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Journal of Virology, May 2000, p. 4765-4775, Vol. 74, No. 10
0022-538X/00/$04.00+0
Copyright © 2000, American Society for Microbiology. All rights reserved.
Complement Depletion Facilitates the Infection of Multiple Brain
Tumors by an Intravascular, Replication-Conditional Herpes Simplex
Virus Mutant
Keiro
Ikeda,1
Hiroaki
Wakimoto,1
Tomotsugu
Ichikawa,1
Sarah
Jhung,2
Fred H.
Hochberg,3
David N.
Louis,1,2 and
E. Antonio
Chiocca1,*
Molecular Neuro-Oncology Laboratories,
Neurosurgery Service,1
Neurology,3 and
Neuropathology,2 Massachusetts
General Hospital, Harvard Medical School, Charlestown, Massachusetts
02129
Received 19 August 1999/Accepted 27 January 2000
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ABSTRACT |
Intravascular routes of administration can provide a means to
target gene- and virus-based therapies to multiple tumor foci located
within an organ, such as the brain. However, we demonstrate here that
rodent plasma inhibits cell transduction by
replication-conditional (oncolytic) herpes simplex viruses (HSV),
replication-defective HSV, and adenovirus vectors. In vitro depletion
of complement with mild heat treatment or in vivo depletion by
treatment of athymic rats with cobra venom factor (CVF) partially
reverses this effect. Without CVF, inhibition of cell infection by HSV is observed at plasma dilution as high as 1:32, while plasma from CVF-treated animals displays anti-HSV activity at lower dilutions (1:8). When applied to the therapy of intracerebral brain tumors, in vivo complement depletion facilitates the initial infection (assayed
at the 2-day time point) by an intra-arterial
replication-conditional HSV of tumor cells, located within three
separate and distinct human glioma masses. However, at the 4-day time
point, no propagation of HSV from initially infected tumor cells could
be observed. Previously, we have shown that the immunosuppressive
agent, cyclophosphamide (CPA), facilitates the in vivo propagation of
an oncolytic HSV, delivered intravascularly, within infected multiple
intracerebral masses, by inhibition of both innate and elicited
anti-HSV neutralizing antibody response (K. Ikeda et al., Nat. Med.
5:881-889, 1999). In this study, we thus show that the addition of CPA
to the CVF treatment results in a significant increase in
viral propagation within infected tumors, measured at the 4-day time
period. The concerted action of CVF and CPA significantly increases the
life span of athymic rodents harboring three separate and
large glioma xenografts after treatment with intravascular, oncolytic
HSV. Southern analysis of viral genomes analyzed by
PCR reveals the presence of the oncolytic virus in the brains, livers,
spleens, kidneys, and intestine of treated animals, although none of
these tissues displays evidence of HSV-mediated gene expression. In light of clinical trials of oncolytic HSV for malignant brain tumors,
these findings suggest that antitumor efficacy may be limited by the
host innate and elicited humoral responses.
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INTRODUCTION |
The identification of complementing
interactions between viral genes and cellular pathways involved in
tumorigenesis is providing a biological justification for the use of
replication-conditional (oncolytic, replication-restricted) lytic
viruses as anticancer agents (9, 10, 16, 19, 30, 47, 48,
52). Even before we have a full understanding of such
interactions, clinical experimental safety trials of viral mutants
based on replicating herpes simplex virus or adenovirus are being
conducted for refractory head and neck, ovarian, and malignant
glioblastoma (38; R. L. Martuza, personal
communication). These tumors (and other malignant tumors) are commonly
refractory to treatment by chemo- or radiotherapy and herald the rapid
demise of the afflicted individual. Further complicating treatment is
the finding that several malignant tumors manifest as multiple,
discrete masses within an organ. This can be seen commonly with
metastatic cancers to the liver, brain, and lung. Furthermore, the most
malignant form of primary brain tumor (glioblastoma multiforme) can
manifest as multicentrically distinct masses within the brain, a
universally fatal occurrence (5, 63, 72).
Clinical trials of adenoviruses or herpes simplex viruses
(HSV) primarily employ direct inoculation into the neoplastic
mass through free-hand, stereotactic, or catheter-based
techniques (8, 60, 61; J. B. Alavi, K. Judy, A. Alavi, D. Hackney, P. Phillips, J. Smith, A. Recio, J. Wilson, and S. Eck, Abstr. 1st Annu. Meet. Am. Soc. Gene
Therapy, p. 444, 1998; T. W. Trask, E. Aguilar-Cordova,
J. C. Goodman, R. Guevara, P. Wyde, H. D. Shine, and
R. G. Grossman, Abstr. 1st Annu. Meet. Am. Soc. Gene Therapy, p. 445, 1998). This route of vector administration,
while likely to produce focal necrosis within the injected tumor mass, is unlikely to directly generate viral lytic effects against other tumors located within the same organ. Immune-based "cross-priming" reactions may aid in this respect (71), but clearly the
efficacy of any anticancer action would be greatly improved if some of the injected viruses were able to infect and replicate selectively within each of the tumor masses located in an organ. Therefore, the
advantage of injecting oncolytic viruses within the circulation is
related to the potential delivery into different tumor masses, commonly
supplied by exuberant neovascular growth, with the possibility for
lytic action against each tumor focus. However, several potential disadvantages of this approach may be envisioned. (i) It is likely that
very few virus particles would be distributed into the neoplasms and
infect its cells from the vasculature. (ii) Toxic side effects may
occur in normal cells within organs affected by the neoplasm and/or to
other organs. (iii) Injected viral particles may be inactivated by
blood components. (iv) When trying to deliver molecules or viruses from
the circulation into the brain, an additional limitation is presented
by the blood-brain barrier (BBB) and the blood-brain tumor barrier
(BTB) (7, 24, 25, 43, 56).
