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Journal of Virology, October 1999, p. 8549-8558, Vol. 73, No. 10
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
Latent Adeno-Associated Virus Infection Elicits
Humoral but Not Cell-Mediated Immune Responses in a Nonhuman
Primate Model
Yosbani J.
Hernandez,1,2,3
Jianming
Wang,1,2,3
William G.
Kearns,4
Scott
Loiler,1,2,3
Amy
Poirier,1,2,3 and
Terence R.
Flotte1,2,3,*
Gene Therapy Center1 and
Departments of Pediatrics2 and
Molecular Genetics and Microbiology,3
University of Florida College of Medicine, Gainesville, Florida
32610, and Department of Pediatrics, Johns Hopkins
University School of Medicine, Baltimore, Maryland
212874
Received 6 April 1999/Accepted 18 June 1999
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ABSTRACT |
Latent infection with wild-type (wt) adeno-associated virus (AAV)
was studied in rhesus macaques, a species that is a natural host for
AAV and that has some homology to humans with respect to the preferred
locus for wt AAV integration. Each of eight animals was infected with
an inoculum of 1010 IU of wt AAV, administered by either
the intranasal, intramuscular, or intravenous route. Two additional
animals were infected intranasally with wt AAV and a helper adenovirus
(Ad), while one additional animal was inoculated with saline
intranasally as a control. There were no detectable clinical or
histopathologic responses to wt AAV administration. Molecular analyses,
including Southern blot, PCR, and fluorescence in situ hybridization,
were performed 21 days after infection. These studies indicated that
AAV DNA sequences persisted at the sites of administration, albeit at
low copy number, and in peripheral blood mononuclear cells.
Site-specific integration into the AAVS1-like locus was observed in a
subset of animals. All animals, except those infected by the intranasal
route with wt AAV alone, developed a humoral immune response to wt AAV
capsid proteins, as evidenced by a
fourfold rise in anti-AAV
neutralizing titers. However, only animals infected with both wt AAV
and Ad developed cell-mediated immune responses to AAV capsid proteins. These findings provide some insights into the nature of anti-AAV immune
responses that may be useful in interpreting results of future
AAV-based gene transfer studies.
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INTRODUCTION |
Adeno-associated virus type 2 (AAV)
is a nonpathogenic parvovirus that generally requires coinfection with
a helper virus, such as an adenovirus (Ad) or herpesvirus, to undergo
productive infection (3, 4, 7). In cultured cells infected
with wild-type (wt) AAV in the absence of helper virus, AAV establishes a latent infection (5, 11, 22) and often integrates site specifically into a sequence located on the q arm of human chromosome 19, termed the AAVS1 site (19, 20, 29-31, 35). AAV proviral DNA remains in this latent state until rescued by a helper virus. Studies on the mode of viral integration suggest that tandem copies of
the viral DNA are inserted into the host cell chromosome in a
head-to-tail orientation via the inverted terminal repeats of the virus
(28).
Due to its lack of pathogenicity and its ability to establish
persistent infections in human cells, AAV has gained acceptance as a
potential vector for human gene therapy (18). Recombinant AAV (rAAV) vectors mediate stable in vivo expression in a wide range of
different tissues including the lungs (16), muscles (12, 13, 26, 40), brain (2, 24, 27, 39), spinal cord (34), retinas (14, 32, 43), and liver
(36). The use of AAV vectors has not been associated with
significant toxicity in animal models. In addition, two phase I trials
of recombinant AAV vectors have been undertaken in patients with cystic
fibrosis (15, 38).
Despite the growing body of data regarding the biology of AAV latency
in vitro, very few studies have examined this phenomenon in vivo.
Epidemiologic studies have shown a high prevalence of AAV2
seropositivity (6, 8, 9). However, it is not known whether
seropositivity is indicative of previous productive infection or of
latent infection. Although infectious wt AAV has been cultured from
samples from the respiratory and gastrointestinal tract in association
with productive helper virus infection (9), latent AAV DNA
has been found only in peripheral blood mononuclear cells (PBMCs)
(21). Since humans and monkeys are the only species known to
possess the AAVS1 integration sequence (35), they are the
only two in vivo models which would be expected to faithfully reflect
the wt AAV latency pathway. One previous study examined the
interactions between rAAV vectors, wt-AAV and Ad in a rhesus macaque
model and demonstrated that the productive phase of the wt AAV life
cycle could be reproduced in that model (1).
In this study, we have examined latent wt AAV infection in that same
rhesus model. Additional studies investigated the cell specificity of
persistence, the integration state of latent viral genomes, and the
immune responses to viral infection. In this setting, persistence was
observed, although site-specific integration was infrequent. wt AAV
genomes were detectable both at the site of administration and in
circulating PBMCs. Neutralizing antibodies directed against wt AAV were
observed in serum 21 days postinfection in animals infected
intramuscularly or intravenously with wt AAV alone, but cell-mediated
immune responses were elicited only in the presence of helper Ad.
