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Journal of Virology, March 2000, p. 2760-2769, Vol. 74, No. 6
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Functional Characterization of the Human
Immunodeficiency Virus Type 1 Genome by Genetic Footprinting
Louise Chang
Laurent,1,2
Mari N.
Olsen,1
Rachel Adams
Crowley,1
Harri
Savilahti,3 and
Patrick O.
Brown1,*
Howard Hughes Medical Institute, Stanford
University Medical Center, Palo Alto, California
943051; Department of Biochemistry,
University of California at San Francisco, San Francisco, California
941432; and Institute of Biotechnology,
Viikki Biocenter, University of Helsinki, FIN-00014 Helsinki,
Finland3
Received 6 August 1999/Accepted 8 December 1999
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ABSTRACT |
We present a detailed and quantitative analysis of the functional
characteristics of the 1,000-nucleotide segment at the 5' end of
the human immunodeficiency virus type 1 (HIV-1) RNA genome. This
segment of the viral genome contains several important
cis-acting sequences, including the TAR, polyadenylation,
viral att site, minus-strand primer-binding site, and
5' splice donor sequences, as well as coding sequences for the matrix
protein and the N-terminal half of the capsid protein. The genetic
footprinting technique was used to determine quantitatively
the abilities of 134 independent insertion mutations to (i) make stable
viral RNA, (ii) assemble and release viral RNA-containing viral
particles, and (iii) enter host cells, complete reverse transcription,
enter the nuclei of host cells, and generate proviruses in the host
genome by integration. All of the mutants were
constructed and analyzed en masse, greatly decreasing the
labor typically involved in mutagenesis studies. The results
confirmed the presence of several previously known functional features
in this region of the HIV genome and provided evidence for
several novel features, including newly identified cis-acting sequences that appeared to contribute
to (i) the formation of stable viral transcripts, (ii) viral RNA
packaging, and (iii) an early step in viral replication. The results
also pointed to an unanticipated trans-acting role for the
N-terminal portion of matrix in the formation of stable viral RNA
transcripts. Finally, in contrast to previous reports, the results of
this study suggested that detrimental mutations in the matrix and
capsid proteins principally interfered with viral assembly.
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INTRODUCTION |
As a step toward a high-resolution
functional map of the complete human immunodeficiency virus type 1 (HIV-1) genome, we carried out a detailed study of a 1-kb segment at
the 5' end of the viral RNA genome. This portion of the viral
genome was chosen for two reasons. First, it contains many
previously identified functional elements (see Fig. 2), including
several cis-acting elements and sequences encoding the
matrix and capsid proteins. Comparison of our results to previous
studies of this region served as a means to validate our approach.
Second, several of the functions attributed to this region have not
been mapped to particular sequences, suggesting that much remains to be
discovered in this segment of the genome.
We used a genetic footprinting (26) method to construct and
analyze a large number of mutants distributed in a relatively random
fashion over the selected segment of the genome. A library of 15-bp
insertion mutants was constructed in vitro using MuA transposase and
then selected en masse for the ability to carry out various phases of
the viral life cycle. Each mutant contained a single insertion, which
included a restriction endonuclease recognition sequence.
Nucleic acid samples of the library taken before and after each
functional test were analyzed to assess the fitness and recovery of
each mutant. Mutants defective for a given phase of the viral life
cycle were relatively depleted at that step. This mutagenesis approach
permitted the efficient functional classification of defects in viral
replication caused by individual mutations. Although our findings are
for the most part in accordance with results of previous studies, we
were able to identify several novel functional features of the HIV genome.
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MATERIALS AND METHODS |
Plasmids.
The replication-defective HIV-1 proviral clone
mutagenized in this report (HIVpuro) was derived from
pHIV-AP
env
Vif
Vpr (27) and subcloned into
either Bluescript KS+ (Stratagene) or pBS-Kan (a Bluescript
KS+-derived vector in which the ampicillin resistance gene was replaced
by the kanamycin resistance gene). pHIV-AP
env
Vif
Vpr was constructed from HIV-AP, an HIV-1 proviral clone containing the
human placental alkaline phosphatase gene in place of nef (13), by making multiple deletions to eliminate most of
env, vif, and vpr. To construct
HIVpuro, the human placental alkaline phosphatase gene was replaced by
the puromycin acetyltransferase gene driven by the simian virus 40 promoter (19). In addition, host DNA sequences flanking the
proviral sequences were eliminated. PCR mutagenesis was used to
eliminate the five BsgI sites originally present in the
plasmid (G
C at position 1186, C
G at position 2538, A
C at
position 4820, A
T at position 5719, and A
C at position 5848).
These changes did not detectably affect viral replication as measured
by endpoint titration (data not shown). A fragment of HIVpuro was
subcloned into Bluescript KS+, mutagenized (see below), and
subsequently cloned back into HIVpuro to generate a library of mutant proviruses.
Mutagenesis.
The mutagenesis procedure was a modification of
the method described by Singh et al. (26). MuA transposase
was purified as described elsewhere (1). The double-stranded
oligonucleotide (Not15) used for mutagenesis was made by annealing
Not15A (5'-TGCGGCCGCGCACGAAAAACGCGAAAGCGTTTCACGATAAATGCGAAAAC-3') and Not15B
(5'-GTTTTCGCATTTATCGTGAAACGCTTTCGCGTTTTTCGTGCGCGGCCGCA-3') in 50 mM NaCl. This oligonucleotide contains recognition
sequences for both MuA transposase and the NotI restriction
endonuclease. The integration reaction was performed by incubating the
Not15 duplex oligonucleotide, target plasmid, and MuA transposase at 30°C for 1 h (25). The five-nucleotide gaps resulting
from the integration events were repaired by Taq DNA
polymerase-mediated nick translation. The products of these nick
translation reactions were then digested with NotI and
recircularized by ligation. A detailed description of reaction
conditions for the mutagenesis can be found at our website
(http://cmgm.stanford.edu/pbrown/footprint.html).
