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Journal of Virology, April 2000, p. 3852-3858, Vol. 74, No. 8
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Adeno-Associated Virus Type 5 (AAV5) but Not AAV2
Binds to the Apical Surfaces of Airway Epithelia and Facilitates
Gene Transfer
Joseph
Zabner,1,*
Michael
Seiler,1
Robert
Walters,1,2
Robert M.
Kotin,3
Wendy
Fulgeras,4
Beverly L.
Davidson,1 and
John A.
Chiorini3,4
Departments of Internal
Medicine1 and Physiology & Biophysics,2 University of Iowa College of
Medicine, Iowa City, Iowa 52242, and Laboratory of Molecular
Hematology, National Heart, Lung, and Blood
Institute,3 and Gene Therapeutics
Branch, National Institute for Dental and Craniofacial
Research,4 National Institutes of Health,
Bethesda Maryland 20892
Received 12 November 1999/Accepted 18 January 2000
 |
ABSTRACT |
In the genetic disease cystic fibrosis, recombinant
adeno-associated virus type 2 (AAV2) is being investigated as a vector to transfer CFTR cDNA to airway epithelia. However, earlier work has
shown that the apical surface of human airway epithelia is resistant to
infection by AAV2, presumably as a result of a lack of heparan sulfate
proteoglycans on the apical surface. This inefficiency can be overcome
by increasing the amount of vector or by increasing the incubation
time. However, these interventions are not very practical for
translation into a therapeutic airway-directed vector. Therefore, we
examined the efficiency of other AAV serotypes at infecting human
airway epithelia. When applied at low multiplicity of infection to the
apical surface of differentiated airway epithelia we found that a
recombinant AAV5 bound and mediated gene transfer 50-fold more
efficiently than AAV2. Furthermore, in contrast to AAV2, AAV5-mediated
gene transfer was not inhibited by soluble heparin. Recombinant AAV5
was also more efficient than AAV2 in transferring
-galactosidase
cDNA to murine airway and alveolar epithelia in vivo. These data
suggest that AAV5-derived vectors bind and mediate gene transfer to
human and murine airway epithelia, and the tropism of AAV5 may be
useful to target cells that are not permissive for AAV2.
 |
INTRODUCTION |
Recombinant adeno-associated viruses
(AAV) are being investigated as vectors for gene transfer to a wide
variety of cells and tissues (12-14, 24, 31), and it is
hoped that they may prove useful for gene therapy. Transduction with
AAV2 vectors result in long-term transgene expression in vivo in
several cell types, including skeletal muscle, photoreceptors, liver,
and some populations of central nervous system neuronal cells (9,
16, 22, 31). Serotype 2 recombinant AAV (AAV2) are also being investigated as vectors to transfer cystic fibrosis transmembrane conductance regulator (CFTR) cDNA to airway epithelia of patients with
cystic fibrosis (3, 8, 12-14, 35). However, compared to the
efficiency of transfer to muscle, eye, and liver cells, the efficiency
of AAV2 gene transfer to human airway epithelia is low (17,
19). The low efficiency appears to be due to the limited binding
of AAV2 to the apical surface of human airway epithelia (8, 34,
36).
The molecular mechanism responsible for AAV binding has been advanced
by the identification of several candidate receptors for AAV2. However,
the relative importance of the various receptors is uncertain.
Summerford et al. reported that AAV2 transduction is inefficient in the
absence of heparan sulfate proteoglycans (HSP) on the cell surface and
that transduction can be inhibited by soluble heparin (33).
However, the binding of AAV2 to HSP seems to have a low affinity
(26). A novel 150-kDa protein has also been identified on
the surface of permissive cells for AAV2 (23). In addition
to HSP and the 150-kDa protein, two molecules, FGF-R1 and the
5 subunit of
v
5 integrins,
have been reported to function as coreceptors to facilitate
internalization via receptor-mediated endocytosis (25, 32).
