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Journal of Virology, April 1999, p. 3184-3189, Vol. 73, No. 4
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Biological Heterogeneity, Including Systemic
Replication in Mice, of H5N1 Influenza A Virus Isolates from Humans
in Hong Kong
Peng
Gao,1
Shinji
Watanabe,1,2
Toshihiro
Ito,3
Hideo
Goto,1
Krisna
Wells,1
Martha
McGregor,1
A. James
Cooley,1 and
Yoshihiro
Kawaoka1,*
Department of Pathobiological Sciences,
School of Veterinary Medicine, University of Wisconsin
Madison,
Madison, Wisconsin 53706,1 and
Laboratory of Microbiology, Department of Disease Control,
Graduate School of Veterinary Medicine, Hokkaido University, Sapporo
060-0818,2 and Department of Veterinary
Public Health, Faculty of Agriculture, Tottori University, Tottori
680-0945,3 Japan
Received 25 September 1998/Accepted 23 December 1998
 |
ABSTRACT |
An H5N1 avian influenza A virus was transmitted to humans in Hong
Kong in 1997. Although the virus causes systemic infection and is
highly lethal in chickens because of the susceptibility of the
hemagglutinin to furin and PC6 proteases, it is not known whether it
also causes systemic infection in humans. The clinical outcomes of
infection in Hong Kong residents ranged widely, from mild respiratory
disease to multiple organ failure leading to death. Therefore, to
understand the pathogenesis of influenza due to these H5N1 isolates, we
investigated their virulence in mice. The results identified two
distinct groups of viruses: group 1, for which the dose lethal for 50%
of mice (MLD50) was between 0.3 and 11 PFU, and group 2, for which the MLD50 was more than 103 PFU. One
day after intranasal inoculation of mice with 100 PFU of group 1 viruses, the virus titer in lungs was 107 PFU/g or 3 log
units higher than that for group 2 viruses. Both types of viruses had
replicated to high titers (>106 PFU/g) in the lungs by day
3 and maintained these titers through day 6. More importantly, only the
group 1 viruses caused systemic infection, replicating in
nonrespiratory organs, including the brain. Immunohistochemical
analysis demonstrated the replication of a group 1 virus in brain
neurons and glial cells and in cardiac myofibers. Phylogenetic analysis
of all viral genes showed that both groups of Hong Kong H5N1 viruses
had formed a lineage distinct from those of other viruses and that
genetic reassortment between H5N1 and H1 or H3 human viruses had not
occurred. Since mice and humans harbor both the furin and the PC6
proteases, we suggest that the virulence mechanism responsible for the
lethality of influenza viruses in birds also operates in mammalian
hosts. The failure of some H5N1 viruses to produce systemic infection
in our model indicates that multiple, still-to-be-identified, factors contribute to the severity of H5N1 infection in mammals. In addition, the ability of these viruses to produce systemic infection in mice and
the clear differences in pathogenicity among the isolates studied here
indicate that this system provides a useful model for studying the
pathogenesis of avian influenza virus infection in mammals.
 |
INTRODUCTION |
An H5N1 avian influenza A virus was
transmitted from birds to humans in 1997 in Hong Kong, infecting 18 humans, 6 of whom died (3, 4). This outbreak was unique in
that the virus that was transmitted to humans is lethal in chickens
(20, 22). Although the virulence of avian influenza viruses
is polygenic, the susceptibility of the hemagglutinin (HA) to host
proteases is the major determinant for this property. That is,
influenza virus HA must be cleaved into HA1 and HA2 subunits for the
virus to be infectious, as this event generates the amino terminus of HA2, which mediates the fusion of the viral envelope with the endosomal
membrane (13, 15). Lethal and nonlethal avian viruses differ
in this mode of activation: the HA of the former is cleaved by the
ubiquitous proteases furin and PC6 (9, 19), whereas the HA
of the latter is not susceptible to these proteases but rather is
cleaved by proteases localized in the respiratory or intestinal organs
or both (12). We have shown that pathogenic avian viruses
replicate in the capillary endothelial cells of a variety of organs,
leading to the hemorrhagic manifestations found in infected chickens
(14). Similarly, the H5N1 Hong Kong virus replicated in the
capillary endothelial cells of chickens (20, 22). Despite
the high mortality rate (33%) associated with H5N1 virus infection, it
is still unclear whether the virus has the potential to cause systemic
infection in humans.
