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Journal of Virology, April 2000, p. 3555-3565, Vol. 74, No. 8
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Kinetics of Recombinant Adeno-Associated
Virus-Mediated Gene Transfer
Ajay K.
Malik,1
Paul E.
Monahan,2
David L.
Allen,1
Bing-Guan
Chen,1
R. Jude
Samulski,3 and
Kotoku
Kurachi1,*
Department of Human Genetics, University of
Michigan Medical School, Ann Arbor, Michigan
48109-0618,1 and Departments of
Pediatrics2 and
Pharmacology,3 University of North
Carolina, Chapel Hill, North Carolina 27599
Received 1 September 1999/Accepted 18 January 2000
 |
ABSTRACT |
Recombinant adeno-associated virus (rAAV) vectors have been shown
to be useful for efficient gene delivery to a variety of dividing and
nondividing cells. Mechanisms responsible for the long-term, persistent
expression of the rAAV transgene are not well understood. In this study
we investigated the kinetics of rAAV-mediated human factor IX (hFIX)
gene transfer into human primary myoblasts and myotubes. Transduction
of both myoblasts and myotubes occured with a similar and high
efficiency. After 3 to 4 weeks of transduction, rAAV with a
cytomegalovirus (CMV) promoter showed 10- to 15-fold higher expression
than that with a muscle-specific creatine kinase enhancer linked to
-actin promoter. Factor IX expression from transduced myoblasts as
well as myotubes reached levels as high as approximately 2 µg of
hFIX/106 cells/day. Southern blot analyses of
high-molecular-weight (HMW) cellular genomic and Hirt DNAs isolated
from rAAV/CMVhFIXm1-transduced cells showed that the conversion of
single-stranded vector genomes to double-stranded DNA forms, but not
the level of the integrated forms in HMW DNA, correlated with
increasing expression of the transgene. Together, these results
indicate that rAAV can transduce both proliferating and terminally
differentiated muscle cells at about the same efficiency, that
expression of transgenes increases linearly over their lifetime with no
initial lag phase, and that increasing expression correlates with the
appearance of double-stranded episomal rAAV genomes. Evidence showing
that the rAAV virions can copackage hFIX, presumably nonspecifically,
was also obtained.
 |
INTRODUCTION |
Adeno-associated virus type 2 (AAV-2) is a nonpathogenic (10, 11), 4.7-kb single-stranded
DNA virus that requires coinfection with helper adenovirus or herpes
simplex virus for efficient replication (5, 12, 30). The
viral genome contains two open reading frames that express four Rep and
three Cap proteins and is flanked by the 145-bp terminal repeats, which
are the only cis-acting elements that are essential for
replication, packaging, or integration (reviewed in reference
47). Thus, the entire AAV genome, except for these
repeats, can be replaced by a transgene to form a recombinant AAV
(rAAV) (43, 57). The natural tissue tropism of wild-type AAV
is for lung epithelial cells; however, the recombinant vector has been
used to also efficiently target skeletal muscle, liver, retina, brain,
and gut epithelium (15, 20, 23, 24, 32, 34, 35, 60, 71, 77).
This nearly ubiquitous tropism can be partly explained by the fact that
AAV-2 apparently uses widely expressed molecules as coreceptors,
including heparan sulfate proteoglycan (primary attachment receptor),
fibroblast growth factor receptor 1, and
V
5-integrin (52, 62,
63; J. Qui, H. Mizukami, and K. E. Brown, Letter, Nat.
Med. 5:467-468, 1999).
Either strand of the virus can be packaged in virions as a
single-stranded DNA (47). In an infected cell, this
single-stranded virion DNA is converted to a double-stranded form by
poorly defined mechanisms. In the absence of helper virus coinfection,
wild-type AAV integrates as concatamer and preferentially but not
exclusively at the AAVS1 locus on human chromosome 19 by a process that
requires viral Rep protein(s) (33, 36, 40, 58). Upon
subsequent helper virus infection, the wild-type AAV genome is rescued
and the virus enters the lytic cycle, forming progeny virions and thus
completing the viral infection cycle. On the other hand, the genome
maturation kinetics is not well understood for the rAAV vector genome.
rAAV, delivered in the absence of helper virus and Rep protein,
persists as a single-stranded genome for a certain period in transduced
tissues. Using host cell enzymes, the single-stranded rAAV genome is
converted to double-stranded forms that may persist as linear or
circular episomes and may also appear in the high-molecular-weight (HMW) DNA. Integration of rAAV occurs at a low frequency, as monomers or low-copy-numbers concatamers, and with a loss of chromosome 19 specificity (13, 33, 43, 48, 51, 53, 55). Poor understanding
of rAAV genome maturation has added to the confusion regarding what
form(s) of rAAV, integrated or episomal, is truly responsible for
long-term transgene expression and persistence, both of which are the
hallmarks of rAAV-mediated gene transfer in muscle, liver, and other
target organs.
Skeletal muscle has turned out to be a promising tissue for
rAAV-mediated systemic delivery of transgene products. Efficient systemic delivery of transgene products in skeletal muscle has been
clearly demonstrated (6, 16, 18, 73). High rAAV transducibility, easy accessibility, low turnover of cells, and high
vascularity are salient features that make skeletal muscle a preferred
rAAV delivery tissue. The ability of skeletal muscle to exhibit
persistent expression of the rAAV transgene has been well described
(15, 23, 34, 71). The lifelong transgene expression obtained
in mice after rAAV-mediated gene transfer is in part due to the
inability to elicit a cell-mediated immune response (31).
These features of rAAV in muscle have led to preclinical testing with
hemophilia B mouse and dog models and now to initial translational
clinical testing (for a review, see reference 54).
Hemophilia B is caused by deficiency of blood coagulation factor IX
(FIX), a key protein that occupies a pivotal position in the
coagulation cascade (17, 37, 41).
A single intramuscular injection of rAAV containing the human, mouse,
or canine FIX (hFIX, mFIX, or cFIX) expression unit into
immunocompetent normal or hemophiliac mice or dogs can result in the
production of biologically active FIX (27, 28, 76). In mice
intramuscularly injected with rAAV vector containing the hFIX
expression unit (rAAV/hFIX), the level of hFIX increases gradually over
5 to 10 weeks after a 1- to 2-week initial lag phase. Using
rAAV/
-galactosidase vector, such gradual increase in expression of
transgene has also been correlated with a concomitant increase in the
integrated form of the rAAV vector (15). Similarly, the
integrated form of rAAV correlates with transgene expression in
liver-directed rAAV in mice (44). Other groups have
suggested a role for episomal rAAV forms in the long-term persistence
and expression in muscle (19). To clarify these issues, we
analyzed the kinetics of rAAV transduction using a human skeletal
muscle cell assay system. Primary human skeletal muscle cells can be maintained for almost a month in culture, much longer than mouse primary muscle cells, allowing us to analyze the detailed initial kinetics of rAAV transduction.
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MATERIALS AND METHODS |
rAAV vectors.
Plasmid pTR/Me4
AhFIXm1 containing the
2.8-kb human FIX minigene (hFIXm1) (38) under the
transcriptional control of four tandem copies of muscle creatine kinase
enhancer (Me4) and
-actin promoter (
A) (69) was
constructed by inserting the Me4-
A-hFIXm1 cassette between the AAV
terminal repeats in pTR-UF2 (described in reference
77). The Me4-
A-hFIXm1 fragment (4.4-kb) was
obtained from pBS/Me4
AhFIXm1 by KpnI-BamHI
digestion. This fragment was inserted at the
KpnI-BamHI sites of pTR-UF2 containing AAV
terminal repeats and bovine growth hormone (bGH) poly(A) signal, thus
generating pTR/Me4
AhFIXm1 (Fig. 1).
pTR/CMVhFIXm1 was constructed by inserting hFIXm1 (2.8-kb) into pTR-UF2
at the BamHI site between the human cytomegalovirus (CMV)
immediate-early gene enhancer/promoter and bGH poly(A) signal (Fig. 1).
The rAAV genomes produced from these vectors, rAAV/CMVhFIXm1 and
rAAV/Me4
AhFIXm1, were 4.0 and 4.9 kb in size, respectively.

