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Journal of Virology, May 1999, p. 4393-4403, Vol. 73, No. 5
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Subtypes of Human Immunodeficiency Virus Type 1 and
Disease Stage among Women in Nairobi, Kenya
Joel R.
Neilson,1
Grace C.
John,2
Jean K.
Carr,3
Paul
Lewis,1
Joan K.
Kreiss,2,4
Stephanie
Jackson,1
Ruth W.
Nduati,5
Dorothy
Mbori-Ngacha,5
Dana D.
Panteleeff,1
Sharon
Bodrug,6
Christina
Giachetti,6
Martha A.
Bott,6
Barbra A.
Richardson,7
Job
Bwayo,8
Jeckoniah
Ndinya-Achola,8 and
Julie
Overbaugh1,*
Departments of
Microbiology,1
Medicine,2
Epidemiology,4 and
Biostatistics,7 University of
Washington, Seattle, Washington; Henry M. Jackson
Foundation Research Laboratory, Rockville,
Maryland3; Gen-Probe, Incorporated,
San Diego, California6; and Departments
of Pediatrics5 and Medical
Microbiology,8 University of Nairobi, Nairobi,
Kenya
Received 20 October 1998/Accepted 4 February 1999
 |
ABSTRACT |
In sub-Saharan Africa, where the effects of human immunodeficiency
virus type 1 (HIV-1) have been most devastating, there are multiple
subtypes of this virus. The distribution of different subtypes within
African populations is generally not linked to particular risk
behaviors. Thus, Africa is an ideal setting in which to examine the
diversity and mixing of viruses from different subtypes on a population
basis. In this setting, it is also possible to address whether
infection with a particular subtype is associated with differences in
disease stage. To address these questions, we analyzed the HIV-1
subtype, plasma viral loads, and CD4 lymphocyte levels in 320 women
from Nairobi, Kenya. Subtype was determined by a combination of
heteroduplex mobility assays and sequence analyses of envelope genes,
using geographically diverse subtype reference sequences as well as
envelope sequences of known subtype from Kenya. The distribution of
subtypes in this population was as follows: subtype A, 225 (70.3%);
subtype D, 65 (20.5%); subtype C, 22 (6.9%); and subtype G, 1 (0.3%). Intersubtype recombinant envelope genes were detected
in 2.2% of the sequences analyzed. Given that the sequences analyzed
represented only a small fraction of the proviral genome, this suggests
that intersubtype recombinant viral genomes may be very common in Kenya
and in other parts of Africa where there are multiple subtypes. The
plasma viral RNA levels were highest in women infected with subtype C
virus, and women infected with subtype C virus had significantly lower
CD4 lymphocyte levels than women infected with the other subtypes. Together, these data suggest that women in Kenya who are infected with
subtype C viruses are at more advanced stages of immunosuppression than women infected with subtype A or D. There are at least two models
to explain the data from this cross-sectional study; one is that
infection with subtype C is associated with a more rapid disease
progression, and the second is that subtype C represents an older
epidemic in Kenya. Discriminating between these possibilities in a
longitudinal study will be important for increasing our understanding of the role of specific subtypes in the transmission and pathogenesis of HIV-1.
 |
INTRODUCTION |
The genetic diversity and rapid
variation of human immunodeficiency virus type 1 (HIV-1) continues to
complicate the development of effective vaccines to limit the AIDS
pandemic. While there are regional clusters of more closely related
HIV-1 variants, viral strains that originate from different continents
show more significant genetic differences. Group M represents the main
group of HIV-1 strains; in addition, there is an outgroup of HIV-1
variants (group O) whose envelope sequences have diverged from those of the group M viruses by approximately 50% (52). The group M
viruses have been further subdivided into subtypes, or clades, A
through J, whose envelope gene sequences differ from each other by as much as 30 to 35% (52). Intersubtype recombinant genomes
have also been identified (3, 4, 11, 12, 23, 28, 47, 48,
50), and this has complicated the analysis of HIV-1 genetic diversity.
Many of the first HIV-1 genomes to be analyzed at both the molecular
and phenotypic levels were subtype B variants from the United States
and Europe. Thus, much of our understanding of the biology and
pathogenesis of HIV-1 comes from analyses of clade B viruses
(2). It remains unclear whether the subtypes, which are
defined purely on the basis of sequence similarity, also define groups
with any biological or immunological differences. As a result, it is
also unclear whether the development of effective vaccines will require
the use of geographically and/or subtype-specific vaccine strains. Over
the past few years, more and more viral strains from throughout the
world have been characterized (35). However, the majority of
these studies have focused on a relatively small number of viral
isolates, in some cases repetitive isolates from a single individual.
Thus, the true extent of viral diversity within a particular
HIV-1-infected endemic population has rarely been examined in detail.
Representatives of most of the group M HIV-1 subtypes have been
found in sub-Saharan Africa (2, 15), where the global impact of HIV-1 infection and disease has been most apparent
(55). It is estimated that 70% of individuals infected with
HIV-1 reside in sub-Saharan Africa and that new infections are
occurring there at a rate of 4 million per year, including 0.5 million
new infections per year in infants (55). The distribution of
different subtypes within African populations is usually not linked to
particular risk behaviors. In contrast, different subtypes are
clustered within distinct risk groups in some Asian countries (8,
22, 42, 56). Thus, Africa is an ideal setting in which to examine in more detail the diversity and mixing of viruses of different subtypes on a population basis.
