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Journal of Virology, September 2000, p. 7745-7754, Vol. 74, No. 17
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Vaccine Protection against Simian Immunodeficiency
Virus by Recombinant Strains of Herpes Simplex Virus
Cynthia G.
Murphy,1
William T.
Lucas,1
Robert E.
Means,2
Susan
Czajak,2
Corrina L.
Hale,2
Jeffrey D.
Lifson,3
Amitinder
Kaur,2
R. Paul
Johnson,2
David M.
Knipe,1,* and
Ronald C.
Desrosiers2,*
Department of Microbiology and Molecular
Genetics, Harvard Medical School, Boston, Massachusetts
02115-57161; New England Regional
Primate Research Center, Harvard Medical School, Southborough,
Massachusetts 01772-91022; and AIDS
Vaccine Program, SAIC Frederick, NCI-Frederick Cancer Research & Development Center, Frederick, Maryland 217023
Received 15 February 2000/Accepted 22 May 2000
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ABSTRACT |
An effective vaccine for AIDS may require development of novel
vectors capable of eliciting long-lasting immune responses. Here we
report the development and use of replication-competent and
replication-defective strains of recombinant herpes simplex virus (HSV)
that express envelope and Nef antigens of simian immunodeficiency virus
(SIV). The HSV recombinants induced antienvelope antibody responses
that persisted at relatively stable levels for months after the last
administration. Two of seven rhesus monkeys vaccinated with recombinant
HSV were solidly protected, and another showed a sustained reduction in
viral load following rectal challenge with pathogenic SIVmac239 at 22 weeks following the last vaccine administration. HSV vectors thus show
great promise for being able to elicit persistent immune responses and
to provide durable protection against AIDS.
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INTRODUCTION |
Preclinical vaccine testing for AIDS
has relied principally on simian immunodeficiency virus (SIV) in
macaque monkeys. Vaccine protection against pathogenic, difficult to
neutralize strains of SIV, which could be considered representative of
field strains of human immunodeficiency virus type 1 (HIV-1), has
proven very difficult to achieve. Consequently, most studies have used
a homologous strain of SIV for challenge 2 to 4 weeks after the last
vaccine boost. Even with these optimized conditions, solid vaccine
efficacies of even 50% have seldom been achieved (15, 26, 31, 33, 40, 43). The source of the problem seems to lie in the natural immune evasion strategies of SIV, HIV, and other lentiviruses (reviewed
in reference 9). SIV and HIV are typically
refractory to antibody-mediated neutralization and have evolved
strategies that allow continuous viral replication in the face of
apparently strong host immune responses. Vaccine protection against SIV
and HIV may require approaches that yield immune responses that are persistently sustained and active at the time of live SIV or HIV exposure.
A hallmark of the herpesviruses is that they persist for the lifetime
of the infected host in a latent state from which they can periodically
reactivate. Strong humoral and cellular immune responses can be easily
measured for decades after the time of initial infection
(49). In animals infected experimentally with herpes simplex
virus (HSV), cytokines remain at elevated levels for long periods of
time in latently infected ganglionic tissue (4, 16, 25, 41),
suggesting the persistence of activated T lymphocytes or other immune
cells. Replication-deficient and replication-competent herpesvirus
strains have been shown to induce durable antibody and protective
immune responses (30). Thus, herpesviruses are attractive
vaccine vectors for inducing long-lasting immune responses that could
potentially be protective against AIDS.
Live HSV vaccines, which have the potential to serve as vaccine
vectors, are of two general types: attenuated, replication-competent viruses (28, 42) and replication-defective viruses (12, 29, 32). As a first step in testing the potential of HSV
recombinants to serve as vectors for AIDS vaccines, we have generated
recombinant strains of both types: an attenuated, replication-competent
HSV-1 recombinant expressing SIV envelope and Nef proteins and a
replication-defective HSV-1 recombinant expressing SIV envelope and Nef
proteins. We show here that these two recombinants are capable of
inducing protection in rhesus macaques.
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MATERIALS AND METHODS |
Cells and viruses.
Vero (African green monkey kidney) cells
were maintained in Dulbecco's modified minimal essential medium
(Cellgrow, Atlanta, Ga.) supplemented with 5% fetal bovine serum
(Gibco-BRL, Grand Island, N.Y.) and 5% newborn calf serum (HyClone,
Provo, Utah) as described elsewhere (21). V827 cells
(X. J. DaCosta and D. M. Knipe, unpublished results) were
obtained by cotransformation of Vero cells with the neomycin resistance
plasmid and the ICP8 and ICP27 genes as described elsewhere
(14). KOS1.1 is a wild-type (WT) laboratory strain of HSV-1
(21). The HSV-1 d27 variant (37)
contains a null deletion mutation in the ICP27 gene and is replication
defective in normal cells but grows in ICP27-expressing cells such as
V827 cells.
Bacterial strains and media.
Escherichia coli strains
DH5
and JM109 were used in plasmid cloning procedures. E. coli strains were grown in Luria-Bertani medium for liquid culture
or on Luria-Bertani agar plates supplemented with antibiotics as
appropriate (ampicillin [200 µg/ml] or kanamycin [25 µg/ml]).