The clinical outcomes of H5N1 virus infection in apparently healthy
humans ranged from mild respiratory symptoms to death (26).
Epidemiologic studies indicate that there has been no human-to-human
transmission of the H5N1 virus, suggesting that the human cases in Hong
Kong originated from independent transmissions of the virus from birds.
An H5N1 virus that is genetically related to that isolated from the
patients was isolated from chickens in April 1997 in Hong Kong
(5). In fact, H5N1 viruses cocirculating among birds in Hong
Kong in December 1997 were genetically heterogeneous (4).
Therefore, biologic heterogeneity among infecting strains of the H5N1
virus could have accounted for the different clinical outcomes seen in patients.
In this study, we examined the extent of biologic and genetic
heterogeneities among the human H5N1 isolates in an attempt to
explain the differences in clinical manifestations seen in infected
patients. To this end, we investigated the virulence and
pathobiological features of human H5N1 isolates in mice and chickens
and established the phylogenetic relationships among these viruses.
 |
MATERIALS AND METHODS |
Viruses and cells.
H5N1 influenza A viruses isolated from
patients during the Hong Kong outbreak in 1997 were obtained from the
Centers for Disease Control and Prevention (CDC) through the courtesy
of Nancy Cox and are listed in Table 1.
In the text, these viruses are designated with "HK" plus the field
number; for example, HK156 represents A/Hong Kong/156/97 (H5N1). They
were isolated and propagated in Madin-Darby canine kidney (MDCK) cells.
A/Udorn/307/72 (H3N2) (Udorn) was obtained from Robert G. Webster, St.
Jude Children's Research Hospital, and had been isolated and grown in
embryonated eggs. MDCK cells were cultured in minimal essential medium
with 5% newborn calf serum. All of the experiments with live H5N1
viruses isolated in Hong Kong were done in a biosafety level 3 containment laboratory approved for such use by the CDC and the U.S.
Department of Agriculture.
Experimental infections.
To determine the dose lethal for
50% of mice (MLD50), we infected 6-week-old female BALB/c
mice, anesthetized with methoxyflurane, intranasally with 50 µl of
serial 10-fold dilutions of virus and observed them for 2 weeks. Virus
titers in organs were determined by use of MDCK cells 1, 3, 6, and 10 days after intranasal inoculation of the mice with 100 PFU. To
determine the dose lethal for 50% of chickens (CLD50), we
infected 2-week-old specific-pathogen-free chickens (SPAFAS)
intranasally and orally with 100 µl of serial 10-fold dilutions of
virus and observed them for 2 weeks. Virus titers in the organs of
chickens infected with 105 PFU were determined as described above.
Immunohistochemistry.
Formalin-fixed and paraffin-embedded
sections were deparaffinized, hydrated, and treated with 0.1% Triton
X-100 in phosphate-buffered saline-bovine serum albumin. Endogenous
peroxidases were quenched with 0.3% peroxide in methanol. Sections
were incubated with a monoclonal antibody (NP5/1) specific for the
nucleoprotein of influenza virus at a dilution of 1:400 for 1 h at
room temperature. Bound antibody was detected by the peroxidase-labeled
streptavidin-biotin staining method (Vectastain ABC kit; Vector
Laboratories) with diaminobenzidine as the substrate. Sections were
counterstained with hematoxylin.
Sequencing analysis.