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FIG. 1.
Structure of rAAV/Me4 AhFIXm1 and rAAV/CMVhFIXm1
constructs. rAAV/Me4 AhFIXm1 contains the hFIX minigene under the
transcriptional control of four tandem copies of the minimal MCK
enhancer (Me4; total size 1.2 kb) and 280-bp -actin promoter.
rAAV/CMVhFIXm1 contains the 620-bp CMV immediate-early gene
enhancer-promoter, hFIX minigene, and bGH poly(A) signal, flanked by
AAV inverted terminal repeats. The CMV promoter probe (0.62-kb
EcoRI-BamHI fragment) used for Southern analysis
is shown by a dark line. The internal EcoRI fragment
detected by the CMV promoter probe is 1.9 kb (arrow a in Fig. 4 and 5).
The line at the bottom represents a 5-kb scale, with each mark
representing 1 kb.
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Helper-free rAAV vectors were prepared by the triple plasmid
cotransfection method as previously described (
39,
72).
Briefly,
293 cells in a 100-mm-diameter culture dish were cotransfected
with 5 µg of rAAV plasmid, 5 µg of AAV helper plasmid (pACG2),
and
15 µg of adenovirus helper plasmid (pXX6) (1:1:1 molar ratio).
At
48 h posttransfection, the rAAV virions were released from
the
cells by three freeze-thaw cycles and purified by
(NH
4)
2SO
4 fractionation and two
sequential CsCl
2 gradient centrifugations.
The titer of
rAAV was then determined by the dot-blot hybridization
assay. Following
DNase digestion and proteinase K treatment, 5-µl
samples from each
fraction were denatured and probed with a radiolabelled
BamHI fragment of hFIX cDNA. Serial dilutions of linearized
rAAV
plasmid solution were used as DNA concentration standards to
determine
the viral particle number titer (virus particles per
milliliter).
In our experience, the number of infectious units is in
the order
of 500 to 1,000 times smaller than the rAAV particle number.
The
rAAV preparation was then dialyzed against 10 mM Tris (pH 7.5)-140
mM NaCl-1 mM MgCl
2-3% glycerol with three or four
changes of dialysis
solution over 4 to 12 h. Virus aliquots were
stored at

