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Journal of Virology, May 1999, p. 3975-3985, Vol. 73, No. 5
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Frequent Detection of Escape from Cytotoxic T-Lymphocyte
Recognition in Perinatal Human Immunodeficiency Virus (HIV) Type
1 Transmission: the Ariel Project for the Prevention of
Transmission of HIV from Mother to Infant
Cara C.
Wilson,1,
R. Clark
Brown,2
Bette T.
Korber,3
Barbara M.
Wilkes,1
Debbie J.
Ruhl,1
Doreen
Sakamoto,2
Kevin
Kunstman,2
Katherine
Luzuriaga,4
I. Celine
Hanson,5
Susan M.
Widmayer,6
Andrew
Wiznia,7
Sheila
Clapp,8
Arthur J.
Ammann,9
Richard A.
Koup,1,
Steven M.
Wolinsky,2,*
Bruce D.
Walker,1,* and
The Ariel
Project Investigators§
AIDS Research Center and Infectious Disease Unit,
Massachusetts General Hospital and Harvard Medical School, Boston,
Massachusetts 021141; Northwestern
University School of Medicine, Chicago, Illinois
606112; Santa Fe Institute, Santa
Fe, New Mexico 87501, and Los Alamos National Laboratory, Los
Alamos, New Mexico 875453; University of
Massachusetts Medical School, Worcester, Massachusetts
016054; Department of Pediatrics, Baylor
College of Medicine, Houston, Texas 770305;
Children's Diagnostic & Treatment Center, Fort Lauderdale,
Florida 333016; Bronx-Lebanon
Hospital Center, Bronx, New York 104577;
Department of Pediatrics, University of California San
Francisco Medical Center, San Francisco, California
941438; and Aaron Diamond AIDS Research
Center, The Rockefeller University, New York, New York
100169
Received 11 September 1998/Accepted 27 January 1999
 |
ABSTRACT |
Host immunologic factors, including human immunodeficiency virus
(HIV)-specific cytotoxic T lymphocytes (CTL), are thought to contribute
to the control of HIV type 1 (HIV-1) replication and thus delay disease
progression in infected individuals. Host immunologic factors are also
likely to influence perinatal transmission of HIV-1 from infected
mother to infant. In this study, the potential role of CTL in
modulating HIV-1 transmission from mother to infant was examined in 11 HIV-1-infected mothers, 3 of whom transmitted virus to their offspring.
Frequencies of HIV-1-specific human leukocyte antigen class
I-restricted CTL responses and viral epitope amino acid sequence
variation were determined in the mothers and their infected infants.
Maternal HIV-1-specific CTL clones were derived from each of the
HIV-1-infected pregnant women. Amino acid substitutions within the
targeted CTL epitopes were more frequently identified in transmitting
mothers than in nontransmitting mothers, and immune escape from CTL
recognition was detected in all three transmitting mothers but in only
one of eight nontransmitting mothers. The majority of viral sequences
obtained from the HIV-1-infected infant blood samples were susceptible
to maternal CTL. These findings demonstrate that epitope amino acid
sequence variation and escape from CTL recognition occur more
frequently in mothers that transmit HIV-1 to their infants than in
those who do not. However, the transmitted virus can be a CTL
susceptible form, suggesting inadequate in vivo immune control.
 |
INTRODUCTION |
The expanding human immunodeficiency
virus type 1 (HIV-1) epidemic is fueled in part by perinatal
transmission of the virus. Although antiviral therapy in the peripartum
period significantly diminishes transmission (13), rates of
40% or higher occur in populations without ready access to
pharmacological interventions (5, 47). The majority of these
transmissions occur at or near the time of delivery (17, 18,
44). A better understanding of the factors contributing to
perinatal transmission is key to designing new therapies that prevent
transmission and is likely to provide insights regarding disease
pathogenesis as well (45).
Perinatal HIV-1 transmission is typified by selection of a particular
genotypic variant in the infected infant (46, 55). This
selective virus transmission is compatible with several alternative hypotheses (61). First, the predominant viral sequence
variant in the infant may be derived from an antigenically distinct
variant in the mother that escaped the constraints of a critical immune surveillance mechanism. Second, transmission could be a stochastic phenomenon whereby the infants' viral sequences are acquired by random
transmission of a limited number of virions or infected cells either at
the time of birth or during gestation. While this genotypic variant may
have represented a major form in the mother at the time of
transmission, this variant later could become a minor form in the
mother because of genetic evolution. Lastly, the persistent form of
virus in the infant may reflect differences in cell tropism,
replicative capabilities, or chemokine coreceptor usage for viral entry
(29, 43) that permit selective transmission or amplification
of a particular genotypic variant within the infant (61).
Results from studies designed to elucidate the mechanism underlying
perinatal HIV-1 transmission are conflicting. Prolonged exposure to
infected cervicovaginal secretions is associated with transmission
(41), but there are conflicting data regarding the relative
contributions of high levels of virus in maternal peripheral blood
(6, 11, 16, 19, 56, 58), levels of maternal neutralizing
antibodies (14, 30, 34, 52, 53), and the ability to secrete
inflammatory cytokines in response to viral peptides (9).
