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Journal of Virology, September 1999, p. 7376-7380, Vol. 73, No. 9
Division of Hematology, Department of
Medicine, University of Washington, Seattle, Washington 98195-7720
Received 13 April 1999/Accepted 11 June 1999
The gene targeting techniques used to modify chromosomes in mouse
embryonic stem cells have had limited success with many other cell
types, especially normal primary cells with restricted growth capacity
outside the organism. This is due in large part to the technical
problems and/or inefficiency of conventional DNA transfer methods, as
well as the low rates of homologous recombination obtained in
unselected cell populations. We recently described an alternative
approach in which adeno-associated virus (AAV) vectors were used to
modify homologous chromosomal sequences, and targeting rates close to
1% were observed at the single copy hypoxanthine phosphoribosyl
transferase (HPRT) locus in normal human cells (D. W. Russell and
R. K. Hirata, Nat. Genet. 18:325-330, 1998). Here we report
experiments in which we used a retroviral shuttle vector system to
introduce and characterize target loci in human chromosomes, and
demonstrate that AAV vectors can correct several types of mutations
with high fidelity, independent of chromosomal position. The gene
targeting rates varied depending on the type of mutation being
corrected, implicating cellular mismatch recognition functions in the
reaction. Since AAV vectors can efficiently deliver DNA to many cell
types both in vivo and ex vivo, our results suggest that AAV-mediated
gene targeting will have wide applicability, including therapeutic gene correction.
Adeno-associated virus (AAV) is a
single-stranded, linear DNA virus with a 4.7-kb genome consisting of
the viral rep and cap genes flanked by inverted
terminal repeat (TR) sequences. AAV vectors containing foreign DNA
between the viral TRs can be packaged by rep and
cap gene products supplied in trans
(10). They can transduce many cell types both by random
chromosomal integration (13, 20) and transient gene
expression from episomal vector genomes (1). In our previous
study, we showed that AAV vectors can also transduce cells by
introducing either a 4-bp insertion or a 14-bp deletion mutation at
homologous chromosomal loci (12). The gene targeting rates
obtained by AAV vectors in normal, unselected human cells
(>10 The scientific and therapeutic potential of AAV-mediated gene targeting
has not been established yet and will depend in large part on the types
of genetic modifications that can be introduced, the accessibility of
different chromosomal sites for targeting, and the fidelity of the
reaction. A fundamental remaining issue is the structure of targeted
loci, including the ends of homology between the target gene and vector
genome, since other targeting methods can lead to alterations at these
locations (4, 5, 16), and this was not studied in previous
AAV experiments. To address these issues, we developed a retroviral
shuttle vector system for the introduction and correction of target
genes containing a variety of mutations at multiple chromosomal
positions. This system allowed us to compare the average
correction rates of different mutations located throughout the
human genome and to completely determine the structure of the targeted
loci at the DNA sequence level.
Vectors.
The plasmid pLHSNO contains the following sequences
in this order (with GenBank accession numbers and nucleotides): pLXSHD retroviral vector backbone (M64753, 1 to 1648); hph gene
(K01193, 190 to 1250); simian virus 40 (SV40) early and Tn5
promoters and neo gene (U02434, 3490 to 1929); p15A origin
(X06403, 597 to 1409); and pLXSHD backbone (M64753, 3370 to 6374). The
various mutations shown in Fig.
1c
were introduced into pLHSNO by standard techniques (8, 14)
and confirmed by DNA sequencing. Retroviral vectors were produced by
calcium phosphate transfection of PG13 packaging cells (9)
with pLHSNO and its derivatives, collection of conditioned medium 2 days later, and passage through 0.45-µm-pore-size filters. AAV-SNO648
vector stocks (AAV-2 serotype) were prepared as previously described
(12), and their particle numbers were based on the amount of
full-length, single-stranded vector DNA detected by alkaline Southern
analysis (7).
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
High-Fidelity Correction of Mutations at Multiple Chromosomal
Positions by Adeno-Associated Virus Vectors

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ABSTRACT
Top
Abstract
Introduction
Materials and Methods
Results and Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials and Methods
Results and Discussion
References
3) were 3 to 5 logs higher than those obtained by
conventional targeting methods (2, 17, 19), perhaps due to
the efficient nuclear delivery or single-stranded nature of the vector
genome (12).