70°C until
use. No visible cytopathic effect was seen on
myoblast cultures
after infection with these rAAV preparations. Viral
titers obtained
were between 4.5 × 10
11 and 2 × 10
12 particles per ml for the several preparations used in
this
paper.
Isolation and maintenance of human myoblasts.
Primary human
myoblasts were isolated from biopsy samples of healthy abdominal muscle
tissue (rectus abdominus) which were obtained from patients undergoing
surgery (at sites unrelated to abdominal muscle) at the Department of
Surgery. Written consent was obtained in accordance with institutional
guidelines. Muscle tissue biopsy specimens freshly obtained from 44- or
2-year-old individuals were immediately placed in ice-cold human
myoblast growth medium (HMB-GM) (see below) and left overnight at
4°C. Myoblasts were isolated by using anti-CD56 antibody linked to magnetic beads (B.-G. Chen and K. Kurachi, unpublished data) or by a
cloning method as previously described (74). The primary myoblasts obtained were more than 99% free of fibroblasts, as judged
by desmin immunofluorescence staining (data not shown), and were
capable of complete differentiation into myotubes. The primary
myoblasts can be maintained in culture for at least 25 to 30 doublings
(about 8 to 10 passages) (data not shown). The cells used in this
report were between passages 3 and 5. Myoblasts were routinely
maintained on 0.25% gelatin (Sigma, St. Louis, Mo.)-coated tissue
culture dishes. The tissue culture dishes were coated with gelatin by
pipetting 0.25% (wt/vol) solution of gelatin made in water, swirling
the dishes to wet the surface, and removing the solution before plating
the cells. The growth-factor rich media, HMB-GM, used for myoblasts in
this paper were (i) Ham's F10 medium (Sigma) supplemented with 20%
heat-inactivated fetal bovine serum (FBS; Gibco-BRL, Gaithersburg,
Md.), 5 ng of bovine fibroblast growth factor basic (R & D Systems,
Minneapolis, Minn.) per ml, and penicillin-streptomycin (pen-strep;
Gibco-BRL); and (ii) skeletal muscle growth medium (SKGM;
Clonetics/Whittakar, San Diego, Calif.) supplemented with 20%
Dulbecco's modified Eagle's medium (DMEM; Gibco-BRL), 5% FBS, and
pen-strep. The differentiation medium used was DMEM supplemented with
2.5% FBS and pen-strep.
Recombinant AAV transduction.
For rAAV transduction, 3 × 105 human myoblasts were routinely plated on
60-mm-diameter gelatin-coated culture dishes and grown for 3 days to
90% confluency (~106 cells). The myoblasts were then
differentiated by being grown for 3 days in DMEM containing 2.5% FBS.
The medium was replaced every day. Fully differentiated myotubes or
90% confluency myoblasts were infected with rAAV at a multiplicity of
infection (MOI) of 1 × 104, 1 × 105, or 5 × 105 particles/cell (ca.
1 × 1010, 1 × 1011, or 5 × 1011 particles/dish) for 2 h at 37°C with continuous
rocking in 0.5 ml made up with Opti-MEM-I medium (Gibco-BRL). The
volume was then adjusted to 2 ml with medium containing
BaSO4-treated FBS (75) and supplemented with 10 µg of vitamin K1 per ml (AquaMEPHYTON; Merck, West Point,
Pa.). The medium was collected daily, and fresh medium was added. In
some experiments, the infections were done in six-well plates. The
medium collected was centrifuged for 30 s in a microcentrifuge to
remove cell debris and stored at
70°C until use. Levels of hFIX
produced in the medium were estimated by enzyme-linked immunosorbent
assay (ELISA), using pooled normal human plasma (George King
Bio-Medical Inc., St. Overland Park, Kans.) as the standard, as
previously described (38). All samples were assayed in
duplicate, and the sensitivity of this ELISA was of the subnanogram order.
Isolation and analysis of HMW and Hirt DNAs.
HMW (cellular
genomic and possibly some very large concatameric forms of rAAV) DNA
was isolated from infected cells at various times postinfection (p.i.).
Cells were gently rinsed with ice-cold phosphate-buffered saline and
were harvested by scraping into 2 ml of ice-cold phosphate-buffered
saline. Cells from three 60-mm-diameter dishes were pooled for each
time point, and the genomic DNA fraction was obtained by proteinase
digestion of cells as described previously (45, 56). Stringy
DNA (HMW DNA), precipitated upon addition of 70% ethanol (final
volume) to cell lysates, was spooled out using a plastic pipette tip,
transferred to a tube containing 70% ethanol, and pelleted by brief
centrifugation at room temperature. The DNA pellet was air dried and
allowed to resuspend overnight in 20 to 100 µl of TE (10 mM Tris-HCl
[pH 8.0], 1 mM EDTA) at 4°C. After removal of HMW DNA, the
remaining original 70% ethanol solution was centrifuged at room
temperature for 15 min in a microcentrifuge to obtain Hirt DNA
(unintegrated low-molecular-weight DNA). The Hirt DNA pellet was washed
with 70% ethanol and resuspended in 25 µl of TE containing RNase A
(at 0.1 mg/ml [final concentration]). This spooling method, which is
routinely used for obtaining high-quality genomic DNA from culture
cells and various tissues, was used rather than conventional Hirt
precipitation (29) because this enabled us to prepare both
high-quality HMW and Hirt DNA preparations from the same cells.
Southern blot analysis of restricted genomic DNA (4 to 10 µg) was
carried out on a 0.75% agarose gel using 32P-radiolabelled
probes (56). Specifically hybridized bands were quantitated
on a PhosphorImager (STORM system; Molecular Dynamics, Sunnyvale,
Calif.).
Transfection of human myoblasts.
Primary myoblasts were
transfected using FuGENE 6 (Roche, Indianapolis, Ind.) as recommended
by the manufacturer, with modifications. Briefly, 2 × 105 myoblasts were plated per well of a six-well plate
coated with 0.25% gelatin and incubated overnight at 37°C. After 1 day, cells at 70 to 80% confluency were transfected by centrifugation
(30 min at 1,180
g and 32°C) after addition of a
mixture of 3 µg of plasmid DNA (precondensed by incubating with 3 µg of histone H1 protein [Roche] for 5 min at room temperature) and
9 µl of FuGENE 6 on cells in a final volume of 1 ml of medium.
Centrifugation was performed using microtiter plate carrier. After
4 h, the transfection medium was replaced with 1 ml of growth
medium (SKGM) supplemented with BaSO4-treated FBS and 10 µg of vitamin K1 per ml. The medium was collected every
24 h, and the hFIX produced was assayed by ELISA. Expression
obtained in the 24- to 48-h posttransfection period in repeated
experiments was reported.
Western blot analysis of rAAV/CMVhFIXm1 virions.
rAAV
preparations were diluted to 1011 particles/ml in 50 mM
Tris (pH 6.7). Sodium dodecyl sulfate (SDS)-polyacrylamide gel-loading buffer (5×) was added to the samples and boiled for 5 min, and 2 or 4 µl was resolved on an SDS-10% polyacrylamide gel and electroblotted onto polyvinylidene difluoride membranes as previously described (42). The hFIX proteins on blots were visualized by
sequential treatment with goat anti-hFIX polyclonal antibody (obtained
from Enzyme Research Laboratories Inc., South Bend, Ind.) (used at 1:1,000 dilution in Tris-buffered saline [TBS] [pH 7.5]),
horseradish peroxidase-conjugated swine antigoat immunoglobulin G
(Roche) (1:5,000 dilution in TBS) and chemiluminescent reagents
(ECL-PLUS [Amersham]). The titers of rAAV/CMV-
-gal and wild-type
AAV-2 used as controls in these experiments were 5.5 × 1011 and 1.3 × 1011 particles/ml,
respectively. These vectors were produced from rAAV plasmids, pAB-11
and pSub201, respectively, using the helper-free system as described above.
 |
RESULTS AND DISCUSSION |
Transduction of human myotubes with rAAV/CMVhFIXm1 results in much
higher expression of transgene than does that of
rAAV/Me4
AhFIXm1.
Previously we showed that Me4
A
muscle-specific promoter can drive high hFIX expression in primary
mouse myoblasts (69). To evaluate the expression of hFIX
transgene from the Me4
A promoter in rAAV-mediated gene transfer, we
constructed rAAV/Me4
AhFIXm1 vector and compared it with the
constitutive vector rAAV/CMVhFIXm1 (Fig. 1). Figure
2 shows
the kinetics of hFIX production from human myotubes after transduction
with rAAV/Me4
AhFIXm1 or rAAV/CMVhFIXm1. It is important to note that
longitudinal and detailed analysis of kinetics of rAAV transduction and
transgene expression was possible only by using human muscle cells,
which could be maintained viable in culture for as long as 1 month.
Mouse myotubes, on the other hand, could not be maintained for more
than 7 to 9 days in culture (data not shown).


