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Journal of Virology, August 2000, p. 7079-7084, Vol. 74, No. 15
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
A Hypothesis for DNA Viruses as the Origin of
Eukaryotic Replication Proteins
Luis P.
Villarreal1,* and
Victor R.
DeFilippis2
Departments of Molecular Biology and
Biochemistry1 and Ecology and
Evolutionary Biology,2 University of
California, Irvine, California 92697
Received 16 December 1999/Accepted 1 May 2000
 |
ABSTRACT |
The eukaryotic replicative DNA polymerases are similar to those of
large DNA viruses of eukaryotic and bacterial T4 phages but not to
those of eubacteria. We develop and examine the hypothesis that DNA
virus replication proteins gave rise to those of eukaryotes during
evolution. We chose the DNA polymerase from phycodnavirus (which
infects microalgae) as the basis of this analysis, as it represents a
virus of a primitive eukaryote. We show that it has significant
similarity with replicative DNA polymerases of eukaryotes and certain
of their large DNA viruses. Sequence alignment confirms this similarity
and establishes the presence of highly conserved domains in the
polymerase amino terminus. Subsequent reconstruction of a phylogenetic
tree indicates that these algal viral DNA polymerases are near the root
of the clade containing all eukaryotic DNA polymerase delta members but
that this clade does not contain the polymerases of other DNA viruses.
We consider arguments for the polarity of this relationship and present
the hypothesis that the replication genes of DNA viruses gave rise to
those of eukaryotes and not the reverse direction.
 |
INTRODUCTION |
Divergence of the bacterial and
eukaryotic lineages appears to represent the deepest split in the tree
of life (22). Because the DNA replication proteins of these
groups are of fundamental importance and interact through complex
mechanisms, it seems likely that the genome replication system, like
the translational system, would contain the most conserved coevolved
genes among all related lineages.
Obvious functional homologues of replication genes are found in
bacteria, eukaryotes, and archaea, including proteins involved in
origin recognition, helicases, DNA-binding proteins, DNA synthesis, sliding clamp processivity factors (PCNA), ligation, and primer removal
(see reference 7 and references therein). However, there are clear differences in sequence similarity that separate the
replication proteins of bacteria from those of the archea and
eukaryotes (7). The bacterial replication genes thus appear evolutionarily unrelated to those of eukaryotes and archaea. For example, the replicative DNA polymerase (Pol) III of Escherichia coli belongs to the family C DNA Pol group and does not have
similarity to either of the two mammalian replicative DNA family B DNA
Pols (alpha priming and delta extending; see reference
30). As such, phylogenetic analysis of these
replicative DNA Pols results in polyphyletic groupings that are
contrary to accepted species trees (6). Such wide existence
of functionally identical yet nonorthologous genes presents a dilemma
when they are being used for connecting the universal tree of life, and
this has led some to propose that the cenancestor of bacteria, archea,
and eukaryotes had an RNA genome (7, 17). However, it is now
clear that between bacteria and eukaryotes, perhaps several hundred
functional genes are homologous (e.g., DNA synthesis genes). This
suggests that the putative prokaryotic-eukaryotic ancestor possessed
many genes inherited by both lineages (for references, see references
14 and 8). Proper replicative transmission of such a large number of essential genes seems unlikely given the small size of RNA genomes and the error-prone nature of their
replication (14). It therefore appears more likely that the
common ancestor had a DNA genome, which leaves unexplained how the
replication systems underwent the transition during the divergence of
bacteria from archaea and eukaryotes.
DNA viruses, however, also possess a full set of independent DNA
replication and repair proteins that include members of family A and B
DNA Pols (12). When first sequenced, it was noteworthy how
similar phage T4 DNA Pol was to DNA Pols alpha and delta of eukaryotes,
Epstein-Barr virus, human cytomegalovirus, and other DNA viruses of
eukaryotes, but not adenoviruses or E. coli Pol I or III
(23). This similarity includes the conservation of five of
six sequential domains (31), as well as resistance to various family B-specific inhibitors (3). Other phage DNA
Pols, however, such as T7, show similarity to bacterial DNA Pol I but not to Pols of eukaryotes. With the sequencing of the entire T4 genome,
it was additionally surprising to see that this strictly lytic
bacteriophage had more genes similar to those of eukaryotes (including
genes for self-splicing RNA [13]) than to bacterial genes (4). Viruses are usually thought to impose negative
selection on their hosts. In addition, recombination between host and
viral genomes is a commonly observed phenomenon, such as with
retroviruses acquiring cellular protooncogenes (5, 28). Yet
viruses are rarely considered a source of host genes, and hence viral
sequences are not taken into account when reconstructing the tree of
life. However, a viral genome can evolve up to a million time faster than that of its host. If a DNA virus could impose a stable persistent (or genomic) infection on its host, it might then also provide genes
altering host evolution, as we have previously reasoned (29). This raises the question: Could a DNA virus have been the origin of replicative eukaryotic DNA Pols?
