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Journal of Virology, August 1999, p. 6271-6281, Vol. 73, No. 8
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Characterization of V3 Sequence Heterogeneity in Subtype C Human
Immunodeficiency Virus Type 1 Isolates from Malawi: Underrepresentation
of X4 Variants
Li-Hua
Ping,1,2
Julie
A. E.
Nelson,1
Irving F.
Hoffman,1,2
Jody
Schock,1,3
Suzanna L.
Lamers,4
Melissa
Goodman,1,2
Pietro
Vernazza,5
Peter
Kazembe,6
Martin
Maida,6
Dick
Zimba,6
Maureen M.
Goodenow,4
Joseph J.
Eron Jr.,1,2
Susan A.
Fiscus,1,3
Myron S.
Cohen,1,2 and
Ronald
Swanstrom1,7,*
UNC Center For AIDS
Research,1 Department of
Medicine,2 Department of Microbiology
and Immunology,3 and Department of
Biochemistry and Biophysics,7 University of
North Carolina at Chapel Hill, Chapel Hill, North Carolina;
Department of Pathology, Immunology, and Laboratory Medicine,
University of Florida College of Medicine, Gainesville,
Florida4; Institute for Clinical
Microbiology and Immunology, St. Gallen,
Switzerland5; and Lilongwe Central
Hospital, Lilongwe, Malawi6
Received 19 February 1999/Accepted 20 April 1999
 |
ABSTRACT |
We have examined the nature of V3 sequence variability among
subtype C human immunodeficiency virus type 1 (HIV-1) sequences from
plasma-derived viral RNA present in infected men from Malawi. Sequence
variability was assessed by direct sequence analysis of the V3 reverse
transcription-PCR products, examination of virus populations by a
subtype C V3-specific heteroduplex tracking assay (V3-HTA), and
selected sequence analysis of molecular clones derived from the PCR
products. Sequence variability in V3 among the subtype C viruses was
not associated with the presence of basic amino acid substitutions.
This observation is in contrast to that for subtype B HIV-1, where
sequence variability is associated with such substitutions, and these
substitutions are determinants of altered coreceptor usage.
Evolutionary variants in subtype C V3 sequences, as defined by the
V3-HTA, were not correlated with the CD4 level in the infected person,
while such a correlation was found with subtype B V3 sequences. Viruses
were isolated from a subset of the subjects; all isolates used CCR5 and
not CXCR4 as a coreceptor, and none was able to grow in MT-2 cells, a
hallmark of the syncytium-inducing phenotype that is correlated with
CXCR4 usage. The overall sequence variability of the subtype C V3
region was no greater than that of the conserved regions of gp120. This limited sequence variability was also a feature of subtype B V3 sequences that do not carry the basic amino acid substitutions associated with altered coreceptor usage. Our results indicate that
altered coreceptor usage is rare in subtype C HIV-1 isolates in
sub-Saharan Africa and that sequence variability is not a feature of
the V3 region of env in the absence of altered coreceptor usage.
 |
INTRODUCTION |
Human immunodeficiency virus (HIV-1)
isolates are phylogenetically clustered into distinct groups based on
sequence analysis of the viral genome (reviewed in reference
45). These groups have been termed subtypes or
clades and given alphabetical designations (e.g., subtype or clade A).
Partial-sequence analysis of a portion of a viral genome derived from a
tissue isolate taken in 1959 suggests that the different subtypes
represent a fairly recent radiation (93), perhaps with each
subtype representing the early establishment of independent focal
infections. The major HIV-1 subtype found in the United States and
western Europe, and the most extensively studied subtype, is subtype B. Subtype C virus is part of an expanding epidemic in sub-Saharan Africa
and India and is now the most abundant subtype of HIV-1 worldwide
(81).
A dramatic feature of subtype B HIV-1 infection is the de novo
evolution of a more pathogenic variant in up to 50% of infected people
(6, 10, 12, 20, 68, 70, 77). This variant represents an
altered form of the virus whose appearance corresponds to an
accelerated decrease in the number of circulating CD4+ T
helper cells (42, 69). Typically, transmitted virus uses the
CCR5 chemokine receptor as a coreceptor for entry into cells (3,
16, 26, 31, 32) and has also been characterized as nonsyncytium
inducing (NSI), slow/low, and macrophage tropic (65, 84,
94); this type of virus has been named R5 (8). The new
variant that has evolved from the initial R5 virus is able to use an
alternate chemokine receptor, typically CXCR4 (36), and has
been characterized as syncytium inducing (SI), rapid/high, and
T-cell-line tropic (reviewed in reference 7).
Variants that use CXCR4 are now called X4 (8). Primary X4
isolates can be dually tropic for CXCR4 and CCR5 (73).
Sequence alignments of the env gene revealed multiple
variable regions (2, 76, 86), which were subsequently named
V1 to V5 (57). The major determinant of specificity in
coreceptor usage by subtype B isolates is within the V3 loop domain of
the viral Env protein (16, 17, 75; reviewed in
reference 71). Sequence changes within V3 are
largely responsible for determining coreceptor specificity, probably
through a direct interaction with surface residues of the chemokine
receptor (9, 17, 79, 88).