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MATERIALS AND METHODS |
Preparation of wt AAV.
wt AAV was prepared with 293 cells
grown as monolayers in Dulbecco modified Eagle medium, supplemented
with 10% fetal bovine serum and 100 U of penicillin-streptomycin per
ml, at 37°C under humidified air containing 5% CO2. The
cells were grown to confluency on Cell Factories (Nunc) and infected
with wt AAV seed stock at a multiplicity of infection (MOI) of 1. The
cells were coinfected with Ad5 at an MOI of 3. After 48 h, the
cultures were harvested, resuspended in phosphate-buffered saline
(PBS), and frozen and thawed three times. The crude lysate was heated
at 56°C for 15 min to inactivate Ad and then centrifuged for 5 min at
9,000 × g to remove cellular debris. The
supernatant's volume was raised to 10 ml with PBS and loaded onto a
HiTrap heparin affinity column (Pharmacia Biotech) at a rate of 1 ml
per min with a peristaltic pump (Bio-Rad). The column was then washed
with 20 ml of 0.01 M sodium phosphate buffer (pH 8) at a rate of 1 ml
per minute. The flowthrough was retained and later analyzed. Virus was
eluted at a rate of 1 ml per min (15 ml total volume) with a salt
gradient (0 to 1 M NaCl) in 0.01 M sodium phosphate buffer (pH 8).
Fifteen fractions were collected and analyzed by PCR and sodium dodecyl sulfate-polyacrylamide gel electrophoresis (SDS-PAGE). PCR-positive fractions were pooled, and CsCl was added to the pooled sample to a
density of 1.41 g per ml (refractive index, 1.3710). The sample
was then loaded onto an ultracentrifuge tube (Beckman) and centrifuged
in an SW50 swinging-bucket rotor (Beckman) at 35,0000 rpm at 4°C for
24 h. The contents of the tube were then fractionated (500-µl
fractions) and dialyzed against PBS by using an ultraconcentrating tube
with a molecular mass cutoff of 50 kDa (Amicon). The dialyzed fractions
were then analyzed for the wt AAV genome by PCR. The positive fractions
were pooled and analyzed by SDS-PAGE.
SDS-PAGE.
Viral capsid proteins were analyzed by PAGE. A
5-µl volume from each fraction was denatured, mixed with 1× loading
dye (final concentrations, 12.5 mM NaH2PO4, 35 mM Na2HPO4, 0.5% SDS, 0.5%
-mercaptoethanol, 75 µg of bromophenol blue per ml, and 3 M urea), and loaded onto a 10% polyacrylamide gel (Bio-Rad). Samples were electrophoresed at 100 V for 2 h at room temperature with a
MiniProtein electrophoresis apparatus (Bio-Rad). The gel slab was then
fixed, stained with Coomassie blue (2.5 mg/ml in 45% methanol-10%
acetic acid) at room temperature overnight, and destained (in 30%
methanol-6% acetic acid) for several minutes until the background
cleared, to visualize protein bands.
QC-PCR to determine the physical titer of AAV.
The physical
titer was assessed by a PCR-based protocol. A 1-µl sample was taken
from the purified stock and treated with 10 U of DNase (Boehringer
Mannheim) in 10 mM MgCl2-50 mM Tris-HCl (pH 7.5) (total
volume, 100 µl) for 1 h at 37°C. The sample was then treated
with proteinase K (Boehringer Mannheim) at a final concentration of 0.2 µg/ml for 1 h at 37°C, using the manufacturer's recommended
buffer conditions. Viral DNA was then purified by two phenol-chloroform
extractions and one phenol extraction. The sample was precipitated with
ethanol and then centrifuged at 10,000 × g for 15 min.
The supernatant was carefully discarded. The DNA pellet was resuspended
in 10 µl of distilled H2O. The sample was then serially
diluted. A PCR cocktail containing 1 µl of serially diluted viral
sample and different amounts of the internally deleted competitor
template was prepared. The PCR mixture consisted of 50 mM KCl, 10 mM
Tris-HCl (pH 9.0), 1.5 mM MgCl2, 200 mM each dATP, dGTP,
dCTP, and dTTP, 0.5 U of Taq polymerase (Promega), and 5 pmol of each amplification primer. The primers used for quantitative
competitive (QC)-PCR were as follows: the 5' primer sequence was
5'-TGGCCCACCACCACCAAAGCCCGCA-3' hybridizing to wt AAV
nucleotides (nt) 2283 to 2308, and the 3' primer sequence was
5'-TGGCCCGCCTTTCCGGTTCCCGAGG-3' hybridizing to wt AAV nt
2668 to 2693. Thirty-five cycles of PCR were performed with the
following program: 96°C for 1 min, 72°C for 1 min, and 60°C for 1 min. The products were analyzed on a 1.5% agarose gel stained with
ethidium bromide. These primers generated a 410-bp product from the wt AAV sequence and a 360-bp product from the standard template. Quantification was performed by comparing the PCR bands of the known
standard template to the unknown concentration of the competitor.
Infectious-center assay to determine the biological titer of
AAV.
The infectious-center assay was used as a means of
quantifying the infectivity of purified wt AAV. The assay measures the ability of the virus to infect, uncoat, and replicate. 293 cells were
plated in a 96-well plate at 50%. At 24 h later, the wells were
infected at serially diluted amounts of the purified wt AAV and with Ad
at an MOI of 10. The cells were then incubated for 24 h and
harvested with trypsin-EDTA solution. The cells from individual wells
were suspended in 5 ml of PBS and vacuum filtered onto wet nylon
membrane filters (Whatman). They were lysed by placing the membrane for
5 min (cell side up) on filter paper saturated with 10% SDS,
processed, and hybridized at 60°C with an AAV [32P]DNA
probe specific for wt AAV (AAV2) radiolabeled by random priming
(Boehringer Mannheim). Individual spots corresponding to infectious
centers were visualized by autoradiography and counted manually.
Vector construction and production.
