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Journal of Virology, April 1999, p. 3292-3300, Vol. 73, No. 4
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Comparison of Immunity Generated by Nucleic Acid-,
MF59-, and ISCOM-Formulated Human Immunodeficiency Virus Type 1 Vaccines in Rhesus Macaques: Evidence for Viral Clearance
Ernst J.
Verschoor,1
Petra
Mooij,1
Herman
Oostermeijer,1
Mike
van
der Kolk,1
Peter
ten
Haaft,1
Babs
Verstrepen,1
Yide
Sun,2
Bror
Morein,3
Lennart
Åkerblom,3
Deborah H.
Fuller,4
Susan W.
Barnett,2 and
Jonathan
L.
Heeney1,*
Department of Virology, Biomedical Primate
Research Center, Rijswijk, The Netherlands1;
Chiron Corporation, Emeryville,
California2; Department of Virology, The
National Veterinary Institute, Uppsala,
Sweden3; and PowderJect Vaccines,
Inc., Madison, Wisconsin4
Received 13 July 1998/Accepted 5 January 1999
 |
ABSTRACT |
The kinetics of T-helper immune responses generated in 16 mature
outbred rhesus monkeys (Macaca mulatta) within a 10-month period by three different human immunodeficiency virus type 1 (HIV-1)
vaccine strategies were compared. Immune responses to monomeric
recombinant gp120SF2 (rgp120) when the protein was
expressed in vivo by DNA immunization or when it was delivered as a
subunit protein vaccine formulated either with the MF59 adjuvant or by incorporation into immune-stimulating complexes (ISCOMs) were compared.
Virus-neutralizing antibodies (NA) against HIV-1SF2 reached
similar titers in the two rgp120SF2 protein-immunized groups, but the responses showed different kinetics, while NA were
delayed and their levels were low in the DNA-immunized animals. Antigen-specific gamma interferon (IFN-
) T-helper (type 1-like) responses were detected in the DNA-immunized group, but only after the
fourth immunization, and the rgp120/MF59 group generated both IFN-
and interleukin-4 (IL-4) (type 2-like) responses that appeared after
the third immunization. In contrast, rgp120/ISCOM-immunized animals
rapidly developed marked IL-2, IFN-
(type 1-like), and IL-4
responses that peaked after the second immunization. To determine which
type of immune responses correlated with protection from infection, all
animals were challenged intravenously with 50 50% infective doses of a
rhesus cell-propagated, in vivo-titrated stock of a chimeric simian
immunodeficiency virus-HIVSF13 construct. Protection was
observed in the two groups receiving the rgp120 subunit vaccines. Half
of the animals in the ISCOM group were completely protected from
infection. In other subunit vaccinees there was evidence by multiple
assays that virus detected at 2 weeks postchallenge was effectively
cleared. Early induction of potent type 1- as well as type 2-like
T-helper responses induced the most-effective immunity.
 |
INTRODUCTION |
The continued spread of the AIDS
epidemic and the dramatic increase in the number of new cases,
especially in developing countries, illustrate the urgent need for
effective human immunodeficiency virus (HIV) vaccines. The development
of vaccines for the prevention of AIDS is hampered not only by the
variability of the virus but also by the relatively poor immunogenicity
of the HIV type 1 (HIV-1) envelope. It is generally agreed that HIV-1
envelope antigens are a necessary component but that alone or in their
current form they may be an insufficient part of a prophylactic HIV-1
vaccine. The specific nature of the immune response required to
generate HIV-1-specific immunity by vaccination remains undefined.
However, data from a large number of different clinical as well as
nonhuman primate model studies are accumulating. Current evidence
suggests that to generate effective HIV-1-specific immunity, both
neutralizing antibodies (NA) as well as cytotoxic T lymphocytes (CTL)
are required (8, 19). Whereas studies suggest that NA are
primarily important for blocking infection (23), CTL are
most likely critical once an infection has been established, as
evidenced by the correlation of high-level CTL activity and the
containment of virus loads (25, 38, 46). In order to induce
and sustain such humoral and cellular effector responses, potent
T-helper immune responses must be generated. Studies with macaques have
shown that animals with impaired T-helper responses become infected
with chimeric simian-human immunodeficiency virus (SHIV) and develop
higher virus loads (3). Similarly, in HIV-1-immunized
chimpanzees, the most-vigorous T-helper responses correlate with the
highest NA titers and the best protection (7). These
observations are supported by the fact that individuals in which
viremia is controlled and who survive for up to or more than 18 years
with normal CD4+-T-cell counts have vigorous HIV-1-specific
CD4+-T-cell (T-helper) responses (45).