There are distinctive sequence changes in V3 that are associated with
the change in coreceptor usage. These changes include substitutions
that result in the presence of increased numbers of basic amino acids
at discrete positions within V3 (13, 24, 38, 55, 72). Other
changes in the V3 sequence are strongly associated with the presence of
the basic amino acid substitutions (56), and some of these
changes play a direct role in coreceptor specificity (14).
Overall, subtype B V3 sequences that contain basic amino acid
substitutions display twice as much amino acid variability from the
consensus sequence as do sequences without the basic amino acids
(13, 55). This increased variability is in addition to the
basic amino acid substitutions. The presence of this additional
sequence variability has allowed the heteroduplex tracking assay (HTA)
(25) to be used to rapidly identify V3 evolutionary variants
that are strongly correlated with the more pathogenic (X4) form of the
subtype B HIV-1 (60).
While the evolution of X4 variants among patients infected with subtype
B virus is a striking and well-documented phenomenon, its impact on
people infected with viruses of other subtypes is not known. Viruses
that use the CXCR4 receptor (SI phenotype) have been identified among
most of the HIV-1 subtypes (23, 28, 63, 80, 89-92). In
cases where the X4 viruses of other subtypes have been examined, these
variants encode increased numbers of basic amino acids in their V3
loops (23, 28, 63, 89, 92), suggesting that common
mechanisms are determining changes in coreceptor interactions. However,
the potential for differences in patterns of coreceptor usage among the
different subtypes was suggested by the observation that subtype C
SI/X4 variants were rare among a group of 16 people under care in
Sweden (80) and among a group of 22 French military
personnel infected during overseas deployment (63), although
subtype C SI/X4 variants have been observed (78, 80, 91).
Understanding the differences in the evolution of subtype C virus is
becoming increasingly important because the dominance of this subtype
in the worldwide HIV epidemic will lead to the inevitable expansion of
subtype C vaccine development. Because of our ongoing clinical studies
in Malawi (18, 33), we had an opportunity to examine this
question in a study of a large cohort of men infected primarily with
subtype C HIV-1.
We adapted the V3-HTA (60) to detect V3 evolutionary
variants of subtype C virus. In a group of plasma samples from 80 HIV-1-infected men from Malawi, we found that 31% of the samples
showed evidence of evolutionary variants within the V3 region. However,
the presence of these variants was not related to low levels of
CD4+ T cells, as is seen in people infected with subtype B
HIV-1. Sequence analysis of viral RNA revealed a virtual absence of
basic amino acid substitutions in the V3 regions of the evolutionary variants. Virus isolates were established from a subset of the Malawi
subjects, and all of them preferentially used the CCR5 receptor for
virus entry. Total sequence variability in subtype C V3 sequences was
comparable to the reduced variability seen with sequences from subtype
B viruses that do not contain basic amino acid substitutions in the V3
loop and was similar in magnitude to the variability in the conserved
regions of env. These results indicate that X4 variants are
rare among men in sub-Saharan Africa infected with subtype C virus and
that V3 variability is a feature of viruses with altered coreceptor usage.
 |
MATERIALS AND METHODS |
Source of patient samples.
Plasma and peripheral blood
mononuclear cells (PBMC) were collected and processed from subjects in
the sexually transmitted disease and dermatology clinics of the
Lilongwe Central Hospital in Lilongwe, Malawi, as described previously
(18). HIV-1 seropositivity was determined by two enzyme
immunoassays (Genetic Systems HIV-1/HIV-2 EIA; Genetics Systems Corp.,
Redmond, Wash.; and Murex HIV-1+2; Murex Diagnostics Ltd., Dartford,
United Kingdom) and Western blot analysis (Organon-Teknika, Durham,
N.C.), after which the HIV-1 serotype was determined by an envelope V3
peptide immunoassay with antigens specific for clades A through F
(33, 62). Plasma samples from subjects infected with HIV-1
subtype B were chosen from the samples that were collected as part of
AIDS Clinical Trial Group Clinical Trial 201 (37) with
Institutional Review Board approval. Subtype B samples were chosen from
subjects with fewer than 400 CD4+ T cells/µl.
Virus isolation and test for coreceptor usage.
The following
reagents were obtained from the National Institutes of Health AIDS
Research and Reference Reagent Program: the MT-2 cell line was from
Douglas Richman, the U373-MAGI cell lines (85) were from
Michael Emerman, the YU-2 molecular clone (51) was from
Beatrice Hahn and George Shaw, and the HIV-189.6 viral isolate (19) was from Ronald Collman. Malcolm Martin
provided the AD8 (ADA) (15) and NL4-3 molecular clones
(1), and Nathaniel Landau provided the HIV-1 clone of HXB
with the env gene derived from Ba-L (39). PBMC
from infected individuals were cocultured with
phytohemagglutinin-stimulated PBMC from uninfected donors in
qualitative HIV cultures as described previously (82).
Culture supernatants were tested twice a week for p24 antigen
production (Organon-Teknika). Virus isolates were assayed in triplicate
for syncytium formation in MT-2 cells by using a previously described method (41). Briefly, 50 µl of PBMC coculture (including
the cells) was added to 5 × 104 MT-2 cells in 150 µl of medium in a 96-well plate. The cultures were monitored for
syncytia twice a week; they were scored positive when there were three
to five syncytia per high-power field under light microscopy.