Bacteria with plasmids containing SIV envelope sequences were grown at
30°C for increased stability of the DNA sequences.
Plasmids.
The low-copy-number plasmid pLG339-Sport
(6) was obtained from Ron Montelaro (University of
Pittsburgh). The mammalian eukaryotic expression vector plasmid pCI
(Promega, Madison, Wis.), which contains the human cytomegalovirus
immediate-early (CMV IE) promoter/enhancer and the simian virus 40 polyadenylation signal, was purchased from Promega. Plasmid
p239SpE3'/nef-open, containing the 3' half of the SIVmac239 genome, was
the source of the SIV envelope nucleotide sequences. Plasmid p101086.7
BglII (5), which contains the HSV-1 thymidine kinase (TK)
gene and flanking regions, was obtained from Don Coen (Harvard Medical School).
The expression cassette containing SIV sequences downstream from the
CMV IE promoter/enhancer was constructed in several stages. First, the
intron was removed from plasmid pCI by deletion of the 197-bp
AflII fragment to generate plasmid pCI
AflII. SIV
sequences were isolated as a 3.8-kbp SphI-EcoRI
restriction fragment from plasmid p239SpE3'/nef-open. These SIV
sequences contain rev exon 1, the complete env
reading frame, rev exon 2, and nef
(34). The SIV DNA fragment was treated with T4 polymerase
and ligated into the SmaI site of pCI
AflII to generate
the intermediate expression plasmid pCE4#7. The transfer vector was
generated in several steps, commencing with isolation of the TK gene
from plasmid p101086.7BglII by cleavage of the plasmid with
XbaI and HindIII. The ends of the HSV-1
XbaI-HindIII fragment were filled in with
Klenow enzyme and ligated into the HincII site of plasmid
pLG339-Sport to generate plasmid pSTK. The DNA fragment containing the
SIV env-nef expression cassette was excised from plasmid
pCE4#7 by partial cleavage with BglII and complete cleavage
with BamHI and ligated into the BglII site of
pSTK to yield the final transfer vector plasmid, pSTCE. Nef-coding
sequences overlap the 3' end of the env reading frame in SIV
and are believed to be expressed by splicing within this expression
cassette (35).
Transfections and recombinant virus isolation.
HSV DNA was
purified from infected cell lysates by sodium iodide gradient
centrifugation (48). Cotransfection of infectious viral DNA
and linearized plasmid DNA was performed using calcium phosphate
precipitation (20). Plaque purification of recombinant viruses with agarose overlay medium and Southern blot hybridization analysis of viral DNA were performed as described previously
(14). Selection of TK-negative viruses was performed with
overlay medium containing 100 µM acycloguanosine (ACG; Sigma, St.
Louis, Mo.).
Immunoprecipitation of Env protein from virus-infected cells in
culture.
Following infection of mammalian cells with virus for the
indicated times, cells were pulse-labeled in methionine- and
cysteine-free medium (supplemented with 10% dialyzed fetal bovine
serum) containing 50 µCi of [35S]methionine-cysteine
(Translabel; NEN) per ml for 1 h prior to harvesting into 1 ml of
phosphate-buffered saline (PBS). Cells were lysed by freezing and
thawing in IP (immunoprecipitation) buffer (300 mM NaCl, 1% NP-40,
0.1% sodium dodecyl sulfate [SDS], 0.5% sodium deoxycholate, 50 mM
HEPES-HCl [pH 7.5]) containing protease inhibitors
phenylmethylsulfonyl fluoride (1 mM),
Na-p-tosyl-L-lysine chloromethyl
ketone (TLCK; 0.5 mM), leupeptin (5 µg/ml), bestatin (40 µg/ml),
and aprotinin (1% [wt/vol]). Following centrifugation at 4°C at
13,000 rpm for 30 min, cleared cell lysates were incubated with serum
from an SIV-infected rhesus monkey and protein A for 2 h. Immune
complexes were washed three times with IP buffer prior to analysis by
SDS-polyacrylamide gel electrophoresis (PAGE) in a 9.25%
DATD-cross-linked polyacrylamide gel and exposure to film for autoradiography.
Detection of Nef protein in virus-infected cells in culture.
Vero cells were infected at a multiplicity of infection of 5 with
recombinant viruses and harvested at 9 or 12 h postinfection (hpi). Infected cells were lysed in Laemmli sample buffer, and cell
lysates were subjected to SDS-PAGE in a 12% DATD-cross-linked polyacrylamide gel. Proteins were transferred to a nitrocellulose membrane by electroblotting (39). Nef protein was detectable on the blot following incubation with a 1:1,000 dilution of N27 anti-Nef ascites fluid and 1:5,000 dilution of a anti-mouse secondary antibody conjugated to horseradish peroxidase using an enhanced chemiluminescence (ECL) detection system (Amersham).
Rectal challenge.
