counted using MacClade (16). To assess
potential selective effects, the proportion of synonymous and
nonsynonymous nucleotide changes per synonymous and nonsynonymous site
was calculated for fragment 2 alignments using the Synonymous
Nonsynonymous Analysis Program (22). A ratio of synonymous
to nonsynonymous substitution greater than one suggests purifying
selection as amino acid replacement changes are selected against, while
a ratio less than one suggests positive selection for amino acid replacements.
Sequences from databases and nucleotide sequence accession
numbers.
We used published ASLV and mitochondrial sequences from
GenBank as follows: ASLVs; M379890, Z46390, AF033809, X13744, J02342,
D10652, AF033810, L10922, L10924.1, V01170.1, M10455.1, M30517, M73497,
U83740, and U83742; 12S, NC_001323, X57245, and NC_000877; ND2,
NC_001323, X57246, and NC_000877. New sequences reported and used here
have accession numbers as follows: 12S rDNA, AF222570 to AF222590,
AF222592 to AF222593, and AF222596 to AF222598; ND2, AF222538 to
AF222555, AF222557 to AF222561, AF222563 to AF222564, and AF222567 to
AF222569; gag, AF225298 to AF225399.
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RESULTS |
PCR and sequencing.
We found retroviral gag
sequences in 26 species from three families of galliform birds from
captive or natural populations in North America, Central America,
eastern Europe, Asia, and Africa (Table 1). Nineteen of the 26 host
species whose ASLVs were sequenced had not been known previously to
contain retroviral elements. ASLV infection has been reported in seven
of the species examined here (9, 10, 25); however,
gag gene sequence has only been reported from one,
Gallus gallus (27). All phasianids examined were
positive for gag except for two species in the genus
Coturnix. However, Coturnix species were found to
be positive for an ASLV-related retrovirus in previous studies using
Southern blot analysis (25). The two earliest diverging
galliform families, the Cracidae and Megapodiidae, were negative for
gag using our primers. We tested an additional 30 avian
species representing 18 orders, and all were PCR negative (Table 1).
This included two individuals from the sister group to the Galliformes,
the Anseriformes.
Including multiple clones sequenced from individual hosts, we obtained
a total of 102 fragment 1
gag sequences from 20 species
of
Galliformes and an additional 40 sequences spanning fragment
2 from 16 species of Galliformes (Fig.
1). These 16 species are
a subset of the
20 species used to obtain fragment 1 sequences.
Only three fragment 1 sequences were interrupted by stop codons.
Two stop codons were located
in the same position of
gag from
each of two
Bonasa
umbellus individuals, and the third was found
in a different
location in sequence from
Bambusicola thoracia.
Four
fragment 2 sequences contained stop codons: one in each of
two
Lagopus mutus clones and one each from
Bonasa
sewerzowi and
Colinus virginianus clones.
The
gag fragment 1 alignment and the fragment 2 alignments
were 1,125 and 1,564 characters long, respectively, including gaps.
Based on 2 to 10 sequenced
gag fragment 1 elements from each
host,
the mean pairwise distance within individuals ranged from 0.31%
in
Dendragapus canadensis to 9.13% in
Lagopus
lagopus (Table
1).
A pairwise distance of 10.06% was found for
all clones isolated
from different host species within the subfamily
Tetraoninae.
The mean pairwise distance among all 110 sequences from
fragment
1, which includes eight published ASLV sequences, was 17.5%.
This
compares to 18.0% when fragment 2 sequences are compared. When
published Rous sarcoma virus (RSV) sequence was compared to that
of one
representative clone from each host species for fragment
2, we found a
mean pairwise distance of 24.3%. The greatest pairwise
distance was
between
Perdix perdix ASLV and RSV, with a genetic
distance
of 33.5%. These genetic distances are comparable to genetic
distances
found between sequences comprising other retroviral
genera
(
35). Limited similarity was found at the amino acid
level
between recently sequenced
gag from ev/J and our newly
sequenced
retroviruses. For example, ev/J Gag is 42% and 41%
identical to
Colinus virginianus and
Lagopus
leucurus Gag, respectively. This
is comparable to the reported
46% identity between ev/J and RSV
Gag (
26). We conducted
preliminary phylogenetic analyses which
placed ev/J between a
tetraonine clade and a
Gallus clade (not
shown). Even less
similarity was observed between our Gag and
those from ART-CH and
lymphoproliferative disease virus of turkeys,
such that only short
stretches of amino acids could be reliably
aligned.