The lack of binding of AAV2 to human airway epithelia has been recently
explained by the polar expression of HSP on the basolateral but not on
the apical surface of airway epithelia (8). Consistent with
this, airway epithelia can be more efficiently transduced if the virus
is applied to the basolateral surface (8). In addition, if
the tight junctions are transiently disrupted to allow access of AAV2
to the basolateral surface, transduction is markedly improved (1,
8). Although gene transfer may also be limited by other steps in
the transduction process, such as inefficient intracellular
trafficking and second-strand viral DNA synthesis (7, 10, 11, 30,
42), if viral binding and internalization were enhanced, gene
transfer should improve. Consistent with this prediction, recent data
suggest that interventions which increase virus binding also increase
AAV2-mediated gene transfer both in cell lines (2) and in
primary cultures of human airway epithelia (36).
AAV are members of the parvovirus family and have in common a similar
size, structure, and dependence on a helper virus for replication and
gene expression. To date, six primate isolates have been reported, and
their genomes appear to be organized in a similar manner (5, 28,
39). AAV2 was the first primate AAV to be cloned into a plasmid
and has been extensively studied (29). Recently, AAV from
the other five serotypes have been cloned, and their gene transfer
abilities have been studied in laboratory cell lines (5, 6, 28,
39) and in murine liver and muscle (28, 39). Sequence
and biochemical comparisons of these five serotypes of AAV indicate
that AAV5 is the most divergent. Not only is the capsid protein
markedly different between AAV2 and AAV5, but the inverted terminal
repeats and Rep protein of AAV5 are sufficiently divergent to be unable
to complement the replication of AAV2 (5). Moreover, AAV5
transduction efficiency was different from AAV2 in a variety of cells
and was not sensitive to soluble heparin that inhibits AAV2 binding and
transduction. These data suggest that AAV5 may utilize a distinct
mechanism of binding and uptake compared to AAV2. The Rep and inverted
terminal repeats of AAV4 are similar to that of AAV2 and can complement the replication of AAV2 virus. However, the capsid protein is only 60%
homologous, resulting in a difference in transduction efficiency in a
variety of cell types compared to AAV2 and like AAV5 is not sensitive
to competition by soluble heparin (6). As a result of these
differences, we examined the possibility that either recombinant AAV4
or AAV5 particles may be more efficient than AAV2 at mediating gene
transfer to human airway epithelial cells.
 |
MATERIALS AND METHODS |
Human airway epithelia.
Airway epithelial cells were
obtained from surgical polypectomies of non-cystic fibrosis patients or
from trachea and bronchi of lungs removed for organ donation. Cells
were isolated by enzyme digestion as previously described
(27). Freshly isolated cells were seeded at a density of
5 × 105 cells/cm2 onto collagen-coated,
0.6-cm2-area, 0.4-µm-pore-size Millicell polycarbonate
filters (Millipore Corp., Bedford, Mass.). The cells were maintained at
37°C in a humidified atmosphere of 7% CO2 and air.
Twenty-four hours after plating, the mucosal media was removed and the
cells were allowed to grow at the air-liquid interface (20,
41). The culture medium consisted of a 1:1 mixture of Dulbecco
modified Eagle medium and Ham's F-12, 5% Ultroser G (Biosepra SA,
Cedex, France), 100 U of penicillin per ml, 100 µg of streptomycin
per ml, 1% nonessential amino acids, and 0.12 U of insulin per ml.
Airway epithelia were allowed to reach confluence and develop a
transepithelial electrical resistance, indicating the development of
tight junctions and an intact barrier. Epithelia were allowed to
differentiate by culturing for at least 14 days after seeding, and the
presence of a ciliated surface was tested by scanning electron
microscopy (43).
Recombinant AAV.
Recombinant AAV vectors expressing
-galactosidase, AAV2/
Gal, AAV4/
Gal, and AAV5/
Gal, were
prepared by using high efficiency electroporation and packaging
initiated by adenovirus infection. The resulting virus was purified by
CsCl banding and characterized as described previously
(5). Briefly, recombinant AAV particles were produced by
electroporating 108 exponentially growing Cos cells with
400 µg of a 1:1 mixture of pAAV2RnLacZ and pSV40oriAAV2 for
production of AAV2, pAAV2RnLacZ and pSV40oriAAV4 for production of
AAV4, or pAAV5RnLacZ and pSV40oriAAV5 for production of AAV5 in 1×
RPMI medium (2.5 ml of 2× RPMI medium, 1 ml of fetal calf serum, 1.5 ml of H2O, and 50 µl of 1 M HEPES [pH 7.4]) and were
incubated on ice for 10 min prior to electroporation. Electroporation
was performed in a 4-mm-gap cuvette (Bio-Rad, Richmond, Calif.)
containing 0.5 ml of the cell DNA mixture by using a BTX 600 electroporator. Conditions used for electroporation were 300 V, 2,100 µF, 48
. Following electroporation, the cells were incubated on
ice for 10 min then plated into 10 15-cm dishes. The following day the
medium was replaced, and the cells were allowed to recover.