In this report, we consider the hypothesis for the viral origin of
eukaryotic replication proteins in the context of DNA viruses that
infect host species which are likely representative of the earliest
eukaryotes. We examine DNA Pols from two families of DNA viruses
prevalent as acute infections of parasitic microalgae (Chlorella-like viruses) (27) and persistent
infections of filamentous brown algae (Feldmania species
virus) (9, 15, 16, 21, 27). These algal species represent
some of the earliest eukaryotes for which clear archaeological data
exist (11). We perform sequence similarity and phylogenetic
analyses which indicate that these viral proteins appear related to the
progenitor of all eukaryotic Pol delta sequences and consider arguments
that a DNA virus may have been the origin of the eukaryotic DNA
replication system.
 |
MATERIALS AND METHODS |
The open reading frame that codes for the DNA Pol or Pol-like
gene from Chlorella virus (NT2A; GenBank M86836; 913 amino acids [a.a.]) and Feldmania species virus (GenBank
AF013260; 996 a.a.) were retrieved from GenBank. Using these
sequences, a gapped Tblastn (version 2.0.4) analysis against the
translated nonredundant database was performed. It was observed that
essentially all of the replicative DNA family B Pols from eukaryotes
showed similarity to both sequence probes. In addition, the DNA Pol
sequences from most large DNA viruses of animals were also identified.
Although the analysis suggests that all eukaryotic replicative DNA Pols (alpha and delta) are similar, the DNA Pol delta genes were most similar to these phycodnavirus-like genes. Interestingly, although Feldmania virus and Chlorella virus are both DNA
viruses of algae, each of these DNA Pol sequences was more similar to a
lower eukaryotic host DNA Pol gene (Schizosaccharomyces
pombe, Candida albicans, Glycine max, or
Saccharomyces cerevisiae) than to each other. In addition,
the DNA Pols of several lytic phages (T4 and RB69) were identified.
Also present were the DNA Pol II genes from various archaebacterial and
bacterial (i.e., nonreplicative E. coli) species. Absent
were the replicative DNA polymerases (Pol III) and Pol I from bacteria
as well as the DNA Pols of other lytic phages (T7), adenoviruses, and
related linear plasmids of fungi.
Following the elimination of redundant and incomplete proteins, the
remaining sequences were aligned using ClustalW to aid in
identification of homologous regions. After this alignment, four
regions (labeled I, II, III, and IV) of high conservation were easily
identifiable between most of the taxa and are shown listed in color
patterns corresponding to similar amino acids and in biologically
related groups (Fig. 1). As had
previously been established, the family B polymerase
sequences contain up to six specific domains (23, 31). We
compared our conserved domains to those previously identified and
determined that our regions II, III, and IV corresponded roughly to the
respective regions II, III, and IV which were identified in DNA Pol
alpha by Wang et al. and that our region I had been previously
identified as the phosphonoacetic acid-resistant domain of herpes
simplex virus type 1 DNA Pol in the study to T4 DNA Pol by Spicer et
al. (23). Because there is large variation in length among
these DNA Pol genes, the sequences are shown as a roughly proportional line drawing in which the locations of the four highly conserved domains are indicated, and the sequences were centered to the most
highly conserved region II domain (Fig.
2). The two smallest sequences correspond
to fragments of Micromonas pusilla virus and
Chrysochromulina species virus (phycodnavirus). The next
largest was the full gene (313 a.a.) for the Pol alpha of
Endotrypanum (Leishmania) monterogeni,
then the Helicoverpa armigera nuclear polyhedrosis virus DNA
Pol (623 a.a.), and all other genes were complete sequences. The
largest gene (encoding 1,855 a.a.) was the DNA Pol alpha of
Plasmodium falciparum. In general, domains I and II are
adjacent to each other and occur at variable positions from the amino
terminus, although some Archaea species Pol II genes have a region I
domain well displaced toward the amino terminus. With the exception of
Halteria species DNA Pol alpha (ciliated hypotrichous), the
order of the domains was conserved, although DNA Pol alpha genes of
hyptrochous species were often lacking domains II and IV. In addition,
the DNA Pol II of several archaea (lineage A) had domains III and IV
displaced well towards the carboxy terminus.

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FIG. 1.
