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Journal of Virology, December 1999, p. 10310-10319, Vol. 73, No. 12
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Determinants of CD4 Independence for a Human Immunodeficiency
Virus Type 1 Variant Map outside Regions Required for Coreceptor
Specificity
Celia C.
LaBranche,1,*
Trevor
L.
Hoffman,2
Josephine
Romano,3
Beth S.
Haggarty,3
Terri G.
Edwards,2
Thomas J.
Matthews,1
Robert W.
Doms,2 and
James A.
Hoxie3
Department of Surgery, Duke University Medical Center,
Durham, North Carolina 27710,1 and
Department of Pathology and Laboratory
Medicine,2 and Hematology-Oncology
Division, Department of Medicine,3
University of Pennsylvania, Philadelphia, Pennsylvania 19104
Received 27 April 1999/Accepted 13 August 1999
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ABSTRACT |
Although infection by human immunodeficiency virus (HIV) typically
requires an interaction between the viral envelope glycoprotein (Env),
CD4, and a chemokine receptor, CD4-independent isolates of HIV and
simian immunodeficiency virus have been described. The structural basis
and underlying mechanisms for this phenotype are unknown. We have
derived a variant of HIV-1/IIIB, termed IIIBx, that acquired the
ability to utilize CXCR4 without CD4. This virus infected CD4-negative
T and B cells and fused with murine 3T3 cells that expressed human
CXCR4 alone. A functional IIIBx env clone exhibited several
mutations compared to the CD4-dependent HXBc2 env,
including the striking loss of five glycosylation sites. By
constructing env chimeras with HXBc2, the determinants for CD4 independence were shown to map outside the V1/V2 and V3
hypervariable loops, which determine chemokine receptor specificity,
and at least partly within an area on the gp120 core that has been
implicated in forming a conserved chemokine receptor binding site. We
also identified a point mutation in the C4 domain that could render the
IIIBx env clone completely CD4 dependent. Mutations in the transmembrane protein (TM) were also required for CD4 independence. Remarkably, when the V3 loop of a CCR5-tropic Env was substituted for
the IIIBx Env, the resulting chimera was found to utilize CCR5 but
remained CD4 independent. These findings show that Env determinants for
chemokine receptor specificity are distinct from those that mediate
CD4-independent use of that receptor for cell fusion and provide
functional evidence for multiple steps in the interaction of Env with
chemokine receptors. Combined with our observation that the conserved
chemokine receptor binding site on gp120 is more exposed on the IIIBx
gp120 (T. L. Hoffman, C. C. LaBranche, W. Zhang, G. Canziani,
J. Robinson, I. Chaiken, J. A. Hoxie, and R. W. Doms, Proc.
Natl. Acad. Sci. USA 96:6359-6364, 1999), the findings from this study
suggest novel approaches to derive and design Envs with exposed
chemokine receptor binding sites for vaccine purposes.
 |
INTRODUCTION |
Human immunodeficiency virus (HIV)
entry is known to require an interaction of the viral envelope
glycoprotein (Env) with CD4 and cellular chemokine receptors.
Differential use of chemokine receptors by HIV and simian
immunodeficiency virus (SIV) has largely explained differences in
tropism among various isolates (4, 27). While a number of
chemokine receptors and orphan members of this family of proteins can
serve as coreceptors for HIV or SIV (10, 14, 20, 22, 37,
56), CCR5 and CXCR4 appear to be the principal coreceptors for
HIV-1 (69, 70). Isolates of HIV that first establish
infection target peripheral blood lymphocytes and macrophages by using
CCR5 (2, 13, 15, 16), while viruses that are generally
associated with progression to AIDS and that can infect T-cell lines in
vitro acquire the ability to use CXCR4 (10, 12, 23). An
understanding of the mechanism by which HIV uses CD4 and chemokine
receptors to enter cells is of central importance in developing
immunologic and pharmacologic strategies to prevent infection.
Following binding to CD4, Env undergoes poorly understood
conformational changes that enable gp120 to bind to a chemokine receptor and lead to fusion of the viral and cellular membranes (32, 42, 66, 68). Immunologic and mutagenesis approaches have indicated that these changes involve movement of V1/V2 and V3
hypervariable loops on gp120 (42, 66, 68), which play a
critical role in the specificity of chemokine receptor utilization (9-11, 29, 53, 59). The recent crystallographic resolution of a gp120 core structure bound to CD4 has revealed an intervening
sheet comprised of conserved residues between the inner and outer
domains of gp120 that may serve as a major contact site for the
chemokine receptor (52, 67).
Although CD4 is generally required for gp120 to associate with a
chemokine receptor, the identification of CD4-independent isolates of
HIV type 1 (HIV-1), HIV-2, and SIV has clearly indicated that
functional interactions with chemokine receptors can occur in the
absence of CD4 (18, 20, 21, 49). The determinants for this
phenotype have been mapped to Env, but the underlying mechanisms are
unknown. It has been proposed that mutations may increase the exposure
and/or the affinity of the chemokine receptor binding site on gp120,
thus circumventing the need for CD4 (21). Biochemical assays
have also shown that mutated or deglycosylated gp120 can bind directly
to chemokine receptors, suggesting that domains normally activated by
CD4 can be exposed artificially (3, 26, 38, 40). A greater
understanding of the determinants responsible for CD4 independence
could provide insight into the Env domains that mediate and modulate
interactions with chemokine receptors and ultimately govern viral entry.