Host immunologic factors have also been proposed as a factor in
perinatal HIV-1 transmission and could possibly explain the observed
selective transmission (54). The infant's viruses may be
derived from an antigenically distinct variant arising in the mother
that escapes a critical immune surveillance mechanism, possibly as a
consequence of amino acid changes in B-cell (1, 23) or
cytotoxic T-lymphocyte (CTL) epitopes (48, 59) that abrogate
or antagonize immune recognition. These escape variants would,
therefore, have a survival advantage that might facilitate their transmission.
Emerging data indicate that CTL exert significant immune pressure in
HIV-1 infection, suggesting that this response might participate in
modulating transmission. A temporal association between the emergence
of HIV-1-specific CTL and a drop in plasma viremia has been observed
during primary infection (3, 39), and strong CTL responses
are maintained in persons with long-term nonprogressing HIV-1 infection
and low viral loads (27, 35, 51, 60). CTL responses have
also been associated with the emergence of immune escape due to
mutations within CTL epitopes, both during primary infection
(4) and with disease progression (24, 60),
although the numbers of subjects studied has been small, and
appropriate controls have been difficult to identify. The role of
immune escape in disease pathogenesis remains controversial, as other
studies have failed to identify escape as a means of disease
progression (28). Although a vigorous human leukocyte antigen (HLA) class I-restricted immune response has been associated with a low rate of development of disease and increased time of survival, it is not clear why this host defense is ultimately unable to
eliminate the virus and prevent disease progression. Within the
infected host, sequestration of viruses in immunologically privileged
sites, lack of adequate T helper cell function (8), down
modulation of major histocompatibility complex (MHC) antigen expression
(12), and amino acid sequence variation in well-defined class I-restricted CTL epitopes (48, 59) have been
postulated to explain this apparent paradox (63). Selection
for a virus population harboring amino acid sequence changes in
residues within or near class I-restricted epitopes could facilitate
CTL escape by disrupting correct endogenous processing of the antigen,
HLA binding, and/or optimal recognition of the peptide-HLA complex by
T-cell receptors (48).
Whether transmission per se is associated with escape from CTL
recognition has yet to be determined conclusively. We reasoned that the
question of whether CTL serve as an important immunological defense
could be addressed experimentally in a setting in which transmission
could be readily monitored and in which the transmitted virus could be
examined. We therefore evaluated the maternal HIV-1-specific CTL
responses in a cohort of transmitting and nontransmitting mothers
(6). Mothers enrolled in the Ariel Cohort for the Prevention of HIV Transmission from Mother to Infant were evaluated for the epitope specificity of their clonal CTL responses at the time of
delivery. Additionally, autologous viral sequences were amplified, at
endpoint dilution, from peripheral blood obtained from each HIV-1-infected mother and her infected infant at or within days of the
time of delivery to screen for evidence of sequence variation within
the defined CTL epitopes and to determine the effects of such amino
acid sequence changes on recognition by maternal CTL. Finally, we
evaluated the virus obtained from the infants for recognition by the
maternal CTL response as a correlate of immune escape and a potential
mechanism underlying perinatal HIV-1 transmission.
 |
MATERIALS AND METHODS |
Subjects.
Study subjects were selected from a cohort of
HIV-1-infected pregnant women enrolled in the Ariel Project for the
Prevention of Transmission of HIV from Mother to Infant and monitored
throughout their pregnancies. The Ariel cohort enrolled mothers at the
seven clinical sites located in Fort Lauderdale, Fla.; Newark, N.J.; Houston, Tex.; Bronx, N.Y.; Stamford, Conn.; Worcester, Mass.; and New
Orleans, La. Subjects included in this study were prospectively monitored at the Houston, Bronx, Worcester, and Fort Lauderdale clinical sites. The characteristics of the Ariel cohort are described elsewhere (6). Among the total of 204 HIV-1-infected
pregnant women enrolled in the study, we selected 3 of the 8 women who infected their infants during gestation and 8 of the 185 women who did
not, based on sample availability and the detection of an
immunodominant CTL response. The numbers of copies of virion-associated RNA per milliliter of plasma were quantified for each woman at the time
peripheral blood was obtained for T-cell cloning, a visit corresponding
to the time of delivery, by the AMPLICOR HIV-1 Monitor Test (Roche
Diagnostic Systems, Inc., Branchburg, N.J.) as instructed by the
manufacturer. The infection status of the infants born to these mothers
was determined by the presence of HIV-1 proviral DNA in peripheral
blood mononuclear cells by using a PCR-based assay and by viral
coculture at delivery and at regular intervals thereafter.
Cell lines.
Epstein-Barr virus-transformed B-lymphoblastoid
cell lines (B-LCL) were established from the peripheral blood
mononuclear cells (PBMC) of each subject and maintained as previously
described (57) in RPMI 1640 medium (Sigma, St. Louis, Mo.)
containing 20% heat-inactivated fetal calf serum (Sigma). RPMI 1640 medium used for all cell lines was supplemented with
L-glutamine (2 mM), penicillin (50 U/ml), streptomycin (50 µg/ml), and HEPES (10 mM). Additional allogeneic B-LCL used in HLA
restriction experiments were established and maintained in a similar fashion.
HLA class I typing.
HLA typing was performed by using a
standard lymphocytotoxicity assay and confirmed in some cases with a
PCR-based allele-specific molecular typing assay (24).
Recombinant vaccinia virus constructs.