Approximately 30 to 50% of the cells which were initially
electroporated reattached to the plates, and 90% of these cells showed
strong expression of the
-galactosidase reporter gene. Two days
later, the plates were infected with approximately 5 × 109 PFU (multiplicity of infection [MOI] of 10) of
wild-type adenovirus type 5 for 1 h in serum-free media and then
were supplemented with D10 media. Seventy-two hours postinfection, the
cells were harvested by scraping, and the virus and the cells were
pelleted by low-speed centrifugation. The pellet was resuspended in 7.5 ml of TD buffer (140 mM NaCl, 5 mM KCl, 0.7 mM
K2HPO4, 25 mM Tris-HCl [pH 7.4]) for every 10 plates. Sodium deoxycholate (0.5 volumes of 10%) was added to the
suspension, which was gently mixed and then incubated at 37°C for 30 min. The lysate was then homogenized thoroughly (approximately 20 strokes in a Wheaton B homogenizer). CsCl was then added to a final
density of 1.4 g/cm3, and the homogenate was distributed
into two polyallomer tubes and was centrifuged in a SW40.1 swinging
bucket rotor at 38,000 rpm for 65 h at 20°C. The pellicle at the
top of the gradient is removed by using a pasture pipette, and the
gradients were fractionated by side puncture. Fractions with a
refractive index of 1.373 to 1.371 were pooled for AAV2 and AAV5 and
functions with a refractive index of 1.378 to 1.376 were pooled for
AAV4, and the gradients were centrifuged again with an SW50.1 rotor and
were fractionated as described above. Refractive indices were determined by using a Zeiss refractometer.
Recombinant viruses were titered by Southern blotting, and their
biological activity was tested by X-Gal
(5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside) staining in a serial dilution on Cos-7 cells. The viral titers ranged
between 4 × 1012 and 8 × 1012
particles/ml. The particle-to-transduction-unit ratio on these cells
was similar to that previously reported for all three viruses on Cos
cells (about 104 to 1). The recombinant viruses used were
screened for wild-type AAV contamination by PCR and for wild-type
adenovirus by a serial dilution assay using a fluorescein
isothiocyanate-hexon antibody (less than 103
replication-competent adenoviruses/ml) (43).
Viral infection and binding assays.
Five hundred particles
of the recombinant AAV per cell (in phosphate-buffered saline [PBS])
was added to the apical surface. Following the indicated incubation
time, the viral suspension was removed, and the epithelia were rinsed
twice with PBS. After infection, the epithelia were incubated at 37°C
for an additional 14 days.
To assess binding to airway epithelia, the epithelia were incubated for
30 min at 4°C with 500 particles/cell of AAV2/

Gal,
AAV4/

Gal, or
AAV5/

Gal. The epithelia were then rinsed, and cell-associated
AAV
DNA was measured from cell lysates of seven epithelia per
dot. Samples
were subjected to three freeze-thaw cycles and then
blotted onto a
nylon membrane (Ambion, Austin, Tex.). Detection
of the AAV DNA was
done by hybridizing with a
32P-labeled pCMV

gal.
Unhybridized probe was washed as follows:
two washes with 2× SSC (1×
SSC is 0.15 M NaCl plus 0.015 M sodium
citrate) and 0.1% sodium
dodecyl sulfate (SDS) at room temperature
for 15 min, one wash with
0.5× SSC and 0.1% SDS at 55°C for 1
h, and one final wash with
0.5× SSC and 0.1% SDS at 65°C for 30
min. Dot blots were developed
and quantitated by using a PhosphorImager
(Molecular Dynamics,
Sunnyvale, Calif.) (
36).
Measurement of
-galactosidase activity.