In this report we describe the derivation and molecular
characterization of a variant of HIV-1/IIIB, termed IIIBx, which
acquired the ability to utilize CXCR4 in the absence of CD4. A
functional IIIBx env clone (8x) was used to construct
chimeras with a closely related but CD4-dependent env, and
the determinants in gp120 required for CD4 independence were shown to
map outside the variable loops and, at least in part, to residues
flanking the putative chemokine receptor binding site on the gp120
core. Remarkably, when 8x contained the V3 loop of a CCR5-tropic Env,
it was shown to utilize CCR5 but remained CD4 independent. These
findings provide further evidence that CD4 binding likely exposes a
domain on the gp120 core that can interact with genetically divergent
chemokine receptors. This work may have important implications for
designing HIV-1 Env proteins with exposed chemokine receptor binding
sites that could exhibit novel biochemical and immunogenic properties.
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MATERIALS AND METHODS |
Cells, viruses, and infectivity assays.
Hut-78 and SupT1 are
immortalized CD4+ T-cell lines. BC7 is a CD4-negative line
derived from SupT1 (21). Uncloned HIV-1/IIIB was obtained
from R. C. Gallo (48) in chronically infected Hut-78 cells. Virus from this culture was serially passaged onto SupT1 from
which IIIBx was isolated by subsequent passage onto BC7. The IIIB/Sup
virus was derived from an early passage of HIV-1/IIIB in SupT1. NIH 3T3
cells, untransfected or stably transfected with human CXCR4, were
obtained from D. Littman. For neutralization assays, BC7 cells were
preincubated with various concentrations of anti-CXCR4 monoclonal
antibody (MAb) 12G5 (21) for 30 min at 37°C, inoculated
with IIIBx (10 50% tissue culture infective doses), and monitored for
reverse transcriptase (RT) activity.
RT assays.
Productive infection of cells was documented by
detection of RT activity in the culture supernatant as previously
described (30). Briefly, virus from 1 ml of clarified
culture supernatant was pelleted at 100,000 × g for 30 min at 4°C and solubilized in 100 µl of solubilizing buffer (0.15 M
Tris [pH 8], 0.4 M NaCl, 0.25% Triton X-100, 10% glycerol, 0.5 mM
dithiothreitol). Duplicate 20-µl aliquots were mixed with 85 µl of
RT cocktail {67.5 mM Tris [pH 7.5]-1.3 mM dithiothreitol-1 mM
ATP-13.5 mM MgCl2 containing 0.05 U of polyr(A) and 12.5 µCi of [3H]dTTP} and incubated for 1 h at
37°C. Tubes were placed on ice, 225 µg of tRNA was added, and RNA
was precipitated with cold 10% trichloroacetic acid. Precipitated RNA
was captured on a glass fiber filter, washed with trichloroacetic acid,
and ethanol, and dried, and radioactivity (counts per minute) was
determined in a scintillation counter (LKB/Wallac).
PCR, cloning, virus production, and chimera construction.
Full-length env coding regions were amplified by PCR from
genomic DNA of chronically infected cells (sense primer,
5'-CGCAACCTATACCAATAGTAGCAA-3'; antisense primer,
5'-CAGTAAGCCATCCAATCACACTAC-3') in a BioCycler (Ericomp).
The PCR product was TA cloned into pCDNA3.1 (Invitrogen) and tested in
a reporter gene fusion assay described below. Functional env
clones of IIIBx (8x) and IIIB/Sup (S10) were sequenced in an automated
sequencer (Applied Biotechnologies Inc.). Clones were also subcloned
into pSP73 (Promega) that contained the HXBc2 env, using
Asp718 and BamHI (29).
env clones were subcloned into the 3' hemigenome of pNL4-3
(from the EcoRI site), using unique NdeI and
BamHI restriction sites in env which encompass
the mutations in the 8x env clone of IIIBx. Virus was
generated by digesting 20 µg of each of the 5' pNL4-3
vpr hemigenome (to the EcoRI site)
(24) and the various 3' hemigenome constructs with
EcoRI. Constructs were extracted with phenol and
coprecipitated before transfection into BC7 and SupT1 by
electroporation. Cells were monitored for syncytium formation, and
virus was harvested from supernatants to generate virus stocks. HIV-1/IIIB stocks were frozen at
70°C in 1-ml aliquots. Stocks of
IIIBx and NL4-3 containing an 8x Env were frozen at
140°C in 5%
sucrose to preserve infectivity. Chimeras between 8x and HXBc2 were
constructed by using a BsaBI site (nucleotide [nt] 7673)
to isolate changes in the surface protein from those in the
transmembrane protein (TM) and DraIII (nt 6714),
StuI (nt 6948), and Bsu36I (nt 7430) to isolate
V1-V2, V3, and V4/C4 regions, respectively (29). Clones
containing the V3 loop of an R5 virus were constructed by subcloning
the Asp718-BamHI fragment from a proviral clone
of HXB with the V3 loop of BaL (31) into pSP73-HXBc2 (29). A version of 8x containing the V3 loop of BaL was made in a similar fashion, by inserting the
StuI-Bsu36I fragment of this provirus into
pSP73-8x.
Mutagenesis.
Point mutations were engineered into Env
constructs in pSP73 by using a Quickchange site-directed mutagenesis
kit (Stratagene) according to the manufacturer's specifications. The
following primer pair produced the D368R mutation to ablate CD4
binding: D368R-forward (5'-CCTCAGGAGGGGACCCAGAAATTGTAACGC-3')
plus D368R-reverse (5'-GCGTTACAATTTCTGGGTCCCCTCCTGAGG-3').
Reciprocal exchange of residues at position 431 in 8x and S10 was
accomplished with two sets of oligonucleotides: 8X-G431E-forward
(5'-GGCAGGAAGTAGAAAAAGCAATGTATGCCCC-3') plus
8X-G431E-reverse (5'-GGGGCATACATTGCTTTTTCTACTTCCTGCC-3'); and S10-E431G-forward
(5'-GGCAGGAAGTAGGAAAAGCAATGTATGCCCC-3') plus
S10-E431G-reverse (5'-GGGGCATACATTGCTTTTCCTACTTCCTGCC-3').
