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Journal of Virology, July 1999, p. 5903-5911, Vol. 73, No. 7
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
A Mouse Model for the Evaluation of Pathogenesis
and Immunity to Influenza A (H5N1) Viruses Isolated from
Humans
Xiuhua
Lu,1
Terrence M.
Tumpey,1
Timothy
Morken,2
Sherif R.
Zaki,2
Nancy J.
Cox,1 and
Jacqueline
M.
Katz1,*
Influenza Branch1 and
Infectious Disease Pathology Activity,2
Division of Viral and Rickettsial Diseases, National Center for
Infectious Diseases, Centers for Disease Control and Prevention,
Atlanta, Georgia 30333
Received 5 January 1999/Accepted 24 March 1999
 |
ABSTRACT |
During 1997 in Hong Kong, 18 human cases of respiratory illness,
including 6 fatalities, were caused by highly pathogenic avian
influenza A (H5N1) viruses. Since H5 viruses had previously been
isolated only from avian species, the outbreak raised questions about
the ability of these viruses to cause severe disease and death in
humans. To better understand the pathogenesis and immunity to these
viruses, we have used the BALB/c mouse model. Four H5N1 viruses
replicated equally well in the lungs of mice without prior adaptation
but differed in lethality for mice. H5N1 viruses that were highly
lethal for mice were detected in multiple organs, including the brain.
This is the first demonstration of an influenza A virus that replicates
systemically in a mammalian species and is neurotropic without prior
adaptation. The mouse model was also used to evaluate a strategy of
vaccination against the highly pathogenic avian H5N1 viruses, using an
inactivated vaccine prepared from nonpathogenic
A/Duck/Singapore-Q/F119-3/97 (H5N3) virus that was antigenically
related to the human H5N1 viruses. Mice administered vaccine
intramuscularly, with or without alum, were completely protected from
lethal challenge with H5N1 virus. Protection from infection was also
observed in 70% of animals administered vaccine alone and 100% of
mice administered vaccine with alum. The protective effect of
vaccination correlated with the level of virus-specific serum antibody.
These results suggests a strategy of vaccine preparedness for rapid
intervention in future influenza pandemics that uses antigenically
related nonpathogenic viruses as vaccine candidates.
 |
INTRODUCTION |
During May through December 1997, an
outbreak of avian influenza A (H5N1) virus in Hong Kong caused 18 human
cases (6 fatal) of respiratory illness (7, 11, 30). The H5N1
infections in humans were preceded by the circulation of highly
pathogenic H5N1 viruses in birds, first in poultry farms and later in
wholesale and retail poultry markets in Hong Kong (5, 8,
28). The H5N1 viruses isolated from both chickens and humans
possessed hemagglutinin (HA) molecules with multiple basic amino acids
adjacent to the cleavage site between HA1 and HA2 and were lethal for
experimentally infected chickens, features characteristic of highly
pathogenic avian influenza A viruses (8, 26, 29, 30). The
fact that the H5N1 viruses resulted in severe or fatal respiratory
disease in the majority of infected persons aged 13 to 60 years was of particular concern since this age group is not normally considered to
be at increased risk for death and complications from influenza (6, 31).
The antigenic and genetic analysis of 16 H5N1 viruses isolated from
humans identified two closely related but distinguishable groups,
represented by A/Hong Kong/156/97 (HK/156) virus (group A) and A/Hong
Kong/483/97 (HK/483) virus (group B). Group B viruses share a
substitution at residue 156 of HA1, which creates a potential glycosylation site absent in group A viruses (3). An
asymmetric cross-reactivity between the groups was demonstrated by
postinfection ferret serum in hemagglutination inhibition (HI) assays.
Antiserum raised to group B viruses exhibited a greater degree of
cross-reactivity with group A viruses compared with the reactivity of
group A virus antiserum for group B viruses (3). All
internal genes, like those encoding the surface glycoproteins, were of
avian origin (8, 27, 29), indicating that the H5N1 viruses
that infected humans in Hong Kong had crossed the species barrier
without genetic reassortment with a human influenza virus. Neither the
HA nor the NA (neuraminidase) genes of the human H5N1 viruses isolated from the outbreak showed evidence of adaptive changes (3). Furthermore, Matrosovich et al. (22) have reported that H5N1 virus isolated from the index case (HK/156) possessed an HA with receptor specificity typical of avian viruses.