Cell culture.
293, 293T, and HOS cells were grown in
Dulbecco's modified Eagle's medium containing 4.5 g of
glucose/liter and 10% defined fetal calf serum (HyClone). 293T cells
were used for all transient transfection experiments. 293 cells were
used for all stable transfection experiments and transductions by
virions produced by transient transfection. HOS cells were used for
transductions by virions produced from transduced or stably transfected
cells. Cells were grown at 37°C in 5% CO2. Puromycin
selection was performed with puromycin (Sigma) at 2.5 µg/ml for 293 cells and 5 µg/ml for HOS cells.
Transfections and transductions.
Transient and stable
transfections using a Lipofectamine Plus kit (Gibco/BRL) were performed
according to the recommended protocol; 30 µg of total plasmid DNA, 60 µl of Plus reagent, and 40 µl of Lipofectamine were used for each
15-cm-diameter tissue culture dish. For stable transfections, puromycin
selection was initiated 48 h posttransfection. For transient
transfections, the medium was changed 48 h posttransfection and
virus was harvested 72 h posttransfection. Viral stocks were
diluted to the desired titer in medium containing Polybrene (4 µg/ml;
Sigma) and used to transduce cells for 2 h at 37°C. Puromycin
selection was initiated 48 h after transduction.
Nucleic acid preparation and manipulation.
Plasmid DNA was
purified using a Qiagen plasmid DNA kit and subsequently banded in a
cesium chloride gradient (24). A Qiagen blood and cell
culture genomic DNA kit was used to prepare genomic DNA from tissue
culture samples. Total cellular RNA was prepared using a Qiagen RNeasy
total RNA kit. Viral RNA was prepared by pelleting virions by
ultracentrifugation (28,000 rpm for 2 h at 4°C in a Beckman SW28
rotor), decanting the supernatant, resuspending the viral pellet in the
residual medium, and using a Qiagen Oligotex direct mRNA kit.
Sequencing reactions were performed by the dideoxy termination
technique using Sequenase 2.0 (United States Biologicals). Reverse
transcription (RT) of cellular RNA and virion RNA samples was performed
with 100 ng of template RNA (quantitated by UV spectrophotometry) with
the HIV-specific oligonucleotides HIV521
(5'-GGGAGCTCTCTGGCTAACTAGGG-3') and HIV1573r
(5'-CATCCTATTTGTTCCTGAAGGG-3') according to the
manufacturer's instructions (Titan reverse transcription kit;
Boehringer-Mannheim).
PCR was performed in a mixture containing 20 mM Tris-HCl (pH 8.55), 150 ng of bovine serum albumin/ml, 16 mM
(NH4)2SO4, 3.5 mM
MgCl2, 625 µM each deoxynucleoside triphosphate, 0.25 µM each primer, and 1 U of Taq DNA polymerase (AmpliTaq;
Perkin-Elmer) per 50-µl reaction. Nonradioactive (cold) PCR
conditions consisted of 2 min at 94°C followed by 30 cycles of
30 s at 94°C, 30 s at 55°C, and 2 min at 72°C.
Radioactive (hot) PCR conditions consisted of 2 min at 94°C followed
by 25 cycles of 30 s at 94°C, 30 s at 55°C, and 1 min at
72°C.
Pretreatment of streptavidin-agarose beads.
Streptavidin-agarose beads (Sigma) were incubated for 1 h in the
presence of poly(dl-dC) (200 µg per ml of streptavidin agarose slurry) in 1× binding buffer (12% [vol/vol] glycerol, 12 mM HEPES [pH 7.9], 4 mM Tris-HCl [pH 8.0], 60 mM KCl, 1 mM EDTA, 1 mM
dithiothreitol), washed extensively, and resuspended in 1× binding
buffer as a 50% slurry.
Footprinting.
Initial amplification of nucleic acid samples
was performed using the cold PCR protocol with HIV-specific primers
HIV37 (5'-TGGAAGGGCTAATTCACTCCCAAAG-3'), HIV493
(5'-TCTCTCTGGTTAGACCAGATCTG-3'), HIV521
(5'-GGGAGCTCTCTGGCTAACTAGGG-3'), and HIV1573r
(5'-CATCCTATTTGTTCCTGAAGGG-3'); 10 ng of plasmid samples,
1/10 of the products of RT reactions (equivalent to 10 ng of input
RNA), or 0.5 µg of genomic DNA samples was used as the template; 10 ng of cold PCR products was used for hot PCRs. For hot PCRs, one
HIV-specific primer was 5' end labeled with [
-32P]ATP
and T4 DNA polynucleotide kinase (New England Biolabs), while the other
primer was 5' biotinylated (Operon). High-specific-activity [
-32P]ATP (160 µCi/mmol, 23 pmol/µl; ICN) was used
for radiolabeling at a stoichiometry of 1 pmol of ATP/1 pmol of
oligonucleotide. Hot PCR products were treated with single-stranded
affinity matrix (Clontech), purified, and adsorbed to 50 µl of
pretreated streptavidin-agarose beads in 1× binding buffer for 1 h at 25°C. The beads were then washed twice with 0.5 ml of 1×
binding buffer for 15 min at 25°C, washed once with 0.5 ml of 1×
restriction enzyme buffer 3 (New England Biolabs), and incubated in 50 µl of 1× restriction enzyme buffer 3 with 20 U of restriction enzyme
NotI for 1 h at 37°C. The supernatant from this
digestion step was separated from the beads by centrifugation through a
Micro Bio-spin column (Bio-Rad) and ethanol precipitated. Samples were
analyzed by denaturing polyacrylamide-urea electrophoresis.
