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Journal of Virology, July 2000, p. 5802-5809, Vol. 74, No. 13
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Enhanced Binding of Antibodies to Neutralization
Epitopes following Thermal and Chemical Inactivation of Human
Immunodeficiency Virus Type 1
K.
Grovit-Ferbas,1,2,3
J. F.
Hsu,2,4
J.
Ferbas,1,2,3
V.
Gudeman,1,2 and
I. S. Y.
Chen1,3,4,*
Departments of
Medicine1 and Microbiology and
Immunology,4 UCLA School of Medicine,
Department of Medicine, VA Greater Los Angeles Healthcare
System,2 and UCLA AIDS
Institute,3 Los Angeles, California
Received 29 October 1999/Accepted 30 March 2000
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ABSTRACT |
Inactivation of viral particles is the basis for several vaccines
currently in use. Initial attempts to use simian immunodeficiency virus
to model a killed human immunodeficiency virus type 1 (HIV-1) vaccine
were unsuccessful, and limited subsequent effort has been directed
toward a systematic study of the requirements for a protective killed
HIV-1 vaccine. Recent insights into HIV-1 virion and glycoprotein structure and neutralization epitopes led us to revisit whether inactivated HIV-1 particles could serve as the basis for an HIV-1 vaccine. Our results indicate that relatively simple processes involving thermal and chemical inactivation can inactivate HIV-1 by at
least 7 logs. For some HIV-1 strains, significant amounts of envelope
glycoproteins are retained in high-molecular-weight fractions.
Importantly, we demonstrate retention of each of three conformation-dependent neutralization epitopes. Moreover, reactivity of
monoclonal antibodies directed toward these epitopes is increased following treatment, suggesting greater exposure of the epitopes. In
contrast, treatment of free envelope under the same conditions leads
only to decreased antibody recognition. These inactivated virions can
also be presented by human dendritic cells to direct a cell-mediated
immune response in vitro. These data indicate that a systematic study
of HIV-1 inactivation, gp120 retention, and epitope reactivity with
conformation-specific neutralizing antibodies can provide important
insights for the development of an effective killed HIV-1 vaccine.
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INTRODUCTION |
Although it has been over 15 years
since human immunodeficiency virus type 1 (HIV-1) was first isolated,
the virus remains an emerging pathogen worldwide (16).
Researchers have developed potent chemotherapeutic strategies to treat
HIV infection which have dramatically reduced the number of AIDS cases
and progression to disease in the United States and Europe.
Nonetheless, these regimens have not been uniformly successful.
Therefore, it is clear that studies must be targeted at the
identification and development of protective HIV vaccine immunogens.
Cogent arguments exist for a variety of HIV-1 vaccine strategies,
including one based on inactivated virions. This technology has worked
successfully for a variety of viral, including retroviral, vaccines
(17, 34, 43).
To date, the majority of efforts directed toward developing a
preventative HIV-1 vaccine have focused on recombinant subunit vaccines, such as those consisting of envelope proteins, and the use of
vector-based delivery systems (2). The only inactivated vaccine (REMUNE) to enter clinical trials for HIV-1 has been tested exclusively as a therapeutic vaccine (28). Live attenuated
HIV-1 vaccines have also been considered based on protection of adult rhesus macaques seen using an attenuated strain of simian
immunodeficiency virus (SIV) (8, 9, 18). The minimal success
of subunit vaccines, coupled with the apparent ability of live
attenuated SIV to protect against infection, indicates that protective
immunity is possible but that multiple components or a complex virion
structure may be required. Recently, cross-clade neutralizing
antibodies have been found in mice following injection with
formaldehyde-fixed viral envelope and cell membrane fusion partners
(20). These results indicate that a cross-clade antibody
response is possible when a conformationally correct antigen (Ag) is
presented to the immune system.
Inactivated vaccines are theoretically advantageous since they
represent a complex mixture of viral antigens closely resembling native
virions. Ideally, inactivation would result in conservation of linear
and conformational epitopes required for both humoral and cellular
immune responses. Furthermore, inactivation protocols, in combination
with chemical or biological procedures, could be designed to expose
cryptic neutralization epitopes. In this manner, it might be possible
to enhance the desired immunogenicity of the vaccine beyond that
achieved by native virions.