Previous studies had demonstrated that humans were not susceptible to
infection with a highly pathogenic H5 virus that caused high mortality
in poultry in Pennsylvania in 1983 (2). The ability of the
H5N1 viruses from Hong Kong to cause severe respiratory illness,
multiorgan dysfunction, and a high rate of mortality in humans raised
questions concerning the mechanism(s) of pathogenicity and the
development of prevention and control measures in preparation for an
actual pandemic caused by highly pathogenic avian viruses. In this
situation, traditional methods for developing inactivated vaccines for
humans would be greatly compromised by the need to prepare and perform
safety testing of reassorted vaccine candidates under biosafety level
3-plus (BSL-3+) containment conditions (1).
We investigated the mouse as a mammalian model for the study of H5N1
influenza virus pathogenesis and immunity. We report here on four human
H5N1 viruses that replicated efficiently in the lungs, without any
adaptation, and have different levels of lethality for BALB/c mice. In
addition, we demonstrate the utility of this animal model for
evaluating protective immunity to human H5N1 influenza viruses and a
strategy for effective vaccination against the pathogenic H5N1
influenza viruses that uses the antigenically related, but
nonpathogenic, avian A/duck/Singapore/Q/F119-3/97 (dk/Sing) (H5N3) virus.
 |
MATERIALS AND METHODS |
Viruses.
The influenza viruses used in this study were the
H5N1 group A viruses HK/156 and A/Hong Kong/486/97 (HK/486); the H5N1
group B viruses HK/483 and A/Hong Kong/485/97 (HK/485); the H5N3
dk/Sing virus; and the reassortment human influenza A virus X-31, which possesses the surface glycoprotein genes of A/Aichi/2/68 (H3N2) and the
internal protein genes of A/Puerto Rico/8/34 virus. A U.S. Department
of Agriculture permit was obtained before work with avian influenza
viruses was begun. Virus stocks were propagated in the allantoic
cavities of 10-day-old embryonated hen eggs under conditions that were
found to be optimal for virus replication for H5N1 viruses (37°C,
24 h) or dk/Sing and X-31 viruses (34°C, 48 h). Virus
stocks were aliquoted and stored at
70°C until use. The passage
histories of the viruses are detailed in Table
1. Fifty percent tissue culture
infectious dose (TCID50) and 50% egg infectious dose
(EID50) titers were determined by serial titration of
viruses in Madin-Darby canine kidney (MDCK) cells and eggs, respectively. Titers were calculated by the method of Reed and Muench
(24).
Laboratory facility.
Because of the potential risk to humans
and poultry, all experiments using infectious pathogenic avian H5N1
viruses, including work with animals, were conducted using BSL-3+
containment procedures (25). Investigators were required to
wear appropriate respirator equipment (RACAL Health and Safety Inc.,
Frederick, Md.). Work performed with the nonpathogenic virus dk/Sing
was conducted under BSL-2 conditions.
Infection of mice and challenge experiments.
Female BALB/c
mice, 6 to 8 weeks old (Charles River Laboratories, Wilmington, Mass.),
were used in all experiments. Mice were lightly anesthetized with
CO2, and 50 µl of infectious virus diluted in
phosphate-buffered saline (PBS) was inoculated intranasally (i.n.).
Fifty percent mouse infectious dose (MID50) and 50% lethal dose (LD50) titers were determined by inoculating groups of
seven mice i.n. with serial 10-fold dilutions of virus. Four days
later, three mice from each group were euthanized, and lungs were
collected and homogenized in 1 ml of cold PBS. The homogenates were
frozen at
70°C and later thawed for ease of handing. Solid debris
was pelleted by centrifugation, and tissues were titrated for virus infectivity in eggs. The four remaining mice in each group were checked
daily for disease signs and death for 14 days postinfection (p.i.).
MID50 and LD50 titers were calculated by the
method of Reed and Muench (24) and were expressed as the
EID50 value corresponding to 1 MID50 or
LD50. Lung virus titers were used for the determination of
MID50 because we had previously determined that the H5N1
viruses used in this study replicated to higher titers (
100-fold) in lung tissue than in upper respiratory tract tissues.
Replication of the H5N1 viruses in mice was examined by determining the
virus titers in organs (lung, spleen, liver, kidney,
and brain) and
blood 4 and 6 days p.i. with 100 MID
50 of viruses.