Phylogenetic analyses of galliform ASLV gag
sequences.
Analyses for gag sequences from galliform
bird hosts were either unrooted or midpoint rooted along the longest
internode within the unrooted tree, because we do not have
gag sequence from an appropriate outgroup for the ASLVs.
Using NJ analysis for 110 fragment 1 sequences, we found that 10 clones
from four Bonasa umbellus individuals formed a monophyletic
group (not shown), suggesting a single infectious event with subsequent
duplication and diversification. Monophyly was observed in 10 additional cases in which virus sequences from individual species
grouped together (Fig. 2 and
3). However, monophyly for sequence
fragments from single individual hosts was not observed for
Centrocercus urophasianus, Dendragapus obscurus,
Lagopus lagopus, and Lagopus mutus. Similarly, gag sequences from two different Lagopus mutus
individuals did not form a clade. We excluded some of the retroviral
elements that were clearly monophyletic with others from the same
individual hosts; this reduced computing time, but did not affect the
relationships among ASLVs from different host species.

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FIG. 2.
Unrooted NJ tree constructed using Kimura's
two-parameter corrected distances, showing the relationship of 85 retroviral sequences based on 720 nucleotide sites from fragment 1 (Fig. 1A) of the gag gene. Bootstrap values are presented
for the earliest divergences. An NJ tree using all 112 retroviral
sequences has essentially the same topology; we removed 27 taxa
representing multiple clones from single individuals from the analysis
shown for clarity. Viral sequences are named for their host species
(see Table 1 for abbreviations) and a number that identifies clones
from the same host individual. When clones were sequenced from multiple
individuals from a single species, a letter identifies the
individual.
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FIG. 3.
MP analysis of 61 gag retroviral
sequences for fragment 1 isolated from 20 species of galliform birds
(see Table 1 for sequence abbreviations and host species). This
phylogeny is one of 24 equally parsimonious trees and is based on 654 characters, of which 378 are parsimony informative. Variation in the 24 trees was limited to the relative position of clones from the same
individual within groups that remain monophyletic. Bootstrap values
greater than 50 are shown on branches (100 replicates). This tree is
midpoint rooted.
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The unrooted NJ tree (Fig.
2) and the midpoint-rooted MP tree (Fig.
3)
show the same major clades (monophyletic groups) of
ASLVs, which we
identify with Roman numerals. Clade I (Fig.
2)
includes elements
isolated from
Gallus gallus and
G. varius as
well
as existing, published
Gallus gallus ASLVs. Thus, all
published
and newly sequenced
Gallus gag sequences were more
closely related
to each other than they were to
gag
sequences isolated from other
avian host species, indicating the close
relationships between
the new and published ASLVs. Clades II to V (Fig.
2) represent
newly discovered lineages of ASLVs and show the same
trend, in
which retroviral sequences tend to group with their host taxa
(species, genus, and family). The clades found were fairly well
supported as indicated by bootstrap values. Clades I to III had
bootstrap values of 100 in both NJ and MP analyses (Fig.
2 and
3).
Clade V represents ASLVs isolated from species with natural
(noncaptive
or nonintroduced) distributions in China. We found
retrovirus sequences
from
Bonasa sewerzowi, a tetraonine, placed
within clade V,
not in clade IV with other ASLVs from tetraonines
and other species of
Bonasa. Although the major clades were well
supported, the
internal nodes joining these clades were short
and had relatively low
support. The sister clade to the tetraonine
clade (IV) varied,
depending on the type of analysis done. Using
MP, the
Colinus clade representing the family Odontophoridae (clade
III) was sister to clade IV, while NJ analyses indicated the
Bonasa/Phasianidae
clade (V) as sister to clade
IV.
