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Journal of Virology, June 1999, p. 4552-4560, Vol. 73, No. 6
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Human Cytomegalovirus Infection of Caco-2 Cells
Occurs at the Basolateral Membrane and Is Differentiation State
Dependent
Michael A.
Jarvis,1,*
C. Edward
Wang,1
Heather L.
Meyers,1
Patricia P.
Smith,1
Christopher L.
Corless,2
Gavin J.
Henderson,1
Jeffrey
Vieira,3
William J.
Britt,4 and
Jay A.
Nelson
Department of Molecular Microbiology and
Immunology1 and Department of
Pathology,2 Oregon Health Sciences
University, Portland, Oregon 97201; Department of Laboratory
Medicine, University of Washington, Seattle, Washington
981953; and Department of Pediatrics and
Microbiology, University of Alabama at Birmingham, Birmingham,
Alabama 352334
Received 13 January 1999/Accepted 22 February 1999
 |
ABSTRACT |
Epithelial cells are known to be a major target for human
cytomegalovirus (HCMV) infection; however, the analysis of virus-cell interactions has been difficult to approach due to the lack of in vitro
models. In this study, we established a polarized epithelial cell model
using a colon epithelial cell-derived cell line (Caco-2) that is
susceptible to HCMV infection at early stages of cellular differentiation. Infection of polarized cells was restricted to the
basolateral surface whereas virus was released apically, which was
consistent with the apical and not basolateral surface localization of
two essential viral glycoproteins, gB and gH. HCMV infection resulted
in the development of a cytopathology characteristic of HCMV infection
of colon epithelium in vivo, and infection did not spread from cell to
cell. The inability of HCMV to infect Caco-2 cells at late stages of
differentiation was due to a restriction at the level of viral entry
and was consistent with the sequestration of a cellular receptor for
HCMV. These observations provide the first evidence that restriction of
HCMV replication in epithelial cells is due to a receptor-mediated phenomenon.
 |
INTRODUCTION |
Human cytomegalovirus (HCMV) is an
opportunistic agent that causes severe disease in immunosuppressed
individuals. The clinical pathology associated with infection varies
depending on the particular etiology of the immunosuppression. In
iatrogenically immunosuppressed patients, HCMV disease of the
gastrointestinal (GI) tract is generally limited to the cecum and
ascending colon, whereas in AIDS patients, disease is multifocal and
can involve any region of the GI tract, with the colon as the most
frequently infected site, followed by the esophagus (1, 3,
5). HCMV infection of the lung is most severe in bone marrow
transplant patients, where it causes pneumonia in approximately 15% of
allograft recipients and is associated with 20% mortality
(1). In AIDS patients, HCMV frequently infects the lung, but
the infection progresses more slowly and rarely results in pneumonia
(8). HCMV infection of the retina is unique to patients with
AIDS and is responsible for retinitis in an estimated 20% of patients
with advanced human immunodeficiency virus disease (8).
Despite the observed differences in clinical pathology, the cell types
infected by HCMV and the histopathology associated with infection are
comparable in all immunosuppressed individuals. In infected organs,
HCMV can be identified in epithelial and endothelial cells,
macrophages, and fibroblasts; however, the pathologic mechanism of
HCMV-induced disease is not completely understood (26). Two major mechanisms have been proposed to account for HCMV pathology. In
the GI tract and the retina, pathological findings support a role for
ischemia in the disease process. Additionally, the identification of
HCMV in epithelial cells in the GI tract, lung, and retina suggests
that disease may also be a consequence of a direct cytopathic effect
(CPE) of the virus (7, 12, 25).
Currently, most in vitro studies of the HCMV infection process are
conducted in nonpolarized normal human fibroblast (HF) cells. This cell
type has certain advantages for the study of HCMV, such as
permissiveness to infection, extensive characterization, and ease of
growth in culture. However, the cell type used to study HCMV can
profoundly affect many characteristics of the infection process,
including productivity of virus replication, viral gene expression, and
protein trafficking. Consequently, HCMV replication in HF cells may not
be representative of the replicative process within polarized
epithelial cells. To date, studies of HCMV in epithelial cells in vitro
have been hampered by the absence of a suitable polarized epithelial
cell model system. A number of primary epithelial cells have been shown
to support replication of HCMV, but poor characterization and
difficulty of growth in culture have limited their utility. HCMC and
ARPE-19 are two epithelial cell lines that have been shown to support
productive viral replication (27, 30). However, HCMC cells
are poorly characterized, and ARPE-19 cells are difficult to grow in
culture and are not representative of epithelial cells from nonretinal
tissues. In the present study, we have established a polarized
epithelial model that is permissive for HCMV infection. Viral infection
was dependent on the state of cellular differentiation (defined by
transepithelial resistance [TER]), which appeared to be due to the
availability of a polarized cell surface receptor. These observations
provide the first evidence that restriction of HCMV infection in
epithelia is due to a receptor-mediated phenomenon.
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MATERIALS AND METHODS |
Cell lines and virus.