Clarified homogenates were titrated for virus infectivity in eggs
from
initial dilutions of 1:10 (lung) or 1:2 (other tissues and
blood). The
limits of virus detection were 10
1.2 EID
50/ml
for lung and 10
0.8 EID
50/ml for other organs
and
blood.
To evaluate the degree of protection from a lethal challenge,
vaccinated mice were infected i.n. with 50 LD
50(=90
MID
50) of
HK/483 virus and were observed daily for 14 days.
To evaluate
protection of the lungs and brains from infection,
additional
mice were euthanized on day 6 p.i., and tissues were
collected
and titrated for virus infectivity as described above. Virus
endpoint
titers are expressed as mean
log
10EID
50 per milliliter ± standard
deviation
(SD).
Immunohistochemistry.
Tissues from infected mice were fixed
in formalin and were processed for immunohistochemistry by using a
two-step biotin-streptavidin method essentially as previously described
(32). The primary polyclonal antibody used was a goat
anti-Tern/South Africa/61 (H5N3) (National Institute of Allergy and
Infectious Diseases, Bethesda, Md.) antibody which recognizes both
surface glycoproteins and internal proteins of the virus.
Antibody assays.
Immune sera from blood samples collected
from the orbital plexus were treated with receptor-destroying enzyme
from Vibrio cholerae (Denka-Seiken, Tokyo, Japan) as
previously described (19) before testing for the presence of
HI antibody by standard methods (20). Individual mice were
considered to have responded to vaccination if serum HI titers were
40. Titers of neutralizing antibody were determined essentially as
previously described (16) except that a lower cell
concentration (1.5 × 105 MDCK cells/ml) was used.
Neutralization titers are expressed as the reciprocal of the highest
dilution of serum that gave 50% neutralization of 100 TCID50 of virus.
Vaccine and adjuvant preparations and immunizations.
dk/Sing
virus was concentrated from allantoic fluid and purified on a linear
sucrose gradient as described previously (10). The HA
content of purified dk/Sing virus was estimated to be 30% of the total
viral proteins by densitometric analysis of viral protein bands
separated by sodium dodecyl sulfate-polyacrylamide gel electrophoresis.
Inactivated whole-virus vaccine was prepared by treating purified virus
at a concentration of 1 mg/ml with 0.025% formalin at 4°C for >3
days. This treatment resulted in the complete loss of infectivity of
the virus. Groups of mice were lightly anesthetized with
CO2 and injected intramuscularly (i.m.) with either 10 µg
of dk/Sing vaccine (=3 µg of HA) alone, 10 µg of vaccine mixed with
alum, or PBS mixed with alum in a volume of 0.1 ml. A 2% alum
(Alhydrogel; Superfos Biosectors, Kvistgaard, Denmark) suspension was
mixed with an equal volume of vaccine in PBS or PBS only for 6 h
at 4°C before immunization. Mice received two inoculations at an
interval of 3 weeks.
Statistical analysis.
Statistical significance of the data
was determined by using Fisher's exact or Student's t tests.
 |
RESULTS |
In vitro and in vivo growth characteristics
of human H5N1 influenza viruses.
Two group A and two group B H5N1
viruses isolated from patients representing the spectrum of disease
severity observed during the outbreak were selected for use in this
study. Their origin and growth characteristics in MDCK cells, eggs, and
mice are shown in Table 1. For comparison, the characteristics of a
human H3N2 reassortant virus X-31 are also shown. HK/156 and HK/486 are
group A viruses, and HK/483 and HK/485 are group B viruses. All human H5N1 viruses and X-31 virus had high infectivity titers in MDCK cells
and eggs. With the exception of HK/156 virus, the H5N1 viruses had
similar MID50 titers determined by the detection of virus in the lungs of mice 4 days p.i. Ten to 100 times more HK/156 virus
than the other H5N1 viruses was required to infect mice. The lethality
of the four H5N1 viruses for mice varied considerably. HK/483 and
HK/485 viruses were the most lethal for mice, whereas HK/156 virus was
considerably less lethal. The lethality of HK/486 was substantially
lower than that of the other H5N1 viruses. The nonpathogenic avian H5
virus, dk/Sing, could also infect mice (MID50 = 104.2) but was not lethal, even at high doses
(106 EID50 [data not shown]).