Viral RNA was isolated from the
virus-containing culture fluid of MDCK cells as previously described
(1). The cDNA was synthesized by use of reverse
transcriptase and an oligonucleotide complementary to the conserved 3'
end of the viral RNA as described by Katz et al. (10). Genes
were amplified by PCR with this cDNA, gene-specific oligonucleotide
primers, and LA Taq polymerase (Panvera). PCR products were
cloned into a plasmid and sequenced with an Autosequencer (Applied
Biosystems Inc.) in accordance with the protocol recommended by the
manufacturer. The sequences of the oligonucleotide primers will be
supplied upon request. At least three independent cDNA clones were
sequenced for each gene. When one of the cDNA clones contained a
different nucleotide at a given position, it was considered to be an
error introduced by the polymerase during PCR, unless otherwise
stated. Phylogenetic analysis of the sequence data was performed with
Clustal W software, version 1.6 (23), which relies on the
neighbor-joining method (17) to generate phylogenetic trees.
 |
RESULTS |
Replication in tissue cultures and eggs.
The virus titers of
stocks measured as PFU in MDCK cells and 50% egg infectious
doses were similar to each other. There was an appreciable difference
in plaque size among the H5N1 viruses in MDCK cells. Five
viruses
HK483, HK485, HK491, HK514, and HK516
produced medium to
large plaques, whereas four produced pinpoint plaques (Table 1).
HK156 displayed a mixed population with respect to plaque size:
~20% pinpoint and ~80% medium plaques. These results suggested
biologic differences among these viruses.
Human H5N1 isolates differ in virulence for mice.
One
explanation for the differences in clinical manifestations among the
patients in Hong Kong may be that the H5N1 viruses differ in their
ability to replicate in mammalian hosts. Thus, we compared the
virulence of 10 Hong Kong viruses in mice. HK156, HK483, HK485, HK491,
HK514, and HK516 (group 1) were highly pathogenic, with an
MLD50 of less than 11 PFU, whereas the remaining four viruses (group 2) were clearly less pathogenic, as indicated by an
MLD50 of greater than 103 PFU. There was, in
addition, a correlation between virulence and plaque size (Table 1),
with the less pathogenic viruses tending to produce pinpoint plaques,
while the pathogenic viruses produced medium to large plaques. Only the
HK156 virus, which was highly lethal for mice, produced a mixed
population of plaques. Regardless of their pathogenicity, all of the
viruses induced disease symptoms within 24 h, including rapid
breathing, ruffled fur, and hunched posture. In contrast, other
mouse-adapted human viruses, such as A/WSN/33 (H1N1) and
A/PR/8/34 (H1N1), usually do not induce these effects until 3 days after infection (11a), even though they are lethal for mice.
To further examine the pathogenicity of the Hong Kong isolates, we
compared the kinetics of virus growth in mouse organs by infecting the
animals with 100 PFU of a representative virus from each group, HK483
and HK486. We also tested the index Hong Kong H5N1 isolate,
HK156, and a non-mouse-adapted human virus, Udorn. Both the HK156
isolate and the HK483 isolate replicated to extremely high
titers (>107 PFU/g) in the lungs on day 1 and
continued to replicate at this level until day 3, with titers remaining
high even on day 6 (Table 2). In nasal
turbinates, both viruses reached maximal titers on day 3 and
remained at this level until day 6. The HK483 virus spread to
other organs, including the liver, kidney, pancreas, and intestine, but
the virus titers in these organs were at least 2 log units lower than
those in respiratory organs. This virus was recovered at high titers
from the brain on day 6. HK156 also spread to other organs, but to a
lesser extent than did HK483. In contrast, HK486 replication in the
lungs was at least 103-fold lower than that of HK483 on day
1, although it reached more than 106 PFU/g on days 3 and 6. In nasal turbinates, HK486 replicated only marginally, and it did not
spread to other organs. The human virus Udorn replicated only in the
upper and lower respiratory tracts. On day 10, we were unable to
recover any virus from mice. Because both HK156 and HK483 killed all of
the mice by day 8, we were unable to test virus titers in mice on day
10. Thus, the group 1 H5N1 strains were pathogenic for mice, causing
systemic infection, whereas the less pathogenic strain (group 2)
replicated only in respiratory organs. The data also suggest that group
1 viruses replicate more rapidly in the primary replication site in
mice (i.e., lungs) than do group 2 viruses.
Immunohistochemical analysis of virus replication in the brains and
hearts of mice.