Sources of variability in the data.
One kilobase of the HIV
genome was analyzed in 10 overlapping intervals of 200 to 300 bp by
using 10 primer pairs. Each mutant was thus examined using at least two
primer pairs for amplification. Moreover, each series of
transfection-transduction experiments was carried out in its entirety
in triplicate. It was therefore necessary to develop a normalization
procedure so that data from separate gels and different replicates
could be combined to determine the quantitative effect of each mutation.
Within each triplicate, data for a given nucleic acid sample from
different footprinting reactions and different gels were normalized
using an algorithm that finds a scalar factor for each experiment,
minimizing the sum of the weighted coefficients of variance for each
mutant (15). The coefficient of variance for each mutant was
weighted by the number of measurements for that mutant. The normalized
data were then averaged. Data from triplicate experiments were
normalized using the same algorithm and averaged. Details about the
normalization algorithm are available online (http://cmgm.stanford.edu/pbrown/footprint.html).
After data from each individual nucleic acid sample were normalized and
averaged between experiments and between triplicates, data for
different nucleic acid samples were normalized based on previous
findings that certain areas of the viral genome, such as the C terminus
of matrix, are consistently tolerant to small, in-frame insertions
(7, 10).
Most of the variability in the data arose from differences between gels
or primers rather than sampling error incurred during the selection
procedure, variability between PCRs, or inconsistencies in other
nucleic acid manipulations (data not shown).
Quantitation.
Autoradiographs were scanned using a
flatbed scanner (Hewlett-Packard ScanJet IIc) at a resolution of
300 dots/inch resolution, with brightness and contrast set at 125 (50%), using the DeskScan II utility (Hewlett-Packard). Scanned images
were read into a Matlab-based application (15;
http: //cmgm.stanford.edu/pbrown/footprint.html) by which
individual bands were selected and quantitated for peak intensity values.
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RESULTS |
Constructing a library of insertion mutants.
The objective was
to make a large number of mutations of the same type at diverse
positions in a 1-kb segment of the HIV genome and to assess the
performance of each mutant at several points in the viral replication
cycle. An in vitro transposition reaction was used to introduce a 15-bp
insertion mutation into a replication-defective HIV-1 proviral genome
in which the env gene had been replaced by the puromycin
acetyltransferase gene. The mutations were made in the segment of the
HIV proviral genome extending from nucleotide positions 1 to 1514. This segment included the 5' long terminal repeat (LTR), the 5'
untranslated region, the complete matrix gene, and the 5' half of the
capsid gene. Mutants and mutations are numbered according to the
nucleotide position immediately 5' to the insertion.
The MuA transposase was used to perform a concerted in vitro
transposition reaction, introducing a pair of identical double-stranded DNA oligonucleotides into a double-stranded circular target DNA molecule (Fig. 1) (R. A. Crowley,
L. C. Laurent, and P. O. Brown, unpublished data). Each
oligonucleotide contained recognition sequences for both MuA
transposase and the NotI restriction endonuclease. MuA
transposase inserted this pair of oligonucleotides into the target DNA
in a staggered fashion, which eventually results in a 5-bp duplication
of the target DNA sequence flanking the insertion sequence. The
products of the transposition reaction were gapped linear
double-stranded DNA molecules with oligonucleotides attached at either
end in an inverted orientation. After the gaps were filled in by nick
translation, the reaction products were digested with NotI,
which both cleaves the oligonucleotide such that only the desired
insert sequences remain and generates compatible cohesive ends.
Finally, a ligation reaction was performed at low DNA concentration to
favor intramolecular ligation events. The final products were circular
DNA molecules containing the palindromic insert sequence derived from
the oligonucleotides, 5'-TGCGGCCGCA-3', flanked by 5-bp
tandem duplications of the target sequence. The insertions retained the
NotI recognition sequence, which was used during the
analysis procedure. The mutant library constructed in this way
contained 157,000 independent clones, each with an insertion mutation
in a 1,500 bp segment of the HIV genome. Sixteen individual mutant
clones, with insertions at positions 150, 202, 232, 322, 521, 586, 740, 890, 976, 1009, 1031, 1139, 1228, 1231, 1241, and 1363, were isolated
and sequenced. These clones were used as markers to facilitate the
mapping of all the other insertions during analysis.

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FIG. 1.
Mutagenesis scheme using MuA tranposase.
Oligonucleotides used for mutagenesis are represented by bold lines
( ), the target DNA
plasmid is represented by thin lines, and the 5-bp sequences in the
target DNA that were duplicated during mutagenesis are represented by
open boxes ( ).
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The inserted oligonucleotide was designed so that mutations in coding
sequences would be in-frame insertions of five codons. The identity of
the amino acids encoded by the insertions depended on both the reading
frame and the sequences in the target DNA adjacent to the insertion site.