Recombinant vaccinia
viruses expressing the full-length HIV-1 gp160 gene (VPE16) as well as
serial truncations of the HIV-1 envelope gene (VPE17-22) were provided
by P. Earl and B. Moss. Recombinant vaccinia viruses expressing HIV-1
p55gag (vAbT141), p24gag (vAbT286),
p17gag (vAbT228), HIV-1 Pol (vAbT204), HIV-1 Nef (vT23),
and wild-type control (NYCBH) were provided by Therion Biologics
(Cambridge, Mass.). Stocks of recombinant vaccinia viruses were
adjusted to approximately 109 PFU/ml, stored in aliquots at
80°C, and thawed immediately prior to use.
HIV-1 peptide synthesis.
Synthetic peptides corresponding to
the HIV-1 HXB10 sequence (26), consisting of a series of
peptides 25 amino acids in length that overlapped by 8 amino acids,
were synthesized and purified by Multiple Peptide Systems (San Diego,
Calif.) as described previously (31). Peptides were
synthesized as COOH-terminal amides unless otherwise noted. Smaller
peptides of 8 to 15 amino acids used for fine mapping were synthesized
as free acids on an automated peptide sequencer (Applied Biosystems
model 420A). Lyophilized peptides were reconstituted at 2 mg/ml in
sterile distilled water with 10% dimethyl sulfoxide (Sigma) and 1% 1 mM dithiothreitol (Sigma).
Isolation of HIV-1-specific CTL clones and lines.
CTL clones
were isolated and maintained as described previously (57).
Briefly, PBMC were obtained by separation of whole blood on a
Ficoll-sodium diatrozoate gradient (Sigma) and were plated at
concentrations ranging from 10 to 100 cells per well of a 96-well
plate. Cells were maintained with a feeder solution containing
106 irradiated allogeneic PBMC per ml from uninfected
subjects in RPMI 1640 with 10% heat-inactivated fetal calf serum
supplemented with 100 U of human recombinant interleukin-2 (Hoffmann-La
Roche, Nutley, N.J.) per ml. The CD3-specific monoclonal antibody (MAb) 12F6 (62) was added at a final concentration of 0.1 µg/ml
to stimulate T-cell proliferation. Cells from wells demonstrating growth were restimulated further as previously described
(32) and then tested for cytolytic activity against
autologous target cells infected with recombinant vaccinia viruses
expressing HIV-1 genes approximately 4 to 6 weeks after the initial
cloning. T-cell clones exhibiting HIV-1-specific CTL activities were
restimulated every 14 to 21 days with anti-CD3 MAb and irradiated
allogeneic PBMC.
Flow cytometric analysis.
Cells were incubated with
fluorescent probe-conjugated anti-CD3/anti-CD4, anti-CD3/anti-CD8, and
anti-mouse immunoglobulin G2b (IgG2b)/IgG1 MAbs as controls (Coulter
Electronics, Hialeah, Fla.), singly or in combination. Samples of
stained cells were analyzed with a FACScan flow cytometer (Becton
Dickinson and Co., Mountain View, Calif.) as described previously
(32).
Cytotoxicity assay.
Target cells consisted of B-LCL infected
with recombinant vaccinia viruses or preincubated with synthetic HIV-1
peptides. Target B-LCL were infected with recombinant vaccinia virus as previously described (59), and labeled with 65 to 100 µCi
of [51CrO4] Na2 (New England
Nuclear, North Billerica, Mass.) overnight, and then washed three times
with RPMI 1640 medium. Peptide-sensitized target cells were obtained by
incubating 2 × 106 to 3 × 106 B-LCL
with peptide for 60 min during 51Cr labeling. Cytolytic
activity was determined in a standard 4-h 51Cr release
assay using U-bottom microtiter plates containing 5 × 103 targets per well. Assays were performed in duplicate.
Supernatant fluids were harvested onto 96-well plates containing solid
scintillate, allowed to dry overnight, and then counted in a TopCount
microplate scintillation counter (Packard Instrument Co., Meriden,
Conn.). Maximum release was determined by lysis of targets in detergent (1% Triton X-100; Sigma). Percent lysis was determined as 100 × [(experimental release
spontaneous release)/(maximum
release
spontaneous release)]. Spontaneous release values were
less than 30% of maximal release for all reported assays.
In vitro amplification of epitope-encoding regions and viral
sequence analysis.