In an attempt to circumvent such limitations, regional delivery of
virus vectors through the arterial blood supply may improve the chances
of tumor infection by eliminating the "first-pass" effects by the
liver. In fact, in experimental models of metastatic liver cancer,
delivery through the portal supply to the liver can lead to tumor
infection by replication-conditional HSV (74) or by
replication-defective adenovirus vectors (2). However, when
applied to the brain through intracarotid inoculation, no infection of
tumors was observed (59). In an effort to improve this
result, the addition of disruptors of the BBB, such as mannitol (56), or of disruptors of the BTB, such as bradykinin
(59) or its agonist RMP7 (6), was shown to
facilitate the infection of brain tumors by intra-arterial HSV or
adenovirus. In spite of this result, the efficiency of tumor infection
in the brain, as measured by the number of animals with positively
infected tumors and by the anatomic extent of viral infection and/or
propagation within a tumor, remained relatively poor (35).
Concern about this perceived inefficiency thus has led us to consider
other physiologic and/or molecular mechanisms that may contribute to this apparent inefficiency.
The inactivation of virus by blood components provides a likely
mechanism that may limit the efficacy of intracerebral tumor infection.
Serum lipoproteins (33, 67, 68), fatty acids (3,
70), immunoglobulin (20, 36), and complement (23, 50, 64) have been reported to bind to HSV and inactivate its ability to infect cells. Immunoglobulin has also been reported to bind
to infected cells and inhibit further HSV infection by immune-mediated
lysis through antibody-dependent cellular cytoxicity (40),
opsonization of viral particles and/or cells by macrophages (39), and activation of classical complement pathways
(39). To escape such innate antiviral responses, HSV has
been shown to employ several mechanisms. First, the viral
glycoprotein gC can bind to and inactivate the C3 component
of complement (49, 50). Second, the viral
glycoproteins gE and gI have been shown to bind to the Fc
portion of IgG and thus inhibit its function, possibly by antibody
bipolar bridging (22). Further evasion of immune responses
derives from the function of the virus immediate-early gene transcript,
ICP47, that inhibits TAP activity and major histocompatibility complex
class I presentation in infected cells (29). The interaction between the innate immune response against virus and the viral evading
mechanisms must represent an important variable in governing the
efficacy and toxicity of lytic-virus-mediated destruction of tumors,
particularly on exposure of the virus vector to host blood components.
To further investigate such aspects, we have recently showed that
preimmune plasma harvested from athymic and immunocompetent rodents as
well as from humans can inactivate the in vitro transducing ability of
the replication-conditional HSV mutant, hrR3
(35). This innate activity is present at dilutions as high
as 1:32 for athymic and 1:16 for immunocompetent rodents; it is calcium
dependent; it is partially suppressed by in vivo pretreatment of
rodents with agents that deplete complement, such as cobra venom factor (CVF), and it is partially lost upon mild heat inactivation, indicating that one of its components is complement. In athymic rats, additional insights into the characterization of this activity were provided by
antibody neutralization studies against immunoglobulin M (IgM). In vivo
pretreatment of rodents with cyclophosphamide (CPA), a generalized
inhibitor of immunoglobulin production by B cells, could also partially
suppress this innate antiviral activity. CPA pretreatment of rodents
was found to decrease by more than half the IgM blood concentration
within 48 h. In fact, when a single systemic dose of CPA was
administered to rodents, significant increases both in the number of
animals with positively infected intracerebral tumors and in the
propagation of viral infection throughout the brain neoplasm were
observed after intra-arterial administration with hrR3.
These studies thus suggested that transient inhibition of the innate
antiviral response, which involved IgM and its likely interaction with
complement, resulted in an augmented anticancer effect in vivo. This
model thus would predict that in vivo pretreatment of rodents with
agents that deplete complement, such as CVF, should also result in an
augmented anticancer effect. Since one of CPA's actions is to deplete
plasma IgM, while CVF depletes complement, the model also would predict
that the combination of CPA and CVF would result in further
augmentation of the anticancer effect of hrR3, delivered
intra-arterially. Herein, we show that CVF does reverse the antiviral
action of plasma in vitro against three different HSV mutants
derived from three different HSV strains and against a
replication-defective adenovirus vector. In vivo, CVF pretreatment
increases the number of positively infected tumor cells within a
neoplastic intracerebral mass after intra-arterial administration
of the oncolytic virus, hrR3. Addition of CPA appears to
increase the propagation of virus within tumors and the combination of
the two agents proves superior than other treatments in its anticancer effects. These results thus support a model of intravascular virus infection and propagation within tumors that is initially modulated by the host innate antiviral response, which can be pharmacologically modified to further augment viral anticancer effects.
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MATERIALS AND METHODS |
Vector stocks.
hrR3 is the genetically engineered HSV
mutant, derived from HSV-1 KOS, which has an intact TK gene and a
disruption of the UL39 gene through insertion of the Escherichia
coli lacZ gene under the control of the ICP6 promoter
(31). Viral stocks were generated in African green monkey
kidney cell culture (Vero), and titers were determined by plaque
assays. As a control, a mock-infection extract was prepared from
mock-infected cells using the same procedures. MGH1 is a
second-generation replication-conditional HSV-1 vector defective for
both ribonucleotide reductase and the neurovirulence factor
34.5
(42). The helper-free HSV amplicon (pHSVlac) has been
described (28); it consists of a plasmid bearing the HSV-1 origin of DNA replication, the "Pac" sequence to support packaging, and an IE4/5 promoter driving lacZ. This amplicon is
packaged in Vero cells by cotransfection with a set of five cosmids
representing the entire HSV1 genome but lacking the Pac sequences
needed for DNA cleavage and packaging (21). This allows for
packaging of the amplicon plasmids without recombination and packaging
of wild-type HSV or helper virus. The adenovirus vector was obtained
originally from Alan Smith and Bruce Roberts (Genzyme), and it
possesses a deletion in the E1A-E1B region, an intact E3 region, and a
modified E4 region in which the entire E4 locus has been deleted and
the E4 open reading frame and protein IX have been reinserted. A
cytomegalovirus promoter-lacZ gene cassette has also been
inserted into the E1 locus.
