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Journal of Virology, October 2000, p. 9184-9196, Vol. 74, No. 19
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Endocytosis and Nuclear Trafficking of
Adeno-Associated Virus Type 2 Are Controlled by Rac1 and
Phosphatidylinositol-3 Kinase Activation
Salih
Sanlioglu,1,2
Peter K.
Benson,1,3
Jusan
Yang,1
E. Morrey
Atkinson,4
Thomas
Reynolds,4 and
John F.
Engelhardt1,2,*
Department of Anatomy and Cell Biology and
Center for Gene Therapy,1 Department of
Internal Medicine,2 and Department of
Otolaryngology-Head and Neck Surgery Institute,3
University of Iowa College of Medicine, Iowa City, Iowa 52242, and
Targeted Genetics Corporation, Seattle, Washington
981014
Received 12 May 2000/Accepted 14 July 2000
 |
ABSTRACT |
Adeno-associated virus (AAV) is a single-stranded DNA parvovirus
that causes no currently known pathology in humans. Despite the fact
that this virus is of increasing interest to molecular medicine as a
vector for gene delivery, relatively little is known about the cellular
mechanisms controlling infection. In this study, we have examined
endocytic and intracellular trafficking of AAV-2 using fluorescent
(Cy3)-conjugated viral particles and molecular techniques. Our results
demonstrate that internalization of heparan sulfate proteoglycan-bound
AAV-2 requires
V
5 integrin and activation of the small
GTP-binding protein Rac1. Following endocytosis, activation of a
phosphatidylinositol-3 (PI3) kinase pathway was necessary to initiate
intracellular movement of AAV-2 to the nucleus via both microfilaments
and microtubules. Inhibition of Rac1 using a dominant N17Rac1 mutant
led to a decrease in AAV-2-mediated PI3 kinase activation, indicating
that Rac1 may act proximal to PI3 kinase during AAV-2 infection. In
summary, our results indicate that
V
5 integrin-mediated
endocytosis of AAV-2 occurs through a Rac1 and PI3 kinase activation
cascade, which directs viral movement along the cytoskeletal network to
the nucleus.
 |
INTRODUCTION |
Adeno-associated virus (AAV) is a
nonpathogenic, single-stranded DNA human parvovirus that is under
development as a gene therapy vector (1, 22, 29, 63).
Recombinant AAV-2 (rAAV) carrying reporter genes has been shown to
readily transduce several organs, including muscle, brain, and eye
(2, 7, 21, 29, 63). However, the transduction efficiency of
rAAV appears to vary greatly among different tissues. In part, the lack
of AAV-2 cell surface receptors (56) is thought to
contribute to the inefficient infection of different tissue types
(16).
The nuclear events influencing rAAV transduction, such as the
phosphorylation status of the D-sequence-binding protein and the
conversion of single-stranded DNA genomes to circular forms, have been
partially elucidated (14, 15, 48, 51-53). However, the
mechanisms underlying rAAV uptake and trafficking to the nucleus still
remain largely undefined. The identification of several receptors and
coreceptors has contributed to the understanding of AAV-2 binding to
cells, the first step required for internalization. Heparan sulfate
proteoglycan (HSPG), the first identified receptor for AAV-2
(56), appears to function primarily in virus attachment to
the cell surface. Efficient AAV-2 infection has also been suggested to
require a second coreceptor, such as human fibroblast growth factor
receptor 1 (47) or
V
5 integrins (55).
Integrins are molecules involved in cell adhesion and motility (9,
33) and have also been implicated in adenovirus infection. In
this context, integrins interact with small intracellular signaling molecules, such as Rho, Rac, and Cdc42 GTPases, and can act through actin fibers to facilitate motility and endocytic pathways (42, 45). Furthermore, integrin clustering has been shown to activate a focal adhesion kinase, known as pp125FAK, through
tyrosine phosphorylation (39). Tyrosine-phosphorylated focal
adhesion kinase then recruits phosphatidylinositol-3 kinase (PI3K),
resulting in the activation of PI3K pathways (35). PI3Ks are
members of a family of lipid kinases composed of a p85 regulatory subunit and a p110 catalytic subunit (28). Activation of
this PI3K pathway leads to the generation of
phosphoinositol-3,4-biphosphate and
phosphatidylinositol-3,4,5-triphosphate (PIP3). These
messengers are involved in vesicular trafficking (43) and
the rearrangement of cytoskeletal proteins such as actin
(28). Interestingly, activated Rac1 and PI3K pathways are
also required for the internalization of adenovirus (35).
Productive transduction by many viruses requires that virions gain
access to the nucleus following infection. However, cytoskeletal network proteins such as actin and tubulin prevent free diffusion of
large particles in the cytoplasm (54). These microtubules and microfilaments not only serve as barriers but also act as "highways" to facilitate the trafficking of these particles to specific destinations such as the nucleus or lysosomes. For example, nuclear targeting of adenovirus (49) has been shown to
require functional microtubules and microfilaments (19, 34, 35, 57). Using Cy3-labeled AAV-2, we investigated the mechanisms of
endocytosis and nuclear trafficking for this virus. Our results indicate that endocytosis of AAV-2 occurs through an
V
5
integrin/Rac1-dependent mechanism and that subsequent trafficking of
the virus to the nucleus requires activation of PI3K pathways as well
as functional microtubules and microfilaments.
 |
MATERIALS AND METHODS |
Analysis of purity of rAAV stocks.
The tgAAVCF vector, an
AAV-2 vector encoding the cystic fibrosis transmembrane conductance
regulator (CFTR) transgene, was produced and purified by Targeted
Genetics (Seattle, Wash.) using column chromatography. tgAAVCF was free
of detectable replication-competent adenovirus and
replication-competent AAV (<3 IU/1010 DNase-resistant
particles), bacteria, fungi, mycoplasmas, and endotoxin. To further
assess the purity of the virus to be used for coupling to the Cy3 dye,
decreasing amounts of tgAAVCF (from 20 to 1 µl) were electrophoresed
on a 12% polyacrylamide-Tris-glycine gel (Novex); 50 ng of
-galactosidase protein (Sigma) was used as a reference standard. The
gel was run for about 1.5 h at 140 V in 1× running buffer (5.8 M
Tris, 28.8 M glycine, 0.05% [vol/vol] sodium dodecyl sulfate
[SDS]). The gel was removed, washed for 10 min in 7.5% (vol/vol)
acetic acid, then stained for 1 h with Sypro-Orange (Molecular
Probes) and destained for 10 min in 7.5% acetic acid. The gel was
scanned using a Storm Imager and then analyzed using Image Quant
Software (Molecular Dynamics). Data analysis was performed to calculate
the purity of virus based on the percentage of viral capsid proteins
(VP1, VP2, and VP3) to total protein staining.
Cy3 labeling of rAAV and analysis in HeLa cells.
Purified
rAAV was dialyzed and concentrated in conjugation buffer (0.1 M sodium
carbonate [pH 9.3]) using Centricon 30 ultrafilters (Millipore) prior
to the labeling reaction. The lyophilized Cy3 dye was also dissolved in
conjugation buffer. Briefly, samples of virus (5 × 1011 particles) were incubated for 30 min at room
temperature with the N-hydroxysuccinimide (NHS)-ester
carbocyanine (Cy3) dye in a reaction volume of 1 ml. The solutions were
then transferred to dialysis chambers (10,000-molecular-weight cut-off;
Gibco-BRL) and dialyzed for 24 h against two changes of buffer
containing 20 mM HEPES (pH 7.5) and 150 mM NaCl. Lastly, the samples
were dialyzed overnight in Dulbecco's modified Eagle's medium (DMEM) with no serum and concentrated in a Centricon 30. Dye-to-virus particle
(D/P) ratios of the Cy3-labeled virus samples were calculated according
to the manufacturer's instructions (Amersham Life Science) and were
approximately equal to 1. The dialyzed Cy3-virus solution (Cy3AAV) was
used directly for infecting HeLa cells (multiplicity of infection
[MOI] of 10,000 DNA particles/cell) on glass slides at 4°C for 60 min (in the absence of serum). Following binding of the labeled virus
at 4°C, slides were washed in serum-free medium twice and either
fixed immediately for analysis or shifted to 37°C for continued
infection in the presence of medium containing 10% serum. It should be
noted that low-temperature incubation of HeLa cells resulted in subtle
alterations in cell structure, as indicated by rounding of cells and
cytoplasmic blebbing. However, these changes were independent of virus application.
Heparin competition assay.
HeLa cells were incubated with
CellTracker Green 5-chloromethylfluorescein diacetate (Molecular
Probes) for 0.5 h at 37°C to permit visualization of subcellular
compartments. Cells were then infected with Cy3-labeled rAAV at an MOI
of 10,000 DNA particles/cell in the presence of increasing
concentrations of heparin (40 µM, 200 µM, and 1 mM; Sigma) at 4°C
for 60 min. After the incubation, cells were washed in
phosphate-buffered saline (PBS) and fixed in 2% paraformaldehyde.
Immunocytochemistry.
Cy3AAV-infected HeLa cells were
incubated for 1 h at 4°C to allow virus binding. Cells were
fixed in 100% methanol by incubating at
20°C for 10 min. After
three washes in PBS, blocking was performed in 20% goat serum for 30 min. Samples were incubated in 1.5% goat serum-PBS containing 25 µg
of primary B1 monoclonal anticap antibody (ARP Inc.; catalog no.
03-61058) per ml for 1 h at room temperature, followed by three
washes with 1.5% goat serum-PBS. Fluorescein isothiocyanate
(FITC)-labeled secondary antibody (anti-mouse immunoglobulin G [IgG];
Boehringer Mannheim Corp.) was added and incubated for another 30 min.
After extensive washing in 1.5% goat serum-PBS, the slides were
coverslipped with Citifluor mountant.
Preparation of Ad.N17Rac1 and Ad.CMVLacZ and Ad.K44Adynamin
stocks.
Three recombinant adenovirus vectors expressing
either
-galactosidase (Ad.CMVLacZ) (20), a
dominant negative mutant of Rac1 (Ad.N17Rac1) (32), or a
dominant negative mutant of dynamin (Ad.K44Adynamin) (10,
27) were used for functional studies. Recombinant adenoviral
stocks were generated as previously described (18) and
stored in 10 mM Tris with 20% glycerol at
80°C. The particle
titers of adenoviral stocks were determined by
A260 readings and were typically
1013 DNA particles/ml. The functional titers of adenoviral
stocks were determined by plaque titering on 293 cells and expression assays for encoded proteins. Typically the particle-to-plaque-forming unit ratio was equal to 25.
Morphologic assays to test involvement of
V
5 integrin and
Rac1 in rAAV endocytosis.
Several assays were performed to assess
the involvement of
V
5 integrin and Rac1 in Cy3AAV endocytosis.
These studies utilized an adenoviral vector encoding a dominant mutant
to Rac1 (Ad.N17Rac1) or blocking antibodies to
V
5 integrin.
Affinity-purified mouse anti-human IgG
V
5 integrin monoclonal
antibody was obtained from Chemicon International (catalog no. MAB1961;
Temecula, Calif.). This monoclonal antibody has been previously
demonstrated to block vitronectin binding to
V
5 receptors
(62). Affinity-purified goat anti-mouse IgG control antibody
was obtained from Boehringer Mannheim Biochemicals (catalog no. 605240;
Indianapolis, Ind.). For blocking antibody experiments, HeLa cells were
incubated with either anti-human
V
5 or anti-mouse IgG at a final
concentration of 2 µg/ml in the presence of Cy3AAV for 1 h at
4°C. For dominant inhibitor studies, cells were infected with either
Ad.N17Rac1 or Ad.CMVLacZ at MOIs of 200 and 1,000 DNA particles/cell,
respectively, for 48 h prior to Cy3AAV binding for 1 h at
4°C. Following viral binding at 4°C, samples were washed and either
fixed immediately or incubated for an additional 10 to 120 min at
37°C. For blocking antibody experiments, Cy3AAV infections were
performed in the continued presence of antibodies (2 µg/ml). The
amount of membrane-bound and endocytosed Cy3AAV was determined as
described below using computer-aided image analysis.
Wortmannin, nocodazole, and cytochalasin B assays.
HeLa
cells were treated with wortmannin (0.1 and 1 µM; Sigma), nocodazole
(20 and 100 µM; Sigma), or cytochalasin B (5 or 20 µM) for 1 h
at 37°C. After the slides were washed in DMEM, Cy3AAV was added to
the cells (MOI of 10,000 particles/cell). Cells were then incubated at
4°C for 1 h, followed by washing and continued incubation in the
presence of wortmannin, nocodazole, or cytochalasin B at 37°C for
2 h. Control cells were similarly infected with Cy3AAV but did not
receive any inhibitor.
Rac1 activation assay.
Rac1 activation assays were performed
using a modified previously described protocol (23).
pGEX-PBD (PBD encodes the p21 binding domain of Pak1, an effector
molecule of activated Rac-1) was kindly provided by Richard Cerione
(4). Glutathione-S-transferase (GST)-PBD fusion
protein was purified from DL21 cells (Amersham Pharmacia Biotech,
Piscataway, N.J.) transformed with pGEX-PBD. Bacteria were grown at
37°C to log phase and treated with 1 mM isopropyl-1-thio-
-D-galactopyranoside (IPTG) for 2 h. The cells were centrifuged, and the cell pellet was resuspended in
lysis buffer (20 mM Tris-HCl [pH 7.5], 100 mM NaCl, 5 mM
MgCl2, 0.5% Nonidet P-40, 1 mM phenylmethylsulfonyl
fluoride [PMSF], 10 µg of leupeptin per ml, and 10 µg of
aprotinin per ml). Cells were then further lysed by three rounds of
sonication (each lasting for 30 s). The lysate was subsequently
centrifuged at 10,000 × g for 15 min, and the fusion
proteins were isolated from the supernatant using a bulk GST
purification kit (obtained from Amersham Pharmacia Biotech, Piscataway,
N.J.). The purified protein appeared as a single band on sodium dodecyl
sulfate-polyacrylamide gel electrophoresis (SDS-PAGE) with Coomassie
blue staining. Protein concentrations were determined using the
Bradford assay. For selective precipitation of GTP-bound Rac1, the
GST-PBD fusion protein (50 µg) was first bound to agarose-conjugated
anti-GST antibody (20 µg) (Santa Cruz Biotechnology, Inc, Santa Cruz,
Calif.; catalog no. sc-138 AC) in 500 µl of lysis buffer at 4°C
overnight. Subsequently, samples were centrifuged at 2,500 × g for 5 min and then washed three times with lysis buffer.
These PBD-bound agarose beads were used for precipitation of GTP-bound
Rac1 from virally infected HeLa cells as described below.
Confluent monolayers of HeLa cells were infected with tgAAVCF virus at
an MOI of 5,000 DNA particles/cell and incubated at 37°C for 0, 5, and 15 min. Cells were harvested into lysis buffer (20 mM HEPES [pH
7.4], 0.5% NP-40, 10 mM MgCl2, 10 mM
-glycerophosphate, 10% glycerol, 10 µg of leupeptin per ml, 10 µg of aprotinin per ml) at various time points by scraping.
Precipitation of GTP-bound Rac1 was performed by the addition of 500 µg of HeLa cell lysate to GST-PBD-bound agarose beads for 2 h at
4°C. Samples were then spun at 2,500 × g for 5 min
followed by three washes with lysis buffer. After boiling samples at
100°C for 5 min in SDS-PAGE sample buffer followed by centrifugation,
samples were loaded onto SDS-12% PAGE for Western blotting against
anti-Rac1 antibodies. Nitrocellulose filters were blocked (5% nonfat
dry milk in 1× PBST) at 4°C overnight followed by incubation with
rabbit polyclonal anti-Rac-1 antibody (Santa Cruz Biotechnologies) (0.2 µg/ml) diluted in blocking buffer for 1 h at 25°C.
Subsequently, the filter was washed and incubated with
peroxidase-conjugated anti-rabbit IgG (Boehringer Mannheim Biochemicals) at 0.4 µg/ml for 1 h at 25°C. The filters were
finally washed and developed using a chemiluminescence luminol reagent (Santa Cruz Biotechnologies) and exposed to X-ray film. As a loading control, anti-GST (Santa Cruz Biotechnology; GST(B-14), catalog no.
sc-138) antibody was also used to probe the filters.
PI3K activation assays.
The PI3K activation assay was
modified from a previously published protocol by Upstate Biotechnology
(Lake Placid, N.Y.). Confluent monolayers of HeLa cells were infected
with tgAAVCF virus at an MOI of 5,000 DNA particles/cell and incubated
at 37°C for 0, 5, or 15 min. HeLa cells were lysed in a lysis buffer
containing 1% NP-40, 10 mM NaF, 2 mM sodium pyrophosphate, 0.4 mM
Na3VO4, 0.05 M Tris (pH 7.4), and 0.15 M NaCl,
with protease inhibitor cocktail (100 µg of pepstatin, 10 µg of
leupeptin, and 50 µg of aprotinin per ml plus 0.5 M PMSF). Cells were
then further lysed by four rounds of sonication (each lasting for
30 s). Cellular debris were removed by centrifugation at
10,000 × g for 10 min. Protein concentrations were
determined using the Bradford assay. The catalytic complex of PI3K was
immunoprecipitated using anti-PI3K p85 antibody (Santa Cruz) conjugated
to Gamma Bind Plus Sepharose (Amersham-Pharmacia) at 4°C overnight.
The beads were washed with PBS three times and incubated with 500 µg
of cellular lysate at 4°C overnight. Samples were washed three times
with buffer 1 (1% NP-40 and 100 µM Na3VO4),
three times with buffer 2 (100 mM Tris HCl [pH 7.5], 500 mM LiCl, 100 mM Na3VO4), and twice with buffer 3 (10 mM
Tris-HCl [pH 7.5], 100 mM NaCl, 1 mM EDTA, 100 µM
Na3VO4), and then resuspended in 50 µl of
buffer 3. A 10-µl amount of each sample was used for Western blotting
against anti-p85 antibody to ensure equivalent levels of
immunoprecipitation of the PI3K complex. PI3K assays were performed
using sonicated L-
-phosphatidylinositol (Avanti Lipids,
Alabaster, Ala.) as the substrate.
L-
-Phosphatidylinositol was dissolved in 10 mM Tris (pH
7.5) with 1 mM EGTA and added to the cellular extracts in the presence
of 14 mM MgCl2 for 5 min at room temperature. Then 30 µCi
of [
-32P]ATP (Amersham-Pharmacia) and 63 µM ATP were
mixed with the samples and allowed to react for 5 to 15 min at room
temperature. The desired product (PIP3) was extracted by
addition of chloroform-methanol (1:1) along with 160 µM HCl. The
samples were dried under nitrogen flow and then resuspended in
chloroform-methanol (1:1) prior to analysis by thin-layer
chromatography (TLC) using silica gel coated with 10% potassium
oxalate. Chloroform-methanol-water-ammonium hydroxide (60:47:11.3:2)
was the separation solvent. The production of PIP3 was
quantitated using a phosphoimager and exposed to X-ray film.
Hirt DNA preparations, subcellular fractionation, and Southern
blotting for viral DNA.
HeLa cells were treated with inhibitors
(nocodazole, cytochalasin B, wortmannin, anti-mouse IgG, and integrin
blocking antibody as described above) for 1 h at 37°C. For
studies evaluating Rac1 involvement, cells were infected with
Ad.N17Rac1 or Ad.CMVLacZ at an MOI of 1,000 particles/cell 48 h
prior to rAAV infection. Following the above treatments, cells were
then washed and incubated with AV.GFP3ori virus (15) at an
MOI of 1,000 DNA particles/cell for 1 h at 4°C. Following
binding, cells were washed with PBS three times and either harvested
directly by scraping or trypsinization or shifted to 37°C for 2 h to promote internalization of virus prior to harvesting. Cell
harvesting by trypsinization following by washing in PBS was used to
remove extracellular bound virus. Extraction of low-molecular-weight
Hirt DNA (viral DNA) and Southern blotting were performed according to
protocols described previously (25, 52). In addition to the
above methods for determining the extent of internalized and external
membrane-bound virus, nuclear and cytoplasmic extracts were prepared to
evaluate nuclear accumulation of virus following treatment with
nocodazole, cytochalasin B, and wortmannin. Cellular and nuclear
fractions were prepared according to a modified procedure of Andrew and
Faller (3). Hirt DNA extractions from each of these
subcellular fractions were performed as described above to recover
viral DNA.
Image analysis.
Phase-contrast and Texas red channels were
superimposed to mark the nuclear and cell boundaries using the Volume
Trace Motif Version 3.1 program (The University of Iowa Image Analysis
Facility, Iowa City, Iowa). A histogram equalization was performed on
each image to maximize the contrast for boundary visualization. Viral particle distributions in the nucleus and in the cytoplasm were assessed using the tal_program (Randall Frank, Brainvox, Human Neuroanatomy and Neuroimaging Lab, Department of Neurology, University of Iowa). Cy3 pixels (AAV) were visualized as white pixels (255 = absolute value for a white pixel) by setting the threshold to the
maximum gray level value of background pixels (tal_threshold). Using
tal_stat, the pixel mean for a region was determined. The number of
white pixels was calculated from the formula of pixel mean = [(number of white pixels × 255) + (number of black
pixels × 0)]/(total pixels). The numbers of regional pixels as
membrane bound versus intracellular or cytoplasmic versus nuclear were divided by the number of total pixels in order to determine the regional percentages of Cy3AAV. It must be acknowledged that due to our
sampling of nuclear cross-sections, it is possible that we have
underestimated the extent of nonnuclear AAV particles. Nevertheless,
comparative analysis between samples using this method of evaluation is
informative. Three-dimensional (3-D) image reconstruction was used to
evaluate whether Cy3-labeled capsid proteins entered the nucleus. In
these studies the nucleus and cytoplasm of individual 0.5-µm
phase-contrast confocal scans were pseudocolored in blue and green,
respectively. The individual confocal layers (both phase-contrast and
red channel) were then reconstructed into a 3-D image using the
Voxblast program developed by the Image Analysis Core Facility at the
University of Iowa.
Transmission electron microscopy.
We used 300-mesh copper
Formvar-coated grids (90 nm) treated with 0.5% polyvinyl formaldehyde
in ethylene dichloride. Samples were placed on coated grids, stained in
1% ammonium molybdate for 30 s, and then examined using a Hitachi
H-7000 transmission electron microscope.
 |
RESULTS |
Functional characterization of Cy3-labeled rAAV.
The
bifunctional NHS-ester carbocyanine-Cy3 was conjugated to highly
purified rAAV virions as explained in Materials and Methods. To confirm
that Cy3 was labeling capsid proteins and not other minor impurities in
the virus samples, HeLa cells infected with Cy3-labeled particles were
stained with a B1 antibody developed against the three AAV-2 capsid
proteins. Results from this study confirmed that all Cy3-labeled
particles colocalized with AAV capsid proteins on the surfaces of HeLa
cells following binding at 4°C for 1 h (Fig.
1A).
These results are consistent with the estimated purity (>99%) of viral stocks used in labeling reactions (Fig. 1B). As seen in Fig. 1B (lanes 2 to 7), only three bands, VP1,
VP2, and VP3, were detected on SDS-PAGE. In order to determine if the
conjugation reaction had altered the capsid structure of rAAV, both the
labeled (Cy3AAV) and unlabeled (AAV) virus samples were examined by
transmission electron microscopy (Fig. 1C). No alterations were
detected in the capsid structure of rAAV after the labeling reaction.
Additionally, to evaluate whether Cy3 labeling decreased the functional
properties of rAAV, replication center assays (50) were
performed on labeled and mock-labeled virus. The particle-to-infectious
unit ratio was approximately 1,000 in both cases and was not altered by
the presence of Cy3 (data not shown).