Lethality of H5N1 viruses in mice.
A further experiment
compared the time courses of lethal infection for the H5N1 viruses.
Mice (10 per group) infected i.n. with 104,
103, or 102 MID50 of virus were
observed for 14 days. The percentages of mice surviving the infections
are shown in Fig. 1. Mice infected with
any dose of HK/483 virus rapidly succumbed 4 to 8 days later. Likewise,
100% of mice infected with any dose of HK/485 virus died 6 to 10 days
p.i. Mice infected with 104 MID50 of HK/156
showed significant (90%) mortality by day 9. However, the lethality of
HK/156 virus was reduced to 40 and 10% when 103 and
102 MID50 of virus, respectively, were used to
infect mice. In contrast to the lethal outcomes with the three H5N1
viruses, none of the mice infected with 103 or
102 MID50 of HK/486 virus died and only 1 of 10 mice infected with 104 MID50 of virus died.
These results demonstrated that HK/483 and HK/485 viruses were
substantially more lethal for BALB/c mice than were HK/156 and HK/486
viruses.

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FIG. 1.
Comparison of lethality of human H5N1 influenza viruses
for BALB/c mice. Groups of 10 mice were infected i.n. with
104 (A), 103 (B), or 102 (C)
MID50 of HK/483 ( ), HK/485 ( ), HK/156 ( ), or
HK/486 ( ) virus and examined daily for 14 days.
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Detection of H5N1 viruses in mouse tissues.
To investigate
further the differences in pathogenesis of the human H5N1 viruses in
mice, we examined the degree of replication in different tissues.
Groups of mice were infected with 100 MID50 of one of three
H5N1 viruses or X-31 virus. The mean virus titers (expressed as
log10 EID50 per milliliter ± SD) were
determined on day 4 p.i., when virus titers in the lungs were
maximal, and on day 6 p.i., a time point that immediately preceded
the death of mice infected with the highly lethal HK/483 virus (Fig.
2). Infection of mice with each of the
H5N1 viruses resulted in high titers of virus in the lungs on days 4 and 6 p.i. Viruses were recovered from the brains of mice infected
with HK/483 and HK/156 viruses with titers increasing 15- to 30-fold
from days 4 to 6 p.i. The brains of mice infected with HK/483
virus had 50-fold higher titers of virus on day 6 p.i. than those
of mice infected with HK/156 virus (P < 0.05). In
contrast, mice infected with HK/486 virus had undetectable virus in
brains on either day p.i. Virus was also present in the livers,
spleens, and blood of mice infected with HK/483 virus on day 4 and
6 p.i., but the titers of virus on day 6 were lower than those on
day 4. The kidneys of mice infected with HK/483 virus also yielded
substantial titers of virus. A level of virus similar to that of HK/483
was observed in organs and blood of mice infected with HK/485 virus
(data not shown). In contrast, mice infected with HK/156 virus had low
levels of virus in the livers and kidneys on day 4 and undetectable
levels of virus in spleens and blood at either time point. Mice
infected with HK/486 or X-31 virus had no detectable virus in these
organs on either day p.i.

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FIG. 2.
Replication of influenza A (H5N1) viruses in mice. Mice
were infected with 100 MID50 of each virus; tissues and
blood were collected on days 4 ( ) and 6 ( ) p.i., and titrated in
eggs. The mean virus titers from three mice per group are shown. The
limit of virus detection was 101.2 EID50/ml for
lungs and 100.8 EID50/ml for blood and other
tissues. * and , P < 0.01 and P <
0.05, respectively, versus groups infected with HK/156 or HK/486
virus.
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The presence of viral antigens was also detected by
immunohistochemistry in the lungs of mice infected with 1,000 MID
50 of
HK/483 and HK/486 viruses. Antigen-positive cells
were more frequent
in HK/483 virus-infected lungs than in HK/486
virus-infected lungs
(data not shown) and were seen in association with
damaged, necrotic
bronchi. Immunostaining was observed primarily within
epithelial
cells lining the bronchi, in detached bronchial cells, and
extracellularly
within bronchiolar lumens in association with necrotic
debris
of epithelial cells (Fig.
3A and
B). With disease
progression,
focal immunostaining of inflammatory cells, mainly
mononuclear
cells, was also observed in subepithelial tissues in the
pulmonary
interstitium and in association with areas of hemorrhage.
