This study documents the extraordinary complexity of HIV
populations in vivo, findings which have several implications in understanding mechanisms of tissue adaptation and the timing of entry
of HIV into the central nervous system (CNS). The marked sequence
diversity of the p17gag region and the readily
identifiable clusters of sequences in the hypervariable regions of
env (V1/V2, V3, V4, and V5) of NA234 and other study
subjects provided evidence for recombination between different regions
of the genome. For example, variants infecting separate regions of the
brain of NA234 were assembled from two different
p17gag lineages and a limited number of distinct
hypervariable region lineages, often with different combinations within
same autopsy sample (e.g., the V4 and V5 sequences in the LN, CP, and
LF sequences [Fig. 3 to D]). In the other three study subjects, the
different degrees of variability and the discordant phylogenetic
groupings between p17gag and V3 regions indicate
a lack of genetic linkage between these two subgenomic regions and
further support the hypothesis of frequent recombination in vivo.
To date, recombination has been most easily identified between
different subtypes of HIV-1; for example, variants of HIV-1 from
Thailand contain gag sequences resembling those of subtype A
but distinct from subtype A in the env gene (7),
while other viruses appear to have been generated by multiple
recombination events (e.g., HIV-1MAL [10,
37] and subtype I [21]). Recombination has
also been observed upon infection with different strains of HIV-1,
either experimentally in a chimpanzee exposed to the laboratory isolates HIVLAI and HIV-1SF2 (47) or
possibly through multiple exposure to two or more sources of HIV
infection in a blood recipient and an injecting drug user (12,
49). We have now demonstrated that recombination also occurs
within an infected individual between variants descended in each case
from the original infecting strain. The finding that different parts of
the HIV genome can have different evolutionary histories severely
limits the concept of tissue specificity of variants of HIV in vivo,
particularly if these conclusions are based on a single subgenomic
region. For example, the brain-specific and frequently monophyletic
nature of HIV sequences in the pol region (virodemes) of
variants infecting antiviral agent-treated individuals (48)
may not be reflected elsewhere in the genome. Indeed, sequence
relationships in the env gene may differ substantially from
pol, as variation in the former region is more likely to confer phenotypic differences in cellular tropism. The existence of
recombination provides an explanation for discordant phylogenies between p17gag, V1/V2, and V3 that we observed
between brain (in the LF region) and LN sequences in three previous
subjects (14, 23, 24). While sequences in V3 were tissue
specific, sequences in the p17gag and V1/V2
regions were diverse, and some evolutionary lineages were common to
variants recovered from brain, lung, and LN. Our observations support
the hypothesis that recombination may accompany the acquisition of
antiviral resistance, as exemplified by the appearance of
zidovudine-resistant mutants in the peripheral circulation which
occurred without evidence for a comparable bottlenecking in
env (6); V3 sequences showed no reduction in
diversity during the process of population replacement in
pol region.
The diversity of V3 sequences in different brain regions of the four
study subjects was similar to a previous comparison of variants
infecting different brain regions (mean pairwise distance between brain
regions, 0.021 [8], excluding sequences from the LF
region that were highly divergent in sequence and failed to group
phylogenetically with sequences derived from other regions of the
brain). The LF sequences may have originated from exogenous contamination of the PCR, or corresponded to an epidemiologically unlinked isolate in a case of mixed infection. In either case, the
observed degree of sequence divergence was unlikely to have originated
from sequence change over the course of infection within the study subject.
Greater degrees of sequence complexity may also originate from the
presence of different infected cell types in a tissue sample. HIV
sequences amplified from the choroid plexus of NA234 showed the
greatest diversity in the env region, containing variants corresponding to those from lymphoid tissue and brain, consistent with
the presence of virus from blood-derived cells and brain parenchyma.
The proximity of these different cell types in the CP may provide an
opportunity for recombination of HIV to occur, as well as a site of
entry of HIV into the CNS. Without biological characterization of the
variants found in the CP or elsewhere in the brain, it remains unclear
whether recombinant genomes have been selected or represent random
samplings of phenotypically identical viruses. However, the multiple
recombination events observed in this study would provide a powerful
mechanism for adaptation, providing, for example, an effective method
for the spread of antiviral agent resistance or cytotoxic T-cell escape mutants into the CNS. Recombination between these latter determinants and env could produce new virus populations that retain
their neuroadapted phenotype.
The differing sequence relationships between brain-derived and lymphoid
variants from the four study subjects suggests that entry of HIV-1 into
the CNS can occur at different times. The current consensus view that
entry occurs early during HIV infection is supported by the observation
that HIV RNA sequences can be detected in cerebrospinal fluid
throughout the course of infection and by the detection of low levels
of HIV proviral sequences in brains of asymptomatic individuals
(4, 15, 41). Early entry is also supported by the extensive
sequence diversity in the p17gag region of
variants recovered from the brain, such as between lineages A and B
observed in NA234 in this study, which implies several years of
divergent evolution (24). However, the relevance of early
entry into the CNS in the development of late stage HIVE remains
unclear, since active virus replication has not been demonstrated immunocytochemically during early infection (4), and brains show little evidence of pathology apart from the presence of
infiltrating CD8 lymphocytes in perivascular areas.
Evidence for a contribution of late-entering variants to HIVE is
provided by NA173, who showed a distinctive pathology appearance of
HIV-expressing infiltrating macrophages confined to the perivascular regions (Table 1; Fig. 7A). The hypothesis of recent entry of HIV-infected cells into the brain parenchyma was supported by the
observation of close sequence similarity in the V3 region of
brain-derived variants with those obtained from lymphoid cells. This
late-entry picture contrasted strongly with the distribution of HIV
infection in NA128, in which HIV was widely dispersed in white (Fig.
7B) and grey matter, while V3 sequences were distinct between spleen
and brain and heterogeneous within brain (Table 2; Fig. 5C). This
correlation was, however, not supported by sequence comparisons in the
p17gag region, where sequence diversity was
greatest in NA173 and least in NA128.
Indeed, to understand the adaptive significance of the sequence
differences in different parts of the genome, it will in the future be
necessary to analyze functionally the contribution of each genomic
region to the phenotype of the virus. In particular, it will be
important to determine the phenotypic significance of recombination
between the p17gag and env regions,
particularly as variants with different combinations of lineages in the
two regions were associated with distinct pathology appearances.
Understanding what contributes to neurotropism will illuminate the
selective pressures (if any) that produce the recombinant viruses
observed in this study. The lack of genetic linkage in the HIV genome
resulting from recombination greatly enhances its ability to adapt to
several simultaneously acting selection pressures, as indicated by the
rapid emergence in vitro of dual antiviral agent-resistant mutants
(32).
We are grateful to Francis Brannan for preparation of the
sections for immunocytochemistry and for the provision of frozen samples from the MRC Edinburgh Brain Bank. We also greatly appreciate the critical review and discussion contributed by Donald Smith.
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