Cell-cell fusion assay and flow cytometric analysis of Env
surface expression.
The ability of env genes to mediate
cell-cell fusion was evaluated by using a luciferase-based gene
reporter assay (55). Briefly, quail QT6 cells were
cotransfected with plasmids containing HIV env genes by
CaPO4 and infected with a vaccinia virus expressing T7 RNA
polymerase (1). These cells were mixed with quail QT6 cells
transiently expressing human CXCR4 or CCR5 with or without human CD4
and the luciferase gene under the control of the T7 promoter. Fusion
was quantified by lysing the cells 7 to 8 h after combining the
cells and measuring luciferase expression (represented in figures as
mean relative light units [RLU] ± standard error of the mean
[SEM]) with a luminometer. For experiments in which Env expression
was assessed, aliquots of cells (105 per sample) were
incubated (4°C, 30 min) in staining buffer (phosphate-buffered saline, 0.1% bovine serum albumin) with a 1/103 dilution
of normal human serum (NHS) or serum from an HIV-1-infected individual
and stained with a 1/40 dilution of fluorescein
isothiocyanate-conjugated F(ab)'2 goat anti-human
immunoglobulin G (BioSource International, Burlingame, Calif.). Cells
were fixed in 2% paraformaldehyde and analyzed with a FACScan analyzer
(Becton Dickinson).
Western blotting.
Virus from supernatant of infected cell
culture was pelleted at 100,000 × g for 90 min at
4°C, and resuspended in lysis buffer (20 mM Tris [pH 8.0], 120 mM
NaCl, 0.2% sodium deoxycholate, 0.5% NP-40, 0.2 mM EGTA, 0.2 mM NaF,
1 µM pepstatin, 5 µg of leupeptin per ml, 5 µg of aprotinin per
ml) on ice. Equal volumes of lysate and 2× sample buffer (50 mM Tris
[pH 6.8], 2% sodium dodecyl sulfate [SDS], 30% glycerol, 10%
-mercaptoethanol, 0.2% pyronine Y), were mixed, boiled for 7 min,
chilled on ice for 7 min, and run on an SDS-12% polyacrylamide gel.
Proteins were transferred to nitrocellulose (Bio-Rad) by using a
Multiphor II semidry electrotransfer apparatus (Pharmacia-LKB). HIV-1
transmembrane proteins were detected by using MAb D12 (19)
followed by biotinylated sheep anti-mouse immunoglobulin (heavy and
light chains; Jackson Immunoresearch), streptavidin-horseradish
peroxidase (Amersham), and chemiluminescence substrate (Pierce).
Nucleotide sequence accession numbers.
The GenBank accession
number for the 8x env clone is AF189158, and that for the
S10 env clone is AF189159.
 |
RESULTS |
Derivation of a CD4-independent variant of HIV-1/IIIB.
A
CD4-independent variant of HIV-1/IIIB was derived by serial passage of
an uncloned stock of HIV-1/IIIB in SupT1 and then inoculating BC7, a
CD4-negative cell line derived from SupT1 (21). In one
experiment, approximately 5% of BC7 cells were noted to be positive
for viral p24gag by immunofluorescence assay.
Virus from this culture was passaged twice onto uninfected BC7 cells,
and a chronically infected line was established. Virus from this line,
termed IIIBx, was compared to an earlier passage of HIV-1/IIIB in SupT1
cells, designated IIIB/SupT1. As shown in Fig.
1A, only IIIBx could infect BC7, while
both viruses were able to infect SupT1. IIIBx was also able to infect
Raji cells, a CD4-negative B-lymphoblastoid cell line (not shown).
Infection of BC7 could be completely inhibited by the anti-CXCR4 MAb
12G5 (Fig. 1B), indicating that this infection was likely mediated by
CXCR4. Moreover, IIIBx-infected BC7 cells induced syncytia when
cocultured with murine 3T3 fibroblasts that stably expressed human
CXCR4, while no fusion was induced on untransfected 3T3 cells (Fig.
1C). In addition, no fusion was observed when HIV-1/IIIB-infected
HUT-78 cells were cocultured with the CXCR4-expressing 3T3 cells (not
shown). Taken together, these data indicate that the IIIBx variant can
utilize CXCR4 as a primary receptor in the absence of CD4 on T- and
B-lymphoid cell lines and murine fibroblasts.

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FIG. 1.
Derivation and characterization of CD4-independent
HIV-1. (A) Viral replication in CD4-negative T cells. SupT1 and
CD4-negative BC7 cells were inoculated with equal amounts of HIV-1/IIIB
or IIIBx, and viral replication was determined by RT activity in
culture supernatants. (B) Inhibition of IIIBx by anti-CXCR4 MAb. BC7
cells were inoculated with IIIBx in the presence or absence of 12G5,
and RT activity determined at the indicated time points. (C)
IIIBx-induced fusion on murine cells expressing CXCR4. IIIBx-infected
BC7 cells were cocultured for 24 h with murine 3T3 cells or 3T3
cells that expressed human CXCR4 and stained for syncytium formation as
described previously (21).
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Cloning and characterization of a functional IIIBx env.
A full-length env clone of IIIBx (designated 8x) was
amplified by PCR from infected BC7 cells, cloned into pSP73, and
compared to a prototypic CD4-dependent IIIB clone (HXBc2) in a cell
fusion assay. Both 8x and HXBc2 were able to mediate fusion on quail QT6 cells expressing both CD4 and CXCR4, but only 8x could fuse with
cells that expressed CXCR4 alone (Fig.
2). Of note, 8x fusion was enhanced when
CD4 and CXCR4 were coexpressed, indicating that the 8x Env was likely
still able to interact with CD4. Additionally, the 8x env
cloned into the pNL4-3 provirus was able to generate a
replication-competent virus that could infect BC7 cells as well as
SupT1 (Fig. 3A), providing further proof
that the 8x Env was able to utilize CXCR4 in the absence of CD4 and
that this clone was representative of the uncloned parental IIIBx.