Cell culture.
African green monkey kidney (Vero) cells were
purchased through the American Type Culture Collection. Human U87dEGFR
glioma cells were a generous gift of H.-J. Su Huang (University of
California at San Diego). This cell line was established by retroviral
transfer of a mutant epidermal growth factor receptor (de 2-7 EGFR)
into the U87 human glioblastoma cell line, enhancing its tumorigenic capacity in the brain of nude mice (55). U87dEGFR cells were propagated at 37°C in an atmosphere containing 5% carbon dioxide in
Dulbecco modified Eagle medium supplemented with 10% fetal calf serum
containing 100 U of penicillin, 100 µg of streptomycin, and 500 µg
of G418 (Sigma) per ml. RMP7 (Cereport) was a generous gift from R. T. Bartus (Alkermes, Inc., Cambridge, Mass.).
Assays for plasma antiviral activity.
Rat plasma was
serially diluted with phosphate-buffered saline (PBS). For most
experiments, 100 µl of plasma was incubated with 2 × 104 PFU/2 µl of viral vectors for 1.5 h at 37°C
and then applied onto 4 × 104 Vero cells in 24-well
plates. In some experiments (see Fig. 3), 40 µl of plasma was
incubated with 8 × 103 PFU/2 µl of virus for
1.5 h at 37°C before addition onto 2 × 104
Vero cells in 48-well plates. Sixteen hours later, the cells were fixed
and stained for
-galactosidase activity. Four random high-power
fields were selected for counting lacZ-positive plaques or
cells. There are 28 high-power fields in the well of a 48-well plate,
allowing calculations of absolute numbers of infectious units. In pilot
experiments, lacZ transduction of cells was essentially identical to the number of lacZ-expressing plaques measured
5 to 7 days later. For some experiments, blood samples were obtained from rats that had been injected intraperitoneally with CVF (Quidel, San Diego, California) at doses of 60 and 20 U/kg on the day before and
the day of plasma preparation. For studies employing purified rat
complement (Accurate Chemical and Scientific Co., Westbury, N.Y.) virus
was preincubated with Hanks balanced salt solution (HBSS), complement
(1 mg/ml) in HBSS, heat-inactivated plasma prepared from athymic rats
(diluted 1:4), and complement re-added to heat-inactivated plasma to a
concentration of 1 mg/ml.
Animal studies.
Adult female nude rats (rnu/rnu)
or female adult immunocompetent Fisher 344 rats were anesthetized with
an intraperitoneal injection of 0.5 ml of 0.9% NaCl containing 12.5 mg
of ketamine and 2.5 mg of xylazine. After the rats were immobilized in
a stereotactic apparatus and a linear skin incision was placed over the
bregma, burr holes (1 mm in diameter) were drilled in the skull
approximately 1 mm anterior to and 2 mm lateral to the bregma on both
sides and 3 mm posterior and 2 mm lateral to the bregma on the right side. A total of 200,000 U87dEGFR cells (in a 2-µl volume) were injected at a depth of 3.5 mm from the dura by using a 5-µl Hamilton syringe.
Six days later, CVF (60 U/kg) was injected intraperitoneally. The next
day, CVF (20 U/kg) administration was repeated, followed by
intra-arterial catheterization with hrR3 and/or RMP7
(Alkermes, Inc., Cambridge, Mass.). In some animals, a single
intraperitoneal dose of CPA (100 mg/kg) was also administered, 2 days
after the last dose of CVF and the intra-arterial delivery of
hrR3 and RMP7. The catheterization technique used was
essentially identical to the one previously described (59).
Briefly, RMP7 at a dose of 1.5 µg/kg or vehicle was infused over 10 min. Midway through the infusion, a 200-µl bolus of virus (2 × 109 PFU) or vehicle was given. For tumor transduction
assays, animals were sacrificed at different days after catheterization
and then perfused by intracardiac infusion of a solution containing 4% neutral paraformaldehyde in 0.9% sodium chloride and 10 mM sodium phosphate (pH 7), i.e., PBS. After harvesting, the brains were transferred to 30% sucrose in PBS for 2 days, frozen over liquid nitrogen, and stored at
80°C. For survival studies, rats were observed twice daily until they exhibited neurologic impairment (inability to feed, drink, or move), at which time they were
euthanatized. Survival analysis was performed by employing the
statistical software Microsoft Excel using Kaplan-Meier survival
estimation and the Wilcoxon test for significance.
Histochemistry for virus distribution assay.
Brains and
their tumors were analyzed by sectioning (20 µm thick) on a cryostat,
and then the samples were air dried at room temperature. Sections were
stained by histochemistry using the X-Gal
(5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside)
substrate, as previously described (10), and were
counterstained with neutral red.
Quantitative analysis of lacZ cDNA expression after
virus injection.
Three randomly selected sections of brain tumors
were selected from each animal and were analyzed using an Olympus BX60
microscope. The sections were scanned by Sony 3-chip Color Video Camera
at ×20 magnification, and the entire tumor area and
-galactosidase-positive area were measured using Image Pro Plus
Imaging Software. Selection of sections and scanning was performed by
an observer (S.J.) blinded to the identity of the sections.
Analysis of viral genomes.