HCMV Towne strain and HV5.111, a
recombinant HCMV (Toledo strain) that expresses green fluorescent
protein (GFP) under the control of the cellular elongation factor 1
(EF1
) promoter (31), were propagated in normal human
dermal fibroblast cells (NHDF) by standard methods. HV5.111 was
constructed using pQ91, which consists of the BamHI
(position 197042)-to-SalI (position 200171) fragment of HCMV
(AD169 strain) containing US9 and US10 cloned into pUC21. A cassette
consisting of the GFP gene (EGFP; Clontech, Calif.) under the control
of the EF1
promoter and the Escherichia coli
guanosine-hypoxanthine phosphoribosyltransferase gene under the control
of the mouse phosphoglycerate kinase promoter was inserted into pQ91 at
the ApaI site between US9 and US10 to create pQ111. pQ111
was then digested with BamHI and SalI to release the vector prior to its transfection into NHDF to generate recombinant virus as described elsewhere (32). Caco-2 cells were
obtained from the American Type Culture Collection (Rockville, Md.) and cultured at 37°C in an atmosphere of 5% CO2 in complete
medium (Dulbecco's modified essential medium [BioWhittaker,
Walkersville, Md.] containing 20% fetal bovine serum and supplemented
with 4 mM L-glutamine, 200 µg of penicillin G per ml, and
200 µg of streptomycin sulfate per ml). In all experiments, Caco-2
cell monolayers were grown on 12-mm-diameter, 3-µm-pore-size
polycarbonate filters (Corning Costar Corp., Acton, Mass.) Cells were
plated at a density of 5 × 105 cells/filter and fed
at 4-day intervals. At times indicated, the TER of Caco-2 cell
monolayers was measured with an EVOM epithelial voltohmeter
with an ENDOHM-12 chamber (World Precision Instruments, Sarasota, Fla.)
according to the manufacturer's instructions.
HCMV infection of Caco-2 cells.
Caco-2 cell monolayers were
infected with HCMV Towne either basolaterally or apically, by addition
of virus to either the basolateral or apical media at a multiplicity of
infection (MOI) of 25 (except for virus cellular spread assay). Prior
to infection, monolayers were washed once with Dulbecco's
phosphate-buffered saline (DPBS). After addition of virus, infection
was allowed to proceed for 1 h at 37°C in an atmosphere of 5%
CO2. When volume was limiting, the infection procedure was
repeated with fresh virus until the desired MOI was achieved. After
infection, monolayers were washed three times with DPBS, fresh complete
medium was added, and cells were cultured at 37°C in an atmosphere of
5% CO2. TER was measured immediately after addition of the
fresh complete medium to ensure that monolayers had remained intact
during the infection procedure.
Immunofluorescence microscopy.
Expression of viral and
cellular proteins in Caco-2 cell monolayers was determined by indirect
immunofluorescence using a modification of the method of Molloy et al.
(21). All procedures were performed at room temperature
unless stated otherwise. Cells grown on filters were rinsed in DPBS and
fixed for 15 min in DPBS containing 4% paraformaldehyde, 0.1 mM
CaCl2, and 0.1 mM MgCl2. After three washes
with DPBS, filter autofluorescence was quenched by two 15-min
incubations in DPBS (pH 8.0) containing NaBH4 (1 µg/ml).
Filters were washed three times in DPBS, and cells were permeabilized
and blocked by incubation for 15 min in DPBS containing 2% normal goat
serum and 0.4% Triton X-100. Filters were then washed three times in
wash buffer (DPBS containing 0.2% Triton X-100 and 0.2% [wt/vol]
bovine serum albumin) and excised from inserts. Filters were incubated
cell side down in primary antibody diluted in DPBS containing 0.1%
Triton X-100. The primary antibodies used were a rabbit anti-IE86
antibody (R638) (9) (used at a dilution of 1/150), a mouse
monoclonal anti-gB antibody (27-156) (33) (used at a
dilution of 1/150), and a mouse monoclonal anti-gH antibody (14-4B)
(2) (used at a dilution of 1/50). Cells were incubated with
primary antibody either overnight at 4°C or for 2 h at room
temperature. No difference in level of staining was observed between
the two different incubation conditions. After incubation, filters were
washed three times with wash buffer and incubated in DPBS containing
the appropriate fluorescein isothiocyanate-conjugated secondary
antispecies antibody. Epifluorescence was visualized with a Nikon
Optiphot fluorescence microscope.
Virus entry assay.
Caco-2 cell monolayers were infected at
an MOI of 25 with HV5.111. At 4 days postinfection (p.i.), cells were
rinsed in DPBS and fixed for 15 min in DPBS containing 4%
paraformaldehyde, 0.1 mM CaCl2, and 0.1 mM
MgCl2. Cells were permeabilized and blocked by incubation
for 15 min in DPBS containing 2% normal goat serum and 0.4% Triton
X-100. Cells were then counterstained with propidium iodide (PI) at 1 µg/ml in DPBS for 5 min; after washing, GFP- and PI-positive cells
were visualized with a Nikon Optiphot fluorescence microscope.
MIEP activity assay.