![]()
MATERIALS AND METHODS
Top
Abstract
Introduction
Materials and Methods
Results and Discussion
References

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FIG. 1.
Gene correction of retroviral vector target loci. (a)
Map of integrated proviral target sites based on LHSNO retroviral
vector. The positions of sequencing primers, Southern analysis probes,
and KpnI (K) and EcoRI (E) restriction sites are
shown. bpX indicates the presence of the neo mutations shown
in panel c. (b) Map of AAV-SNO648 targeting vector (12)
containing the bp648 neo mutation. The locations of AAV
terminal repeats (TR), SV40 (PSV40) and Tn5
(PE.coli) promoters, transcriptional start sites (arrows),
hph and neo genes, p15A plasmid replication
origin, polyadenylation site (pA), and retrovirus LTRs (LTR) are shown
in panels a and b. (c) Sequences of the wild-type (wt) neo
gene present in retroviral vector LHSNO and the different
neo mutations present in LHSNO-derived proviral target
sites. Mutation names are based on the nucleotide position within the
792-bp neo coding sequence. A SalI restriction
site is indicated (underlined bases). (d) Correction rates of the
indicated neo mutations in HT-1080 cells containing
LHSNO-derived target loci, infected with the AAV-SNO648 vector at an
MOI of 104 (solid columns; bars indicate standard errors;
n = 3) or 105 (hatched columns;
n = 1) vector particles/cell, then plated in the
presence or absence of G418. The fraction G418-resistant is the number
of G418-resistant colonies/the total number of (unselected) colonies
(see Materials and Methods). No G418-resistant colonies were obtained
with cells containing the bp648 neo mutation at an MOI of
104 (open column). The reversion rates of all the
polyclonal populations were <2 × 10
7, except for
those containing the bp229TGG mutation, which had a reversion rate of
2.6 × 10
6 (still below the correction rate).
Cell culture and transduction. PG13 cells (9), HT-1080 cells (11), and MHF2 normal human fibroblasts (12) were propagated in Dulbecco's modified Eagle's medium supplemented with heat-inactivated 10% fetal bovine serum at 37°C. Proviral target sites were introduced into HT-1080 and MHF2 cells (6 × 105 to 8 × 105 cells in 6-cm-diameter dishes) by the addition of LHSNO and LHSNO-derived retroviral vector stocks, followed by selection in hygromycin B (0.2 mg/ml; Calbiochem) for 6 to 9 days. The polyclonal, transduced populations were all derived from >104 independent transduction events, as determined by plating dilutions of the transduced cells in selective medium.
To measure neo gene correction rates (Fig. 1d), HT-1080-derived cells were seeded on day 1 (for a multiplicity of infection [MOI] of 104, 8 × 104 cells/well in 12-well plates [n = 1] or 5 × 104 cells/well in 24-well plates [n = 2]; for an MOI of 105, 5 × 103 cells/well in 96-well plates), infected with AAV-SNO648 vector on day 2 (MOIs assume one population doubling), and then treated with trypsin and plated at different dilutions on day 3. On day 4, G418 was added to the medium (0.7 mg of active compound/ml), except for those dishes used to calculate the total number of unselected CFU. These cells were cultured for 10 to 12 days with media changes every 3 to 4 days until all cells in G418-containing control cultures that did not receive vector were dead. Correction rates were calculated as the number of G418-resistant CFU in the infected culture divided by the total number of CFU. Exposure to vector was not cytotoxic, since plating efficiencies (total CFU/plated cell number) were approximately 70% with or without AAV vector infection. Reversion rates were measured by plating ~107 uninfected cells from each clone in G418. Gene correction in MHF2 cells containing LHSNO39 target loci was measured in a similar way (plated at 5 × 103 cells/well in 96-well plates 1 day before infection; MOI, 105), except the cells from each well were transferred to a 6-cm-diameter dish on day 3 and cultured together until day 10 to improve phenotypic expression of the neo gene, dilutions were plated on day 11, and G418 selection (0.7 mg of active compound/ml) began on day 12. The neo reversion rate in these cells was <1.3 × 10
7. Independent, corrected
MHF2-LHSNO39 clones targeted by AAV-SNO648 were obtained by plating
104 cells/well in 10 separate 48-well plates on day 1, infecting with AAV-SNO648 (MOI, 5 × 104) on day 2, splitting into multiple 12-well plates (24 wells per original 48 wells)
on day 3 to ensure clonality, and selecting with G418 on day 10. After
10 to 12 additional days, the wells containing G418-resistant colonies
were identified and expanded for DNA isolation. Assuming 100% plating
efficiency, the gene correction rate for this experiment was (2.2 ± 0.7) × 10
4 (G418-resistant colonies per original
48-well culture/total cells per 48-well culture; n = 10). Pools of MHF2-LHSNO39 cells corrected with AAV-SNO648 were
obtained the same way except all the cells were plated into one
10-cm-diameter dish on day 11 and expanded to confluence in the
presence of G418.