Two days after oncolytic virus
administration, animals were sacrificed and genomic DNA was prepared
from the brain tumor, brain tissue separate from the tumor, lung,
liver, spleen, and kidney. PCR analysis was performed using primers
specific for hrR3. The 5' primer hybridizes to the 5' region
of the HSV ICP6 genome, and it is composed of sequence 5'-GAG GAC GAC
TTT GGG CTT CT-3'. The 3' primer hybridizes to the 5' region of the
lacZ cDNA, inserted in the ICP6 region of hrR3
(31), and its sequence is 5'-TCC CAC GCC ATC CCG CAT CT-3'.
The resulting amplified product measures approximately 1,000 bp in
length. After agarose gel electrophoresis, ethidium bromide staining,
and transfer to nitrocellulose filters, Southern analysis of the PCR
products was performed using a lacZ cDNA probe that
hybridizes to the amplified PCR fragment. An enhanced chemiluminescence
system (Amersham) was employed for nonradioactive probe labeling.
 |
RESULTS |
Effects of rat plasma on viral vector infectivity.
We sought
to characterize the in vitro effect of undiluted plasma, harvested from
immunocompetent and athymic rats on the infectivity of retrovirus,
adenovirus, and HSV vectors expressing the lacZ reporter
transgene. The replication-defective adenovirus-lacZ and
murine retrovirus-lacZ cDNA were included in the assay as controls for specificity to HSV. Figure 1
shows that, for adenovirus incubated with immunocompetent rat plasma,
the mean absolute reduction in titers was from 1 × 107 to 8 × 104 PFU/ml (a reduction of
99.2%, 125-fold, or 2.2 log10). For retrovirus there was
no inhibition of infectivity. However, for the HSV mutant hrR3, infectivity was completely abrogated by preincubation
with undiluted, untreated rodent plasma. There was no abrogation of infectivity in a parallel dish infected by hrR3,
preincubated with HBSS (data not shown). As an additional control,
preincubation with bovine serum albumin (10 mg/ml) did not inhibit
virus infectivity, thus showing that the observed effect was not a
nonspecific effect of serum proteins (data not shown).

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FIG. 1.
The in vitro effect of control and heat-treated
(complement-depleted) rodent plasma on virus vector infectivity of
cells. Plasma was prepared from immunocompetent (A) and athymic (B)
rats as described in Materials and Methods and either exposed to a
temperature of 56°C for 30 min or not before incubation with an
adenovirus, retrovirus, or HSV vector expressing the lacZ
cDNA for 1.5 h. The viruses were then added onto Vero cells and,
16 h later, the number of lacZ cDNA-expressing cells
was recorded. Values represent the mean titer of virus from triplicate
dishes. In pilot experiments, virus preincubation with HBSS or with
HBSS-bovine serum albumin (10 mg/ml) did not result in significant
reductions of virus titers (data not shown). Error bars represent the
standard error of the mean. If not shown, then the error bars were too
small to graph.
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One plasma candidate for this antiviral effect is complement. In fact,
mild heat treatment, shown to inactivate complement
(Table
1), completely reversed the
antiadenovirus activity and
partially reversed the anti-HSV activity of
rodent plasma (Fig.
1). For HSV incubated with heat-inactivated
immunocompetent rat
plasma, the mean absolute reduction in titers was
from 1 × 10
7 to 2.12 × 10
6 PFU/ml
(an approximate reduction of 79.8%, fivefold, or 0.8 log
10).
For HSV incubated with heat-inactivated athymic rat
plasma, the
mean absolute reduction in titers was from 1 × 10
7 to 6 × 10
3 PFU/ml (a reduction of
99.94%, 1,667-fold, or 3.4 log
10). Therefore,
less HSV
was inactivated after incubation with heat-treated plasma
than
after incubation with untreated plasma. Taken in conjunction,
these
experiments suggested that rodent complement inactivated
HSV and
adenovirus vectors, while, as expected, it did not affect
retrovirus
vectors (
73). However, for HSV, because heat treatment
only
partially reversed plasma inactivation of the virus,
complement-independent
inactivation was also present, more so in
athymic rats than in
immunocompetent rats.
CVF, an in vivo depletor of complement, partially reverses the
inactivation of HSV oncolytic viruses.
We then sought to
characterize the highest dilution of plasma, prepared from naive
athymic rats, which would inactivate the HSV viral vector,
hrR3. Figure 2 shows that
plasma neutralized approximately 80% of the virus at dilutions as high
as 1:32 (from 1 × 107 to 2.1 × 106
PFU/ml), 98% of the virus at a dilution of 1:16 (from 1 × 107 to 2 × 105 PFU/ml), and 100% of the
virus at lower dilutions. These results indicated that the antiviral
action of plasma was present in relatively high concentrations.

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FIG. 2.
Plasma anti-HSV activity and partial reversal by CVF.
Plasma was prepared from athymic rats 48 h after intraperitoneal
administration of CVF (or carrier) as detailed in Materials and
Methods. After serial dilutions, it was mixed with oncolytic HSV before
it was added onto Vero cells. Values represent the mean titer of
virus from triplicate dishes. Controls, consisting of virus
preincubated with HBSS for the same times before addition onto plates,
did not show a reduction in mean titer (data not shown). Error bars
represent the standard error of the mean. If not shown, then the
error bars were too small to graph.
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To provide further experimental evidence for the in vivo contribution
of complement to this activity, athymic rats were treated
with CVF
whose C3 convertase action depletes complement levels
in blood (
4,
18,
32). Plasma harvested from these animals
was not as effective
in neutralizing
hrR3, and the reversal of
antiviral activity
was evident even at a dilution of 1:8, where
83% of the virus was
neutralized (from 1 × 10
7 to 1.7 × 10
6 PFU/ml) (Fig.
2). Taken in conjunction with the
results described
in Fig.
1, an in vivo role for complement
inactivation of
hrR3
appeared even more likely within the
context of intravascular
administration.