Coreceptor usage was determined by using three U373-MAGI cell lines
that express no coreceptor (U373-MAGI), the CCR5 coreceptor (U373-MAGI-CCR5), or the CXCR4 coreceptor (U373-MAGI-CXCR4)
(85). The cell lines were maintained and infected as
described previously (85). Briefly, each of the cell lines
was plated in separate wells of a 48-well plate 1 day prior to
infection. An aliquot of 90 µl of diluted viral supernatant from PBMC
coculture was added to the cells and adsorbed for 2 h at 37°C
under 5% CO2. The subtype C viral isolates were used at a
1:3 dilution in medium or undiluted. Positive control viruses (YU-2,
Ba-L, ADA, NL4-3, and 89.6) in infected-cell supernatants were used at
a 1:6 dilution. An aliquot of 0.5 ml of culture medium was then added
to each well, and the plate was incubated for 40 to 48 h at 37°C
under 5% CO2. The medium was then removed, and the cells
were fixed for 5 min with 0.5 ml of fixing solution (1% formaldehyde,
0.2% glutaraldehyde) per well. The cells were washed twice with
phosphate-buffered saline, 200 µl of staining solution (4 mM
potassium ferricyanide, 4 mM potassium ferricyanide, 2 mM
MgCl2, and 0.4 mg of
5-bromo-4-chloro-3-indolyl-
-D-galactopyranoside [X-Gal] per ml in PBS) was added to each well, and the plate was incubated at 37°C for 2 h. The cells were then washed with
phosphate-buffered saline twice, and the blue cells were counted.
Viral RNA isolation, RT-PCR, and DNA sequence determination.
Viral RNA was isolated from 140 µl of patient plasma with a QIAamp
viral RNA kit (Qiagen); the RNA was eluted with 50 µl of RNase-free
water. Primers for reverse transcription-PCR (RT-PCR) were designed to
correspond to the HIV-1 subtype C V3 consensus sequence present in the
Human Retroviruses and AIDS database (44). The upstream
(C+V3) primer was 5'-ATAGTACATCTTAATCAATCTGTAGAAATT-3', and
the downstream (C
V3) primer was
5'-CCATTTATCTTTACTAATGTTACAATGTGC-3'; these primers generate
a 159-bp product. RT-PCRs were performed by the method described by
Nelson et al. (60) with the following modifications. RT
reaction mixtures of 20 µl consisted of 5 µl of the viral RNA
eluate, 1× Expand HF buffer (Boehringer Mannheim), 2.5 mM
MgCl2, 1 µl of 10 mM deoxynucleoside triphosphate mix
(U.S. Biochemical), 10 U of RNase inhibitor (Boehringer Mannheim), 15 pmol of primer C-V3, and 10 U of avian myeloblastosis virus reverse transcriptase (Boehringer Mannheim). Reverse transcription was done at
42°C for 30 min, followed by 2 min at 95°C to inactivate the
enzyme. A 30-µl aliquot of PCR mix (1× Expand HF buffer, 2.5 mM
MgCl2, 15 pmol of primer C+V3, 2 U of Expand High Fidelity enzyme mix [Boehringer Mannheim]) was added to each RT reaction mixture. PCR was carried out in a Stratagene Gradient-40 Robocycler with the following program: one cycle at 95°C for 2 min 45 s; then 40 cycles at 95°C for 45 s, 49°C for 45 s, and
68°C for 1 min (after the first 10 cycles, 1 min was added to the
68°C step for 10 cycles, 2 min was added for the next 10 cycles, and
3 min was added for the last 10 cycles). RT-PCR of subtype B samples was performed as described previously (60). The RT-PCR
products were purified by using QIAquick PCR purification columns
(Qiagen), and the PCR products were sequenced with an ABI PRISM dye
terminator cycle-sequencing kit (Perkin-Elmer). Alternatively, the PCR
product was cloned into the pT7Blue(R) vector (Novagen), individual
clones were screened by HTA, and examples of each HTA-defined species were sequenced by using an ABI PRISM dye terminator cycle-sequencing kit.
V3-HTA.
Probe construction, probe labeling, and HTA
conditions for subtype C samples were adapted from those described by
Nelson et al. (60) and Delwart et al. (25). Based
on direct sequencing of several RT-PCR products, the product from
patient C128 was chosen for probe construction. The C128 RT-PCR product
was cloned into the pT7Blue(R) vector. Several clones were sequenced,
and a probe plasmid (D516-11) was chosen that had only three nucleotide differences from the subtype C V3 consensus. The subtype C V3 probe was
labeled by first digesting 1 µg of D516-11 plasmid with BamHI. The plasmid was end labeled for 15 min at room
temperature in a reaction mixture of 50 µl containing 12.5 µCi of
35S-dATP (1,250 Ci/mmol; NEN Life Science Products),
unlabeled dGTP at final concentration 1 mM, and 2 U of the Klenow
fragment of DNA polymerase I; this was followed by heat inactivation of
the enzyme. The plasmid was further digested with SpeI to
release the probe from the vector. The labeled probe was purified by
using a QIAquick PCR purification column and recovered in a final
volume of 50 µl. Heteroduplex formation reactions were done in
10-µl reaction mixtures consisting of 8 µl of purified RT-PCR
product, 1 µl of 10× annealing buffer (1 M NaCl, 100 mM Tris-HCl
[pH 7.5], 20 mM EDTA), 1 µM primer C+V3, and 0.8 µl of labeled
D516-11 probe. The reaction mixtures were denatured at 95°C for 2 min
and allowed to anneal at room temperature for 15 min. The
heteroduplexes were separated in nondenaturing 12% polyacrylamide
gels. V3-HTA of subtype B RT-PCR products was performed as described
previously (60).