DNA analysis.
Genomic DNA was isolated and analyzed by
Southern blots as previously described (14). Integrated
retrovirus target loci were rescued by digestion of genomic DNA with
EcoRI, circularization with T4 ligase, transfer to
Escherichia coli XL1Blue MRF' (Stratagene), and selection
for kanamycin resistance as previously described (13). Three
to eight plasmids recovered from each clone were analyzed by
restriction digests. Some plasmids (6 of 64) contained an additional
EcoRI fragment derived from ligation of unrelated chromosomal DNA. Sequencing was performed with an ABI Prism BigDye terminator cycle sequencing kit (Perkin-Elmer) and an ABI Prism 377 DNA
sequencer. Primers used for sequencing were as follows: 9804A
(5'-dGGGCGGGACTATGGTTGC-3') for 5' homology ends; 9606D (5'-dTTCCTTGCCGCAGCGGTGC-3') for the neo gene;
9804B (5'-dTGCGCTCCTCCAAGCCAG-3') for the 3' homology ends;
and 9805A (5'-dGCGCCAGTCTTCCGATAG-3') for the 3' long
terminal repeat (LTR) chromosomal junction. Unambiguous sequences were
obtained from each plasmid from bp
22 to +663 of the neo
coding sequence, from 350 bp upstream to 185 bp downstream of the 5'
homology end, from 95 bp upstream to 450 bp downstream of the 3'
homology end, and from
80 bp to at least 300 bp beyond the 3' LTR
chromosomal junction.
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RESULTS AND DISCUSSION |
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The retroviral vector LHSNO (Fig. 1a) contains a hygromycin-B phosphotransferase gene (hph) under the control of the Moloney leukemia virus (MLV) LTR promoter, a neo gene controlled by both the SV40 early and bacterial Tn5 promoters, and a p15A plasmid replication origin. Several mutations, including insertions, deletions, and base substitutions, were introduced into the neo gene of LHSNO to serve as targets for gene correction, each of which disrupted neo gene function (Fig. 1c). Cells transduced by these retroviral vectors can be selected for by growth in hygromycin, and then the mutant neo genes in the integrated vector proviruses can be corrected by gene targeting with AAV vectors and scored by selection in G418. The AAV-SNO648 vector used for gene correction contains 2,376 bp of sequence homology to the target loci, with a 3-nucleotide insertion at position 648 of the neo coding sequence that disrupts gene function (Fig. 1b) (12). Inclusion of the p15A replication origin in the target loci allowed us to recover corrected proviruses as bacterial plasmids for sequence analysis (13).
Polyclonal populations of HT-1080 human fibrosarcoma cells were
prepared by transduction with LHSNO-derived retroviral vectors containing different neo mutations and selection in
hygromycin. Each population contained >104 independent
transduction events, with proviral target sites presumably integrated
at different chromosomal locations. These transduced HT-1080 cell
populations were infected with the AAV-SNO648 targeting vector, plated
at different dilutions, and then cultured in the presence or absence of
G418 (Fig. 1d). At an MOI of 104 AAV vector particles/cell,
all the neo target site mutations could be corrected except
bp648 (which was expected, as this is the same mutation present in the
AAV targeting vector). Correction rates of the bp39 and bp229TGA
mutations increased about 10-fold at the higher MOI of 105
(to 1.4 × 10
3 in the case of bp39). These
correction rates were similar to those observed in HeLa cells
containing three integrated neo genes with the bp39 mutation
(12), and in both cases, targeting rates increased at higher
MOIs. The values shown may underestimate the true targeting rates,
since cotransfer of the bp648 mutation in the AAV vector would not
produce G418 resistance, and only 85% of the target sites contained a
potentially correctable neo gene, based on the fraction of
G418-resistant cells present in hygromycin-resistant populations
transduced with the parental LHSNO vector (wild-type neo
gene). Similar experiments were performed with a polyclonal population
of MHF2 normal, male human fibroblasts containing the bp39 mutation,
which had a neo gene correction rate of 7.6 × 10
4 at an MOI of 105 AAV-SNO648
particles/cell (see Materials and Methods). This frequency was
remarkably close to that obtained with HT-1080 cells (1.4 × 10
3) despite the use of different cell lines with
distinct sets of target loci.