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FIG. 2.
Evaluation of a IIIBx env clone in fusion
assays. env genes indicated were cloned into pSP73,
transfected into QT6 cells, and evaluated in fusion assays on QT6 cells
expressing CD4 plus CXCR4, CXCR4 alone, or CD4 alone (55).
Results are expressed as RLU (mean + SEM) normalized to the
activity of 8x on CXCR4+ CD4+ cells. Also shown
are fusion activities for 8x and HXBc2 Envs that contain a D368R
mutation in gp120, which ablates the CD4 binding site
(44).
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FIG. 3.
Generation of a replication-competent virus with a IIIBx
Env and evaluation of its TM size. (A) The 8x env was
inserted into pNL4-3, and a virus stock was generated after
transfection into BC7 cells. Equal amounts of the resulting virus
(designated NL43/8x) and HIV-1/IIIB were inoculated onto SupT1 and BC7
cells, and RT levels were monitored over time. (B) Viral lysates from
HIV-1/IIIB-infected SupT1 cells (IIIB), IIIBx-infected BC7 cells
(IIIBx), and NL43/8x-infected BC7 cells (8x) were evaluated by Western
blotting using an anti-TM MAb, D12. "Mock" viral lysate was
prepared from the supernatant of uninfected BC7 cells. Consistent with
sequence analysis shown in Fig. 4, both IIIBx and NL43/8x have a
truncated TM.
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The CD4 independence of the 8x Env was evaluated further by introducing
an Asp to Arg change at amino acid 368 in gp120. This
Asp is highly
conserved among all HIV-1 isolates and has been
shown to be a critical
determinant for CD4 binding by forming
a salt bridge with Arg-59 in the
CDR2 loop of CD4 (
34). Mutations
at this position have been
shown to completely ablate CD4 binding
(
44). As shown in
Fig.
2, although a D368R mutation abrogated
fusion by HXBc2, this
mutation did not prevent 8x from fusing
with target cells that
expressed CXCR4 either with or without
CD4. Interestingly, unlike the
case for the 8x clone, fusion of
8x-D368R was not enhanced when CD4 and
CXCR4 were coexpressed,
confirming that this Env was unable to interact
with CD4. Thus,
the 8x Env could not only utilize CXCR4 in the absence
of CD4
but could also tolerate a mutation that destroyed the CD4
binding
site on
gp120.
Sequence analysis of 8x env.
The sequence of 8x was
compared to the published sequence of HXBc2 (Fig.
4). While the number of mutations in 8x
is large (17 in gp120 and 7 in TM), 4 of the mutations in gp120 and 2 in TM have been observed in other env clones derived from
HIV-1/IIIB and are thus not likely to be involved in the
CD4-independent phenotype. In gp120, 9 of the 13 unique mutations were
in the hypervariable loops V1/V2 (S143G, I165K, G167S, Q170K, and
T188P), V3 (R298K, Q310H, and I320V), and V4 (N386K). Three mutations were in the gp120 core (D62E, N339S, and I423V), and one (S29N) was in
the leader sequence. Interestingly, five mutations in the gp120
resulted in the loss of potential N-linked glycosylation sites, and
four of these (S143G, T188P, N339S, and N386K) were unique to 8x. The
four 8x-specific mutations in the external domain of TM were located
within the two regions that form coiled coils (T536A, L544S, N651I, and
K655M). Remarkably, 8x also contained a single nucleotide deletion in
the TM membrane-spanning domain that introduced a frameshift at
position 706 and is predicted to generate a divergent cytoplasmic tail
of only 30 amino acids. This feature is surprising since HIV-1 isolates
with truncated cytoplasmic tails typically have been attenuated or
noninfectious (8, 17, 58). Nonetheless, as noted above, the
8x env was able to generate a replication-competent virus
that could infect SupT1 and BC7 cells (Fig. 3A). Moreover, Western
blots of viral lysates from uncloned IIIBx as well as NL4-3 containing
the 8x env demonstrated a TM of approximately 35 kDa,
compared to 41 kDa for parental HIV-1/IIIB (Fig. 3B).

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FIG. 4.
Sequence analysis for IIIBx env clones 8x and
S10 in comparison to HXBc2. Shaded regions indicate mutations that are
also found in other clones from HIV-1/IIIB. Predicted N-linked
glycosylation sites are indicated
( ), as
are the positions of variable loops, the gp120/gp41 cleavage site, and
the TM membrane-spanning domain (msd). 8x contains a
frameshift mutation at position 706 resulting in a prematurely
truncated TM cytoplasmic tail. S10 contains a deletion of 50 nt, which
also leads to frameshift and a prematurely truncated TM cytoplasmic
tail.
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Mapping CD4 independence by using chimeric Env proteins.
To
identify the determinants of CD4 independence, a set of reciprocal
chimeras was generated between 8x and HXBc2. Unique restriction sites
were chosen to isolate mutations in gp120 from those in TM and to
define the effects of mutations in V1/V2, V3, and the V4/C4 subdomains
(Fig. 5). Chimeras were cloned into pSP73 and analyzed in fusion assays as described above on target cells expressing CXCR4 alone or with CD4. Results for each chimera are expressed as the percentage of HXBc2 Env fusion activity on target cells that expressed both CD4 and CXCR4. All chimeras were functional on CXCR4+ CD4+ target cells, although
considerable quantitative differences were seen with activities ranging
from approximately 50 to 500% of that of HXBc2 (Fig.