A unified linear regression model in rank scale was used to assess the
relationship between the CD4 cell count and the HTA
mobility ratio of
the samples with single and multiple bands for
both the subtype B and
subtype C data sets. When multiple bands
were present, the mobility
ratio value of the slowest-migrating
band was used. Calculations were
done with SAS (version 6.12)
programs rk0101.sas and rk0102.sas.
Analysis of sequence heterogeneity.
Total amino acid
variability within the newly determined V3 sequences was analyzed as
follows. The total number of times a nonconsensus sequence amino acid
was present was tallied, this number was divided by the total number of
V3 sequences times 35 (the number of amino acid positions in V3), and
the final number was multiplied by 100 to give the percentage of amino
acid substitutions.
For analysis of evolutionary distance, envelope sequences spanning V1
through V5 were obtained from the Los Alamos HIV-1 database
(
44). A total of 33 subtype C and 69 subtype B sequences
were
used. Subtype B sequences were classified into two groups, either
R5-like or X4-like, based on known biological properties of the
viruses
or the charge characteristics of amino acids at position
11 or 25 in
the V3 loop. Nucleotide sequences from all viruses
were aligned by
using DNA (Harvard University Molecular Biology
Computer Resources).
The alignments were optimized manually to
ensure that codons remained
intact and gaps were minimized (
50).
Sequences were divided
into segments, which ranged in length from
78 to 150 nucleotides or 26 to 50 codons, based on the location
of hypervariable and conserved
domains. Phylogenetic analysis
to assess the relationship among the
sequences and between subtype
C and subtype B sequences in V3 was
performed by using the neighbor-joining
method (
66) in the
PHYLIP package (
34,
35). Estimation of
total distance in
each segment among the three groups of viruses
was based on the method
of Nei and Gojobori (
59) in MEGA (
48).
Distances
within each segment among the three groups of sequences
were evaluated
by a one-way analysis of variance (SigmaStat; Jandel).
A pairwise
multiple comparison procedure was used to analyze the
significance of
relationships between groups (SigmaStat). A
P value of
<0.05 was considered
significant.
Nucleotide sequence accession numbers.
The nucleotide
sequences for the V3 region described here have been assigned GenBank
accession no. AF153129 to AF153190.
 |
RESULTS |
Application of V3-HTA to subtype C virus.
As a starting point
to study the nature of V3 sequence variability in subtype C virus, we
used a collection of plasma samples taken from 80 separate subjects
participating in a clinical trial (18, 33). Each of the
samples was taken from an HIV-1-infected subject from Malawi, and the
virus from each subject was characterized as subtype C by using a V3
peptide immunoassay (33, 62). The viral RNA level in plasma
and CD4+-T-cell count for each of the subjects are
presented in Table 1. The range of values
for the CD4+-T-cell count was 36 to 1,253 cells/µl, with
the median value being 273 cells/µl; the range of values for viral
RNA load in plasma was 1.6 × 103 by 5,700 × 103 copies/ml.
Subtype C-specific primers were designed based on conserved regions of
subtype C virus sequences in the Human Retroviruses
and AIDS database
(
44) to amplify a 159-bp region of the
env gene
encompassing V3. Initially, RT-PCR products amplified from
viral RNA in
plasma from 20 subjects were analyzed by direct sequencing.
Samples
that gave largely unambiguous sequencing results (implying
an absence
of a significant mixture of V3 sequences) were used
to construct a
consensus V3 sequence for subtype
C.
A clone from the RT-PCR product derived from the plasma of subject C128
was chosen for the V3-HTA probe because it was the
closest to the
consensus sequence; it varies from the consensus
sequence at only three
widely spaced positions, and all three
of the differences are G-to-A
transitions. The probe was labeled
by first cleaving the V3 insert at
one junction with the plasmid
by using a unique restriction enzyme site
in the plasmid. The
overhanging end was filled in with a radioactive
nucleotide to
label one strand of the probe, allowing detection of
heteroduplexes
formed with only one of the probe strands. The probe
insert was
then released from the plasmid by cleavage at a second
unique
cleavage site at the other insert/plasmid junction. The
inclusion
of several flanking nucleotides from the plasmid in the probe
results in distinct migrations for the reannealed probe strands
versus
the heteroduplexes formed between the labeled probe strand
and
complementary RT-PCR products (
60).
Characterization of viral RNA in plasma by V3-HTA.
V3-HTA is
able to identify many sequence variants within the region of
env encoding V3 (60). The magnitude of sequence
evolution that leads to a change in coreceptor usage is, in most cases, significant enough to score in the V3-HTA. Such sequence variants cause
the heteroduplex formed between the PCR product and the probe to bend
and therefore to be retarded during polyacrylamide gel electrophoresis.