We attempted to better resolve relationships among ASLV clades I to V
by sequencing an additional 409 bases (fragment 2, Fig.
1) from 16 species and one subspecies. MP analysis (consensus
tree in Fig.
4) of nucleotides supported the same five
ASLV clades
found with fragment 1 (Fig.
2 and
3). Our analyses of amino
acid
residues using either PROTPARS or equal weights resulted in a
phylogeny that was essentially congruent with the consensus tree
in
Fig.
4, except that fewer nodes were resolved (not shown).
Although
relationships among the five major clades still had low
bootstrap and
decay indices with this expanded set of sequence
characters,
relationships common to those shown in Fig.
2 to
4 included close
relationships between clades I and II and among
III to V.

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FIG. 4.
Strict consensus of 16 equally parsimonious trees for
ASLV gag gene fragment 2 (Fig. 1, GAG.F1-GAG.R2) amplified
from 16 species and one subspecies of galliform birds. Of 1,537 nucleotide characters, 557 are parsimony informative. Bootstraps
followed by decay indices are indicated on branches, the latter
denoting the number of additional steps required to collapse a
particular node. Nodes with bootstrap values less than 50 are indicated
by a dash. Biogeographic labels are given where ASLV relationships
reflect geographic proximity of host species rather than host phylogeny
to emphasize inferred independent colonizations (Table 2). An inferred
duplication event is also indicated. Roman numerals for clades
correspond to those in Fig. 2 and 3.
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MP and ML analyses restricted to a set of new and existing
Gallus ASLVs yielded essentially the same topology (Fig.
5). Existing
Gallus ASLVs in
the analyses based on
gag sequences represent
both
endogenous and exogenous viruses and include ASLV subgroups
A, C, D, E,
and J, as well as replication-defective viruses that
lack portions of
the full-length retroviral genome. Our new sequences
appeared most
closely related to RAV-0, and we found that FUSV
falls within this
clade of newly sequenced
gag fragments. HPRS,
an exogenous
virus of meat-type chickens (
23), was closely related
to
other exogenous
Gallus ASLVs. HPRS is thought to be a
product
of recombination, with its
env gene most closely
related to endogenous
EAV-HP elements and the remaining genes arising
from exogenous
ASLVs (
29). The
gag gene from the
newly described ev/J (
1)
has 46% amino acid sequence
identity to those of published exogenous
ASLVs, suggesting that ev/J
arose from a virus only distantly
related to published ASLVs
(
26). All ASLV sequences that we
amplified had a higher
amino acid similarity to those of published
ASLVs than to ev/J.

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FIG. 5.
Unrooted MP analysis of ASLV gag DNA
sequences isolated from birds in the genus Gallus. This
phylogeny is based on 1,165 characters (fragment 2) of which 95 are
parsimony informative. This is one of two equally parsimonious
hypotheses. Bootstrap values above 50 are shown on branches (100 replicates). ML analysis using the GTR model yields the same topology.
Sequences GAGA and GAVA are newly sequenced elements from two
individuals (A and B) of Gallus gallus and Gallus
varius, respectively. gag sequences for the following
viruses were obtained from databases: avian leukemia virus, subgroup A
(ALV); exogenous avian leukosis virus, subgroup J (HPRS-103); avian
myelocytomatosis virus (AVMY); avian retrovirus IC10 (AVRE); RSV
(Prague), subgroup C (RSVP); RSV (Schmidt-Ruppin), subgroup D (RSV);
FUSV; myeloblastosis-associated virus 1 (MAVT1);
myeloblastosis-associated virus 2 (MAVT2); avian sarcoma virus Y73
(Y73); avian sarcoma virus UR2 (ASVUR2); Rous sarcoma-defective
endogenous virus, subgroup E (EV1); chicken provirus RAV-0, subgroup E
(RAV0) (accession numbers are listed in Materials and Methods).
