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Journal of Virology, July 2000, p. 6592-6599, Vol. 74, No. 14
0022-538X/00/$04.00+0
Continued Circulation in China of Highly Pathogenic Avian
Influenza Viruses Encoding the Hemagglutinin Gene Associated with
the 1997 H5N1 Outbreak in Poultry and Humans
Angela N.
Cauthen,
David E.
Swayne,
Stacey
Schultz-Cherry,
Michael L.
Perdue, and
David
L.
Suarez*
Southeast Poultry Research Laboratory, USDA,
Agricultural Research Service, Athens, Georgia 30605
Received 23 December 1999/Accepted 20 April 2000
 |
ABSTRACT |
Since the outbreak in humans of an H5N1 avian influenza virus in
Hong Kong in 1997, poultry entering the live-bird markets of Hong Kong
have been closely monitored for infection with avian influenza. In
March 1999, this monitoring system detected geese that were
serologically positive for H5N1 avian influenza virus, but the birds
were marketed before they could be sampled for virus. However, viral
isolates were obtained by swabbing the cages that housed the geese.
These samples, known collectively as A/Environment/Hong Kong/437/99
(A/Env/HK/437/99), contained four viral isolates, which were compared
to the 1997 H5N1 Hong Kong isolates. Analysis of A/Env/HK/437/99
viruses revealed that the four isolates are nearly identical
genetically and are most closely related to A/Goose/Guangdong/1/96. These isolates and the 1997 H5N1 Hong Kong viruses encode common hemagglutinin (H5) genes that have identical hemagglutinin cleavage sites. Thus, the pathogenicity of the A/Env/HK/437/99 viruses was
compared in chickens and in mice to evaluate the potential for disease
outbreaks in poultry and humans. The A/Env/HK/437/99 isolates were
highly pathogenic in chickens but caused a longer mean death time and
had altered cell tropism compared to A/Hong Kong/156/97 (A/HK/156/97).
Like A/HK/156/97, the A/Env/HK/437/99 viruses replicated in mice and
remained localized to the respiratory tract. However, the
A/Env/HK/437/99 isolates caused only mild pathological lesions in these
tissues and no clinical signs of disease or death. As a measure of the
immune response to these viruses, transforming growth factor
levels
were determined in the serum of infected mice and showed elevated
levels for the A/Env/HK/437/99 viruses compared to the A/HK/156/97
viruses. This study is the first to characterize the A/Env/HK/437/99
viruses in both avian and mammalian species, evaluating the H5 gene
from the 1997 Hong Kong H5N1 isolates in a different genetic
background. Our findings reveal that at least one of the avian
influenza virus genes encoded by the 1997 H5N1 Hong Kong viruses
continues to circulate in mainland China and that this gene is
important for pathogenesis in chickens but is not the sole determinant
of pathogenicity in mice. There is evidence that H9N2 viruses, which
have internal genes in common with the 1997 H5N1 Hong Kong isolates,
are still circulating in Hong Kong and China as well, providing a
heterogeneous gene pool for viral reassortment. The implications of
these findings for the potential for human disease are discussed.
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INTRODUCTION |
In March and April 1997, there were
outbreaks of H5N1 avian influenza viruses on several poultry farms in
the province of Hong Kong (8, 30). These viruses were highly
pathogenic in chickens and resulted in high mortality of infected
birds. During this same period, a 3-year-old boy was infected with an
influenza virus that was approximately 99% identical by nucleotide
sequence to the chicken H5N1 viruses isolated in the poultry outbreak
(10, 11, 33, 35). The child subsequently died from
complications of the viral infection. Later in the same year, 17 other
confirmed cases of H5N1 avian influenza virus infection of humans were
reported, 5 of which resulted in death (9, 12, 33, 44).
These viruses were also nearly identical at the nucleotide level to
viruses isolated from the avian influenza outbreak in chickens (3, 33, 35). Although avian influenza viruses have infected humans previously (13, 22, 39, 42), this was the first report of an
avian influenza virus causing severe disease and death in a human host
(11, 12, 35). The continuing occurrence of infection of
humans with new subtypes of influenza virus led to fears of a deadly
influenza pandemic. Fortunately, the H5N1 viruses were poorly spread by
human-to-human contact, and each confirmed case was likely transmitted
directly from bird to human, with the source being the live-bird
markets of Hong Kong (30, 33). In an effort to control the
human epidemic of H5N1 infection in Hong Kong, the poultry in Hong Kong
were depopulated in December of 1997. No cases of humans infected with
these H5N1 viruses were subsequently reported.
Since the outbreak, the 1997 H5N1 Hong Kong isolates from chickens and
humans have been studied in both poultry and mice to determine the
unique characteristics of these viruses that allowed them to cause
lethal infections in both humans and chickens. For the viruses that
have been evaluated for chickens by histopathology and
immunohistochemistry, the endothelial cells of blood vessels throughout
multiple visceral organs are the primary cell type where lesions and
antigens are localized (33, 35). These findings have been
reported for other highly pathogenic avian influenza (HPAI) viruses
that cause peracute death in chickens (6, 20, 36, 41).