The corrected mutations included 1-, 8-, and 14-bp insertions, a 1-bp deletion, three single nucleotide substitutions, and a double nucleotide substitution, which were located at distances of 117 bp (bp531) to 609 bp (bp39) from the bp648 mutation in the AAV targeting vector. Although shorter intermutation distance appeared to decrease correction rates (compare the bp39 and bp531 mutations, both of which were 14-bp insertions), the type of modification being introduced produced more significant effects, with the bp229+1 correction rate being about a log lower than those of other mutations located at the same site. Although more experiments will be required to define the mechanism of gene correction, these findings suggest that mismatch repair enzymes may be involved, since they could recognize specific mutations during heteroduplex formation.
To analyze the structure of targeted loci, 88 independent
G418-resistant MHF2 fibroblast clones were generated by neo
gene correction of chromosomal LHSNO39 target sites with AAV-SNO648 (MOI, 50,000; neo correction rate of 2.2 × 10
4; see Materials and Methods). Ten of these clones
could be expanded to confluence in 6-cm-diameter dishes without
undergoing senescence, and these were used to isolate genomic DNA. The
proviral target sites in G418-resistant MHF2 clones and control DNA
from parental, polyclonal, MHF2 cells containing uncorrected LHSNO39
targets (M39) were analyzed by Southern blots (the limited amount of
DNA recovered from clone 1 was inadequate for Southern analysis). Digestion with KpnI was used to cut the proviral LTRs and
demonstrate the presence of a neo-hybridizing target locus
fragment of the expected 5.1-kb size in each sample, as well as
additional fragments in clones 3 and 10 (Fig.
2a). Based on the lack of hybridization to retroviral LTR sequences (Fig. 2b), the extra fragment in clone 3 represents a randomly integrated AAV-SNO648 vector genome, which we
also observed previously in some targeted cells (12). The extra fragment in clone 10 hybridized to LTR sequences, and further analysis showed this to be a rearranged retroviral vector provirus (see
below). Each clone also contained LTR-hybridizing chromosomal junction
fragments of variable sizes, as expected from random integration of the
retroviral vector targets (Fig. 2b). Clones 4, 9, and 10 contained two
junction fragments, consistent with the presence of two independent
target loci. Additional fragments were not observed in the parental M39
cells, due to the polyclonal nature of the cell population. Corrected
neo genes were identified by KpnI and
SalI double digestion and probing with internal
neo sequences (Fig. 2c), since the bp39 mutation contains a
SalI site (Fig. 1b). Clones 2 through 9 all contained
SalI-resistant, 5.1-kb target loci, demonstrating removal of
the bp-39 mutation. Although this fragment was missing in clone 10, further analysis showed that the corrected neo gene was
present in the doublet at 2.9 kb (see below). The 2.1- and 2.9-kb
fragments in clones 4, 9, and 10 (and parental M39 cells) are the
expected sizes of uncorrected, SalI-sensitive second target
loci. Taken together, these results show that eight of nine
G418-resistant fibroblast clones contained a single corrected target
locus with no major rearrangements. In the three clones with two target
loci, only one locus underwent gene correction.
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The corrected neo genes and flanking chromosomal DNA from
G418-resistant MHF2 fibroblast clones 1 to 10 were recovered as bacterial plasmids for sequence analysis. Genomic DNAs were digested with EcoRI (which cuts once in the target locus; Fig. 1a),
circularized with DNA ligase, and transferred to E. coli as
plasmids conferring kanamycin resistance. The plasmids recovered from
each fibroblast clone contained a common EcoRI fragment
(Fig. 2e; Table 1), and genomic Southern
analysis of those clones for which there was enough remaining DNA
demonstrated a corresponding EcoRI fragment of the
appropriate size (Fig. 2d; Table 1). Clones 3, 4, and 10 also had
unrescued fragments based on the presence of either a randomly
integrated AAV-SNO648 genome (clone 3) or additional uncorrected target
loci (clones 4 and 10). The smear observed in M39 genomic DNA is due to
the polyclonal nature of the parental cell population (Fig. 2d).