To explore the relationship between CTL
recognition or escape and genetic diversity within class I
MHC-restricted epitopes, we assessed the diversity of viral sequences
within these individuals by examining proviral sequences spanning
selected fragments of the gag, pol,
env, and nef coding regions. PCR was used to
amplify proviral DNA at endpoint dilution in cells obtained from the
index visit near the time of parturition. In some cases only short
fragments spanning just the regions of interest were sequenced, but in
other cases longer sequences were generated, and those sequences were incorporated into the phylogenetic analysis shown in Fig. 3. The positions of the oligonucleotide primers are numbered according to the
HXB2 isolate in the human retroviruses and AIDS database (37). LTRF1.1 (nucleotides 518 to 542;
5'-TAAGCCTCAATAAAGCTTGCCTTG-3'), LTRF2.1 (nucleotides 574 to
542; 5'-TGTGACTCTGGTA[A/G]CTAGAGATCCC-3'), LTRF3.1
(nucleotides 626 to 650; 5'-TCTCTAGCAGTGCGCCCCGAACAGG-3'), VACGAGR1 (nucleotides 2314 to 2338;
5'-TCTGCTCCTGTATCTAATAGAGCTT-3'), VACGAGR2 (nucleotides 2375 to 2399; 5'-TCC[C/T]CCTATCATTTTTGGTTTCCAT-3'), VACGAGR3
(nucleotides 2468 to 2492; 5'-TGTAGGTCCTACTAATACTGTACCT-3'), and CTLPOLF1 (nucleotides 2318 to 2341;
5'-TCTATTAGATACAGGAGCAGATGA-3') are the gag
amplification primers. The outer sets of gag amplification primers and their amplicon sizes are LTRF1.1 and VACGAGR3 (1,974 bp),
LTRF1.1 and VACGAGR2 (1,881 bp), LTRF2.1 and VACGAGR3 (1,918 bp), and
LTRF2.1 and VACGAGR2 (1,825 bp). The inner sets of gag amplification primers and their amplicon sizes are LTRF2.1 and VACGAGR2
(1,825 bp), LTRF2.1 and VACGAG1 (1,764 bp), LTRF3.1 and VACGAGR1 (1,712 bp), and LTRF3.1 and VACGAGR2 (1,974 bp). CTLPOLF2 (nucleotides 2391 to
2415; 5'-TAGG[G/A]GGAATTGGAGGTTTTATCA-3'), CTLPOLF3
(nucleotides 2467 to 2490; 5'-TAGGTACAGTATTAGTAGGACCTA-3'), CTLPOLR1 (nucleotides 4060 to 4083;
5'-TATCTGGTTGTGCTTGAATGATTC-3'), CTLPOLR2 (nucleotides 4321 to 4344; 5'-TGGCTACTATTTCTTTTGCTACTA-3'), and
CTLPOLR3 (nucleotides 4649 to 4673;
5'-TTGACTTTGGGGATTGTAGGGAAT-3') are the pol
amplification primers. The outer sets of pol amplification primers and their amplicon sizes are CTLPOLF1 and CTLPOLR3 (2,355 bp),
CTLPOLF1 and CTLPOLR2 (2,355 bp), CTLPOLF2 and CTLPOLR3 (2,282 bp), and CTLPOLF2 and CTLPOLR2 (1,953 bp). The outer sets of
pol amplification primers and their amplicon sizes are
CTLPOLF2 and CTLPOLR2 (1,953 bp), CTLPOLF2 and CTLPOLR2 (1,953 bp),
CTLPOLF2 and CTLPOLR1 (1,692 bp), CTLPOLF3 and CTLPOLR2 (1,877 bp), and CTLPOLF3 and CTLPOLR1 (1,616 bp). KKE5P3 (nucleotides 6189 to 6213;
5'-GCGACCCGGGTTGATAGA[C/A]TAA[T/G]AGAAAGAGCAGA-3') and
KKE3P1 (nucleotides 8809 to 8833;
5'-GCGAGAATTCATCC[C/A]AC[T/C]A[C/T]ACTAC[T/G]TTTTGACCA-3') are the env amplification primers. The input DNA
molecules were quantified by PCR using serial fivefold dilutions.
Twenty 5-µl samples of endpoint-diluted DNA were amplified in a
100-µl reaction mix containing 0.2 µM outer primer pair as
described elsewhere (22). PCR was performed with a
Perkin-Elmer/Cetus 9600 automated thermal cycler programmed for for 35 cycles at 98°C for 10 s, 50°C for 30 s, and 72°C for 3 min, with a final extension at 72°C for 10 min. A 5-µl sample was
reamplified from each reaction in a 100-µl reaction mix containing
0.2 µM inner primer pair by means of the same cycle profile as
specified above. HIV-1-negative cell DNA and reagent controls were run
in parallel (40). PCR product DNA was resolved by
electrophoresis on a 1.0% NuSieve GTG gel (FMC BioProducts). The
correctly sized band was purified from the agarose gel by
electroelution using gene capsules (Geno Technologies, Inc.) and
inserted into pCR 2.1 (Invitrogen), using the principles of TA cloning.
One microgram of the double-stranded DNA template was sequenced in both
forward and reverse directions, using the respective gag,
pol, and env internal primers with the use of dideoxynucleoside triphosphates (Dye-Deoxy terminators) and analyzed with a model 377 sequencing system (Applied Biosystems) as described elsewhere (22).
Phylogenetic reconstruction and statistical analysis.
The
sequences were hand aligned by using a modified version of the MASE
program (20). The sequences were gap stripped
(42), and phylogenetic analysis was done by the
neighbor-joining, bootstrap, and maximum-likelihood methods from the
PHYLIP package (21). Statistics were done with the Splus
package, version 3.4 (MathSoft, Inc.).
Nucleotide sequence accession numbers.
The viral sequences
reported in this study are available in GenBank, under accession no.
AF121459 to AF121669.
 |
RESULTS |
Characterization of the maternal CTL response.