Early efforts to model a killed HIV-1 vaccine using SIV in rhesus
macaques were unsuccessful. Although protection against live challenge
was conferred, it was the result of immune responses directed toward
xenoantigens in the vaccine preparations rather than toward epitopes on
SIV (3, 7). Recent work to model a killed HIV-1 vaccine
using SIV has demonstrated that covalent modification of nucleocapsid
zinc fingers by 2,2'-dithiodipyridine can preserve antigenic structures
on the surface of SIVMne and HIVMN (4,
39). Moreover, SIV-specific antibodies were shown to be present
following intravenous injection of 2,2'-dithiodipyridine-treated SIVMne into a juvenile pig-tailed macaque (14).
Despite the protection afforded by killed vaccines for other viral
diseases, research devoted to developing a killed vaccine for HIV-1 has
been minimal. This is primarily due to concerns regarding shedding of
gp120 from virions, safety considerations surrounding vaccine
preparation, and the failures of early SIV vaccine preparations. In the
present work, we have systematically reexamined the concept of a killed
HIV-1 vaccine. We have shown that virus can be inactivated by at least
7 logs and still associates with envelope through purification by
ultrafiltration. Moreover, these virus preparations have maintained
and/or enhanced binding capacity to broadly reactive,
conformation-dependent neutralizing antibodies. Finally, we have
determined that these preparations of HIV-1 can be used to elicit a
prototypic Th1 recall in vitro response using cells from HIV-1-infected persons.
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MATERIALS AND METHODS |
Virus growth and cell culture.
The full-length infectious
molecular clones (HIVSX and HIVNL4-3) and
primary virus isolates have been described elsewhere (1, 13, 15,
30).
Virus stocks from plasmid DNA were made following electroporation of 25 µg of DNA into a donor pool of 5 × 106
phytohemagglutinin (PHA)-stimulated peripheral blood mononuclear cells
(PBMC) as described elsewhere (15). Virus stocks were propagated in PHA-stimulated PBMC.
Infectious viral titers were determined on allogeneic pools of PBMC.
Half-log dilutions of viral stocks were applied to the cells for
16 h. Supernatants were changed at days 7 and 14 and harvested at
day 21 to determine the 50% tissue culture infective dose for each
virus, calculated by the method of Reed and Muench (36).
Reagents used in capture enzyme-linked immunosorbent assays
(ELISAs).
Monoclonal antibody (MAb) 2G12 was a gift from H. Katinger, MAb IgG1b12 was a gift from D. Burton, MAb 17b was a gift
from J. Robinson, MAb 447-52D was a gift from S. Zolla-Pazner, and soluble CD4 (sCD4) was obtained from the AIDS Reagent Repository. Plasmid CDM7-CD4E
1, coding for CD4-IgG (immunoglobulin G)
(6), a gift from D. Camerini, was transfected (25 µg) into
293T cells (5 × 106) by standard methods
(40). Supernatant was collected at 48 h, titrated, and
used at a 1:10 dilution for all assays.
Thermal and chemical treatment of virus.
Thermal treatment
of HIV-1 was performed by loading samples into thin-wall 0.5-ml
microtubes and heating them for the indicated times at various
temperatures in a heat block filled with water. Formaldehyde (10%
ultrapure; Polysciences) was freshly diluted in phosphate-buffered
saline (PBS) and added to the virus as indicated. After incubation, an
equal volume of 0.2% bovine serum albumin (BSA) in PBS was added to
quench residual aldehyde. The buffer was removed by diafiltration in a
100-kDa-cutoff ultrafiltration device (Millipore) by centrifugation at
10,000 rpm. The filtrate (approximately 95% of the volume) was removed
by aspiration, and PBS was added to the upper cell to reconstitute the
sample to the original volume. After mixing by inversion, the device
was centrifuged at 10,000 rpm. This process was repeated a total of four times, resulting in a 160,000-fold dilution of the
low-molecular-weight molecules including residual aldehydes.
gp120 capture ELISA.