The positions of the insertion mutations that were analyzed are
indicated in Fig. 2. Although the mutants
were diverse, the mutagenized segment was not saturated, since the Mu
transposase does not make insertions at the same frequency at all
sites. Moreover, since transcription starts at nucleotide 456 in the 5'
LTR, the effects of mutations in U3 (nucleotides 1 to 456) could not be assessed. Comparison of the transfected DNA with mRNA samples isolated
from the transfected cells, viral RNA, and progeny proviruses confirmed
the expected eliminations of mutants with insertions in U3, indicating
that those nucleic acid samples were not contaminated with the original
transfected plasmid DNA (data not shown).

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FIG. 2.
Map of the mutations evaluated in this study. Previously
described features, indicated on the map, are TAR, the polyadenylation
signal (poly-A), the att site (att), the primer-binding site
(PBS), the kissing loop domain (KLD), the major splice donor (sd), two
Gag-binding stem-loop structures (SL), alpha helices 1 to 5 (H1 to H5)
of matrix, the basic region of matrix (BR), the beta hairpin of capsid
( ), helices 1 to 4 (H1 to H4) of capsid, and the cyclophilin
A-binding region of capsid (CyPA). Numbers indicate nucleotide
positions at the borders of major regions in the HIV genome. Arrows
indicate positions of insertional mutations evaluated in this study.
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Sampling populations of mutants at different steps in the viral
replication cycle.
To identify insertions that disrupted
cis-acting elements (e.g., transcriptional modulators, the
packaging sequence, and the viral att site), the library was
either transiently or stably transfected into producer cells. A plasmid
encoding vesicular stomatitis virus G protein (VSV-G) was transiently
transfected into the producer cells to pseudotype the
env-defective mutant virions. Virions were harvested from
these cells and used to transduce fresh HOS cells. Nucleic acid samples
were collected at various steps during this experiment (Fig.
3). Depletion of mutants at each of these
steps in the viral replication cycle was followed by analysis of these
nucleic acid samples by genetic footprinting.

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FIG. 3.
Relationship of nucleic acid samples analyzed by genetic
footprinting to specific steps in the life cycle. A decrease in the
abundance of a given mutant between two of the indicated nucleic acid
samples implies that the mutant is defective in one of the intervening
steps of the viral life cycle.
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A similar strategy was used to determine the effects of insertions in
trans-acting sequences. Since more than one DNA often enters
a given cell during transfection, complementation could occur between
trans-acting elements in a transfection experiment (Fig.
4). To minimize the confounding effect of
complementation on analysis of sequences that can function in
trans, a first round of transient transfection was
conducted, cotransfecting the mutant library with a VSV-G expression
construct. The goal was to produce a VSV-G pseudotyped, phenotypically
mixed population in which mutants with defective
trans-acting functions were rescued by complementation.
Since approximately half of the clones in the library were wild type
(i.e., did not contain an insertion), this complementation was easy to
achieve. These virions were then used to transduce fresh host cells at
a multiplicity of transduction of 0.05. The transduced cells were
selected using puromycin, and this pool of cells was used as the
starting population of producer cells for a subsequent round of
transduction in which defects in trans-acting sequences
could be analyzed in the absence of complementation. Nucleic acids
representing stages in the replication cycle were isolated and analyzed
by genetic footprinting.

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FIG. 4.
Design of transfection and transduction experiments. The
library of mutagenized proviruses was either transiently or stably
transfected into cells to produce populations of mutant virions. In our
experiments, the viral genomes of mutants defective in
trans-acting factors were efficiently rescued during the
transient transfection by phenotypic mixing but were not detectably
rescued during the stable transfection. The virus produced in the
transient transfection experiment was used to transduce fresh,
untransduced cells at a low multiplicity, resulting in a population of
producer cells that contained a single provirus per cell. Symbols
represent wild-type viral genome
( ), replication-defective
viral genome with mutation in trans-acting factor
( ), wild-type viral
protein ( ), and mutant
viral protein ( ).
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Although we did not directly measure the number of proviruses per
producer cell, the results described below show that complementation of
trans-acting sequences occurred very efficiently during the first round of transduction in our transient transfection experiments but not to any appreciable degree in our stable transfection experiments.
Footprinting analysis procedure.
Samples of genomic DNA from
producer cells or transduced cells, mRNA from producer cells, or
genomic RNA from virions were subjected to an initial round of
amplification by either PCR (for DNA samples) or RT-PCR (for RNA
samples). PCR was then performed on these preamplified samples, using
one 32P-labeled DNA primer and one biotinylated DNA primer
(Fig. 5). The primers were complementary
to HIV sequences and flanked the region to be analyzed. The products of
this second PCR were treated with a single-stranded nucleic
acid-binding resin to remove incomplete extension products, bound to
streptavidin-agarose beads, and digested with NotI. The
released radioactive products were concentrated and subjected to
electrophoresis on denaturing polyacrylamide-urea gels. This assay
generates a radioactive product of unique length for each mutation; the
length depends only on the position of the insertion in the HIV
sequence. Figure 6 shows a typical
genetic footprinting gel. Adjacent to each band, the position of the
insertion sequence, quantitative measurements of recovery in several
nucleic acid samples, and local nucleic acid sequences for the
corresponding mutant are indicated.

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FIG. 5.