To test whether HK483 indeed replicated in the
mouse brain or whether its recovery from this organ was simply due to
viremia, we performed immunohistochemical analysis of organs from
HK483-infected mice by using a monoclonal antibody specific for the
nucleoprotein of influenza A virus. On day 5 (Fig. 1A and
B) and day 6 (data not shown), tissue
specimens from the brain stem at the metencephalon showed multiple foci
that stained intensely with this antibody in both the nucleus and the
cytoplasm of neurons as well as glial cells. Because lesions were also
apparent by histopathologic examination in the hearts of mice infected
with HK483 on day 6 (data not shown), we also elected to examine hearts
by immunohistochemical methods. Necrotic cardiac myofibers were
positive for viral antigen in both the nucleus and the cytoplasm (Fig.
1C). These results prove that the H5N1 virus causes systemic infection
in mice.

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FIG. 1.
Immunohistochemical analysis of mice infected with a
mouse-pathogenic Hong Kong H5N1 virus. Mice were infected intranasally
with 100 PFU of the mouse-pathogenic HK483 virus. Mice were sacrificed,
and brains (day 5; A and B) and hearts (day 6; C) were processed for
identification of influenza virus replication with a monoclonal
antibody specific for nucleoprotein. (A and B) Nonsuppurative
encephalitis showing intense nuclear and slightly less intense
cytoplasmic staining (brown) of influenza virus nucleoprotein in
neurons (arrows) and glial cells of the brain stem at the
metencephalon. Magnifications, ×100 (A) and ×400 (B). (C) Staining
(brown) of the nucleoprotein in the nucleus and the cytoplasm of
necrotic cardiac myofibers. Magnification, ×200.
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|
Comparison of virulence for chickens.
Because the index human
isolate of the Hong Kong H5N1 virus, HK156, retained its virulence in
chickens (22), we compared the virulence of representative
viruses from group 1 and group 2 in chickens. As shown by
CLD50 values, the three viruses tested
HK156, HK483, and
HK486
were equally pathogenic for chickens (Table 1). Interestingly,
the two group 1 viruses (HK156 and HK483) were less pathogenic for
chickens than they were for mice (MLD50, <1 PFU;
CLD50, ~200 PFU).
To determine the extent of virus growth, we infected chickens with
105 PFU of HK483 and HK486 and examined the virus titers in
organs 1 day after infection. None of the infected chickens were alive by day 3. A relatively high virus dose was selected for these experiments because the dose used in mice (100 PFU) is lower than the
CLD50. Both viruses were recovered from all organs tested (Table 3), indicating that they replicate
systemically within 1 day. These results confirm that the H5N1 viruses
from human patients retain their virulence in chickens (22),
although the dose required to kill chickens is higher than that for
mice.
Phylogenetic analysis.
It is possible that the difference in
mouse virulence among the human H5N1 isolates is attributable to
genetic reassortment with other avian or human viruses. We therefore
sequenced portions of the PA, PB1, PB2, NP, NA, and NS genes and the
entire HA and M genes from two group 1 and two group 2 viruses. We then
analyzed these sequences phylogenetically, together with the published sequences of HK156 and A/chicken/Hong Kong/258/97 (H5N1), which was
isolated in April 1997 and is closely related to HK156 (5). Regardless of the genes tested, all of the Hong Kong H5N1 viruses examined formed a lineage that was distinct from those of other viruses. As an example, the phylogenetic tree of the HA genes is shown
in Fig. 2. Although the H5N1 viruses were
divided into two sublineages, they did not correlate with mouse
virulence. Instead, each of the two sublineages contained viruses from
both group 1 (highly pathogenic) and group 2 (less pathogenic).
Interestingly, HK483 was most closely related to A/chicken/Hong
Kong/258/97; only 4 nucleotides were different in the HA genes of these
viruses. HK486 and HK488 were also highly similar; there were only 4 nucleotide differences between the two viruses among 6,321 nucleotides
compared.

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FIG. 2.