6). Reciprocal chimeras that exchanged the entire gp120 and TM were CD4 dependent, although an assessment of
8x(gp120), which contained the 8x gp120 and the HXBc2 TM, was somewhat
limited due to the poor overall fusion activity of this Env. Of note,
chimeras that contained the 8x TM were in general more fusogenic than
HXBc2 or chimeras that contained an HXBc2 TM, suggesting that
determinants in the 8x TM ectodomain and/or the prematurely truncated
cytoplasmic tail were contributing to the increased fusogenicity of
these clones. Nonetheless, these findings indicated that determinants
for CD4 independence were not entirely restricted to the 8x gp120 or
TM.

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FIG. 5.
Construction of chimeric Env proteins for fusion assays.
Diagrams representing HXBc2, 8x, and S10 env genes are shown
along with chimeras constructed by using the indicated restriction
sites. Mutations present in 8x are indicated above the top schematic.
Chimeras were cloned into pSP73 and evaluated in cell fusion assays
described in the legend to Fig. 6.
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FIG. 6.
Evaluation of chimeric Env proteins in fusion assays.
Chimeric Env proteins between HXBc2 and 8x shown in Fig. 5 were
evaluated in fusion assays on QT6 target cells expressing CXCR4 alone,
CXCR4 and CD4, or CD4 alone. Results are expressed as luciferase
activity (RLU) relative to that of HXBc2 on CXCR4+
CD4+ cells. Bars indicate the mean RLU for at least five
experiments + SEM.
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Among chimeras that introduced subdomains of HXBc2 gp120 into an 8x
background, replacement of V1/V2 and V3 loops either individually
or in
combination failed to eliminate CD4 independence [Fig.
6,
chimeras
HX(V1/V2), HX(V3), HX(V1-V3)]. This finding was of interest
given the
importance of these loops as determinants of chemokine
receptor
specificity (
9-11,
29,
53,
59). For these chimeras,
fusion
activity relative to 8x was reduced on both CD4-negative
and
CD4-positive cells, although CD4-dependent fusion was still
greater
than that seen with HXBc2. In contrast, fusion activity
of HX(V4/C4),
which contained the HXBc2 V4/C4, was considerably
reduced relative to
8x on CD4-negative cells but was unchanged
on CD4
+ cells.
Interestingly, when both the V3 and V4/C4 domains of 8x
were replaced
with those of HXBc2 [HX(V3-C4)], CD4-independent
fusion was
completely abrogated, while CD4-dependent fusion was
unaffected.
For chimeras in which domains of 8x were introduced into an HXBc2
background, no single region of gp120 was able to confer
CD4
independence to HXBc2, consistent with evidence noted above
that
determinants in both gp120 and TM were required (Fig.
6).
However, an
HXBc2 chimera that contained both the V4/C4 and TM
domains from 8x
[8x(V4-TM)] was highly competent for both CD4-dependent
and
CD4-independent fusion. Collectively, these findings with
8x- and
HXBc2-based chimeras indicate that determinants in the
8x gp120 V3, and
in particular the V4/C4 domain, contribute to
the CD4-independent
phenotype of 8x, but only in the presence
of an 8x
TM.
Surface expression of Env proteins.
One striking alteration in
the TM of the CD4-independent 8x is the frameshift mutation in the
membrane-spanning domain that results in a divergent, truncated TM
cytoplasmic tail. In light of previous studies showing that the
cytoplasmic tail of TM can affect levels of Env on the cell surface
(35, 54, 57), it seemed possible that the 8x TM might
increase surface levels of Env and contribute to its CD4-independent
fusion and/or to the increased fusogenicity of chimeras that contained
an 8x TM. To examine this possibility, QT6 cells were transfected with
Env-expressing plasmids shown in Fig. 5 and were then divided and used
for fusion assays as described above and for FACS analysis of Env
surface expression, using NHS or serum from an HIV-1-infected
individual. Analysis gates were selected to optimize signal-to-noise
ratios and adjusted to give <5% positivity for cells stained with
NHS. When QT6 cells were transfected with either parental HXBc2 or 8x
or with the gp120-TM chimera 8x(gp120) or HX(gp120) (Fig. 5), only
minimal differences in levels of Env were seen, with no consistent differences observed in several experiments. Histograms from a representative experiment are shown in Fig.
7. As described above, striking
differences in fusogenicity had been noted between HX(gp120) and
8x(gp120) (Fig. 6). Similar results were seen when these Envs were
expressed in 293T cells (not shown). In four experiments in which the
entire panel of chimeras shown in Fig. 5 were evaluated, no consistent
differences in Env surface expression were seen between CD4-dependent
and -independent Env proteins or among chimeras showing greater
fusogenicity (not shown). These findings indicate that neither CD4
independence, the increased fusogenicity of chimeras containing an 8x
TM, nor the poor fusogenicity of the 8x(gp120) chimera could be
explained by different levels of Env on the cell surface.

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FIG. 7.
Surface expression of CD4-dependent and -independent Env
proteins on transfected cells. QT6 cells were transiently transfected
with the Env proteins indicated or a vector-only control (pCDNA), and
surface expression was quantitated by FACS. Shown for each Env protein
is a histogram for cells labeled with NHS (thin line) or serum from an
HIV-1-infected patient (bold line). The percent cells positive (% Pos)
and the mean channel of fluorescence intensity (MCF) are indicated for
cells stained with anti-HIV serum. Thresholds for positivity were
defined so that <5% of cells stained with NHS were considered
reactive.
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Evaluation of a CD4-dependent clone from IIIBx-infected cells.
We also derived a CD4-dependent Env from IIIBx-infected SupT1 cells.