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The recovered plasmids from the 10 fibroblast clones described above, as well as two plasmids recovered from pooled cultures of corrected, G418-resistant fibroblasts were used as templates for DNA sequencing (Table 1). The neo genes from all plasmids had the wild-type sequence, demonstrating correction of the bp39 mutation without secondary mutations. The regions at the end of homology between the AAV targeting vector and the retroviral target loci were also sequenced. All 12 plasmids had wild-type sequence identical to the target locus at the 3' ends of homology. Eleven of 12 plasmids also had wild-type sequence at the 5' ends of homology. Clone 10 contained a 15- to 18-bp insertion of contiguous, nonhomologous AAV-SNO648 sequence at the 5' homology end, followed by an inverted LTR-derived sequence from a different proviral integration site (Fig. 3). This suggests that the rearranged homology end in clone 10 involved a recombination event between two retroviral elements, which may have contributed to the incorporation of nonhomologous AAV vector DNA. Taken together, these results show that gene targeting by AAV vectors is a high-fidelity reaction, with 11 of 12 targeted loci having incorporated the intended modification without other mutations or rearrangements. Although these experiments cannot allow us to rule out a selection bias against secondary mutations that disrupt neo function, our previous analysis of HPRT gene targeting in normal human fibroblasts demonstrated that the region surrounding the introduced modification lacks secondary mutations even in the absence of a selection bias (12).
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We also sequenced the human chromosomal DNA flanking the proviral target loci in the recovered plasmids (Table 1). Each flanking sequence was different and consisted of 3' LTR sequences fused to human DNA in a typical MLV integration pattern (3). For controls, 10 distinct plasmids containing untargeted loci were recovered by using the same methods from the genomic DNA of MHF2 fibroblasts transduced with the LHSNO retroviral vector, which has a functional neo gene. When compared for G+C content, CpG dinucleotide frequency, or the presence of repeated sequences, no significant differences between the flanking human sequences of corrected loci and untargeted control loci were noted (data not shown). Thus, we conclude that AAV-mediated gene targeting occurs at multiple chromosomal positions, without apparent selection for a subset of target sites. Although retroviral integration may preferentially occur in active chromatin (3, 15), most chromosomal regions and expressed genes are accessible (3, 6, 18), so our use of polyclonal cell populations with >104 independent proviral target loci should have minimized position effects and produced average gene correction rates sampled from sites throughout the human genome. Since the target genes were transcribed from the SV40 promoter, we cannot determine if unexpressed loci can be targeted.
In this study, we developed a retrovirus shuttle vector system to characterize chromosomal loci undergoing gene targeting. The advantages of this system are that the structure of both the target locus and targeting vector can be completely controlled, targeting can be studied at many chromosomal positions, the targeted loci can be recovered and sequenced, and targeting rates can be compared in different cell types. Using this approach, we were able to demonstrate that gene targeting by AAV vectors is a high-fidelity reaction involving mismatch recognition that can accurately introduce several types of mutations at homologous target sites present at multiple chromosomal locations. The targeting frequencies were significantly higher than those obtained in human cells by conventional targeting methods and may increase further at higher MOIs (12). The high frequency and fidelity of the process should make possible the precise genetic manipulation of chromosomes in mammalian cells. This will prove useful for introducing subtle mutations into normal cells for research purposes, for creating mutant animal strains, and also for therapeutic gene targeting, where accurate correction of genetic defects will be required.
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ACKNOWLEDGMENTS |
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We thank John Weller for technical assistance.
This work was supported by grants from the March of Dimes Birth Defects Foundation, the Cystic Fibrosis Foundation, and the U.S. National Institutes of Health.
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FOOTNOTES |
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* Corresponding author. Mailing address: Division of Hematology, University of Washington, Box 357720, Seattle, WA 98195. Phone: (206) 616-4562. Fax: (206) 616-8298. E-mail: drussell{at}u.washington.edu.
Present address: Centers for Disease Control and Prevention,
Atlanta, GA 30333.
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