Although
virus was isolated on days 4 and 6 p.i. in HK/483
virus-infected
mice, immunostaining in the brain was observed only 6 or
7 days
p.i. Immunostaining in these tissues was focal and seen within
both glial cells and neurons (Fig.
3C and D). Taken together,
these
results demonstrated dissemination of some H5N1 viruses
to multiple
organs including the brains of mice. An increase of
virus titers in the
brain over the time course of infection was
observed only with the H5N1
viruses that caused lethal infections
in mice.


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FIG. 3.
Immunostaining of viral antigens in lung and brain from
mice infected with 1,000 MID50 of HK/483 virus. (A)
Immunostaining in bronchial epithelium and subepithelial tissue from a
mouse that succumbed to infection on day 7 p.i. (B) Higher
magnification of a bronchus showing mainly nuclear, and to a less
extent cytoplasmic, staining of bronchial epithelial cells. Note
immunostaining in association with necrotic detached epithelial cells
in bronchial lumen. (C) Brain collected on day 6 p.i. showing a
focus of antigen-positive cells. (D) High-power magnification showing
nuclear and cytoplasmic immunostaining of glial cells and neurons
(naphthol-fast red with hematoxylin counterstain; original
magnifications, ×50 [A], ×158 [B], ×50 [C], and ×158
[D]).
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Immunogenicity of an inactivated whole virus dk/Sing
(H5N3) vaccine.
One strategy for developing vaccines against
pathogenic avian influenza viruses is the use of a closely related
avian virus that is nonpathogenic for poultry and presumably for
humans. Such a virus could be handled safely in the laboratory and, on
a larger scale, in a vaccine-manufacturing plant. One such virus is
dk/Sing virus, which is antigenically related to the human H5N1
viruses and shares 92 to 93% amino acid sequence homology in the HA1
portion of the HA molecule (4).
In preliminary experiments, we had observed that protection from lethal
challenge with HK/483 virus in mice previously infected
with HK/156,
HK/486, or dk/Sing virus correlated with the presence
of serum HI
antibody against homologous viruses. All mice (
n =
37)
with serum HI antibody titers of

80 were completely protected
from
death after challenge with HK/483 virus. Ninety-three percent
of mice
(
n = 30) with an HI titer of 40 were protected from
death.
In contrast, all mice (
n = 27) with HI antibody
titers of

20
died within 7 days of challenge. These results indicated
that
serum HI antibody titers of

40 may be sufficient to protect mice
from a lethal challenge with H5N1
virus.
To evaluate the potential of the dk/Sing vaccine candidate and the
utility of the mouse model for vaccine efficacy studies,
a group of
mice (
n = 22) was immunized with 10 µg of purified
dk/Sing vaccine. A second dose was administered 3 weeks after
the
first. Because avian viruses have been reported to elicit
minimal, if
any, serum HI antibody responses in mammalian species
(
17),
another group of mice (
n = 20) was immunized with two
doses of 10 µg of vaccine mixed with alum, an adjuvant licensed
for
use in humans. A negative control group of mice (
n = 17) received
alum
alone.
The serum HI antibody response to HK/156 virus measured in individual
serum samples collected 3 weeks after the first and
second i.m.
vaccination is shown in Fig.
4. One dose
of vaccine
alone failed to elicit a response (HI titer

40) in
mice. A second
dose of vaccine was required to induce a substantial HI
antibody
response in 65% of mice (geometric mean titer [GMT] = 51).
Although
the GMT of mice receiving one dose of vaccine with alum
(GMT =
26) was significantly greater than those of mice receiving
one
dose of vaccine alone (
P < 0.001), only 40% of
animals responded.
The administration of a second dose of vaccine with
alum resulted
in 100% of mice responding and greatly elevated HI
antibody titers
(GMT = 710) compared with mice receiving a second
dose of vaccine
alone (
P < 0.001). These results
indicated that two doses of the
vaccine, with or without alum, were
required to elicit responses
in most mice. The addition of alum to the
vaccine greatly augmented
the HI antibody response after a second dose.

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FIG. 4.