This clone, termed S10, was able to mediate fusion on QT6 cells that
coexpressed CXCR4 and CD4 but was unable to fuse in the absence of CD4
(Fig. 8). Sequence analysis showed that S10 shared several mutations with 8x relative to HXBc2 (eight in gp120
and three in gp41 [Fig. 4]). In addition, S10 contained several
unique mutations: in gp120, G431E in C4 and S461N in V5; in TM, six
additional amino acid changes in the ectodomain and membrane-spanning
domain, including the loss of predicted N-linked glycosylation sites at
positions 611 and 674 (Fig. 4). S10 also contained a 55-nt deletion in
the TM cytoplasmic tail that, similar to 8x, produced a frameshift
mutation and a prematurely truncated cytoplasmic tail. This deletion
also disrupts the rev open reading frame by eliminating the
nuclear localization signal at the N terminus and introducing a
frameshift mutation that truncates the protein before the Rev response
element binding site (47). Finally, S10 lacked several
changes that were present in the 8x gp120 (S143G, G167S, Q310H, and
I423V) and TM (N651I). Even though S10 was functional in fusion assays
on CD4+ CXCR4+ target cells, this
env was unable to generate infectious virus when cloned into
NL4-3 (not shown), likely as a result of its nonfunctional Rev protein.

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FIG. 8.
Mapping determinants for a CD4-dependent clone of IIIBx.
Fusion activity is shown for the CD4-dependent S10 clone of IIIBx and
S10-8x chimeras indicated in Fig. 5. In addition, activity is shown for
an S10 Env in which the G431E mutation in the C4 domain was corrected
(S10-431G) and for an 8x Env that contained this mutation (8x-431E).
Results are expressed as the percentage of S10 luciferase activity on
target cells that coexpressed CXCR4 and CD4.
|
|
Because the S10 Env shared several mutations with 8x but was completely
CD4 dependent, we made a set of chimeras between 8x
and S10 to identify
the determinants for this change. As shown
in Fig.
8, chimeras that
contained the 8x V3 and V4/C4 [8x(V3-C4);S10]
or V4/C4 alone
[8x(V4/C4);S10] on an S10 background exhibited
some CD4 independence,
while the reciprocal chimeras on an 8x
background [S10(V3-C4);8x] and
[S10(V4/C4);8x] were completely
CD4 dependent. Because the S10 V4/C4
domain contained a unique
G431E mutation, we considered the possibility
that this change
could have a negative effect on CD4 independence.
Indeed, when
a Gly was restored at this position in S10 (S10-E431G),
this clone
exhibited a limited degree of CD4 independence on
CXCR4-expressing
target cells. Moreover, when the G431E mutation was
introduced
into 8x (8x-G431E), this clone remained fusion competent but
became
completely CD4 dependent (Fig.
8). Thus, a charge change within
the C4 domain was sufficient to abrogate CD4 independence of 8x,
supporting mapping data from the 8x-HXBc2 chimeras described above
that
implicate this region as being critical to the CD4-independent
phenotype.
CCR5-tropic V3 loop alters chemokine receptor specificity but not
CD4 independence.
Given the importance of the V3 loop in
determining chemokine receptor specificity and the evidence that
determinants for CD4 independence were located outside this domain, we
sought to determine the extent to which tropism and CD4 independence of
8x could be dissociated. An HXBc2 gp120 that contained the V3 loop from
the macrophage/CCR5-tropic isolate HIV-1/BaL (HXB2-V3BaL)
(31) was used to introduce the BaL V3 loop into 8x. The
resulting chimera (8x-V3BaL) was compared to 8x, HXBc2, and HXB2-V3BaL
in fusion assays on target cells that expressed CXCR4 or CCR5, in the
presence or absence of CD4 (Fig. 9). As
expected, HXBc2 and HXB2-V3BaL fused with CXCR4- and CCR5-expressing
cells, respectively, and their activity was strictly CD4 dependent. In
contrast, the 8x-V3BaL chimera was both CCR5 tropic and CD4
independent. Thus, determinants for the CD4 independence of 8x are
functionally distinct from those that mediate tropism for chemokine
receptors.

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FIG. 9.
Construction of a CCR5-tropic, CD4-independent Env. 8x
and HXB2 Env proteins containing V3 loop from the CCR5-tropic Env,
HIV-1/BaL, were constructed, and their fusion activities were compared
to those of parental 8x and HXBc2 Envs on target cells that expressed
CCR5 or CXCR4 with or without CD4. Fusion activity is expressed as the
percentage of luciferase activity of HXBc2 on target cells that
expressed both CXCR4 and CD4. Bars indicate mean + SEM.
|
|
 |
DISCUSSION |
In this report, we describe the derivation and characterization of
a CD4-independent variant of HIV-1/IIIB, termed IIIBx, that could
utilize CXCR4 in the absence of CD4. The 8x env clone of
IIIBx was able to generate a replication-competent, CD4-independent virus when cloned into an HIV-1 provirus and could mediate fusion on
CXCR4-expressing quail cells in the absence of CD4. This clone remained
fusion competent when Arg was substituted for Asp at gp120 position
368, a residue previously shown to be critical to the formation of the
CD4 binding site (34, 44). Sequence analysis of 8x revealed
18 mutations that have not been described in other HIV-1/IIIB proviral
clones and a remarkable net loss of five glycosylation sites on gp120.
Reciprocal chimeras between 8x and a related CD4-dependent clone,
HXBc2, indicated that the determinants for CD4 independence mapped at
least in part to regions outside the hypervariable V1/V2 and V3 loops.
An HXBc2 chimera that contained both the V4/C4 and TM domains of 8x was
CD4 independent, while chimeras that contained either domain alone were
CD4 dependent. In addition, a CD4-dependent clone from the IIIBx swarm,
S10, that contained a unique G431E mutation in the gp120 C4 domain became CD4 independent when this mutation was corrected. Introduction of the G431E mutation into 8x rendered this Env completely CD4 dependent, indicating that a charge change at this position was sufficient to disrupt CD4-independent but not CD4-dependent utilization of CXCR4. In a recent publication, we also demonstrated that the 8x
gp120 bound directly to cells expressing CXCR4 in the absence of CD4,
while the HXBc2 gp120 required pretreatment with soluble CD4 for
binding to occur (28). Collectively, these findings indicate
that a chemokine receptor binding site exists on the gp120 core and
that mutations in this region can, in association with alterations in
TM, render an HIV-1 Env CD4 independent.
