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Journal of Virology, January 1999, p. 81-91, Vol. 73, No. 1
Department of Human Retrovirology, Academic
Medical Center, University of Amsterdam, 1105 AZ Amsterdam, The
Netherlands
Received 22 July 1998/Accepted 29 September 1998
Some retroviruses with an extended repeat (R) region encode the
polyadenylation signal within the R region such that this signal is
present at both the 5' and 3' ends of the viral transcript. This
necessitates differential regulation to either repress recognition of
the 5' polyadenylation signal or enhance usage of the 3' signal. The
human immunodeficiency virus type 1 (HIV-1) genome encodes an
inherently efficient polyadenylation signal within the 97-nucleotide R
region. Polyadenylation at the 5' HIV-1 polyadenylation site is
inhibited by downstream splicing signals, and usage of the 3'
polyadenylation site is triggered by an upstream enhancer element. In
this paper, we demonstrate that this on-off switch of the HIV-1 polyadenylation signal is controlled by a secondary RNA structure that
occludes part of the AAUAAA hexamer motif, which we have termed the polyA hairpin. Opening the 5' hairpin by mutation triggered premature polyadenylation and caused reduced synthesis of viral RNA,
indicating that the RNA structure plays a pivotal role in repression of
the 5' polyadenylation site. Apparently, the same hairpin structure
does not interfere with efficient usage of the 3' polyadenylation site,
which may be due to the presence of the upstream enhancer element.
However, when the 3' hairpin was further stabilized by mutation, we
measured a complete loss of 3' polyadenylation. Thus, the thermodynamic
stability of the polyA hairpin is delicately balanced to allow nearly
complete repression of the 5' site yet efficient activation of the 3'
site. This is the first report of regulated polyadenylation that is
mediated by RNA secondary structure. A similar hairpin motif that
occludes the polyadenylation signal can be proposed for other
lentiviruses and members of the spumaretroviruses, suggesting that this
represents a more general gene expression strategy of complex retroviruses.
Reverse transcription of a
retroviral genome produces a double-stranded DNA copy that is longer
than the RNA template at both the 5' and 3' ends (40). This
additional genetic information is generated in an intricate reverse
transcription mechanism that includes strand transfers onto redundant
sequences. All retroviral RNA genomes therefore contain a repeat (R)
region that constitutes the extreme 5' and 3' ends of the viral
transcript. The length of this R region varies significantly among
retroviruses. It can be as short as 16 nucleotides in the mouse mammary
tumor virus and as long as 228 nucleotides in the human T-cell leukemia
virus type 1 (HTLV-1). At the 3' end of the viral RNA, the AAUAAA
polyadenylation signal is recognized by cellular enzymes that
produce a polyadenylated RNA. Some retroviruses with an extended R
region encode the polyadenylation signal within the R region such that
it is present at both the 5' and 3' ends of the viral transcript. This
necessitates differential regulation either to repress recognition of
the 5' polyadenylation signal or to enhance usage of the 3' signal.
The human immunodeficiency virus type 1 (HIV-1) has been reported to
have both regulatory features. Usage of the 3' polyadenylation site is
promoted by an upstream enhancer motif that is uniquely present at the
3' end of viral transcripts (13, 20, 23, 41, 42). This
upstream sequence element (USE) appears to stabilize binding of the
cleavage polyadenylation specificity factor (CPSF) to the AAUAAA
hexamer motif (24). Repression of the 5'
polyadenylation site is mediated by two mechanisms. First, the 5'
polyadenylation site becomes active when moved further downstream in
the transcript (14, 44). Thus, the 5' HIV-1 polyadenylation
site is repressed because it is positioned too close to the
transcription initiation site. A possible mechanistic explanation for
this effect was recently provided by the observation that
polyadenylation factors gain access to the nascent transcript through
the RNA polymerase II complex (34). It is possible that the
transcription complex engaged in synthesis of the HIV-1 leader
transcript is not yet competent for polyadenylation. A second possible
repression mechanism is that the 5' polyadenylation site is
negatively influenced by the major splice donor signal (SD) that
is uniquely present downstream of the 5' polyadenylation site
(3, 4). Mutational inactivation of the SD site in
full-length HIV-1 transcripts triggered usage of the 5' polyadenylation
site (3). This repression is mediated by binding of the U1
snRNP to the splice donor site, but it is currently unknown how this
affects 5' polyadenylation site usage (4). This example may
be one of a growing number of cases in which the splicing machinery
influences the process of polyadenylation (16).