Strain differences in the inactivation of HSV by plasma and its
reversal by CVF.
Since HSV is known to escape complement's
antiviral action through glycoprotein C binding of C3
(50), we sought to determine if hrR3 was
unusually sensitive to complement. We tested the inactivation of two
other different HSV virus vectors that express the lacZ reporter transgene: MGH1 and an HSV amplicon. While hrR3 was
derived from KOS strain by another laboratory (31), MGH1 was
derived from F strain (42) and the HSV amplicon was packaged
from strain 17+ by the authors of those studies (21,
62). For these experiments, results were graphed as the
percentage of virus surviving after preincubation with plasma compared
to a control in which virus was preincubated with buffer. Figure
3 shows that inactivation of all three
virus vector strains was observed with diluted (1:8) athymic rat plasma
and that this inactivation was partially reversed if plasma from
animals treated with CVF was employed for the assay. The finding that
three different HSV vectors derived from three distinct HSV strains in
two different laboratories displayed relatively similar characteristics
indicated that complement was relatively more effective against these
three laboratory strains than was reported in previous
publications, where complement effects were measured against a clinical
isolate of HSV (27). Figure 3 also showed that there were
differences among these three viral strains because the amplicon vector
derived from strain 17+ was more resistant to plasma than
the mutants derived from strain KOS and strain F.

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FIG. 3.
Effects of CVF-treated and control plasma on three HSV
vectors and adenovirus. Plasma was prepared from athymic rats 2 days
after treatment with CVF or carrier. It was then diluted 1:8 before
being mixed with hrR3, an ICP6-defective HSV derived from
KOS strain; MGH1, an ICP6- and ICP34.5-defective HSV derived from F
strain; Amplicon (Ampl), a replication-defective HSV amplicon derived
from strain 17; or an adenoviral (Ad) vector. The percent virus
survival denotes the percentage of lacZ-expressing Vero
cells, as enumerated 16 h after infection, compared to control
dishes. Controls consisted of virus preincubated with HBSS for the same
times before addition onto plates. The bars represent the average from
triplicate dishes, and error bars represent the standard error of the
mean.
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Purified rat complement inhibits HSV vector infection of
cells.
As further proof of complement's ability to inactivate
hrR3, the virus was incubated with purified rat complement
in serum-free medium and then added into cells in culture. Figure
4 shows that rat complement in serum-free
medium partially inactivated the virus, from 2.25 × 106 to 1.52 × 106 PFU/ml (a reduction in
titer of 33%, 1.5-fold, or 0.17 log10). Heat-inactivated
plasma from athymic rats (diluted 1:4) also partially inactivated the
virus, from 2.25 × 106 to 9.3 × 105
PFU/ml (a reduction in titer of 54%, 2.2-fold, or 0.35 log10). Re-addition of complement to the heat-inactivated
plasma reduced virus titers from 2.25 × 106 to
9.1 × 104 PFU/ml (a reduction in titer of 96%,
25-fold, or 1.4 log10). These findings thus indicated that
supplementation of heat-inactivated athymic rat plasma with purified
rat complement could lead to a fairly effective barrier to
hrR3 infection of cells.

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FIG. 4.
Rat complement inactivates oncolytic HSV. The
hrR3 mutant virus was preincubated with HBSS, purified rat
complement (C; 1 mg/ml in HBSS), heat-inactivated rat plasma (HI;
diluted 1:4), or rat complement re-added to heat-inactivated plasma
(C + HI) for 1.5 h before adding it onto Vero cells in
culture. The percent virus survival denotes the percentage of
lacZ-expressing Vero cells (as enumerated 16 h after
infection) compared to control dishes. Controls consisted of virus
preincubated with HBSS for the same times before addition onto plates.
In pilot experiments, virus preincubation with HBSS or with HBSS-bovine
serum albumin (10 mg/ml) did not result in significant differences
(data not shown). The bars represent the average from duplicate dishes,
and the error bars represent the standard error of the mean.
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CVF facilitates the transduction of multiple intracerebral tumors
by the intravascular virus.
To show that CVF pretreatment depleted
complement activity in rodents, blood was collected from animals,
injected with 60 and 20 U of CVF per kg on two successive days. These
dosages, this schedule, and the time of plasma harvesting were
identical to the ones employed for the previous experiments and for
subsequent experiments and did not result in clinical evidence of toxic
side effects. Complement's hemolytic activity in these animals was significantly reduced compared to controls (Table 1). These findings thus indicated that CVF effectively eliminated complement function in animals.
In previous studies, we and others had shown that the combination of
intra-arterial
hrR3 and disruptors of the BBB or BTB,
such
as mannitol, bradykin, or RMP7, would lead to infection of
a
single syngeneic or xenogeneic tumor established in rodent brains
(
6,
56,
59). However, the number of positively transduced
tumors was relatively low. The results described so far in this
study
indicated that animal pretreatment with CVF might increase
the survival
of
hrR3 in rodent plasma and thus facilitate the
transduction of an intracerebral tumor. In order to show the
therapeutic
power of this approach, we employed an animal model in
which three
separate and distinct tumor masses were established in the
animal's
brain. Athymic rats harboring three large and separate glioma
tumors were thus pretreated with CVF (or saline) the day before
and the
day of intra-arterial injection with
hrR3 (or mock
injection)
plus RMP7 (or vehicle). The anatomic extent of
lacZ gene delivery
within the three separate neoplasms was
then measured 2 days later.
Table
2 shows
that complement depletion by CVF treatment of animals
facilitated the
transduction of three separate intracerebral tumors
by intra-arterial
hrR3. These findings thus confirmed that CVF
pretreatment of
rodents led to an increase in the number of positively
transduced
intracerebral tumors, probably through its depletion
of complement.
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TABLE 2.