Phylogenetic relationships of the Hong Kong H5N1 virus
HA genes. The nucleotide sequences of the entire HA genes were analyzed
with the Clustal W program (23), which uses the algorithm of
Myers and Miller (16). Numbers at nodes represent bootstrap
values as a percentage of 1,000 resamplings of the data set. The
lengths of the horizontal lines are proportional to the minimum number
of nucleotide differences required to join nodes and HA sequences.
Vertical lines are for spacing branches and labels; their lengths are
not important. Strain abbreviations are explained elsewhere
(5). Eu, Eurasian lineage; Am, American lineage.
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|
Amino acid comparison of HA, PB2, and M1 proteins.
Because
previous work had suggested that the HA and M1 proteins can affect the
virulence of influenza A viruses in mice (18), we sought to
compare the deduced amino acid sequences of group 1 (HK156, HK483, and
HK485) and group 2 (HK486 and HK488) viruses. In the HA, one amino acid
of HK156 differed from the published sequence (at the fourth position
in the signal peptide
Ile in our sequence versus Thr in the sequence
reported by Subbarao et al. [22]); all other amino
acids were identical. None of the amino acid differences correlated
with mouse virulence. Claas et al. (5) reported that
A/chicken/Hong Kong/258/97 (H5N1), which is closely related to the
human H5N1 isolates, contains a glycosylation site at position
156, whereas the human isolate HK156 does not. We found
that HK483 and HK485 also possess this glycosylation site
(N156ST for HK483 and N156SS for HK485), in
contrast to HK486 and HK488 (N156SA for both viruses).
Thus, the presence or absence of the glycosylation site cannot account
for the observed differences in mouse virulence.
Alterations of amino acids at positions 41 and 139 in the M1 protein
are thought to affect the virulence of influenza A viruses in mice
(18, 24). Hence, we compared the M1 amino acid sequences of
all of the viruses listed in Table 1. There were no differences at
these two positions in any of the viruses.
Because the amino acid residue at position 627 of PB2 determines the
replicative ability of the virus in MDCK cells (21), we also
compared the amino acids at this position for all of the test viruses.
Interestingly, amino acids at this position differed among the Hong
Kong H5N1 viruses. Although each of the viruses that produced pinpoint
plaques had Glu and three of those producing medium to large plaques
had Lys, some of the viruses that formed large plaques (i.e., HK491 and
HK516) also had Glu (Table 1). HK156, which produced a mixed population
of plaques, had Glu at this position in all of the 21 PCR clones
examined, while 2 of the HK514 PCR clones had Lys and another had Glu.
Thus, the amino acid residue at position 627 of PB2 does not appear to
correlate directly with plaque size or with virulence in mice.
 |
DISCUSSION |
We demonstrate here that the H5N1 viruses isolated from Hong Kong
residents are biologically heterogeneous with respect to their
replicative potential in mammalian hosts. Although some of the viruses
were relatively benign, others were extremely pathogenic for mice
(MLD50, <1 PFU). Moreover, the virulent HK483 strain caused systemic infection, replicating in the brains and hearts of
mice. Influenza A viruses have also been isolated from the brains of
seals (25), but it is not clear whether they replicated in
that tissue or were present there due to viremia. Thus, our report
presents the first direct evidence of systemic infection of a mammal
with an avian influenza virus. Since mice possess the same proteases
(i.e., furin and PC6) that allow systemic replication of influenza
viruses in chickens, we suggest that the susceptibility of the HA to
these proteases is critical for influenza viruses to cause systemic
infection in both avian and mammalian hosts, but other viral factors
also contribute to this ability.
Although the majority of human influenza A viruses do not replicate
systemically in mice (11, 11a), A/WSN/33 (H1N1)
(6), which was derived by repeated passage of A/WS/33 (H1N1)
in mouse brain, replicates in this organ upon intracerebral
inoculation. A/WSN/33 (H1N1) replicates in systemic organs, including
the brain, even upon intranasal inoculation of mice (2).
Interestingly, A/WSN/33 does not have multiple basic amino acids at the
HA cleavage site, a property required for cleavage by the ubiquitous
furin and PC6 proteases (9, 19). We have recently
demonstrated that NA binds and sequesters plasminogen, leading to
higher local concentrations of this ubiquitous protease precursor and
thus to increased cleavage of the HA (8). Therefore,
regardless of the mechanism (recognition of multiple basic amino acids
by furin and PC6 proteases or sequestration of plasminogen by NA), HA
cleavage by ubiquitous proteases seems a prerequisite for systemic influenza virus infection of animals.