Capture of gp120 was performed as
described previously (26). In brief, 80-µl aliquots of
clarified culture supernatant were incubated with 20 µl of human
anti-gp120 MAb or with CD4-IgG (2 to 10 µg/ml) in a U-bottom
microtiter plate. Where appropriate, the sample was preincubated with
sCD4 (2 ng/well) in PBS with 0.2% BSA for 30 min at 37°C. Samples
and antibodies were allowed to react in the liquid phase for 45 min at
37°C. Triton X-100 was added to a final concentration of 1% for 15 min at 37°C. This concentration of detergent will not disrupt the
immune complex (41). At the end of the incubation period,
the contents were transferred to an ELISA plate precoated with sheep
anti-gp120 (International Enzyme). The gp120-antibody complex was
captured onto the plate at 37°C for 60 min. After washing, the plate
was incubated with goat anti-human IgG (horseradish peroxidase
conjugated; Accurate Chemical) for 45 min at 37°C. Following a final
wash, 200 µl of tetramethylbenzidine substrate was added to each well for 20 min. The reaction was terminated by addition of 4 N
H2SO4 (final concentration of 0.8 N), and the
optical density (OD) was read at 450 nm (Molecular Dynamics). A
standard serial dilution of concentrated HIVSX was used as
a standard to normalize gp120 binding in all assays.
Fractionation of virion-bound and soluble gp120.
Five
hundred microliters of clarified culture supernatant was added to the
top reservoir of a NanoSep (Pall Filtration) device with a mean
molecular size cutoff of 300 kDa. The device was spun at 8,000 rpm for
6 min or until the retentate was reduced to 20 µl. PBS with 0.2% BSA
was added to the top reservoir, and the volume was reconstituted to the
original level. The filtrate fraction containing molecules of <300 kDa
was collected from the bottom receptacle.
Fractionation of virus on a Percoll gradient.
After
ultrafiltration, HIVSX was either held at 4°C or heated
to 62°C for 10 min. Next, 200 µl of each preparation was layered onto 1.8 ml of undiluted Percoll (Pharmacia), and the samples were
centrifuged at 56,000 × g for 60 min at 4°C.
Fractions (100 µl) were removed from the top of the gradient. The
samples which were previously held at 4°C were then heated to 62°C
for 10 min to normalize OD readings for the ELISA. HIV p24 was measured
by capture ELISA (Coulter), and gp120 ELISA was as described above, using CD4-IgG as the capture antibody.
ELISPOT for IFN-
-secreting cells.
Human dendritic cells
(DC) were prepared by the method of Fan et al. (12). In
brief, 2 × 105 CD14-depleted PBMC were cultured
overnight in 96-well round-bottom plates in serum-free medium (AimV;
Gibco/BRL). Nonadherent cells were removed, and the adherent cells were
incubated in AimV containing 1,000 U of recombinant human interleukin-4
(IL-4; R&D Systems), 1,000 U of recombinant granulocyte-macrophage
colony-stimulating factor (GM-CSF; Immune Sciences), and 10 U of
recombinant gamma interferon (IFN-
; R&D Systems) per ml. On day 4, antigen (Ag) was added to duplicate wells for 16 to 18 h. The
cells were extensively washed to remove nonprocessed Ag and cytokines,
and 2 × 105 autologous PBMC were added to the
Ag-pulsed DC for 6 h. PBMC incubated for 6 h with PHA (2.5 µg/ml) were included as a positive control in some experiments. Next,
the PBMC were transferred to a 96-well polyvinylidene difluoride
(PVDF)-backed plate (Millipore) coated with anti-IFN-
MAb 1-D1K
(Mabtech) and incubated at 37°C for 48 h. The enzyme-linked spot
(ELISPOT) assay was performed after removal of all residual cells as
instructed by the manufacturer (Mabtech). Spot-forming cells were
detected after a 5-min incubation with nitroblue
tetrazolium-5-bromo-4-chloro-3-indolylphosphate (Pierce). Spots were
counted under ×40 magnification with a stereomicroscope. In accordance
with convention, responses were considered to be positive if the well
contained >5 spots, and this number was at least twice that of the
negative control (medium). Frequencies of Ag-specific cells were
calculated after subtraction of spots contained in the medium control well.
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RESULTS |
Thermal treatment of HIVSX results in increased binding
to CD4.
Thermal inactivation is commonly used as a means of
efficiently inactivating retroviruses (32, 33, 35, 37, 44,
46). McDougal et al. (23) demonstrated that HIV-1 was
inactivated at 60°C at rate of 1 log each 24 s in the liquid
state. Therefore, we conducted experiments to determine whether heat
treatment could be used to inactivate HIV-1 while still maintaining the
antigenic properties of the virus. To this end, we determined whether
thermal treatment of HIV-1 affected CD4 binding to gp120.