Rectal challenge with cloned SIVmac239
used 103.5 tissue culture infectious doses
(104.8 rhesus monkey infectious doses) by the intravenous
route (virus containing 8.5 ng of p27). The preparation, titration, and
use of this challenge stock have been described previously
(23). Animals were tranquilized with Vetalar (15 to 20 mg/kg
of body weight) given intramuscularly. The anal area was gently wiped clean with soap and water and rinsed well with water. Inoculum was
loaded into a 1-ml syringe and connected to a metallic mouse watering
tube, approximately 9 cm long, with a rounded end. The pelvic area of
the animal was raised to a 45° angle with head tilted forward. The
outside of the tube was lubricated with Lidocaine and K-Y jelly for
easy insertion and slid gently into the rectum of the animal carefully,
avoiding any trauma. Material was inoculated 0.1 to 0.2 ml at a time,
making sure that there was no drainage from the anal area. Upon
completion of the procedure, animals were kept in a slightly inverted
position for 5 to 10 min.
Viral load measurements.
The number of infectious cells in
peripheral blood mononuclear cells (PBMC), i.e., the cell-associated
viral load, was quantitated as previously described (10, 19, 35,
50). Quantitation of viral RNA levels in plasma using real-time
reverse transcriptase PCR has also been described (44).
Antibody detection by IP-WB.
SIVmac239 envelope protein
contained within the supernatant of infected cells was used for the
immunoprecipitation-Western blot (IP-WB) assay. Supernatant from
clarified cultures was centrifuged at 1,300 rpm for 5 min to pellet
residual cells and debris. The clarified supernatant was then filtered
and centrifuged at 17,500 rpm for 3 h in a type 19 rotor to pellet
whole virus. The supernatant, containing free gp120, was filtered again
and aliquoted for storage at
80°C. For immunoprecipitations, 300 µl of this preparation was mixed with 30 µl of protein A/G-agarose
beads (Santa Cruz), 620 µl of RPMI 1640 (Gibco), and 50 µl of test
serum. This mixture was incubated at 4°C overnight with rocking.
After incubation, the protein A/G-agarose was pelleted and the
supernatant was removed. The beads were then washed three times with 1 ml of PBS-0.5% Tween 20. After the final wash, the beads were
resuspended in 12 µl of Laemmli sample buffer and boiled for 3 min.
The samples were then electrophoresed through a SDS-5% polyacrylamide
gel and transferred onto an Immobilon-P polyvinylidene difluoride
membrane (Millipore, Bedford, Mass.). Membranes were blocked with 5%
skim milk in PBS-0.05% Tween 20 for 1 h at room temperature. The
blot was then incubated with a mixture of monoclonal antibodies
directed to SIVmac gp120, KK43, KK52, and KK54 and then a horseradish
peroxidase-labeled goat anti-mouse immunoglobulin G (IgG) monoclonal
antibody (Pierce). The antibodies were detected using a Pico West
chemiluminescence kit (Pierce), and the blot was either placed against
film or visualized using a Fuji LAS-1000 charge-coupled device camera
(Fuji, Inc., Tokyo, Japan).
Other measurements.
CD4 cell numbers were quantitated by
flow cytometry with a whole blood lysis technique that we have used
previously (19, 50). Procedures for amplifying across the
nef gene by PCR for the analysis of WT DNA sequences have
also been described (19, 50). SIV and HSV were purified with
the use of column chromatography and used to coat enzyme-linked
immunosorbent assay (ELISA) plates as described previously (19,
50). The presence of antibodies to both SIV and HSV was detected
using alkaline phosphatase-conjugated goat anti-human IgG. The titer of
anti-HSV antibodies was defined as the serum dilution that reduced the
A410 in the ELISA determination to a value of
0.2. Neutralization of SIV was measured as previously described
(8, 27).
Assay of virus-specific CTL activity. (i) HSV-specific CTL
activity.
Techniques for detecting HSV-specific cytotoxic T
lymphocytes (CTL) were adapted from those used in humans
(46). Autologous cells (fibroblasts or B-lymphoblastoid cell
lines [B-LCL]) infected with HSV KOS for 16 to 20 h and
subsequently inactivated with long-wave UV irradiation in the presence
of psoralen (10 µg/ml) were used for HSV-specific stimulation. Fresh
PBMC were mixed with stimulators at a responder-to-stimulator ratio of
10:1 in RPMI 1640 containing 10% fetal calf serum (R-10 medium) and
incubated at 37°C in a CO2 incubator. Interleukin-2 was
added after 4 to 5 days, and cultures were tested for CTL activity 10 to 14 days after stimulation. In initial experiments, comparable CTL
activity was obtained when either autologous HSV-infected fibroblasts
or B-LCL were used for stimulation. In subsequent experiments (week 8 onwards for animal experiment group 602 [AE602] and from the onset
for AE606), autologous B-LCL infected with HSV KOS were used for in
vitro HSV-specific stimulation. CTL activity was measured by
51Cr release assays using standard methodology. Autologous
B-LCL uninfected or infected with HSV were used as target cells.
HSV-specific lysis was expressed as the difference in lysis between
virus-infected and uninfected target cells, and a value of 10% or
greater was considered significant.
(ii) SIV-specific CTL activity.