Amino acid alignment of four highly conserved DNA
Pol protein regions. Taxon names are color coded according to clade as
in Fig. 3 and are labeled A0 to L5 according to the branch tips
therein. Gaps inserted to improve the alignment are indicated by a dash
( ). Amino acids are color coded according to side group properties
using the following scheme: red, negatively charged (D or E); orange,
positively charged (H, K, or R); light green, amide (N or Q); blue,
alcohol (S or T); purple, aliphatic (L, I, or V); gray, aromatic (F, Y,
or W); brown, small (A or G); dark green, sulfur-containing (M or C);
white, proline (P). Abbreviations: Hu, human; VZV, varicella-zoster
virus; HSV, herpes simplex virus; cytomeg., cytomegalovirus; HHV, human
herpesvirus.
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FIG. 2.
Protein map indicating proportional lengths of DNA Pol
(black lines) and relative locations of the four conserved Pol protein
domains (labeled I to IV). Proteins are mostly "centered" so that
region II is aligned.
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|
These highly conserved regions were then used to aid in the alignment
of the remaining regions as follows. First, using the sequence editor
GeneDoc version 2.5 (18), each taxon was examined to
determine which if any of the four domains were present in the protein
sequence. Next, these regions were used as anchors from which to
optimize the alignment of amino acids in the intervening sections.
These interregion sequences were extracted and aligned using ClustalW.
Following this procedure, the alignments were again optimized by eye,
focusing mostly on the similarity within each of the major clades. Once
an overall alignment was obtained, a phylogenetic tree was constructed
using the more conserved amino terminus of the protein sequence that
included region I and amino acids thereafter. Phylogenetic analysis was
performed using the neighbor-joining algorithm with 500 bootstrap
replications (20) as implemented by PAUP version 4.0b2
(25). Pairwise distances were calculated as mean observed
substitutions per site. The unrooted tree is shown in Fig.
3 and is color coded to mark clear
clades.

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FIG. 3.
Unrooted neighbor-joining phylogeny based on
amino-terminal portion of DNA Pol protein sequences as discussed in the
text. Labels at branch tips represent taxa as presented in Fig. 1.
Numbers at branch nodes indicate percent bootstrap support for that
node based on 500 replications.
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|
 |
RESULTS |
The results suggest that the relationships are robust: 68% of the
nodes had >90% bootstrap frequency support, and all nodes were
>50%. The unrooted tree shows DNA Pol sequences falling into seven
clades that correspond to biologically coherent gene sets. The two
largest clades correspond to variants of DNA Pol alpha (pink) and DNA
Pol delta, respectively. In the DNA Pol delta clade (black), the
Feldmania species virus (which causes a prevalent persistent
infection of filamentous brown algae) DNA Pol is near the base (labeled
pol delta) and the Chlorella-like viral Pol genes are
slightly more derived. Other Pol delta proteins appear to correspond
roughly with accepted evolutionary relationships. The topology of the
DNA Pol alpha group is more complex. Near its root, the trypanosomes
and Leishmania species branch first, followed by insects and
mammals, which, interestingly, are grouped separately from
Saccharomyces and Schizosaccharomyces pombe. Also branching near the base of this clade are the macronuclear genes of
various binucleated hypotrich species.
There are three distinct clades of viral DNA Pols. Two of these
correspond to the poxvirus family (light gray) and the baculoviruses of
insects that includes the nucleopolyhedrosis virus family (green). Both
of these groups branch from the most unresolved region at the center of
the tree. The third clade corresponds to the animal herpesviruses
(red). It is interesting that the herpesviruses appear to share an
ancestor with the Feldmania DNA Pol, which corresponds to
the base of the cellular DNA Pol delta clade. The herpesviruses are
further branched into three monophyletic subgroups corresponding to the
alphaherpes-, gammaherpes-, and cytomegaloviruses. The placement of the
herpesvirus ancestor near the unresolved center of the tree suggests a
very old origin of these genes.