Caco-2 cell monolayers were infected
with a recombinant adenovirus vector, AdgD1(E1
),
expressing a reporter gene (encoding herpes simplex virus type 1 [HSV-1] glycoprotein D [gD]) under the control of the HCMV major immediate-early (IE) promoter (MIEP) (22). After addition of virus to both basolateral and apical media, infection was allowed to
proceed for 1 h at 37°C in an atmosphere of 5% CO2.
After infection, monolayers were washed three times with DPBS, fresh
complete medium was added, and cells were cultured at 37°C in an
atmosphere of 5% CO2. At 3 days p.i., cells were rinsed in
DPBS and fixed for 15 min in DPBS containing 4% paraformaldehyde, 0.1 mM CaCl2, and 0.1 mM MgCl2. Cells were then
stained for the presence of HSV-1 gD with mouse anti-HSV-1 gD
monoclonal antibodies LP2 (22) and DL6 (14) at a
dilution of 1/200 and counterstained with PI as described above. HSV-1
gD- and PI-positive cells were visualized with a Nikon Optiphot
fluorescence microscope.
Virus cellular spread assay.
Caco-2 cell monolayers at a TER
of 250
· cm2 were infected at an MOI of 1 by
addition of HCMV to the basolateral media. Cells were then cultured in
complete medium containing 0.1% human anti-HCMV immunoglobulin (IgG)
and fed at 4-day intervals. At days 8, 16, 24, and 32 p.i., cell
monolayers were fixed and stained for an HCMV IE protein IE86 as
described previously. The degree of cell-to-cell spread over the 32-day
period was quantitated by the change in number of IE86-positive cells
within each plaque of infection. IE86-positive cells were visualized by
indirect immunofluorescence microscopy after staining with
IE86-specific antibody R638 as outlined above.
Virus growth assay.
Caco-2 cell monolayers at a TER of 250
· cm2 were infected at an MOI of 25 by addition
of HCMV to the basolateral media. Monolayers were fed by complete
replacement of media at 4-day intervals. At various times p.i.,
separate supernatant fractions were harvested from basolateral and
apical wells, and cell fractions were harvested by trypsinization of
filters with trypsin-EDTA (BioWhittaker). Supernatant fractions were
clarified by centrifugation, and cell fractions were washed three times
with DPBS before storage at
70°C. The level of virus in each
fraction was determined by titration on NHDF. Briefly, cell fractions
were sonicated to release cell-associated virus prior to titration.
Serial dilutions of the various fractions were then added to 80%
confluent NHDF in 96-well microtiter plates. After 24 h, NHDF were
fixed and stained for IE86, and IE86-positive cells were counted to
determine virus titer.
Immunohistochemistry.
Caco-2 cell monolayers were fixed as
described above at intervals p.i. as indicated in Results. Filters were
then dehydrated through graded alcohols and xylene, embedded on edge in
paraffin, and sectioned. After predigestion with 0.1% protease, cut
sections were stained with a mouse monoclonal antibody directed against the HCMV p52 early gene product (CCH2; DAKO Corp., Carpinteria, Calif.)
for 1 h at room temperature. Following three DPBS washes, sections
were incubated for an additional hour with biotinylated goat anti-mouse
IgG followed by avidin-biotin-horseradish peroxidase complex
(Vectastain kit; Vector Laboratories). Sections were washed as before,
and p52 was visualized by addition of diaminobenzidine (Sigma, St.
Louis, Mo.) in 0.05% H2O2. After a final wash
in H2O, sections were counterstained with hematoxylin,
dehydrated, and coverslipped with Permocent (Fisher Scientific).
Electron microscopy.
Localization of virus progeny within
Caco-2 cells was determined by electron microscopy. Cells were fixed
and prepared for microscopy essentially as described by Jourdan et al.
(17). At day 20 p.i., Caco-2 cell monolayers were
rinsed three times with DPBS and fixed with 2.5% glutaraldehyde in 0.1 M sodium phosphate buffer (pH 7.4) for 30 min at room temperature.
Filters were then washed with DPBS and postfixed with 1.5% osmium
tetroxide in sodium phosphate buffer for 30 min at room temperature.
Filters were dehydrated in a graded ethanol series, cut into strips,
and embedded in epoxy resin. Ultrathin sections were double stained
with uranyl acetate and lead citrate and viewed with a Philips EM 300 electron microscope.
 |
RESULTS |
HCMV infection of Caco-2 cells is differentiation state dependent
and occurs preferentially at the basolateral membrane.
The first
series of experiments were designed to determine whether HCMV could
infect Caco-2 cells. In other studies using a number of different cell
types, HCMV has been shown to require an appropriate state of cellular
differentiation for infection (11, 13, 24, 28, 29). Caco-2
cells are unique in their ability to differentiate after reaching
confluency. Therefore, HCMV was added to Caco-2 cell monolayers at
increasing states of cellular differentiation as measured by TER.
