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Journal of Virology, February 2000, p. 1149-1157, Vol. 74, No. 3
AIDS Molecular Biology
Unit,1 Hepatitis Research
Unit,3 and The National Centre for HIV
Virology Research,4 Macfarlane Burnet Centre for
Medical Research, Fairfield, Victoria 3078, Australia, and
Siddhi Polyclinic, Kathmandu, Nepal2
Received 15 April 1999/Accepted 2 November 1999
An explosive epidemic of human immunodeficiency virus type 1 (HIV-1) has been documented among the injecting drug user population of
Kathmandu, Nepal, whose seropositivity rate has risen from 0 to 40%
between 1995 and 1997. By using Catrimox to preserve whole-blood RNA at
ambient temperature for transportation, HIV-1 envelope V3-V4 sequences
were obtained from 36 patients in this group. Analysis of the sequences
indicated a homogenous epidemic of subtype C virus, with at least two
independent introductions of the virus into the population. Viral
diversity was restricted within two transmission subclusters, with the
majority of variation occurring in V4. Calculation of the
synonymous-to-nonsynonymous mutation ratio (Ks:Ka) across this region
showed that significant evolutionary pressure had been experienced
during the rapid horizontal spread of the virus in this population,
most strongly directed to the region between V3 and V4.
Despite initial optimism that an
incipient epidemic of human immunodeficiency virus type 1 (HIV-1) in
the Himalayan kingdom of Nepal had been averted through the
establishment of education programs (27), more recent data
have shown a sharp rise in the incidence of seropositivity in this
country. Between 1995 and 1997, HIV-1 seroprevalence among the
injecting drug users (IDU) of Kathmandu rose from 0% to 40 to 50% (N. Crofts, personal communication; R. L. Gurubacharya, V. L. Gurubacharya, J. Shrestha, and B. Pulchowk, Conf. Record, 12th World
AIDS Conf., abstr. 23246, p. 390, 1998), associated with the shared
injection in this group of Tidigesic (buprenorphine, a semisynthetic
opiate pharmaceutical) or "brown sugar" (an impure form of heroin).
The extent of high-risk behavior among the IDU in Kathmandu is also
reflected in the alarming incidence of hepatitis C virus
seropositivity, which is 94% among IDU, against a background of 0.6%
in the general population (30).
An explosive spread of HIV-1 has recently been documented in
geographically defined IDU cohorts in Russia (18) and
Belarus (21), demonstrating low genetic diversity in these
epidemics. The number of IDU in greater Kathmandu was estimated at
2,000 in 1997 (12) (although the number is now probably
higher), and the seroprevalence data indicated a rapid spread of HIV-1
within this relatively isolated population. Since no prior
investigations have documented the molecular epidemiology of the
Nepalese HIV-1 epidemic, this examination was undertaken to survey the
prevailing subtype and mode of evolution of the virus from IDU in Kathmandu.
Previous studies that have examined the molecular structure of HIV-1
from regions distant from the laboratory have largely used dried blood
spots, collected on filter paper and transported at ambient
temperature, to analyze small regions of proviral DNA (3, 4)
or viral RNA (5) by PCR amplification. In this study, a
technique was devised that enabled the safe transfer and recovery of
viral RNA from whole blood collected in Kathmandu and transported and
stored at ambient temperature for as long as 3 months.
Patients and sample collection.
Whole-blood samples were
collected after informed consent from randomly selected subjects in
Kathmandu, Nepal. A history of intravenous drug use was the sole
selection criterion. A total of 46 IDU were examined (42 males and 4 females; average age, 27 years), 35 of whom had previously been found
seropositive by an HIV-1 enzyme-linked immunosorbent assay (ELISA)
(United Biomedical Incorporated, Hauppauge, N.Y.), 2 of whom had
previously been found HIV-1 seronegative by the same method, and 9 of
whom had not yet been tested. In addition, negative-control samples
from four subjects at low risk for HIV-1 exposure were collected (Table 1).
Sample transport and RNA extraction.
The method used for
sample transport and RNA extraction is outlined in Fig.
1. Catrimox (Catrimox-14 surfactant;
Qiagen, Hilden, Germany) was dispensed in 900-µl aliquots into 1.5-ml
screw-cap microcentrifuge tubes in Melbourne, Australia, and shipped at ambient temperature to Kathmandu. Samples (200 µl) of whole blood were added directly to the tube, followed by vigorous shaking by hand.