Summary of lacZ cDNA transduction in each of
three distinct intracerebral tumors at 2 days after the intravascular
administration of hrR3 in the presence (+) or absence
( ) of CVF and RMP7
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CPA enhances the action of CVF.
The previous results showed
that there was a significant increase in the number of transduced
tumors 2 days after treatment with CVF and hrR3 (Table 2).
However, when tumors were assayed for lacZ cDNA expression 4 days later, no further increases in the number of tumors nor increases
in the area of intraneoplastic plaques (a marker of viral
propagation) were observed (Table 3 and
Fig. 5). We had
previously shown that neutralizing (elicited) humoral responses could
inhibit the propagation of hrR3 within transduced
brain neoplasms; CPA pretreatment of rats partially suppressed
these responses, permitting efficient and reliable oncolytic effects
against multiple tumors by an intra-arterially administered virus
(35). We thus sought to demonstrate if CVF and CPA would act
in concert to anatomically increase the volume of tumor infected by the
virus. For this experiment, CPA had to be administered 2 days after
injection of hrR3 and CVF because same-day administration
produced significant animal mortality. This time of CPA administration
was different than that previously reported (36), when CPA
was administered the same day as virus and not 2 days later, as in the
present study. This regimen did result in a significant increase in the
percent infection of the three intracerebral tumors by hrR3
in animals exposed to CVF followed 2 days later by CPA (Table 3). These
results suggested a mechanism wherein the primary effect of CVF was to
initially deplete complement, enhancing the initial infection of tumor
cells by intravascular virus, while one of the actions of CPA was to
inhibit both innate and elicited neutralizing humoral antiviral
responses. This may have allowed for further viral propagation into the
neoplasm.
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|
TABLE 3.
Summary of lacZ cDNA transduction in each of
three distinct intracerebral tumors at 4 days after the intravascular
administration of hrR3 in the presence (+) or absence
( ) of CVF and CPAa
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|



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FIG. 5.
Histologic sections of brains with three
neoplasms at 2 (A), 4 (B), and 8 (C) days after intravascular treatment
with hrR3 in the presence or absence of CVF and CPA. Human
U87dEGFR glioma cells were implanted into three separate intracerebral
locations (right and left frontal lobes and right thalamus). Animals
were treated with CVF (60 U/kg) or saline 6 days later and with
another dose of CVF (20 U/kg) or saline 7 days later. At this time
point, animals were treated with intravascular
hrR3 and RMP7. Some animals also received an intraperitoneal
injection of CPA (100 mg/kg) 2 days after intravascular treatment with
hrR3. Animals were sacrificed 2, 4, and 8 days after virus
administration, and their brains were harvested, sectioned, and stained
for lacZ cDNA expression. The anatomic extent of tumor
transduction was measured for each of the three neoplasms and
tabulated in Table 3. Photomicrographs of sections showing brains with
tumors stained for lacZ cDNA expression reveal transgene
expression in a "plaque"-like configuration within tumors from CVF
treated-animals at 2 days after administration of hrR3
(arrow in panel A). Four days later, the anatomic area of the
lacZ-expressing plaques has not increased in the CVF-treated
animals. However, the addition of CPA results in a significant
augmentation of lacZ-expressing cells within the tumors
(arrows in panel B). By 8 days, the oncolytic action of the virus has
resulted in tumor involution (arrows in panel C). Bars, 4 mm.
|
|
Histologic analyses of brains harvested from treated animals provided
some evidence for this mechanism. Figure
5 shows that
CVF-treated
animals harbored small
lacZ-positive "plaques"
within
tumors 2 and 4 days after intra-arterial administration of
hrR3,
while control animals did not. Addition of CPA to the
CVF treatment
caused a significant increase in the size of
lacZ-positive plaques
that now appear to occupy the majority
of each tumor. In fact,
by day 8, involution and disappearance of
tumors has occurred.
These results thus show the facilitating action of
CVF in providing
for initial transduction, while CPA seemed to allow
for subsequent
propagation of the oncolytic virus within a neoplastic
mass.
Survival analysis.
We then sought to characterize the
anticancer effect of intra-arterial hrR3 after depletion of
complement by CVF and inhibition of elicited and innate humoral
responses by CPA. Figure 6 shows that the
combination of intra-arterial hrR3, CVF, and CPA
significantly increased the survival of athymic rats harboring three
separate intracerebral human glioma xenografts compared to other
treatments. Addition of RMP7 to this regimen increased this effect
further, but not in a statistically significant fashion. These results thus suggested that strategies aimed at partially suppressing innate
(complement) and elicited (neutralizing immunoglobulin) antiviral
responses can significantly increase the oncolytic efficacy of an
intravascular viral vector against multiple brain tumors.

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FIG. 6.
Kaplan-Meier survival analyses of athymic rats harboring
three separate human glioma xenografts. (A) Survival of rats injected
with hrR3. (B) Survival of rats mock injected. Ten animals
were treated in each group. Arrows indicate the time point of
catheterization. In the hrR3-treated group, the differences
in survival between animals treated with CVF+CPA versus CVF alone or
CPA alone were both statistically significant (P < 0.001, Wilcoxon signed rank test). The addition of RMP7 to the
hrR3+CVF+CPA treatment produced a slight increase in
survival but was not statistically significant (P = 0.2). All treatments with hrR3 were significant
compared to treatments without virus (P < 0.001).
|
|
Toxicity results.
Although intra-arterial delivery can provide
a route to target multiple tumor masses within an organ and
inactivation of complement and humoral responses provided evidence of
efficacy, it was important to determine if systemic infection with a
replicating virus occurred in animals. There was no evidence of
reporter transgene expression or viral antigen expression in the
livers, lungs, spleens, kidneys, or brains of treated animals 4 days
after intra-arterial administration of hrR3 (data not
shown). PCR analysis revealed hrR3 viral genomes only in the
brain tumor but not in contralateral brain, lung, liver, spleen, or
kidney. However, when these PCR products were analyzed by Southern
blotting, the presence of hrR3 genomes was evident in all
organs (Fig. 7). This result thus showed
that hrR3 genomes had established within the cells of these
organs, although there was no evidence of active viral gene expression
and replication within them.