Fresh PBMC infected for 90 min with a recombinant vaccinia virus that expresses the Gag and Pol
proteins of SIVmac251 and the Env protein of SIVmac239 were mixed with
autologous uninfected PBMC at a ratio of 1:10 in R-10 medium and
incubated for 10 days, interleukin-2 being added to the culture after 4 to 5 days. We have found that this method of stimulation is comparable
to that using autologous B-LCL and has the added advantage of
decreasing background levels of lysis. CTL activity was measured in a
standard 51Cr release assay as previously described
(18). Autologous B-LCL infected overnight with recombinant
vaccinia virus expressing SIVmac239 Env protein (rVV-239; provided by
M. Mulligan) or WT vaccinia virus NYCBH were used as test and control
target cells. Effectors and targets were incubated in duplicate for
4 h on a 96-well plate, and percent lysis was calculated according
to standard formula. Cold targets infected with WT vaccinia virus NYCBH
were used at a cold/hot target ratio of 15:1 to reduce background lysis.
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RESULTS |
Construction of vaccine vectors and SIV Env expression.
HSV-1
recombinants capable of expressing SIV Env and Nef proteins were
generated by introduction of a single SIV env-nef expression cassette into the TK gene of the HSV-1 genome using homologous recombination. For the isolation of a replication-competent recombinant virus expressing SIV proteins, infectious viral DNA from the KOS1.1 WT
viral strain was cotransfected with linearized plasmid pSTCE into Vero
cells to allow recombination between the viral genome and the transfer
vector sequences. Recombination of the expression cassette into the TK
locus would result in a recombinant virus which was TK negative and
therefore resistant to the antiviral drug ACG. Thus, we harvested the
progeny from transfection and plated the viruses in 100 µM ACG.
ACG-resistant viruses were subjected to three rounds of plaque
purification. One of the recombinants, K81, was shown to contain the
SIV sequences in the TK locus by Southern blot hybridization. This
recombinant virus expressed SIV Env and Nef proteins as described below.
In addition to the K81 replication-competent recombinant virus, we
isolated a replication-defective recombinant virus that was capable of
expressing SIV Env and Nef proteins. For this construction we
transfected viral DNA from the d27 mutant virus, which
contains a deletion in the essential ICP27 gene (37), with
linearized pSTCE plasmid DNA into the ICP27-complementing cell line
V827. Viral progeny from the transfected cells were harvested and
plated on V827 cells in the presence of ACG as above. One recombinant virus, d81, was isolated following three cycles of plaque
purification in ACG. Southern blot hybridization showed that the
d81 genome contained the SIV expression cassette inserted
into the TK gene, and this recombinant virus expressed SIV Env and Nef
as described below. Thus, the two recombinant viruses both contain the
SIV env and nef genes inserted into the TK locus
in a manner that caused its disruption (Fig.
1). K81 is replication competent, while
d81 has a deletion in the essential ICP27 gene in addition to the deletion in TK, rendering it replication defective in Vero cells.

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FIG. 1.
Genomic maps of K81 and d81 HSV recombinants.
SIV sequences were inserted into the TK gene in each recombinant by the
methods described in the text. CMV, promoter/enhancer sequences of the
CMV IE gene; PA, signal sequences for poly(A) addition. The SIV
sequences are from the SphI site (nucleotide 6450) rightward
in SIVmac239 (34). These include rev exon 1, the
entire env reading frame, rev exon 2, and the
nef open reading frame.
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To determine the kinetics of SIV Env protein expression by K81 and
d81 in monkey cells, we infected Vero cells with K81 or d81 and at various times postinfection (p.i.) labeled the
cultures with [35S]methionine-cysteine for 60 min. The
labeled cells were harvested, and SIV Env protein was
immunoprecipitated from the resulting cell lysates (Fig.
2). Env expression by K81 peaked at early
times, approximately 6 hpi (Fig. 2 and results not shown). Both gp160 and gp120 were observed on these gels, indicating that proteolytic processing of at least some Env protein occurred in the HSV-infected cells during the brief labeling time, although the amount of gp120 was
always greatly reduced at late times p.i. The kinetics of Env protein
expression were somewhat delayed in d81-infected cells in
that peak levels of expression were not apparent until 18 hpi (Fig. 2,
lanes 11 and 12). Processing of gp160 was also reduced after 12 hpi in
d81-infected cells. Immunofluorescence staining of K81- and
d81-infected Vero cells demonstrated cytoplasmic and cell
surface staining of SIV env (E. McNamee, C. Murphy, W. Lucas, and D. Knipe, unpublished results). Thus, Env expression was readily detected
in cells infected with K81 and d81, although the kinetics of
expression were somewhat delayed in d81-infected cells. Nef protein expression were also specifically detected in extracts from
K81- and d81-infected cells, but not from uninfected or HSV TK
-infected control cells, by Western blot reactivity to
the N27 anti-Nef monoclonal antibody (Fig.
3). Nef protein detected in lysates from
transfected cells migrated slightly more slowly due to the presence of
an epitope tag (Fig. 3).

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FIG. 2.
Kinetics of Env protein expression by recombinant
viruses K81 and d81 in cell cultures. Vero cells were
infected with the indicated viruses or mock infected. The infected
cells were labeled with [35S]methionine-cysteine for
1 h prior to harvest at the times indicated. Env proteins were
immunoprecipitated with anti-SIV sera and resolved by SDS-PAGE. The
resulting autoradiogram is shown. pJG1 transfection lane shows Env
protein expressed in cells transfected with plasmid pJG1. KOS1.1 is WT
HSV-1.