These studies used the R5-tropic virus HIVSX
(30), which contains the HIVJRFL envelope in an
HIVNL4-3 backbone. Thermal treatment of HIVSX
with an infectivity titer of 106.25 resulted in a 10-fold
decrease in infectivity after 1 min, a 5.75-log decrease in infectivity
after 3 min, and at least a 6.25-log decrease in infectivity after 10 min at 62°C (Table 1). This translates
to a log decline in infectivity every 1.6 min. Thermal treatment of a
second stock of HIVSX for 30 min at 62°C resulted in at
least a 7-log decline in infectivity when tested on PBMC (data not
shown). Treatment of HIVNL4-3 for the same time period also
resulted in at least a 7-log decline in infectivity (data not shown).
To determine whether retention of antigenic properties was temperature
dependent, we treated HIVSX for 30 min at various
temperatures. As shown in Fig. 1, binding
of heat-treated HIVSX gp120 to CD4-IgG increased as a
function of treatment temperature. Interestingly, binding of gp120 to
CD4-IgG was approximately fourfold higher to a virus preparation that
was heated at 62°C than to one which was held at 4°C. In contrast
to gp120, thermal treatment reduced the recognition of p24 in
commercial p24 antigen capture assays 10-fold (data not shown). This
finding is likely the result of destruction of the epitope recognized
by the MAb used in the commercial ELISA, as comparable levels of p24
were detected in heat-treated and nontreated virion preparations by
Western blotting (data not shown). Since heat treatment at 62°C
resulted in at least a 7-log reduction in infectivity and in enhanced
recognition of gp120 by CD4, we further examined the effects of
treatment on gp120 binding over time while holding temperature
constant. The increase in binding of HIVSX to CD4 reached a
peak at 3 min (350% of baseline) after heating and then declined to
baseline (127%) after 90 min (Fig. 2a).
Enhanced binding of gp120 to CD4 was not seen with laboratory-adapted
X4-tropic virus HIVNL4-3, which differs from HIVSX only by envelope sequences (Fig. 2b). Of note,
enhanced binding was also not observed with each of three recombinant
gp120 (rgp120) molecules or monomeric HIVSX separated from
virion-associated gp120 by ultrafiltration (Fig. 2c). These data
indicate that there are differences in the structures of monomeric
gp120 and gp120 forms associated with virions.

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FIG. 1.
Thermal treatment of HIV-1 increases binding to CD4.
HIVSX was prepared in serum-free medium following infection
of a three-donor pool of PBMC. Clarified culture supernatants
containing 160 ng of HIV p24 per ml were aliquoted for single use, and
aliquots were heated at the indicated temperatures. Thermal treatment
of HIV-1 was performed by loading samples into thin-wall tubes and
heating them for 3 min at the indicated temperatures in a heat block
filled with water. The sample was immediately cooled to 4°C. Samples
from each temperature point were assessed by gp120 capture ELISA using
rCD4-IgG as the first antibody. Data are expressed as percent binding
to rCD4-IgG relative to HIVSX held at 4°C (set at 100%;
OD was 0.590 for gp120 in the untreated sample). Mean ± standard
error are shown for three independent experiments.
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FIG. 2.
CD4 binding to heat-treated HIV-1 changes as a function
of time. HIVSX and HIVNL4-3 were prepared in
serum-free medium following infection of a three-donor pool of PBMC.
The rgp120 was purchased from Intracell. Clarified culture supernatants
containing 200 ng of HIV p24 per ml were aliquoted for single use. For
these experiments, 16 ng of p24 per well of HIVSX and
HIVNL4-3 and 20 ng of rgp120 per well were used. Thermal
treatment of HIV-1 was performed by loading samples into thin-wall
tubes and heating them for the indicated times at 62°C in a heat
block filled with water. At the end of the incubation period, the
sample was immediately cooled to 4°C and held on ice until all
samples were acquired. Samples were assessed by gp120 capture ELISA
using rCD4-IgG as the first antibody. Data are expressed as percent
binding to CD4-IgG following treatment at 62°C relative to untreated
sample for each preparation as described in Fig. 1. Mean ± standard error are shown for three independent experiments. (a)
HIVSX (OD was 1.3 for gp120 in untreated sample); (b)
HIVNL4-3 (OD was 1.1 for gp120 in untreated sample); (c)
rgp120 (ODs were 2.2 for gp120 in untreated sample HIVSF2,
2.22 for gp120 in untreated rgp120 HIVIIIB, 2.7 for gp120
in untreated rgp120 HIVMN, and 0.27 for monomeric
HIVSX gp120 in untreated sample). Mock supernatants from
uninfected PBMC were negative for gp120 binding at all time points
(data not shown).