Serum HI antibody responses following one or two doses
of dk/Sing vaccine. Mice were vaccinated i.m. with alum alone (A), 10 µg of dk/Sing vaccine alone (B), or vaccine with alum (C). Sera from
17 to 20 mice per group were collected 3 weeks after the first and
second vaccinations and tested individually for HI antibody against
HK/156 virus. HI titers are expressed as a log2 value of
the reciprocal of the highest dilution of serum inhibiting
agglutination of 0.5% of turkey erythrocytes at 4 HA units of virus.
Antibody responses shown in panel C were significantly greater than the
corresponding responses shown in panel B (P < 0.001).
A log2 value of 5.3 represents an HI titer of 40. Solid
bars represent the GMT.
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Because two closely related but antigenically distinguishable groups of
human H5N1 viruses cocirculated during the avian influenza
outbreak in
Hong Kong, we next evaluated the ability of serum
from vaccinated mice
to cross-react with different representative
group A and group B
viruses. Serum samples pooled from each group
of twice-vaccinated mice
were compared in an HI test with the
level of antibody in postinfection
ferret reference antiserum
which distinguished the two groups (Table
2). Serum from mice
administered vaccine
alone reacted equally well with group A and
group B viruses. A twofold
difference in the HI test is not considered
significant. Likewise,
serum from mice administered vaccine in
the presence of alum reacted
equally well with viruses of both
groups. In contrast, the reference
postinfection ferret serum
raised to dk/Sing or HK/156 virus reacted to
higher titers with
the group A viruses, while serum raised to the group
B HK/483
virus, in general, reacted equally well with both groups of
viruses.
These results indicated that vaccination with dk/Sing vaccine
elicited antibody in mice that was cross-reactive for both groups
of
human H5N1 viruses.
Protective efficacy of dk/Sing vaccine.
We next investigated
the protective efficacy of the dk/Sing vaccine against a lethal
challenge with the group B virus HK/483. This virus was chosen for two
reasons. First, HK/483 virus was the most pathogenic of the four H5N1
viruses examined in this study (Table 1 and Fig. 1). Second, the group
B viruses have been characterized with reference ferret antiserum to
have decreased reactivity with antibody raised to group A H5N1 or
dk/Sing viruses. We considered challenge with HK/483 virus to be a more
stringent test of protective efficacy.
Four months after vaccination, mice were infected i.n. with 50 LD
50 of HK/483 virus. Each vaccine group was then divided
into
mice (
n = 10
to 12) that were monitored for signs
of disease and
death for 14 days or mice (
n = 7 to 10)
that were euthanized on
day 6 p.i. to determine the level of virus
replication in the
lung and brain. Day 6 was chosen to evaluate
protection from infection
because unvaccinated mice were shown
previously to have substantial
titers of virus in both lungs and brains
at this time point. As
shown in Table
3,
control mice receiving alum alone died 6 to
7 days p.i. with high
titers of virus in the lungs and brains.
In contrast, 100% of mice
vaccinated with dk/Sing virus, with
or without alum, survived lethal
challenge. Thirty percent of
mice that received vaccine alone had low
levels of virus in the
lungs on day 6 p.i. Virus titers in these
mice ranged from 10
3.0 to 10
4.0
EID
50/ml. No virus was detected in the brains of mice from
either
vaccine group. When considered as a group, protection from
infection
in mice receiving vaccine alone was highly significant
compared
with the control group (
P < 0.001).
Protection from infection
was augmented by the addition of alum to the
dk/Sing vaccine.
All mice receiving dk/Sing vaccine with alum were
completely protected
from infection in both lungs and brains. These
results demonstrated
that vaccination of mice with two doses of dk/Sing
(H5N3) vaccine
induced a high degree of protection from infection and
death following
challenge with a highly lethal human H5N1 virus.
 |
DISCUSSION |
The introduction of influenza A (H5N1) viruses into humans served
as an important reminder that another influenza pandemic is highly
likely, if not inevitable. The H5N1 outbreak highlighted the potential
of pandemic strains to arise directly from avian species, the natural
reservoir of all 15 known HA subtypes of influenza A viruses. The
outbreak also demonstrated that an avian virus could cross the species
barrier to replicate in humans and cause severe disease. The H5N1
viruses resulted in a high rate of mortality in an age group not
normally considered to be at increased risk for death and complications
from influenza. For these reasons, the H5N1 viruses warrant further
study in an effort to understand their pathogenesis in humans and to
establish prevention and control measures in preparation for an actual pandemic.