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FIG. 3.
Nef protein expression as detected by Western blots.
Vero cells were infected with the indicated viruses or mock infected.
Cells were harvested at 9 or 12 hpi, and lysates were resolved by
SDS-PAGE. Nef protein was detected following incubation with the N27
anti-Nef monoclonal antibody in K81- and d81-infected cell
lysates as well as in the Nef-positive control lysate, which migrated
slower due to an epitope tag. Nef protein was not detected in cells
infected with TK HSV, in mock-infected cells, or in
nef lysates.
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Vaccine phase.
Five rhesus monkeys were immunized with the
replication-competent HSV recombinant K81, and two were immunized with
the replication-deficient HSV recombinant d81. Three groups
of rhesus monkeys received their first immunizations on different
dates. Monkeys received booster immunizations according to the
schedules shown in Table 1. One control
monkey (Mm 285-95 [referred to hereafter by number alone]) received
replication-competent TK
vector without insert. All
monkeys were derived from our specific pathogen-free rhesus monkey
breeding colony and were free of herpes B and HSV upon enrollment in
the study. Each animal received 9 × 107 PFU of HSV
recombinant subcutaneously and 1.8 × 108 PFU of HSV
recombinant intramuscularly at each immunization.
Each animal responded with a strong, stable antibody response to HSV
after the initial immunization (Fig. 4
and other data not shown). Anti-HSV antibody responses were not
significantly different between the animals that received K81 and those
that received d81 (Fig. 4). ELISA-based tests for the
detection of antibody responses to SIV envelope protein produced only
weak signals. We thus developed a more sensitive, more specific assay for detection of antibodies to SIV gp120. Using this new method, we had
no difficulty demonstrating the appearance of anti-gp120 antibody
responses. The new assay relies on immunoprecipitation of gp120 from
culture supernatants and detection of immunoprecipitated gp120 by
Western blotting using monoclonal anti-gp120 antibody and ECL
detection. The assay is able to detect 10 pg or less of immunoprecipitated gp120. Anti-SIV antibodies were specifically detected in all immunized animals except animal 285-95, which received
the replication-competent, control TK
HSV without insert
(Fig. 5A and B and Table
2). Anti-SIV antibodies were in general
slow to develop but once present were continually detected at similar
levels over the course of months up until the time of challenge (Fig.
5A and B and other data not shown). Dilutions of sera from rhesus
monkeys infected with WT or mutant strains of SIV showed that levels of
anti-gp120 antibodies could be roughly quantitated over at least a
10,000-fold range (Fig. 5C). Levels of anti-gp120 antibodies induced by
the recombinant herpesviruses were roughly 1,000- to 10,000-fold lower
than the levels observed in monkeys infected with WT SIVmac239 (Fig.
5). Also, there seemed to be considerable animal-to-animal variation in
the strength of anti-SIV antibody responses (Fig. 5A and C). Sera taken
immediately prior to challenge had no neutralizing activity against the
difficult to neutralize challenge virus SIVmac239, consistent with the
low level of anti-SIV antibodies in the IP-WB assay. These same sera
also had no neutralizing activity against lab-adapted SIVmac251, a
virus which is typically quite sensitive to antibody-mediated
neutralization (22, 27).

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FIG. 4.
Anti-HSV antibody responses. Week 0 is the time of
initial immunization. Antibodies were determined by ELISA using plates
coated with purified, lysed HSV.
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FIG. 5.
Anti-SIV antibody responses. Antibodies to SIV
gp120 were detected by IP-WB and ECL detection on film. The time line
of samples is shown above each gel. (A) Three of the immunized animals
from AE606; (B) the two immunized animals from AE608; (C) comparisons
of week 26 sera from vaccinated monkeys to more highly diluted sera
from a monkey infected with WT SIV in the right three lanes. As
described previously (10), very weak anti-SIV antibody
responses were elicited by SIV Vif in monkey 151-93 (lane 1, week 0;
lane 2, week 16; lane 3, week 28) but not by heat-inactivated (h.i.)
SIV vif in monkey 180-93.
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CTL responses to HSV and SIV envelope protein were evaluated in six
animals (AE602 and AE606). CTL activity directed toward HSV was
detected 4 weeks after initial immunization in the two animals
immunized with the replication-deficient HSV vector d81 and
in two animals (137-96 and 1-97) immunized with the
replication-competent HSV vector. Levels of specific lysis after in
vitro antigen-specific stimulation with autologous cells infected with
HSV KOS ranged from 10 to 23% at effector-to-target (E/T) ratios of
14:1 to 43:1 (Fig. 6). The primary
HSV-specific CTL response did not differ in strength or kinetics
between animals immunized with the replication-deficient or
replication-competent HSV vectors.

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FIG. 6.