In Kenya, HIV-1 infection was first reported in the mid-1980s in
a group of Nairobi sex workers (21, 38). Of the
African countries, Kenya has one of the highest prevalences of HIV-1
(32), and the epidemic has included the spread of at least
two group M HIV-1 subtypes (17, 26, 45, 57). To gain a
comprehensive picture of HIV-1 diversity in Kenya, we have determined
HIV-1 subtypes by using proviral envelope gene sequences from 320 seropositive Nairobi women who were participants in a breast-feeding
transmission study of HIV-1 (19, 36). Subtype A, C, D, and G
genomes were identified, as well as several recombinant envelope gene
sequences that are distinct from previously described HIV-1 group M or
O genomes. Among these subjects, plasma RNA levels and CD4 lymphocyte counts were measured at the same time to determine whether there were
differences in disease stage among persons infected with different subtypes.
 |
MATERIALS AND METHODS |
Study population.
The 347 women who provided blood
samples for this study were participants in a randomized clinical trial
of breast and formula feeding to determine the frequency of breast milk
transmission of HIV-1 in Nairobi, Kenya (19, 36). After
giving informed consent, the women were tested for HIV-1-specific
antibodies, typically during their third trimester. Sera were tested by
the use of a peptide enzyme-linked immunosorbent assay (Behring,
Ausgabe, Germany), and samples that were reactive were confirmed by
using a second enzyme-linked immunosorbent assay (Cambridge Biotech, Rockville, Md.). Each HIV-1-seropositive woman who enrolled in the
trial underwent a baseline clinical evaluation, including determination
of CD4 and CD8 lymphocyte counts by flow-cytometric analysis using
specific monoclonal antibodies (Becton Dickinson). The blood samples
were separated into cellular and plasma fractions by standard methods,
and the samples were stored in liquid nitrogen and a
70°C freezer,
respectively, for subsequent virological analyses.
PCR amplification.
Subjects' peripheral blood mononuclear
cell (PBMC) samples, which were isolated from approximately 5 to 10 ml
of blood, were lysed in the presence of proteinase K as described
previously (34). Typically, 2 µl of the total 100-µl
volume of lysate was used in a PCR. Primers and reaction conditions
that have been used extensively in our previous studies to amplify
envelope sequences from Kenyan subjects were used in the first-round
PCR (44, 46). These primers (env13 [5'-CCA CTC TAT TTT GTG
CAT CAG A-3'] and env12 [5'-CCT GGT GGG TGC TAC TCC TA-3']) amplify
a 1.2-kb fragment encoding V1 through V5 of the extracellular envelope
glycoprotein. This first-round product was used for all subsequent
second-round PCRs.
Two different primer pairs were used to amplify a fragment spanning V1
through C3 in a second-round PCR. For the first 35 samples analyzed,
primers designed by Delwart et al. (5, 6) ED5 (5'-ATG GGA
TCA AAG CCT AAA GCC ATG TG-3') and ED33 (5'-TTA CAG TAG AAA AAT TCC CCT
C-3'), were used. These primers would be predicted to amplify a 824-bp
fragment from an African-derived clade A proviral clone (U455
[41]). However, the amount of product obtained from
Kenyan samples with these primers was frequently suboptimal. Therefore,
we designed other primers for amplification of V1 through C3 sequences
and examined their ability to amplify HIV-1 sequences from Kenyan
samples. A primer, designated env22 (5'-GTG TTG TAA TTT CTA GAT CCC CTC
CTG-3'), which binds 37 bases 5' to ED33, was chosen for use with ED5
to amplify the remaining samples. The predicted product from this
amplification is 787 bp (on a U455 proviral template). Two microliters
of round one product was used as a template for the round two
amplification. Amplification conditions for both primer pairs were as
follows: 1 cycle of 94°C for 5 min; 3 cycles of 94°C for 1 min,
50°C for 1 min, and 72°C for 1 min; and 32 cycles of 94°C for
15 s, 55°C for 45 s, and 72°C for 1 min.
In the round two PCR, a smaller fragment, spanning C2 through C3, was
amplified from the env12-env13 first-round product with
four
primers

two that have been used previously (
5,
6) for
subtyping by heteroduplex mobility analysis (HMA) (ED31 [5'-CCT
CAG
CCA TTA CAC AGG CCT GTC CAA AG-3'] and ED33), and two derivatives
of
these primers that included several single-base differences
(in
boldface) more commonly found in the subtype consensus sequences
(
35) (env69 [5'-CCT CAG CCA TTA CAC AGG C
TT GTC
CAA AG-3']
and env70 [5'-TT
G CA
A TAG AAA AAT
TC
T CCT
C-3']). This combination of primers resulted in a
more uniform
amplification of the C2-C3 product from the samples
analyzed in
this study. The product size was predicted to be 564 bases
on
a U455 clade A sequence
template.
For all round two PCRs, 5 µl of product was subjected to agarose gel
electrophoresis. Sample lysates that did not yield a
product were
tested with both larger (up to 10 µl) and smaller
amounts of template
in the round one reaction so as to increase
the proviral copy number
and decrease potentially inhibitory blood
contaminants, respectively.