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Phylogenetic analyses of galliform birds.
We obtained 1,041 bp
of mitochondrial ND2 and 1,034 bp of mitochondrial 12S rDNA for 30 species in the avian order Galliformes. MP analyses yielded a single
optimal tree (Fig. 6). Placement of
Megapodiidae and Cracidae as diverging prior to the other three families agrees with results of previous studies, including those based
on DNA-DNA hybridization (28), although our findings
differed in not placing those two families as sisters. Monophyly for a Numididae, Odontophoridae, and Phasianidae clade was well supported. Monophyly of the family Phasianidae was well supported, with a bootstrap value of 94 and a decay index of 13, as was monophyly of the
grouse and ptarmigan subfamily (Tetraoninae), with a bootstrap value of
100 and a decay index of 26. Within the Tetraoninae, our analyses
indicated nonmonophyly for the genera Dendragapus and
Bonasa. Nonmonophyly for these two genera is supported by analyses of mitochondrial cytB sequences as well
(8). We also found close relationships between
Gallus, Bambusicola, and Francolinus, indicating that the traditional groups pheasants and partridges were
not phylogenetically meaningful, in agreement with the findings of
Kimball et al. (14).

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FIG. 6.
Inferred phylogeny for ASLV hosts in the avian order
Galliformes based on MP analyses of 2,075 characters (703 informative
sites) from the mitochondrial 12S rDNA and ND2 genes, with a waterfowl
species (Aythya americana, redhead) as the outgroup. See
Table 1 for bird species common names and corresponding ASLV names.
Numbers on branches are bootstrap values based on 100 replicate
searches and decay indices, respectively. Underlined host taxa were
negative for retrovirus infection using our PCR primers.
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Relative conservation of gag gene sequences.
A
protein-coding reading frame was conserved across all but seven of the
ASLVs sequenced, in which either point substitutions or insertions led
to a premature stop codon. To visualize variation in the level of amino
acid conservation across the sequenced region, the inferred number of
amino acid substitutions for each position in the amino acid sequence
(Fig. 1B) was plotted onto one of the most parsimonious trees (Fig. 4).
The gag L domain (PPPPYV in the chicken), which is an
assembly domain required for efficient budding of virus-like particles
(37, 38), was highly conserved in all ASLVs sequenced. In
contrast, regions flanking the L domain were more variable. Most ASLVs,
except the Gallus ASLVs, shared a deletion of one proline in
the L domain. Perdix ASLVs were the most divergent in
overall amino acid sequence, and they have a PPPTY motif in the L
domain. The N-terminal and C-terminal residues were also well conserved
across ASLV taxa. The M domain, located in the first 85 residues of the
matrix protein, functions in membrane binding and particle formation
(34) (Fig. 1B) and was also highly conserved across all
ASLVs sequenced. To investigate the possibility that purifying
selection is acting on these sequences, we calculated pairwise
proportions of synonymous and nonsynonymous substitutions per
synonymous and nonsynonymous site for all fragment 2 sequences. Using
the average for all pairwise comparisons, we found a ratio of 5.57 to 1 synonymous to nonsynonymous substitutions, consistent with the
operation of purifying selection.
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DISCUSSION |
Inferences of cospeciation and vertical transmission.