Increase in TER has been shown to parallel the appearance of other
markers of cellular differentiation in this cell type, including
alkaline phosphatase activity, carcinoembryonic antigen expression, and dome formation (19), and consequently TER serves as an ideal marker of the state of cellular differentiation in Caco-2 cells. In
addition, as many viruses infect polarized cell monolayers by
preferentially entering at either the apical or basolateral surface,
HCMV was added either to the apical or the basolateral media of the
monolayers. Monolayers were infected at an MOI of 25, which was shown
to result in maximal infection of Caco-2 cells (data not shown). At day
8 p.i., the level of infection was determined by staining
monolayers for the presence of IE86 protein. The results presented in
Fig. 1 show that HCMV can infect Caco-2
cells, but the efficiency of infection is dependent on the state of
cellular differentiation. Maximal infection (
40% IE86 positive)
occurred when cells were infected at early stages of differentiation
(
250
· cm2). In contrast, at later stages of
differentiation when the cells reached a TER of 350
· cm2, a significant drop in the ability of HCMV to infect
Caco-2 cells was observed (1.8% IE86 positive), suggesting a loss in
the HCMV-susceptible cellular phenotype as the cells continued
differentiation. The results presented in Fig. 1 also demonstrate that
HCMV infection of Caco-2 cell monolayers is polarized and occurs
preferentially at the basolateral membrane. The preference HCMV
displayed for the basolateral membrane was maximal (14-fold;
P < 0.000001) when monolayers were infected at a TER
of 250
· cm2. At a TER of 150
· cm2, the preference for the basolateral membrane, although
only fourfold, was still significant (P < 0.003). At a
TER of 25
· cm2, HCMV infection appeared to
occur preferentially at the apical surface, presumably due to a reduced
ability of HCMV to pass through the 3-µm-pore-size filter. The low
level of infection of monolayers infected at a TER of 350
· cm2 precluded the determination of any preference of
polarity of infection with any level of confidence. In summary, HCMV
preferentially infects Caco-2 cells at the basolateral surface in a
differentiation-state dependent manner, with maximal infection
occurring at early stages of cellular differentiation.

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FIG. 1.
HCMV infection of Caco-2 cells is differentiation state
dependent and occurs preferentially at the basolateral membrane. HCMV
was added to Caco-2 cell monolayers at increasing states of cellular
differentiation as measured by TER. HCMV was added to the either apical
(AP) or the basolateral (BL) media of Caco-2 cell monolayers at an MOI
of 25. At day 8 p.i., monolayers were fixed, and the level of
infection was determined by staining monolayers for the presence of
HCMV IE86, followed by visualization of epifluorescence with a Nikon
Optiphot fluorescence microscope.
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gB and gH are distributed to the same subcellular sites in
HCMV-infected Caco-2.
In a number of cell lines, HCMV can enter
the cell and express IE genes but is unable to express late genes and
produce progeny virus (15). To determine whether
HCMV-infected Caco-2 cells can express early and late genes, Caco-2
cells were infected basolaterally at a TER of 250
· cm2 and stained for the presence of gB (early) and gH
(late) glycoproteins. Five percent of HCMV-infected Caco-2 cells
expressed both gB and gH. Expression was first observed at day 12 and
persisted for the duration of the experiment (28 days). By confocal
microscopy on permeabilized cells, the majority of gB and gH were
colocalized intracellularly in an endoplasmic reticulum- or Golgi-like
staining pattern (Fig. 2A and B).
Staining of nonpermeabilized cells demonstrated that gB (Fig. 2C) and
gH (Fig. 2D) were localized to the apical surface of infected cells,
although they were present in much lower concentrations on the cell
surface than was observed intracellularly. In summary, HCMV-infected
Caco-2 cells express early (gB) and late (gH) genes, which colocalize
and are distributed intracellularly and to the apical cell surface.

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FIG. 2.
gB and gH are distributed to the same subcellular sites
in HCMV-infected Caco-2. Caco-2 cell monolayers at a TER of 250 · cm2 were infected basolaterally at an MOI of
25. At day 16 p.i., monolayers were fixed and stained for the
presence of gB (early) and gH (late) glycoproteins. Confocal microscopy
demonstrated that gB and gH were colocalized. In permeabilized cells (A
and B), the majority of gB (A) and gH (B) were observed to be
colocalized intracellularly in an endoplasmic reticulum- or Golgi-like
staining pattern. In nonpermeabilized cells (C and D), both gB (C) and
gH (D) were observed to be localized to the apical surface of infected
cells, although they were present in much lower concentrations on the
cell surface than was observed intracellularly.
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HCMV infection in Caco-2 cells is productive, and progeny virus is
both localized intracellularly and released into the apical
supernatant.
The expression of gB and gH in HCMV-infected Caco-2
cells suggested that infection was productive. To determine directly
whether HCMV infection of Caco-2 cells was productive, Caco-2 cells
were infected basolaterally at a TER of 250
· cm2, and at various times p.i., cells and the apical and
basolateral supernatants were collected separately for virus titration.
HCMV infection was shown to be productive in Caco-2 cells (Fig.