Samples that were PCR negative were
tested with all possible primer
combinations to determine if envelope
sequences could be amplified.
HIV-1
gag-specific primers (
34),
which amplify a
142-bp product, were also used to detect HIV-1
sequences in samples
that tested negative with envelope-specific
primers.
HMA.
The protocol for subtype analysis was based on an HIV-1
envelope gene HMA method described previously (5-7).
However, in order to maximize and streamline our ability to determine
Kenyan HIV-1 subtypes, modifications were made to this protocol as we accumulated subtype information from our cohort. Specifically, envelope
sequences from known Kenyan clade A and D sequences were added to the
reference strain panel when they became available (45), as
described below.
HMA was performed as described elsewhere (
6). To determine
which bands in the HMA were the result of intrapatient viral
duplexes,
envelope diversity within the subject's sample was also
examined, in
parallel, by carrying out all of the HMA steps in
the absence of a
reference strain. In cases in which there was
extensive heterogeneity
in this control reaction, the first-round
PCR was repeated with smaller
amounts of template so that the
HMA pattern of the subject's viral
quasispecies did not complicate
the interpretation of heteroduplexes in
the presence of reference
strains.
In the primary screen, standard subtype reference strains were used,
and plasmids encoding these envelope sequences as well
as detailed
protocols for HMA were generously provided by the
National Institutes
of Health AIDS Research and Reference Research
Program (
6).
Because of the expected subtypes in this population
(
45),
samples were first subjected to a primary screen using
two subtype A
(SF170 [Rwanda] and IC144 [Ivory Coast]), two subtype
D (UG21
[Uganda] and UG46 [Uganda]), and two subtype C (ZM18 [Zambia]
and
MA959 [Malawi]) references (
35). A subject's viral
envelope
sequence was assigned to a particular subtype if the
heteroduplex
that it formed with each of the two reference strains for
that
subtype migrated with more rapid mobility than all other
heteroduplexes
and at least as far as the single-stranded DNA
form.
For samples that could not be characterized by the use of the subtype
reference sequences, a secondary screen, using Kenyan
reference
sequences that had previously been analyzed by nucleotide
sequence and
phylogenetic methods, was performed. The Kenyan envelope
sequences
included two subtype A (Q23 and Q06) and two subtype
D (T16 and Y61)
clones (
45) (clade C variants from Kenya were
not
available). Because of the encouraging results obtained when
the Kenyan
sequences were used as reference strains, 59 samples
were tested
directly with these sequences, bypassing the primary
screen. This
approach also allowed us to determine the efficacy
of using these
Kenyan strains as a primary screen to predict
subtype.
If the subtype could not be clearly assigned after testing V1 through
C3 sequences of samples with both subtype reference
and Kenyan
reference sequences, a smaller fragment, excluding
the V1 and V2
regions, was analyzed. This C2-C3 product was tested
against the six
subtype reference sequences used in the primary
screenings (SF170,
IC144, UG21, UG46, ZM18, and MA959). This third
assay had a tendency to
exaggerate migration trends seen in previous
tests, and lane-by-lane
heteroduplex band positions were compared
with data from the first two
assays to define subtypes. If the
results of this third, C2-C3 HMA
analysis were either inconsistent
with those of the analysis of V1
through C3 or otherwise inconclusive,
a segment of the envelope gene of
this viral isolate was
sequenced.
Cloning and sequence analyses.
The 1.2-kb envelope fragment
spanning V1 through V5 was amplified and cloned into M13 by methods
described previously (44, 46). For each subject, two to four
clones were obtained from at least two independent first-round PCRs.
The sequences of both strands were determined by using an ABI 377 automated sequencer (Applied Biosystems).
Phylogenetic and recombinant analyses.
A multiple alignment
of the 16 new envelope sequences from Kenya with several reference
HIV-1 sequences of each subtype was generated. For 15 of the 16 Kenyan
sequences, sequences encompassing C2 through V5 were analyzed. For one
envelope gene (MM2227), the clone included only V1 through V3
sequences, and so this sequence was analyzed in a separate phylogenetic
analysis. Gaps which had to be introduced to create the alignment were
eliminated in the analysis. Reference isolates of subtype A (Q23 from
Kenya, UG037 from Uganda, DJ263 from Djibouti, and IbNG from Nigeria),
subtype B (MN and SF2 from the United States), subtype C (C2220 from
Ethiopia, BR025 from Brazil, UG268 from Uganda, and SM145 from
Somalia), subtype D (MB2059 and TK1316 from Kenya, UG274 and UG114 from Uganda, and NDK and ELI from Zaire), subtype E (CM240 from Thailand and
CAR402 from Central African Republic), subtype F (F9363 from Zaire and
BZ163 from Brazil), G (HH8793 from Kenya, NG083 from Nigeria, and
SE6165 from Congo), H (V1991 from Zaire and CF056 from Central African
Republic), and J (SE9280 and SE9173 from Zaire) were used
(35). The multiple alignment was then broken into
overlapping segments of equal length, and each segment was analyzed
separately. Briefly, phylogenetic trees were constructed and the
consistency of branching order was evaluated by using the SEQBOOT,
DNADIST, NEIGHBOR, CONSENSE, and DNAPARS modules of the Phylip package
(V3.52c) (10) and TREETOOL (27). Bootscanning, an
analytical approach that tracks the bootstrap value of the node joining
an unknown sequence with known sequences progressively across the
genome, was used to identify putative recombination breakpoints
(51). A bootstrap value equal to or greater than 70% was
considered definitive (14). In addition, distance scanning (3) was performed by computing the genetic distances between isolates, using the technique of maximum likelihood with a
transition-transversion ratio of 2.0, and the distances between the
unknown isolate and isolates of known subtypes were evaluated for each
segment. These distances were normalized within each fragment in order
to aid comparability across the genome. Using these two scanning
techniques, breakpoints were identified, and the segments were then
used in separate phylogenetic analyses to confirm the subtype origin of the segment. Each segment was analyzed by building a phylogenetic tree
via the neighbor-joining method (49), and the stability of
the nodes was assessed by using maximum parsimony (10, 53) with the bootstrap value (9).