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FIG. 1.
Cy3 conjugation to AAV capsids. HeLa cells were
infected with rAAV labeled with Cy3 as explained in Materials and
Methods. (A) Fluorescent colocalization of Cy3AAV (left panel in red)
with AAV capsid proteins stained with FITC-labeled anti-cap B1 antibody
(center panel in green). The two channels are superimposed in the right
panel, demonstrating colocalization of Cy3AAV and capsid proteins (in
yellow). SDS-PAGE analysis, following staining with Sypro-Orange, was
used to evaluate the purity of the rAAV preparation used for Cy3
labeling (B). Lane 1 contains molecular size markers, and the sizes (in
kilodaltons) are given to the left of the gel. Various amounts of rAAV
from 20 to 1 µl were loaded onto lanes 2 to 7 in a 12%
polyacrylamide-Tris-glycine gel (Novex). The locations of capsid
proteins VP-1, -2, and -3 are marked to the right of the gel. Lane 8 contains 50 ng of -galactosidase protein as a reference. (C)
Ultrastructure of unlabeled (upper panel) and Cy3-conjugated AAV (lower
panel) by transmission electron microscopy. The binding of Cy3-labeled
AAV to its receptor on HeLa cells was tested for competition by
increasing amounts of heparin (D). Numbers below each panel indicate
the doses of heparin used in these assays.
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|
To characterize the binding properties of Cy3AAV, heparin competition
assays were performed (Fig.
1D). Previously, heparin
has been used as a
specific competitor of AAV-2 binding to HeLa
cells by blocking viral
binding to its receptor, HSPG (
56).
As seen in Fig.
1D,
increasing concentrations of heparin competed
with Cy3-labeled rAAV for
binding to HeLa cells in a dose-dependent
fashion. Although the
majority of AAV-2 binding was competitively
inhibited with 40 µM
heparin, some residual binding of rAAV was
still evident even with 1 mM
heparin (Fig.
1D). Since other types
of rAAV coreceptors have been
reported (
47,
55), this residual
binding could be due to the
presence of rAAV receptors other than
HSPG on the cell
surface.
To examine the mechanisms of AAV endocytosis and nuclear trafficking,
we first sought to determine the time course of AAV
movement from the
membrane to the nucleus. Following binding of
Cy3-labeled virus to HeLa
cells at 4°C for 1 h (Fig.
2A), 12 and
51% of the total Cy3AAV particles were localized to nuclei within
0.5 and 1 h at 37°C, respectively (Fig.
2B and C). By 2 h
at 37°C,
the majority of virus particles were localized to the
nucleus
(82%), and by 3 h nearly all virions were nucleus
associated (93%),
as determined by morphometric image analysis (Fig.
2J). For this
reason, subsequent experiments examining endocytosis and
nuclear
trafficking of virus were performed at 1 and 2 h of
incubation
at 37°C. 3-D image reconstruction was also used to examine
whether
Cy3-labeled capsid proteins entered the nucleus. Results of
this
analysis are depicted in Fig.
2F to I and clearly demonstrate
that
by 2 h postinfection, a fraction of nucleus-associated virus
had
localized within the nucleus.