Although the ferret model has been widely used for the study of other
influenza A viruses, it has not yet been shown to be a suitable animal
model for the study of human H5N1 viruses in vivo. In contrast, the
BALB/c mouse was found to be a useful model system for investigation of
human H5N1 virus pathogenesis and immunity. The H5N1 viruses replicated
in mouse lungs to high titers and caused lethal disease without the
prior adaptation that is generally required for human influenza A
viruses to possess these properties (18). Furthermore, the
highly lethal HK/483 and HK/485 viruses which caused severe or fatal
disease in humans were also highly lethal in mice. These viruses
replicated systemically and were neurotropic in mice, two properties
which have not previously been demonstrated for an influenza A virus
without prior adaptation to the host. Although the four H5N1 viruses
examined in this study replicated to similarly high titers in the lungs
of mice, differences in the lethality of the viruses were observed.
HK/483 and HK/485 viruses were highly lethal for BALB/c mice; as little
as 1 MID50 of HK/483 virus was sufficient to kill mice.
HK/156 virus required a substantially higher MID50 to
elicit a lethal infection in mice, and the lethality of HK/486 virus
was substantially less than that of the HK/483 and HK/485 viruses.
Shortridge et al. (28) have also recently reported that high
dose (106 EID50) of HK/156 virus was highly
lethal for BALB/c mice. However, in contrast to the results presented
here, Gubareva et al. (15) reported that HK/156 virus was
lethal for BALB/c mice even at low infectious doses. One reason for the
differences in the lethality between the HK/156 virus preparations may
be that the HK/156 virus used in the Gubareva study had been passaged
twice in mouse lungs prior to characterization for lethality. In the
present study, the viruses were only passaged in vitro prior to
characterization in vivo. The differences in pathogenicity observed
among H5N1 viruses did not correlate with passage history. We have
tested the lethality of HK/486 and HK/483 virus stocks which had fewer passages in eggs or which had been passaged only in MDCK cells (HK/486). In each case, the viruses exhibited lethality for mice similar to that reported here (data not shown). It is noteworthy that
HK/486 virus, which was substantially less lethal for mice, also caused
mild disease in the child from whom it was isolated.
A feature of the highly pathogenic HK/483 viruses was the presence of
elevated levels of virus in the spleen, liver, and blood at day 4 p.i. Disease progression was associated with the presence of viral
antigens in subepithelial tissues in the lungs. More striking still
were substantial titers of virus and viral antigens in the brains of
mice infected with HK/483 virus, that increased during the infection
and peaked on day 6 just before death. Mice infected with the less
pathogenic HK/156 virus had significantly less virus in the brain on
day 6 p.i. than did mice infected with HK/483 virus (P < 0.05). Mice infected with HK/486 had no detectable virus in the
brain at days 4 and 6. Taken together these results suggest that the
dissemination of virus to organs other than the lungs may depend on the
extent of viremia that occurs early in the infection. In addition, the
more pathogenic viruses may replicate more efficiently in other organs,
including the brain. In this study, H5N1 group B viruses were highly
pathogenic, whereas group A viruses were of intermediate to low
pathogenicity. It is not clear from these results whether the
additional glycosylation site in HA1, present in group B viruses but
not group A viruses, contributes to the pathogenicity of these viruses.
Sequence analysis of the HA gene of viruses used in this study
confirmed the presence of multiple basic amino acids adjacent to the
cleavage site in all viruses, including HK/486 which was substantially
less lethal for mice (data not shown). Therefore, further studies are
required to determine the molecular basis for the differences in
lethality of the H5N1 viruses.
The mouse model also provided a means to evaluate a strategy for
vaccination against H5 viruses. Currently, vaccine strains with an
optimal antigenic match are achieved by producing high-growth reassortants from a circulating virus that has the desired antigenic characteristics. Preparation of vaccine candidate strains from the
highly pathogenic H5N1 viruses by reassortant or by genetic manipulation and gene rescue techniques must be conducted under BSL-3+
conditions. Extensive BSL-3+ safety testing of those candidate strains
would be needed and may delay vaccine production in a pandemic
situation. An alternative strategy for the rapid and safe development
of a vaccine against a highly pathogenic avian virus is to use an
antigenically related nonpathogenic virus that can be handled under
laboratory (BSL-2) conditions. This study demonstrated that a vaccine
prepared from the nonpathogenic dk/Sing (H5N3) virus effectively
protected mice from lethal challenge with the antigenically related but
highly pathogenic human HK/483 (H5N1) virus. High titers of serum HI or
neutralizing antibody and complete protection from infection and death
were achieved in mice administered vaccine in the presence of alum.