Previous studies with reporter gene constructs indicated that the HIV-1
sequence represents an inherently efficient polyadenylation signal.
Transfection studies with mutant HIV-1 polyadenylation signals
indicated that the efficiency of this polyadenylation site can be
down-modulated by stable RNA structure (30). When in vitro
evolution techniques were used to select for functional variants of the
HIV-1 polyadenylation site, sequences lacking stable secondary
structure were obtained (27, 28). Notwithstanding the
potential repressive effect of RNA structure, we previously reported
that the natural HIV-1 polyadenylation site is embedded within a
hairpin structure of intermediate stability, which we have termed the
polyA hairpin (Fig. 1 and
2), which flanks the well-known
trans-acting responsive (TAR) element (17).
Although the sequence of this part of the viral genome varies
significantly among different HIVs and simian immunodeficiency viruses
(SIVs), all isolates can fold a similar polyA hairpin structure of
comparable thermodynamic stability (9). The phylogenetic
conservation suggested a critical role for this structured RNA motif in
virus replication, and this was confirmed in studies with mutant
viruses (18). Opening of the hairpin structure in both the
5'R and 3'R regions of the HIV-1 genome did severely affect virus
replication. Through prolonged culturing of these mutant viruses,
revertant viruses with improved replication capacity were obtained.
Analysis of such phenotypic revertants revealed that additional
mutations had been introduced into the sequences encoding the polyA
hairpin. Although different mutations were observed in individual
revertants, all nucleotide changes restored the hairpin conformation
(10). These results demonstrate an absolute requirement for
this structured RNA motif in virus replication, but they do not reveal
the function of the 5' or 3' element. Previous studies indicated that
the 5' polyA hairpin contributes to packaging of the RNA genome into virus particles (18, 33), but the hairpin may play
additional roles in the replication cycle.
0022-538X/99/$04.00+0
Copyright © 1999, American Society for Microbiology. All rights reserved.
A Hairpin Structure in the R Region of the Human Immunodeficiency
Virus Type 1 RNA Genome Is Instrumental in Polyadenylation
Site Selection
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ABSTRACT
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References
![]()
INTRODUCTION
Top
Abstract
Introduction
Materials & Methods
Results
Discussion
References

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FIG. 1.
A tandem hairpin motif is present at both ends of HIV-1
genomic RNA. (A) A schematic of HIV-1 proviral DNA is shown at top with
the LTRs subdivided into the U3, R, and U5 domains. The terminal R and
U5 elements (R region is boxed) are also present in the primary
transcript. This R-U5 region encodes the TAR and polyA hairpins, and
details of the latter's RNA structure are provided in Fig. 2. The
polyA hairpin encompasses the polyadenylation signal (the AAUAAA
hexamer motif, indicated by a triangle). This motif is apparently
ignored in the 5' context but is used efficiently at the 3' end of the
HIV-1 sequences. Cleavage and subsequent polyadenylation occur 19 nucleotides downstream of the hexamer. The resulting mature transcript
represents the unspliced genomic HIV-1 RNA. (B) The pLAI-R37 construct
used in this study contains a 3'LTR deletion that truncates the 3'R.
The 3' HIV-1 polyadenylation site is absent and replaced by the SV40
polyadenylation site (also marked as a triangle). The primary
transcript and the products of 5' and 3' polyadenylation are shown. The
full-length HIV-1 RNA was specifically detected by a gag-pol
probe in dot blot assays (see Fig. 3). An RT-PCR protocol was used to
specifically amplify the prematurely polyadenylated transcript form
(see Fig. 6).

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FIG. 2.