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FIG. 7.
Analysis of viral genomes in athymic rat tissues after
intra-arterial administration of hrR3 in the presence of CVF
and CPA. Genomic DNA was prepared from tissues of brain tumor (lane 2),
brain surrounding the tumor (lane 3), lungs (lane 4), livers (lane 5),
spleens (lane 6), and kidneys (lane 7) from athymic rats and was then
analyzed by PCR using primers specific for hrR3. Lane 1 represents a positive control consisting of plasmid DNA containing the
expected ICP6::lacZ cDNA sequence. The 5' primer hybridizes
to the 5' region of the HSV ICP6 genome, and the 3' primer hybridizes
to the 5' region of the inserted lacZ cDNA. After agarose
gel electrophoresis and ethidium bromide staining (shown in the panel
on the left), Southern analysis of the PCR products was performed using
a lacZ cDNA probe that should hybridize to the amplified PCR
fragments. The size of the PCR product is approximately 1,000 bp.
|
|
 |
DISCUSSION |
The primary objective of this report was to study the interaction
of complement with virus vectors exposed to plasma. Delivery of such
vectors through the vasculature may potentially target multiple and
distinct tumor foci within an organ such as the brain. Because current
gene- and virus-based therapies are commonly administered as
intratumoral injections, they will necessarily remain limited to a
local antitumor effect unless they elicit systemic anticancer immunity.
Findings presented here demonstrate that (i) factors present in rat
plasma are powerful inhibitors of viral vector infection of cells, (ii)
one of the components in plasma responsible for this activity is
complement, (iii) in vivo depletion of complement facilitates infection
by an intra-arterial HSV of tumor cells located within three separate
intracerebral neoplasms, and (iv) this depletion is not sufficient to
allow for increased propagation of virus within tumors and additional
treatment with CPA is needed to achieve anatomically extensive
infection and propagation of oncolytic virus within tumors. These
findings are relevant to our understanding of the interaction between
oncolytic virus and the innate and elicited humoral immune response and
how this interaction governs the process of viral infection of tumors
and the subsequent propagation of progeny virions within the neoplastic mass.
In rats, pharmacologic or physical depletion of complement almost
completely reversed plasma's inactivation of adenovirus and partially
reversed the inactivation of HSV. However, complement is not the only
innate anti-HSV factor in rat plasma. In fact, antibody-mediated
depletion or neutralization of preimmune plasma IgM from athymic rats
also led to a partial reversal of antiviral activity (35).
The relevance of these findings in humans is under investigation, and
additional studies in other species (such as mice) are needed to
determine if the effects of complement on HSV vectors limit tumor
transduction. However, even if the identity of innate anti-HSV factors
was found to be different in humans, understanding the principles
governing viral infection of and propagation within brain tumors in the
animal model (athymic rat) would provide a significant benefit to the
use of this method in the human setting.
We were initially surprised to find that undiluted rat plasma was able
to completely inactivate hrR3. Previous reports have shown
that the titer of a clinical isolate of HSV-1 (strain NS) was inhibited
by normal human serum by only 0.3 log10 (twofold or 50%)
(27). The infectivity of another virus strain (MP) was inhibited by normal human serum, diluted 1:3, by 35% (53).
As stated by Friedman and colleagues: "Strain differences may be attributable to the ability of virus to activate complement or to the
effectiveness of gC in modifying complement activation once it
occurs" (27). These strain variations may thus explain the
difference between complement effects against NS compared to the more
pronounced effects against the three different laboratory strains
(hrR3 [KOS], MGH1 [F], and amplicon [17+])
used in our work. Furthermore, there appear to be also species-specific differences, and HSV may not be able to evade rodent's complement as
well as human's complement. Our results also indicate that very large
differences may exist in HSV's ability to evade complement of
immunocompetent versus athymic rodents.
Quantitatively, assuming that a rat's blood volume is approximately 20 ml and that we have saturated antiviral activity, then our assay says
that at a dilution of plasma which abrogates antiviral activity (1:8),
approximately 2 × 104 PFU of hrR3 are
eliminated by 100 µl of plasma. Therefore, 20 ml of undiluted plasma
might be expected to eliminate approximately 3.2 × 107 PFU of hrR3 if given as a single bolus. The
observed inability of an intra-arterial bolus of 109 PFU of
hrR3 to efficiently infect a brain neoplasm (35)
still makes quantitative sense, taking into account that (i) over a 24-h time period circulating and/or infecting virus will be exposed to
much higher volumes of plasma; (ii) physical barriers (such as the BBB
and BTB and the splenic and hepatic trapping of circulating substances)
will limit viral penetration into the tissue and organ; and (iii)
innate antiviral responses, mediated by NK cells, neutrophils, and
macrophages will also inactivate the virus. A threshold or "innate"
barrier seems to exist to oncolytic virus infection of tumors, and one
would predict that circumvention of this barrier requires either
depleting one or more of its components or increasing the dose of
injected virus. In fact, published and currently presented experimental
evidence agree with this model. Evidence given here and previously
(35) shows that the innate barrier can be lowered. Conversely, when higher doses of hrR3 (1010
instead of 109 PFU) were delivered intravascularly, an
increase in anticancer efficacy was also observed.