We measured total
-galactosidase activity by using a commercially available method
(Galacto-Light; Tropix, Inc., Bedford, Mass.). Briefly, after rinsing
with PBS, cells were removed from filters by incubation with 120 µl
of lysis buffer (25 mM Tris-phosphate [pH 7.8], 2 mM dithiothreitol,
2 mM
1,2-diaminocyclohexane-N,N,N',N'-tetraacetic acid, 10% glycerol, and 1% Triton X-100) for 15 min. Light emission was quantified in a luminometer (Analytical Luminescence Laboratory, San Diego, Calif.). To histochemically detect
-galactosidase activity, we used the chromogenic reagent X-Gal (Boehringer Mannheim). Human airway epithelia and murine lungs were fixed with 1.8%
formaldehyde and 2% glutaraldehyde and were then incubated for 16 h at 37°C with 313 µl of 40 mg of X-Gal per ml in dimethyl
sulfoxide dissolved in 12.5 ml of PBS (pH 7.8).
Studies in mice.
For in vivo analysis, 6- to 8-week-old
C57BL/6 mice (The Jackson Laboratory, Bar Harbor, Maine) were studied.
Mice were lightly anesthetized by using a methoxyflurane chamber.
Recombinant AAV2 and AAV5 (1010 particles) were
administered intranasally in two 62.5-µl instillations delivered 5 min apart. The experiment was performed with five animals per group.
Twenty-eight days after vector administration, animals were sacrificed
with CO2. PBS (10 ml) was instilled into the right
ventricle and then the lungs and heart were removed intact. The trachea
was intubated and instilled at 10 cm of pressure with (in order) PBS,
4% paraformaldehyde, and PBS and were stained overnight with X-Gal and
finally rinsed with PBS. Lungs were cryosectioned, and the sections
were analyzed by two independent reviewers who were unaware of the
experimental identity of the samples. The reviewers counted the blue
nuclei of
-galactosidase-expressing cells from a 5-µm slice
obtained every 50 µm (n = 20 fields/lung). We
estimated the total number of airway epithelial cells by dividing the
surface of the epithelia (
2r) by 4.9 µm, an estimate of the diameter of the airway epithelial cells (2,425.3 ± 20 airway
cells/field).
 |
RESULTS |
AAV5 can mediate gene transfer through the apical surface of human
airway epithelia.
Because previous studies have shown that AAV2,
AAV4, and AAV5 have different tropisms in cell lines, we compared the
efficiencies of these different serotypes on primary cultures of
differentiated human airway epithelia. Epithelia were transduced for
12 h at a relatively low particle-to-cell ratio (500 particles/cell) with an estimated MOI of less than 1 based on Cos cell
titer. To allow for maximal expression, the epithelia were studied 2 weeks after infection. Quantification of the
-galactosidase activity
showed that AAV5-transduced cells generated activity approximately
50-fold greater than that of AAV2- or AAV4-transduced cells (Fig.
1E). To histochemically detect the
-galactosidase activity, we stained the epithelia with the
chromogenic reagent X-Gal. Similar to the quantitative analysis, Fig.
1B and C show only minimal gene transfer in epithelia transduced by
AAV2/
Gal or AAV4/
Gal compared to epithelia transduced with
AAV5/
Gal (Fig. 1D). To rule out the possibility of
pseudotransduction by protein transfer, we assayed the epithelia 1 h after the application of the AAV vectors and detected no
-galactosidase activity over background levels (data not shown).

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FIG. 1.
Gene transfer to the apical surface of
well-differentiated human airway epithelia by different recombinant AAV
serotypes. En face images of human airway epithelia (A) and
epithelia transduced with 500 particles per cell of AAV2/ Gal (B),
AAV4/ Gal (C), and AAV5/ Gal (D). The blue staining shows cells
that have been transduced with vector. Panel E shows the quantitative
-galactosidase activity of airway epithelia infected with the
different recombinant AAV serotypes (AAV2/ Gal, AAV4/ Gal, and
AAV5/ Gal). Data are mean -galactosidase activities per milligram
of protein ± standard errors of the means (SEMs)
(n = 4 to 12). Asterisk indicates P < 0.01.
|
|
AAV5 binds to the apical surface of well-differentiated human
airway epithelia.