The recombinant AAV,
rAAV-UF5, expressing the humanized green fluorescent protein (hGFP)
transgene driven by a cytomegalovirus promoter was packaged as
previously described by Zolotukhin et al. (43) with
Ad5-infected 293 cells cotransfected with a helper plasmid (to provide
rep and cap from an ori construct) and a vector plasmid containing the cDNA flanked by AAV inverted terminal repeats. The vector was purified by two successive CsCl ultracentrifugation steps.
Animal experiments.
Eleven female rhesus macaques ranging
from 2 to 3 years of age and weighing between 2.8 and 4.2 kg were
obtained (Covance Research). Sera from the animals were assayed for AAV
antibodies prior to purchasing. The animals were housed at the
University of Florida Animal Facility. The animals were sedated during
all procedures by administration of 10 mg of Ketamine per kg
intramuscularly. wt AAV (1010 IU) was administered
intravenously (into the right femoral vein) to two animals in a 3-ml
suspension of bacteriostatic 0.9% sodium chloride. Three animals
received 1010 IU of wt AAV into the left quadriceps muscle
(6.5 cm from the patella) in a 500-µl suspension of bacteriostatic
0.9% sodium chloride. Three other animals received 5 × 109 IU of wt AAV in a 250-µl suspension of bacteriostatic
0.9% sodium chloride into each nostril (for a total dosage of
1010 IU). Two animals received coadministrations of wt AAV
and a mutant form of Ad. These two animals received 5 × 109 IU of wt AAV in a 250-µl suspension of bacteriostatic
0.9% sodium chloride into each nostril (for a total wt AAV dosage of
1010 IU) plus 5 × 107 PFU of AdHR405 per
nostril (for a total AdHR405 dosage of 108 PFU). AdHR405 is
a host range mutant form of Ad selected for growth on monkey cells
(1, 10). The control animal was given 250 µl of
bacteriostatic 0.9% sodium chloride into each nostril and was sedated
regularly along with the other animals. The animals were bled every 7 days throughout the study.
Genomic DNA analysis.
High-molecular-weight DNA was
extracted from animal tissue by using QIAamp tissue kits (Qiagen). The
DNA concentration was determined by spectrophotometric analysis of the
optical density at 260 nm. The DNA (30 µg) was digested for 24 h
with KpnI (New England BioLabs) under conditions recommended
by the manufacturer. The DNA was then separated by agarose gel
electrophoreses (1% agarose) in TBE buffer (10 mM Tris borate, 2 mM
EDTA [pH 8]). The agarose gel was acid treated for 20 min with 0.2 N
HCl and denatured for 15 min with 1.5 M NaCl-0.5 M NaOH. The agarose
gel was then neutralized with 3 M NaCl-0.5 M Tris and then blotted via
capillary forces by using 20× SSC (1× SCC is 0.15 M NaCl plus 0.015 M
sodium citrate) (Sigma) onto nylon membranes. The nylon membrane was
then baked for 2 h at 80°C under vacuum. The membranes were
hybridized at 60°C with an AAV [32P]DNA probe specific
for wt AAV (AAV2) radiolabeled by random priming (Boehringer Mannheim).
The hybridization solution contained 6× SSC, 0.5% SDS, 1×
Denhardt's solution, 20 µg of herring sperm DNA per ml, and 0.01 M
EDTA. The membrane was washed in large volumes of 2× SSC-0.1% SDS at
60°C, dried, placed in an X-ray cassette (Kodak), and exposed to
X-ray film (Kodak) for several days.
DNA PCR for detection of viral genomes and site-specific
integration.
Genomic DNA samples from peripheral blood mononuclear
cells (PBMCs) and from the sites of virus administration were purified with QIAamp blood kits (Qiagen). High-molecular-weight DNA was extracted from animal tissue by using QIAamp tissue kits. PCR was
carried out with 100 ng of genomic DNA (or 1 µl of fractioned material) added to 50 µl of total PCR cocktail (ingredients and primers are given above). Thirty-five cycles of PCR were performed with
the following program: 96°C for 1 min, 72°C for 1 min, and 56°C
for 1 min. The products were analyzed on a 1% agarose gel, stained
with ethidium bromide, transferred to nitrocellulose, and hybridized
with a wt AAV-specific probe radiolabeled by random priming (Boehringer Mannheim).
To detect site-specific integration, DNA samples that were positive for
AAV sequences by the internal PCR described above were also analyzed by
the PCR dot blot methods described by Yang et al. (41), in
which the 5' PCR primer was chosen from within the 3' end of the wt AAV
sequence (5'-ATAAGTAGCATGGCGGGTTA-3') and was directed
outward from the proviral insert while the 3' primer was chosen from
within the AAVS1 site (5'-GCATAAGCCAGTAGAGCTCA-3'). Homology
between the primer sequence and the rhesus sequence was confirmed by
sequence alignment. PCR products were immobilized on nylon membranes by
using a Schleicher and Schuell Minifold II dot blot manifold, and a
random-primed 32P-labeled probe from the end of the AAV
genome [the 180-bp PvuII-XbaI fragment from
pSub201(+)] was used for the hybridization. The specificity of this
signal for AAV-chromosomal junctions was confirmed by comparison with a
control in which only the internal AAV probe was used.
Fluorescence in situ hybridization (FISH) analysis.
Metaphase chromosomes and interphase nucleus preparations were prepared
by a mitotic shakeoff method (25). Hypotonic fixation and
slide preparation were performed by standard cytogenetic methods. A
wild-type AAV probe was labeled and hybridized to each preparation as
previously described (25). Photomicrographic images of
nuclear signals were acquired by using a cooled charge-coupled device camera under the control of the Metamorph software package.
Neutralizing-antibody assay.