Understanding the induction and kinetics of such HIV-1-specific
T-helper responses as well as the nature of these responses, i.e., type
1 like (gamma interferon [IFN
] or interleukin-2 [IL-2]) or type
2 like (IL-4), required to establish protective immunity in outbred
primates may be of great value in the design of an effective HIV-1 vaccine.
Efforts to solve the problem of poor immunogenicity of HIV-1 envelope
antigens have been focused on adjuvant development, with an emphasis on
different means of presenting antigens to the immune system. A number
of novel adjuvant formulations, such as oil-in-water emulsions (e.g.,
MF59), have been found to be safe as well as superior to alum, which is
widely used in human vaccine preparations (34, 51). Another
approach is to incorporate antigen into immune-stimulating complexes
(ISCOMs) to form cage-like structures composed of QuilA derivatives,
cholesterol, and phospholipids (35, 36). By changing the
components and formulation of ISCOMs, either type 1-like or type 2-like
T-helper responses were generated in mice (2, 48, 55).
A promising alternative to adjuvant-associated protein subunit vaccines
is nucleic acid immunization (44). Using this method, DNA
expression vectors can be administered intramuscularly (i.m.) or
epidermally by gene gun delivery. Immune responses elicited by
DNA-based vaccines include T-helper type 1 (Th1) or type 2 (Th2)
responses in mice, with the nature of the response being influenced by
the expression vector, antigen, route of administration, interval
between immunizations, number of doses, and animal model used (12,
13, 16, 39, 40, 43). DNA vaccines have been shown to protect
small animals against experimental infections with viruses such as
rotavirus (24), herpes simplex virus type 2 (33),
and influenza virus (52). Moreover, this approach has been
effective in protecting newborn chimpanzees against hepatitis B virus
infection (41).
For the rational design of HIV-1 vaccines, a combined evaluation of
immunogenicity and vaccine efficacy in outbred primates is necessary to
determine the nature of the protective immunity provided. An important
development in AIDS vaccine research is the successful infection of
rhesus macaques with SHIVs consisting of a simian immunodeficiency
virus (SIV) genetic backbone into which genes have been replaced by
their counterparts from HIV-1 (26, 29, 32). The existence of
chimeras containing the HIV-1 envelope genes allows the use of rhesus
macaques for combined immunogenicity and efficacy evaluation of HIV-1
vaccine candidates which contain envelope antigens (3, 28,
34). Although the majority of SHIVs constructed to date are
nonpathogenic, they are all highly infectious (4) and can be
utilized to pose proof-of-principle questions similar to those posed by
HIV-1 challenges in chimpanzees yet allow analysis in larger groups of primates.
In this study, we evaluated and compared the kinetics of antibody and
T-helper responses to envelope antigens following immunization of 16 (four groups of 4) outbred rhesus monkeys (Macaca mulatta) by three different HIV-1 vaccines strategies, i.e., rgp120/MF59, gp120/DNA, and rgp120/ISCOM, and with control preparations. These three vaccines were chosen because of their potential to induce different types of T-helper responses. As a reference point, we utilized the currently available monomeric recombinant gp120 (rgp120) antigen of HIV-1SF2, which is widely used in clinical
trials. The characteristics of the immune responses in each group were assessed after every three or four immunizations and over a period of
10 months. To determine which type of T-helper immune responses best
correlated with protection from infection, animals were challenged intravenously 1 month following the last immunization with an in
vivo-titered macaque peripheral blood mononuclear cell
(PBMC)-propagated stock of SHIVSF13.
 |
MATERIALS AND METHODS |
Animals.
Captive-outbred, 4- to 5-year-old M. mulatta macaques were housed at the Biomedical Primate Research
Center, Rijswijk, The Netherlands. Animals were negative for antibodies
to SIV, simian T-cell lymphotropic virus type 1, simian type D
retrovirus, and herpes B virus. During the course of the study they
were checked twice daily for appetite and behavior. Protocols were
approved by the institute's Animal Care and Use Committee according to international ethical and scientific standards and guidelines.
Preparation of immunogens.
The pUCgp120SF2
construct used for DNA immunization was based on a modification of
pCMV6agp120SF2 which has been previously described
(9). pUCgp120 expresses gp120 of HIV-1SF2 by
using the cytomegalovirus promoter-intron A, tissue plasminogen
activator signal sequences, and bovine growth hormone termination
sequences; the control plasmid expresses an irrelevant antigen, using
the same expression vector. Plasmid DNA was isolated by using plasmid purification columns and endotoxin-free buffers (Qiagen, Chatsworth, Calif.). DNA was bound to 2.6-µm-diameter gold particles to a concentration of 2 µg of DNA/mg of gold. Gene gun cartridges were prepared to a final payload of 1.0 µg of DNA bound to 0.5 mg of gold
per target site.