Plasma RNA methods.
To determine the viral loads of plasma
samples, we used a quantitative assay for HIV-1 RNA which is under
development at Gen-Probe Incorporated. This method utilizes an
integrated approach in which sample preparation, amplification, and
detection are performed in a single tube. The assay protocol includes
three hybridization-based procedures: (i) target capture and magnetic
microparticle-based sample preparation, (ii) amplification of viral
sequences by transcription-mediated amplification (TMA), and (iii)
detection of the amplicon by use of the hybridization protection assay.
This integrated approach is highly effective and allows processing of
200 samples in less than 6 h (13). The specimen
processing method releases and stabilizes the viral RNA, which is then
captured with oligonucleotides that contain sequences complementary to
the viral RNA and poly(dA) tails complementary to poly(T) tails on a
magnetic particle. The use of magnetic racks allows washing of the
magnetic particles and elimination of unwanted clinical specimen.
Amplification of HIV-1-specific viral sequences is performed by TMA
(29). TMA is an exponential isothermal reaction that
utilizes reverse transcriptase and T7 RNA polymerase. Briefly, the
reaction is initiated by the annealing of a chimeric primer that
contains a T7 polymerase promoter coupled to an HIV-1-specific primer,
which serves to prime DNA synthesis via reverse transcriptase. The T7
primer is extended by reverse transcriptase to form an RNA-DNA duplex,
and the RNase H activity of the reverse transcriptase degrades the RNA
in this duplex. A second HIV-1-specific primer is used to create
a double-stranded DNA copy of the target RNA. The DNA, which is
engineered to include 5' promoter sequences, then serves as a
template for RNA synthesis by T7 polymerase. The RNA product is
then subjected to the same cycle of DNA synthesis and RNA
amplification, leading to a greater than 109-fold
amplification of the specific target nucleic acid. The amplified product is detected by using chemiluminescence-labeled oligonucleotide probes in a homogeneous hybridization assay, the hybridization protection assay (37). Results (in relative light units)
from each sample are converted to copies per milliliter of HIV-1 virus by interpolation against an external standard curve run at the same
time as the samples. The current Gen-Probe quantitative assay has a
dynamic range of 50 to 100,000 copies/ml and between-run coefficients
of variation of less than 20% down to 500 copies/ml. The use of
capture oligonucleotides, primers, and detection probes targeted to
conserved regions of the pol gene of HIV-1 allows detection
and quantification of all HIV-1 viral subtypes, including group O
strains, with similar efficiencies.
Plasma samples were obtained from heparinized blood and stored at

70°C. Two hundred microliters of plasma was diluted with
800 µl
of a negative plasma matrix (Boston Biomedica, Inc.), and
500 µl of
the diluted plasma was tested in duplicate by using
the Gen-Probe HIV-1
viral load assay. The viral load was calculated
from the duplicate
tests if they met the following criteria: the
values agreed within
threefold, and the average of the two values
fell between 100 and
100,000 copies. Samples that were below or
above the limits of
detection were retested undiluted or at a
1:50 dilution, respectively,
and the same criteria were applied
to the results of duplicate tests at
these dilutions. Although
a threefold (half-log) difference between
duplicate tests was
allowed, 99% of duplicate tests of the same sample
agreed within
twofold.
Statistical methods.
Median CD4 cell counts and plasma viral
loads of subtypes were compared by nonparametric statistical tests.
Comparisons were conducted between each subtype and other subtypes,
with the latter being considered both as a grouped and as a separate
variable (e.g., for subtype A, A versus non-A, A versus D, and A versus C). Plasma viral load was divided into quartiles (<10,000, 10,000 to
42,000, 42,000 to 162,000, and >162,000). Women with viral loads in
the highest and lowest quartiles were compared with the remainder of
the cohort by the use of nonparametric statistical tests for continuous
variables (CD4 cell counts) and chi-square tests for dichotomous
variables (subtypes).
Nucleotide sequence accession numbers.
The 16 Kenyan
envelope sequences described here are available under GenBank accession
no. AF101456 to AF101471. The GenBank accession numbers for Q23,
TK1316, and 2059 are AF004885, AF133822, and AF133821, respectively.
 |
RESULTS |
PCR amplification of sequences from PBMC samples.