HSV-specific and SIV-specific CTL activity after
vaccination and before SIV challenge. Percent HSV-specific CTL lysis
denotes the difference in lysis between uninfected target cells and
target cells infected with HSV-KOS. Percent SIV-specific CTL lysis is
the difference in lysis between autologous B-LCL infected with WT
vaccinia virus NYCBH and recombinant vaccinia virus expressing the
SIVmac239 envelope. Cold targets infected with WT vaccinia virus NYCBH
were used to reduce background lysis in SIV-specific CTL assays.
Background lysis was generally <8% and did not exceed 12% at time
points with positive Env-specific CTL activity.
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CTL responses to SIV envelope protein were measured after in vitro
SIV-specific stimulation. Lysis of Env-expressing target cells
10%
above control target cells was considered to be significant. Weak SIV
Env-specific CTL activity (10 to 15% specific lysis at E/T ratios of
40:1 to 60:1) was detected at single time points in two animals (Fig.
6). It was detected 2 weeks after immunization with the
replication-deficient HSV vector d81 in animal 70-97 and 8 weeks after the second booster inoculation in animal 342-96 immunized
with the replication-competent HSV vector K81. In addition, CTL
activity just below threshold level (8 to 9% at E/T ratios of 40:1 to
45:1) was detected in animal 159-96 2 weeks after immunization with the
replication-deficient HSV vector d81 and in animal 1-97 8 weeks after the second booster inoculation with the
replication-competent HSV vector K81. In all of these animals,
Env-specific CTL activity of
8% lysis was observed at two or more
E/T ratios. Since Env-specific CTL activity was detected at single time
points in individual animals, we were not able to determine if it was
mediated by CD8+ lymphocytes or restricted by major
histocompatibility complex class I.
Challenge phase.
The seven rhesus monkeys vaccinated with
HSV-SIV recombinants and four controls were challenged rectally with
SIVmac239. The four controls included the one monkey (285-95) that
received replication-competent TK
HSV with no insert of
SIV sequences. Challenge was performed 22 weeks after the last vaccine
boost, which represented 32 to 62 weeks after the primary immunization
(Table 1). Challenge was with 0.5 ml of a 1:2.5 dilution of a stock of
SIVmac239 which had been titered previously by the intravenous route
(23). This dilution of SIVmac239 contained 8.5 ng of p27,
4.7 × 103 tissue culture infectious doses, and 6 × 104 animal infectious doses by the intravenous route.
All four of the control monkeys became infected by all criteria
following the SIV exposure. All four showed peaks in plasma antigenemia, in levels of SIV RNA in plasma, and in numbers of infectious cells in PBMC by 2 weeks after exposure (Fig.
7 to 9). At least three of the four
controls had anti-SIV antibody responses after challenge (Fig. 10). The
one control monkey with weak or no anti-SIV antibody responses was a
rapid progressor that died at 10 weeks p.i. Set points of viral RNA in
the other three controls were approximately 106 to
107 copies per ml of plasma (Fig.
8), as we have seen previously (10). We and others (A. Aldovini and D. Watkins, personal
communication) have exposed 11 additional naive monkeys with the same
dose of the same stock of SIVmac239 by the rectal route, and all 11 have similarly become infected. The challenge dose used for these
experiments contained approximately 10 animal infectious doses by the
rectal route because one of two macaques became systemically infected following rectal exposure to 0.5 ml of a 1:25 dilution of the same
stock.


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FIG. 8.
SIV RNA in plasma postchallenge. A shift in the baseline
corresponds to use of assay with a lower detection limit.
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Two of the seven vaccinated monkeys (1-97 and 70-97) were strongly
protected by all criteria. These two animals had no p27 antigen
detectable in plasma at any time point (Fig. 7), no SIV RNA detectable
in plasma at any time point (Fig. 8), and no SIV recoverable from PBMC
(Fig. 9). In contrast, the other five
vaccinated animals did have detectable SIV RNA in plasma (Fig. 8) and
recoverable SIV in PBMC (Fig. 9). Four of these five also had
detectable SIV p27 antigen in plasma; only 342-96 did not (Fig. 7). SIV
DNA sequences were not detected in PBMC taken from 1-97 and 70-97 at 2 and 4 weeks after challenge using a sensitive nested PCR. SIV DNA
sequences were detected at both 2 and 4 weeks in 342-96, 159-96, 198-97, 409-98, and 410-98 (data not shown). Changes in anti-SIV
antibody levels postchallenge were also consistent with these
observations. The five unprotected monkeys had clear, rapid increases
in anti-SIV antibody levels by ELISA following challenge; the two
protected monkeys did not (Fig. 10).
These antibody results were confirmed in the IP-WB assay (data not
shown). Despite the lack of sterilizing immunity, SIV RNA loads in
plasma in the SIV-infected monkeys previously vaccinated with K81 were
1.2 logs lower at peak than those observed in the four control monkeys
(Fig. 8). This difference was statistically significant (P = 0.021) in a Mann-Whitney test. These observations agree with the
consistent differences in plasma antigenemia in control versus
vaccinated animals (Fig. 7). Four of the five unprotected monkeys
appeared to have plasma RNA loads and cell-associated viral loads at
set point similar to those seen in control animals (Fig. 8 and 9).