The samples were then shipped by mail to Melbourne and stored at
ambient temperature before analysis. The total time from specimen
collection to analysis was 2 to 3 months.
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
The Explosive Human Immunodeficiency Virus Type 1 Epidemic
among Injecting Drug Users of Kathmandu, Nepal, Is Caused by a
Subtype C Virus of Restricted Genetic Diversity
![]()
ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References

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FIG. 1.
Flow diagram outlining the method used to preserve,
transport, and amplify HIV-1 RNA. Three oligonucleotide primers were
included in the RT-PCR step to allow for the sequence variation in all
HIV-1 subtypes. The final PCR step (with M13-tailed primers) generates
products of sufficient quantity for direct automated DNA sequencing.
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Sequence manipulation and phylogenetic analysis. Primary sequence data were assembled and edited with Geneworks (Intelligenetics, Mountain View, Calif.) on a Power PC (MacIntosh) platform. All subsequent analyses were performed by using the web interface of the Australian National Genomic Information Service (ANGIS). Sequences were aligned by using PILEUP, corrected, and codon aligned by hand. Square genetic distance matrices were generated by using EDNADIST; the Jukes-Cantor model of molecular evolution was used, correcting for multiple substitutions. The mean genetic distance within clusters, with range and standard deviation, was calculated from the matrix. Phylogenetic trees were constructed with a maximum-likelihood (ML) algorithm, EDNAML (a modified version of DNAML in PHYLIP, version 3.572c), by using empirical base frequencies, a transition/transversion ratio of 2.0, and a randomized input order of sequences. Trees were viewed and manipulated by using XTREE on a PC platform. The stability of tree topology was tested by the production of trees from the same alignment by using a maximum-parsimony algorithm (EDNAPARS) or a neighbor-joining (NJ) algorithm (ENEIGHBOR) and by using bootstrapping (ESEQBOOT with 50% resampling and 100 iterations) of the NJ trees. Synonymous (Ks) and nonsynonymous (Ka) substitutions per synonymous site were calculated by using DIVERGE (based on the algorithm of Li et al. [17], which ignores stop codons and codons that contain gap characters), and the mean Ks:Ka ratio was obtained from the matrices. Statistical significances of the difference of means were calculated by using an independent-sample t test in the Statistical Package for the Social Sciences (SPSS), version 7.0, with a two-tailed distribution and equal variances not assumed.
HIV-1 sequences from published cohorts. Published HIV-1 envelope DNA sequences from the following transmission cohorts were downloaded from GenBank for analysis: (i) the Florida dental cohort (index case and 5 recipients [6, 26]), (ii) the Kaliningrad IDU cohort (closely related sequences from 26 IDU [18]), and (iii) the Belarus IDU cohort (closely related sequences from 20 IDU [21]). Sequences from the Glenochil prison outbreak (an IDU transmission cluster of 13 [35]) were kindly provided by David Yirrell. Sequences from the Sydney Blood Bank cohort (donor and three recipients) have been published previously (25). Where more than one viral sequence was available from an individual, one was selected at random.
Nucleotide sequence accession numbers. The 35 viral cDNA sequences obtained in this study have been deposited in GenBank under accession no. AF128961 through AF128995. The proviral sequence obtained from 99NP610 has been assigned accession no. AF128996.
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RESULTS |
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Amplification from viral RNA. Of samples taken from 35 HIV-1-seropositive IDU, 25 (71%) yielded detectable products by RT-PCR (Table 1). Of the samples from nine IDU whose HIV-1 serostatus was unknown, eight (89%) gave detectable products; 99NP49 alone was negative. Additionally, the two IDU who had previously been found HIV-1 seronegative yielded detectable HIV-1 PCR products. These were most probably sampled during the "window period" after HIV-1 infection but before the development of anti-HIV-1 antibodies. It has not yet been possible to repeat an HIV-1 ELISA on these patients. Assuming that the specificity of the ELISA is close to 100% and that subject 99NP49 was uninfected, the sensitivity of transport in Catrimox and amplification by this method is >76%. There was no evidence for cross-contamination of samples during transport or processing, and all derived nucleotide sequences were unique (http://www.burnet.edu.au/oelrichs/align2.htm).