Several of the 1997 H5N1 Hong Kong isolates have also been inoculated
into mice to evaluate these animals as a model system for avian
influenza virus pathogenesis in mammals (14, 16, 18, 21, 23, 26,
30). Independent researchers have found that these viruses are
able to replicate and cause disease and high mortality in infected mice
(14, 16, 18, 21, 23, 26, 30). Severe lesions of the upper
and lower respiratory tract, including alveolar edema and alveolitis,
were consistently observed in mice infected with the 1997 H5N1 Hong Kong viruses (14, 16, 18, 21, 23, 26, 30). However, there
have been conflicting reports of systemic infection of mice by these
viruses. Some researchers see no evidence of systemic infection
(14), while in a few cases, others have isolated virus from
other visceral organs and the brain (16, 18, 21, 23, 26,
30). These conflicting results may be related to the system used
to propagate the viruses and to the number of times the viruses were
passaged (14, 30).
Since the poultry of Hong Kong were depopulated at the end of 1997, the
live-bird markets have been reestablished in Hong Kong, using the same
sources of poultry as before the 1997 outbreak. These sources include
some birds raised in Hong Kong, but most birds are imported from
mainland China, primarily the province of Guangdong. A surveillance
system has been set up to detect influenza virus in poultry that are
used to stock the poultry markets in Hong Kong. In March 1999, this
surveillance system detected antibodies to H5N1 influenza viruses in a
shipment of geese from Guangdong province (L. Sims, personal
communication). Although the birds had already been marketed when the
results were obtained, the cages that housed the birds were sampled for virus isolation, and the viruses obtained are collectively referred to
as A/Environment/Hong Kong/437/99 (A/Env/HK/437/99). Since these
viruses were of the H5N1 subtype, their genetic relationship to the
1997 H5N1 Hong Kong viruses was determined. The pathogenicity of the
A/Env/HK/437/99 isolates was also evaluated in both chickens and mice
to ascertain the potential for future outbreaks of these viruses in
both poultry and humans.
 |
MATERIALS AND METHODS |
Viruses.
A/Env/HK/437-4/99, A/Env/HK/437-6/99,
A/Env/HK/437-8/99, A/Env/HK/437-10/99 (all received
from Les Sims at the Agriculture and Fisheries Department, Hong
Kong), and A/Human/Hong Kong/156/97 (A/HK/156/97) (received from Nancy
Cox at the Centers for Disease Control and Prevention, Atlanta, Ga.)
were passaged in specific-pathogen-free (SPF) 10-day-embryonated
chicken eggs. The allantoic fluid from infected eggs was harvested,
aliquoted, and stored at
70°C for use in all the experiments
described herein. The 50% embryo lethal dose (ELD50) was
determined in SPF 10-day-embryonated chicken eggs for each stock by the
method of Reed and Muench (25). These viruses were handled
in biosafety level 3 agriculture containment.
Molecular cloning, PCR amplification, and sequencing of viral
isolates.
The complete coding sequence of all eight gene segments
was determined for all four A/Env/HK/437/99 isolates by methods
previously described (33). Briefly, RNA was isolated from
allantoic fluid of eggs inoculated with each isolate by using Trizol-LS
reagent (Life Technologies, Grand Island, N.Y.). The purified RNA was then used in reverse transcriptase PCR (RT-PCR) to generate cDNA copies
for cloning and direct sequencing. The RT step was carried out using
Superscript II (Life Technologies) for 1 h at 45°C. Reagents for
PCR were added directly to the RT reaction mixtures and amplified for
30 cycles at an annealing temperature of 53°C. The segments encoding
the nonstructural (NS), nucleoprotein (NP), and matrix (M) genes were
amplified using primers that were complementary to the conserved 5' 12 bp and 3' 13 bp of influenza virus gene segments. The primers used to
amplify the hemagglutinin (HA) and neuraminidase (NA) gene segments
were also complementary to these regions but were longer in order to
provide greater specificity for these gene segments. The RT-PCR
products were then electrophoresed on a 1.5% agarose gel and purified
(Concert matrix extraction system; Life Technologies). The cDNAs were
cloned, and colonies were screened by PCR using internal primers for
the appropriate gene. Positive clones were grown overnight, and
plasmids were extracted using the High Pure plasmid isolation kit
(Boehringer Mannheim, Indianapolis, Ind.). cDNAs specific for the three
polymerase gene segments (PA, PB1, and PB2) were also generated from
viral RNA using RT-PCR. Each segment was amplified in three overlapping pieces, cut from an agarose gel, and purified as described above, except that the PCR annealing temperature was 56°C. The PCR products amplified from the polymerase gene segments were sequenced directly. All plasmids and PCR products were sequenced using a PRISM Ready Reaction Dye Deoxy Terminator cycle-sequencing kit (Perkin-Elmer) and
run on a 373A automated sequencer (Perkin-Elmer).
Phylogenetic analysis.
DNASTAR (Madison, Wis.) software was
used to create sequence contigs and multiple-sequence alignments of the
gene segments from the A/Env/HK/437/99 isolates. Maximum parsimony with
100 bootstrap replicates and a heuristic search method were used with PAUP 3.1 software (37) to generate phylogenetic trees. All
phylogenetic trees are midpoint rooted and contain representative
influenza virus isolates for each gene segment.
Chicken experiments.