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FIG. 2.
Production of hFIX from human muscle cells transduced
with rAAV/Me4 AhFIXm1 or rAAV/CMVhFIXm1 vector. (A, C, E, G, I, K,
and M) hFIX production after direct transduction of myotubes (solid
triangles); (B, D, F, H, J, L, and N) hFIX production from myotubes
generated from transduced myoblasts (open squares). Cells were
transduced with rAAV/Me4 AhFIXm1 at a MOI of 1 × 104 (A and B) or rAAV/CMVhFIXm1 at a MOI of 1 × 104 (C to F), 1 × 105 (G to L), and
5 × 105 (M and N). Cells were maintained in
differentiation medium (A to D, G and H), F10-based medium (E, F, I, J,
M, and N), or SKGM-based medium (K and L). hFIX secreted per day was
assayed by ELISA and is shown as mean and standard error of the mean
(n = 2 for panels A, B, E, and F; n = 3
for panels C, D, K, L, M, and N). For panels G, H, I, and J, the
experiment was started with nine 60-mm dishes, and three dishes were
used at each time point as described in the text. For panels F, J, L,
and N, myoblasts were differentiated by being transferred to
differentiation medium for 3 days p.i., and then maintaining the cells
in F10- or SKGM-based rich medium as described in the text. No high or
transient expression of hFIX was seen in panels K and L, presumably
because a different rAAV batch was used for them, which is different
from those used for other experiments.
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The human muscle cells were infected at a MOI of 10
4
rAAV particles per cell and maintained in differentiation medium,
and
the hFIX secreted was assayed by ELISA (Fig.
2A to D).
Myotubes
directly transduced with rAAV/Me4

AhFIXm1 secreted ~14 ng
of hFIX/10
6 cells/day, while myotubes transduced with
rAAV/CMVhFIXm1 produced
almost 15-fold more hFIX than did those
transduced with rAAV/Me4

AhFIXm1,
almost 200 ng of
hFIX/10
6 cells/day toward the end of the 4 weeks of the
experimental period
(Fig.
2A and C). In these experiments, the cell
numbers refer
to myoblasts prior to differentiation. Similar results
were also
obtained from myotubes derived from myoblasts transduced
prior
to differentiation (Fig.
2B and D). In the latter case,
rAAV/Me4

AhFIXm1-
or rAAV/CMVhFIXm1-transduced cells secreted ~30
or ~300 ng of
hFIX/10
6 cells/day, respectively, toward
the end of experimental period.
Production of hFIX from human myoblasts
transfected with rAAV
vectors also showed a relative difference in hFIX
expression levels;
i.e., pTR/CMVhFIXm1-transfected myoblasts produced
fourfold more
hFIX (15 ± 5 ng/ml;
n = 4) than did
the pTR/Me4

AhFIXm1-transfected
myoblasts (4 ± 1 ng/ml;
n = 4). These experiments suggested that
the CMV
promoter is substantially stronger than the Me4

A transcriptional
unit in human muscle cells. This is consistent with observations
made by others (
1,
27,
28). The overall hFIX
production
level from rAAV/Me4

AhFIXm1-transduced human muscle
cells was
much lower than that from pdLMe4

AhFIXm1-transfected mouse
myoblasts
(~750 ng of hFIX/10
6 cells/day)
(
68). This difference may be due in part to the
source of
enhancer-promoter used in Me4