293 cells were plated in a
96-well plate at 50 to 75% confluency (5 × 103 cells
per well). The cells were cultured overnight at 37°C in humidified
air containing 5% CO2. The following day, serial dilutions of animal serum (day 0 and day 21) were incubated with 105
IU (equivalent to an MOI of 10) of recombinant AAV expressing the hGFP
transgene (rAAV-UF5). The dilutions were performed in Hanks balanced
salt solution a 100-µl total volume. The sample was then incubated at
37°C for 1 h. After 1 h, the medium from the previously
plated cells was removed and 100 µl of Dulbecco modified Eagle medium
supplemented with 20% heat-inactivated fetal bovine serum and 200 U of
penicillin-streptomycin per ml containing 2 × 105 PFU
of Ad was added. Additionally, 100 µl of the serially diluted serum
plus rAAV-UF5 solution was added to the wells. The cells were cultured
for 24 h at 37°C in humidified air containing 5% CO2. After 24 h, the transgene product was visualized
under a fluorescence microscope. The end point was defined as the
dilution of serum which inhibited the transgene efficiency by at least 10-fold.
Antigen-specific lymphocyte proliferation assay to assess
cell-mediated immunity to AAV.
Heparinized whole blood (5 ml) was
collected and diluted 1:1 in Hanks buffered salt solution in a conical
centrifuge tube. Ficoll-Hypaque (5 ml; Pharmacia) was slowly layered at
the bottom of the conical tube. The tube was then centrifuged for 30 min at 500 × g at room temperature. The layer above
the clear layer was carefully removed with a sterile transfer pipette.
The removed material was transferred to a centrifuge tube containing 10 ml of Hanks buffered salt solution and centrifuged for 10 min at 500 × g at room temperature. The supernatant was
removed, and the cell pellet was washed again with 10 ml of Hanks
buffered salt solution and recentrifuged for 10 min at 500 × g at room temperature. The supernatant was discarded, and the
cell pellet was resuspended in 2 ml of RPMIC+ medium
(CellGrow). The cells were counted by a Trypan blue exclusion method.
-Mercaptoethanol was added at 2 µl per ml of cell suspension (adjusted to account for 106 cells per ml). Two 96-well
plates were set up for every animal, one for the antigen (VP3 capsid
proteins) and a second for the mitogen phytohemagglutinin as a positive
control. Cells were plated on the wells, and the respective agent was
added and incubated for 3 days at 37°C in humidified air containing
5% CO2. On day 3, 20 µl of a 1:20
[3H]thymidine dilution was added to the mitogen-treated
plate. On day 4, the mitogen-treated cells were removed and the level
of radioactivity was determined. On day 5, 20 µl of a 1:20
[3H]thymidine dilution was added to the antigen-treated
plate. After 24 h, the plate was harvested and the level of
radioactivity was determined by liquid scintillation counting.
Tissue preparation and histology.
Tissues from the lungs,
nasal passages, trachea, thymus, bronchial lymph nodes, heart, liver,
spleen, pancreas, kidney, jejunum, mesenteric lymph nodes, gonads,
brain, and muscles were isolated aseptically and placed in 4%
paraformaldehyde for 24 h at 4°C. The tissues were then embedded
in paraffin, and 10-µm sections were made. The sections were then
stained with hematoxylin and eosin, coverslipped, and photographed with
a Zeiss Axioskop upright microscope.
 |
RESULTS |
Preparation of wt AAV.
Since one of the primary goals of this
study was to characterize immune responses to AAV in both latent and
productive AAV infections, it was essential to eliminate contaminating
proteins that could serve as adjuvants to an anti-AAV host response. To purify wild-type AAV free of Ad proteins and other contaminants, an
affinity purification method based on the recently described discovery
of heparan sulfate proteoglycan as an attachment receptor for AAV2 was
developed (37). A cleared lysate of Ad5- and AAV2-infected 293 cells was loaded directly onto a heparin affinity column, washed in
low-salt buffer, and eluted with a continuous NaCl gradient, ranging in
concentration from 0 to 1 M. Fifteen successive fractions were analyzed
for viral proteins by SDS-PAGE with silver staining (Fig.
1A) and for viral genomes by PCR (Fig.
1B). AAV genomes were detected in fractions 1 through 10, while the
majority of cellular proteins were eluted in fractions 9 through 15. While this is not quantitative, more intense PCR signals were observed in fractions 6 to 9. These fractions corresponded to a concentration of
0.4 to 0.6 M NaCl in the elution buffer, indicating that this would be
the optimal salt concentration for eluting the bound viral particles.
The positive fractions were further purified by CsCl density gradient
ultracentrifugation, and the resultant CsCl gradient fractions were
analyzed for wt AAV DNA by PCR. PCR-positive fractions (Fig.
2A) were observed at a refractive index
of 1.3715 (
= 1.41 g/cm3). Peak fractions were
pooled and examined by PAGE with silver staining (Fig. 2B). In the
final material, only three protein bands were detectable, and these
migrated at apparent molecular masses identical to those predicted for
AAV capsid proteins (62, 73, and 87 kDa). No contaminating proteins
were detectable.

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FIG. 1.
Analysis of heparin-Sepharose affinity column fractions.
(A) AgCl-stained polyacrylamide gel of fractions eluted from a
heparin-Sepharose affinity column. The lanes represent aliquots of each
of 15 successive 1-ml fractions eluted with a continuous NaCl gradient
at concentrations ranging from 0 to 1 M. (B) Ethidium bromide-stained
agarose gel of wt AAV-specific PCR amplification products from each of
the same 15 fractions.