To determine the pathogenicity of the
A/Env/HK/437/99 isolates, a modified U.S. Animal Health Association
chicken pathogenicity test was performed in 4-week-old SPF white
Plymouth Rock chickens (40). Briefly, birds were inoculated
via the intravenous route with 0.2 ml of a 10
1 dilution
of the bacterium-free virus stock. Based on back titer determination,
the doses were 106.6, 106.8, 106.8,
and 106.6 ELD50 of A/Env/HK/437-4/99,
A/Env/HK/437-6/99, A/Env/HK/437-8/99, and A/Env/HK/437-10/99,
respectively per chicken. Eight birds were inoculated per group for
pathogenicity testing, using death as the end point. Avian influenza
virus is considered to be highly pathogenic when at least 75% of the
birds die within 10 days of inoculation. Two additional birds were
inoculated per group (using the same route of inoculation and doses as
above), and these birds were euthanized with sodium pentobarbital (100 mg/kg of body weight) on day 2 postinoculation. Chickens that died
prior to day 2 postinoculation were necropsied on the day of death. The
lungs, bursa, kidneys, adrenal gland, thymus, thyroid, brain, liver,
heart, pancreas, intestine, spleen, and trachea were taken from these
birds and evaluated for gross lesions and by histopathology and
immunohistochemistry for influenza virus antigen. In a separate
experiment, eight 4-week-old SPF white Plymouth Rock chickens were
inoculated with 106 ELD50 of A/Env/HK/437-6/99
per chicken via the intranasal route. Two birds were euthanized on day
3 postinoculation, and tissues were taken and evaluated as described
above. The mean death time (MDT) was calculated by determining the sum
of the day of death postinoculation for the chickens and dividing by
the total number of chickens that died. Chicken experiments were
carried out in Horsfal-Bauer stainless steel isolation units ventilated
under negative pressure with HEPA-filtered air in biosafety level 3 agriculture facilities (2). Animal care was provided as
required by the Institutional Animal Care and Use Committee, based on
the Guide for the Care and Use of Agricultural Animals in Agricultural Research and Teaching. Food and water were provided ad libitum.
Mouse experiments.
Seven-week-old male BALB/c mice (Simonsen
Laboratories, Inc., Gilroy, Calif.) were anesthetized with
ketamine-xylene (1.98 and 0.198 mg per mouse, respectively), and the
inoculum was administered intranasally in 50 µl of phosphate-buffered
saline (PBS). The data presented below were obtained from two
experiments. In experiment 1, virus doses, based on back titers, were
105.5, 106.2, 106.2, and
105.8 ELD50 per mouse for A/Env/HK/437-4/99,
A/Env/HK/437-6/99, A/Env/HK/437-8/99, and A/Env/HK/437-10/99,
respectively. Eleven mice were inoculated per A/Env/HK/437/99 isolate.
Eight mice of the 11 from each group were monitored daily for clinical
signs of disease and death. Three mice of the 11 from each experimental
group were euthanized on day 4 postinoculation with 50 µl of sodium
pentobarbital (100 mg/kg of body weight) administered
intraperitoneally. These mice were evaluated for gross lesions, and
tissues were taken for virus isolation, histopathology, and
immunohistochemistry. The trachea, lungs, and kidneys were removed,
using aseptic techniques, for virus isolation. Briefly, tissues were
weighed and homogenized in brain heart infusion broth to a 10% slurry.
The ELD50 for each tissue was determined in SPF
10-day-embryonated chicken eggs, and the ELD50 per gram of
tissue was calculated (14). The sinuses, bone marrow, brain,
testes, thymus, kidneys, adrenal gland, lungs, vesicular gland, muscle,
heart, liver, spleen, pancreas, intestine, and stomach were taken for
evaluation by histopathology and immunohistochemistry for influenza
virus antigen. The surviving mice were euthanized on day 14 postinoculation, and their lungs were evaluated by histopathology and immunohistochemistry.
In experiment 2, mice were set up in groups of eight and were
anesthetized and inoculated with PBS only as a negative control or as
described in experiment 1 above. As determined by back titer determination, mice were inoculated with 105.8,
105.6, or 105.6 ELD50 of
A/Env/HK/437-6/99, A/Env/HK/437-10/99, or A/HK/156/97, respectively.
The mice were weighed on days 0, 4, 6, 8, and 12 postinoculation. Blood
was drawn from the tail vein at 1 and 4 days postinoculation. Sera from
mice in the same group and same day postinoculation were pooled and
used in experiments described below. Mice were monitored daily for
clinical signs of disease and death until day 14 postinoculation, when
the surviving mice were euthanized. The MDT was calculated for mice as
described above. Mice were housed in standard polypropylene mouse cages and placed inside Horsfal-Bauer stainless steel isolation units that
were ventilated with HEPA-filtered air. Experiments were carried out in
the facilities and using the guidelines described above.
Histopathology, ultrastructural pathology, and
immunohistochemistry.
Tissues were fixed in 10% neutral-buffered
formalin solution, sectioned, and stained with hematoxylin and eosin.
Duplicate sections were stained immunohistochemically to determine
influenza virus antigen distribution in individual tissues. A
monoclonal antibody against influenza A virus NP (P13C11), developed at
Southeast Poultry Research Laboratory, was used as the primary antibody in a streptavidin-biotin-alkaline phosphatase complex
immunohistochemical method as previously described (36).
Determination of TGF-
activity in mouse serum.