As a first step in characterizing subtype C V3 sequence variability, we
applied this assay to the RT-PCR product from each of the 80 plasma
samples. Such an analysis provides two pieces of information: first,
the presence of variants with sequences distinct from the probe can be
identified; second, the presence of mixtures of cocirculating viral
sequences is revealed. Examples of V3-HTA patterns from subjects with
homogeneous V3 sequences (single band) or heterogeneous V3 sequences
(multiple bands) are shown in Fig. 1. A
summary of the V3-HTA results for the plasma samples is shown in Table
1.

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FIG. 1.
Examples of V3-HTA patterns obtained with the subtype C
probe. RT-PCR products were generated from viral RNA isolated from the
plasma of subjects infected with HIV-1 subtype C. Lanes: 1, probe
without PCR product; 2, probe with PCR product generated from the
D516-11 probe plasmid; 3 to 18, examples of RT-PCR products from
subjects with either a single dominant heteroduplex band or multiple
heteroduplex bands. Starting with lane 3, the order is as follows:
S115, C011, S081, C044, S071, S200, S021, C065, S180, C111, C034, S073,
S031, S123, S134, and S191. The positions in the gel of the
single-stranded probe (A), probe homoduplex (B), and heteroduplexes
with the most rapid migration (C) are shown.
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Of the 80 plasma samples, 55 had single bands in the V3-HTA analysis,
indicating that the virus populations in these samples
were homogeneous
within V3. The remaining 25 samples had multiple
bands in the V3-HTA
analysis, revealing the presence of multiple
virus species with
different V3 sequences. Of the samples with
single bands, 53 had bands
that migrated near the bottom of the
gel, indicating similarity to the
consensus sequence. The other
two samples (S018 and S051) had single
bands that migrated more
slowly, indicative of significant sequence
differences with respect
to the probe (Table
1). Sequence analysis of
the bulk PCR product
was done for 46 of the samples that gave a single
band in V3-HTA
and for 7 samples that gave multiple bands but for which
there
was a predominant band with rapid mobility and unambiguous
sequence.
In addition, seven samples that gave multiple bands were
subjected
to molecular cloning, and individual clones were screened by
V3-HTA
and sequenced. In total, sequence information was determined for
62 of the 80
samples.
We previously found a strong correlation between subtype B HIV-1
samples that had slowly migrating bands in the V3-HTA analysis,
the
presence of sequence changes that would encode basic amino
acid
substitutions in the V3 loop, and the presence of SI viruses
in the
virus isolate (
60). Therefore, we were interested in
determining the nature of the sequence changes in the subtype
C
isolates that resulted in slow migration in the V3-HTA analysis.
A
summary of the amino acid substitutions encoded by the nucleotide
changes for the shifted bands representing viruses from nine patients
is shown in Fig.
2. This includes the two
samples that had a single
band with low mobility (S018 and S051) and
seven of the samples
with multiple bands. Bands were considered
"shifted up" if the
mobility ratio (the distance migrated by the
heteroduplex divided
by the distance migrated by the probe homoduplex)
was less than
0.85, and by this definition only 10 of the samples with
multiple
bands included bands that were considered significantly
shifted.
Seven of the nine sequenced examples of shifted bands were due
to three nucleotide deletions, usually corresponding to position
24 or
25 of V3. One of the sequences with a deletion (S031) and
one other
sequence (S134) had basic amino acid substitutions that
are associated
with the SI/X4 phenotype in subtype B viruses.
The ninth sequence,
C034, shifted because of clustered mutations
away from the consensus,
but these did not include basic amino
acid substitutions. These results
suggest that clustered mutations
that include basic amino acid
substitutions, which are characteristic
features of subtype B X4
variants, are not a prominent feature
of V3 sequence variability among
subtype C sequences.

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FIG. 2.
Alignment of inferred V3 amino acid sequences
corresponding to V3-HTA bands with mobility ratios of less than 0.85. Each sequence represents a single clone from the RT-PCR product from
that subject. The mobility of each clone was verified by V3-HTA. Basic
amino acid substitutions at SI-associated positions are underlined;
deletions are designated by .
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Comparison of evolutionary variants in subtype B and subtype
C.
X4 viruses typically evolve late in the course of an HIV-1
infection, usually when the levels of CD4+ T helper cells
fall below 400/µl (42). We carried out an analysis of the
appearance of evolutionary variants among subtype B versus subtype C
HIV-1 as a function of the patient CD4+-T-helper-cell level
(Fig. 3). Samples were obtained from
subjects infected with subtype B virus who were participants in an ACTG study. As expected, among the subtype B viruses, V3-HTA (with the
subtype B probe) revealed slowly migrating bands and/or multiple bands
with increasing frequency as patient CD4+-T-helper-cell
levels declined. In contrast, the presence of slowly migrating bands
derived from the subtype C viruses (detected with the subtype C probe)
showed no relationship with the patient CD4+-T-helper-cell
level. The association was tested by using a unified linear-regression
model in rank scale (n = 83). The subtype B samples
with multiple bands showed an association between decreasing mobility
ratio and decreasing CD4 counts that approached statistical significance even with this small sample size (slope = 0.462; P = 0.06). This was not the case for the subtype B
samples with single bands (slope = 0.158; P = 0.35) or the subtype C samples with either multiple bands
(slope = 0.011; P = 0.94) or single bands
(slope = 0.006; P = 0.96). Thus, there
appears to be a difference between these two subtypes in the nature of
V3 sequence variants as detected by V3-HTA. The difference was tested
statistically by a comparison of slopes (0.426 versus 0.011;
P = 0.13). A plausible explanation for the lack of
statistical significance is the small sample size for subtype B
(n = 26). The power of the test comparing slopes was
approximately 0.324, or 32.4%.