Genetic footprinting scheme using flanking PCR and
restriction digestion. A collection of insertion mutants is subjected
to PCR using one radioactively labeled primer
( ) and one
biotinylated primer
( ). The PCR
products are captured by streptavidin-agarose resin
( ) and digested
with a restriction enzyme that recognizes a site in the insertion
sequence. The radioactively labeled ends of the PCR products are
released.
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FIG. 6.
Genetic footprinting of library of mutagenized
proviruses and nucleic acid samples from the transient transfection
experiment, second round (the uncomplemented round) of viral production
and transduction (cellular RNA, viral RNA, and transduced cell genomic
DNA). Numbers directly to the left of the gel indicate exact positions
of insertions. In this numbering convention, the first nucleotide of
the HIV provirus is at position 1. Quantitative values for recovery of
the mutants represented by each band, in each sample, averaged from
normalized measurements are also given to the left of the gel. The
nucleic acid sequences of the mutants represented by each band are
written to the right of the gel. The sequences derived from the
insertion oligonucleotide are boxed, and the target sequence
duplications are underlined. Eighty-nine percent of 19 individually
sequenced mutants contained the expected precise 5-bp duplication
flanking the 9-bp insertion.
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cis-acting versus trans-acting
elements.
Mutations that disrupt cis-acting sequences
can be distinguished from those that disrupt trans-acting
sequences by their inability to be complemented by wild-type viral genomes.
The fitness of individual mutants in single-cycle transductions are
summarized in Fig. 7. Figure 7A shows the
relative fitness of mutants in completing one round of transduction
initiated with proviruses introduced into producer cells by first-round
transient transfection, thus allowing complementation by wild-type
proviruses. Figure 7B shows the relative fitness of mutants in
completing one round of transduction initiated with proviruses
introduced into producer cells by low-multiplicity transduction
(minimizing the possibility of complementation). Mutations that
significantly impaired replication in both complemented (Fig. 7A) and
uncomplemented (Fig. 7B) transductions all mapped between positions 457 and 811. Mutations in sequences between positions 811 and 1488 all
appeared to be complemented by wild-type viral genomes in transductions initiated from transfected cells, but many of these insertions impaired
fitness in the absence of complementation.

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FIG. 7.
Percent recovery of mutants through single-cycle
transductions. Data are not shown for mutants for which the coefficient
of variation between triplicate experiments was greater than 0.5, except in cases where the observed phenotypes were confirmed by
reanalysis. Ordinate values are plotted on a logarithmic scale. Tick
marks indicate mutants that display severe depletions (<45%
recovery). Mutations that compromise replication in both the presence
and the absence of complementation are considered to be located in
cis-acting sequences, while those that affect only
uncomplemented replication cycles are considered to be located in
trans-acting sequences. (A) Percent recovery of mutants
after a single round of transduction in the presence of
complementation. Data are from the transient transfection experiment,
first round of transduction. (B) Percent recovery of mutants after a
single round of transduction in the absence of complementation. Data
are from the transient transfection experiment, second round of
transduction. Data are not given for mutants whose abundance after the
first round of infection was too low to allow accurate quantitation of
further depletion.
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Mutations that impair viral RNA transcription or stability.
The four mutations in the TAR region (positions 456 to 506) severely
compromised replication (Fig. 8). These
mutants are probably defective for Tat-cyclin T1 binding, which would
result in diminished transcription.

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FIG. 8.
Genetic footprinting of library of mutagenized
proviruses and infected cell genomic DNA sample from the transient
transfection experiment, first round (the complemented round) of viral
production and transduction. Numbers directly to the left of the gel
indicate exact positions of insertions. In this numbering convention,
the first nucleotide of the HIV provirus is at position 1. The extent
of the TAR region is indicated to the right of the gel.
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In the transient transfection experiment, insertions at positions 528, 537, and 547 had detrimental effects on the second, but not the first,
round of transduction (Fig. 7). In the second round of the transient
transfection experiment, the most pronounced effects of the insertions
at these positions were on transcript abundance (Fig.
9). However, in the stable transfection
experiment, the mutations at positions 528 and 547 resulted in
decreases in fitness in the phase of the life cycle reflected by the
transition from viral RNA in the producer cells to viral RNA in
extracellular virions (Fig. 10). The
most probable explanation for these observations is that all three
mutations, which are in or near the polyadenylation consensus sequence
(positions 527 to 532), interfered with polyadenylation. This defect
would not be observed in the first round of transduction since only the
5' LTR was mutagenized and it was not until the first round of reverse
transcription that mutations were transferred to the 3' LTR, where the
operative polyadenylation signal lies. In addition, mutations at
positions 528 and 547 may result in packaging defects that are
complementable in trans (Fig. 7 and 10).

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FIG. 9.
Effects of selected mutations in cis-acting
sequences in the transient transfection experiment. These mutants were
replication competent in the first round of transduction but defective
for transcript formation in the second round, possibly indicating that
it is the copy of these cis-acting sequences in the 3' LTR
which is active.
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FIG. 10.
Recovery of genomes carrying mutations in
cis-acting sequences, at several steps of a single-cycle
uncomplemented transduction. Samples were collected from the stable
transfection experiment. Percent recovery was calculated by dividing
the abundance of a mutant in a given nucleic acid sample by the
abundance of that mutant in the genomic DNA sample from the stable
transfection. Data are not shown for points where the abundance of a
particular mutant was very low in the preceding nucleic acid sample or
where the coefficient of variation between triplicate experiments was
greater than 0.5. Graphs are plotted on a log scale. Tick marks
indicate mutants that display severe depletions (<50% of preceding
nucleic acid sample). Mutants which were depleted in the cellular RNA
sample are considered to be defective in transcript formation, mutants
which were depleted in the virion RNA sample are considered to be
defective in packaging, and mutants which were depleted in the
transduced cell genomic DNA sample are considered to be defective in an
early step in viral transduction.