HIV-1SF2 rgp120 was produced in Chinese hamster ovary cells
and has been described previously (18). It was formulated to yield 50 µg of rgp120 (rgp120/MF59) in MF59C-0 adjuvant (5%
squalene, 0.5% Tween 80, and 0.5% Span 85 in 10 mM sodium citrate)
(51). In contrast, 30 µg of rgp120 was formulated in
ISCOMs (rgp120/ISCOM) consisting of a mixture of Quillaja
saponin fractions QH-A and QH-C (QH703). This formulation was
based on the activities of QH-A and QH-C, to result in enhanced type 1 responses but also a type 2 response as shown by enhanced IL-4
production. ISCOMs were prepared from rgp120 after lipidification of
the rgp120 with phosphatidylethanolamine essentially as described by
Sjölander et al. (48). ISCOM preparations were
characterized by negative-staining electron microscopy and analytical
10 to 50% (wt/wt) sucrose gradient centrifugation (18 h at
200,000 × g and 10°C). The sucrose gradients were
fractionated into 16 fractions which were analyzed for protein content
(14) and for [14C]phosphatidylethanolamine by
liquid scintillation. The ISCOMs were purified away from
nonincorporated rgp120, excess lipid, and QH703 by sedimentation
through 30% (wt/wt) sucrose for 18 h at 200,000 × g and 10°C and then resuspended in phosphate-buffered saline.
Protein and Quillaja saponin content were determined. Aliquots of ISCOM preparations were stored at
70°C until use.
Schedule of immunizations and challenge.
Sixteen rhesus
monkeys were divided into four experimental groups of four. The first
group received four immunizations with 8 µg of the DNA expression
vector pUCgp120SF2 (gp120/DNA), the second group was given
three immunizations with 50 µg of rgp120 in the adjuvant MF59
(rgp120/MF59), the third group was immunized three times with 30 µg
of rgp120 incorporated into ISCOMs (rgp120/ISCOM), and the fourth group
consisted of two animals which received three immunizations with 50 µg of an irrelevant antigen in the MF59 adjuvant and two animals that
were immunized four times with 8 µg of an irrelevant DNA expression
vector (controls).
DNA vaccines were administered epidermally four times, at weeks 0, 12, 24, and 36. Protein subunit immunizations were given
at weeks 0, 12, and 36. DNA vaccines were delivered into cells
of the epidermis by
using a PowderJect model XR gene gun (PowderJect
Vaccines, Madison,
Wis.). Gene gun inoculations were given over
the inguinal lymph nodes
and in the lower part of the abdomen,
just above the inguinal lymph
nodes. Each DNA immunization consisted
of eight inoculations with a
total of 8 µg of DNA. Protein subunit
immunizations were given as
i.m. bolus injections at a single
site in the posterior part of the
right leg. Unique animal numbers
per group and vaccine are listed
together with the immunization
schedules in Table
1. Four weeks after the last immunization
at week 40, all animals were intravenously inoculated with 50
50%
monkey infective doses of in vivo-titrated SHIV
SF13 that
was
prepared in rhesus PBMC (
4).
Determination of gp120-specific antibody responses, virus
neutralization, and Chiron RIBA.
Enzyme-linked immunosorbent
assays designed to measure HIV-1SF2 gp120-specific antibody
titers were performed on sera by a modification of previously described
methods (18). Sera were tested at 1:10 or 1:100 dilutions
and then at serial three- or fourfold dilutions thereafter. The titers
reported are the reciprocals of the serum dilutions that gave
half-maximal optical densities. Assays for serum NA activity against
the HIV-1SF2 laboratory strain were performed as described
previously (49). Assays for the neutralization of the
SHIVSF13 challenge strain were performed similarly, except
that C8166 cells were employed as the target cells for infection,
instead of Hut78 cells, and sera were tested at only three dilutions
(1:10, 1:50, and 1:250). NA titers are given as the reciprocals of the
dilutions at which 50% inhibition of virus infection was observed.
Seroconversion to SIV or HIV-1 positivity post-viral challenge was
evaluated by the Chiron HIV-1/HIV-2 radioimmunoblot assay (RIBA) as
performed at the Chiron Reference Laboratory (Emeryville, Calif.).
Cell-mediated immune responses.