Analysis of V3-V4 envelope sequences. Figure 2 shows an alignment of the predicted HIV-1 amino acid sequence derived from 35 samples by RT-PCR of viral RNA and from 1 additional sample (99NP610) by PCR of proviral DNA. The alignment has been truncated to show the V3-V4 region. All but 2 of the 36 viral sequences show the sequence GPGQ at the tetrameric V3 loop tip, the conservation of which has been noted previously in HIV-1 subtype C (10). V3 is highly conserved in general, and much of the variation between sequences occurs in the V4 region. The sequence from 99NP15 contains a large deletion (186 bp) encompassing almost the entire V4 region. A total of three independent RT-PCRs yielded the same-sized fragment from this individual.
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Subtype of Nepalese sequences. An NJ phylogenetic analysis generated from an alignment of the 36 Nepalese sequences and reference HIV-1 subtype sequences (15) over the region C3-V4 (pNL43 nt 7023 to 7477) showed the Nepalese sequences clustering with subtype C isolates with a high degree of certainty (bootstrap value from 100 iterations, 98% [data not shown]).
Two distinct Nepalese clusters.
Figure
3 shows an ML tree estimating the
phylogenetic relationship between the Nepalese sequences and HIV-1
subtype C viruses from India and Africa over the region C3-V4. For
this and subsequent estimates, the sequence from 99NP15 was removed,
because the large deletion would have confused the analysis. Two
monophyletic groups are evident within the Nepalese sequences, both
supported by highly significant bootstrap values in NJ analysis and by
maximum-parsimony analysis (data not shown). The larger of these
(cluster 1), containing 33 of the sequences, is most closely related to
a group of Indian isolates. The second, smaller cluster of three
individuals (cluster 2) has a longer branch length between the
ancestral node and other subtype C sequences
the nearest neighbor
being ZAM18, from Africa. Although the three sequences in cluster 2 share a distinctive motif in V4 [QGPN(E/G)T (Fig. 2)], the
distinction into two groups does not appear to be the result of a
single "signature sequence" or discrete genomic region, as this
separation is maintained when NJ analysis is performed on smaller
regions of the alignment encompassing V3, V4, or the intervening
constant region (data not shown).
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group 1A (99NP51 and 99NP53) and group 1B (99NP40, 99NP41, and 99NP42). It was not possible
to assign a reason for the close association of the viral strains in
these clusters from patient history or origin.
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Calculation of mean genetic distance.
Viral sequence diversity
was calculated by mean pairwise genetic distance for the Nepalese IDU
cohort (in total and separated into clusters 1 and 2) and a number of
published HIV-1 parenteral transmission clusters and IDU epidemic
cohorts (Table 2). The data were
truncated to the largest region shared by all available sequences (V3
loop; pNL43 nt 7100 to 7207). The results are presented in order of
diminishing mean genetic distance. The diversity of the Nepalese cohort
is lower than that of the three nosocomial clusters but significantly
higher than that for other published IDU outbreaks. The major Nepalese
transmission group (cluster 1) alone did not differ in diversity from
the entire IDU cohort analyzed together, although cluster 2 was of
substantially lower diversity.