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Low-molecular-weight gp120 is not shed following thermal
treatment.
Shedding of HIV-1 envelope has been described for some
strains of HIV-1 (24, 27, 31) and has been cited (reviewed
in reference 5) as one of the major impediments to
developing an inactivated HIV-1 vaccine. Therefore, we examined whether
thermal treatment of HIVSX resulted in shedding of gp120
from virions. For these studies, we fractionated envelope by
ultrafiltration through a 300-kDa molecular mass exclusion membrane
(45). This procedure allowed us to distinguish
virion-associated (retentate) gp120 from unbound or free (filtrate)
gp120 (Table 2). The amount of gp120 in
each fraction was measured by capture ELISA as described above.
Consistent with published reports, the amount of low-molecular-weight
gp120 associated with virion preparations was strain dependent
(24, 27, 31). Our data also indicated that similar amounts
of HIVSX gp120 remained associated with the
high-molecular-weight fraction regardless of incubation temperature
(4°C versus 62°C). As expected, HIVNL4-3 retained less
virion-associated gp120 than HIVSX at 4°C but did not
show any further loss of gp120 following heating to 62°C. Recombinant
gp120 was not retained in the ultrafiltration device at either
temperature (Table 2). These results confirm and extend previous
observations indicating that virion shedding of gp120 is strain
dependent (27, 31). More importantly, they indicate that
antigenic gp120 is likely to be retained in a high-molecular-weight form following thermal treatment.
We addressed the nature of the gp120 after heat treatment of the
virions by velocity gradient sedimentation of heated and unheated virus
on Percoll gradients. Fractions were analyzed by ELISA for gp120 and
for p24 (Fig. 3). These data indicate
that a substantial amount of envelope does not associate with intact virion cores after heat treatment. The sedimentation suggests a
structure greater than monomeric envelope, perhaps associated with
membrane or virion fragments. This finding is consistent with our
previous data demonstrating copurification of gp120 with p24 by
ultrafiltration.

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FIG. 3.
Fractionation of virus on a Percoll gradient suggests
that a substantial amount of envelope does not cosediment with p24
after heat treatment. After ultrafiltration, HIVSX was
either held at 4°C or heated to 62°C for 10 min. Next, 200 µl of
virus was layered onto 1.8 ml of undiluted Percoll (Pharmacia), and the
samples were centrifuged at 56,000 × g for 60 min at
4°C. Fractions (100 µl) were removed from the top of the gradient.
The samples which were previously held at 4°C were then heated to
62°C for 10 min to normalize OD readings for the ELISA. HIV p24 was
measured by capture ELISA (Coulter); gp120 ELISA was as described in
the text using CD4-IgG as the capture antibody.
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Thermal treatment of HIV-1 results in enhanced binding of
antibodies to conformation-dependent epitopes.
The above results
demonstrate that the gp120 domain recognized by CD4 is conserved and
enhanced for CD4-IgG recognition following thermal treatment. A number
of other epitopes that are dependent on maintenance of a proper
conformation of gp120 have been described. Since some MAbs directed
toward these epitopes can neutralize HIV-1 infectivity, we tested the
ability of these antibodies to bind to heat-treated HIV-1 preparations.
Three conserved antibody binding domains (19, 25, 47) were
tested: (i) the CD4 binding domain (CD4 BS), (ii) the cryptic epitope
induced by CD4 binding which overlaps the chemokine receptor binding
site (CD4i), and (iii) the heavily glycosylated region of gp120 (2G12
specific). The V3 tip motif which is conserved in 75% of HIV-1
isolates was also tested. All of these antibodies recognize
conformation-dependent epitopes, and all are neutralizing with the
exception of the two CD4 BS antibodies 205-46-9 and 205-43-1. Our data
indicated that binding to each of these epitopes was maintained.
Furthermore, with the exception of 2G12, binding by these antibodies to
HIVSX was increased following heat treatment (Table
3 and Fig.
4a). We extended these findings to a
panel of five primary isolates derived from HIV-infected long-term
survivors (LTS) and from one seroconverter. Similar to the results with
HIVSX, we found enhanced binding to CD4-IgG (Table
4). To eliminate the possibility that heat treatment simply results in more efficient capture of envelope during ELISA, we used virus to directly coat the microtiter plate in
the absence of capture antibody. In this instance, thermal treatment of
the microtiter plate followed by incubation with CD4-IgG also resulted
in enhanced binding (325%) to CD4-IgG (data not shown).