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FIG. 2.
Time course of AAV translocation to the nucleus. HeLa
cells were incubated with Cy3AAV at 4°C for 1 h to promote virus
binding. Following binding, cells were either immediately washed and
fixed (A) or washed and then shifted to 37°C for 0.5 (B), 1 (C), 2 (D), or 3 (E) h prior to fixation. Cells were then analyzed by confocal
fluorescent microscopy. Each image is a stack of three consecutive
0.5-µm layers, with each panel representing confocal phase contrast
(top), gray scale Cy3 (middle), and superimposed images (bottom). The
nucleus (nu) of each cell is marked for clarity. 3-D reconstructed
images were generated from 25 (F and G) or 5 (H and I) consecutive
0.5-µm confocal layers obtained after both phase-contrast and red
channel scans from a cell infected for 2 h at 37°C. Cellular
architecture was generated from the individual phase-contrast confocal
images, with the nucleus pseudocolored in blue and the cytoplasm in
green. The same cell is represented in each panel with a different
angle of rotation. The percentage of nucleus-associated Cy3AAV
particles was determined using morphometric image analysis as explained
in Materials and Methods (n = 7 cells analyzed for each
time point) and is graphically represented in panel J. Values in
panel J are the mean ± standard error of the mean (SEM)
percentage of particles associated with the nucleus for each time
point.
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Endocytosis of rAAV is inhibited by blocking antibodies against
integrin
V
5.
It has been reported that efficient AAV-2
infection requires coreceptors such as human fibroblast growth factor
receptor 1 (47) or
V
5 integrins (55). In
order to test whether
V
5 integrins mediate rAAV binding and/or
endocytosis in HeLa cells, infections with Cy3AAV were performed in the
presence of a blocking anti-human
V
5 integrin monoclonal antibody
or control anti-mouse IgG. As seen in Fig.
3, neither anti-human
V
5 integrin
antibodies (panel E) nor control anti-mouse IgG (panel C) interfered
with the binding of Cy3AAV to HeLa cells, since they were
indistinguishable from untreated controls (panel A). These findings
suggest that
V
5 integrin is not required for binding of AAV-2 to
HeLa cells. However, when the temperature was shifted to 37°C for 45 min to initiate endocytosis, uptake of Cy3AAV was inhibited only in
cells treated with anti-human
V
5 integrin antibody (panel F). The anti-human
V
5 integrin antibody appeared to prevent endocytosis, leaving virus at the membrane. No effect on Cy3AAV endocytosis was seen
in cells treated with anti-mouse IgG (panel D), which were
indistinguishable from untreated cells (panel B). These results suggested that
V
5 integrin is involved in endocytosis of rAAV virus in this HeLa cell model.