3). The pattern of progeny virus
distribution paralleled the distribution of gB and gH observed by
confocal microscopy, with virus being distributed both intracellularly
and released apically (Fig. 3). Virus was observed only at late times
(>day 20) p.i. in the basolateral media, which corresponded to the
time at which the cellular monolayer was observed to be perturbed (see
below), and presumably resulted from the leakage of apically released
virus into the basolateral well. Finally, the observation of HCMV
capsids in the nuclei of HCMV-infected Caco-2 cells by electron
microscopy confirmed that the infection was productive (Fig.
4).

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FIG. 3.
HCMV infection in Caco-2 cells is productive, with
progeny virus localized intracellularly and released into the apical
supernatant. A single-step virus growth curve was performed to
determine whether HCMV infection of Caco-2 cells was productive. Caco-2
cell monolayers at a TER of 250 · cm2 were
infected basolaterally at an MOI of 25 (filled symbols), or 0 (open
symbols). At various times p.i., cells ( ) (A), and apical ( ) and
basolateral ( ) supernatants (B) were collected separately and
titered for virus.
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FIG. 4.
Electron microscopy showing HCMV capsids in the nuclei
of HCMV-infected Caco-2 cells. Caco-2 cell monolayers at a TER of 250 · cm2 were infected basolaterally at an MOI of
25. At day 20 p.i., monolayers were fixed, cut into ultrathin
sections, and embedded before being viewed with a Philips EM 300 electron microscope.
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HCMV infection in Caco-2 cells is cytopathic and causes cytomegaly
with basophilic nuclear inclusions.
In vivo, HCMV infection of
epithelial cells is cytopathic and causes cytomegaly with cytoplasmic
and intranuclear inclusions. Experiments were designed to determine
whether Caco-2 cells infected with HCMV in vitro exhibited a
cytopathology comparable to that observed for epithelial cells in vivo.
Caco-2 monolayers were infected basolaterally at 250
· cm2, and TER was measured at various times p.i. TER was
monitored to determine the effect of HCMV infection on the integrity of the monolayer, with a decrease in TER being suggestive of a CPE on the
Caco-2 cells. As the results in Fig. 5
demonstrate, HCMV infection of Caco-2 cells resulted in a pronounced
disruption of the monolayer, observed as a decrease in TER beginning at
day 12 p.i. The initial decline in TER coincided with the onset of expression of gB and gH, and with the appearance of large holes in the
monolayer. To determine whether in vitro-infected Caco-2 cells
exhibited HCMV cytopathology characteristic of epithelial infection in
vivo, cells were immunostained with an antibody for the HCMV early
protein p52 and then counterstained with hematoxylin. Approximately 2%
of total Caco-2 cells exhibited classic HCMV cytopathology consisting
of cytomegaly with basophilic nuclear inclusions (Fig.
6), which correlated positively with the
level of gB- and gH-positive cells seen by immunofluorescence.

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FIG. 5.
HCMV infection of Caco-2 cells results in disruption of
the monolayer, which is observed as a decrease in TER. Caco-2 cell
monolayers at a TER of 250 · cm2 were infected
basolaterally at an MOI of 25 ( ) or 0 ( ). TER was then measured
at various times p.i.
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FIG. 6.
HCMV infection of Caco-2 cells causes cytopathology
characterized by cytomegaly with basophilic cytoplasmic nuclear
inclusions. Caco-2 cell monolayers at a TER of 250 · cm2 were infected basolaterally at an MOI of 25 (A and B)
or 0 (C). At day 20 p.i., monolayers were fixed and stained with
an antibody for the HCMV early protein p52 and then counterstained with
hematoxylin.
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Virus does not spread from cell-to-cell through the Caco-2 cell
monolayer.
In NHDF, HCMV is unable to spread from cell to cell in
the presence of neutralizing antibody (23). However, recent
studies have shown that HCMV infection can spread in monolayers of
ARPE-19 cells (30). To address the question of lateral
cell-to-cell spread in Caco-2 cell monolayers, monolayers at a TER of
250
· cm2 were infected at an MOI of 1 with
HCMV. Cells were then cultured in complete medium containing 0.1%
human anti-HCMV IgG to neutralize extracellular virus progeny. At days
8, 16, 24 and 32 p.i., cell monolayers were fixed and stained for
the HCMV IE protein IE86. The degree of cell-to-cell spread over the
32-day period was quantitated by the change in number of IE86-positive
cells within each plaque of infection. The number of IE86-positive
cells per plaque did not increase over the 32-day period (Fig.
7), demonstrating that HCMV infection in
Caco-2 cells does not spread from cell to cell, which is consistent
with studies of NHDF in vitro and the pathology observed in vivo.

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FIG. 7.
HCMV does not spread from cell to cell through the
Caco-2 cell monolayer. Caco-2 cell monolayers at a TER of 250 · cm2 were infected basolaterally at an MOI of 1. Cells
were then cultured in complete medium containing 0.1% human anti-HCMV
IgG. At days 8, 16, 24, and 32, monolayers were fixed and stained for
HCMV IE86, and epifluorescence was visualized with a Nikon Optiphot
fluorescence microscope. The degree of cell-to-cell spread over the
32-day period was quantitated by the change in number of IE86-positive
cells per plaque of infection.