The wild-type and mutant polyA hairpins. The wild-type
polyA hairpin conformation was established by several lines of
evidence: RNA structure probing, phylogenetic comparison, and the
analysis of mutants (reviewed in reference 7). The
hairpin was mutated in different ways (nucleotide numbers refer to
positions in the 5' R-U5 of HIV-1 RNA). The polyadenylation signal, the
AAUAAA hexamer, is indicated in boldface type. The
thermodynamic stability (free energy,
G) of the RNA
structures was calculated by the Zuker algorithm (46) and is
indicated below the stems (in kilocalories per mole). In mutant A, the
hairpin was stabilized by a single nucleotide substitution (boxed) and
deletion (
) of two bulges. The hairpin was destabilized in mutant B
by four nucleotide substitutions (boxed). The hairpins of the A
revertant and the B revertant were obtained upon prolonged culturing of
the corresponding mutant viruses (clones A120-3 and B127-4 in reference
18). We circled the reversion-based mutations that
restore the wild-type hairpin stability. In mutants C and D,
destabilizing mutations (boxed) were introduced in the right- and
left-hand side of the stem, respectively. The mutated segments of C and
D were combined in the double mutant CD, which repairs the lower part
of the stem.
In this study, we set out to test whether the HIV-1 polyA hairpin is involved in differential regulation of polyadenylation. For instance, the stem-loop structure may either stimulate polyadenylation in the 3'R context or inhibit polyadenylation in the 5'R context. We therefore analyzed the viral transcripts generated by HIV-1 genomes with mutant or revertant hairpin motifs at either the 5' or 3' end. We report that destabilization of the 5' polyA hairpin triggers premature polyadenylation, suggesting that the wild-type structure is involved in occlusion of the 5' polyadenylation site. In the 3' context with the USE enhancer, the wild-type polyA hairpin does not interfere with efficient polyadenylation. However, 3' polyadenylation can be efficiently inhibited by further stabilization of the hairpin. These results suggest that the role of the polyA hairpin is to create a regulatable polyadenylation site, which can be either repressed in the presence of silencers (5' situation) or activated in the presence of an enhancer (3' situation). The thermodynamic stability of the polyA hairpin needs to be fine-tuned to allow the on-off switching of polyadenylation.
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MATERIALS AND METHODS |
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Cells and viruses. C33A cervix carcinoma cells (ATCC HTB31) (5) were grown as a monolayer in Dulbecco's modified Eagle's medium supplemented with 10% fetal calf serum and minimal essential medium nonessential amino acids at 37°C and in 5% CO2. C33A cells were transfected by the calcium phosphate method. Cells were grown to 60% confluency in 24-well multidish plates. One microgram of DNA in 22 µl of water was mixed with 25 µl of 50 mM HEPES (pH 7.1), 250 mM NaCl, 1.5 mM Na2HPO4 and 3 µl of 2 M CaCl2, incubated at room temperature for 20 min, and subsequently added to the culture medium (1 ml). The culture medium was changed after 16 h.
CA-p24 levels. Culture supernatant was heat inactivated (30 min at 56°C) in the presence of 0.05% Empigen-BB (Calbiochem, La Jolla, Calif.). CA-p24 concentration was determined by a twin-site enzyme-linked immunosorbent assay (ELISA) with D7320 (Biochrom, Berlin, Germany) as the capture antibody, alkaline phosphatase-conjugated anti-p24 monoclonal antibody (EH12-AP), and the AMPAK amplification system (Dako Diagnostics Ltd., ITK Diagnostics BV) as described previously (35, 36). Recombinant CA-p24 expressed in a baculovirus system was used as the reference standard.
DNA constructs. A derivative of the full-length molecular HIV-1 clone pLAI (37) was used to produce wild-type and 5' long terminal repeat (LTR)-mutated viruses. In this vector, pLAI-R37, the 3'LTR was truncated at the SacI site (12). Because this results in deletion of the 3' HIV-1 polyadenylation site, sequences encompassing the chloramphenicol acetyltransferase gene and a simian virus 40 (SV40) polyadenylation site were placed downstream of the truncated 3'LTR (Fig. 1). The polyA hairpin sequence was modified by oligonucleotide-directed in vitro mutagenesis on the Blue-5'LTR subclone as previously described (18). All mutations were verified by sequence analysis. The mutated 5'LTR was subsequently introduced into the pLAI-R37 vector as a XbaI-ClaI fragment. Nucleotide numbers presented here refer to the position on the genomic HIV-1 RNA transcript, with +1 being the capped G residue.