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Six other cis-acting mutations (at positions 542, 691, 692, 694, 722, and 755) resulted in moderately to severely decreased transcript levels in producer cells under all conditions tested (Fig.
10), suggesting that these mutations may impair transcriptional enhancer elements or reduce transcript stability.
Mutations in cis-acting sequences that affect viral
assembly.
A cis-acting RNA packaging signal has
previously been mapped to the few hundred base pairs around the 5'
splice donor site and the 5' end of gag. This region
includes the "kissing loop" dimerization and packaging signal, the
5' splice donor site, and two stem-loop structures which have been
found to bind in vitro to Gag and nucleocapsid proteins (2, 3, 6,
23). We found that in all experiments, most genomes with
mutations in the interval between positions 666 and 810 were
underrepresented in virions compared to the abundance of the
corresponding RNA in the producer cells (Fig. 10).
The existence of a supplementary packaging signal is suggested in a
report by Vicenzi et al. (28), describing a deletion of the
5' one-third of U5 that results in a 10-fold decrease in RNA packaging.
Indeed, we found that some mutations in U5 (at positions 528, 547, 571, 585, and 604) appeared to impair viral RNA packaging (Fig. 10).
The packaging defects observed for these mutants appeared to be
partially relieved by complementation (compare Fig. 10 and 7A). If
viral genomes with insertions at these positions are still able to form
dimers, dimerization with wild-type viral genomes might partially
relieve the packaging defect of these mutant genomes.
cis-acting mutations that impair steps between virus
production and integration.
Mutations at positions 571 to 618 and
691 to 712 resulted in a reduction in fitness for the portion of the
replication cycle that includes viral entry, uncoating, RT, nuclear
entry, and integration (Fig. 10). The segment between positions 571 and
618 is in U5, just 5' to the att site. Although no specific
function for this region of U5 has previously been defined, its
proximity to the att site raises the possibility that
sequences in this region might affect recognition of the viral genome
by integrase. Alternatively, the proximity of this interval to the
primer-binding site suggests a possible role in initiation of RT
(16). The second group of mutations, between positions 691 and 712, is in the kissing loop motif. A role for sequences in the 5'
stem-loop of the kissing loop motif (nucleotides 692 to 738) in the
synthesis of proviral DNA (in addition to the expected role in genomic
RNA packaging) has been described elsewhere (20).
The paucity of mutants for which we could recognize significant and
specific defects in early steps of viral infection is probably due to
the design of our experimental system. It is likely that elimination of
mutants at steps in the viral life cycle occurring earlier in our
series of experiments (e.g., transcription or assembly) prevents our
recognition of additional effects these mutations might have on viral
entry, RT, or integration. For example, two mutations (at positions 647 and 648) located in the primer-binding site were severely depleted in
the virion RNA sample (transient transfection experiment [data not
shown]), making it impossible to see further reductions in the
transduced cell genomic DNA sample that would reflect the expected
defect in RT. Our pool of insertion mutants did not include any
detectable mutations that destroyed the att site in U5, the
one feature in this segment of the genome known to be essential for integration.
Mutations in matrix.
Sequences at the 5' end of the matrix
coding sequence (positions 791 to 802) appeared to contribute to viral
RNA packaging in cis (see above). A few mutations near the
5' end of the matrix gene (positions 840 to 893) appeared to impair the
production of stable transcripts (Fig.
11). These trans-acting
mutations, which could be rescued by complementation, were located in
the sequences that encode the C-terminal end of helix 1, a loop between helix 1 and helix 2, and the N-terminal half of helix 2. This region
contains many basic residues and is at the edge of the globular domain
of matrix that faces away from the trimer interfaces. The phenotype of
these mutants suggests that the matrix domain of the Gag polyprotein
might have a role in enhancing transcription or stabilizing the viral
RNA genome in the producer cell prior to budding. Supporting this
possibility, it was first proposed (5) and subsequently
demonstrated in vitro (17) that the matrix protein has
RNA-binding activity.

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|
FIG. 11.
Recovery of mutations in matrix and capsid at several
steps of a single-cycle uncomplemented transduction. Samples were
collected from the transient transfection experiment, second round of
viral production and transduction. Percent recovery was calculated by
dividing the abundance of a mutant in a given nucleic acid sample by
the abundance of that mutant in the transduced cell genomic DNA sample
from the first round of transduction. Data are not shown for points
where the abundance of a particular mutant was very low in the
preceding nucleic acid sample or where the coefficient of variation
between triplicate experiments was greater than 0.5. Graphs are plotted
on a log scale. Tick marks indicate mutants that display severe
depletions (<45% of preceding nucleic acid sample). Mutants which
were depleted in the cellular RNA sample are considered to be defective
in transcript formation, mutants which were depleted in the virion RNA
sample are considered to be defective in assembly, and mutants which
were depleted in the transduced cell genomic DNA sample are considered
to be defective in an early step in viral replication. All mutations in
capsid that affected viral replication showed their effects in
trans.
|
|
Most of the insertions between positions 901 and 1095, the region
encoding the core of the globular domain of matrix, primarily impaired
the steps in the life cycle between transcript accumulation and budding
(Fig. 11 and 12). These mutations could be complemented in
trans. The observed phenotype is consistent with a defect in viral assembly due to impaired folding of the matrix domain of the Gag
polyprotein or defective Gag polyprotein processing.