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Genetic distances and Ks:Ka ratios within the Nepalese cluster. The distribution of genetic distance values in the Nepalese IDU C3-V4 region was examined in more detail. The entire alignment of the 35 viral cDNA sequences (pNL43 nt 7025 to 7477) was divided into four codon-aligned alignments: the 5' flanking region (pNL43 nt 7025 to 7099), the V3 region (pNL43 nt 7100 to 7207), the 3' flanking region (pNL43 nt 7208 to 7366), and the V4 region (pNL43 nt 7367 to 7468). The latter three regions are indicated in the translated amino acid sequences shown in Fig. 2. The mean genetic distance was calculated for each of these four alignments. Figure 5 shows the results of these calculations, with the range of pairwise genetic distances in each set presented to show the distribution of variation. As is evident from the predicted amino acid sequence alignment in Fig. 2, the majority of sequence variation is due to the V4 region, which has the highest mean genetic distance (12.9% ± 10.3%) as well as the broadest range of distances. By contrast, the distance values of V3 cluster more tightly around a lower mean of 4.6% ± 2.3%, and the distances of the 5' flanking region are confined below 6.0%. A significant amount of sequence variation is found within the 3' flanking region (5.5% ± 3.8%), and this region is more variable than V3, as has been described previously for HIV-1 subtype C isolates (10). To examine whether this sequence variability was due to increased neutral (random) mutation or was the product of evolutionary selection pressure, the Ks:Ka ratio was calculated for these alignments (Fig. 5). Ks:Ka values below 1.0 indicate a predominance of mutations driven by selective pressure as opposed to those occurring by random genetic drift (16, 24, 31, 36). Analysis of the entire alignment yielded a mean pairwise Ks:Ka ratio of 0.86 (P < 0.001), indicating significant evolutionary pressure on the C3-V4 region as a whole. Interestingly, examination of the smaller regions alone revealed that the majority of this pressure is operating upon the 3' flanking region (Ks:Ka = 0.74; P < 0.001), between V3 and V4. The Ks:Ka ratio within the V3 (0.93; P = 0.133) and V4 (0.84; P < 0.001) regions is also <1.0, although, in concordance with the viral diversity, most evolution is occurring in the V4 rather than the V3 region, and the Ks:Ka ratio in V3 does not achieve statistical significance. The 5' flanking region shows no evidence of selected mutations, with a Ks:Ka ratio of 2.3 (P < 0.001).
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DISCUSSION |
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As the global pandemic of HIV-1 continues to expand, previously naive populations experience patterns of infection that are a product of the source of the virus and the predominant mode of transmission. The object of this study was to investigate the explosive spread of HIV-1 in the relatively confined population of IDU in Kathmandu, and the results have shed light on the possible source of the epidemic in that group and the particular mode of evolution of HIV-1 subtype C during rapid horizontal transmission.
Initially a less commonly reported subtype of HIV-1, subtype C has come
to dominate the global pandemic and is responsible for rapidly
spreading epidemics in South Africa and neighboring countries (2,
34) and in the Indian subcontinent (10, 19). It is not
clear whether this predominance is a reflection of chance transmission
of HIV-1 subtype C into fertile naive populations or whether it may
reflect the relatively higher fitness of a virus that has adapted
further to human transmission. Unlike other subtypes of HIV-1, strains
of subtype C may contain an additional one or two copies of the binding
site for the transcription factor NF-
B within the long terminal
repeat promoter region (14), perhaps resulting in enhanced
viral transcription and fitness.
HIV-1 subtype C was the only subtype detected in a total of 36 randomly selected IDU in Kathmandu, indicating that the epidemic is homogenous and possibly of Indian origin, rather than spreading from Southeast Asia, where the predominant subtypes are B' and A/E (10). Other neighboring countries have also reported subtype C infections, however, and the differences between reported strains are not sufficiently great to allow assignment of an isolate to a particular country of origin on the basis of sequence data alone.
The Kathmandu HIV-1 sequence information will be of relevance to any forthcoming vaccine strategies in Nepal. It will also be of interest to examine the HIV-1 epidemics in separate at-risk populations, for example, commercial sex workers or women receiving prenatal care. The detection of different subtypes of the virus in distinct at-risk groups, as was the case in the early HIV-1 epidemic in Thailand (22), would indicate a separate epidemiological origin of these epidemics.
A more detailed analysis of the 35 subtype C envelope sequences revealed clear segregation into minor and major clusters (Fig. 3 and 4). This segregation was not due to the presence of a discrete signature sequence but was demonstrable along the length of the aligned sequences. The larger of the two clusters has a star-shaped phylogeny, suggestive of horizontal transfer of the virus in a short time (10), in concordance with the available epidemiological information. It has not been possible to separate the three members of the minor cluster from the majority on the basis of geographical origin, ethnicity, or preferred mode of drug injection. It is probable, however, that these three are simply members of a more recent transmission cluster, sampled by chance, as the mean genetic distance in this group (1.9% ± 1.4%) is substantially lower than that in the larger cluster (4.6% ± 2.3%), consistent with a shorter time since transmission. These data indicate that the Nepalese IDU epidemic has been the product of a limited number (possibly as few as two) of introductions of HIV-1 subtype C into the population and a subsequent explosive transmission within it.