In mouse
experiment 2 described above, sera were pooled from mice within groups
on days 1 and 4 postinoculation. Transforming growth factor
(TGF-
) activity in the serum was determined by evaluating colony
formation of normal rat kidney (NRK) cells in the presence of epidermal
growth factor (EGF) in soft agar as previously described (28,
29). Briefly, 5% Noble agar (Difco, Detroit, Mich.) was diluted
to 0.5% in 10% calf serum-Dulbecco's modified Eagle's medium. This
solution was added to 24-well tissue culture plates as a base layer and
allowed to solidify. Serum samples, known amounts of TGF-
containing
1 ng of EGF, or 1 ng of EGF alone were added to liquid 0.5% agar and
2 × 103 NRK cells, and this mixture was added to the
plates containing the agar base layer. Cultures were incubated at
37°C under 5% CO2 for 7 days and then stained with 1%
neutral red in PBS. Colonies greater than 62 µm in diameter
(containing >8 to 10 cells) were counted. Samples were run in
triplicate. The amount of activated TGF-
in mouse serum was
estimated by plotting the standard amounts of TGF-
against the
number of colonies produced and then determining the linear best fit of
the data.
Nucleotide sequence accession numbers.
Sequence data for the
A/Env/HK/437/99 isolates have been submitted to GenBank. The accession
numbers are as follows: A/Env/HK/437-4/99, AF216710 to AF216717;
A/Env/HK/437-6/99, AF216718 to AF216725; A/Env/HK/437-8/99, AF216726 to
AF216733; A/Env/HK/437-10/99, AF216734 to AF216741.
 |
RESULTS |
Phylogenetic analysis of A/Env/HK/437/99 isolates.
The
nucleotide sequences of all eight segments of the four A/Env/HK/437/99
isolates were determined, and phylogenetic trees were constructed using
available representative isolates for comparison. Relationships to the
H5N1 influenza viruses isolated in Hong Kong in 1997 were of particular
interest and are described below. The H5 HA1 phylogenetic tree shown in
Fig. 1A is composed of 35 isolates and
shows that avian influenza viruses isolated in North America grouped
together while those isolated in Europe or Asia grouped together
(27). As expected, the A/Env/HK/437/99 isolates grouped with
other Eurasian avian influenza viruses. The four A/Env/HK/437/99 viruses were nearly identical in nucleotide sequence (99.5 to 99.9%
identical) and were most closely related to the A/Goose/Guangdong/1/96 (A/GS/Guangdong/1/96) isolate, with 98.5 to 99% identity (Fig. 1A).
This analysis also showed that the H5 HA genes of the A/Env/HK/437/99 viruses were closely related to those of the H5N1 chicken and human
isolates from Hong Kong in 1997, indicating that the H5 HA genes
encoded by these viruses are from the same lineage (Fig. 1A)
(43). The sequence similarity among the A/Env/HK/437/99 isolates and A/HK/156/97, a representative isolate from Hong Kong in
1997, ranged from 98.2 to 98.5% nucleotide identity.

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FIG. 1.
Phylogenetic analysis of the nucleotide sequence of the
HA and M genes of the A/Env/HK/437/99 isolates. Trees were generated
using parsimony with a heuristic search method by bootstrap analysis
with 100 replicates and PAUP 3.1 (37). Branch lengths give
the number of nucleotide changes, and trees are midpoint rooted. All
isolates are type A influenza viruses. Abbreviations: CK, chicken; DK,
duck; Env, environment; FPV, fowl plague virus; GS, goose; TK, turkey;
standard two-letter abbreviations are used for states in the United
States. (A) HA1 subunit of the H5 HA gene segment. (B) M gene
segment.
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To provide further evidence of a common lineage for the H5 HA genes of
the A/Env/HK/437/99, A/GS/Guangdong/1/96, and 1997
H5N1 Hong Kong
isolates, the nucleotides and amino acid residues
that are unique to
these isolates were determined for the H5 HA1
gene. To be considered a
unique change within this lineage, the
change had to occur in more than
90% of the A/Env/HK/437/99, A/GS/Guangdong/1/96,
and 1997 H5N1 Hong
Kong isolates evaluated and in less than 10%
of the other isolates
used in the phylogenetic analysis. These
values were chosen to adjust
for the high rate of mutation in
these viruses, which could result in
the same changes by chance.
The isolates used in this comparison are
shown in Fig.
1A. Using
these criteria, there were 27 unique nucleotide
changes and 15
unique amino acid changes. The accumulation of unique
mutations
within this group over time demonstrates that the H5 HA genes
of A/Env/HK/437/99, A/GS/Guangdong/1/96, and 1997 H5N1 Hong Kong
isolates are in the same lineage (
31,
34). These unique
changes
resulted in a nonsynonymous-to-synonymous ratio of 0.56, suggesting
some positive selection of the H5 HA
gene.
Further evaluation of the H5 HA1 nucleotide and amino acid sequence
showed that the A/Env/HK/437/99 viruses, A/GS/Guangdong/1/96,
and the
1997 H5N1 Hong Kong isolates have evolved since the common
ancestor to
this H5 HA lineage was introduced. For example, nucleotide
159 (numbering scheme for the consensus sequence) of A/Env/HK/437/99
viruses and A/GS/Guangdong/1/96 encoded an adenine while nucleotide
159 of the 1997 H5N1 Hong Kong viruses and other isolates encoded
a
guanine. Nucleotides 133, 150, and 289 of the A/Env/HK/437/99
isolates
encoded changes that are unique to these viruses. Changes
specific to
this lineage of H5 genes were also noted at amino
acid 138, which is a
leucine in the 1997 H5N1 Hong Kong isolates,
a histidine in the
A/Env/HK/437/99 and A/GS/Guangdong/1/96 isolates,
and an asparagine in
most other H5 isolates that were
evaluated.