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FIG. 3.
V 5 integrin is required for the endocytosis of
AAV-2 virus. Cy3AAV was incubated alone (A and B) or in the presence of
control anti-mouse IgG antibody (C and D) or anti-human V 5
integrin-blocking antibody (E and F) at 4°C for 1 h. Cells were
then either washed and fixed immediately (A, C, and E) or washed and
incubated for an additional 45 min at 37°C (B, D, and F).
Representative confocal photomicrographs are shown for each condition.
Each of the panels shows the confocal phase-contrast image (left), gray
scale stack of Cy3AAV images (middle), and superimposed images (right).
Each confocal image is a stack of six consecutive 0.5-µm layers that
intersect the nucleus. The nucleus (nu) of each cell is marked for
clarity. Southern blotting of Hirt DNA isolated from rAAV-infected
cells was performed as an alternative approach to evaluate rAAV
endocytosis in cells treated with anti-mouse IgG or anti-human V 5
integrin (G). HeLa cells were infected with unlabeled AV.GFP3ori virus
(MOI of 1,000 DNA particles/cell) for 1 h at 4°C, washed, and
shifted to 37°C for 2 h. Cells were harvested by either direct
scraping to determine viral binding ( trypsin) or by trypsinization
to remove extracellular virus (+ trypsin). Hirt DNA was prepared from
cells treated with the various conditions, and Southern blots were
hybridized with P32-labeled EGFP cDNA probe.
Single-stranded rAAV genomes are marked by a 1.6-kb hybridizing band.
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In order to conclusively address whether AAV was on the external or
internal face of the membrane following treatment with
integrin-blocking antibody, the extent of trypsin-resistant
(internalized)
virus was analyzed following infection under the various
conditions.
Southern blotting analysis of Hirt DNA isolated from cells
treated
with either anti-mouse IgG or