Subjects from
the Ariel cohort were randomly screened for CTL responses to HIV at or
near the time of delivery. Three HIV-1-infected mothers who infected
their infants and eight mothers who did not transmit virus were
selected for detailed study on the basis of sample availability and the
ability of their established T-cell clones to recognize HIV-1-specific
antigens. The ranges of viral loads measured at delivery among the two
groups were not statistically distinguishable, in accord with the small
sample size. There was also no discernible difference between the two
groups in terms of intrapartum azidothymidine (AZT) use, but those
mothers who infected their infants in our study tended to have higher
peripheral CD4+ T-cell counts (Table
1).
We determined the dominant CTL responses, by limiting-dilution cloning
using a CD3-specific MAb as a stimulus for T-cell proliferation
(
57). Expanded cell lines were tested for recognition of
autologous
B-LCL infected with recombinant vaccinia viruses expressing
HIV-1
antigens (
33). Cells with HIV-1-specific CTL activity
were mapped
in terms of epitope specificity by using synthetic peptides
to
sensitize autologous B-LCL, and HLA restriction was determined
(Tables
2 and
3). The HLA haplotype was resolved by
using a
standard lymphocytotoxicity assay and in some cases confirmed
by a PCR-based hybridization assay using anchored allele-specific
oligonucleotide probes (
24) that also confirmed the genetic
linkage between infant and mother (data not shown).
Figure
1 shows representative examples of
HIV-1-specific T-cell clones from a selected pair of transmitting
(11113) and nontransmitting
(19143) mothers. The two mothers exhibited
similar plasma virion-associated
RNA copy numbers and targeted the same
HLA A3-restricted epitope,
KIRLRPGGK, within the p17 region of Gag
(
27). T-cell clones
from the two mothers were almost
identical in the ability to recognize
epitope-expressing target cells,
as demonstrated by similar killing
profiles at limiting peptide
concentration. The finding that a
transmitting and a nontransmitting
mother could target the same
epitope suggests that epitope specificity
alone is not likely
to be a determining factor in transmission. We
performed similar
detailed studies using peripheral blood samples
obtained from
three transmitting mothers and eight nontransmitting
mothers,
the results of which are shown in Tables
2 and
3. A total of
eight T-cell clones from nontransmitting mothers and seven clones
from
transmitting mothers were fully evaluated by these detailed
methods.
For two of the three transmitting mothers, multiple T-cell
clones with
distinct specificities were identified, whereas for
all of the eight
nontransmitters, CTL of only a single specificity
were isolated (Tables
2 and
3). The association with detection
of CTL responses to multiple
epitopes (two of three versus none
of eight) was of borderline
significance (Fisher's exact test,
P = 0.0545).
Overall, HIV-1-specific responses to Gag, Env, Pol,
and Nef were
detected, each restricted by an identifiable HLA
class I antigen. These
data add to a growing number of well-defined
HIV-1-specific CTL
epitopes, and indicate that targeting of specific
regions of the virus
was not unique to T cells obtained from either
mothers who infected
their offspring or those who did not.

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FIG. 1.
Specificity of CTL clones derived from a transmitting
and nontransmitting mother. (A and C) CTL clones derived as described
in the text were mapped in terms of epitope recognition by using
recombinant vaccinia viruses (data not shown) followed by
peptide-sensitized target cells. The range of sensitizing peptide
concentrations is shown. HLA restriction was determined by using B-LCL
target cells infected with recombinant vaccinia viruses expressing Gag
protein (B and D). Auto, the autologous B-LCL; Allo, an HLA-mismatched
B-LCL; A3, two different allogeneic B-LCL matched only at HLA-A3.
Effector-to-target ratios for each assay were 5:1.
|
|
Genetic variation within targeted HLA class I-restricted
epitopes.
Having identified the HIV-1-specific epitopes targeted
by the mothers, we next evaluated viral sequence variation within the specific HLA class I-restricted epitope and determined the effects of
sequence variation on CTL recognition. We analyzed the viral sequences
within each of the infected mothers by examining proviral sequences
spanning the relevant portions of the gag, pol,
env, and nef coding regions of the viral genome
from peripheral blood samples obtained at the time of delivery. The
target sequences were amplified by nested PCR at endpoint dilution to
obviate resampling of any single template molecule (38).
Product DNAs were inserted into pAMP by UDG cloning, and 5 to 17 clones
from each sample were sequenced in both directions. Several of the
epitopes were sequenced only across a short fragment, spanning the
epitope, while others were sequenced embedded in long sequences,
augmented by additional short fragments. Those epitope sequences that
were obtained embedded in longer fragments were suitable for
phylogenetic analysis. In all cases where longer sequences were
available, phylogenetic reconstructions of the mothers' viral
sequences showed distinct clusters corresponding to the respective
nontransmitting mother, or mother-infant pair, indicating absence of
PCR-product contamination and establishing epidemiological linkage
between the transmitting mother and her infant, and proving that there were no sample mix-ups (see Fig. 3). BLAST searches against GenBank gave no indication of any contamination problems.
The extent of genetic diversity within an A3-restricted p17 epitope
differed for one mother who infected her infant (11113)
compared to
another who did not (19143) (Tables
2 and
3). While
the A3-restricted
p17 epitope sequence KIRLRPGGK was highly conserved
among the genetic
variants obtained from nontransmitting mother
19143, amino acid
substitutions were found within the same A3-restricted
p17 epitope for
transmitting mother 11113. The predominant epitope
sequence had a
lysine-to-arginine (K-to-R) substitution at the
carboxyl terminus, an
important residue for peptide binding to
A3 (
15,
50), and
was not recognized by the CTL from transmitting
mother 11113 (Fig.