Consistent with previous studies (7, 10), most of the
mutations in the C-terminal domain of matrix (positions 1105 to 1175 in
this study), which consists of a long alpha-helical tail that extends
away from the globular domain, have little apparent effect on any of
steps in viral replication (Fig. 11 and 12).
Mutations in capsid.
In agreement with other reports (8,
18), we found that mutations in the sequence encoding the
N-terminal half of the capsid protein severely impaired viral
replication (Fig. 7B). Capsid mutants with insertions between positions
1240 and 1428 were defective both at a step in viral production
(assembly or budding) and at an early step in transduction of new host
cells (Fig. 11 and 12). This result is
particularly notable for the contrast to most of the matrix mutants,
which appeared to be specifically defective at the assembly/budding
step (Fig. 12).

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|
FIG. 12.
Percent recovery of matrix and capsid mutants through
the viral assembly process and the early steps of the viral life cycle.
Data are derived from single-round uncomplemented viral production and
transduction cycles. A schematic of the phases of the life cycle tested
is drawn above the graphs. Numbers to the right of each point indicate
the number of mutants from which data were averaged. Below each data
point is a schematic of the region of matrix or capsid evaluated. Error
bars indicate 95% confidence intervals. (A) Data for the matrix
protein. Data are shown for insertions in the complete matrix protein
( [amino acids 1 to 132;
nucleotides 792 to 1187]), the N-terminal region
( [amino acids 1 to 35;
nucleotides 792 to 896]), the central region
( [amino acids 36 to 102;
nucleotides 897 to 1097]), and the C-terminal region
( [amino acids 104 to
130; nucleotides 1101 to 1181]). (B) Data for the N-terminal half of
the capsid protein. Data are shown for insertions in the N-terminal
half ( [amino acids 1 to
101; nucleotides 1188 to 1490]), the N-terminal beta hairpin
( [amino acids 1 to 15;
nucleotides 1188 to 1232]), the central helical region
( [amino acids 17 to 81, nucleotides 1236 to 1430]), and the cyclophilin A-binding region
( [amino acids 85 to 96;
nucleotides 1440 to 1475]).
|
|
Mutants with insertions in, and immediately adjacent to, the N-terminal
hairpin (positions 1208 to 1228) and the cyclophilin A-binding
region (1443 to 1472) of capsid were able to form viral particles but
were defective in a step in early infection (Fig. 11 and 12). X-ray
crystallographic and biochemical studies (12, 30, 32)
support the theory that the
-hairpin structure forms only after
proteolytic maturation of the viral particle. An extended, relatively disordered conformation during assembly may
account for the fact that insertions in this region do not impair
viral particle formation. The
hairpin and the cyclophilin
A-binding regions are the only regions in the N-terminal domain of
capsid that protrude from a tightly packed helical core. These
structural differences might explain the differential effects of
insertions in these regions on assembly. It has been suggested that the
disassembly of the viral core (uncoating) that occurs after viral entry
and before the initiation of RT depends on an interaction between capsid and cyclophilin A (4, 11). Therefore, insertions in the cyclophilin A-binding region that interfere with this interaction might affect uncoating.
 |
DISCUSSION |
In the experiments described here, a large number of mutants with
insertions at diverse positions in the 5' 1-kb segment of the HIV-1
genome were followed en masse through two rounds of replication. This
strategy permitted a comprehensive, comparative examination of the
effects of each mutation on viral replication. Selection and analysis
of the mutants in parallel provided built-in internal controls for
variables such as sample recovery and efficiency of analysis
procedures. Retroviruses, particularly HIV, have been extensively
studied using a variety of techniques. As a result, the basic
mechanisms of major steps in the retroviral life cycle have been
elucidated and many functional features of the retroviral genome have
been mapped. Yet numerous important questions about retroviral
replication remain to be answered. There is, therefore, still much to
be learned from a systematic dissection of the HIV genome.
Mutations of any type can produce unpredictable consequences. For
example, results from a previous genetic footprinting experiment (26) suggest that 36-bp insertion mutations may in some
cases be less disruptive to the structure of a small RNA molecule than 12-bp substitution mutations. The mutation introduced in this study, a
15-bp insertion mutation, was designed to be disruptive enough to
affect reproductive fitness of mutant viruses yet subtle enough to
produce partially active mutants. The observation that many mutants
with insertions at diverse locations had partially defective phenotypes
demonstrates the usefulness of this type of mutagenesis strategy.
Interestingly, these partially active mutants contained insertions in
known essential sequences, as well as in sequences not previously noted
to be important for viral replication.
The three-dimensional structures of matrix, capsid, and many HIV RNA
elements have revealed much about the properties of these proteins and
RNAs, and much directed mutagenesis has been done based on these
structures. However, in our studies, the severity of the effects of
mutations does not predictably correlate with the locations of
insertions with respect to known secondary or tertiary structures. This
observation suggests that important functional data can still be
derived by thorough, nondirected mutagenesis approaches, at least until
we know better how to predict function based on structural information.
Expected results and novel observations.