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The dependence of HCMV infection on state of cellular
differentiation is due to a restriction at the level of viral
entry.
The decreased expression of IE86 in cells infected at a TER
of 350
· cm2 suggested that the block to
infection was early in the replicative cycle of the virus, even perhaps
at the level of viral entry. Activity of the MIEP in the majority of
Caco-2 cells regardless of cellular differentiation state [determined
by using a recombinant adenovirus vector, AdgD1(E1
),
expressing a reporter gene under the control of the HCMV MIEP (data not
shown)] suggested that the block to infection was at the level of
viral entry. Therefore, virus entry assays using HV5.111, a recombinant
HCMV that constitutively expresses a reporter gene, encoding GFP, were
conducted to determine directly whether the restriction of HCMV
infection in Caco-2 cells at a TER of 350
· cm2
was at the level of virus entry; HV5.111 is constructed in a Toledo
background and places the GFP gene under the control of the
constitutively active promoter of EF1
, an essential component of the
protein translational machinery. HV5.111 was added to either the
basolateral or the apical media of Caco-2 monolayers at increasing TER,
and GFP-positive cells were counted at 4 days p.i. (time of maximal GFP
expression). The results presented in Fig.
8 show that the relative levels of
GFP-positive Caco-2 cells infected with HV5.111 were comparable to the
levels of IE86-positive cells seen after infection with Towne (Fig. 1)
with respect to both the dependency of infection on TER and the
preferential infection at the basolateral membrane. Although the
genomes of Toledo and Towne have significant differences, including the
presence of 13-kbp deletion in the former (4), these
differences clearly had no effect on the polarity and differentiation
state dependency of infection in Caco-2 cells.

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FIG. 8.
The dependence of HCMV infection on state of cellular
differentiation is due to a restriction at the level of viral entry.
Infection studies using a recombinant HCMV (HV5.111) that
constitutively expresses GFP were conducted to determine whether the
restriction of HCMV infection in Caco-2 cells at late times of
differentiation was at the level of virus entry; HV5.111 places GFP
under the control of the constitutively active promoter of EF1 , an
essential component of the protein translational machinery. HV5.111 was
added at an MOI of 25 to either the apical (AP) or the basolateral (BL)
media of Caco-2 cell monolayers at increasing states of cellular
differentiation as measured by TER. At day 4 p.i. (time of maximal
GFP expression), monolayers were fixed, and the level of infection was
determined by visualization of GFP-positive cells with a Nikon Optiphot
fluorescence microscope.
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The differentiation state-dependent restriction of viral entry is
due to an inaccessibility of the viral receptor.
The inability of
virus to enter the cells could be due either to a decrease in the
concentration of a viral receptor(s) at the cell surface or to a
decrease in its accessibility at the cell surface. To distinguish
between these two alternatives, the effect of EGTA on the ability to
infect Caco-2 cell monolayers at late (350
· cm2) stages of differentiation was determined. EGTA
treatment of Caco-2 cells disrupts cell-to-cell junctions and permits
access to molecules that may have been sequestered to sites of
cell-to-cell contact between polarized epithelial cells and thereby
inaccessible to virus. As shown in Fig.
9, EGTA treatment of Caco-2 cells at a
late, noninfectable stage of differentiation returned the cells to an
infectable phenotype. This ability of EGTA to reverse the differentiation state-dependent inhibition of HCMV infection is consistent with the inability of virus to enter these cells being due,
in large part, to the sequestration of a viral receptor to a region
that is inaccessible to the virus with increased state of
differentiation.

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|
FIG. 9.
The differentiation state-dependent restriction of viral
entry is due to an inaccessibility of the viral receptor. HCMV Towne
was added at an MOI of 25 to either the apical (AP) or the basolateral
(BL) media of Caco-2 cell monolayers (TER of 350 · cm2) that had been pretreated with 10 mM EGTA to disrupt
cell-to-cell junctions. At day 8 p.i., monolayers were fixed, and
the level of infection was determined by visualization of IE86-positive
cells with a Nikon Optiphot fluorescence microscope.
|
|
 |
DISCUSSION |
In the present study, we have established that HCMV infection of
polarized epithelial cells is dependent on the state of cellular differentiation. In these cells, HCMV infection was restricted to the
basolateral surface, suggesting polarized expression of a viral cognate
cellular receptor(s) at the plasma membrane. At later periods
postdifferentiation, when cells were resistant to infection, receptors
appear to have become sequestered in a region of the membrane surface
that is inaccessible to HCMV. In addition to the polarized entry of the
virus at the basolateral surface, HCMV also exhibited polarized release
of virus into the apical supernatant. The inability of virus to infect
the apical cell surface as well as the limited lateral spread of
progeny virus from cell to cell also restricted virus infection in
culture. This in vitro system accurately reproduces the pathology of
HCMV infection in the bowel in vivo in which virus initially spreads hematogenously but is thereafter restricted to focal sites of ulceration.