2) or by the CTL from nontransmitting
mother
19143 (data not shown). Likewise, among the other transmitting
mothers 19142 and 19145, a high proportion of epitope variants
were
found within at least one of the epitopes targeted. Overall,
four of
the seven defined HLA class I-restricted epitopes targeted
by T-cell
clones obtained from transmitters 11113, 19142, and
19145 had amino
acid changes, with a range of two to five variant
forms of the epitope
detected. Among the eight nontransmitting
mothers, three of the eight
defined HLA class I-restricted epitopes
targeted by T-cell clones had
amino acid changes, and there were
never more than two variant forms
present.


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FIG. 2.
Specificity of CTL clones derived from transmitting (A)
and nontransmitting (B) mothers, including recognition of in vivo
sequence variants. CTL clones were tested for recognition of target
cells sensitized with peptides representing in vivo virus variants, and
values are given on the y axis as percent specific lysis.
Peptides were tested over a range of concentrations as indicated on the
x axis (log peptide concentrations are listed in micrograms
per milliliter). For each peptide, the lowest concentration of peptide
which resulted in lysis was determined. For transmitting mothers, CTL
were also tested for recognition of the variants present in the first
infant isolate. B, sequence detected in both the mother and infant; I,
sequence detected in only the infant; M, sequence detected in only the
mother; N, HIV-1 IIIB sequence to which the epitope mapped but which
was not detected in either the mother or infant. Effector-to-target
ratios for each assay were 5:1.
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|
The relationship between epitope variation and escape from maternal HLA
class I-restricted CTL recognition was investigated
by synthesizing
peptides corresponding to each of the variant
epitopes and testing
their ability to be recognized by the maternal
T-cell clones at
limiting peptide concentration (
27). Based
on our prior
studies of escape from CTL detection, we defined
a variant peptide to
be an immune escape variant if it required
a concentration 2 logs
higher than the canonical epitope sequence
to effect half-maximal
lysis. Epitope mapping studies showed that
CTL clones derived from
nontransmitting mother 19143 recognized
the only detected A3-restricted
P17 epitope (KIRLRPGGK), whereas
the CTL clone from transmitter 11113 did not recognize the autologous
variants of the same A3-restricted
epitope (Fig.
2). Among all
eight nontransmitting mothers, the CTL
clone derived from mother
08109 was the only one that
failed to recognize one of its autologous
viral variant epitope
sequences (A29-restricted gp120 epitope
[Table
3 and Fig.
2B). In
contrast, all three of the transmitting
mothers showed evidence of
immune escape, failing to recognize
the autologous peptides for four of
the seven defined T cell epitopes
(Table
2 and Fig.
2A). For
transmitting mother 11113, the predominant
in vivo viral variants in
the A3-restricted p17 epitope (KIRLRPGG
R)
and the
B14-restricted p24 epitope (DRFYK
ILRA) represent
immune
escape sequences, whereas immune escape variants were rare
but present
in transmitting mothers 19142 and 19145. That three
of three
transmitters, and only one of eight nontransmitters carried
escape
variants was statistically significant (Fisher's exact
test,
P = 0.0242). This analysis, using the 2-log definition
of
an escape variant, suggests that transmitters have a higher
propensity
to carry escape variants than nontransmitters but does not
account
for different degrees of CTL recognition of variant peptides.
An even more dramatic way to consider the distinction between
transmitters and nontransmitters is to consider the number of
highly
recognized CTL epitopes, those that have reduced recognition,
and those
that are unrecognized (++, +, and

, respectively, in
Tables
2 and
3,
based on Fig.
2). Based on a tally of observed
variant sequences and
CTL reactivity, the transmitting mothers
have 41 ++ reactive epitopes,
12 +, and 28

, while the nontransmitting
mothers have 93 ++, 3 +, and
8

. A 3 × 2 contingency table indicates
that there is a low
probability that such distinctive sets of
observed variants could have
occurred by chance alone (
P 
10
4).
Maternal CTL recognition of transmitted viruses.
We next
sought to determine if CTL clones derived from the mother recognized
the defined HLA class I-restricted cognate epitope in the infant's
sequences. Peptides corresponding to the variant epitopes found in the
infants were synthesized and then tested for recognition by their
mother's CTL clones. Two of the three infants had defined epitope
sequences with mutations that conferred escape from maternal CTL
recognition, although in all three infants the most prevalent epitope
sequences were CTL susceptible (Table 2 and Fig. 2A). Interestingly,
none of the infant genetic escape variants was found in the mother at
the time of peripheral blood sampling. Furthermore, although in several
cases CTL escape variants were the predominant sequences isolated in
the mother, those escape sequences were not detected in the respective
infants (Table 2 and Fig. 2A). Instead, a minor maternal variant
sequence, well recognized by maternal CTL, was often the major epitope
sequence isolated in the infant. On the whole, more than 90% of the
infant epitope sequences tested were recognized by maternal CTL.
One possible explanation for the presence of CTL-susceptible virus in
the infant is that reversion to a more fit virus may
have occurred in
vivo in the infant in the absence of immune pressure.