In our studies, CVF increased the number of initially infected tumors
and tumor cells 2 days after intravascular administration of oncolytic
virus. However, 4 days later, there was no increase (and, in fact, by
comparing the results in Table 2 versus those in Table 3, there was
even a decrease) in the area of tumor transduction and in the size of
the viral "plaques" within the tumors (compare the CVF-treated
brains of Fig. 5A with those of Fig. 5B). This suggests that depletion
of complement was sufficient to allow for the initial infection of
tumor cells but was not sufficient to allow for subsequent rounds of
viral propagation. In contrast, CPA does appear to possess two modes of
action in this context: (i) although it does not deplete complement
levels, it does inhibit complement antiviral function through the
classical activation cascade; and (ii) at later time points (4 days),
it inhibits the rise in neutralizing antibody titers (35).
Based on these findings, we thus propose a model in which initial
infection of brain tumors by intravascular virus limited by complement
(and other blood components) can be circumvented by either depleting it
with CVF or by inhibiting its function (with CPA). However, further
propagation of virus from initially infected tumor cells becomes
limited by the formation of neutralizing antibodies, a process that is
abrogated by CPA (35). It should be noted that in the
previous study (35) CPA was administered the same day as the
virus. However, we could not administer CPA and CVF on the same day for
the experiments described here because of animal toxicity. While CPA
administration 2 days after CVF was not toxic, the effects of CPA alone
at this later time point were not as significant in terms of tumor
infection as those reported previously (35).
While the approach described here provide evidence of efficacy, as
shown by the significant prolongation in the survival of animals
harboring three intracerebral neoplasms, questions related to its
safety do arise. In athymic rodents, we did not find evidence of
oncolytic HSV replication in tissues other than the glioma, as
evidenced by the lack of reporter transgene or HSV antigen expression.
However, we did find viral genomes in cells from these organs, showing
that infection of these tissues did occur. Since we are employing
rodents for these studies, whose cells are notoriously impervious to
HSV infection and replication, the definition of toxicity in rodents is
not very reliable. Intravascular administration of a suitable oncolytic
HSV in primate models of HSV toxicity will provide a more reliable
measure of safety (34). Another issue relates to the safety
of CVF, which specifically depletes the C3 component of complement
(18). CVF is commonly and successfully used in animal models
of xenotransplantation in order to avert the hyperacute rejection
reaction caused by natural antibodies and complement (46,
69). In this regard, pharmacologic and monoclonal humoral
anticomplement compounds are being developed and tested in clinical
trials in humans to circumvent hyperacute immune rejection of xeno- and
allotransplants (13, 14, 26, 41, 44, 54, 65, 66). The
results given in present study tend to argue that intravascular,
oncolytic HSV treatment of tumors will also be limited by a similar
hyperacute rejection of the virus vector and of the initially infected
tumor cells. Further clinical development of this approach may require
the use of pharmacologic or monoclonal humoral methods to avert the
innate immune response after appropriate safety testing in primate models.
The lytic ability of HSV is being harnessed as a novel cancer therapy.
The primary issues that will affect the use of this virus as a
clinically relevant anticancer agent are safety and efficacy. (i)
Safety directly depends on the replication selectivity of the mutant
virus. Several strategies exist to render HSV replication selective for
tumor cells. Viral genes, needed for viral replication in postmitotic
cells, can be deleted or mutated. Such genes encode enzymes that
regulate nucleic acid metabolism in infected cells to allow for viral
DNA synthesis (12, 52, 57). Another approach consists of
deleting viral genes responsible for regulating viral progeny
production, usually by modulation of the infected cell's apoptotic
response (15, 37, 51). A third approach consists of using
tumor-specific promoters to regulate the expression of essential viral
genes (17). A fourth approach consists of altering the
receptor specificity of HSV glycoproteins toward tumor
rather than normal tissue (45). It is likely that a
combination of these approaches may ultimately generate a series of
oncolytic HSV that are extremely selective in their targeting of tumor
cells. (ii) Efficacy depends on the ability of the virus to efficiently infect tumor cells and propagate within infected neoplastic masses. The
results presented here and in an earlier publication (35) suggest that the mechanism of CPA action is not only as a direct antitumor agent but also as a facilitator of virus survival and propagation within infected tumors. The efficacy of an oncolytic HSV
can also be augmented through its ability to deliver additional anticancer functions in infected cells. For instance, gene that encodes
prodrug-activating enzymes can be engineered into the viral genome to
combine a viral oncolytic and a chemotherapy-sensitizing effect
(11, 12). We have recently shown that an oncolytic HSV can
be used to deliver the CPA-susceptibility transgene, CYP2B1, thus
producing an enhanced anticancer effect (16). These
anticancer effects can be further enhanced by the addition of
prodrug-activating genes that will pharmacologically synergize with
CPA-CYP2B1 gene therapy (1). The ability to infect,
transduce, and lyse multiple tumors within an organ such as the brain
provides a first step towards rendering gene- or virus-based therapies
useful applications for illnesses that are not currently treatable.
Further elucidation of the mechanisms of viral passage from the
vascular spaces into the tumor and of the effects of the early immune
responses against the virus and virus-infected cells can provide
refinement in this therapeutic strategy. If limited and transient
manipulation of these innate and early humoral responses without
alterations of more prolonged cellular responses provides an effective
anticancer effect, it is possible that toxicity from a prolonged viral
infection in tumors may be avoided.
 |
ACKNOWLEDGMENTS |
This work was supported by an NIH-NCI research grant (CA 69246).
We also acknowledge the Berkowitz-Knott Fund for Brain Tumor Research
at the Massachusetts General Hospital.
We thank R. Bartus (Alkermes, Inc.) for providing RMP7 (Cereport).
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Molecular
Neuro-Oncology Laboratories, Massachusetts General Hospital-East
Bldg., CNY6, 13th St., Charlestown, MA 02129. Phone: (617) 726-4684. Fax: (617) 726-5079. E-mail:
Chiocca{at}helix.mgh.harvard.edu.
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