A (the enhancer and promoter
were of
mouse and chicken origin, respectively) (
69). Therefore,
we
used rAAV/CMVhFIXm1 for the following studies of the mechanisms
responsible for rAAV transduction of human skeletal muscle cells
and
the transgene expression kinetics
involved.
rAAV transduction of human myotubes and myoblasts results in
similar and high hFIX production.
Human skeletal myotubes were
transduced with rAAV/CMVhFIXm1 at a MOI of 1 × 104,
1 × 105, or 5 × 105 and maintained
in differentiation medium (supplemented with 2.5% FBS) or in rich
medium (F10- or SKGM-based medium) (Fig. 2C to N). Both F10- and
SKGM-based media are routinely used as muscle cell growth media. We
tested both to see if these different media have an effect on transgene
expression. In addition, we chose to maintain cells throughout in
differentiation medium because cells survive longer under these culture
conditions, allowing us to extend the duration of transgene expression.
As shown in Table 1 and Fig. 2C to N, a
viral dose-response relationship was obtained from transduced myotubes
maintained in the F10-based medium. These cells showed maximal hFIX
production of ~600, ~800, or ~1,700 ng of hFIX/106
cells/day when transduced at a MOI of 1 × 104, 1 × 105, or 5 × 105, respectively (Fig.
2E, I, and M; Table 1). Myotubes in differentiation medium produced
lower levels of hFIX (~200 ng of hFIX/106 cells/day)
(Fig. 2C and G). Similar to the results with myotubes maintained in
F10-based medium, the myotubes in SKGM-based medium also produced high
levels of hFIX (Fig. 2K; Table 1). A similar dose-response relationship
was also obtained from myotubes derived from myoblasts, which were
transduced at 90% confluency prior to differentiation (Fig. 2D, F, H,
J, L, and N; and Table 1). However, unlike direct transduction of
myotubes, the expression of hFIX did not necessarily increase linearly.
This may be in part due to the rAAV transduction process and subtle
unknown effects of induction of differentiation, although further
studies are required to find the reason. The overall maximal hFIX
expression in these experiments was 1,500 to 1,900 ng of
hFIX/106 cells/day (Table 1). This supports the high
capability of skeletal muscle to express hFIX transgene, agreeing with
previous observations in mouse muscle cells (68, 73).
Expression of hFIX from rAAV-transduced human skeletal muscle cells
occurs with no lag phase.
As shown in Fig. 2, the
rAAV/CMVhFIXm1-transduced human myotubes showed no appreciable lag
period but showed a linear increase in hFIX production (Fig. 2C, E, G,
I, K, and M). In both mice and dogs intramuscularly injected with
rAAV/FIX, a lag phase of about 2 weeks followed by a slow rise over 5 to 8 weeks before reaching stable constant levels is observed (27,
28). A similar lag phase was also reported in
-galactosidase
production in mice intramuscularly injected with rAAV/
-gal
(15). However, in some experiments, wherein
rAAV/erythropoitin was intramuscularly delivered to mice, no such lag
phase was observed and transgene expression was observed from as early
as 4 days p.i. (61, 67). One possible explanation for the
observed lag in detectable hFIX production in mice is a need to
saturate hFIX binding sites on endothelial cells and vascular tissue
prior to the appearance of detectable hFIX in the circulation (14,
27) whereas the in vitro culture assay system is not affected by
such hFIX binding. Our observations with human muscle cells strongly
support the notion that there is no appreciable initial lag phase in
hFIX production and are consistent with the conceivable mechanism of
slow but steady conversion of single- to double-stranded rAAV genome.
rAAV virions can copackage hFIX protein.
In some experiments,
as shown in Fig. 2, rAAV/CMVhFIXm1-transduced muscle cells exhibited a
high and transient hFIX production during the first 2 days of
transduction. Some previous reports suggested that the CMV promoter has
a differential activity in different tissues and at various stages of
organogenesis and differentiation (7, 8, 59). The initial
spike in hFIX levels is probably not due to myoblast
differentiation-specific effects, because this transient expression was
also observed in transduction of fully differentiated myotubes (Fig.
2C, E, I, and M). Since rAAV vectors can package either plus or minus
strands (9), the single-stranded DNA of both polarities must
be present in infected cells. Therefore, it is possible that some of
these strands anneal and form transcriptionally active double-stranded
forms. This scenario, however, provides only a partial explanation
because of the transient nature of hFIX expression. The notion of
carryover of the rAAV plasmid vector used for transfection of the 293 packaging cells to target cell transduction medium is inconceivable,
because of the several specific steps involved in rAAV purification.
rAAV may nonspecifically trap transgene products, as previously
suggested (
4,
65). As shown in Fig.
2, the purified rAAV
virions were not removed after 2 h of infection and the medium
was
made up to a total of 2 ml. Therefore, 1 day p.i., the medium
still
contained the rAAV virions that failed to infect. Using
a quantitative
dot blot assay and a CMV promoter probe, we showed
that a substantial
number of particles failed to infect cells
and remained in the medium
after 1 day (Table
2). These virions,
if
containing hFIX, might have contributed to the hFIX levels
measured by
ELISA. We directly tested rAAV/CMVhFIXm1 virions in
an
hFIX-specific ELISA. Dilutions of rAAV/CMVhFIXm1 virions at
10
11, 10
10, or 10
9 particles/ml
gave an average of 2,282, 272, or 8 ng of hFIX/ml,
respectively.
Results of Western blot analysis of rAAV/CMVhFIXm1
virion proteins
is shown in Fig.
3. Wild-type AAV-2 or
rAAV/CMV-

-gal
virions prepared by the same helper-free system as for
rAAV/CMVhFIXm1
were used as controls along with the purified hFIX
protein. rAAV/CMVhFIXm1
virion protein-containing lanes showed the
anti-FIX reactive band
of 56 kDa (lanes 2 and 7) at the same position
as the plasma-derived
hFIX controls (lanes 1 and 6). Protein
preparations from rAAV/CMV-

-gal
or wild-type AAV-2 virions or
dilution buffer alone did not show
any corresponding bands (lanes 3 to
5 and 8 to 10). These results
strongly supported the notion that rAAV
virions copackaged hFIX,
and thus the transient hFIX expression at 1 day p.i. in Fig.
2 can be almost fully accounted for by hFIX protein
contained in
the rAAV virions and is not due to transgene expression
from infected
cells. We previously observed a transient partial
correction of
whole-blood clotting time in dogs after 1 day of
intramuscular
injection of rAAV/CMVhFIXm1 (
46). This
whole-blood clotting
time correction could not be expected on the basis
of hFIX transgene
expression. We propose that such partial WBCT
correction may be
due to the delivery of hFIX protein copackaged in the
rAAV virions.