To address this
issue, phylogenetic analysis was performed on
one of the mother-infant
pairs in which adequately long sequences
for careful analysis could be
obtained. The clustering patterns
of the sequences from the
mother-infant pair (mother 11113 and
infant 11213) indicate that the
unusual, CTL-susceptible form
found in the mother was actually the
transmitted variant of the
virus, rather than that the back-mutation to
wild type from a
CTL-resistant form occurred in the infant (Fig.
3B). Thus, although
CTL escape was
significantly associated with transmission, the
actual transmitted
virus was apparently not an escape variant.

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|
FIG. 3.
Phylogenetic reconstruction of viral sequences from
peripheral blood. The trees shown were generated by the
neighbor-joining method using the maximum-likelihood method for
calculating distances in the options provided by the neighbor program
in the PHYLIP package (21). Neighbor-joining bootstrap
values of >50 that were generated with PHYLIP are also shown as boxed
numbers. A distance scale is shown along the bottom of each panel.
Maximum-likelihood trees generated with DNA supported the phylogenetic
relationships noted, particularly the intrapatient associations and the
clustering of the mother's susceptible form with the infant's
sequences in the two Gag trees. The long fragments with epitopes
embedded in them were used to construct the trees; the epitopes
included within the fragments are indicated in Table 1. (A) GagA tree,
including 57 sequences and (857 positions); panel (B) GagB tree,
including 45 sequences (876 positions). Of note is the integrity of the
sequences; each patient has a clear cluster of sequences. PolA
(including 59 sequences [434 positions]) and PolB (including 55 sequences [671 positions]) trees were also generated and showed
similar sequence integrity (data not shown). In the GagA and GagB
trees, one can see that the rare CTL-susceptible variant from
transmitting mother 11113 is actually the form that clusters with the
virus from infant 11213. CTL susceptibility is based on the epitope
fragments shown in Table 1.
|
|
 |
DISCUSSION |
This study is unique in providing a detailed molecular analysis of
the HIV-1-specific epitopes targeted by the CTL response in mothers who
transmitted the virus to their offspring, in their infected infants,
and in HIV-1-infected mothers who did not infect their offspring.
Within the limitations of our data set, we found an association between
greater viral sequence variation in well-defined, HLA class
I-restricted maternal epitopes and the propensity for the mother to
transmit the virus during gestation. These results further indicate
that viral escape from CTL recognition is frequently detected in
mothers who transmit virus to their infants and that minor susceptible
variants in the mother can become the major variant transmitted to the
infant. In contrast to the immune escape detected in the transmitting
mothers, lack of CTL recognition of in vivo virus was infrequently
detected in nontransmitting mothers. Four of the seven CTL clones
derived from the three mothers who transmitted virus to their
offspring, and only one CTL clone derived from a mother who did not,
failed to recognize autologous viral variant sequences within cognate
HLA class I-restricted epitopes. Consistent with selective perinatal
HIV-1 transmission (61), a relatively homogeneous population
of genetic variants was found in peripheral blood obtained from the
infant after delivery, contrasting with the higher genetic diversity
found in the peripheral blood obtained from the mothers. The
predominant infant genotype often represented a minor maternal viral
variant. Despite the presence of multiple immune escape variants in the
transmitting mothers, the predominant viral strain in each of the three
infants contained an epitope sequence well recognized by the maternal CTL response. One possible explanation for the presence of
CTL-susceptible viral epitope variants in the infants is reversion of
the transmitted escape variants to susceptible virus due to lack of
persistent immune pressure in the infants. Evidence against this
hypothesis may be found in the evaluation of mother-infant pair
11113-11213. In this case, viral sequences susceptible to maternal CTL
predominated in the infant despite the predominance of escape variants
in the mother. Since infant 11213 did not share either of the HLA class I alleles that restricted transmitting mother 11113 CTL (Table 2), this
infant would be unlikely to develop CTL that could maintain immune
pressure through the epitopes recognized by those maternal CTL. This
lack of immune pressure in the infant might be expected to allow for a
reversion of the transmitted virus that carried CTL escape sequences to
a more fit virus that carried CTL-susceptible epitope sequences.
However, the phylogenetic analysis depicted in Fig. 3 clearly indicates
that the virus transmitted from 11113 to 11213 was the CTL-susceptible
form, despite the predominance of escape variants in the mother. These
data add to a number of studies implicating escape from CTL recognition
in the pathogenesis of HIV infection (4, 24, 48, 59, 60) but
indicate that factors other than simple nonrecognition of the cognate
epitope must be involved in perinatal transmission.
Selection for escape variants with mutations within well-defined HLA
class I-restricted CTL epitopes can result in loss of reactivity of the
epitope and act as a selective force that drives the evolution of the
virus (4, 48, 49). This has been observed in acute infection
when mutations within early targeted epitopes leads to loss of
recognition (4, 49) and in chronic infection when mutations
within CTL epitopes have been associated with more rapid disease
progression (24). In addition, vastly different rates of
disease progression found in a set of HLA-identical siblings infected
by a common batch of contaminated factor VIII was associated with
different patterns of amino acid changes in HLA class I-restricted epitopes and intensity of the CTL response (25). These
studies and the present study indicate that immune selection pressure is exerted by CTL. Our study is unique in demonstrating that despite the presence of CTL escape variants in the mother, the virus that is
established in the infant is a maternal CTL-susceptible form.