Amino acid sequence comparison of the H5 HA1 gene from
A/GS/Guangdong/1/96, A/Env/HK/437/99 isolates, and representative 1997
H5N1 Hong Kong isolates showed that the unique sequence of the
HA
cleavage site is conserved among these isolates (data not shown).
HA
cleavage sites of HPAI viruses are rare and usually unique.
The
potential glycosylation sites of the H5 HA1 protein of
A/GS/Guangdong/1/96
and the A/Env/HK/437/99 isolates were also
determined and compared
to those of representative 1997 H5N1 Hong Kong
isolates. The putative
glycosylation sites identified at amino acids
10, 11, 23, 186,
484, and 544 (numbering scheme used for 1997 H5N1 Hong
Kong isolates
[
3]) were conserved in all of the
A/Env/HK/437/99 isolates
and A/GS/Guangdong/1/96. However, the
potential glycosylation
site that is found in some of the 1997 H5N1
Hong Kong isolates
at position 154 was absent from A/GS/Guangdong/1/96
and all the
A/Env/HK/437/99 viruses (
3). These additional
examples of conservation
of functional characteristics also suggest a
common ancestor for
the H5 HA1 gene of these
isolates.
The other seven influenza virus gene segments from the A/Env/HK/437/99
viruses were also evaluated for their genetic relationships
to
available representative isolates, with particular attention
to the
H5N1 viruses isolated in Hong Kong in 1997. The phylogenetic
tree for
the M gene segment showed that A/Env/HK/437/99 viruses
clustered with
other avian influenza viruses isolated in Europe
and Asia, as expected
(Fig.
1B). The four A/Env/HK/437/99 isolates
were nearly identical to
one another, with 98.8 to 99.9% nucleotide
sequence identity. These
isolates were most closely related to
A/GS/Guangdong/1/96, with 98.4 to
98.6% nucleotide sequence identity.
However, the M gene segment of
A/Env/HK/437/99 isolates did not
cluster within the same lineage as
that of the 1997 H5N1 Hong
Kong viruses (Fig.
1B), as shown by the
nucleotide sequence identity,
which ranged from 92.2 to 92.6% for
A/Env/HK/437/99 compared to
A/HK/156/97. Similar results were also
observed when phylogenetic
trees for the other six gene segments (NS,
NA, NP, PA, PB1, and
PB2) were generated and nucleotide and amino acid
sequence identities
were evaluated (data not shown): the isolate most
closely related
to the A/Env/HK/437/99 viruses for each gene segment
was A/GS/Guangdong/1/96;
the 1997 H5N1 Hong Kong viruses did not
cluster in the same lineage
as the A/Env/HK/437/99 isolates for the
remaining genes (
43).
Furthermore, the NS genes of the
A/Env/HK/437/99 isolates are
of subtype (group) B while those of the
1997 H5N1 Hong Kong isolates
are of subtype (group) A (
32).
This difference results in much
lower nucleotide and amino acid
sequence identity than observed
for the M gene segment. The NA gene of
A/Env/HK/437/99 viruses
also did not encode the 19-amino-acid deletion
in the stalk that
was reported for the 1997 H5N1 Hong Kong viruses
(reference
3,
11, and
35 and data
not
shown).
Pathogenicity of A/Env/HK/437/99 isolates in chickens and in
mice.
The A/Env/HK/437/99 isolates are closely related to
A/GS/Guangdong/1/96. A/GS/Guangdong/1/96 caused an outbreak of disease in domestic geese that was associated with 40% morbidity in the field.
This virus was experimentally inoculated into geese and chickens and
reported to cause disease and death in these birds (38, 43).
However, the details of these experiments are reported in Chinese or
are not published. We evaluated the ability of the A/Env/HK/437/99
viruses to grow and cause disease in both chickens and mice. Our study
includes detailed gross and histopathological evaluations of
pathogenesis for both species and comparison of these findings to those
from A/HK/156/97-infected chickens and mice.
To determine the pathogenicity of the A/Env/HK/437/99 isolates in
chickens, the U.S. Animal Health Association chicken pathogenicity
test
was used (
40). The birds infected with each of the four
isolates exhibited clinical signs of disease that were consistent
with
an HPAI virus (
1,
33,
36). In these experiments, 100%
of
the infected birds in each group died by day 5 postinoculation,
with an
average MDT of 3.4 days (Table
1). A
virus is classified
as highly pathogenic if 75% or more of the birds
die within 10
days; thus, these viruses are highly pathogenic in
chickens. Similar
results were observed when chickens were inoculated
intranasally,
but the MDT (5.5 days) was longer (Table
1).
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TABLE 1.
The A/Env/HK/437/99 viruses and A/HK/156/97 produce high
mortality and are highly pathogenic in chickens
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To evaluate the growth and pathogenicity of the A/Env/HK/437/99 viruses
in a mammalian host, BALB/c mice were used as a model
system as
previously described (
14). Male BALB/c mice were inoculated
intranasally with each of the A/Env/HK/437/99 viruses. These mice
displayed no clinical signs of disease and continued to gain weight,
like the mock-infected mice, throughout the 14-day experiment
(Fig.