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FIG. 3.
V3-HTA mobility ratios plotted against the
CD4+-T-cell count. Only the lowest mobility ratio was used
for samples with multiple bands. The data for the subtype C viruses
were taken from Table 1. The data from the subtype B viruses were
generated from samples described in Materials and Methods.
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Coreceptor usage of subtype C viruses.
Both the near absence
of basic amino acid substitutions in samples scoring in the V3-HTA
analysis and the lack of correlation between V3 sequence variants and
CD4+-T-helper-cell levels suggested that subtype C viruses
do not evolve to utilize different coreceptors in a manner analogous to
that seen with subtype B viruses. To determine the nature of coreceptor
usage among these viruses, PBMC corresponding to 79 of the 80 plasma
samples were used in coculture assays to recover virus. Virus isolates
were obtained from only 19 of the 79 samples. Fourteen of these
isolates were from patients with less than 400 CD4+ T
cells/µl, the point at which X4 viruses start appearing in people
infected with subtype B viruses (42). The isolates were tested for coreceptor usage in U373-MAGI cell lines (85) and for syncytium induction in MT-2 cells, a frequent feature of subtype B
X4 variants (43). As shown in Table
2, all of the isolates used CCR5 as a
coreceptor, did not use CXCR4, and did not induce syncytia in MT-2
cells. An additional 12 subtype C isolates that were not associated
with the 80 plasma samples were tested in the MT-2 assay, and all were
NSI (data not shown), although this additional group has not been
subjected to sequence, V3-HTA, or coreceptor usage analysis. To date we
have not found a single example of CXCR4 coreceptor usage or SI
phenotype among the 31 subtype C virus isolates in our collection.
Analysis of V3 sequence variability in subtype C HIV-1.
We
combined the sequence data from the 62 samples analyzed in this study
with 64 sequences available for subtype C viruses in the Human
Retroviruses and AIDS database (44) to create a data set
that would allow an estimate of total sequence variability within V3.
Five subtype C sequences that had deletions were removed from the data
set and not included in this analysis, leaving 121 sequences. Each
deletion was of 3 nucleotides, i.e., one codon, and appeared at
position 24 or 25, suggesting that these are positions that can
accommodate a deletion. These deletions do not appear to be involved in
altered coreceptor usage, since three of the viruses with these
deletions were included in the analysis of coreceptor usage and all
were specific for CCR5 (Fig. 2, Table 2).
The pattern of sequence variability for subtype C, as shown in Fig.
4, was compared to the patterns of
sequence variability
seen in the two sets of subtype B viruses, those
without basic
amino acid substitutions (NSI/R5-like) and those with
basic amino
acid substitutions (SI/X4-like) (
56). We
previously noted that
NSI/R5-like sequences, presumed to represent R5
variants, have
half as much sequence variability as do SI/X4-like
sequences,
presumed to represent X4 variants (
56), and this
pattern can
be seen in Fig.
4. Total sequence variability among the
subtype
C viruses was nearly identical to that of the NSI/R5-like V3
loop
sequences of the subtype B viruses and was approximately one-half
of the variability of the subtype B viruses with SI/X4-like V3
loop
sequences. Also, there was a virtual absence of nonconservative
basic
amino acid substitutions among subtype C sequences, with
single
examples at positions 11 and 25, the two positions most
commonly
substituted with a basic amino acid among subtype B sequences.

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|
FIG. 4.
Sequence variability of subtype C V3 sequences compared
to the variability of NSI/R5-like and SI/X4-like subtype B V3
sequences. The consensus sequence for subtype C was generated from a
data set of 121 sequences. The NSI/R5-like and SI/X4-like variability
patterns are from reference (56). Substitution percentages
were calculated by dividing the sum of the substitutions away from the
consensus by the total number of amino acids.
|
|
There are five amino acid positions within V3 where the subtype C
consensus sequence differs substantially from the subtype
B consensus
sequence: positions 13, 18, 19, 22, and 25. At position
13, a basic
amino acid appears in the subtype C consensus sequence
while a basic
amino acid is characteristic of the X4 variants
among subtype B viruses
(
55). At position 19, threonine is the
consensus amino acid
in the subtype C virus, with alanine being
a common substitution, while
alanine is the consensus amino acid
in the subtype B viruses.
Similarly, at position 22, alanine is
the consensus amino acid in the
subtype C viruses while threonine
is the consensus amino acid in the
subtype B viruses, with alanine
being a frequent substitution. In these
last two cases, a pair
of amino acids is allowed in one subtype while
one of these is
essentially fixed in the other subtype. Although the
consensus
amino acid at position 25 is different in these two subtypes,
in both cases it is an acidic amino acid with both acidic amino
acids
being frequently represented in both viruses. Finally, the
glutamine at
position 18 represents the common amino acid at this
position outside
of the subtype B viruses (
44).
Is V3 really variable?