We tested the hypothesis that the improved
transduction efficiency of AAV5/
Gal relied on increased binding to
well-differentiated airway epithelia. Epithelia were incubated for 30 min with 500 particles of AAV2/
Gal, AAV4/
Gal, or AAV5/
Gal per
cell and were then rinsed. Cell-associated AAV binding was estimated by
dot blot analysis. Figure 2 shows that
differentiated airway epithelia bound AAV5-derived vector approximately
sevenfold more efficiently than AAV2/
Gal. Of interest, AAV4/Gal also
bound to the apical surface five times more efficiently than AAV2/Gal.
These data may explain some of the advantages of AAV5- over
AAV2-derived vectors in mediating gene transfer to the airway
epithelia. Moreover, the fact that AAV4 shows increased binding but
does not mediate gene transfer more efficiently than AAV2 suggests a
different rate-limiting step for AAV4 that may be related to
intracellular trafficking and/or binding and internalization.

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FIG. 2.
Binding of AAV2/ Gal, AAV4/ Gal, and AAV5/ Gal to
organotypic cultures of ciliated human airway epithelia. (A) Dot blot
of virus bound to epithelia in three experiments with seven epithelia
per experiment (input of 500 virus particles/cell). For the purpose of
quantitation, a dilution series of recombinant AAV plasmids was also
blotted and probed in order to demonstrate the linearity of the
detection system. (B) Results of the quantification of the dot blot
data. The data are means ± SEMs of the percentages of total
viruses added that remained epithelia-associated after a 30-min
incubation. Asterisk indicates P < 0.05.
|
|
Effect of dose and incubation time on AAV5 infection of the apical
surface of human airway epithelia.
Since AAV5 appeared to bind and
mediate gene transfer to the airway epithelia more efficiently than
AAV2, we examined the effect of virus dose. Figure
3 shows that in a range of 0.5 to 5,000 particles/cell, AAV5 always outperformed AAV2/
Gal. We also tested
the course of AAV5-mediated expression of
-galactosidase in vitro
over a 1-month period. We found that the level of
-galactosidase expression was stable over 28 days (3.4 × 107 ± 1.4 × 107 light units [LU]/mg of protein and
3.18 × 107 ± 1.1 × 107 LU/mg
of protein for 10 and 28 days, respectively).

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FIG. 3.
Effect of dose on AAV2/ Gal- and AAV5/ Gal-mediated
gene transfer to human airway epithelia. Human airway epithelia were
exposed to increasing concentrations of AAV2/ Gal and AAV5/ Gal
from the apical surface. The epithelia were then rinsed after 1 h
and were incubated for 2 weeks prior to analysis of -galactosidase
activity. Data are -galactosidase activities per mg of protein ± SEMs (n = 4).
|
|
We had previously shown that resistance to adenovirus-mediated gene
transfer to the airway epithelia could be at least partially
overcome
by prolonging the incubation time during which the adenovirus
was in
contact with the epithelia or by increasing the virus concentration
(
43). In contrast, in cells that expressed the fiber
receptor
(coxsackie adenovirus receptor [
4]),
adenovirus infection occurred
very quickly and did not require
prolonged incubation times. Similarly,
Teramoto et al. showed a
time-dependent increase in gene transfer
to human airway epithelia with
AAV2 (
34). Therefore, we tested
the effect of incubation
time for the vector (AAV5/

Gal) on airway
epithelia. Figure
4 shows that, contrary to what is seen
with
recombinant adenovirus and AAV2, incubation of airway epithelia
with recombinant AAV5 resulted in similar levels of gene transfer
after
a short incubation, a 30-min incubation, or a prolonged
(12-h)
incubation. This is in agreement with the increased affinity
found for
AAV5 compared to AAV2 and adenoviruses, and more importantly
it
suggests that there may be an apical receptor for AAV5.

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FIG. 4.
Effect of incubation time on AAV5/ Gal-mediated gene
transfer to human airway epithelia. Human airway epithelia were exposed
to 500 particles of AAV5/ Gal per cell from the apical surface. The
epithelia were then rinsed after 30, 60, 90, 360, and 720 min and were
incubated for 2 weeks prior to analysis of -galactosidase activity.
Data are -galactosidase activities per milligram of protein ± SEMs (n = 4). Asterisk indicates P < 0.01.
|
|
AAV5 infection of the apical surface of human airway epithelia is
not sensitive to heparin competition.