2). In contrast, A/HK/156/97 exhibited
clinical signs and
lost weight until their deaths as previously
reported (
14) (Fig.
2). All mice that were infected with
A/HK/156/97 died by day 8
postinoculation, with an MDT of 6.75 days
(
14). Although the
A/Env/HK/437/99 viruses were not
pathogenic to mice, these isolates
were able to infect tissues of the
upper respiratory tract and
replicate to detectable titers (Table
2). Kidneys from the
A/Env/HK/437/99-infected
mice were negative for virus, suggesting a
localized rather than
systemic infection (Table
2). These findings are
consistent with
observations made by Dybing et al. for A/HK/156/97
(
14).

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FIG. 2.
Weights of mice that were mock infected or infected with
A/Env/HK/437-6/99, A/Env/HK/437-10/99, or A/HK/156/97. The weights were
determined on days 0, 4, 6, 8, and 12 postinoculation. The weights of
the mice were averaged for each group on the days indicated, and error
bars show the standard deviation of the mean.
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Analysis of tissues from chickens and mice inoculated with
A/Env/HK/437/99 by histopathology and immunohistochemistry.
Infection of chickens with the 1997 H5N1 Hong Kong viruses produced
severe systemic disease, with the most common lesions being severe
pulmonary edema, congestion, and hemorrhage; interstitial pneumonitis
with necrosis; necrosis of myocardial cells; and apoptosis of
lymphocytes in multiple primary and secondary lymphoid tissues (33, 35). Most frequently, avian influenza virus was
localized to the endothelial cells in different-sized blood vessels,
vascular sinuses, and endocardium. Influenza virus antigen was also
common in cardiac myocytes and in macrophages and heterophils of the lungs (33, 35). Similarly, the A/Env/HK/437/99 H5N1
influenza viruses produced systemic infections, lesions, and death in
chickens upon intravenous or intranasal inoculation. After intravenous inoculation, multiple foci of parenchymal cell necrosis in the pancreas, brain, and heart (Fig. 3a and
b) and lymphocyte depletion and apoptosis in the spleen, cloacal bursa,
thymus, and occasionally the cecal tonsil were the most consistent
lesions. Influenza virus NP was demonstrated most consistently in
necrotic parenchymal cells of the brain, pancreas, and heart (Fig. 3c
to e); sporadically in adrenal corticotrophic cells and kidney tubule
epithelium; and only rarely in vascular endothelial cells. After
intranasal inoculation, lymphocytic meningoencephalitis and myocarditis
were consistent lesions, and apoptosis and lymphocyte depletion were detected in primary and secondary lymphoid tissues. Influenza virus NP
was identified in the brain neurons and ependymal cells and in cardiac
myocytes (data not shown).

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FIG. 3.
Experimental studies in 4-week-old chickens and
7-week-old mice inoculated with A/Env/HK/437-4/99, A/Env/HK/437-6/99,
A/Env/HK/437-8/99, and A/Env/HK/437-10/99. Photomicrographs of
hematoxylin and eosin-stained tissue sections (a, b, f, and g) and
photomicrographs of tissue sections stained immunohistochemically to
demonstrate avian influenza virus NP (c to e and h) are shown. (a)
Neuronal degeneration and necrosis in the medulla of a chicken
euthanized on day 2 after intravenous inoculation with
A/Env/HK/437-6/99. Bar, 25 µm. (b) Severe widespread necrosis of
pancreatic acinar epithelium from a chicken euthanized on day 2 after
intravenous inoculation with A/Env/HK/437-8/99. Bar, 20 µm. (c)
Intranuclear and intracytoplasmic avian influenza virus antigen in
neurons and glial cells from the chicken in panel a. Bar, 50 µm. (d)
Intense staining of pancreatic acinar epithelium and debris for avian
influenza virus antigen from the chicken in panel b. Bar, 50 µm. (e)
Intranuclear and intracytoplasmic avian influenza virus antigen in
cardiac myocytes of a chicken that died on day 2 after intravenous
inoculation with A/Env/HK/437-10/99. Bar, 50 µm. (f) Single focal
area of bronchitis in a normal lung from a mouse euthanized on day 4 after intranasal inoculation with A/Env/HK/437-4/99. Bar, 500 µm. (g)
Higher magnification of panel f, showing focal necrosis of respiratory
epithelium from a bronchus. Bar, 50 µm. (h) Avian influenza virus
antigen in bronchial respiratory epithelium of the mouse in panel f.
Bar, 50 µm.
|
|
A/HK/156/97 virus in experimentally inoculated mice caused high
mortality, which resulted from infection and frequent, severe
lesions
in the upper and lower respiratory tract; especially prominent
were
alveolar edema and alveolitis (
14). Influenza virus antigen
was localized to tracheal and bronchial epithelium and, in the
most
severe cases, the alveolar epithelium (
14). By contrast,
none of the mice inoculated with the A/Env/HK/437/99 influenza
viruses
died, but the viruses replicated in the respiratory tract
and caused
infrequent, mild lesions in the trachea and bronchi,
with occasional
associated mild foci of acute to chronic alveolitis
(Fig.
3f and g).
Influenza virus was localized to the tracheal
and bronchial respiratory
epithelium (Fig.