We found
ASLVs in 26 species of galliform birds collected from natural
populations throughout the world, including 19 species not previously
known to have ASLVs. Our phylogenetic analyses of ASLVs and their hosts
suggest a long association of ASLVs and galliform birds that includes
vertical transmission and cospeciation with host lineages, as
well as more recent horizontal transmission among host species
(Table 2). Given the endemic nature of
many of the galliform species surveyed and their various
distributions within North America, Central America,
South America, Russia, China, Asia, and South Africa, the
presence of ASLVs in all but two of the Phasianidae species surveyed
suggests an early ASLV and galliform association. Based on our current
understanding of ASLV distribution within galliform birds, this
association could date back to the divergence of the Phasianidae,
Numididae, and Odontophoridae from the other galliform families,
possibly as many as 50 million years ago (28, 33, 36). A
representative of the family Numididae (Numida meleagris)
was also found to contain ASLVs; however, sequence suitable for
phylogenetic analyses from a single clone has not yet been determined
(Table 1). We did not find ASLVs within the single Cracidae and
Megapodiidae species examined. We were also unable to amplify ASLV
gag sequences with our primers from representatives of 18 other avian orders (Table 1), including two individuals of the
Anseriformes, the sister order to the Galliformes (4, 28,
20). We note, however, that repeated negative PCR results do
not establish ASLV absence and that further analyses, including
assessment of additional species, are needed.
Instances of congruence across ASLV and host phylogenies include Fig.
2
clade II, with distinct clades for ASLVs from
Perdix perdix
and
P. dauurica, suggesting cospeciation of
Perdix and
ASLV taxa. Similarly, Fig.
2 clade I includes
distinct sister
clades for new ASLVs from
Gallus gallus and
G. varius. Lagopus lagopus and
L. mutus ASLVs (Fig.
2 clade IV) also reflect host
phylogeny;
however, they show evidence of a duplication with subsequent
cospeciation in the separate
L. lagopus and
L. mutus ASLV clade
in Fig.
2 and
3 outside of clade IV (Table
2).
Our evidence indicates
the ASLV duplication event also occurred prior
to the divergence
of
L. lagopus and
L. mutus.
The history of domestication for
Gallus gallus includes
frequent long-distance transport by humans and the potential for
horizontal
transmission among host species not in geographic proximity
prior
to domestication. Earliest references in art and texts point to
domestication dates of more than 4,000 years ago for apparent
representatives of
Gallus gallus (
12). Our
finding of monophyly
for all
Gallus ASLVs, however, does not
provide evidence in support
of such transmission events involving
domesticated
Gallus.
Inferences of horizontal transmission and dispersal.
ASLV and
host phylogenies show more instances of incongruence than congruence,
suggesting a greater frequency of ASLV dispersal and horizontal
transmission across host species. It is not possible to infer the
direction of transmission between any two host species (donor versus
recipient) from phylogenies which show relationships among ASLV
descendants and not those among descendants and ancestors. However, it
is possible to note multiple host species involved in ASLV transmission
based on phylogenetic analyses. For example, incongruence between ASLV
and host phylogenies indicates likely horizontal transmission among the
following host species sets: (i) Bambusicola,
Phasianus, and Bonasa sewerzowi (Fig. 2 clade V);
(ii) Lagopus leucurus, Tympanuchus cupido, and
Dendragapus canadensis (Fig. 2 clade IV); and (iii)
Dendragapus obscurus, Bonasa umbellus, and
Centrocercus (Fig. 2 clade IV). Horizontal transmission is
also indicated by noting monophyly in the host phylogeny but not in
ASLV trees for Bonasa, Dendragapus, and
Lagopus gag sequences.
There is a logical geographic pattern for the horizontal transmission
inferences in which we found monophyly for ASLVs from
disparate hosts
with overlapping ranges. For example, clade V
of Fig.
2 and
3 includes
ASLVs from hosts having an eastern Palearctic
distribution
(
Bambusicola thoracica,
Bonasa sewerzowi, and
Phasianus colchicus) but not ASLVs from species in one of
the same host
genera found in the Nearctic (
Bonasa
umbellus). In turn,
Bonasa umbellus ASLVs were more
closely related to ASLVs from other North
American host species like
Dendragapus canadensis and
Lagopus leucurus
(Table
2). Similarly, ASLVs from the two
Lagopus hosts
collected in Russia were sister taxa (Fig.
2 clades IV and VI
and Fig.
3), whereas ASLVs from
Lagopus leucurus collected in
Washington state were more closely related to ASLVs from other
North
American hosts. For the Tetraoninae subfamily (grouse and
ptarmigan) in
Fig.