A
total of 347 PBMC samples from pregnant women participating in a breast
feeding transmission study of HIV-1 in Nairobi were analyzed. The
envelope sequences of 23 samples from subjects identified serologically
as being HIV-1 positive could not be amplified. In 19 of these cases, a
142-bp HIV-1 gag sequence was amplified, which suggested
that the sample contained HIV-1 proviruses. We were unable to determine
why envelope sequences, from these samples could not be
amplified, but possible explanations include partially degraded
or very small amounts of PBMC sample, a very low proviral copy number,
and inefficient amplification due to extensive sequence divergence from the primers. For four additional samples, the amount of
envelope PCR product was not sufficient for HMA analysis. For the
purposes of this report, these 4 samples, along with the 23 amplification-negative samples, were not considered further, and the
analyses include only the 320 samples whose subtypes were determined.
Characterization of viral subtype by HMA of envelope
sequences.
The envelope sequences amplified from the 320 PBMC
samples were analyzed by HMA against reference strains of known
subtype, using a sequential approach described in Materials and
Methods. In the primary screen, a fragment encompassing V1
through C3 was analyzed against clade A, D, and C subtype reference
strains, and the subtypes of 167 (64%) of 261 samples, including
123 subtype A, 32 subtype D, and 12 subtype C, were determined by this
approach. However, the subtypes of the remaining 94 samples could
not be assigned with these six reference strains by using V1 through C3 sequences.
The HIV-1 subtype reference sequences used in the original HMAs provide
a broad representation of HIV-1 envelope sequences,
but reference
sequences from the geographic location of interest
are more ideal for
subtype analysis by HMA (
6,
25). A total
of 144 uncharacterized samples were tested, using V1 through C3
sequences,
against four Kenyan sequences that had previously been
characterized as
clade A (Q23 and Q06) or clade D (T16 and T61)
by phylogenetic
methods (
45). The samples tested included 94
envelope genes
which could not be assigned to specific subtypes
in the primary screen,
and of these 78 (83%), including 57 clade
A and 11 clade D
sequences, were assigned subtypes by using the
Kenyan clade A and
D sequences. In this secondary screen, there
may have been some
sample bias toward those sequences that were
refractory to HMA because
of size variation or unusual sequence
structure, since these 94 viruses
had already failed one HMA.
To examine whether initial screening of a
Kenyan virus of unknown
subtype with the Kenyan subtype A and D
sequences would be more
productive than screening with the reference
panel, we analyzed
an additional 59 samples directly with the Kenyan
panel, bypassing
the primary screen. To validate this approach, we
first performed
a secondary screen with 10 samples that yielded subtype
information
in the primary screen. In all cases (seven A and three D),
concordant
results were obtained. The subtypes of 49 (83%) of the 59 samples
analyzed by initially screening with the four Kenyan strains
were
determined.
For the remaining 39 samples that could not be typed using V1 through
C3 sequences, a smaller second-round PCR product was
generated,
spanning sequences from C2 through C3, and this was
analyzed by HMA
against the subtype reference strains. Twenty-three
(14 subtype A, 6 subtype D, and 3 subtype C) envelope genes were
characterized by using
this smaller
fragment.
Figure
1 summarizes the detailed results
of this approach from the perspective of the actual subtype of the
virus in the sample.
Analyses using the Kenyan reference strains were
superior in predicting
subtype, even if the samples were first tested,
and found to be
ambiguous, using the standard subtype reference
strains. For example,
only 65% of the subtype A viruses in this study
could be identified
by using the standard subtype references, which
were from Rwanda
and Ivory Coast, while 88% of the remaining samples
were characterized
with the Kenyan panel (Fig.
1A). In 84% of the
cases in which
subtype A samples were first tested with the Kenyan
strains, the
subtype was defined. The Kenyan subtype D reference strain
also
performed better overall than the standard subtype D reference
sequences, which were both from Uganda (Fig.
1B). Only 15 of 22
subtype
C variants were characterized by HMA with envelope sequences
from
Malawi and Zambia (Fig.
1C). It is likely that our ability
to assign
subtype C variants in our cohort by HMA was hampered
by the lack of
Kenyan subtype C reference strains. Eight viruses
representing other
subtypes (see below) could not be characterized
by our HMA approach
(Fig.
1D). Overall, using this sequential
HMA approach, the subtypes of
304 of 320 samples were assigned.
Two hundred and twenty-five samples
were classified as subtype
A, 64 were determined to be subtype D, and
15 were found to be
subtype C. The remaining 16 could not be assigned a
subtype with
an acceptable degree of confidence by this method.

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FIG. 1.
Summary flowchart of subtype analysis based on the
eventual subtype identified in the sample. The different steps in this
analyses included a primary screen using V1 through V3 sequences versus
standard reference strains from the AIDS Research and Reference Reagent
Program, a secondary screen using V1 through V3 sequences against
Kenyan reference strains, and a tertiary screen using a C2-C3 fragment
against the standard reference strains, as described in Materials and
Methods. The envelope sequences used for HMA are indicated for each
subtype, and the number of samples tested against these reference
sequences is shown in the flowchart. Samples that were successfully
typed at each stage are indicated at the base of a closed arrow, and
samples that could not be typed with the indicated sequences are
indicated following a dotted line at the base of an open arrowhead. The
latter were then tested with the next screen, and the results of this
screen are similarly displayed. In cases in which samples were not
analyzed with the primary screen, the flowchart begins at the secondary
screen, and these samples are shown separately to the right. The
percentages that were typed or not typed at each screen are indicated
in parentheses. Viral envelope genes that could not be assigned
subtypes based on the HMA sequential screening method and required
sequence analysis are indicated with asterisks. The results are for
subtypes A (A), D (B), and C (C) and recombinants or subtype G (D).
|
|
Sequence analysis of unusual envelope genes.