The original description of five
variable regions flanked by conserved regions in the env
gene was based on sequence comparisons of subtype B viruses that
included R5-like and X4-like sequences (57). We considered
the possibility that the excess variability in V3 is either the result
of or associated with change in coreceptor usage. To determine the
level of V3 variability in the absence of altered coreceptor use, we
compared a collection of subtype C env sequences to a group
of subtype B env sequences that were sorted into R5-like and
X4-like groups by using a conservative criterion based on the presence
or absence of a basic amino acid substitution at either position 11 or
position 25. Between 30 and 39 env sequences spanning V1
through V5 were available for each group from the Los Alamos HIV-1
sequence database (44). The length of each sequence was
divided into segments of 26 to 50 codons, representing discrete
variable and conserved regions, and the evolutionary distance for each
segment was determined. The distances between the groups of viral
sequences within each segment and between segments were compared. The
results are shown in Fig. 5. As expected,
the V3 region of the X4-like subtype B sequences is more variable than
the V3 region of the subtype B R5-like sequences (P < 0.01). The V3 region of subtype C sequences is similar in its
variability to the R5-like sequences of subtype B and less variable
than the subtype B X4-like sequences (P < 0.05).
Finally, while the V3 domain of the subtype B X4-like sequences is more
variable than the flanking conserved domains (P < 0.01), the V3 regions of both the subtype B R5-like sequences and
the subtype C V3 sequences are no more variable than the flanking conserved regions. Thus, in the absence of sequence changes associated with change in coreceptor use (i.e., X4 viruses), the V3 domain is no
more variable than the conserved regions of env.

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|
FIG. 5.
Evolutionary distances of segments of gp120. Groups of
sequences of the gp120 coding region for subtype C, subtype B R5-like,
and subtype B X4-like viruses were assembled from the Los Alamos HIV-1
Sequence Database. A description of the sequences used is available on
request. The sequences were aligned and then divided into segments of
between 26 and 50 codons. These segments are indicated in the figure
below the line, using the HIV-1JR-FL numbering. The region
in C3 just downstream of V3 was omitted because of its recently
described position as an external loop (loop E) in the protein
structure with associated sequence variability (49).
Evolutionary distance was calculated for each segment for each group of
sequences. The distance of each segment within a group was compared to
the equivalent distance in the other two groups to determine if they
were significantly different. The two cases where a statistically
significant difference was observed are noted with an asterisk. The
vertical thin lines show standard error.
|
|
We extended the analysis of the extent of sequence variability between
the groups of sequences to the other regions of
env.
With
the exception of V4, each group of viral sequences (subtype
C, subtype
B X4-like, and subtype B R5-like) showed comparable
levels of
variability within each segment that was compared, including
both the
variable and conserved regions. However, within the V4
region, the
subtype C sequences were significantly more variable
than the
comparable sequences from subtype B. A previous analysis
of small
regions immediately flanking V3 also found comparable
levels of
sequence variability among different subtypes (
29).
Thus, it
is not the case that overall subtype C
env genes are
less
divergent but, rather, that V3 is not more
divergent.
 |
DISCUSSION |
In up to 50% of people infected with subtype B HIV-1, a
distinctive variant of the virus evolves with the ability to use an alternative coreceptor. We have used five criteria to evaluate the
presence of equivalent variants among subtype C HIV-1. Based on the
results of experiments examining all five criteria, we conclude that X4
variants of HIV-1 are rare among subtype C viruses, in contrast to
their frequent appearance among subtype B viruses. First, basic amino
acid substitutions were rare among a large collection of V3 sequences
from subtype C viruses (Fig. 2 and 4). Such substitutions are the
hallmark of X4 variants among subtype B viruses (13, 24, 38, 55,
72). Second, total sequence variability among subtype C V3
sequences was low, comparable to the V3 variability of sequences
representative of subtype B R5 variants and lower than the V3
variability of sequences representative of X4 variants (Fig. 4 and 5).
The absence of the variability in subtype C sequences that would be
associated with X4 variants probably explains, at least in part, the
previous observation that subtype C V3 sequences are more highly
conserved than in other subtypes (29, 46). Third, there was
a lack of correlation between the appearance of multiple V3 sequence
variants and more extensive V3 sequence evolution as a function of
decreasing CD4+-T-helper-cell levels (Fig. 3). Such a
correlation is seen with subtype B viruses (Fig. 3), and the appearance
of multiple divergent V3 species is correlated with the presence of SI
variants (60). Fourth, when a subset (19 of 80) of the
subtype C viruses were isolated by culture of primary PBMC, none of the
viral isolates was able to form syncytia in MT-2 cells (Table 2);
replication in transformed T-cell lines is another feature of SI/X4
variants (43). Fifth, a direct test of coreceptor usage
demonstrated that these isolates preferentially used CCR5 and had not
evolved to use CXCR4 for entry (Table 2). Thus, by all five criteria, subtype C viruses appear to be predominantly R5 variants of HIV-1 with,
by comparison to subtype B HIV-1, a significant underrepresentation of
X4 variants. X4 variants among different subtypes appear to select
basic amino acid substitutions in V3 as a generalizable strategy for
evolving to use CXCR4 as a coreceptor (23, 28, 63, 89, 92).
Why, then, is evolution to use CXCR4 not a prominent feature of
infection with subtype C HIV-1?