Mice administered vaccine alone had substantially lower serum HI and
neutralizing antibody titers. One hundred percent of these animals were
protected from death, but only 70% were protected from infection.
Vaccine-induced serum HI titers of 40 or greater were sufficient to
protect mice from lethal infection with H5N1 virus, whereas higher
titers of antibody were required to protect mice completely from
infection. Garcia et al. (13) reported that an inactivated
vaccine prepared from low pathogenic A/chicken/Hidalgo/232/94 (H5N2)
virus effectively protected chickens from lethal infection with a
highly pathogenic influenza H5N2 virus. On the other hand, Kodihalli et
al. (21) recently reported that a DNA vaccine encoding
HK/156 virus HA, but not A/Turkey/Ireland/1/83 (H5N8) HA, protected
BALB/c mice from infection with a lethal dose of HK/156 virus. This
lack of protection with a heterologous H5 HA may reflect the greater
amino acid sequence difference between the viruses used by Kodihalli et
al. (12% difference in HA1) compared with the dk/Sing and HK/483 viruses used in the present study (8% difference in HA1). The present
study demonstrated that increased levels of protection from infection
correlated with increased serum antibody titers. Therefore, differences
between the results of the two studies may, alternatively, reflect
differences in the ability of the DNA-based vaccine compared with the
protein-based vaccine used in the present study to elicit adequate
titers of neutralizing antibody.
The protection afforded by the dk/Sing (H5N3) vaccine against lethal
challenge with an H5N1 virus suggested that an antigenically related NA
was not necessary for the protective effect observed in mice in this
study. However, other investigators have demonstrated that vaccines
composed of purified NA protected mice from lethal challenge
(12), and the presence of NA-specific antibody has been
associated with reduction in the magnitude of disease in humans
(9). Therefore, it remains desirable to have both major surface glycoproteins of a candidate vaccine strain antigenically matched with the virus causing disease in humans.
Our studies also demonstrated that alum adjuvant substantially
augmented the antibody response to H5 vaccine when mice received two
doses of vaccine with adjuvant. However, studies in humans demonstrated
that alum was ineffective for enhancing HI antibody to a recombinant H3
HA vaccine (23). These studies were performed with adults
who would have previously been infected with related H3N2 viruses and
therefore would have cellular responses primed to H3 viruses
(14). Because a vaccine against a novel HA subtype may not
have this advantage, the effectiveness of adjuvants for vaccination
against pandemic influenza should be explored further.
The efficacy of the dk/Sing vaccine supports previous proposals to
develop a library of vaccine strains representing different influenza A
subtypes that could be evaluated in humans in preparation for future
pandemic. Improved surveillance in avian and animal reservoirs may
distinguish influenza A subtypes that pose a pandemic threat. These
candidate vaccines would be available for a rapid intervention strategy
following the emergence and spread of a virus with pandemic potential.
 |
ACKNOWLEDGMENTS |
We thank Dennis Alexander, Central Veterinary Laboratory, Surrey,
United Kingdom, for providing the dk/Sing virus originally isolated by
Yueh Lee-Lin, Veterinary Laboratory Branch, Animal Health and
Inspection Division, Singapore; Jing Huang for the confirmatory
sequencing of H5N1 virus stocks; Thomas Rowe for preparation of
figures; and Kanta Subbarao for critical review of the manuscript.
 |
ADDENDUM IN PROOF |
A recent study by Gao et al. (P. Gao, S. Watanabe, T. Ito,
H. Goto, K. Wells, M. McGregor, A. J. Cooley, and Y. Kawaoka,
J. Virol. 73:3184-3189, 1999) has also demonstrated
heterogeneity in the pathogenicity for BALB/c mice of influenza
A (H5N1) viruses isolated from humans.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Influenza
Branch, Mailstop G-16, DVRD, NCID, Centers for Disease Control and
Prevention, 1600 Clifton Road, N.E., Atlanta, GA 30333. Phone: (404)
639-3591. Fax: (404) 639-2334. E-mail: jmk9{at}cdc.gov.
 |
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