Freshly isolated PBMC from
each monkey were assayed for gp120-specific T-cell responses by using
rgp120. Enumeration of antigen-specific cytokine (IFN-
, IL-2, and
IL-4)-secreting cells by ELIspot assay was performed as previously
reported (54). Briefly, PBMC were stimulated overnight in
triplicate with antigen in plates coated with antibodies specific for
either IFN-
, IL-4, or IL-2. After an incubation period of 18 to
24 h, the cells were removed and cytokine-producing cells were
enumerated by using a second labeled antibody with the same specificity
but recognizing epitopes different from those recognized by the capture
antibody. Results were expressed as the frequency of antigen
(rgp120)-specific cytokine-secreting cells per 4 × 105 PBMC. Concanavalin A (5 µg/ml) was used as a positive control.
gp120-specific proliferation of PBMC was measured in triplicate with
different concentrations of antigen. Proliferation was
determined at
the end of the stimulation period (72 h) by the
incorporation of
[
3H]thymidine (0.5 µCi per well) during an 18- to 24-h
period. The
results are presented as mean counts per minute ± the
standard
deviation for triplicate cultures and expressed as stimulation
indexes, i.e., mean counts per minute of antigen/mean counts per
minute
of medium alone (RPMI) (
54).
Measurement of plasma virus loads and detection of proviral
DNA.
The plasma virus load was determined by a quantitative
competitive reverse transcription-PCR, using plasma from EDTA-treated blood samples. The lower detection limit of this assay is 100 RNA
copies/ml (50). Viral RNA was coamplified with a calibrated amount of internal-standard RNA which was added prior to RNA
purification to the sample to be analyzed. As the target sequence, a
highly conserved 267-bp region in the SIV gag gene was
chosen, with the primer and probe regions being homologous to SIVmac,
SIVsm, HIV-2, and chimeric SHIVs. The internal standard was based on
the same 267-bp target sequence; however, by PCR, the 26-bp probe
region was replaced by a rearranged 26-bp sequence. This fragment was cloned into a transcription vector, and in vitro transcripts were synthesized by using T7 RNA polymerase. The RNA was reverse transcribed and amplified within one reaction protocol by rTth DNA
polymerase (Perkin-Elmer), using biotinylated primers. The
amplification products were alkaline denatured and were hybridized in
six fivefold dilutions to a capture probe that was covalently bound to
microwells. The products were detected by a streptavidin-horseradish
peroxidase-mediated calorimetric reaction. The amplified internal
standard was hybridized to a different capture probe in separate
microwells. The amount of RNA in the plasma sample was determined by
calculating the ratio of the optical densities of the sample well and
the corresponding internal-standard well (a quantitative comparison of
the wells detecting the amplified sample with the wells detecting the
amplified internal standard). To confirm that animals were free of
proviral DNA, a nested PCR for two regions of the chimeric SHIV genome (SIV gag and HIV-1 env) was utilized (4,
34). Nested PCR assays for both regions of the proviral genome as
well as quantitative virus isolation assays were performed on PBMC
samples at 2-week intervals following challenge to determine if true
sterilizing immunity was achieved.
Statistical analysis.
Data were calculated as the means ± standard errors of the means and were analyzed by either the
Kruskal-Wallis nonparametric or Wilcoxon statistical test, depending on
the comparison being made.
 |
RESULTS |
Humoral immune responses following immunization.
The patterns
of antibody development following sequential immunizations are shown in
Fig. 1A. gp120-specific antibodies were first detected in sera from the animals of the rgp120/ISCOM and rgp120/MF59 groups 2 weeks after the first immunization. The highest antibody titers in these animals were measured 2 weeks after the second
immunization; both groups had mean titers of >10,000. The antibody
titers then gradually declined in the period between the first (week
12) and second (week 36) protein boosts. A boosting effect was again
detectable 2 weeks after the final immunization at week 36 in both
protein subunit groups. Curiously, titers remained lower than after the
first booster immunization and did not exceed 10,000. Although the mean
anti-gp120 titer was highest in the rgp120/ISCOM group throughout the
immunization period (P < 0.05 at weeks 14, 26, and
36), at the time of challenge the mean titers developed to
approximately the same level in both groups (MF59 titer, 1,823; ISCOM
titer, 1,640) (Fig. 1A). Among the DNA-immunized animals, one animal
(X007) developed a gp120-specific antibody response at week 26 (titer,
200), while very low antibody titers (<50) were measured in three of
four animals on the day of challenge (Table
2).

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FIG. 1.