There is as yet too little information to answer this question, but
there is a range of possibilities that can be considered. Although
subtype C viruses can evolve to use CXCR4, perhaps the ability of a
subtype C Env protein to accommodate the required amino acid changes is
lower than that of a subtype B Env protein. Given the ability of HIV-1
to evolve, this possibility seems unlikely but remains unproved. The
detection of at least some SI/X4 variants with a subtype C Env
(78, 80, 91) demonstrates that there is no absolute block to
the evolution of these variants. Another possibility is that subtype C
viruses have not had sufficient time to evolve into X4 variants.
HIV-1-infected people in developing countries can go through a more
rapid disease course (5). X4 variants generally appear after
a number of years of infection with a subtype B virus, typically when
levels of CD4+ T helper cells are below 400/µl.
Therefore, a shorter disease course in people living in developing
countries may preclude X4 variants from appearing. A corollary of this
scenario is the possibility that the evolution of X4 variants is
comparable to the appearance of an opportunistic infection. However, if
one succumbs to an initial opportunistic infection, subsequent
opportunistic infections are precluded. The lack of linkage between low
CD4+-T-helper-cell levels and the presence of V3 sequences
characteristic of X4 variants suggests that it is not the absence of a
longer disease course that precludes the appearance of subtype C X4
variants. One limitation of our study is that our subject population
consisted of relatively healthy persons, although they did have a wide
range of CD4+-T-helper-cell levels (Table 1). Also, it is
clear that other subtypes, for example subtype D, are readily evolving
SI/X4 variants in a similar population (reviewed in reference
29).
Several genetic polymorphisms affect the disease course and the
evolution of SI/X4 virus in people infected with HIV-1. A deletion in
the CCR5 gene (22, 27, 40, 52, 54, 67) and a genetic
polymorphism in the CCR2 gene (4, 47, 64, 74, 83) have been
associated with slowed disease progression in infected people, although
it has been suggested that the CCR2 effect occurs predominantly in
people of African descent (58). The absence of these allelic
variants in a given population might increase the apparent rate of
disease progression and perhaps influence the frequency of SI/X4
evolution. The CCR5 mutation is rare among African-American and African
populations (22, 52, 53, 67), but the CCR2 polymorphism is
common (4, 74), and its presence contrasts with the more
rapid disease progression that is a feature of HIV-1 infection in
sub-Saharan Africa (5). These mutations also select for an
increased incidence of SI/X4 variants (21, 83), again in
contrast to what is observed in the Malawi cohort. An allelic variant
of the SDF-1 gene has been reported to reduce HIV-1 disease
progression, perhaps through elevated levels of SDF-1 that protect
against SI/X4 variants, but this allele is not common, at least among
African-Americans (87), although the opposite effect has
also been reported (58). Thus, the near absence of SI/X4
variants among the cohort of men in Malawi infected with subtype C
HIV-1 cannot easily be ascribed to known genetic variation in the host population.
The reduced variability of R5-like viral sequences prompted the
question whether this represented significant variability within the
env gene (Fig. 5). We found that V3 in the absence of the
sequence variability associated with changes in coreceptor use is no
more variable than the conserved regions of gp120. V3 variability among
X4-like viral sequences is about twice that among R5 sequences
(13, 55). Half of this variability is linked to the presence
of basic amino acid substitutions, and another quarter of the
variability is represented by another set of substitutions that are
biased in their presence in X4-like viral sequences (56). It
is not clear what role this additional variability plays in the biology
of the subtype B Env protein, i.e., whether it plays a direct role in
altered coreceptor usage or whether this variability accumulates for
other as yet unknown reasons that are linked to altered coreceptor
usage. Similarly, simian immunodeficiency virus isolates most often use
CCR5 (reviewed in reference 30), and where it has
been examined, V3 is not variable (11, 61).
The lack of coreceptor switching in subtype C virus may affect
transmission. Virus that is transmitted is almost always CCR5 dependent, regardless of the variants present in the transmitting donor
(65, 84, 94). If the subtype C virus continues to use the
CCR5 coreceptor throughout infection, persons carrying the subtype C
virus may be more infectious throughout their entire infection than
persons carrying subtype B virus who evolve X4 variants.
 |
ACKNOWLEDGMENTS |
We thank Malcolm Martin for molecular clones of the AD8 and NL4-3
HIV-1 genomes and Nathaniel Landau for the molecular clone of the Ba-L
HIV-1 genome.
P.V. is supported by the Swiss National Science Foundation
(3233-48902.96). In addition, this work was supported by the following grants from the National Institutes of Health: R01-AI44667 (to R.S.),
R01-DK381 (to M.S.C.), R01-HD32259 (to M.M.G.), the UNC Center for STD
Research (U01-AI31496), and the UNC Center For AIDS Research
(P30-HD37260), including the help of Rakhi Kilaru and Paul Stewart.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: CB7295, Rm
22-006 Lineberger Bldg., University of North Carolina at Chapel Hill,
Chapel Hill, NC 27599. Phone: (919) 966-5710. Fax: (919) 966-8212. E-mail: risunc{at}med.unc.edu.
 |
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Journal of Virology, August 1999, p. 6271-6281, Vol. 73, No. 8
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Copyright © 1999, American Society for Microbiology. All rights reserved.
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