Prior to this study study, ARPE-19, a nonimmortalized limited-passage
retinal pigment epithelial line, was the only characterized epithelial
line known to be permissive for HCMV infection (30). However, although retinal pigment epithelial cells are an epithelial cell type, they differ in many aspects from epithelial cells of nonretinal tissues, including in their distribution of cell surface proteins between basolateral and apical membranes. As the life cycle of
HCMV is influenced greatly by cell type, our concern was that HCMV
replication in ARPE-19 cells may not be representative of replication
in epithelial cells derived from nonretinal tissues. In addition, the
utility of ARPE-19 cells for in vitro studies is potentially limited
due to their slow growth in culture, requiring 6 to 8 weeks to form an
intact monolayer. On the basis of IE protein expression, Caco-2 and
ARPE-19 cells were infected to similar levels at comparable MOIs of
HCMV. In Caco-2 cells, 5% of infected (IE-positive) cells expressed E
(gB) and L (gH) proteins, revealing that only a fraction of infected
cells progressed to a productive infection. In both cell types, cell
surface gB (and gH in Caco-2 cells) accumulated at the apical surface
of the cells, which was consistent with the release of virus into the
apical supernatant. A comparison with the number of ARPE-19 cells
productively infected was not possible, as the percentage of these
cells expressing E and L proteins was not shown in the study of Tugizov
et al. (30). The incongruity observed for Caco-2 cells
between the number of infected (IE-positive) cells compared to the
number of productively infected (E- and L-positive) cells has also been observed for epithelial cells in the GI tract in vivo (26). The mechanism(s) responsible for this restriction of viral replication in Caco-2 cells in vitro and in GI epithelial cells in vivo is not
known. Surprisingly, preliminary studies showed chemical agents such as
sodium butyrate, retinoic acid, and dexamethasone that are capable of
inducing HCMV replication in a number of different cell types (11,
24, 28, 34) were unable to increase the number of Caco-2 cells
that progressed to a productive infection (data not shown).
In Caco-2 cells, similar to ARPE-19 cells (30), HCMV was
cytopathic and resulted in a disruption of the monolayer at a
comparable rate. In Caco-2 cells, CPE was observed by a decrease in TER
and the presence of holes in the monolayer by immunofluorescence. Histologically, HCMV infection of Caco-2 cells resulted in
cytomegaly with basophilic cytoplasmic and nuclear inclusions similar
to those in HCMV-infected cells in vivo (3). The presence of
an E protein (p52) in all Caco-2 cells exhibiting CPE, combined with the observation that a similar number of cells expressed gB and gH,
suggests that CPE was a characteristic of productively infected cells
as has been proposed for HCMV-infected cells in vivo (26). By electron microscopy, the apical brush borders of all infected cells
containing nuclear capsids were deficient of villi, suggesting a more
subtle effect of the virus on these cells prior to complete cytolysis
(data not shown). In ARPE-19 cells, HCMV similarly caused a decrease in
the TER of the cell monolayer; however, immunohistochemistry and
electron microscopy of infected cells were not conducted in these
studies (30). Maidji et al. (18) have suggested
that the increased paracellular permeability in ARPE-19 cells was
mediated by HCMV protein US9. However, in Caco-2 cells the drop in TER was observed only at late times coincident with the appearance of
progeny virus. As US9 is expressed only at early times of infection (16), the drop in TER in Caco-2 cells was likely due to a
direct consequence of the CPE of the production of progeny virus in
these cells, not an effect of US9. Regardless of the precise mechanism, the ability of HCMV to induce cytopathology in Caco-2 and ARPE-19 cells
in vitro demonstrates that HCMV can cause direct damage to these
different epithelial cell types. However, the degree to which a direct
cytopathic, compared to an indirect ischemic, effect of the virus
contributes to pathology observed in vivo remains to be established.
Although HCMV infection of Caco-2 and ARPE-19 cells exhibited many
similarities, the two cell types also displayed a number of significant
differences. First, the membrane surface at which infection occurred
differed between the two cell types. In Caco-2 cells, virus entered
preferentially at the basolateral membrane, whereas in ARPE-19 cells,
virus was shown to enter preferentially at the apical membrane surface.
The difference in polarity of infection between Caco-2 and ARPE-19
cells may represent a difference in the behavior of HCMV in retinal
compared to nonretinal epithelial cells, as it is consistent with the
proposed hematogenous spread of HCMV in these tissues in vivo.
Hematogenous spread requires that virus is able to enter the membrane
surfaces of epithelial cells oriented toward the vessels carrying the
HCMV-infected blood. In the retina, retinal pigment epithelial cells
are oriented with their apical surfaces toward the overlying retinal
arterioles and veins that appear to be the source of HCMV infection
within the retina; the basolateral surface of these cells faces the
underlying choroid capillary layer, which does not appear to be
involved in the spread of infection to the overlying retinal layers.