V

5 integrin-blocking
antibody
indicated no effects on viral binding at 4°C compared to the
untreated
cells (Fig.
3G). In contrast, when cells were shifted to
37°C
for 2 h following viral binding, a significant reduction in
intracellular,
trypsin-resistant viral DNA was seen only in cells
treated with

V

5 integrin-blocking antibody, but not with control
anti-IgG.
These findings substantiate earlier morphologic observations
in
supporting a role for

V

5 integrin in the early steps of AAV-2
endocytosis.
Endocytosis of AAV-2 is blocked by expression of a dominant
negative mutant form of Rac1 (N17Rac1).
Integrins have been
demonstrated to associate with small intracellular signaling molecules,
such as Rho, Rac, and Cdc42 GTPases (42, 45). The Rac
GTP-binding protein has been shown to control mitogenic and oncogenic
signals through NADPH-oxidase superoxide production (26,
44). Interestingly, reactive oxygen species have been implicated
in augmenting rAAV transduction by an as yet unknown mechanism
(53). Given the correlation between reactive oxygen species
involvement in rAAV-2 transduction and results demonstrating a role for
integrins in rAAV endocytosis, we hypothesized that Rac1 and
V
5
integrin may interact in the endocytic events controlling AAV-2 infection.
In order to test this hypothesis, recombinant adenovirus expressing
dominant negative Rac1 (Ad.N17Rac1) (
32) was used to
inhibit
Rac1 activity in HeLa cells, and the effects on AAV endocytosis
were
evaluated. As a negative control, HeLa cells were also infected
with
adenovirus expressing the
lacZ gene (Ad.CMVLacZ). At 48 h
after adenoviral infection with either Ad.N17Rac1 or Ad.CMVLacZ,
HeLa
cells were infected with Cy3AAV virus. The endocytic process
was
followed for 10 min to 2 h (only the 45-min time point is
shown in
Fig.
4).
The total amount of endocytosed Cy3AAV
was then
calculated in N17Rac1- and Ad.CMVLacZ-infected cells as
described
in Materials and Methods (Fig.
4J). Binding studies
performed
at 4°C for 1 h demonstrated that neither Ad.CMVLacZ
(Fig.
4D)
nor Ad.N17Rac1 (Fig.
4G) infection altered the
efficiency of viral
binding in comparison to uninfected controls (Fig.
4A). However,
60% (Fig.
4H) and 99% (Fig.
4I) reductions in the
number of endocytosed
Cy3AAV particles at 45 min post-AAV infection
were observed when
cells were infected with adenovirus expressing
N17Rac1 at MOIs
of 200 and 1,000, respectively. The majority of Cy3AAV
particles
appeared to remain associated with the cell surface membrane
and
were not endocytosed. In contrast, no reduction in Cy3AAV
endocytosis
was seen when cells were infected with Ad.CMVLacZ virus
(Fig.
4E and F) compared to cells not infected with adenovirus (Fig.
4B
and C). Interestingly, at high titers of Ad.N17Rac1, the number
of AAV
particles which remained bound to the surface membrane
was
significantly reduced. Given the fact that 4°C binding was
unaffected
by infection with Ad.N17Rac1 or Ad.CMVLacZ, we reasoned
that virus must
be diffusing away from the membrane during the
45-min 37°C incubation
period. In fact, with prolonged 2-h incubations
at 37°C, no virus
remained in association with Ad.N17Rac1-infected
cells (data not
shown). In contrast, nuclear accumulation (and
endocytosis) of Cy3-rAAV
at the same prolonged incubation times
in Ad.CMVLacZ-infected cells was
indistinguishable from that in
uninfected controls (data not shown).