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FIG. 4.
Thermal treatment of HIV-1 results in exposure of the
cryptic CD4-induced epitope. HIVSX and HIVNL4-3
were prepared in serum-free medium following infection of a three-donor
pool of PBMC. Clarified culture supernatants containing 200 ng of HIV
p24 per ml were aliquoted for single use. HIVSX and
HIVNL4-3 were each used at 16 ng/well. Samples treated with
sCD4 to induce exposure of the 17b epitope were preincubated with 2 ng
of sCD4 per well in PBS with 0.2% BSA for 30 min at 37°C. MAb 17b
was incubated with HIVSX at a concentration of 2 µg/ml
and with HIVNL4-3 at a concentration of 10 µg/ml. Thermal
treatment of HIV-1 was performed by loading samples into tubes and
heating them for 30 min at 62°C in a heat block filled with water.
Binding to 17b was assessed by capture ELISA. Data are expressed as
percent binding to 17b. Mean ± standard error are shown for three
independent experiments. (A) HIVSX (OD was 1.4 for gp120 in
untreated sample); (b) HIVNL4-3 (OD was 1.01 for gp120 in
untreated sample).
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Of particular note, binding to gp120 by MAb 17b, which recognizes the
CD4i domain (42), was reproducibly increased (198% of
control) after heat treatment of HIVSX as shown in Fig. 4A. This increase in binding of gp120 to 17b was comparable to that observed after binding of unheated material to sCD4 (165% of control). In contrast, binding of HIVNL4-3 gp120 to 17b did not
increase following heat treatment in the absence of sCD4 (Fig. 4b).
These data demonstrate that inactivation regimens can be devised which not only will kill the virion but also may generate potentially better
vaccine candidates through enhancing exposure of otherwise cryptic epitopes.
Chemical treatment of HIV-1 can alter the kinetics of enhancement
of envelope structures.
We have shown that heat treatment can
preserve antigenic structures and can inactivate HIV-1 by at least 7 logs. Nonetheless, additional inactivating agents are necessary for
ultimate use in a killed HIV vaccine. To this end, we tested the impact
of treatment with formaldehyde on antigenic epitopes of the HIV-1 envelope.
Treatment of HIVSX with a relatively low concentration of
formaldehyde (0.02%) for 1 h at 37°C followed by thermal
treatment for 1 min reduced infectivity 4.25 logs and reduced
infectivity at least 6.25 logs by 3 min (Table 1). Thermal treatment
alone for 1 min resulted in a 1-log decrease in infectivity. These
findings indicate that treatment of virion stocks with 0.02%
formaldehyde can rapidly decrease viral infectivity titers.
In the absence of thermal treatment, 0.02% formaldehyde treatment for
1 h at 37°C reduced binding of gp120 to CD4-IgG (from 100% to
66%) (Fig. 5). On the other hand,
incubation with formaldehyde followed by thermal treatment resulted in
binding of CD4 to gp120 that continued to rise from 3 to 30 min (111%
of control to 162% of control). This is in contrast to the kinetics of
thermal treatment alone, where binding reaches a maximum between 3 and
10 min following treatment. Experiments conducted using formaldehyde at
higher concentrations demonstrated that as little as 0.1% formaldehyde at 62°C for 2 h reduced binding to neutralization epitopes by 90% (data not shown). These data indicate that a second inactivating agent can be included without disruption of antigenic structures.

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FIG. 5.
Chemical treatment of HIV-1 in conjunction with thermal
treatment maintains enhanced antigenicity of envelope structures.
HIVSX was prepared as described for Fig. 1. A stock
solution of formaldehyde was freshly diluted in PBS and added to the
virus, resulting in a final concentration of 0.02%. After 1 h at
37°C, an equal volume of 0.2% BSA in PBS was added to quench
residual aldehyde. The buffer was removed by diafiltration through a
100-kDa-cutoff ultrafiltration device (Millipore) by centrifugation at
10,000 rpm. The filtrate (approximately 95% of the volume) was removed
by aspiration, and PBS was added to the top cell to reconstitute the
sample to the original volume. After inversion, the device was
centrifuged at 10,000 rpm. This process was repeated a total of four
times, resulting in a 160,000-fold dilution of the low-molecular-weight
molecules, including residual aldehyde. Thermal treatment of HIV-1 was
performed as previously described. At the end of the incubation period,
the sample was immediately cooled to 4°C. Samples from each
temperature point were assessed by gp120 capture ELISA using
recombinant CD4-IgG as the first antibody. Data are expressed as
percent binding to CD4-IgG relative to untreated (time zero)
HIVSX held at 4°C. , thermal treatment;
, formaldehyde plus thermal treatment.