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FIG. 3.
Western blot analysis of rAAV virion-packaged proteins.
rAAV preparations diluted to 1011 particles/ml were
resolved on an SDS-10% polyacrylamide gel and electroblotted onto
polyvinylidene difluoride membranes. The hFIX proteins on blots were
visualized by the chemiluminescent detection system. Lanes 2 to 4 and 7 to 9 were loaded with 4 or 2 µl of rAAV vectors, respectively. Lanes
1 and 6 were loaded with 8 and 4 ng of purified plasma-derived hFIX
protein, respectively. Lanes 2 and 7 were loaded with rAAV/CMVhFIXm1.
Lanes 3 and 8 and lanes 4 and 9 were loaded with wild-type AAV or
rAAV/CMV- -gal, respectively. Lanes 5 and 10 contain the dilution
buffer alone. The arrow indicates the position of the hFIX protein (56 kDa).
|
|
Integration of the rAAV transgene in cellular genomes does not
correlate with transgene expression.
One of the major unresolved
issues regarding the rAAV transduction mechanism is whether rAAV genome
integration into the host cell genome is needed for transgene
expression. The human muscle cell model described above provides a
powerful system to study the mechanisms governing rAAV transduction,
because the cell number (nucleus number) is effectively maintained
unchanged upon differentiation and thus any alterations observed in the
rAAV genome in these cells can be directly correlated to the changes in
transgene expression. Furthermore, it permits us to analyze actively
proliferating cells and terminally differentiated cells derived from them.
We isolated cellular genomic (HMW) DNA from rAAV/CMVhFIXm1-transduced
myotubes that were infected at a MOI of 10
5 and maintained
in F10-based rich medium (Fig.
2I). Presumably,
this fraction may also
contain some very large concatameric forms
of the rAAV vector. The HMW
DNA was subjected to Southern blot
analysis using a CMV
promoter-specific probe (Fig.
1). As expected,
this probe showed strict
transgene specificity, and no hybridization
was seen with the DNA
isolated from uninfected myotubes (Fig.
4, lane 5). To compare the amounts of
rAAV genomes in HMW DNA
fractions at various times after transduction,
the HMW DNA were
isolated from myotubes at 4, 10, and 19 days p.i. and
digested
with
EcoRI, which cleaves at the 5' end of the
promoter and within
the hFIX intron to release a 1.9-kb band (Fig.
1
and
4). As shown
in Fig.
4 (lane 6), transgenes were clearly present in
HMW DNA
on day 4 p.i., the earliest time point analyzed in this
study.
The amount of transgene released from HMW DNA on day 10 p.i. was
not significantly different from that obtained from the HMW
DNA
on day 19 p.i. (lanes 7 and 8). To rule out a culture
medium-specific
effect, HMW DNA from transduced myotubes, which were
maintained
in differentiation medium, was also analyzed (Fig.
2G). As
expected,
the undigested HMW DNA from transduced myotubes hybridized
with
the CMV promoter probe showed the presence of transgene in DNA
larger than 12 kb (Fig.
5, lanes 10 to
12). Similar to the above
results, the amount of transgenes released
from HMW DNA on day
17 p.i. was not significantly different from
the amount released
on day 28 p.i. in the transduced myotubes
(lanes 8 and 9).

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FIG. 4.
Southern blot analysis of DNA isolated from
rAAV/CMVhFIXm1-transduced cells. HMW and Hirt DNA were isolated from
muscle cells transduced at a MOI of 105 and maintained in
F10-based medium (Fig. 2I and J). HMW or Hirt DNA was isolated 4 days
p.i. (lanes 2, 6, 9, 12, 15, and 18), 10 days p.i. (lanes 3, 7, 10, 13, 16, and 19), or 19 days p.i. (lanes 4, 8, 11, 14, 17, and 20). Lanes: 2 to 4 and 9 to 11, HMW DNA from cells transduced at the myoblast stage;
6 to 8 and 12 to 14, HMW DNA from cells transduced at the myotube
stage; 1 and 5 respective mock-infected control DNA isolated on day 4. HMW DNA (4 µg) was digested with EcoRI and subjected to
Southern blot analysis with the CMV promoter probe. Lanes 1 to 8 contain EcoRI-digested HMW DNAs, and lanes 9 to 14 contain
undigested HMW DNAs. Arrow a indicates the position of the 1.9-kb
internal EcoRI fragment. The possible position for the
>12-kb genomic DNA signal, more prominant in Fig. 5, is shown by an
asterisk. Lanes 15 to 17 contain Hirt DNA from cells transduced at the
myoblast stage; lanes 18 to 20 contain Hirt DNA from cells transduced
at the myotube stage. Hirt DNA isolated from cells cultured in the rich
medium tends to give less discernible bands, and undigested or digested
genomic DNA show bands of >4-kb (lanes 9 to 14) and <1.9 kb (lanes 2 to 4 and 6 to 8), respectively. These bands, however, are not seen when
genomic DNA prepared from rAAV-transduced cells was grown in
differentiation medium (see Fig. 5). At present, little is known about
why genomic DNA from cells maintained in rich medium with much active
metabolism tends to have these bands.
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FIG. 5.
Southern blot analysis of DNA isolated from
rAAV/CMVhFIXm1-transduced cells. HMW and Hirt DNA was isolated from
muscle cells transduced at a MOI of 105 and maintained in
differentiation medium (Fig. 2G and H). HMW or Hirt DNA was isolated 4 days p.i. (lanes 1, 4, 7, 10, 13, and 16), 17 days p.i. (lanes 2, 5, 8, 11, 14, and 17), or 28 days p.i. (lanes 3, 6, 9, 12, 15, and 18).
Lanes: 1 to 6, HMW DNA from cells transduced at the myoblast stage; 7 to 12, HMW DNA from cells transduced at the myotube stage. HMW DNA
samples (10 µg) were digested with EcoRI and subjected to
Southern blot analysis with the CMV promoter probe. The undigested
samples are shown in lanes 4 to 6 and 10 to 12. The Hirt DNA profile of
rAAV/CMVhFIXm1-transduced cells is shown in lanes 13 to 18. Lanes: 13 to 15, Hirt DNA from cells transduced at the myoblast stage; 16 to 18, Hirt DNA from cells transduced at the myotube stage. Arrow a indicates
the position of the 1.9-kb internal EcoRI fragment. Arrow b
indicates the single-stranded rAAV genomes, and arrows c, d, and e
indicate possible double-stranded forms of rAAV. Determination of which
band refers to monomer, dimer, or circular forms has yet to be done.
The source of faint bands migrating at <1.9 kb in some digested
genomic DNA samples (lanes 1 to 3 and 7 to 9) is not known. Since these
<1.9-kb and ~4-kb bands appear resistant, at least partially, to
restriction digestion, they may be some trapped single-stranded DNAs.
|
|
HMW DNA isolated from cells transduced prior to differentiation was
also analyzed (Fig.
2H and J). HMW DNA isolated from cells
which were
transduced prior to differentiation and the resulting
myotubes
maintained in differentiation medium showed transgene
bands larger than
12 kb (Fig.
5, lanes 4 to 6), similar to those
obtained with HMW DNA
isolated from myotubes that were directly
transduced (lanes 10 to 12).
Importantly, the transgene amount
on day 28 p.i. was not
significantly different from that on day
17 p.i. (lanes 2 and 3).
On the other hand, the results obtained
from the analysis of HMW DNA
isolated from cells that were transduced
prior to differentiation and
maintained in F10-based rich medium
showed a somewhat nonlinear
increase in hFIX expression (Fig.
2J and Fig.
4, lanes 1 to 4).
Nevertheless, the observations from
directly transduced myotubes and
those from cells transduced prior
to differentiation and maintained in
differentiation medium suggested
that the amount of vector genomes in
HMW DNA (presumably containing
integrated rAAV genomes) does not
correlate with the transgene
expression level in human muscle cells.
Thus, the amount of HMW
transgene, often used as an important indicator
of increasing
and persistent transgene expression, appears not to be a
valid
parameter for increasing transgene expression in human muscle
cells.
The HMW DNA fraction contains head-to-tail junctions indicative of
integrated and/or concatameric forms of rAAV.
The HMW DNA fraction
may contain integrated as well as some large concatameric forms of rAAV
and/or small amounts of trapped episomal forms. To show if a junction
fragment could be released from the HMW DNA, we digested HMW DNA with
an enzyme with a single recognition site, BstBI, and
analyzed it by Southern blotting using the CMV promoter probe as
described above. The head-to-tail, head-to-head, or tail-to-tail
junctions should release a 4-, 6.3-, and 1.8-kb fragment, respectively,
and the end fragment should be detected as a 3.1-kb band upon
BstBI digestion (Fig. 1). As shown in Fig.
6, we detected only the 4-kb
fragment, which is indicative of a head-to-tail junction (lanes 2 to
4). Such junctions are most probably released from the integrated
and/or cellular genome-associated large concatameric forms of rAAV.
Although it may not be significant, the possible presence of some
circular episomes trapped in the HMW DNA fraction cannot be ruled out
at this stage of study.