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FIG. 4.
AAV endocytosis requires Rac1 activation. A dominant
inhibitor of Rac1 (N17Rac1) was used to evaluate the involvement of the
small GTPase Rac1 in AAV endocytosis. HeLa cells were either uninfected
(A to C) or infected with Ad.CMVLacZ (D to F) or Ad.N17Rac1 (G to I)
virus at an MOI of 1,000 (D, F, G, and I) or 200 (E and H)
particles/cell 48 h prior to incubation with Cy3AAV at 4°C for
1 h. Following incubation with Cy3AAV, cells were either washed
and immediately fixed to examine viral binding (A, D, and G) or shifted
to at 37°C for 45 min to examine endocytosis (B, C, E, F, H, and I).
Representative confocal photomicrographs are given for each condition,
representing six 0.5-µm stacked layers that intersect the nucleus.
Each of the panels shows the confocal phase contrast image (left), gray
scale stack of Cy3AAV images (middle), and superimposed images (right).
The nucleus (nu) of each cell is marked for clarity. Panel J represents
the mean percentage ± SEM (n = 7) of Cy3AAV
particles internalized within a 45-min time period for each condition,
as determined by computer-aided image analysis. Southern blotting of
Hirt DNA isolated from rAAV-infected cells was performed as an
alternative approach to evaluate rAAV endocytosis in Ad.N17Rac1- and
Ad.CMVLacZ-infected (1,000 DNA particles/cell) HeLa cells (K). At
48 h following adenoviral infection, HeLa cells were infected with
unlabeled AV.GFP3ori virus (MOI of 1,000 DNA particles/cell) for 1 h at 4°C, washed, and either harvested directly or shifted to 37°C
for 2 h prior to harvesting. Cells were harvested by either direct
scraping to determine viral binding ( trypsin) or by trypsinization
to remove extracellular virus (+ trypsin).
Hirt DNA was prepared from the various conditions, and
Southern blots were hybridized with a 32P-labeled EGFP cDNA
probe. Single-stranded rAAV genomes are marked by a 1.6-kb hybridizing
band. Rac1 activation assays were performed as described in Materials
and Methods. A Western blot detecting GST-PBD-precipitated GTP-bound
Rac1 is given in panel L. Cells were infected with unlabeled tgAAVCF
virus (MOI of 5,000 DNA particles/cell) or mock infected with vehicle
alone for the exposure times indicated above each lane, then 500 µg
of HeLa cell lysate from each condition was precipitated with GST-PBD
and evaluated by Western blot against anti-Rac1 antibodies. The p21
band marked by an arrow is Rac1. The filters were also probed with
anti-GST antibodies as a loading control. The position of GST-PBD
protein is marked by an arrow below the Rac1 Western blot.
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In order to more conclusively address whether virus remained on the
external face of the membrane in N17Rac1-expressing cells,
we tested
the trypsin sensitivity of virus following 4°C binding
(1 h) and
37°C infection for 2 h using Hirt Southern blot analysis
for
viral DNA. As seen in Fig.
4K, N17Rac1 (but not
lacZ)
expression
inhibited endocytosis of rAAV, as determined by the extent
of
trypsin-resistant intracellular viral genomes. These studies also
demonstrated a lack of effect on viral binding at 4°C with either
N17Rac1 or
lacZ transgenes.
Based on the morphologic and molecular findings that AAV-2 endocytosis
required functional Rac1, we next sought to evaluate
whether Rac1 was
directly activated by AAV-2 infection. These
studies utilized a
functional assay developed by Glaven and colleagues
to detect the
abundance of GTP-bound Rac1 with a GST-PBD fusion
protein
(
23). As described in Materials and Methods, PBD encodes
the
p21 binding domain of Pak1 (an effector molecule of activated
Rac1) and
was used to selectively precipitate GTP-bound Rac1 (the
active form).
The abundance of GTP-bound Rac1 was then directly
assessed by Western
blot using anti-Rac1 antibodies. Extracts
from HeLa cells infected with
rAAV for 0 to 15 min were assayed
to determine the level of Rac1
activity. As shown in Fig.
4L,
the level of GTP-bound Rac1 increased
significantly by 5 min postinfection
with rAAV in comparison to
mock-infected controls treated with
vehicle alone. These results
demonstrate that AAV-2 infection
leads to activation of
Rac1.
Efficient rAAV trafficking requires PI3K activation.
Endocytosis and sorting of integrin-linked receptors have been
previously suggested to require PI3K activity (41). For
example, following endocytosis of vitronectin, inhibition of PI3K
prevents vesicle sorting and movement to lysosomes (37). We
hypothesized that the activation of Rac1 during endocytosis might be
critical for signaling PI3K to initiate intracellular movement of
endocytosed virus to the nucleus. Direct interactions between small
GTP-binding proteins (i.e., Rac1, Rho, and Ccd42) and PI3K have also
been reported (8, 59). For adenovirus, PI3K pathways also
appear to be critical for viral entry and endocytosis (35).
In addition, given the evolutionary similarities between the shared
V
5 integrin coreceptor of adenovirus and AAV (55) and
the fact that both viruses appear to be endocytosed through
clathrin-coated pits (61), we hypothesized that PI3K
pathways might also be involved in AAV-2 endocytosis.
In order to determine whether the PI3K pathway is also important for
the uptake of rAAV virus, cells were treated with the
PI3K inhibitor
wortmannin at increasing concentrations prior to
the infection (Fig.
5A to C). The results indicate a
significant
reduction in Cy3AAV movement to the nucleus in the presence
of
wortmannin. Although a fraction of Cy3AAV particles remained on
the
cell surface membrane, the majority appeared to be trapped
within the
cytoplasm or just below the cell membrane. Only 7.4
and 5% of the
virus particles were nucleus associated at concentrations
of 0.1 and 1 µM wortmannin, respectively (Fig.
5B and C). This
is contrasted to
control samples not treated with wortmannin,
for which 80% of viral
particles were either in the nucleus or
nucleus associated by 2 h
postinfection (Fig.
5A). These results
are somewhat different than
those reported for adenovirus in that
wortmannin appeared to block
endocytosis of adenovirus, while
with AAV the wortmannin-sensitive
block appears to involve movement
of AAV to the nucleus at a
postendocytic level.

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FIG. 5.
Trafficking of Cy3AAV to the nucleus is sensitive to
wortmannin treatment. HeLa cells were either untreated (A) or treated
with 0.1 µM (B) or 1 µM (C) wortmannin for 1 h at 37°C prior
to infection with Cy3AAV. Following wortmannin treatment, Cy3AAV was
bound to cells for 1 h at 4°C, then the cells were washed of
excess virus and incubated at 37°C for an additional 2 h in the
continued presence of wortmannin. Representative confocal
photomicrographs are given for each condition, each representing six
0.5-µm stacked layers that intersect the nucleus. Each panel
illustrates the confocal phase contrast (left), gray scale stack of
Cy3AAV images (middle), and superimposed images (right). The nucleus
(nu) of each cell is marked for clarity. The effect of rAAV infection
on PI3K activation was evaluated as described in Materials and Methods
(D and E). Cells were infected with unlabeled tgAAVCF virus at an MOI
of 5,000 DNA particles/cell for 0, 5, and 15 min at 37°C. The PI3K
complex was immunoprecipitated from cell lysates and assayed in the
presence of [ -32P]ATP and
L- -phosphatidylinositol followed by TLC and
autoradiography (D, top). Faster migrating bands above the origin of
migration (ori) indicate the product (PIP3). Western blot
analysis was also performed using anti-PI3K p85 antibody, which
indicates that equal amounts of PI3K complex were used for each
reaction (lower panel of D). To evaluate whether functional Rac1 was
necessary for PI3K activation, cells were infected with either
Ad.N17Rac1 or Ad.CMVLacZ virus at an MOI of 1,000 particles/cell for
48 h prior to assaying PI3K activity (E). Conditions for infection
and times of harvest are marked above each lane of the TLC
autoradiogram. The bottom panel is a Western blot using anti-PI3K p85
antibody.
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Given the apparent involvement of PI3K in nuclear trafficking of AAV-2,
we asked whether PI3K activity was stimulated directly
by AAV-2
infection. As shown in Fig.
5D, PI3K activity increased
following rAAV
infection of HeLa cells, with a maximal increase
by 5 min
postinfection, which declined slightly by 15 min. This
time course was
similar to that found for Rac1 activation. Western
blot analysis for
p85 (Fig.
5D) confirmed that equal amounts of
the PI3K complex were
added to each reaction. The results support
the hypothesis that AAV
endocytosis activates a PI3K pathway in
Hela cells. Of particular
interest for elucidating the mechanisms
of AAV-2 endocytosis was the
determination of whether PI3K activation
was proximal or distal to Rac1
activation. Given the similar time
courses of activation for both Rac1
and PI3K, alternative approaches
were necessary to elucidate the
temporal regulation of these two
factors. To this end, we sought to
determine whether inhibition
of Rac1 by expression of N17Rac1 would
impair PI3K activation
during rAAV infection. If so, we could conclude
that Rac1 functioned
upstream of PI3K during AAV-2 endocytosis. HeLa
cells were infected
with either Ad.N17Rac1 or Ad.CMVLacZ virus 48 h prior to infection
with rAAV, and PI3K activity was assessed. As
shown in Fig.
5E,
N17Rac1 expression inhibited PI3K activation during
rAAV infection.
These results confirmed our initial hypothesis that
Rac1 activation
is required for PI3K activation, and hence Rac1 lies
proximal
to PI3K in the AAV endocytic pathway. Additional evidence
evaluating
the trypsin sensitivity of virus following wortmannin
treatment
(discussed below) also supports this hypothesis and suggests
that
inhibition of PI3K blocks nuclear trafficking but not endocytosis
of
rAAV.
Cytoskeletal involvement in AAV movement to the nucleus.
Cytoskeletal changes involving the polymerization of monomeric actin
can be induced by the activation of PI3K as well as small GTP-binding
proteins such as Rho, Rac, and CDC42 (58). Cytoskeletal elements such as microtubules and microfilaments have long been recognized as important in controlling the intracellular movement of
viruses (11, 12, 36). It has also been suggested that microtubules may have a preferential function in the intracellular movement of adenovirus (57), although some reports have also implicated microfilaments in adenovirus infection (46, 49). Therefore, we next sought to characterize the cytoskeletal elements important in the movement of AAV to the nucleus.
Nocodazole treatment to depolymerize microtubules prior to AAV
infection resulted in a significant (94.5%) reduction in nuclear
accumulation of AAV (Fig.
6A to C). These
results are similar
to those seen with adenovirus following treatment
with nocodazole
(
57). Cytochalasin B, which disrupts
microfilaments, has also
been demonstrated to inhibit endocytic
processes mediating uptake
of adenovirus (
46,
49) and
papillomavirus (
64). Our studies
on AAV had similar results,
with a dramatic reduction (91%) in
nuclear accumulation of AAV
following treatment with cytochalasin
B (Fig.
6D to F). Thus, these
studies indicate that AAV movement
to the nucleus is dependent on
intact microtubule and microfilament
cytoarchitecture. Lastly,
disruption of microtubules and microfilaments
did not appear to
significantly affect the endocytosis of AAV.