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Heat-inactivated HIV-1 can stimulate Ag-specific memory cells to
produce IFN-
.
Traditionally killed vaccines elicit humoral, not
cellular, immune responses (5). There is, however, evidence
for protective cell-mediated immune responses following immunization
with other killed viral, including retroviral, vaccines (22, 34,
43). Thus, we tested the ability of our inactivated vaccine
preparation to elicit an Ag-specific recall response using an ELISPOT
assay for IFN-
production (21).
These studies were performed using DC from HIV-infected and uninfected
persons to process and present Ags. Autologous PBMC were tested for the
ability to produce IFN-
in response to our inactivated vaccine
preparation, a potent recall Ag (tetanus toxoid), a mitogen (PHA), and
a superantigen (Staphylococcus enterotoxin A [SEA]).
Tetanus toxoid and SEA were included as controls to demonstrate that
these donors were capable of producing IFN-
in response to antigenic
stimulation. All HIV-infected persons studied here were infected for at
least 7 years and are considered to be LTS. We chose to study HIV-1 LTS
since defective recall responses would be likely in other individuals
(38). As shown in Table 5,
Ag-specific cells were detected in response to tetanus toxoid and SEA
in all persons tested. HIV-infected but not HIV-seronegative donors
demonstrated the capacity to make IFN-
in response to thermally
treated HIVSX. None of the donors tested made IFN-
after
exposure to mock-infected cell culture supernatants. These data imply
that T cells from seropositive individuals can be induced to produce
IFN-
in an Ag-specific fashion upon exposure to inactivated vaccine
preparations.
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DISCUSSION |
We show here that thermal treatment of HIVSX for 10 min at 62°C can result in at least a 6.25-log reduction of
infectivity. Moreover, we could retain the association of envelope with
virion particles following ultrafiltration of thermal treated virus
through a 300-kDa molecular mass cutoff device. Thermally treated
HIVSX retained binding of gp120 to antibodies that define
major neutralization epitopes. In fact, with the exception of the
epitope defined by MAb 2G12, heat-treated HIVSX
demonstrated increased binding of gp120 to the MAbs that recognize
major neutralization epitopes of HIV-1 envelope. The addition of a
second inactivating agent (formaldehyde) resulted in more rapid
kinetics of inactivation while maintaining the property of thermally
induced enhancement of envelope binding to CD4. Finally, heat-treated
HIVSX was able to induce a cell-mediated recall response in
vitro as measured in cells from an HIV-1 infected LST.
The perceived difficulty of inactivating HIV-1 without losing or
destroying viral envelope has been cited as a major stumbling block to
the development of an inactivated vaccine (reviewed in reference
5). Retroviral envelopes can be easily shed,
particularly following concentration by ultracentrifugation or sucrose
gradient banding, common methods used by most investigators for
concentration of HIV-1 (11). We used ultrafiltration of
HIV-1 and were able to maintain gp120 as a high-molecular-weight
structure in association with virion particles. We do not know the
biochemical nature of the gp120 structure. Analysis following
fractionation of virus on a Percoll gradient suggests that a
substantial amount of envelope does not cosediment with p24. It may be
in the form of oligomeric envelope or lipid membrane fragments. Further
biochemical analyses will be required to definitively determine the
structure of the inactivated virus preparations.
We also demonstrated retention of several major neutralization epitopes
on viral envelope following treatment with heat. This is in contrast to
data described by Rossio et al. (39), where heating HIV-1 at
56°C for 2 h resulted in loss of binding to gp120 MAb IgG1b12,
as measured by p24 assay of virions after precipitation with IgG1b12.
The differences between their results and ours may be due to their use
of p24 as an assay method, different viral strains, and different
conditions of treatment. Moreover, we found that binding of gp120 to
some of these epitopes was significantly enhanced following thermal
treatment. These induced sites include epitopes recognized by potent
neutralizing antibodies, including that recognized by MAb 17b, which
has been postulated to be partially occluded or cryptic in native
virions. These data are particularly interesting in light of a report
from LaCasse et al. examining immunogenicity of formalin-fixed fusion
partners consisting of a cell line expressing HIV gp120 and a cell line
expressing CD4 and either R5 or X4; these authors demonstrated
induction of broadly reactive neutralizing antibodies following
injection of transgenic mice with the fusion partners (20).