However, 342-96 exhibited decreasing viral loads in both assays that
were significantly lower than in the controls in this study (Fig. 8 and
9), lower than those observed in all additional control macaques that
received the same dose of this same stock rectally, and lower than what we have ever observed previously with SIVmac239 (10, 17,
36). This same animal (342-96) had no detectable SIV p27 antigen
in plasma (Fig. 7) and had the lowest viral RNA levels of the infected animals at peak (Fig. 8). Vigorous and sustained Gag- and Env-directed CTL activity was detected 1 to 3 weeks after SIV challenge in the four
control animals and in three of the five unprotected animals (data not
shown). There were no apparent differences in the strength or kinetics
of CTL activity between control and vaccinated animals that became SIV
infected. Declines in CD4+ lymphocyte concentrations were
observed in control and unprotected animals. However, CD4+
lymphocyte concentrations were relatively stable in the solidly protected animals 1-97 and 70-97 and in the partially protected animal
342-96 (Fig. 11).


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FIG. 9.
Numbers of infectious cells in PBMC. Numbers on
y axis are code: 0, no SIV recovery even with
106 PBMC; 1, 50% recovery with 106 PBMC; 2 to
8, 50% recovery with 333,333, 111,111, 37,037, 12,345, 4,115, 1,372, and 454 PBMC, respectively.
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|


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FIG. 10.
Anti-SIV antibody responses following challenge. Week 0 is the time of rectal challenge with SIVmac239. Antibodies were
determined by ELISA using plates coated with purified, lysed SIV.
Antibodies were determined using a 1:20 dilution of plasma from the
indicated animals and conjugate at 1:100.
|
|


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FIG. 11.
Percentages of CD4+ T lymphocytes in
monkeys following challenge. Week 0 is the time of rectal challenge
with SIVmac239. The results are expressed as the percentage of cells in
PBMC that were CD4+ T lymphocytes.
|
|
Correlations with protection.
Examination of anti-SIV binding
antibodies through the course of the vaccine phase and on the day of
challenge revealed no obvious correlations with protection. In fact,
anti-gp120 antibody levels in protected monkeys 1-97 and 70-97 assessed
by the IP-WB assay were at the lower end of the spectrum among the
seven vaccinated monkeys. Protections were achieved in the absence of
detectable neutralizing activity in serum at the time of challenge.
Monkey 1-97 was vaccinated with the replication-competent vector, and 70-97 was vaccinated with the replication-deficient vector.
The length of time from the initial immunization or the last boost to
the challenge also did not correlate with protection. The two solidly
protected monkeys and the partially protected monkey were all part of a
group (AE606) whose vaccine phase was 46 weeks (Table 1). Thus, one
monkey that had a longer vaccine phase and two that had a shorter
vaccine phase were not protected. It is interesting that the three
protected monkeys (1-97, 70-97, and 342-96) had an SIV
envelope-specific CTL activity more consistently observed during the
vaccine phase than unprotected animals. However, the low level of the
Env-specific lysis observed precludes any definite conclusions
regarding the correlation of CTL activity with protection.
 |
DISCUSSION |
Our current level of knowledge suggests that simple immunological
memory in the absence of activated effector cells may not be sufficient
to provide vaccine protection against field strains of SIV and HIV.
Once SIV and HIV establish infection in a susceptible host, they have a
remarkable ability to replicate unrelentingly in the face of apparently
strong host immune responses. A multiplicity of mechanisms are used by
these lentiviruses to achieve continuous replication (9).
They include selection of antigenic variants that escape immune
recognition within a single infected individual, destruction of
CD4+ helper cell activity, and an envelope coat structure
that is not easily accessible to antibodies. The failure of vaccines in animal models may be explained by a failure to blunt early, high-level replication by the virus, thus allowing the natural immune evasion strategies of the virus to take effect. Conversely, the success of live
attenuated vaccine approaches in animal models may depend on the
persistent, controlled nature of the infection with the attenuated
strains. For an AIDS vaccine to be practically effective, we may need
to develop strategies that result in persistently active immune
responses that can be poised to quickly suppress the early replication
of the virus.
Most vaccine approaches currently being forwarded for AIDS do not have
persistence of antigen or persistent antigen expression. These include
envelope subunit approaches, poxvirus recombinants, inactivated whole
virus, DNA, and prime and boost regimens with combinations of these
approaches. While it is theoretically possible that immunizations by
such approaches could provide durable protection if the response time
following live virus exposure was quick enough, they typically have not
done so in animal models when challenge used pathogenic, difficult to
neutralize strains of virus (15, 26, 31, 33, 40, 43). For
influenza virus, memory CTL take at least 4 days to expand and home to
the site of infection (13). Postexposure drug studies also
suggest that 4 days may be too late to block establishment of a
persistent infection (24, 38). Herpesviruses, which persist
for the lifetime of the infected host, induce humoral and cellular
immune responses that also persist for life. Persisting cellular
responses have been postulated to keep HSV in a latent state because
decreases in cellular responses are associated with reactivation of
latent HSV (45). Thus, herpesvirus recombinant vectors may
provide an alternative to live, attenuated lentivirus strains as AIDS
vaccines that induce host immune responses which are persistently
activated or can be rapidly induced into an active state.