(A) Development of HIV-1SF2-specific
antibody titers to gp120SF2 in sera of vaccinated rhesus
monkeys. Recombinant protein subunit vaccines were given three times,
at weeks 0, 12, and 36 (closed arrows), while DNA vaccinees received an
additional immunization at week 24 (open arrow). The titer of each
group represents the mean of values for four monkeys.  ,
rgp120/MF59; ---, rgp120/ISCOM; ······,
gp120/DNA;   , control animals immunized with control protein in
MF59 adjuvant (EP4 and WK2) or with a control plasmid (Q045 and Q054).
(B) Development of antibodies capable of neutralizing the
HIV-1SF2 strain. , rgp120/ISCOM group; , rgp120/MF59
group; , gp120/DNA-immunized animals. Error bars indicate SEMs.
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In all three vaccine groups, animals developed antibodies that were
able to neutralize HIV-1
SF2 (Fig.
1B; Table
2), although
the kinetics and mean titers differed among the groups. In general,
development of NA followed a trend similar to that observed with
the
total anti-gp120 antibody titers. NA were measurable in the
animals
immunized with either the rgp120/MF59 or rgp120/ISCOM
vaccine
throughout the immunization period, whereas in those immunized
with
gp120 DNA, low levels of NA were detectable in one of four
animals, and
only after four immunizations, on the day of challenge.
Differences in
the kinetics of NA development also existed between
the rgp120/ISCOM
and rgp120/MF59 groups. Animals in the rgp120/ISCOM
group developed
their highest mean NA titers after the second
immunization, and these
titers gradually declined. In contrast,
the mean NA titers of the
rgp120/MF59 vaccinees peaked later and
remained high and relatively
constant after the second immunization
until the time of
challenge.
In a second neutralization assay, day-of-challenge sera were evaluated
for the presence of antibodies that were able to neutralize
the
challenge virus, SHIV
SF13. Six of 16 monkeys, all four of
the rgp120/MF59-immunized animals and two of the four in the
rgp120/ISCOM
group (T122 and L159), developed heterologous-NA titers
against
the challenge virus, with titers ranging between 10 and 50 (Table
2). It is important to note that the SHIV
SF13
chimeric used for
this study was derived from the envelope gene of a
biological
variant of HIV-1
SF2 isolated from the patient
from which the vaccine
strain had been obtained but 5 months later
(
10,
11).
Cell-mediated immunity.
The kinetics of antigen-specific
proliferative responses and the induction of cytokine-secreting cells
after immunization are illustrated in Fig.
2. Lymphocyte proliferation in response to gp120 was measured (Fig. 2A), as was enumeration of the number of
gp120-specific Th1 cytokine (IFN-
[Fig. 2B] and IL-2 [Fig. 2C])-
and Th2 cytokine (IL-4 [Fig. 2D])-secreting cells during the course
of immunization. Immune responses elicited with the rgp120/ISCOM
vaccine were characterized by a relatively rapid increase of the
gp120-specific proliferative response as well as specific type 1-like
(IL-2) and type 2-like (IL-4) responses. Those responses reached
maximum values 2 weeks after the second immunization but declined
thereafter despite a booster immunization at week 36. The
IFN-
-secreting cells increased in number more slowly than the other
cytokine-secreting cell populations and reached peak values at week 26. Again, no boosting effect was detectable after the last immunization.
The rgp120/MF59-induced immune responses were characterized by the
induction of small numbers of IL-2-secreting cells, while
IL-4-secreting cells were exclusively detected at week 14. Only
relatively low antigen-specific proliferative and IFN-
responses
could be measured, and then only at later time points, in the
rgp120/MF59 group. When comparing the rgp120/ISCOM vaccinees with those
receiving the MF59 vaccine, significantly higher numbers of
cytokine-producing cells could be found in the ISCOM group at both
weeks 2 and 14 (IL-2, P < 0.05 and P < 0.05; IL-4, P < 0.05 and 0.1 > P > 0.05, respectively) or at week 2 (proliferation, P < 0.05) or week 14 (IFN-
, 0.1 > P > 0.05) only. Two weeks after the final DNA immunization, proliferative responses and numbers of antigen-specific
IFN-
-secreting cells in the DNA vaccinees clearly emerged above
background values; however, this was primarily due to the immune
responses measured in one of the four animals (X007).

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FIG. 2.