They interpreted the data as providing evidence for the induction of
neutralizing antibodies against antigenic structures transiently
produced during infection. Although these authors suggest that the
neutralizing antibodies raised in transgenic mice recognize gp41
domains important for fusion, it is possible that epitopes on gp120 are
also involved. Because we observed enhancement of binding to known
epitopes, it is possible that thermal treatment also results in the
exposure of other antigenic sites.
The mechanism by which heat increases binding to conformation-dependent
neutralization epitopes is not known. The simplest hypothesis is that
thermal treatment increases the number of epitopes available to bind to
antibody. In addition, cross-linking of reactive side chains
(10) by reagents including formaldehyde can stabilize protein structures. Therefore, the combined use of these two
inactivating reagents could lead to exposure of relevant, and perhaps
novel, epitopes in a stable protein structure, consistent with the
increased binding that we observed with antibodies recognizing the V3,
CD4 binding, and CD4-induced epitopes of gp120.
As with other retroviral diseases, it is likely that a successful HIV
vaccine will need to induce both a humoral and a cell-mediated immune
response (reviewed in reference 5). In addition to
demonstrating increased recognition of relevant envelope epitopes by
broadly reactive neutralizing antibodies, heat-inactivated preparations also elicited memory cell-mediated immune responses in vitro. Although
it is not clear which cell subset produced IFN-
in response to our
vaccine preparation, it is likely that the cytokine was secreted by CD4
cells since the DC were given an exogenous Ag for processing. If these
preparations can be modified to include an adjuvant which might target
the vaccine Ag to the endogenous pathway for processing, then induction
of humoral and cellular immune responses would theoretically be possible.
Early attempts to develop an inactivated SIV vaccine failed after it
was ascertained that most, if not all, immune reactivity was directed
at xenoantigens on the surface of the virions (3). Because
those experimental approaches and conditions of inactivation differed
from the ones described here (3, 7, 29), they do not allow
for direct comparison. However, our own unpublished data indicate that
maintenance of HIV-1 gp120 epitopes is highly sensitive to
formaldehyde. Either increasing the incubation time from 60 to 120 min
(0.02% formaldehyde at 37°C) or changing the formaldehyde
concentration from 0.02 to 0.1% (60 min at 37°C) resulted in a
decrease in recognition of antigenic epitopes by 90%. Although
treatment under the conditions of Fig. 5 (0.02% formaldehyde for 60 min at 37°C) did reduce binding to CD4 from 100 to 68%, the
combination of formaldehyde treatment with heat was able to maintain
the property of enhancement seen with heat alone after 30 min of
thermal treatment. The combined use of two distinct inactivating agents
(heat and formaldehyde) supports the notion that a killed HIV vaccine
which retains envelope specific antigenicity is possible.
Together with other data from the field, the data presented here
suggest that it may be possible to develop a killed HIV vaccine which
could elicit protective humoral and cellular immune responses. Future
studies to determine immunogenicity in animal models will be necessary
to correlate in vitro responses with the generation of protective in
vivo responses.
 |
ACKNOWLEDGMENTS |
The first two authors contributed equally to this work.
We thank B. P. Dorman, J. P. Moore, J. Binley, and M. Fung
for helpful discussions, and we thank C. R. Rinaldo, Jr., for
protocols related to DC culture. We thank P. Marhabi for technical
assistance; J. P. Morgan (UCLA Center for AIDS Research HIV
Virology Laboratory) for performing the p24 assays; D. Burton, H. Katinger, J. Robinson, and S. Zolla-Pazner for kindly providing
reagents; and B. Poon and E. Withers-Ward for critical reading of the
manuscript. We also sincerely thank the volunteers who donated blood
for this study.
This work was supported by Universitywide AIDS Research Program grant
F98-LA-134 (K. Grovit-Ferbas), NIH-R21-AI42687, and the Center for AIDS
Research of the University of California at Los Angeles (National
Institutes of Health grant AI/MH28697). Virus specimens were also
provided by H. W. Sheppard of the San Francisco Men's Health
Study (NIH-NOI-AI-82515).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: UCLA School of
Medicine, 11-934 Factor Building, Los Angeles, CA 90095. Phone: (310) 825-4793. Fax: (310) 794-7682. E-mail: rtaweesu{at}ucla.edu.
 |
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