The HIV-1 V3 loop has been shown to be a principal determinant for
chemokine receptor specificity for CCR5 and CXCR4 (9-11, 59, 64,
66). More recently, the V1/V2 region has also been shown, in the
context of an appropriate V3, to mediate use of additional chemokine
receptors including CCR3, CCR2b, STRL33, and APJ (29, 53),
suggesting that cooperative interactions between V1/V2 and V3 are
involved in chemokine receptor recognition. These loops are known to
undergo conformational changes following CD4 binding (32, 42, 66,
68) that may facilitate an interaction with a particular
chemokine receptor (32, 66, 68). While these findings have
suggested that V3 itself may contain a chemokine receptor binding site,
the marked genetic diversity of V3 loops among CCR5- or CXCR4-tropic
viruses indicates either that these loops contain a common structural
element or that other regions on Env also contribute to chemokine
receptor utilization. Recently, mutagenesis of a CCR5-tropic HIV-1
gp120 has identified a probable CCR5 binding site on Env that is formed
by a bridging sheet connecting the inner and outer domains of the gp120
core. This region is located between the bases of the V1/V2 and V3
loops and is predicted to be oriented toward the cell membrane
following CD4 binding (52). The remarkable conservation of
amino acids in this region among CCR5- and CXCR4-tropic Envs suggested
that this site could represent a generic chemokine receptor binding
domain capable of interacting with multiple chemokine receptors. These
findings are consistent with a model in which CD4 induces movement of
the V1/V2 and V3 loops, facilitating an initial interaction with a specific chemokine receptor and exposing this conserved binding site,
which is required for fusion to occur (52, 67).
Because determinants for CD4 independence of the 8x clone mapped
outside regions required for chemokine receptor specificity, we
hypothesized that a different V3 might change the chemokine receptor
tropism of 8x without affecting its CD4 independence. Remarkably, when
the V3 loop from a CCR5-tropic Env (HIV-1/BaL) was inserted into 8x,
the resulting chimera was able to mediate CD4-independent fusion on
CCR5-expressing cells. No fusion on CXCR4-expressing cells with or
without CD4 was observed for this chimera. In contrast, a chimera
containing the HIV-1/BaL V3 loop on an HXBc2 background utilized CCR5
but was completely CD4 dependent. Similar results have recently been
shown for soluble gp120s from these Env proteins in binding assays on
CXCR4- and CCR5-expressing cells (28). These findings have
clearly indicated that chemokine receptor specificity and
CD4-independent utilization of that chemokine receptor are mediated by
distinct regions of gp120. Moreover, our data also provide direct
evidence that although specificity determinants on V3 are still
required, a region on the gp120 core that is rendered functional on
CD4-independent viruses is able to mediate fusion by using genetically
divergent chemokine receptors.
The bridging sheet on gp120 noted above is made up largely of amino
acids from the C4 domain and the V1/V2 stem (52). This region has also been shown to contribute to the formation of gp120 epitopes that are induced by CD4 binding (34, 63).
Interestingly, the two mutations in the 8x V4/C4 domain (N386K and
I423V) and a third mutation near the base of the V3 loop (R298K) map to
positions that immediately flank this area (Fig.
10A). As we have shown, an 8x chimera
that included the corresponding V3 and V4/C4 domains from HXBc2 and
that lacked these mutations was highly competent for fusion but was
completely CD4 dependent (Fig. 6). The remarkable proximity of R298K,
N386K, and I423V to the putative chemokine receptor binding domain
suggests that they may expose this site and/or help to present it to
the chemokine receptor during viral attachment. Recent findings from
our lab have demonstrated that recombinant 8x gp120 is able to bind
directly to CXCR4-expressing cells independently of CD4 and that
CD4-induced epitopes that are partially contained within the gp120
chemokine receptor binding domain are stably exposed in the absence of
CD4 binding (28). In addition, the G431E mutation in C4,
which was sufficient to abrogate CD4 independence on S10 and 8x, is
shown by the crystal structure of the gp120 core to be juxtaposed to
residues at the base of the V1/V2 stem that contribute to the chemokine
receptor binding site (Fig. 10B). The acquisition of a negative charge
at this residue could alter the orientation of the V1/V2 loops and/or affect the conformation of the chemokine receptor binding site. Regardless of the mechanism, it is apparent that mutations in or around
this chemokine receptor binding site can positively and negatively
affect the ability of the 8x Env to function without CD4 and is
consistent with the view that CD4 binding improves the overall
efficiency and/or avidity of chemokine receptor utilization.

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FIG. 10.
Locations of HIV-1/IIIBx mutations on the gp120 crystal
structure. (A) A space-filling model of the HIV-1/HXB2 gp120 core
crystal structure is shown (white) in conjunction with a ribbon diagram
for CD4 (yellow) (34). Amino acid sites at which mutations
produced a 50% decrease or increase gp120 binding to CCR5 are shown in
red (52). Of the six mutations in 8x that could be mapped
onto the gp120 core, three (shown in blue) are located immediately
adjacent to this putative chemokine receptor binding site. (B) A ribbon
diagram of the gp120-CD4 complex is depicted in a slightly different
orientation to indicate the position of the G431E mutation, which was
sufficient to abrogate CD4-independent but not -dependent fusion of the
8x clone.