Cell-mediated immune responses in rhesus macaques after
immunization with DNA and recombinant subunit vaccines. Data are
plotted as the means of values for four animals ± the SEM per
group. Data for control groups are given as means of values for two
animals. Samples were obtained and assayed at the start of the study
and 2 weeks after each immunization. (A) Lymphocyte proliferation in
response to gp120 is expressed as the stimulation index
(antigen-induced proliferation/background proliferation). The numbers
of gp120-specific-cytokine-producing (pd) cells per 4 × 105 PBMC are expressed for IFN- (B), IL-2 (C), and IL-4
(D). , rgp120/MF59 group; , rgp120/ISCOM group; ,
gp120/DNA-immunized animals; , control animals immunized with
control protein in MF59 adjuvant (EP4 and WK2); , control plasmids
(Q045 and Q054). nd, not determined.
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Assessment of vaccine efficacy.
Four weeks after the last
immunization (week 40), animals were challenged intravenously with 50 50% monkey infective doses of SHIVSF13. At regular time
points after challenge, blood samples were taken and analyzed for
evidence of the challenge virus. Cell-free plasma virus loads were
measured by a quantitative reverse transcription-PCR (Fig.
3). The serological status of the animals
was assessed by using the Chiron RIBA assay to detect the presence of
antibodies reactive to the challenge virus (Fig.
4). None of the animals which received
the rgp120/ISCOM vaccine, nor three of the four rgp120/MF59 vaccinees,
had evidence of viral RNA in the plasma (Fig. 3). Also, none of the
monkeys immunized with either of the rgp120 subunit protein vaccines
showed any evidence of seroconversion to positivity for any of the
non-gp120 SHIV-specific antigens (SIV/HIV-2 p27 and HIV-1 gp41) (Fig.
4), indicating the absence of persistent virus replication in these
animals. In contrast, all control animals and two of the four animals
that received the DNA vaccine became persistently infected, as
evidenced by their RNA virus loads 6 to 12 weeks postchallenge, and
remained plasma virus positive and seropositive until the end of the
study. In contrast to the controls, two DNA-immunized animals (I038 and I044) became and remained plasma virus negative after the primary viremic peak that occurred by week 6, suggesting a positive
vaccine-induced effect of DNA immunization. In addition, three of the
four DNA-immunized animals showed a gp120 antibody response after
challenge, in contrast to the control animals, of which only one animal
showed anti-gp120 antibodies 12 weeks postchallenge. This may represent
a more rapid (anamnestic) immune response due to effective priming with
the nucleic acid vaccine. Animal Q062 of the DNA group, which failed to
exhibit a gp120 immune response before and even following challenge (Fig. 4), was the only gp120-immunized animal in which the virus load
was not controlled (Fig. 3B).

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FIG. 3.
Virus load in plasma of individual rhesus macaques.
Virus load is expressed as the number of viral RNA genome equivalents
(Eq.) per milliliter of plasma. (A) Animals immunized with control
protein in MF59 adjuvant (EP4 and WK2) or a control plasmid (Q045 and
Q054); (B) gp120/DNA-immunized animals; (C) rgp120/MF59 group; (D)
rgp120/ISCOM group.
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FIG. 4.
Seroconversion to SIV and HIV-1 antigen positivity of
vaccinated rhesus macaques challenged with SHIVSF13. Serum
specimens were analyzed by using the Chiron HIV-1/HIV-2 RIBA. The
location of a given antigen on a strip is indicated to the left of the
panels. Level I and level II immunoglobulin G bands are internal
controls for moderate and strong antibody reactivity, respectively.
Reactivity to gp120 reflects antibody responses to the vaccine.
Reactivity to HIV-1 gp41 and/or HIV-1/HIV-2 p26 indicates reactivity to
SHIV-specific viral antigens. C, day-of-challenge serum; PC, serum from
12 weeks postchallenge.
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To determine whether complete protection from infection actually had
been achieved in any of the animals, nested PCR assays
for both
env and
gag regions of the chimeric SHIV genome
were
performed on PBMC DNA at 2-week intervals postchallenge. In
contrast
to control animals and gp120/DNA-immunized animals, which were
all routinely positive for provirus at all subsequent time points,
a
PCR signal was detected only at 2 weeks postchallenge in some
animals
in the other two vaccine groups (Table
3). Evidence of
a transient proviral
infection was found in three of the four
gp120/MF59-immunized animals,
with the fourth animal of this group
having a transient plasma viral
RNA signal. Only two gp120/ISCOM-immunized
animals had transient DNA
PCR signals in the absence of viral
RNA in plasma. All subsequent
samples after this 2-week time point,
plus the absence of antibodies to
non-gp120 SHIV antigens 3 months
postchallenge (Fig.