Comparison of these data with previously published sequences of parenteral transmission cohorts shows that the diversity of the Nepalese IDU sequences (as measured by mean pairwise genetic distance) is approximately centrally located within a broad range (Table 2). The highest diversity calculated is for the Sydney Blood Bank cohort (7), a function of the increased viral diversity that has been noted in such cohorts of long-term non-progressors to HIV disease (8, 23). By contrast, extremely low diversity is calculated for three large IDU transmission cohorts (from Kaliningrad, Belarus, and Glenochil) where sampling was performed early in the epidemic. A comparable diversity was calculated for the Nepalese IDU cohort and two other cohorts with epidemics of similar duration. These data indicate that, despite the explosive nature of the spread of HIV-1 in Kathmandu, it has already achieved substantial diversity, comparable to that in previously reported instances.
Examination of an alignment of the predicted amino acid sequences from the Nepalese IDU HIV-1 clearly shows that most variation has occurred in the V4 region (Fig. 2). Higher rates of evolution in the V3-flanking regions, compared to V3 itself, have been noted previously in HIV-1 subtype C (10, B. T. Foley, personal communication). In order to analyze the differential rates of evolution of these envelope regions, the data were divided into four separate alignments covering V3, V4, and the 5' and 3' sequences flanking V3. Viral diversity and Ks:Ka ratios were calculated from these (Fig. 5). All regions apart from the 5' flanking region show substantial diversity, with most variation occurring in V4 and the 3' flanking region rather than in V3. A Ks:Ka ratio of 0.86 (P < 0.001) for the entire alignment indicates that the virus has experienced significant selective mutation during its rapid spread through the Nepalese IDU. Interestingly, the highest evolutionary pressure has been directed towards the 3' flanking region (Ks:Ka = 0.73; P < 0.001) rather than to the variable regions. These data confirm previous observations that the highest genetic diversity in the C3-V4 region of HIV-1 subtype C is found outside V3 and indicate that the flanking region immediately 3' to V3 is the target of an unknown positive or purifying selective pressure during transmission.
The use of the cationic surfactant Catrimox-14 in the isolation of viral RNA has been described for the analysis of hepatitis C virus (1, 29, 32) and bovine viral diarrhea virus (13). Addition of Catrimox leads to the disruption of cellular and viral particles and to the preservation of RNA from both these sources. This is the first report of its use in the transport and extended storage at ambient temperature of HIV-1 RNA in whole blood. This technique has a number of advantages over the use of dried-blood spots for the transport of HIV-1-positive specimens over extended distances. The collection procedure is simple, and the addition of the Catrimox reagent to the blood destroys infectious blood-borne viral particles, rendering the sample safer to transport through conventional mail. The extraction procedure is also simple and allows the analysis of viral RNA directly rather than by amplifying integrated proviral DNA copies of the virus that might be defective or archival. The technique is also efficient, achieving recovery of HIV-1 from >76% of ELISA-positive samples in this study.
This study reports the first genetic information from the explosive HIV-1 epidemic in Nepal, finding the subtype spreading amongst IDU to be exclusively subtype C and possibly of Indian origin. It reports a new application of the reagent Catrimox in the preservation and transport of HIV-1 RNA for analysis in laboratories distant from the site of collection, which offers advantages over currently used techniques. The study also presents the largest HIV-1 parenteral-transmission cohort examined to date and confirms previous observations concerning the unusual evolution of the V3 flanking regions of HIV-1 subtype C. These data have relevance for both existing and proposed public health interventions and vaccine strategies, designed to curb this potentially devastating epidemic.
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ACKNOWLEDGMENTS |
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We thank Brian Thomas Foley and Nick Crofts for advice and helpful discussions and Mana Khongphatthanayothin and Scott Cowcher for help with statistical analysis. We gratefully acknowledge Jack Stapleton for suggesting the use of Catrimox in this study and M. R. Shambhu for sample collection.
This work was supported in part by an Australian government grant to the National Centre for HIV Virology Research and the Macfarlane Burnet Centre for Medical Research Fund.
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FOOTNOTES |
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* Corresponding author. Present address: HIV-NAT, Program on AIDS, Thai Red Cross Society, 1871 Rama IV Rd., Pathumwan, Bangkok, Thailand 10330. Phone: 66-2256-4579. Fax: 66-2653-2488. E-mail: oelrichs{at}loxinfo.co.th.
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