The envelope gene
fragments of 16 proviral genomes that could not be assigned a subtype
by the HMA approach were amplified and cloned. Two to four envelope
clones from at least two PCRs were obtained from the PBMCs from each
subject. The sequences spanning V1 through V5 from each of the 16 subjects were compared to a panel of HIV-1 subtype sequences by
phylogenetic methods (Fig. 2). The
sequences from an individual clustered closely together in the analysis
(data not shown), indicating that the ambiguity in the HMA was not
likely to be the result of extensive intrapatient viral sequence
heterogeneity. For convenience, only one subject's sequence is
represented in Fig. 2. The known-subtype reference sequences
included in this analysis are representative of subtypes A through
J (sequences for subtype I were not available). Seven of the
Kenyan envelope genes (MM13376, MM9846, MM14999, MM1324, MM1480,
MM9885, and MM2227 grouped with the clade C viruses (Fig. 2 and data
not shown). Interestingly, one envelope gene (MM4089) clearly grouped
with type G HIV-1; this is the only example of a subtype G variant in
our cohort. One sequence (MM5035) grouped with clade D. MM5035 was
unusual relative to other subtype D viruses from Kenya that we
have examined because it grouped midway between the Zairian
variants and the East African viruses. A more detailed analysis
of this envelope sequence was performed, but the precise structure
could not be resolved (data not shown). Seven sequences were outliers
that showed weak associations with either subtype A, C, D, or G
but were clearly distinct (data not shown).

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FIG. 2.
Phylogenetic tree of HIV-1 envelope sequences.
Phylogenetic analysis was performed as described in Materials and
Methods, using C2 through V5 sequences and the subtype references
sequences indicated. The number at each node indicates the percentage
of bootstrap support as determined from 100 bootstrap resamplings and
maximum-parsimony analysis. The phylogenetic tree was built by
neighbor-joining analysis. The sequences from this cohort are shown in
boldface.
|
|
Detection of subtype recombinants.
The sequences of the seven
outlier envelope genes were subjected to additional analyses, using a
bootscan method designed to characterize subtype recombinants of HIV-1
(51). By using this method, segments of sequence that were
highly related to known subtypes (A, C, D, and G) were defined,
although other sequences were not clearly derived from any HIV-1
subtype A to J group. The bootscan analysis results for
the four sequences derived from known subtypes are presented in Fig.
3. All four of these
recombinants had subtype A-derived V4-V5 sequences, and two of these
also had subtype A V3 sequences. Each viral envelope gene is
highly distinct, with different apparent sites of recombination. In
particular, there are examples among these clones of 5' sequences that
originated from each of the other subtypes found in the Nairobi cohort
(clades C, D, and G). Thus, each of these recombinants has a unique
origin.

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|
FIG. 3.
Recombination analysis: bootscans. Bootscans were
performed as described in Materials and Methods, using subtype A (Q23),
subtype C (SM145), subtype D (UG274), and subtype G (HH8793) HIV-1. The
analysis included C2 through V5 sequences. Analysis of MM13898 included
A (red), C (gold), and D (black). Analysis of MM2760 used A (red), G
(green), and D (black). Analyses of MM13324 and MM6535 used A (red), D
(blue), and C (black). A black triangle marks the spot where the
sequences were separated. The phylogenetic trees are neighbor-joining
trees with parsimony bootstrap values at the nodes containing the
unknown. Schematics showing the deduced subtype structures are shown
below the bootscans. V3, the location of the V3 loop (shown for
orientation).
|
|
Three of the recombinants (MM9168, MM3055, and MM8285)
encoded portions of the envelope gene that could not be readily
assigned
to any currently defined subtype; the results of a distance
scan
analysis of these envelope sequences are shown in Fig.
4. In the
case of MM9168, which has two
segments that were derived from
subtype A, the subtype origin of V3
through C3 could not be determined.
The distance scan of MM9168
suggests that these sequences have
the highest degree of similarity to
subtype A and C viruses. In
a second example (MM3055), which involves a
subtype D recombinant
envelope gene, the origin of sequences within V2
and C3 also cannot
be assigned to any known subtype. In the case
of MM8285, which
has mainly clade C-derived sequences, the subtype
origin of the
5' sequence encompassing C2 is not apparent. We
cannot rule out
the possibility that the sequences which do not appear
to represent
known subtypes were derived by multiple recombination
events that
cannot be detected by our methods. In all three cases, the
distance
scan shows that the distances between the unknown and known
subtypes
is in the usual range for group M HIV-1 (data not shown), and
this rules out the possibility that they are from a less highly
related
virus group, such as O.

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|
FIG. 4.