The remaining two groups include the replicative DNA Pol II genes from
various archaea (methanogens and Thermococcus,
Pyrococcus, and Sulfolobus species), which were
known to be similar to family B DNA Pols (19). DNA Pol II of
archaea species appears to exist as two distinct lineages, both of
which are thought to be involved in genome replication (7,
26). The larger of these groups appear to share an ancestor with
the DNA Pol alpha genes (blue). The smaller clade (gold) corresponds to
DNA Pols found in Solfolobus and pyrodiococci archaea
species. The archaeal DNA Pols on this smaller branch are closer but
not directly connected to the Pol delta group. This cluster is rooted
near the unresolved center of the tree. Also originating near the
unresolved center are the Pols from lytic phages T4 and RB69 and from
E. coli DNA Pol II (nonessential Pol).
 |
DISCUSSION |
With sequences obtained from a similarity search using DNA Pols
from DNA viruses that infect microalgae and filamentous brown algae as
a probe, we generated a phylogeny in which the base of the monophyletic
group containing the replicative DNA Pol delta of eukaryotes resembles
viral sequences. Although an earlier analysis of DNA Pol genes gave
rise to similar patterns, the authors did not attempt to explain this
result (6). Since it is unrooted, the phylogeny does not
directly establish the polarity or direction of evolutionary change. It
therefore remains formally possible that the phycodnaviruses acquired
DNA Pol genes from their algal hosts and maintained similarity to them
for unknown reasons. As the algal host DNA Pol genes have not been
sequenced, we cannot place them on this tree. Even if they were
subsequently to be placed phylogenetically near the phycodnavirus
genes, this would still be unlikely to resolve the issue of
evolutionary direction. However, we believe several considerations
argue that the direction of transmission was from virus to host. First,
only under this circumstance could the dilemma of dissimilar
replication genes now present in bacteria and eukaryotes be resolved.
In addition, all the other viral DNA Pols examined form distinct
monophyletic groups (i.e., herpesviruses, poxviruses, and
baculoviruses) that do not include host Pols. Therefore, these other
viruses did not appear to acquire their Pol genes from a host species.
The DNA delta clade is clearly monophyletic yet includes all the
diverse phycodnavirus Pols of both microalgal and filamentous algal
hosts. Thus, the phycodnaviruses are clearly evolutionarily exceptional DNA viruses. The simplest way to account for these observations is to
propose that host Pol delta genes are derived from an early DNA viral
gene that resembles that present in Feldmania virus.
Trees of life have been generated using different genes, yielding
multiple evolutionary histories (8). Phylogenetic analysis of DNA Pol sequences presents patterns inconsistent with accepted organismal phylogenies. These phylogenetic disparities are difficult to
explain if most genetic variation during evolution of species occurs by
random genetic change and vertical gene transmission. Genomic analysis
has suggested that horizontal transfer of gene sets may have been more
prevalent then previously believed, especially in bacterial species.
Horizontal transmission of DNA replication genes, however, would
suggest the transfer of fundamental, complex, cellular components and
the involvement of a DNA virus. We have argued that the persistence of
a genetic parasite (a virus or its defective derivatives) is a life
strategy that can allow the superimposition of complex molecular
genetic control systems onto its host (29). As such, a
persistent agent (like Feldmania virus) can potentially
provide new systems of genetic control, including genome replication,
to its host, particularly if it is integrated into the genome. We
suggest at least in the case of DNA Pol delta an evolutionary link of
the bacteria and eukaryota (and archaea) via the DNA Pol of an ancient
DNA virus, not the replicative host genes. Our analysis also suggests
that DNA Pol alpha may share an ancestor with DNA Pol II of archaea
that diverged after the initial divergence of bacteria from eukaryotes
and archaea. Two other DNA Pols resemble the family B replicative Pols
of eukaryotes and archaea. One is the nonessential Pol II of E. coli, and the other is the Pol from lytic phages T4 and RB69. Both
branch from the largely unresolved center of the tree. As the phages
represent a much more transmissible system than E. coli Pol
II, and as T-like phages infect both bacteria and archaea (Euryachaeota
kingdom [32]), it is easier to envision substitution
of functional homologues for DNA replication genes if such a virus was
involved. Other DNA replication genes may also fit this pattern, since
it is known that DNA viruses also code for various ligases, helicases,
and PCNA-like genes as well as "repair-like" DNA Pols, such as DNA Pol beta, found in entomopoxvirus (1).
Many of the crucial regulatory genes of DNA viruses, such as the T
antigens of polyomaviruses, have no known host analogues, even though
these viruses are phylogenetically congruent with their host species
over long periods of time (29). Thus, at least for these
regulatory genes, they are viral, not host, creations. Viral genomes
can evolve much faster than host genomes, and populations are known to
exhibit much greater genetic variability, as demonstrated by the
frequent occurrence of mutants and defectives. Thus, viral systems have
an enhanced capacity to produce genetic novelty. Although some examples
of virus-mediated horizontal gene transfer have recently been proposed
(2), in most of these proposals it is suggested that the
host, not the virus, is the original source of the transferred gene. We
now suggest that such infectious and/or persisting agents may be a
general source for acquisition of complex molecular systems and phenotypes.
 |
ACKNOWLEDGMENT |
This research was supported by the Irvine Research Unit in Animal Virology.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Molecular Biology and Biochemistry, 3205 Bio Sci II, University of
California, Irvine, Irvine, CA 92697. Phone: (949) 824-6074. Fax: (949)
824-8551. E-mail: lpvillar{at}uci.edu.
 |
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Journal of Virology, August 2000, p. 7079-7084, Vol. 74, No. 15
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
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