4 we denote three monophyletic ASLV groups
which reflect host
geographic distribution rather than phylogeny.
These examples provide
evidence for horizontal transmission of
ASLVs facilitated by geographic
proximity.
Overlaid on ancient associations, potentially dating back to galliform
family divergences, is a more recent history of, at
least occasional,
horizontal transmission of ASLVs among the Tetraoninae
species (grouse
and ptarmigan). This is indicated by the Tetraoninae
ASLV clades in
Fig.
4, reflecting geographic distribution and
proximity of hosts
rather than host species phylogeny. The modern
tetraonine lineages may
have arisen during the mid-Pleistocene
(0.8 to 0.4 million years ago)
on the basis of fossils assigned
to tetraonines (
12,
33).
Thus, apparent horizontal transmission
among host species, for example
Bonasa umbellus,
Dendragapus canadensis,
and
Lagopus leucurus, likely postdate the mid-Pleistocene.
Perhaps
the best case for horizontal transmission involves the Chinese
species,
Bonasa sewerzowi. gag ASLV sequences from
B. sewerzowi fall within clade V of Fig.
2, which includes other
Chinese host
species with overlapping ranges but does not include the
other
Bonasa species in our sample. These relationships are
found in
all phylogenetic analyses performed and have strong bootstrap
support. These results suggest
B. sewerzowi acquired
gag through
infection by a Chinese phasianid and not through
vertical transmission.
The possibility that all the galliform ASLVs
arose and spread
through the host species during the past few thousand
years cannot
be ruled out but seems unlikely due to the endemic and
isolated
nature of some of the host species ranges and habitats and due
to the instances of congruence between ASLV and host
trees.
Horizontal transmission for ASLVs has been postulated by Frisby et al.
(
10) who found similar RAV-0 sequence fragments,
based on
DNA hybridization experiments, in
Gallus gallus and two
species of
Phasianus without finding similar fragments in
other
species of
Gallus or other pheasant species more
closely related
to
Phasianus. This is a reasonable
interpretation; however, the
possibility of a single early infectious
event with subsequent
loss of RAV-0 elements in some host species
cannot be ruled out.
Relatively ancient infection, predating species
divergences within
the genus
Gallus, followed by vertical
transmission and cospeciation
for EAVs and their hosts has been
indicated by Resnick et al.
(
25) and Boyce-Jacino et al.
(
2).
gag gene duplications.
One of the most difficult
issues to deal with in phylogenetic analyses of endogenous retroviruses
is the potential for both gene duplications and multiple infectious
events. Phylogenetic analyses should be based on orthologous genes,
that is, the same gene in different hosts, rather than paralogous
genes, which are alternative copies of a gene arising from gene
duplications within a host individual. Mixing comparisons of
orthologous and paralogous retrovirus genes can potentially confound
inference of phylogenetic history for the retroviruses. Given the
appearance of numerous, similar copies of most endogenous retroviruses
within host individuals, as we have found with our ASLVs (see Materials
and Methods), the assumption of orthology for all sequences compared
among host species is unwarranted. We can, however, evaluate the
possibility of multiple independent infectious events within species by
assessing monophyly for multiple clones from individual hosts (Table
1).
Monophyly for all clones from a particular host individual suggests a
single infectious event with subsequent sequence duplication
and
divergence. Nonmonophyly would indicate either an additional
infectious
event or a disparate sampling of divergent paralogs
across host
individuals, in which the phylogenetic signal is obscured
due to
convergent similarity in paralogous gene sequences. The
problem of
obscured phylogenetic signal can be addressed through
increased
sampling and phylogenetic analyses considering variable
rates of
evolution across taxa and sequence characters, as we
have attempted.
Our finding of duplicated sister relationships
for
Lagopus
lagopus and
L. mutus ASLVs based on different sets
of
ASLV clones (Fig.
2 and
3) suggests two independent infectious
events
in their common ancestor, with subsequent vertical transmission
and
cospeciation of the ASLVs with the hosts. The possibility
that we are
being misled in this view by variable sampling of
disparate paralogs
within the two host species is less likely
given the levels of
bootstrap support (99 and 73 in Fig.