Recombination analysis: distance scans. Distance
scanning was performed as described in Materials and Methods. The
analysis included C2 through V5 sequences. Distances between the
unknown and subtypes A (red), B (light blue), C (gold), D (dark blue),
E (brown), F (magenta), G (green), H (black), and J (purple) were
plotted. The black triangles represent locations where the sequences
were broken to run phylogenetic trees. The phylogenetic trees were
computed by the neighbor-joining method with parsimony bootstrap values
at the nodes with the unknown. The deduced subtype structure of the
each virus is shown below the distance scan. Regions in white could not
be assigned to any known subtype. V3, the location of the V3 loop
(shown for orientation).
|
|
In summary, of the 320 envelope gene sequences evaluated here, 225 (70.3%) were subtype A, 65 (20.3%) were subtype D, 22 (6.9%)
were subtype C, 1 (0.3%) was subtype G, and 7 (2.2%) were
intersubtype
recombinants (Fig.
5A). The
geographic distribution of the subtypes
was fairly similar throughout
western, central, and eastern Kenya
(Fig.
5B). There were no
significant differences in the ages of
women infected with different
subtypes of virus.

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FIG. 5.
Summary of the subtype distribution of viruses from the
320 women analyzed. (A) Pie chart of subtype distribution in the
overall cohort. The percentage of viruses that belong to each subtype
is indicated in the relevant pie section or above it. Rec, recombinant.
(B) Geographic distribution of subtypes. The regions of origin were
defined on the basis of the ethnicities of the women. This cohort
represented ethnic groups from throughout Kenya.
|
|
Analysis of markers for disease in relation to viral subtype.
Both CD4 lymphocyte counts and plasma viral loads are markers for the
stage of disease and the level of immunosuppression (30, 31, 39,
40). To address whether infection with a particular subtype
was associated with a more advanced disease stage, plasma RNA levels
were measured by a quantitative HIV-1 viral load assay (Gen-Probe) that
was designed to detect all HIV-1 subtypes with the same efficiency
(1, 13). Additional pilot studies were performed
with Kenyan viral isolates and plasma samples, using the
Gen-Probe quantitative assay versus a quantitative RNA PCR method
(24), and these studies further validated the use of this
approach for quantitative analysis of subtype A, C, and D HIV-1
(data not shown). The median viral load for this cohort was 41,400 copies per ml (range, 112 to 1,228,480). The highest median viral load
was seen in women infected with subtype C HIV-1 (71,800 copies/ml), although this was not significantly different from
the median plasma RNA levels in women infected with clade A or D virus
(39,040 and 36,400 copies/ml, respectively) (Table 1). Women infected with clade C viruses
were the most likely to have viral loads in the upper quartile and the
least likely to have viral loads in the lowest quartile. Most
striking was the fact that women infected with subtype C had
significantly lower CD4 cell counts than women infected with subtype A
and D (P = 0.01 for C versus non-C). Although women
infected with subtype D had only a very slightly lower median viral
load than the population as a whole, they were significantly less
likely to have a viral load in the upper quartile.
 |
DISCUSSION |
This study presents a detailed analysis of the envelope
subtypes that are currently circulating in Kenya, which has one of the
highest prevalences of HIV-1 infection among countries in sub-Saharan
Africa (33). In that country, particular subtypes are not
preferentially circulating within particular risk groups, allowing us
to generate a representative picture of both the pure subtypes
and the intersubtype envelope recombinants in Kenya. The majority of
women were infected with clade A virus (70.3%); a significant
fraction were infected with clade D (20.3%) or clade C (6.9%) HIV-1.
One (0.3%) subtype G virus and seven (2.2%) intersubtype recombinants
were also detected. The cohort analyzed in this study included
women from western, central, and eastern Kenya, suggesting a very
similar distribution of subtypes throughout that country.
HMA provides a relatively rapid tool for determining HIV-1 subtypes
(7). While the existing reference strains provide a reasonable starting point for subtype assessment in a new population, our analyses suggest that when using these strains it is difficult to
assign a significant fraction of Kenyan viruses (about 30%) by HMA of
envelope sequences. This is similar to what was seen in a French study
with participants from various parts of the world, in which HMA did not
predict all viral subtypes (25). The use of geographically
specific viruses significantly enhanced our power to determine
subtypes in this cohort. In fact, we were successful at assigning
the subtype for each of the subtype A and all but one of the subtype D
viruses by using a combination of Kenyan and standard reference
strains. Because we lacked Kenyan subtype C reference strains, we were
not able to achieve the same success in typing subtype C envelope
sequences. Conversely, we were not able to assign a subtype to
all of the envelope genes examined by using only Kenyan
reference sequences. Thus, although local reference strains perform
better than subtype reference strains from different geographic
locations, a combination of both appears to be optimal when using
HMA to define HIV-1 subtypes.
By surveying such a large cohort, intersubtype recombinants
representing viruses that had exchanged sequences within the coding region for the extracellular envelope glycoprotein were also
identified. Proviral genomes that are mosaic over the length of
the genome as well as recombinant forms of individual HIV-1 genes have
been described (3, 4, 11, 12, 23, 28, 47, 48, 50). Although
some of these recombinants were characterized directly from patients'
samples (4, 50), many were identified in viruses amplified
in culture. In the latter case, it is unclear whether the
recombinant was present in the individual or it arose in culture from
two pure subtypes in the individual. Moreover, there have been limited
population-based studies of the prevalence of recombinant viruses. A
survey of 320 subjects who came from throughout Kenya to work and live
in Nairobi provided us with an opportunity to estimate the
frequency of intersubtype recombinant genomes in the population.