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FIG. 2.
Analysis of CsCl gradient fractions. (A) Ethidium
bromide-stained agarose gel of wt AAV-specific PCR amplification
products from each of 10 successive fractions of a continuous CsCl
density gradient. (B) Silver-stained polyacrylamide gel of the
PCR-positive fractions.
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To determine the yield and infectivity of virus, we independently
assessed the physical and biological titers of wt AAV in the
preparation. The physical titer was determined by genome quantitation via QC-PCR. By using this technique, it was estimated that there were
1013 particles of AAV per ml of solution (Fig.
3). To determine the biological titer of
this virus preparation, a cell-based infectious-center assay was used.
The infectious titer was 1011 IU per ml (Fig. 3). This
particle-to-IU ratio of 100 compares favorably with that reported by
others for wt AAV (20 to 200) and is superior to that achieved with
recombinant vectors under standard conditions.

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FIG. 3.
Quantitation of biological and physical titers of wt
AAV. (A) Autoradiographic images of nylon membranes onto which had been
immobilized Ad-infected 293 cells infected with serial dilutions of the
wt AAV stock used in later rhesus experiments. A
32P-labeled wt AAV-specific probe was used to detect
"infectious centers", each of which appears as a discrete dot on
the autoradiograph. (B) Ethidium bromide-stained gel of amplification
products from the quantitative competitive PCR used to quantitate wt
AAV genomes.
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Animal studies.
To validate the use of rhesus macaques
(Macaca mulatta) as a model of AAV latency, we cloned and
sequenced the rhesus AAVS1 locus from rhesus genomic DNA (data not
shown). After sequence alignment with the human sequence, it was
determined that there was moderate sequence homology between the human
and rhesus loci at the two key sites within this locus, the Rep binding
element and terminal resolution site (trs), while the
intervening sequence was identical. Based on these findings, an in vivo
model of latent AAV infection was established. Each of eight rhesus
macaques was infected with 1010 IU by one of several routes
(intranasal, intravenous, or intramuscular). Two additional animals had
a productive infection with wt AAV established by intranasal
coadministration of wt AAV and Ad2HR405, a host range mutant Ad
selected for growth on monkey cells (10). One additional
animal was inoculated with isotonic saline intranasally as a control.
All the animals were analyzed for antibodies to AAV capsid proteins
prior to experiments.
Analysis of DNA persistence at the site of virus entry.
To
determine whether infection with wt AAV resulted in persistence of AAV
DNA at the site of inoculation, DNA was isolated from each site and
examined by Southern blot analysis. Based on a previous study with
recombinant AAV indicating that systemically delivered vector is
distributed mostly to the liver (17), liver tissue was taken
from animals infected intravenously. Muscle tissue was used from
animals infected intramuscularly, and nasal tissue was used from
animals infected intranasally with and without helper viruses. The
abundance of viral DNA was below the level of detection by Southern
blotting at each of the sites of infection (Fig.
4A), despite having a sensitivity of
<0.1 copy of AAV DNA per cell. This was unexpected, given that we
delivered at least 103 to 104 viral genome
copies per cell at the site of administration in the muscle, assuming
that between 107 and 108 nuclei would be
present in the region of muscle subtended by a 500-µl injection. The
same samples were then analyzed by a PCR assay for internal wt AAV
sequences (sensitive to 0.001 copy per cell), and several were found to
be positive for AAV DNA (Fig. 4B).

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FIG. 4.
Southern blot and PCR analysis for wt AAV DNA at the
site of administration. (A) Southern blot of unamplified,
KpnI-digested genomic DNA isolated from the site of wt AAV
administration. Liver tissue from animals infected intravenously (lanes
1 and 2), muscle tissue from animals infected intramuscularly (lanes 4 to 6), and nasal tissue from animals infected intranasally either
without (lanes 8 and 9) or with (lanes 10 and 11) helper Ad were
examined. Liver, muscle, and nasal epithelial DNAs from a
saline-injected control animal were also examined (lanes 3, 7, and 12, respectively). Plasmid DNAs equating to 0.1, 1, 10, and 100 copies of
wt AAV genomes per cell were included as standards (lanes 13 to 16, respectively). (B) PCR analysis for internal AAV-Rep gene sequences was
performed for each of the same samples.
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PBMC DNA.
One previous study (21) had shown
evidence of AAV DNA persistence in peripheral blood cells after
naturally occurring infections. To determine whether this could have
occurred in our animals, genomic DNA was isolated from lymphocytes and
amplified by PCR with wt AAV primers. DNA was isolated from lymphocytes
21 days after viral infection and amplified with wt AAV primers (see
Materials and Methods) under optimized conditions. Lymphocytes isolated from both of the intravenously infected animals were positive for AAV
DNA (Fig. 5, lanes 1 and 2). Of the
intramuscularly infected animals, only one (95B005) was positive for
AAV DNA (lane 5). Additionally, one of the intranasally infected
animals was positive for AAV DNA (95B032) (lane 7). Neither of the
intranasally infected animals given helper virus was positive for AAV
DNA (lanes 8 and 9).

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FIG. 5.
PCR detection of wt AAV sequences in PBMC DNA. Genomic
DNAs isolated from purified PBMCs from intravenously infected animals
(lanes 1 and 2), intramuscularly infected animals (lanes 3 to 5),
animals infected intranasally without helper Ad (lanes 6 and 7), and
animals infected intranasally with both AAV and Ad2HR405 (lanes 8 and
9) were amplified by using wt AAV primers and probed with AAV
sequences. DNA from a saline-injected control animal was also examined
(lane 10). (A) Ethidium bromide-stained agarose gel of the PCR
products. (B) Southern blot hybridization of that same gel.