3h). The viruses did
not undergo significant systemic
spread, since NP was not detected
by immunohistochemistry in visceral
organs or the brain (data
not shown). The A/Env/HK/437/99 viruses were
most similar pathogenically
to experimental infections of mice with two
other HPAI viruses,
A/CK/Queretaro/7653-20/95 (H5N2) and
A/CK/Scotland/59 (H5N1) (
14).
Comparison of levels of activated TGF-
in serum in
A/Env/HK/437/99- and A/HK/156/97-infected mice.
To evaluate
the host response to A/Env/HK/437/99 viruses, we examined the levels of
TGF-
activity in the sera of infected mice. TGF-
activity is
elevated in influenza virus-infected mice early in the course of
infection (14, 28). Studies in vitro show that the influenza
virus NA protein activates latent TGF-
, suggesting that the increase
in TGF-
activity in the serum of influenza virus-infected mice is
due to the in vivo activation of latent TGF-
by influenza virus NA
(28). Therefore, blood was obtained on days 1 and 4 postinoculation from mice inoculated with PBS only (negative control),
A/Env/HK/437-6/99, A/Env/HK/437-10/99, or A/HK/156/97 to evaluate
TGF-
activity in serum by using the NRK soft agar assay (28,
29). Control mice showed low levels of TGF-
activity that were
slightly above background (EGF alone) on both days 1 and 4 postinoculation (Fig. 4). Figure 4 shows that A/Env/HK/437-6/99- and A/Env/HK/437-10/99-infected mice had levels of TGF-
activity much higher than those in control
mice. As shown previously and in Fig. 4, A/HK/156/97-infected mice
exhibited low levels of TGF-
activity, similar to the levels
observed in control mice (14). These results showed that
there is an increase in the level of activated TGF-
in the sera of
mice infected with A/Env/HK/437-6/99 and A/Env/HK/437-10/99 over that
in the sera of mice infected with A/HK/156/97. These findings suggest
that the A/Env/HK/437/99 viruses, like many other avian influenza
viruses, elevate the levels of activated TGF-
in vivo (14,
28). In contrast, activated TGF-
levels in
A/HK/156/97-infected mouse serum are similar to those in the negative
control (14).

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FIG. 4.
TGF- activity levels in the serum of mock- and
virus-infected mice. TGF- activity levels were determined using an
NRK soft-agar assay and are reported in number of colonies formed. A
standard curve was derived from known levels of TGF- . EGF alone
represents the background level of colony formation in this assay. Mice
were mock infected or infected with A/Env/HK/437-6/99,
A/Env/HK/437-10/99, or A/HK/156/97, and serum was evaluated on days 1 and 4 postinoculation (dpi). Numbers above the experimental samples
represent the amount (in picograms) of activated TGF- per 50 µl of
serum as determined using the standard curve generated from known
amounts of TGF- . The value could not be accurately estimated for
mock-infected or A/HK/156/97-infected mouse serum because the number of
colonies formed was smaller than that of the lowest TGF- value
determined for the standard curve. Experiments were performed in
triplicate and are represented as the mean of the samples and the
standard error of the mean.
|
|
 |
DISCUSSION |
Genetic evaluation of the A/Env/HK/437/99 viruses
clearly showed that these isolates have an HA gene in common with the
1997 H5N1 Hong Kong viruses and that all eight segments are closely related to A/GS/Guangdong/1/96. These findings show that these avian
influenza virus genes have been in circulation for at least 3 years and
that these viruses continue to circulate even after the poultry
depopulation in Hong Kong. Other researchers have shown that H9N2
viruses (A/quail/HK/G1/97 and A/CK/HK/G9/97) isolated from Hong Kong in
1997 encode internal genes that are closely related to those of the
1997 H5N1 Hong Kong viruses (17). Since the depopulation of
poultry in Hong Kong, H9N2 viruses have also been isolated from pigs,
humans, and poultry in mainland China (references 19 and
24 and A. Hay, personal communication). It is clear from the
data summarized here that the 1997 H5N1 Hong Kong viruses were derived
as a result of reassortment of cocirculating viruses. Thus, the
continued presence of genetically distinct avian influenza viruses in
mainland China provides a varied pool of genes for generation of
reassortant viruses. The presence of multiple genetically different
viruses provides the potential for future outbreaks of human disease
from avian influenza, especially with the cocirculation of viruses
containing genes that contributed to the H5N1 outbreak in Hong Kong in 1997.
The pathogenicity of the HA gene associated with the 1997 H5N1 outbreak
in Hong Kong was evaluated in chickens and mice infected with
A/Env/HK/437/99 isolates. These studies provided the opportunity to
examine the effects of the H5 gene on disease without the contribution of the other 1997 H5N1 Hong Kong virus genes. The 1997 H5N1 Hong Kong
viruses caused severe disease in poultry (30, 33). Since HPAI viruses in poultry are generally characterized by H5 or H7 genes
that encode multiple basic amino acids at the HA cleavage site (4,
5), it is not surprising that the A/Env/HK/437/99 isolates are
also highly pathogenic in chickens. Although the HA gene made a major
contribution to the virulence of A/HK/156/97 and the A/Env/HK/437/99
virus infection of chickens, other genes also had an effect on
pathogenesis, since the main sites of infection and MDT values were
different for these viruses (Fig. 3 and Table 1). These differences may
be related to differences in the abilities of these viruses to infect
different cell types or the rate of replication and/or dissemination of
the viruses in the host.