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FIG. 6.
Nocodazole and cytochalasin B treatment reduces nuclear
targeting of Cy3AAV. HeLa cells were either untreated (A and D) or
treated with 30 µM nocodazole (B), 100 µM nocodazole (C), 5 µM
cytochalasin B (E), or 20 µM cytochalasin B (F) for 1 h at
37°C prior to infection with Cy3AAV. Following nocodazole and
cytochalasin B treatment, Cy3AAV was bound to cells for 1 h at
4°C, and the cells were then washed of excess virus and incubated at
37°C for an additional 2 h in the continued presence of
inhibitor. Representative confocal photomicrographs are given for each
condition, each representing six 0.5-µm stacked layers that intersect
the nucleus. Each of the panels shows the confocal phase contrast
(left), gray scale stack of Cy3AAV images (middle), and superimposed
images (right). The nucleus (nu) of each cell is marked for clarity.
Quantitative analysis of AAV nuclear trafficking is shown in panel G. The percentages of cytoplasmic and nuclear associated Cy3AAV particles
were quantified by morphometric image analysis, as explained in
Materials and Methods, following treatment of cells with various
chemical agents. Solid bars indicate nucleus-associated Cy3AAV, while
open bars indicate cytoplasmic Cy3AAV particles. Values are the
mean ± SEM of 10 cells quantified for each condition.
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Morphologic studies with Cy3-labeled AAV-2 have suggested that PI3K,
microtubules, and microfilaments all influence viral
transport to the
nucleus (Fig.
6G). In contrast, these molecules
did not appear to
affect AAV-2 endocytosis. However, given the
limited resolution of
fluorescent microscopy, it was difficult
to definitively quantitate
membrane-associated AAV-2 as either
inside or outside the cell membrane
following inhibition of these
pathways. Thus, we utilized an
alternative approach to evaluate
whether wortmannin, nocodazole,
or cytochalasin B affected AAV-2
endocytosis. This involved
Southern blot analysis to assess the
extent of trypsin-resistant viral
genomes in nocodazole-, wortmannin-,
or cytochalasin B-treated HeLa
cells following infection with
rAAV. As seen in Fig.
7A, none of these inhibitors affected
viral
binding for 1 h at 4°C. Similarly, when cells were shifted
to
37°C for 2 h, no alterations in the extent of endocytosis
were
observed, as indicated by trypsin resistance of the internalized
viral genomes at this time point (Fig.
7A). These studies conclusively
demonstrate that wortmannin, nocodazole, and cytochalasin B do
not
affect internalization of AAV-2. In contrast, when HeLa cells
were
infected with rAAV for 2 h and cytoplasmic and nuclear components
were fractionated prior to Hirt DNA isolation, all of these inhibitors
significantly inhibited nuclear accumulation of viral DNA compared
to
untreated control cells (Fig.
7B). Together with morphologic
observations evaluating nuclear trafficking of AAV-2 in the presence
of
these inhibitors (Fig.
6G), these molecular studies demonstrate
that
inhibition of PI3K and microtubule and microfilament polymerization
all
affect nuclear trafficking of AAV-2 but not endocytosis.

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FIG. 7.
Wortmannin, nocodazole, and cytochalasin B inhibit
intracellular transport of AAV-2 to the nucleus but not endocytosis.
HeLa cells were infected with unlabeled AV.GFP3ori virus (MOI of 1,000 DNA particles/cell) following treatment with wortmannin (W), nocodazole
(N), or cytochalasin B (C). Protocols for chemical treatment were as
described in Materials and Methods. Cells were infected for 1 h at
4°C, washed, and shifted to 37°C for 2 h. To determine the
extent of viral endocytosis, cells were harvested after both 4 and
37°C incubation by either direct scraping to determine viral binding
( trypsin) or by trypsinization to remove extracellular virus (+ trypsin) (A). Alternatively, following 37°C incubations, cells were
harvested by trypsinization and washed, and cytoplasmic and nuclear
fractions were purified (B). Hirt DNA was prepared from cells or
subcellular fractions following the various treatment conditions (as
indicated above each lane), and Southern blots were hybridized with
32P-labeled EGFP cDNA probe. Single-stranded rAAV genomes
are marked by a 1.6-kb hybridizing band.
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Inhibition of rAAV endocytosis and nuclear trafficking reduce
transgene expression from recombinant virus.
AV.GFP3ori
virus carrying the enhanced green fluorescent protein (EGFP)
reporter gene (15) was used to determine whether rAAV-mediated transgene expression was affected by inhibitors of either
endocytosis (Ad.N17Rac1, AdK44Adynamin, and
V
5 integrin blocking
antibody) or nuclear trafficking (nocodazole, cytochalasin B, and
wortmannin). The dominant mutant dynamin-expressing adenovirus (K44A)
was used as a comparative control in these studies and has been
previously demonstrated to inhibit endocytosis of rAAV2 and transgene
expression in HeLa cells (13). HeLa cells were infected
with Ad.N17Rac1, Ad.K44Adynamin, or Ad.CMVLacZ virus 48 h
prior to infection with AV.GFP3ori virus at an MOI of 1,000 particles/cell. In addition, HeLa cells were treated with
V
5 integrin-blocking antibody, nocodazole, cytochalasin B, or wortmannin for 1 h prior to infection with AV.GFP3ori virus. The percentage of cells expressing GFP was determined 35 h postinfection with rAAV by fluorescence-activated cell sorting (FACS) analysis. As seen in
Fig. 8, all inhibitors of AAV-2
endocytosis and nuclear trafficking significantly reduced the
percentage of GFP-expressing cells compared to untreated and
Ad.CMVLacZ-infected cells. The extent of inhibition under each of these
conditions was not as complete as observed by morphologic analysis of
Cy3AAV or Southern blotting of viral DNA. This may be attributed to the
longer time course needed to evaluate transgene expression and the
reversibility of the inhibitors used. Furthermore, each of the
inhibitors used to block either endocytosis or intracellular transport
likely reduces the rate of AAV movement to the nucleus but does not
completely inhibit these processes. Removal of nocodazole 2 h
after the infection restored rAAV transduction to 90% of that achieved
in the absence of inhibitor, as determined by EGFP expression (data not
shown).