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Site-specific integration.
To determine whether site-specific
integration had occurred within the rhesus AAVS1-like locus, all organ
DNA samples that had scored positive by PCR for internal AAV sequences
were also assayed by a junction PCR dot blot assay described by Yang et al. (41). Junction sequences were amplified with a 5' primer within the AAV "tail" (3' end) directed outward from the genome sequence (5'-ATAAGTAGCATGGC-GGGTTA-3') and a 3' primer from
the AAVS1 site (5'-GCATAAGCCAGTAGAGCTCA-3'). A dot-blot
hybridization was used to detect amplified products, since previously
published data indicated that this amplification produces a
heterogeneous mix of products that are not easily distinguished by
agarose gel electrophoresis with ethidium staining. To distinguish
tail-to-tail junctions between two viral genomes from bona fide
AAV-cell DNA junctions, the reactions were also performed with a single
internal AAV primer in the reaction. This primer alone would be
expected to amplify inverted tandem (tail-to-tail) forms whether or not they are integrated.
The positive control for this assay was genomic DNA extracted from a
culture of IB3-1 cells (CF bronchial epithelial cell line) infected
with wt AAV2 at an MOI of 5. This cell line showed both a strong signal
with the double primer pair (Fig. 6,
bottom row) and a weaker signal with the single internal AAV primer, consistent with a tail-to-tail junction between two viral genomes. The
negative control was genomic DNA from uninfected IB3-1 cells. Evidence
of site-specific integration in both the nasal epithelium and the PBMCs
from one of the animals that had received vector intranasally was
observed by this assay (Fig. 6). Two of the animals that had received
intravenous injections of AAV showed very faint site-specific
integration signals in hepatocyte DNA. The specificity of this signal
for AAV-cell DNA junctions as opposed to AAV-AAV junctions was
confirmed by the lack of amplification with the single AAV PCR primer.
DNA sequencing of such junctions is a subject for future studies.

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FIG. 6.
PCR dot blot assay for site-specific integration into
the rhesus AAVS1 site. A PCR dot blot assay specific for AAV-AAVS1
junctions was performed with both primers (bottom row of dots) or with
the single internal AAV primer (top row), which serves as a control to
distinguish signals from AAV-AAV junctions. Lanes: 1, positive control
DNA from AAV-infected IB3-1 cells; 2, negative control DNA from
uninfected IB3-1 cells; 3, negative control DNA from a saline-injected
monkey; 4 and 5, cell DNA from the nose of AAV- and Ad2HR405-infected
monkeys; 6 and 7, cell DNA from the nose of animals infected with AAV
alone; 8 to 10, muscle DNA from animals infected intramuscularly; 11 and 12, liver cell DNA from animals receiving intravenous doses of
AAV.
|
|
FISH analysis.
FISH was performed on cell cultures isolated
either from solid organs at the site of administration (muscle or
nose), from the skin fibroblasts from the intravenously infected
animals, or from PBMCs from wt AAV-infected animals 21 days
postinfection. Of particular note, none of the muscle, nose, or skin
samples were positive by FISH, while numerous PBMCs were positive.
These FISH data were consistent with the Southern blot data indicating a low copy number of AAV DNA at the site of administration. FISH preparations of lymphocyte interphase nuclei showed wt AAV DNA signals
in animals infected intranasally with helper virus (Fig. 7A) and animals infected intramuscularly
(Fig. 7B). No signals were observed in lymphocyte interphase nuclei of
the control animal (Fig. 7C). Additionally, the signal numbers were
greater in the lymphocytes isolated from the animal infected
intranasally with wt AAV and helper virus (Table
1). Metaphase nuclei were examined by
FISH for wt AAV DNA in all the groups of animals, and none were
positive. However, due to the low mitotic index of these primary
cultures, there were only one to five metaphase nuclei available for
scoring on most culture samples. This very small number of metaphase
spreads present would make it difficult to detect integration by this
method.

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FIG. 7.
FISH for detection of wt AAV DNA in interphase nuclei of
PBMCs. PBMC cultures taken from animals 21 days after wt AAV infection
were examined for viral DNA. wt AAV DNA was visualized in the
interphase nuclei of lymphocytes isolated from animals coinfected with
wt AAV and Ad (A), an intramuscularly injected animal (B), and a
control animal (C).
|
|
The overall incidence of FISH-positive PBMCs was also analyzed. Of 100 PBMC interphase nuclei examined from each study group, 3% of the PBMCs
from animals infected with AAV alone intranasally were positive,
compared with 15% from the intramuscularly infected animals and 6%
from animals coinfected with AAV and Ad (Fig.
8). The 1% of lymphocytes that
apparently show positive FISH signals represent the background on this
assay.

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FIG. 8.
Frequency of FISH positivity. A total of 100 interphase
nuclei were counted, and the number of cells displaying at least one
signal was counted and considered a positive FISH result. No signals
were observed in interphase nuclei from myoblast, nasal epithelial, or
skin fibroblast cell cultures. IM, intramuscular.
|
|
Neutralizing-antibody responses to wt AAV infection.
To assess
whether rhesus monkeys infected with wt AAV developed humoral immune
responses, sera were collected prior to and 21 days after infection and
assayed for in vitro anti-AAV neutralizing activity. Neutralizing
activity was found in most of the preinfection sera. A significant
increase in neutralizing-antibody response was defined as a fourfold
increase in neutralizing titer between the pre- and postinfection
samples. Most of the infected animals did develop a significant
neutralizing-antibody response (Fig. 9).