|
|
While the V4/C4 domain is clearly involved with CD4 independence of
IIIBx, it is apparent that other regions of the Env also contribute. A
chimera that contained the 8x V4/C4 on an HXBc2 background was CD4
independent only when it also contained the 8x TM (Fig. 6). In a
previous study of the CD4-independent HIV-2 isolate ROD-B, Reeves and
Schulz observed that mutations in both gp120 and TM (i.e., a Leu-to-Phe
mutation just proximal to the analogous V4 loop and two mutations in
the first heptad repeat of the TM ectodomain) were required for this
phenotype (49). Although the underlying mechanism for this
effect is unclear, regions of the HIV-1 TM have been implicated in a
number of cooperative interactions with gp120 that could affect its
binding to CD4 and/or chemokine receptors (5, 7, 39, 45). Of
note, the putative chemokine receptor binding site on gp120 noted above
is located near the predicted trimer axis of the assembled Env oligomer
where interactions with TM are likely to occur (34). In
recent experiments, we observed that an HXBc2 chimera containing only
the 8x V4/C4 and the 8x frameshift mutation in TM was able to mediate
modest CD4-independent fusion (unpublished observations). Although the mechanism for this effect is unclear, there is precedent for changes in
the TM cytoplasmic tail inducing structural alterations in the TM
ectodomain (51, 61) and/or gp120 (5, 7, 39). As
we demonstrated, although mutations in the TM cytoplasmic tail may
modulate Env expression on the cell surface (35, 43, 60), our findings indicate that neither increased surface expression nor
increased fusogenicity per se can account for the CD4 independence of
these clones. Finally, 8x also contains mutations that are predicted to
eliminate five glycosylation sites in gp120, including N386K noted
above, which lies adjacent to the putative chemokine receptor binding
site. Carbohydrates have recently been implicated in modifying the
immunogenicity of SIV gp120 and in masking neutralization epitopes
(50), and it is possible that the loss of one or more glycosylation sites is involved in helping to expose this chemokine receptor binding site.
Although our studies have implicated mutations in the IIIBx V4/C4 and
TM as determinants for CD4 independence, it should be noted that
mutations in different regions of gp120 have been associated with CD4
independence for other HIV-1 isolates. A CD4-independent variant of
HIV-1/NDK that could infect CXCR4+ CD4
HeLa
cells by virtue of a combination of mutations in the C2, C3, and V3
domains has been described (18). Recent findings by
Kolchinsky et al. showed that determinants for a CD4-independent, CCR5-tropic variant of HIV-1/ADA mapped to point mutations in the
distal region of the V1/V2 stem (33). Despite these genetic differences, CD4-independent viruses could have similar structural bases for this phenotype. In this regard, at least some of the changes
in CD4-independent HIV-1/NDK and HIV-1/ADA are similar to those in
IIIBx, being located near the gp120 bridging sheet where they could
affect the presentation of this region to a chemokine receptor.
HIV has evolved strategies that enable viral replication to continue in
spite of a vigorous host immune response (46, 65). Neutralizing antibodies typically arise late in the course of infection, if at all, and are frequently directed at type-specific rather than group-specific determinants on gp120 (25, 41, 67). The deduced crystal structure of the gp120 core has
suggested that the CD4 binding domain and the chemokine receptor
binding site are poorly accessible and/or are concealed within the Env oligomer (52, 67). In contrast, the exposed surfaces of
gp120 contain hypervariable domains and carbohydrates that may serve as
immunologic decoys for the humoral immune response (6, 50, 62). Approaches to expose these conserved and functionally
critical domains may enable qualitatively different and perhaps more
efficacious immune responses to be generated. Recent studies by LaCasse
and coworkers have demonstrated that a fusion-activated form of Env in
which conserved neutralization epitopes on gp120 and gp41 were apparently exposed was able to generate a potent and broadly
cross-neutralizing antibody response in mice (36). As an
alternate or complementary approach, CD4-independent Envs that are
derived or designed may provide a means to identify and present these
domains in a biologically relevant context. As noted above, we have
recently shown that the soluble 8x gp120 protein exhibits a number of
novel immunological and biochemical properties including the stable
exposure of CD4-induced epitopes and the ability to bind to CXCR4 in
the absence of CD4 (28). These studies have also shown that
IIIBx is highly sensitive to neutralization by sera from some
HIV-infected individuals and to MAbs reactive with CD4-induced
epitopes, suggesting that functional domains that contribute to CD4
independence are also neutralizing sites (28). Future
studies of IIIBx and additional CD4-independent isolates should provide
powerful tools to probe the structure and function of the viral
envelope glycoprotein and lead to the rational design of gp120
molecules with altered immunogenic properties.
 |
ACKNOWLEDGMENTS |
We thank D. Littman for 3T3 cells expressing human CXCR4, B. Cullen for the HXB2-V3BaL chimeric Env, and J. Sodroski for providing unpublished data. HIV-1NL4-3 hemigenome clones p210-19 and
p83-10 were supplied by Ronald Desrosiers through the National
Institutes of Health AIDS Research and Reference Reagent Program,
Division of AIDS, NIAID, NIH. Receptor clones for expression were
kindly provided by Dennis Kolson (CD4), Marc Parmentier (CCR5), and
Steve Peiper (CXCR4). The T7 polymerase recombinant vaccinia virus was a generous gift from Bernard Moss.
This work was supported by grants R21 AI44308 (C.C.L.), RO1-AI40880
(R.W.D.), and RO1-AI45378 (J.A.H.). T.L.H. was supported by the
University of Pennsylvania Franklin Scholars Program and the Pine
Family Foundation.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Duke University
Medical Center, Box 2926, LaSalle St. Ext., Durham, NC 27710. Phone: (919) 684-3819. Fax: (919) 684-4288. E-mail:
clabranc{at}acpub.duke.edu.
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Journal of Virology, December 1999, p. 10310-10319, Vol. 73, No. 12
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Copyright © 1999, American Society for Microbiology. All rights reserved.
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