Evaluation of A/Env/HK/437/99 isolates in mice revealed that these
viruses, like A/HK/156/97, remained confined to the respiratory tract,
where they replicated to detectable titers (Table 2) (14). However, A/Env/HK/437/99 did not cause clinical signs of disease in
mice and histologically caused only mild pathological lesions in the
upper respiratory tract. In contrast, A/HK/156/97 caused severe disease
and pathological lesions in the upper and lower respiratory tract and
resulted in death by 8 days postinoculation. These findings demonstrate
that the HA gene of the 1997 H5N1 Hong Kong isolates is not sufficient
alone to cause disease in a mammalian host and thus is not likely to be
the major determinant of virulence in mammals as it is in poultry.
Pathogenicity studies of A/quail/HK/G1/97 and A/CK/HK/G9/97 in chickens
and mice confirm this data. These H9N2 isolates replicated in chickens,
but the birds did not display any clinical signs of disease. However,
these viruses caused severe disease in mice, killing three of eight and
two of eight mice, respectively, without prior adaptation to the host
(19).
The data from this study, as well as the evaluation of H9N2 Hong Kong
isolates (19) in mice, provide further evidence that the
ability of the 1997 H5N1 Hong Kong viruses to cause disease in mammals
is specified by multiple genes. The HA gene alone is not the sole
determinant of pathogenesis in mice, and the internal genes encoded by
A/quail/HK/G1/97 do not produce the same degree of virulence in these
animals as seen with A/HK/156/97. Thus, some combination of the
internal genes and the HA and/or NA of the 1997 H5N1 Hong Kong isolates
is likely responsible for the lethal phenotype. The NA gene has not
been evaluated in another genetic background; thus, its contribution to
pathogenesis is unknown. However, the NA gene of the 1997 H5N1 Hong
Kong viruses encodes a 19-amino-acid deletion, and others have shown
that NA stalk deletions can affect the ability of the NA to free
virions from red blood cells and to cause disease in mice (7,
15). These findings suggest that stalk length is important for NA
function and pathogenesis. Influenza virus NA is also known to activate latent TGF-
in vitro, by a direct or indirect mechanism (28, 29), and data presented here and by Dybing et al. (14)
show that latent TGF-
can also be activated in influenza
virus-infected mice as well. Unlike other influenza viruses, the 1997 H5N1 Hong Kong isolates tested do not produce elevated levels of
activated TGF-
in the sera of infected mice. Conversely, mice
infected with A/Env/HK/437/99 viruses have high levels of activated
TGF-
. Activated TGF-
levels in the sera of H9N2-infected mice
have not been determined. Unfortunately, the role of TGF-
in
influenza virus pathogenesis is not understood. However, TGF-
is
known to mediate both proinflammatory and immunosuppresive activities, depending on the levels produced. If activation of TGF-
by influenza virus infection is important for a proper immune response, it is
possible that the 1997 H5N1 Hong Kong viruses are more virulent, in
part, because they lack the ability to activate TGF-
to high levels.
The reduced ability to activate TGF-
may produce greater inflammation at the site of infection and thus cause more severe disease. Alternatively, the low levels of activated TGF-
in the sera
of A/HK/156/97-infected mice may allow the viruses to replicate and
spread unchecked in the respiratory tracts of the mice, causing more
severe disease. Studies are under way to explore these possibilities.
This study shows that the A/Env/HK/437/99 isolates are highly
pathogenic in chickens but cause no clinical signs of disease in mice,
suggesting that the H5 gene of the 1997 H5N1 viruses is important for
virulence in poultry but is not the sole determinant of pathogenicity
in mammals. When these data are reviewed along with those from other
current literature, it becomes clear that the pathogenicity of the 1997 H5N1 Hong Kong viruses is multigenic. These results also show that the
H5 gene of the 1997 H5N1 Hong Kong isolates is still circulating in
HPAI viruses in China, even after poultry depopulation. This finding,
in combination with the continued circulation of H9N2 viruses
containing the internal genes of the 1997 H5N1 Hong Kong isolates,
indicates that there is a pool of avian influenza virus genes that
could cause disease in humans and poultry if reassortment occurs
among the right group of viruses.
 |
ACKNOWLEDGMENTS |
We thank Joan Beck, Patsy Decker, Suzanne DeBlois, Liz Turpin,
John Latimer, and Roger Brock for technical assistance. We thank Les
Sims and Kitman Dyrting at the Agriculture and Fisheries Department in
Hong Kong for providing the A/Env/HK/437/99 isolates and Robert Webster
at St. Jude Children's Research Hospital, Memphis, Tenn., for
transporting these isolates from Hong Kong. We thank Nancy Cox at the
Centers for Disease Control and Prevention, Atlanta, Ga., for providing
A/HK/156/97.
This work was supported by USDA/ARS Cris project number
6612-32000-022-93.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Southeast
Poultry Research Laboratory, ARS/USDA, 934 College Station Rd., Athens,
GA 30605. Phone: (706) 546-3479. Fax: (706) 546-3161. E-mail:
dsuarez{at}seprl.usda.gov.
 |
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Journal of Virology, July 2000, p. 6592-6599, Vol. 74, No. 14
0022-538X/00/$04.00+0
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