The experiments
defined several functional features in the HIV-1 genome, some of which
have not previously been described. We mapped three kinds of
cis-acting sequences: sequences that affect transcription or
transcript stability, sequences involved in viral RNA packaging, and
sequences important for an early step in viral transduction. Some of
these sequences were found in intervals previously implicated in these
functions (e.g., TAR and the kissing loop motif), and others were found
in previously unrecognized locations.
The phenotypes of several mutations near the N terminus of matrix
suggested an unforeseen trans-acting function for matrix in
transcript formation or stabilization. In contrast to previous reports,
we observed that many mutations that map to the globular core of matrix
had marked effects on assembly and that mutations in the helical core
of the N-terminal domain of capsid caused defects in both assembly and
an early step in infection (perhaps disassembly).
Mutations in the
-hairpin and cyclophilin A-binding regions of
capsid primarily resulted in early replication defects. The behavior of
the mutations in the cyclophilin A-binding region was consistent with
its previously postulated role in uncoating.
How might the same mutation in capsid cause defects in both assembly
and disassembly? Assembly involves the aggregation of Gag and Gag-Pol
polyproteins, whereas disassembly normally occurs after proteolysis of
these polyproteins into smaller proteins. A mutation that impairs
assembly might also cause the viral particles that do form to be
aberrant. Viruses with mutations in the N-terminal half of capsid have
previously been noted to have abnormal core morphologies (8,
22). Perhaps this abnormal structure compromises steps essential
for uncoating, such as proteolytic maturation or cyclophilin A incorporation.
Discrepancies with previously published results.
The
inconsistencies between our results and previous reports can be grouped
into two classes. First, mutations at 25 positions in the matrix gene
resulted in severe defects in replication in our study, while mutations
disrupting some of the same sites were reportedly tolerated in a
previous study (10). Second, we found that many mutations in
the N-terminal half of capsid impaired viral assembly. Previous studies
have mapped the residues important for Gag multimerization and viral
assembly to the C-terminal domain of capsid (8, 14, 21, 29),
while viruses with mutations in the N-terminal domain of capsid were
found to be competent for viral assembly, although sometimes abnormal
in core morphology (8, 9, 21, 22, 31).
These discrepancies may result from differences in experimental method
or interpretation. First, the precise locations and types of mutations
differ. Second, the methods used to assess replication competence
differ between reports. Third, in the previous work, viral assembly was
measured in a variety of ways, including exogenous RT assays, RNase
protection, Western blotting for viral proteins, and electron
micrography. These assays implicitly define viral assembly in ways that
reflect different features of the assembly process and can reasonably
be expected to be differentially affected by mutations. In addition,
some of the assays in previous reports were inherently qualitative,
whereas we measured quantitative incorporation of viral RNA into
extracellular particles.
For mutations that severely compromise viral replication, the
experiments presented here are likely to have led to an overestimate of
the ability of these mutants to replicate. In the selection strategy,
the uncomplemented transduction cycles were carried out using either
stably transfected cells or cells that had been transduced at low
multiplicity of infection (MOI) as producer cells. It is likely,
however, that complementation occurred in both populations of cells.
For the virus-producing cells transduced at low MOI, the measured MOI
was approximately 0.05. Assuming that the number of proviruses per cell
followed a Poisson distribution, approximately 2.5% of the cells that
were transduced by at least one virus were actually transduced by more
than one virus, allowing complementation to occur in those cells.
Hence, for viruses carrying complete recessive loss-of-function
mutations in trans-acting factors, one would expect a
background survival of approximately 2.5%.
Possible extensions of this work.
In the original report
describing the genetic footprinting technique, this method was used to
generate a high-resolution functional map of a small (200-bp) gene
encoding an RNA molecule (26). Modifications to the genetic
footprinting procedure permitted us to analyze a much larger (1,000-bp)
stretch of nucleic acid, including both cis-acting and
protein-coding sequences. The experiments presented here involved the
isolation and analysis of complex nucleic acid samples, including
cellular RNA, virion RNA, and genomic DNA samples from a selection
scheme in eukaryotic cells. Thus, genetic footprinting could be used to
map the functional features in any DNA sequence if an appropriate
selection scheme were available.
By examining only three stages of the replication cycle, we could only
make a rough assignment of the stages of the HIV life cycle affected by
each mutation. Refinement of our picture of viral replication can be
achieved by footprinting nucleic acid samples representing more finely
differentiated steps. In addition, a more diverse set of phenotypes
could be characterized by using a variation on the method used here.
Insertion mutations with different insert sequences and substitution
mutations could be introduced and analyzed (reference
26 and unpublished results). Extending this genetic
footprinting analysis to the entire HIV genome is likely to provide new
insights into the functional organization of the HIV genome.
 |
ACKNOWLEDGMENTS |
We thank Marc Laurent for extensive software support, Kiyoshi
Mizuuchi for MuA transposase, and Richard Sutton for helpful discussion.
Funds for this work were provided by NIH grant HG00983 and the Howard
Hughes Medical Institute. Patrick O. Brown is an associate investigator
of the Howard Hughes Medical Institute. Louise C. Laurent was supported
in part by a Medical Scientist Training Program training grant.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Howard Hughes
Medical Institute, Stanford University Medical Center, Beckman Center B251, Palo Alto, CA 94305. Phone: (650) 725-7567. Fax: (650) 723-1399. E-mail: pbrown{at}cmgm.stanford.edu.
Present address: University of California at San Francisco Medical
School, San Francisco, CA 94143.
 |
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Journal of Virology, March 2000, p. 2760-2769, Vol. 74, No. 6
0022-538X/00/$04.00+0
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