What is impressive about the current results is that protection was
achieved against difficult to neutralize, pathogenic SIV 5 months after
the last vaccine administration. The vast majority of SIV and SHIV
vaccine experiments that have used nonpersisting immunogens have
scheduled the challenge at 2 to 4 weeks after the last vaccine boost,
when immune responses are at or near their peak. The one exception is
the study of Benson et al. (2), in which intravenous
challenge at 6 months showed no protection but rectal challenge at 9 months surprisingly showed protection in 5 of 11 monkeys despite the
fact that antiviral immune responses had declined to very low or
undetectable levels by that time. Further studies will be needed to
determine whether a longer time interval between the last boost with a
nonpersisting immunogen and challenge actually favors protection
despite dramatic declines in the levels of measurable antiviral immune
responses. Our results nonetheless illustrate the potential of
herpesviruses as vaccine vectors for AIDS and indicate the need for
development of alternate vaccine strategies that can achieve
persistently active immune responses.
What is the basis for optimism if only two of seven monkeys in this
study were solidly protected against challenge? Previous studies with
live attenuated SIV have suggested an important role for cellular
responses to core Gag-Pol antigens in protection against challenge
(19, 33, 50), and other studies have indicated a protective
role for CTL to Tat and Rev (3, 47). The present study used
SIV env and nef genes in the recombinant
vaccines, but in the future it will be easily feasible to incorporate
genes that express core, Tat, Rev, and other antigens. There is also reason to believe that other herpesviruses, such as other HSV strains
that replicate better in rhesus monkey fibroblasts in culture (W. T. Lucas, C. G. Murphy, and D. M. Knipe, unpublished results)
or the rhesus monkey rhadinovirus (11), may elicit stronger
immune responses in rhesus monkeys. We also now know that HSV strains
which express much higher levels of Env protein can be constructed
(Lucas et al., unpublished). Once conditions can be defined for
achieving solid protection in most or all animals, herpesvirus
recombinants should be an ideal means for learning the types of immune
responses most important for achieving vaccine protection in the
SIV/rhesus monkey system.
The basis for the comparable strength of responses to
replication-competent versus replication-defective HSV is currently not
understood. However, there is precedent for this type of phenomenon in
poxvirus systems. Replication-defective poxviruses can elicit antiviral
antibody responses comparable in strength to replication-competent counterparts (1). There are several possible explanations
for the equivalent responses to replication-competent and
replication-defective strains. First, some of the primary infected
cells may be the major antigen-presenting cells, and both types of
strains may infect these cells. Second, even replication-competent HSV,
or at least the HSV strain used in this study, may replicate so poorly in rhesus monkeys that the response to it is not detectably different from that to replication-defective HSV. Finally, there may be cells in
the monkey that support replication of the mutant strain such that it
is not replication defective in vivo.
Despite the potential advantages of durable immunity induced by a
herpesvirus recombinant vector, preexisting immunity in the population
and concern for safety could potentially limit practical application of
this approach. Preexisting immunity to HSV might limit infection by the
recombinant vaccine and the immune response to a new antigen expressed
by the HSV vector. However, initial results in mouse models indicate
that preexisting immunity to HSV does not necessarily restrict the
immune response to a new antigen expressed by an HSV vector (M. Brockman and D. M. Knipe, unpublished results). With respect to
safety concerns, vector replication could conceivably result in disease
in immunocompromised individuals or under certain circumstances. Such
safety concerns could potentially be minimized with improved vector
designs (7).
 |
ACKNOWLEDGMENTS |
The first three authors contributed equally to this work and
should be considered co-first authors.
We thank Ron Montelaro for the gift of plasmid pLG339Sport, Don Coen
for the gift of plasmid p101086.7BglII, and Jim Hoxie for the N27
anti-Nef monoclonal antibody. We also thank Keith Mansfield, Prabhat
Sehgal, and their staff for veterinary care and blood sampling and M. Piatak and L. Li for assistance with plasma viral load analyses.
This work was supported by National Cooperative Vaccine Discovery Group
grant AI38131, HIV Vaccine Research and Development grant AI46006 from
the Division of AIDS of the National Institute of Allergy and
Infectious Diseases, and grant RR00168 from NCRR. This project has been
funded in part with federal funds from the National Cancer Institute,
National Institutes of Health, under contract NO1-CO-56000.
 |
FOOTNOTES |
*
Corresponding author. Mailing address for David M. Knipe: Department of Microbiology and Molecular Genetics, Harvard
Medical School, Boston, MA 02115-5716. Phone: (617) 432-1934. Fax:
(617) 432-0223. E-mail: david_knipe{at}hms.harvard.edu. Mailing address for Ronald C. Desrosiers: New England Regional Primate Research Center,
Harvard Medical School, One Pine Hill Dr., Box 9102, Southborough, MA 01772-9102. Phone: (508) 624-8002. Fax: (508) 460-0612. E-mail: ronald_desrosiers{at}hms.harvard.edu.
 |
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Journal of Virology, September 2000, p. 7745-7754, Vol. 74, No. 17
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Copyright © 2000, American Society for Microbiology. All rights reserved.
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