4), confirmed the
transient nature of these
infections and suggested that the animals had
cleared provirus-infected
cells after challenge.
 |
DISCUSSION |
In this study, a direct comparison of the protective immune
responses elicited by three different vaccines: gp120/DNA, rgp120/MF59, and rgp120/ISCOM was performed. The types of immune responses generated
by these three different vaccine strategies were distinctly different.
While epidermal gp120/DNA immunization induced a type 1-like T-helper
response (albeit weak) and a low-to-undetectable antibody response, the
rgp120/MF59 vaccine induced a strong humoral response. In contrast, the
rgp120/ISCOM vaccine induced both types of T-helper responses, in
addition to a strong humoral response. The degrees of protection
induced by each of these vaccine strategies were also clearly
different. All rgp120/DNA group animals became infected, while all MF59
vaccinees exhibited evidence of transient infection. In contrast, two
animals from the ISCOM group were fully protected while the remaining
two animals had evidence of a transient infection that was successfully
cleared. This finding is of importance based on current discussions
that a vaccine-induced sterilizing immunity for HIV-1 may not be feasible.
While protection from infection was not observed and proviral DNA
persisted in the gp120/DNA-immunized group, there were indications of a
vaccine-induced effect in two of these vaccinees, in which plasma RNA
loads were suppressed below the detection limit after the peak of
primary viremia (Fig. 3). In this study, epidermal DNA immunization
resulted in a low-level induction of both the humoral and cellular
immune responses. Previous i.m. DNA immunizations of chimpanzees
induced low levels of NA and provided evidence of protection from
challenge with HIV-1SF2 (5). In addition, induction of antienvelope antibodies, NA, and envelope-specific CTL in
rhesus macaques have been observed with a gene gun DNA immunization
protocol (30). CTL responses were not measured in this
study, but numerous reports have also documented the ability of DNA
immunization to elicit effective major histocompatibility complex class
I-restricted CTL responses in nonhuman primates (6, 12, 31, 44,
56, 57). The reduction in virus load in two of four of the
gp120/DNA-immunized animals might be attributable to CTL responses
which cleared infected cells after infection. Indeed, although
sterilizing immunity has not been observed in rhesus macaques immunized
with SIV or HIV-1 DNA alone, a reduction in virus load and a delay in
progression to disease have been found (17, 30), as has
partial protection in cynomologous macaques (6).
Antigen-specific T-helper responses were not measured in those studies,
but the induction of CTL responses is likely. Induction in primates of
type 1-like T-helper responses by i.m. delivery of gp120/DNA has been
shown by Lekutis et al. (27), and additional support for our
findings comes from previous mouse studies using a gene gun
immunization protocol (16). More immunizations with DNA may
be required to maximize immune responses in some settings
(15). In this study, only after the fourth immunization did
T-helper and humoral immune responses emerge in monkeys, suggesting
that multiple DNA inoculations are required for maturation of
HIV-specific immune responses. Modulation of the type of immune
response induced by gp120/DNA immunization can also be accomplished by
boosting with protein subunits (1, 15). This markedly
increased NA titers and facilitated protection of two animals from
SHIVIIIB infection (28). Although SHIV or SIV
vaccine protection with DNA immunization alone has been difficult to
achieve, priming of type 1-like immune responses by DNA immunization followed by boosts with subunit proteins, virus-like particles, or
recombinant viral vaccines to elicit mixed-type immune responses may be
a more promising strategy for inducing protective immunity to HIV-1.
The rgp120/MF59 vaccination strategy was successful in preventing
plasma viremia in three of four animals, while at only one time point,
4 weeks after challenge, were low viral RNA levels detected in animal
Z64 (Fig. 3C). This was the only time point at which evidence of viral
infection was found in this animal, which was negative by all other
parameters (Table 2). The plasma specimens of the other three animals
were negative for viral RNA, but proviral DNA could be detected in PBMC
on a single occasion, 2 weeks after challenge. By all other criteria,
including serological data, these animals remained negative and are
thus classified as transiently infected (Table 2). The best NA
responses, which were sustained at high levels immediately prior to
challenge, were found in these rgp120/MF59-immunized animals (Fig. 1;
Table 2). This is in agreement with other studies in which this
adjuvant formulation elicited antibody responses far superior to those resulting from other vaccine formulations (51).
Interestingly, T-helper responses induced by this formulation were
weak, with gp120-specific IL-4 responses rising relatively early after
the second immunization (Fig. 2D) but remaining low compared to those induced by the rgp120/ISCOM vaccine. Based on the strong humoral responses and the weak or absent IFN-
and IL-2 gp120-specific responses early in the immunization period, we characterized these responses as being more type 2 like in nature. The Th-2 nature of
immune responses induced by MF59 has also been described in previous
reports of studies in which this adjuvant was used in other systems
(47, 53).