Titration of viruses in mouse organs revealed that the pathogenic H5N1
viruses differed in replicative ability from the less pathogenic
viruses. The former group caused systemic infection, whereas the latter
remained in the respiratory tract. This outcome is inconsistent with
the properties of the HK486 HA, which possesses multiple basic amino
acids at the cleavage site and can be cleaved by the ubiquitous
proteases (as indicated by plaque formation without trypsin [data not
shown]). Thus, viral properties other than HA cleavage must contribute
to the difference in virulence among these H5N1 viruses in mice.
Comparison of the amino acid sequences of the HA and M1 proteins failed
to disclose changes that might account for differences in replicative capacity.
The amino acid residue at position 627 in the PB2 protein is associated
with plaque formation in MDCK cells (21). A single mutation
from Glu to Lys at this position converts a non-plaque-forming virus to
a plaque producer in these cells. All avian influenza A viruses contain
Glu at position 627, whereas human influenza A viruses possess Lys
(7). Interestingly, we found that the Hong Kong H5N1 viruses
differed in the amino acid residue at this position, although this
difference was not directly correlated with plaque size in MDCK cells
or with virulence in mice. Nonetheless, because all viruses that
produced pinpoint plaques in this study had Glu at position 627, as
opposed to Lys in three of the six viruses that produced medium to
large plaques, it is possible that amino acid substitutions in PB2 or
other viral proteins allowed the remaining medium- to large-plaque
producers with 627-Glu in PB2 (i.e., HK156, HK491, and HK516) to
increase their replicative potential in these cells. It will be
important to perform reassortment studies to identify the viral gene
products that determine the difference in mouse virulence between the
two groups of H5N1 viruses.
Despite their clustering in phylogenetic trees, the human
H5N1 isolates were genetically divergent enough to form sublineages (4). One explanation for this genetic diversity is that the H5N1 virus had been circulating among Hong Kong poultry as early as
March 1997 (when the outbreak of highly pathogenic avian H5N1 virus
infections was identified on Hong Kong chicken farms), leaving adequate
time for the generation of multiple sublineages. Two of the viruses
(i.e., HK486 and HK488), isolated from two cousins, are genetically and
biologically closely related, albeit not identical. This finding
suggests that either a virus was transmitted from one cousin to the
other or that both patients acquired the virus from the same avian source.
It is premature to conclude that the human H5N1 isolates differ in
their virulence potential, as mouse pathogenicity may not extrapolate
directly to humans. However, we find it intriguing that four of the six
viruses in group 1 (highly virulent in mice) were isolated from
patients who eventually died, whereas three of the four viruses in
group 2 (less virulent in mice) were isolated from patients who
eventually recovered (Table 1). Definitive studies for determining
virulence heterogeneity will have to be conducted in primates. The
disease outcomes of patients cannot be used as a criterion for
evaluating virus virulence because of the heterogeneous nature of
the genetic background and health conditions of patients. However,
the ability of the viruses to produce systemic infection in mice and
the clear differences in pathogenicity among the isolates studied
indicate that our system provides a useful model for molecular analysis
of avian influenza virus infection in mammals.
 |
ACKNOWLEDGMENTS |
We gratefully acknowledge Nancy Cox for the Hong Kong H5N1
viruses and Susan Watson and John Gilbert for editing the manuscript.
Support for this work was provided by National Institute of Allergy and
Infectious Diseases Public Health Service research grants AI-29599 and
AI-33898.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Pathobiological Sciences, School of Veterinary Medicine, University of Wisconsin
Madison, 2015 Linden Dr. West, Madison, WI 53706. Phone: (608) 265-4925. Fax: (608) 265-5622. E-mail:
kawaokay{at}svm.vetmed.wisc.edu.
 |
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Journal of Virology, April 1999, p. 3184-3189, Vol. 73, No. 4
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
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