The increased frequency of CTL escape mutations in transmitting
compared to nontransmitting mothers suggests a role for the CTL
response in the transmission process, but the transmission of
CTL-susceptible forms is counterintuitive. A number of factors could
account for this. Viral variants can lead to antagonism of existing CTL
responses (2, 36), but we were unable to find any evidence
of this phenomenon (59a). Alternatively, the increased
frequency of variants in the transmitting mothers may reflect an
overall impairment of the ability to effectively contain viral
replication. Critical additional CTL responses directed at
type-specific epitopes present in vivo may be immune escape variants
which went undetected because only laboratory strains of virus could be
used for screening. Also, as these studies examined CTL and viruses
derived from PBMC, it is possible that tissue-specific responses not
represented in the peripheral blood are present in other relevant
compartments (i.e., placenta or birth canal). Nevertheless, the data
clearly demonstrate that variation within CTL epitopes is more
prominent in women who transmit virus to their infants. The rapid and
mutation-prone replication of the virus produces a diverse population
that can effectively counter host-mediated selection pressures and
perpetuate infection within the host (10). Whereas the viral
sequences derived from the mothers show an accumulation of mutations in
CTL epitopes consistent with positive selection for change, the infants
have relatively little evidence of selective pressure for change. Thus,
progressive shifts in the virus population in the HIV-1-infected
mother, in contrast to the presumed relative evolutionary stasis in the
infant, likely contribute to the observed disparity in amino acid
sequences of the epitopes matched between an HIV-1-infected infant and
the mother.
Ideally this study would have been performed with mothers matched for
the same HLA antigens and target epitopes, but this was not feasible
even in the large cohort of HIV-1-infected pregnant women we examined.
The small sample size was a necessary constraint imposed by the
detailed characterizations performed in this study, and the subjects
included were limited to those in whom CTL clones could be established
and maintained for full characterization. CTL responses were detected
only if they were cross-reactive with the reference strains of virus
used for the vaccinia constructs; thus, additional CTL responses may
have been present but not detected. Furthermore, testing against
reference strain rather than autologous virus might bias the analysis
toward conserved epitopes in regions with structural and functional
constraints that are less likely to participate in immune evasion.
Nevertheless, these studies found greater amino acid changes within
well-defined MHC class I-restricted epitopes for HIV-1-infected mothers
who transmitted the virus to their infants relative to those mothers
who did not. Thus, despite these experimental limitations, which are
also inherent to other epitope mapping studies, the data clearly
demonstrate the occurrence of CTL immune escape in the context of
perinatal HIV-1 transmission. In summary, our data indicate that CTL
immune escape occurs in perinatal HIV-1 transmission and provide
further evidence of CTL-mediated immune selection pressure in this
infection. Although antiviral drug intervention has been shown to
decrease perinatal transmission (13, 56), our results
suggest that interventions designed to augment cellular immunity to the
viruses present in vivo, and minimizing immune escape, might also prove beneficial.
 |
ACKNOWLEDGMENTS |
This work was supported by the Pediatric AIDS Foundation and
Public Health Service grants HD-31756 and R37AI28568, through the
Elizabeth Glaser Scientist Award (B.T.K., K.I., and R.A.K.), and a gift
from an anonymous foundation.
We thank David McDonald of the Santa Fe Institute for his efforts at
maintaining the PAF Ariel project database and for help with the
genetic sequence analysis.
 |
FOOTNOTES |
*
Corresponding author. Mailing address for Steven M. Wolinsky: Northwestern University School of Medicine, 303 E. Chicago
Ave., Chicago, IL 60611. Phone: (312) 908-5210. Fax: (312) 908-4588. E-mail: s-wolinsky{at}nwu.edu. Mailing address for Bruce D. Walker: AIDS
Research Center and Infectious Disease Unit, Massachusetts General
Hospital and Harvard Medical School, Fruit Street, Boston, Massachusetts 02114. Phone: (617) 724-8332. Fax: (617) 726-4691. E-mail: bwalker{at}helix.mgh.harvard.edu.
Present address: Department of Medicine, University of Colorado
Health Sciences Center, Denver, CO 80262.
Present address: University of Texas Southwestern Medical School,
Dallas, Tex.
§
The Ariel Project is a Pediatric AIDS Foundation-sponsored project.
Clinical site principal investigators include S.M.W., I.C.H., A.W., and K.L., as well as Russell B. Van Dyke
(Tulane University of Medicine, New Orleans, La.), Arlene Bardeguez
(UMD-New Jersey Medical School, Newark, N.J.), and Richard R. Viscarello (Maternal Fetal Care, P.C., Stamford, Conn.). Core
investigators include B.T.K., B.D.W., and
S.M.W., as well as David Ho and Rick Koup (Aaron Diamond AIDS
Research Center, New York, N.Y.), Irvin Chen and Paul Krogstad,
(University of California, Los Angeles), and James Mullins (University
of Washington, Seattle). A.J.A. and S.C. are study
coordinators. The Data Management Center is coordinated by B.T.K.,
David McDonald, and Robert Funkhouser.
 |
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Journal of Virology, May 1999, p. 3975-3985, Vol. 73, No. 5
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
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