This included animals that were infected with AAV alone by the
intravenous or intramuscular route and animals infected intranasally with both AAV and Ad. In contrast, animals infected nasally with wt AAV
alone did not develop a significant increase in anti-AAV neutralizing
antibodies (Table 2). To determine
whether 21 days was sufficient to detect a response, one of these
animals (96B026) was monitored for over 7 weeks and bled on two
additional occasions, and it still did not have a detectable response.
This animal was later immunized with 100 µg of purified VP3 as a
positive control and was then found to develop neutralizing antibodies
within 21 days after administration (data not shown).

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FIG. 9.
Anti-AAV neutralizing antibody activity. Shown are
fluorescence micrographs of Ad-infected 293 cells coinfected with a
rAAV-GFP vector preincubated with monkey serum from either day 0 (day
of infection) or day 21 after in vivo coinfection with wt AAV and
Ad2HR405.
|
|
Cell-mediated immunity to wt AAV.
To determine whether
cell-mediated immune responses to AAV had occurred, lymphocytes from wt
AAV-infected animals were exposed ex vivo to AAV capsid antigen and the
extent of antigen-specific stimulation of lymphocyte proliferation was
assessed. The stimulation index was calculated by dividing the number
of cpm of [3H]thymidine incorporated into lymphocyte
cultures in the presence of the specific antigen (with 1, 5, or 10 µg
of the antigen) by the number of cpm incorporated into parallel
cultures grown in the absence of antigen (28). Based on
previous norms for this assay, a positive response was defined as a
stimulation index of 3. The viability of each of these PBMC cultures
was confirmed by PHA stimulation of parallel wells, and each showed a
stimulation index of
3.0.
At baseline, all animals were negative in this assay. On day 26, animals infected with wt AAV intravenously (95B002 and 95B003) were
negative in this assay (stimulation index, <1), as were the animals
infected intramuscularly (stimulation indices, 1.8 and 2.7) and
intranasally (stimulation indices, 2.1 and 1.9) (Fig. 10). In contrast, animal 95B039, which
was infected intranasally with both wt AAV and Ad, had a stimulation
index of 3.8. Thus, only the animal with productive helper virus
infection developed a specific cell-mediated immune response to AAV
capsid proteins.

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FIG. 10.
Antigen-specific lymphocyte proliferation. Peripheral
blood lymphocytes from animals infected with wt AAV (intravenous
[i.v.], intramuscular [i.m.], intranasal, and intranasal
coinfection with Ad) were incubated in the presence of wt AAV capsid
proteins (VP3) and assayed for proliferative responses. The stimulation
index represents the ratio of the amount (cpm) of
[3H]thymidine incorporated in the presence of the
specific antigen to the amount incorporated by parallel cultures grown
in the absence of the specific antigen. A positive response to the AAV
capsid antigen is indicated by a stimulation index of 3.
|
|
Tissue examination.
Histological examination was
performed to determine if inflammation or cellular infiltration
had occurred in response to wt AAV infection at the site of infection.
Tissues isolated from muscle, liver, kidney, and lungs from animals
infected intramuscularly and intravenously were histologically
examined. No morphological abnormalities were observed in any case
compared to matched tissue samples from the control animal (Fig.
11). Tissues from the nasal cavity and
trachea of intranasally infected animals were also examined (Fig. 12).
No abnormalities were observed in the animals infected intranasally
with wt AAV alone. However, animal 95B039, which was coinfected with wt
AAV and Ad demonstrated goblet cell hyperplasia (Fig.
12B) in the nasal epithelium. The
control animal had no apparent increase in goblet cell number.

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FIG. 11.
Absence of cellular infiltration at site of injection
after wt AAV infection. Paraformaldehyde-fixed tissue sections were
prepared from animals 21 days after infection with wt AAV. Muscle
tissue from intramuscularly infected animals 96C041 (A), 95B005 (B),
95B025 (C), and 95B025 (D) was examined for infiltrative cellular
responses at the site of injection. Liver (E), kidney (F), lung (G),
and muscle (H) tissue from intravenously injected animal was also
examined. No histological abnormalities were observed compared to liver
(I), kidney (J), lung (K), and muscle (L) tissues from the control
animal.
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FIG. 12.
Lack of cellular infiltration after intranasal wt AAV
infection. Paraformaldehyde-fixed tissue sections from the nose and
trachea were prepared from animals 21 days after infection with wt AAV.
Infection with helper virus (AdHR405) gave no cellular response in
tracheal tissue (A and C) compared to the control (F and I). There was,
however, an enlargement of goblet cells in intranasally infected
animals (B). No infiltrative cellular response was observed in animals
infected intranasally with wt AAV alone (D and E) compared to the
control (G).
|
|
 |
DISCUSSION |
Despite the high prevalence of AAV infection in humans, relatively
little data is available with regard to the latency of wt AAV in vivo.
Current models of AAV latency are derived from experiments performed
with immortalized and primary cell lines. Our findings indicate that
viral DNA persists both at the site of administration and in peripheral
blood cells. Notably, the only published data about isolation of latent
AAV DNA from humans was from peripheral blood cells in a pattern
consistent with our findings (21). The data presented here
did not allow a precise determination of the in vivo integration
frequency. Although site-specific integration was apparently present in
some instances, the frequency of this process appears to be rather low.