The low-level transduction
of airway epithelia by AAV2/
Gal is thought to be the result of poor
virus binding because the apical membrane of airway epithelia expresses
very low levels of HSP and
V
5 integrins
that may mediate AAV2 binding (8, 32). Previous studies have
reported that AAV5 transduction occurs via an HSP-independent pathway.
To test the effect of heparin competition on AAV2/
Gal and
AAV5/
Gal transduction of human airway epithelia, the viruses were
preincubated with 20 µg of soluble heparin per ml. Competition with
soluble heparin had minimal effect on the already low level of
AAV2/
Gal-mediated gene transfer, suggesting that the observed
low-level transduction was not receptor mediated (Fig.
5A). However, more importantly, heparin
competition did not inhibit AAV5/
Gal-mediated gene transfer to
airway epithelia. These data suggest a novel receptor-mediated pathway
for AAV5 binding and infection via the apical surface of human airway
epithelia.

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FIG. 5.
Effect of soluble heparin on AAV gene transfer to human
airway epithelia. To compete off AAV binding and gene transfer, in some
conditions the viruses were pretreated with 20 µg of soluble heparin
per ml for 30 min. The figure shows the effect of heparin on AAV gene
transfer to human airway epithelia from the apical side (A) and from
the basolateral side (B). Five hundred particles per cell of either
AAV2/ Gal or AAV5/ Gal were added for 30 min at 4°C.
-Galactosidase activity was measured 14 days later. Data are
means ± SEMs (n = 8 in each group). Asterisk
indicates P = 0.018.
|
|
AAV5 mediates gene transfer through the basolateral surface in a
heparin-sulfate-independent manner.
The binding of AAV5 to the
apical membrane suggests a novel receptor. However, AAV2 can infect via
HSP receptors present on the basolateral surface. Duan et al. found
that, similar to retroviruses and adenovirus (37, 38), AAV2
could infect human airway epithelia via the basolateral side. To test
if the receptor for AAV5 is present on the basolateral surface, the
transduction experiments were repeated as described in the previous
section, but vector was applied from the basolateral side. Because AAV2
can infect via the basolateral side, this experimental design also
allows us to ask if AAV5 had an advantage over AAV2 once they were both in the cell. Briefly, the epithelia were turned upside down, and we
carefully applied 500 particles of AAV5/
Gal or AAV2/
Gal per cell
in a volume of 25 µl to the bottom of the Millipore filter. After 30 min, the epithelia were rinsed thoroughly. To allow for maximal
expression, the epithelia were studied 2 weeks after infection. Figure
5B shows that similar levels of
-galactosidase activity were
detected in airway epithelia transduced with AAV2/
Gal and AAV5/
Gal. These data suggest that both viruses work equally well when applied to the basolateral side. To test the mechanism of uptake,
the studies were repeated in the presence of soluble heparin. As
previously reported, basolateral infection of the airway epithelia by
AAV2 was competed off by soluble heparin (8). However, the AAV5/
Gal transduction via the basolateral surface was not blocked by
heparin competition. These data suggest that AAV5 binds to an
as-yet-unidentified receptor present both on the apical and basolateral
surfaces of human airway epithelia.
AAV5-mediated gene transfer to the airways in vivo.
These data
demonstrate improved gene transfer of AAV5 compared to AAV2 on human
ciliated airway epithelia. To compare the transduction efficiency of
AAV5 and AAV2 in vivo, we administered either AAV2 or AAV5
(1010 particles) to 6- to 8-week-old C57BL/6 mice in a
total volume of 125 µl via nasal instillation. After 30 days, the
mice were sacrificed, and the lungs were fixed and stained with X-Gal
as previously described (36). We chose a relatively low
viral input to maximize the difference between specific receptor
binding and nonspecific binding that may occur when the viral
concentrations are very high (8, 18, 34, 43). We observed
only minimal transduction in mice treated with AAV2/
Gal (Fig.
6). In
contrast, we found a significant increase in the number of blue cells
in the lungs of mice treated with AAV5. These data confirm the in vitro
observation that AAV5 is more efficient than AAV2 at mediating gene
transfer to the luminal surface of airway epithelia and suggest that
murine airway epithelia express the receptor for AAV5.


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FIG. 6.