2; 100
and 98 in Fig.
3) and
congruent topologies in NJ, MP, and ML analyses
using alternative
models of molecular evolution. Nonmonophyly
for ASLV clones from
individual
Centrocercus urophasianus and
Dendragapus
canadensis individuals (Fig.
2 and
3) also suggests
multiple
independent infectious events within those host
lineages.
Phylogenetic taxonomy for new ASLVs.
To facilitate discussion
of our findings we provide a preliminary phylogenetic taxonomy (Table
3). A phylogenetic taxonomy provides a
classification and set of taxon names seeking to convey information
about evolutionary relationships (7). The six new names in
Table 3 are based on the monophyletic groups (clades) seen in Fig. 2
and 3.
We refer to the elements newly described here as ASLVs because of their
close relationship to published ASLV sequences. Our
Gallus
gag sequences are more closely related to RAV-0 and FUSV
(Fig.
2
and
5) published ASLVs than to the other
gag sequences
from
galliform hosts amplified with the same set of primers, indicating
that
our primers are amplifying ASLVs. Further, our
gag sequences
are not readily alignable with those of any previously known
retroviruses
except the ASLVs and have an average 76% identity at the
nucleotide
level compared to that of published RSV. There are no
published
gag sequences for EAVs for
comparison.
ASLV is often used synonymously with avian type C retrovirus as well as
the genus
Alpharetrovirus currently recognized by
the ICTV.
We follow that convention here and suggest inclusion
of other avian
retroviruses such as EAVs, LDVs, ev/J, and ART-CHs
within the ASLV
genus (Table
3) based on limited sequence comparisons
indicating
relatedness, so that these groups will not be without
a genus
placement. The names used in Table
3 consist of the host
taxon, to the
extent currently known, as a prefix to
ASLV.
Conservation and purifying selection of gag gene
sequences.
It is unclear why endogenous retrovirus sequences are
maintained in host genomes. If endogenous ASLV sequences have no
function, they could be expected to change rapidly, corresponding to
the mutation rate, with ensuing loss of reading frame and coding
function. As mentioned above, however, we find conservation of reading
frame across all but seven of the ASLVs sequenced. Purifying selection maintaining the reading frame and protein function is indicated by the
ratio of synonymous to nonsynonymous nucleotide substitutions being
greater than one. This sequence conservation is consistent with either
(i) recent horizontal transmission or (ii) ancient infection with
subsequent vertical transmission accompanied by purifying selection to
maintain gag gene function. Both of these scenarios are
plausible explanations for various ASLV lineages, based on our results.
One scenario that can be ruled out, however, is relatively old
infectious events with subsequent vertical transmission not accompanied
by purifying selection. Thus, those instances of ASLV and host tree
congruence indicating ancient infection with subsequent vertical
transmission, such as those within the Gallus and
Perdix clades (Fig. 2 clades I and II), suggest that there
has been purifying selection dating at least from the host speciation
events. There has been frequent speculation that endogenous retroelements such as ASLVs may be conserved over time as a means for
training the host's immune system and stimulating antibody production
prior to exogenous infection (1, 5, 6), and although we
cannot address this directly, the hypothesis appears consistent with
some of our findings.
 |
ACKNOWLEDGMENTS |
This work was supported by University of Michigan graduate
student Block Grant funds to D.E.D. and M.K. and by NSF grants to
D.P.M.
We thank L. N. Payne for helpful comments on an earlier draft of
this report. We thank Michael Sorenson for excellent technical assistance. Tissue samples were kindly provided by the University of
Michigan Museum of Zoology, the University of Washington Burke Museum,
and Thomas Quinn.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Museum of
Zoology and Department of Biology, University of Michigan, 1109 Geddes
Ave., Ann Arbor, MI 48109-1079. Phone: (734) 763-0310. Fax: (734)
763-4080. E-mail: derekdim{at}umich.edu.
 |
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