Previous findings with recombinant AAV in the respiratory tract also
indicated infrequent integration (1). However, previous studies with recombinant AAV vectors in muscle have indicated that
vector genomes persist in muscle either as integrated proviral genomes
or as high-molecular-weight concatemers (12, 13, 40). There
are several potential reasons why our studies might have underestimated
the integration frequency somewhat. One possibility is that sampling of
the sites of administration may have been imprecise. It is also
possible that despite having integrated into host cells, these cells
were eliminated by the immune response. This seems very unlikely,
however, since elimination of infected cells by cytotoxic T lymphocytes
would typically be associated with positive findings on the
antigen-specific lymphocyte proliferation assay and with histological
changes at the site of delivery. Finally, it is possible that rhesus
monkeys simply do not represent a suitable host for AAV. The fact that
productive infections have been achieved in this model (1)
and that it possesses an AAVS1-like site with moderate homology to the
human sequence argue against that possibility. However, there are
significant limitations to the rhesus model, both as a model of
productive infection and as a model of latency. The host range mutant
Ad strains are less efficient for replication in culture than are wt Ad
strains and thus may not faithfully reproduce Ad infection in vivo.
Furthermore, the AAVS1-like sequences we identified have not been
proven to be functional for AAV integration.
FISH analysis of PBMCs also suggested that wt AAV sequences persist in
these cells, as evidenced by signals on interphase nuclei. However, no
signals were detectable on metaphase chromosomes. Since less than 15%
of cells were positive in the interphase nuclei in every case, however,
one would not expect the examination of such a small number of
metaphase spreads (five or fewer per sample) to show integration even
if it occurred in every case where AAV DNA was persistent. The
accessibility of these rather short target sequences to hybridization
with the FISH probes would also be expected to be greater with the
unwound chromatin of interphase nuclei than with that observed in
condensed metaphase chromosomes. There was also a notable lack of FISH
signals on nuclei from primary cells isolated from the site of vector
administration. While our group has found positive FISH signals from
bronchial epithelial cells harvested from the site of rAAV-CFTR
administration (1), the possibility remains that the process
of establishing primary culture somehow selects for a population of
cells that are less likely to be latently infected. Recent in vivo data
with rAAV indicate that terminally differentiated cells may be more
permissive for AAV infection. If this is the case, the process of
establishing a primary culture, which favors the growth of less
differentiated cells, could substantially underestimate the actual
frequency of integration in vivo.
Previous studies indicated that 60% of adults are seropositive for AAV
and that this seroconversion occurs early in life (6). It
has never been known whether this humoral immune response to AAV capsid
was elicited primarily by productive infection or by latent infection.
The evidence presented here suggests that nonhuman primates can develop
a neutralizing-antibody response to wt AAV in the absence of helper
virus if infected parenterally but that mucosal exposure without helper
virus does not elicit such a response. These results are compatible
with data generated from experiments with rAAV, in which administration
to the maxillary sinus did not elicit an anti-capsid antibody response,
while intramuscular administration did so in several cases (12,
33, 40).
It is also notable that cell-mediated immune responses to a single dose
of rAAV were observed only in the presence of active AAV replication,
i.e., in the presence of helper virus. This is also consistent with
previous results with rAAV. These data are consistent with the findings
of Joos et al. (23), which indicated that antigen-presenting
cells are relatively resistant to AAV infection. Alternatively, the
helper virus may simply be providing an adjuvant effect. It is
important to point out that these studies represent a single-exposure
paradigm and that repeated dosing might have resulted in more vigorous responses.
To limit any adjuvant effects from contaminants in our wt AAV
preparations, careful purification and quality control assays were
used. We used properties of the recently described AAV receptor to
purify large quantities of wt AAV. The use of a heparin affinity column
prior to isopycnic centrifugation yielded a large viral particle
number. Additionally, the viral stock appeared to be free of Ad
proteins and other contaminating proteins. Viral genomes were
quantified by QC-PCR, and the infectivity of the virus was quantified
by the infectious-center assay. Thus, the physical titer was
1013 particles per ml, compared to the biological titer of
1011 IU per ml, for a particle-to-IU ratio of 100, which is
nearly optimal for a DNA virus. The method described herein is similar to one recently described by Zolotukhin et al. (42).
In summary, the rhesus macaque was used as a model of latent wt AAV
infection. In this model, wt AAV persisted both at the site of
administration and in peripheral blood cells and in some instances
integrated within an AAVS1-like site. Furthermore, latent AAV infection
was capable of eliciting humoral immune responses but not cell-mediated
immunity. While the immune response data is quite consistent with the
results of previous reports with wt AAV, the lack of site-specific
integration calls into question the relevance of such findings in cell
cultures ex vivo. Additional studies by methods more sensitive for
detecting low-frequency integration are required before a definite
conclusion can be drawn about the capacity of AAV to integrate site
specifically in vivo.
 |
ACKNOWLEDGMENTS |
This work was supported by a grant from the National Institute
for Diabetes, Digestive, and Kidney Diseases (DK51809).
Many thanks to David Muir for assistance with column chromatography
techniques, to Kye Chesnut, Barry Byrne, and Nick Muzyczka for advice
on this work, and to Mark Atkinson for assistance with immune response assays.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: University of
Florida Gene Therapy Center, Academic Research Bldg. Rm. R1-191, 1600 SW Archer Rd. (JHMHSC Box 100266), Gainesville, FL 32610-0266. Phone:
(352) 846-2739. Fax: (352) 846-2738. E-mail:
flotttr{at}peds.ufl.edu.
 |
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Journal of Virology, October 1999, p. 8549-8558, Vol. 73, No. 10
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
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