Likewise, in the GI tract, epithelial cells are oriented with their
basolateral surfaces toward the underlying capillaries and venules of
the lamina propria and submucosal regions which appear to be source of
HCMV infection. Consequently, the apical surface of retinal pigment
epithelial cells and the basolateral surface of the GI epithelial cells
would be expected to be susceptible to viral entry, which is exactly
what we observe for the polarity of HCMV entry in Caco-2 compared to
ARPE-19 cells. However, this does not exclude the possibility that
other factors may also contribute to the polarity of infection observed
in vivo. For example, in the retina the proposed inability of HCMV to
pass through the relatively impermeable Bruch's membrane that
separates the basolateral surface of the retinal pigment epithelial
cells from the choroid capillaries has been suggested to account for
the lack of viral spread from these vessels into overlying retinal
layers (12). At very early times postconfluence (TER of 25
· cm2), HCMV infection did appear to occur
preferentially at the apical surface. At this time, medium is able to
flow freely between the apical and basolateral compartments.
Consequently, the preferential infection at the apical membrane
presumably reflects a reduced (approximately threefold) ability of HCMV
to gain access to the basolateral surface of the cells through the
3-µm-pore-size filters.
Caco-2 and ARPE-19 cells also differed in the ability to support the
spread of infection from cell to cell in the presence of neutralizing
antibodies. In our studies with Caco-2 cells, HCMV did not spread from
cell to cell, which was consistent with previous studies of HF cells in
vitro, but in variance with studies of HCMV replication in ARPE-19
cells (23, 30). Because HCMV spreads inefficiently in
individuals with competent immune systems, the importance of lateral
cell-to-cell spread for HCMV in vivo is questionable. Indeed, even in
heavily immunosuppressed individuals with significantly impaired immune
responses, lesions within the retina and GI tract are focal.
The ability of HCMV to productively infect Caco-2 cells was
differentiation state dependent, with maximal infection occurring at
early stages of differentiation (
250
· cm2).
The dependency of HCMV permissiveness on cellular differentiation state
has been observed for many other cell types, including Tera-2 cells
(11, 24), macrophages (13), and TPC-1 cells
(28). However, in all of these cells the restriction of
productive HCMV infection was due to the inactivity of the MIEP. HCMV
replication has also been shown to be reduced in confluent monolayers
of nonpolarized fibroblasts, presumably as a consequence of decreased
metabolic activity. In contrast, in Caco-2 cells, our experiments using the AdgD1(E1
) expressing a reporter gene (encoding gD)
under the control of the HCMV MIEP demonstrate that Caco-2 cells can
support expression of the MIEP at all stages of differentiation.
Consequently, the observed decrease in number of IE86-positive cells at
late stages of differentiation in Caco-2 cells must be due to a block
prior to IE expression. HCMV entry involves an initial
heparan-dependent attachment that is followed by a receptor-dependent
fusion between the viral envelope and the cellular membrane
(6). The ability of EGTA pretreatment of cells at a TER of
350
· cm2 to increase their level of infection
was consistent with the inability of virus to enter these cells being
due to the inaccessibility of a viral receptor in the more
differentiated cell type. Interestingly, a similar behavior was
observed for Listeria monocytogenes infection of Caco-2
cells (10). Similar to HCMV, Listeria infection
of Caco-2 cells occurred preferentially at the basolateral surface, was
impaired in cells at later times of differentiation, and could be
returned to maximal levels in these cells by pretreatment of the cells
with EGTA, showing that the restriction was due to an inaccessibility
of a cellular receptor. Recently, the cellular receptor for L. monocytogenes was shown to be the adhesion molecule E-cadherin,
which suggests that its inaccessibility with increased differentiation
may be due its sequestration into lateral junctional complexes
(20). This would suggest that the receptor for HCMV may
similarly be a junctional protein localized at the lateral membrane in
differentiated Caco-2 cells. However, alternative explanations for the
observed effect of EGTA on Caco-2 cell monolayers are possible. For
example, the loss of tight junctions may result in the reorganization
of intracellular components such as actin and microtubles which could
be required for the targeted transport of the incoming virion capsid to
the nucleus.
In summary, the Caco-2 cell line represents an HCMV-permissive,
well-characterized line that grows quickly in culture and is
representative of epithelial cells from all nonretinal tissues of the
body. We propose that HCMV infection of Caco-2 cells is an ideal system
in which to study HCMV pathogenesis in a polarized epithelial cell type
that is relevant to HCMV infection of epithelial in vivo.
 |
ACKNOWLEDGMENTS |
We thank David C. Johnson and Ashlee V. Moses for invaluable
advice throughout the project, and we thank David C. Johnson for
supplying the AdgD1(E1
) and anti-HSV-1 gD antibodies DL6
and LP2. We are also grateful to Aurelie Snyder at the OHSU Core
Laboratory Facility, Michael Webb at the Oregon Regional Primate
Research Centre, and Alex J. Merz from the laboratory of Maggie So for
technical advice throughout this study, and we thank Andrew Townsend at
Extreme Images for assistance with graphic illustrations.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Oregon Health
Sciences University, Department of Molecular Microbiology and
Immunology, 3181 S.W. Sam Jackson Park Rd., L220, Portland, OR
97201-3098. Phone: (503) 494-7768. Fax: (503) 494-6862. E-mail:
jarvismi{at}ohsu.edu.
 |
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Journal of Virology, June 1999, p. 4552-4560, Vol. 73, No. 6
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
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