We detected seven (2.2%) intersubtype recombinants whose
exchanges occurred within a segment of the gene coding for the
extracellular envelope glycoprotein. This is likely to be a minimal
estimate of the envelope recombinants in this population, since it is
certainly possible that additional envelope recombinants were not
identified in the HMA screen because either the majority of the
sequence represented one subtype, leading it to behave like a pure
subtype in the HMA, or recombination occurred outside of the V1 through
C3 region analyzed in the HMA. Approximately 10% of the viral genome
was analyzed. If we extrapolate from the frequency of recombinant
envelope genes observed here and assume that there is not a strong bias
for or against protein function of a recombinant envelope gene in
comparison to other viral genes, then >20% of Kenyan HIV-1
proviral genomes would be predicted to be intersubtype
recombinants. These estimates are likely to be relevant for
most of sub-Saharan Africa because there are similar mixtures of
multiple subtypes in many countries in this region (2).
Among the recombinant envelope genes analyzed here, sequences that did
not closely associate with any known subtype were identified. Distance scan analyses demonstrated that these sequences originated from viruses that are within the group M cluster rather than from a
more divergent HIV-1 group. These sequences may represent multiple small fragments of known subtype or novel group M subtypes not yet described.
Recombination between the diploid RNA genomes during DNA synthesis is a
common mechanisms for generating diversity in retroviruses (20). To generate a recombinant during reverse
transcription, a single cell must be coinfected with two different
viruses so that copackaging of heterologous RNAs can occur. Thus,
detection of intersubtype recombinants implies that at some previous
time a person was coinfected with HIV-1 of two different subtypes. This
may have occurred as a result of simultaneous transmission of
multiple variants, a common occurrence in women (43,
46), or by a second infection of the individual, with a different
subtype, at a later time. At some point, dual infection must have
occurred to initiate the cascade of events leading to the detection of recombinant genomes. Because recombination is predicted to occur quite
commonly when there is coinfection of a cell by two highly related
retroviruses (16, 20), the limiting event in the generation of intersubtype recombinants is likely to be dual infection. At this
point, little is known about the factors that determine the frequency
of dual infection in a population. As discussed herein, the predicted
frequency of intersubtype recombinant genomes in this cohort is
estimated to be approximately 20%, using fairly conservative
assumptions. This implies either that reinfection occurs very commonly
in HIV-1-infected individuals or that recombinant viruses are favored
for transmission. In the latter case, the viruses could originate from
a true genetic recombinant provirus, or they could represent particles
assembled from viral proteins expressed from distinct viral genomes in
a dually infected individual. Certainly it will be important to
distinguish between these possibilities in considering the design of
vaccines for African populations.
The subtypes define broad categories of viruses with similar sequence
characteristics. In the viruses examined here, subtype was defined on
the basis of sequences coding for the extracellular envelope protein,
which is the protein that determines cell tropism as well as the
replication patterns of the virus. Thus, it is possible that viruses
that have different envelope subtypes will replicate with different
efficiencies in the host, leading to different clinical outcomes. To
address this possibility, we analyzed plasma viral loads and CD4
lymphocyte counts as markers for disease stage in this cohort. Women
infected with clade C viruses tended to have higher viral loads, and
they had significantly lower CD4 cell counts than women infected with
clade A or D HIV-1. From these data, we cannot discriminate between the
possibility that women infected with clade C virus have been infected
for a longer period of time and the possibility that clade C infection
is associated with a more rapid disease progression and, as a
consequence, a more rapid CD4 cell count decline and higher viral
loads. Recent studies suggest that viruses which can use the CXCR4
coreceptor are underrepresented among subtype C HIV-1, including
viruses that were derived from individuals at later stages of infection and disease (54). This finding may suggest that subtype C
variants use novel coreceptor proteins for entry into the cell.
Interestingly, women infected with clade C viruses in the cohort
described here were also significantly more likely to shed
HIV-1-infected cells in their vaginal secretions (18).
Together, these data suggest that viruses with clade C-derived envelope
sequences may have unique replication properties which may affect
transmission and/or progression. This can only be directly addressed by
longitudinal studies of disease progression in relation to viral
subtype, particularly in cohorts in which clade C virus infection
represents a more significant fraction of all HIV-1 infections.
Certainly, such information on differences in the biological properties
or pathogenesis of different subtypes will be important in designing
strategies to limit the spread of the most virulent HIV-1 variants.
 |
ACKNOWLEDGMENTS |
We thank all of the members of the Nairobi HIV/STD
Research Project.
This work was supported by NIH National Institutes of Health grant
AI38518 (J.O.); National Institute of Child Health and Human
Development grants 23412, D43 TW00007, and T22 TW00001 (J.K.K.); a New
Investigator Award from the University of Washington Center for AIDS
Research (AI 27757) and an NIH Clinical Scientist Award (K08
HD01160-01) to G.C.J., and a cooperative agreement between the Henry M. Jackson Foundation for the Advancement of Military Medicine and the
U.S. Department of Defense (J.K.C.).
 |
FOOTNOTES |
*
Corresponding author. Present address: Program in
Molecular Medicine, Fred Hutchinson Cancer Research Center, 1100 Fairview Ave. N., Seattle, WA 98195. Phone: (206) 667-4418. Fax: (206) 667-6524. E-mail: joverbau{at}fhcrc.org.
 |
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