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FIG. 6.
Detection of head-to-tail junctions in HMW DNA. HMW DNA
(4 µg) isolated from transduced myotubes (Fig. 2I) were digested with
BstBI (lanes 1 to 4) or NotI (lanes 5 to 8) and
analyzed by Southern blot analysis with the CMV promoter-specific
probe. HMW DNA was isolated 4 days p.i. (lanes 2 and 6), 10 days p.i.
(lanes 3 and 7), or 19 days p.i. (lanes 4 and 8). Lanes 1 and 5 contain
DNA from mock-infected controls. BstBI recognizes a single
site in the vector. The arrow indicates the expected head-to-tail
junction. No NotI site exists in the vector. NotI
digestion did not release any distinct band and showed a profile
similar to that of undigested samples (Fig. 4, lanes 9 to 14).
|
|
Upon reprobing of the blots (Fig.
5, HMW DNA) containing
EcoRI-digested fragments of transduced myoblasts or myotubes
with
the rAAV ITR probe, a strong band between 1.5 and 2 kb was
observed,
which may arise from the free right end of a linear DNA
and/or
head-to-tail junction of integrated, concatameric, or episomal
DNA (data not shown). Since free linear forms are unlikely to
be
isolated in the HMW DNA fraction, we conclude that both rAAV
concatamers (at least those of four units, since the hybridization
with
undigested genomic DNA was seen in DNA larger than 12 kb
[Fig.
4,
lanes 9 to 14, and Fig.
5, lanes 4 to 6 and 10 to 12])
and circular
episomal forms may be present in the HMW fraction.
However, as shown
above, these forms do not increase concurrently
with transgene
expression (Fig.
4 and
5). Thus, these results
argue against the
proposed mechanism wherein ongoing amplification
of the transgene
sequences in integrated or episomal concatamers
is the primary
mechanism leading to a steady and long-term increase
in
expression.
Some groups have shown integration of rAAV by the isolation of
cellular-rAAV DNA junctions (references
48,
55, and
70 and references therein). These analyses have
shown that integration
of rAAV is a low frequency event. Pulsed-field
gel electrophoresis
and fluorescent in situ hybridization analyses have
also been
performed to demonstrate chromosome-associated rAAV (
23,
44).
Such analysis remains to be done on HMW DNA in our human
muscle
cell assay
system.
The conversion of single-stranded vector genomes to double-stranded
DNA forms in Hirt DNA, but not the stably integrated form, correlates
with the expression of transgene.
The slow but linear rise in hFIX
level (in transduced myotubes in this study) suggests that the pathway
for conversion of the single-stranded input viral genome to the
transcriptionally active form may be limited by several steps. The
conversion of single-stranded input vector to a double-stranded form is
suggested to be one of the primary rate-limiting steps (21,
22). To determine if conversion of the single-stranded input
viral genome to episomal forms is responsible for the slow linear rise
in transgene expression in myotubes, we analyzed the Hirt DNA fraction.
The HMW DNA was isolated by spooling, and the remaining DNA was
considered the Hirt fraction (see Materials and Methods). The Hirt DNA
was fractionated on an agarose gel and subjected to Southern blot analysis using a CMV promoter-specific probe.
The Southern blot analysis of Hirt DNA isolated from cells maintained
in F10-based medium (Fig.
2I and J) is shown in Fig.
4 (lanes 15 to
20). A smear of hybridization, which is typically
observed at the early
stage in mice intramuscularly injected with
rAAV (
15,
67),
was seen at 4 days p.i. both in transduced
myotubes and when cells were
transduced prior to differentiation
(Fig.
4, lanes 15 and 18). This
smear, representing the single-stranded
input rAAV vector (marked as ss
rAAV), resolved into more distinct
bands on later days and the
double-stranded monomer Rf form appeared
(lanes 16, 17, 19 and 20).
These results obtained with human muscle
cells are generally consistent
with previously published observations
with other cell types, which
show slow conversion of single-stranded
input rAAV vector to the
double-stranded monomer Rf form (
3,
21,
22).
A correlation between the slow conversion of single-stranded input rAAV
vector to double-stranded DNA forms was clearly visible
when the Hirt
DNA isolated from cells maintained in differentiation
medium was
analyzed (Fig.
2G and H). As shown in Fig.
5, a smear
of hybridization
was seen in transduced myotubes after 4 days,
which resolved into
distinct bands by day 17 (lanes 16 and 17).
When the Hirt DNA profiles
in day 17 (lane 17) and day 28 (lane
18) samples were compared, the
smear representing single-stranded
vector DNA slowly disappeared and
double-stranded DNA forms (linear
monomers, dimers, higher forms, and
possibly circular episomal
forms) concomitantly increased in amount.
Similar results were
obtained when Hirt DNA from cells that were
transduced prior to
differentiation was analyzed (lanes 13 to 15).
PhosphorImager
analysis suggested a decrease of 20 to 30% in
single-stranded
vector genomes and an increase in double-stranded
monomer and
dimer forms of 100 to 200% from days 17 to 28 (Fig.
5,
compared
lane 14 to 15 or lane 17 to 18). In transduced myotubes, the
levels
of hFIX increased from 128 to 168 ng of hFIX/10
6
cells/day, and in cells transduced prior to differentiation,
the
increase in expression was from 242 to 316 ng of hFIX/10
6
cells/day for the period from days 17 to 28 p.i. (Fig.
2G and
H).
In the former case, the levels did rise to ~200 ng of
hFIX/10
6 cells/day between days 24 and 25, and the apparent
fall at the
end is in part due to loss of cells by detachment.
Together, these
results indicated that the increase in the amount
double-stranded
forms of rAAV but not host cell genome-integrated forms
correlates
with the increase in expression of the hFIX
transgene.
Possible significance of nonintegrated rAAV in transgene expression
in muscle.
Several reports have concluded that the integrated from
of rAAV is responsible for the transgene expression and persistence in
muscle (15, 23, 27, 71). In these studies, the head-to-tail concatamers of rAAV often detected by PCR or Southern blotting were
taken as indicators of integrated rAAV (15, 23, 27, 71).
Miao et al. (44) reached a similar conclusion in studies of
transduced mouse liver. Up to 70-copy concatamers of rAAV were found by
pulsed-field gel electrophoresis and fluorescent in situ hybridization
of metaphase or interphase chromosome in transduced mouse liver,
suggesting the presence of an integrated form of rAAV (44).
Although no data exist so far, others have raised the possibility that
rAAV concatamers are not integrated but are in a tight association with
cellular DNA and/or nuclear matrix (2, 26, 67). An expected
feature of rAAV genome maturation, which is generally observed, is the
gradual loss of single-stranded DNA in transduced mouse muscle
(15, 67). Clark et al. (15) observed increasing
transgene expression correlating with increasing levels of transgenes
in genomic DNA fraction (presumably integrated), whereas Vincent-Lacaze
et al. (67) found a somewhat inverse relationship. Such
conflicting observations demonstrate the difficulty in performing a
reliable analysis of DNA isolated from tissues of animals. The site of
rAAV injection and isolation of vector after the animal has aged for a
period will introduce numerous variables, including organ growth and
the possibility that cells processed for DNA do not truly represent the
site of injection.
We developed a human muscle cell-based assay system to study the
kinetics and molecular events involved in rAAV transduction
and
transgene expression. Our observations support the notion
that the rAAV
transgene level in the genomic DNA (HMW) fraction
does not correlate
with transgene expression level during the
period of linear increase of
transgene expression. At this stage,
however, we cannot completely rule
out the possibility that HMW
fraction transgenes are responsible, at
least in part, for long-term
persistent hFIX expression in animals
(
27,
28). We further
showed that the recruitment of
single-stranded rAAV to double-stranded
forms (linear or circular
episomal) correlates with
expression.
The importance of episomal forms is increasingly recognized as the
dominant factor in rAAV-mediated expression and persistence.
In one of
the earliest studies, rAAV genomes were present as approximately
8 kb
(double-stranded dimer size) in Hirt DNA and none were detected
in the
genomic DNA fraction isolated 14 days p.i. from a rAAV/