Vaccine protection was most effective in rgp120/ISCOM-immunized
animals. In none of the animals was viral RNA detected after challenge.
Two animals remained free of provirus in mononuclear cells and viral
RNA in plasma, while two had a transient proviral infection which was
cleared by week 4 (Table 3). The ISCOM-based rgp120 vaccine induced
potent and diverse T-helper immune responses. The profile of the
cytokine-secreting T cells observed early in the immunization period
revealed large numbers of both gp120-specific type 1 (IFN-
and IL-2)
and type 2 (IL-4) cytokine-secreting cells (Fig. 2). In this study,
significant numbers of IL-2-secreting antigen-specific T cells were
detectable only in ISCOM-immunized animals. Antigens incorporated in
ISCOMs can elicit a variety of potent immune responses, both antibody
and CTL (37), and have been shown to protect macaques
against infection with HIV-2 (42) or SIVmac (21).
ISCOMs in general induce stronger type 1-like T-cell responses than
currently registered adjuvants. The immunomodulatory activities
conferred by classical ISCOM formulations are primarily induced by the
Quillaja saponin fractions QH-A and QH-C. ISCOMs made from
QH-A have a potent immunomodulatory activity, enhancing
antigen-specific proliferation and production of IL-2 and, above all,
IFN-
(2, 55). In mice, QH-C enhanced antibody production
and was able to modulate the immunoglobulin G subclass 2a response, in
spite of the fact that QH-C ISCOMs induced low levels of IFN-
. The
present ISCOM formulation was prepared from a mixture of QH-A and QH-C
(QH703) which is currently being used safely in human trials. This
formulation combines the activity of an active type 1 CD4+-T-cell response with type 2-like responses, as
evidenced by enhanced IL-4 production (48).
In this study, the best immune response to the gp120SF2
antigen was obtained by incorporating this antigen into ISCOMs. This vaccine induced potent gp120-specific IFN-
, IL-2, and IL-4
responses, indicating that both type 1- and type 2-like responses were
elicited. These findings are in agreement with those of previous
studies with ISCOMs in which both CTL as well as NA responses were
induced in rhesus macaques and vaccine protection was observed
(21, 22). In contrast, potent NA responses were also induced
by rgp120/MF59 immunization, but the T-helper responses after the first
two immunizations, in particular IFN-
and IL-2, were weak. Despite
the fact that the rgp120/MF59 group had significantly higher levels of
NA than the rgp120/ISCOM vaccinees (0.1 > P > 0.05) (Table 2), all animals became transiently infected,
suggesting that a strong NA response alone was not sufficient for
protection. It is unlikely that vaccine strategies which induce strong
humoral responses without inducing potent helper as well as effector
CTL responses will be effective in preventing de novo infection by
cell-free virus. Our findings support previous observations that potent
type 1-like as well as type 2-like T-helper responses are needed to
drive multiple effector mechanisms of both arms of the immune system
(20, 22, 34). The most-effective prophylactic HIV-1 vaccines
may be a combination of approaches with different vectors and/or
subunits capable of inducing multiple effector mechanisms against a
number of conserved viral antigens. Our studies were initiated with
gp120 as a common test antigen, to evaluate the nature of the T-helper immune responses elicited by three different vaccine strategies. Subsequent studies, in similar model systems, are needed to evaluate multivalent and multicomponent HIV-1 vaccine candidates with improved envelope antigens to determine if more-potent type 1 and type 2 CD4+-T-cell responses can be induced and if more-rigorous
protection from highly pathogenic and diverse challenges can be achieved.
 |
ACKNOWLEDGMENTS |
We thank Jeannette Schouw of the Biomedical Primate Research
Center for administrative assistance, Keith Higgins and Louisa Leung of
Chiron Corporation for technical assistance, and D. Davis for critical
reading of the manuscript.
This study was supported by both the EU Centralized Facility program
for HIV-1 vaccine development (grants BMH4-CT95-0206 and
BMH4-CT97-2067) and the EU MuNAvac project (grant BMH4-CT97-2145) of
the European Commission.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Virology, Biomedical Primate Research Center, P.O. Box 3306, 2280 GH Rijswijk, The Netherlands. Phone: 31 15 284 26 61. Fax: 31 15 284 39 86. E-mail: heeney{at}bprc.nl.
 |
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Journal of Virology, April 1999, p. 3292-3300, Vol. 73, No. 4
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
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