AAV5/ Gal-mediated gene transfer to murine conducting
airway epithelia and alveolar epithelia in vivo. Mice were exposed to
1010 particles of either AAV2/ Gal or AAV5/ Gal via
nasal instillation. After 30 days, the mice were sacrificed, and the
lungs were fixed and stained with X-Gal. The figure shows
representative photomicrographs showing ciliated and nonciliated cells
transduced by AAV2/ Gal (A) and AAV5/ Gal (B). Panel C shows
quantitation of gene transfer by number of blue nuclei of
-galactosidase-expressing bronchial and alveolar cells per
microscopic field (n = 5 mice per group). Asterisk
indicates P < 0.01.
|
|
 |
DISCUSSION |
Recombinant AAV have been widely used for gene transfer to a
variety of cells in vitro and several organs in vivo. AAV has several
advantages that make it a promising vector for gene therapy, including
the lack of human pathology associated with wild-type AAV, prolonged
expression of the transgene, and the lack of genes that encode viral
proteins. Furthermore, there is already a significant amount of safety
data both from animal experiments for diseases that require targeting
to liver, muscle, lung, eye, and central nervous system cells (12,
13, 16, 22, 31) and from human experiments in which the vectors
have been targeted to the nasal, sinus, and intrapulmonary airway
epithelia (35). However, the lack of efficiency results in
two significant problems. The first is a limited therapeutic index.
Second, how does a low transduction efficiency result in a problem with
vector production?
In order to improve the transduction efficiency of AAV2 for a
particular target cell, several groups have reported the augmentation of the natural tropism of the virus by genetic modification of the
capsid designed to retarget the vector (15), by bispecific antibodies (2), or by incorporation of AAV in a calcium
phosphate coprecipitate in order to increase nonspecific binding
(36). In this work, we used a different approach and
examined the tropism of other naturally occurring AAV isolates for
airway epithelia.
Of the six primate isolates, AAV2 has been the most extensively
studied. AAV1 and AAV4 were isolated from nonhuman primates (6,
39). Xiao et al. (39) showed that recombinant AAV1 was
better than AAV2 in transducing muscle, but AAV2 outperformed AAV1 in
liver. Furthermore, Xiao et al. pointed to an additional advantage of
using a different serotype of AAV. They found that AAV1 could be used
in mice that had been immunized with recombinant AAV2. Recently,
recombinant AAV3 and AAV6 vectors have also been shown to have
different tropisms than AAV2, and in the case of AAV6, they have been
shown to be resistant to neutralizing antibodies directed against AAV2
(28).
Sequencing data indicate that AAV5, in particular the capsid protein
open reading frame, is the most divergent of the group of primate AAV.
Based upon the published X-ray crystal structure of the canine
parvovirus, we predicted the four loop regions on the capsid surfaces
of AAV2 and AAV5 (40). The sequence homologies between the
predicted loops 1, 2, 3, and 4 are 12, 10, 42, and 17%, respectively.
This predicted divergence in the capsid protein probably accounts for
the different tropism of AAV5.
The data presented in this manuscript suggest that the capsid of AAV5
is sufficiently different from that of AAV2 to allow for efficient
binding and infection of human airway epithelia. While previous
research has demonstrated transduction of airway epithelial cells with
AAV2, those studies have required very high MOIs and/or prolonged
incubation times. We found that both human and murine airway epithelia
could be more efficiently transduced by AAV5. Furthermore, the data
suggest a novel receptor present in both the apical and basolateral
surfaces of airway epithelia.
 |
ACKNOWLEDGMENTS |
We thank Pary Weber, Phil Karp, Tom Moninger, Janice
Launspach, David Welsh, Geri Traver, Theresa Mayhew, and Christine
McLennan for excellent assistance. We especially appreciate the help of ISOPO and IIAM for the human lungs. We appreciate the support of the
University of Iowa Gene Transfer Vector Core, In Vitro Cell
Models Core, and Morphology Core.
This work was supported by National Heart, Lung, and Blood Institute
(grant HL58340), the Cystic Fibrosis Foundation, and the Roy J. Carver Charitable Trust.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: University of
Iowa College of Medicine, 500 EMRB, Iowa City, IA 52242. Phone: (319) 353-5511. Fax: (319) 335-7623. E-mail:
Joseph-Zabner{at}uiowa.edu.
 |
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Journal of Virology, April 2000, p. 3852-3858, Vol. 74, No. 8
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Copyright © 2000, American Society for Microbiology. All rights reserved.
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