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FIG. 8.
Inhibitors of AAV-2 endocytosis and nuclear trafficking
also reduce rAAV-mediated gene expression. HeLa cells were treated with
various agents (indicated below the graph) which modulate AAV-2
endocytosis or nuclear trafficking, and the extent of
AV.GFP3ori-mediated GFP expression was analyzed at 35 h
postinfection by FACS analysis. For conditions involving infection with
recombinant adenoviruses Ad.N17Rac1, Ad.K44Adynamin, and Ad.CMVLacZ,
cells were infected at MOIs of 1,000 particles/cell 48 h prior to
AV.GFP3ori infection. Treatments with nocodazole, cytochalasin B,
wortmannin, anti-IgG, and anti-integrin were performed as described for
Cy3 analyses. All conditions included infection with AV.GFP3ori virus
at an MOI of 1,000 DNA particles/cell. FACS analysis data represent the
mean ± SEM of four independent data points.
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 |
DISCUSSION |
Mechanisms underlying rAAV transduction have gained considerable
interest due to the increasing development of this virus as a vector
for gene therapy. Cy3-labeled rAAV has recently become a valuable tool
to analyze rAAV transduction (5, 6, 24, 51). In the present
study, we have focused on elucidating early steps in the AAV-2
infection process that occur prior to gene conversion of the
single-stranded genome to an expressible form in the nucleus. For these
analyses, we have utilized Cy3-labeled rAAV virus to enable delineation
of the processes controlling AAV-2 entry and intracellular trafficking
to the nucleus.
Previous studies have shown that an HSPG receptor mediates binding of
AAV-2 to the surface of HeLa cells. The present study has now
demonstrated that internalization of HSPG-bound virus occurs through a
Rac1-dependent process. Although a direct link between HSPG receptors
and Rac1 activation has not been previously identified, integrin and
integrin-linked receptors have been shown to play important roles in
organizing the actin cytoskeleton through Rac1-dependent intracellular
signal transduction pathways (30, 31, 40). Our evidence for
the involvement of
V
5 integrin in rAAV endocytosis further
supports this hypothesis. Although no direct evidence exists to date
for an interaction between
V
5 integrin and Rac1, it is reasonable
to speculate that AAV-2 interactions with the
V
5 integrin
coreceptor may be responsible for the activation of Rac1 seen during
AAV-2 infection. Hence, as shown in Fig.
9, we hypothesize that HSPG receptors on
the cell surface may bind AAV-2 and interact with
V
5 integrin to
activate the internalization process, which is facilitated by
Rac1-
V
5 integrin interactions.

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FIG. 9.
Schematic representation of AAV-2 endocytic and nuclear
trafficking mechanisms. Receptor-mediated endocytosis of AAV-2 in HeLa
cells is facilitated through binding to its receptor HSPG and
interactions with V 5 integrin. Activation of Rac1, potentially by
V 5 integrin, is required for efficient endocytosis of AAV virus.
Following endocytosis, we propose that Rac1 activation leads to
stimulation of PI3K pathways, which facilitate the functional
rearrangements of the cytoskeleton (microfilaments and microtubules)
required for the efficient nuclear targeting of AAV.
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Once AAV particles are internalized, triggering steps must occur to
start their movement to the nucleus. It is currently unknown whether
the virions move to the nucleus within endosomes or whether they break
out of endosomes shortly after endocytosis. As previously reported
(13) and reproduced in this study (data not shown), persistent colocalization of FITC-labeled transferrin and Cy3AAV within
intracellular vesicles near the nucleus suggests that escape of virions
from endosomes may occur at or near the nuclear membrane pores.
Additionally, confocal localization of Cy3AAV particles inside the
nucleus suggests that AAV-2 may be transported through the nuclear
pore, a finding which is in stark contrast to studies with adenovirus.
Regardless of whether virions reside within endosomes shortly after
endocytosis, transport of AAV-2 to the nucleus was greatly inhibited by
wortmannin, nocodazole, and cytochalasin B. In contrast, none of these
agents appeared to significantly inhibit the binding or endocytosis of
AAV-2. These findings suggest that PI3K activation may be necessary to
direct virus or virus-containing vesicles along microfilaments and
microtubules to the nuclear pores (Fig. 9). Given the link between Rac1
and PI3K pathways in cytoskeleton reorganization, these findings are intriguing.
Several reports have previously suggested that the GTPase Rac1 is a
downstream target of PI3K (38, 60). However, in the current
study, Rac1 but not PI3K appeared to be necessary for endocytosis.
Given the fact that N17Rac1 expression inhibited PI3K activation
following rAAV infection, it appears that Rac1 must act proximal to
PI3K in the infectious process. Taken together with previous studies in
this area, our findings suggest that interactions between Rac1 and PI3K
may be bidirectional in nature, depending on the environmental
circumstances and stimuli.
In summary, these studies have laid the foundation for a better
understanding of AAV-2 infection and the molecular processes that
mediate its endocytosis and movement to the nucleus. Given the recent
findings that rAAV-2 infection from the apical surface of polarized
airway epithelia is significantly impaired by a postendocytic block
involving ubiquitination and reduced movement of virus to the nucleus
(17), delineation of the intracellular pathways controlling
rAAV infection may lead to methods for improving gene delivery with
this vector for diseases such as cystic fibrosis.
 |
ACKNOWLEDGMENTS |
This work was supported by National Institutes of Health (NHLBI)
grant HL58340 (J.F.E.) and the Center for Gene Therapy of Cystic
Fibrosis and Other Genetic Diseases (J.F.E.) cofunded by the National
Institutes of Health (P30 DK54759) and the Cystic Fibrosis Foundation.
We also gratefully acknowledge the University of Iowa DERC (NIDDK)
grant DK25295 for tissue culture medium supplies.
We thank Sonya Mehta (University of Iowa image analysis facility) for
help during the image analysis. We also extend our gratitude to Tom
Moninger and Randy Nessler from the Gene Therapy Center Cell Morphology
Core, supported by NIH/NIDDK P30 DK54759, for assistance with confocal
microscopy. The Ad.N17Rac1 construct and pGEX-PBD vector encoding
GST-PBD were kindly provided by Toren Finkel and Richard Cerione,
respectively. We also thank Marty Monick from Garry Hunninghake's
laboratory for technical assistance with the PI3K assay. Special thanks
go to Terry Ritchie for scientific editing of the paper, Yulong Zhang
and Weihong Zhou for assistance with generating the N17Rac1 virus, and
Boyd Knosp and Steve Beck from the Image Analysis Facility for 3-D
reconstructions and morphometric quantification.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Anatomy and Cell Biology, University of Iowa, College of Medicine, 51 Newton Rd., Room 1-111 BSB, Iowa City, IA 52242. Phone: (319) 335-7753. Fax: (319) 335-7198. E-mail: john-engelhardt{at}uiowa.edu.
 |
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Journal of Virology, October 2000, p. 9184-9196, Vol. 74, No. 19
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