-gal
or
rAAV/neo-transduced IB3-1 cell line, a tetraploid human cystic
fibrosis
bronchial epithelial cell line (
25). Similar results
were
obtained in vivo from rAAV-transduced primary bronchial epithelial
cells isolated from monkeys (
2). These experiments did not
rule out the possibility that the 8-kb DNA represents only
double-stranded
dimer forms and/or episomal forms (
2,
25).
The episomal forms
of rAAV may contain linear or circular
double-stranded monomers,
dimers, or higher forms. Not surprisingly,
circular episomal forms
have been selectively rescued from transduced
mouse muscle (
19).
Our experiments with the human muscle
cell assay system suggest
that the unintegrated low-molecular-weight
episomal rAAV forms
may be primarily responsible for transgene
expression and possibly
play a critical role in long-term persistence
of expression. Wild-type
AAV or rAAV vectors require Rep68 or Rep78
protein for site-specific
integration (
50,
64). The plasmids
containing ITR elements
exhibit long-term persistence in transfected
cells (
19,
49,
66). Thus, the rAAV episomal forms, unable to
efficiently integrate
in the absence of Rep68 and Rep78, may stably
persist in transduced
human myotubes and function as the predominant
source of transcriptionally
active DNA. However, our results do not
rule out the possibility
that some of these rAAV episomes are further
converted into higher
concatmeric forms and/or integrate into genomic
DNA, which may
also contribute to the lifelong persistence of transgene
expression
observed in mice. Various rAAV episomal forms in the Hirt
DNA
fraction remain to be analyzed for a specific fraction(s)
responsible
for hFIX expression. In summary, we have successfully
developed
a human muscle cell assay system for further dissecting the
transduction
mechanisms of
rAAV.
 |
ACKNOWLEDGEMENTS |
This work was supported by grants to K.K. from NIH (HL53713) and
TKT Inc., Boston, Mass., and to R.J.S. from NIH (DK54419-01), the
Multipurpose Arthritis Center of the University of Michigan (P60-AR20557), and the Comprehensive Cancer Center of the University of
Michigan (P30-CA46592). A.K.M. is a Fellow of the American Heart
Association. P.E.M. is supported by a Judith Graham Pool Fellowship
from National Hemophilia Foundation and by NIH (HL03960-01).
We thank Jeff Bartlett (University of Florida, Gainesville, Fla.) and
Julie Chappen (Roche, Indianapolis, Ind.) for sharing the information
regarding the use of histone H1 for human myoblast transfection. We
also thank J. S. Huo for critical reading of the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Human Genetics, C570, MSRB II, Box 0618, University of Michigan Medical School, Ann Arbor, MI 48109-0618. Phone: (734) 647-3153. Fax: (734)
647-3158. E-mail: kkurachi{at}umich.edu.
 |
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Journal of Virology, April 2000, p. 3555-3565, Vol. 74, No. 8
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