We also constructed pLAI variants with the mutated polyA hairpin sequences in both the 5' and 3' ends of the viral genome. The respective Blue-5'LTR subclones were used as templates in a standard PCR with the sense primer in the R region (AD-R1, positions +7 to +29) and the antisense primer LAI-3'A (proviral DNA positions 9746 to 9767). The latter primer was designed to amplify the exact LTR region and introduced a flanking AatII restriction site. The PCR fragments and the Blue-3'LTR subclone (32) were double digested with SacI-AatII to replace the 3'LTR region. The mutant 3'LTR was subsequently introduced as a XhoI-BglI fragment in the corresponding 5'-mutated pLAI-R37 constructs to create the 5'-3' double mutants.Isolation of virion and cellular viral RNA.
At 2 or 3 days
after transfection of C33A cells, the culture medium was centrifuged at
2,750 × g for 5 min to remove cells. Viral RNA was isolated
from 300 µl of the virus-containing supernatant by incubation with
500 µg of proteinase K per ml in the presence of 1% sodium dodecyl
sulfate (SDS), 2.5 mM EDTA, and 1 µg of glycogen (as a carrier to
increase the efficiency of subsequent precipitations) at 37°C for 30 min and extracted twice with phenol-chloroform-isoamyl alcohol
(25:24:1). The RNA was precipitated with 0.3 M sodium acetate (pH 5.2)
and 70% ethanol at
20°C, pelleted by centrifugation (20 min at
16,000 × g), washed with 70% ethanol, and dried.
20°C.
Quantification of HIV-1 RNA. Virion and cellular viral RNA was spotted onto nitrocellulose membranes (BA-S 85; Schleicher and Schuell) by a slot blot manifold and hybridized with a 32P-labeled HIV-1 gag-pol probe (PvuII fragment of pLAI, positions +691 to +2881), as previously described (18). Hybridization signals were quantitated with a PhosphorImager (Molecular Dynamics). To verify the absence of contaminating DNA, a duplicate RNA sample was incubated with 0.5 N NaOH at 55°C for 30 min prior to slot blotting. This resulted in a complete loss of the hybridization signals, indicating that the observed hybridization signals corresponded exclusively to genomic RNA.
Reverse transcriptase PCR (RT-PCR) protocol. RNA isolated from transfected C33A cells was used as template for first-strand cDNA synthesis with oligonucleotide G(T)19 as primer. RNA (4 µl) was mixed with 100 ng of G(T)19 primer in 10 µl (final volume) of 50 mM Tris-HCl (pH 8.5), 8 mM MgCl2, 30 mM KCl, 1 mM dithiothreitol, and deoxynucleoside triphosphates (dNTPs) (dATP, dCTP, dGTP, and dTTP; 3 mM each). The primer was annealed onto the RNA by incubation at 85°C for 2 min and at 65°C for 10 min and then cooled to room temperature in approximately 30 min. Five units of avian myeloblastosis virus reverse transcriptase (Boehringer Mannheim) in 10 µl of 50 mM Tris-HCl (pH 8.5)-8 mM MgCl2-30 mM KCl-1 mM dithiothreitol was added, and the mixture was incubated at 42°C for 30 min.
To amplify the cDNA products of HIV-1 transcripts that were polyadenylated at the 5' site, the cDNA was used as template for PCR with a 5' primer identical to HIV-1 R sequences (AD-R1, positions +7 to +29) and G(T)19 as 3' primer. Four microliters of cDNA was mixed with 100 ng of AD-R1, 100 ng of G(T)19 and 1 U of Taq polymerase (AmpliTaq, Perkin-Elmer) in 50 µl (final volume) of 20 mM Tris-HCl (pH 8.3), 50 mM KCl, 2 mM MgCl2, 0.2 mM each dNTP and 100 µg of bovine serum albumin. The mixture was heated at 95°C for 5 min, and then 35 PCR cycles were performed (1 min at 95°C, 1 min at 55°C, and 20 s at 72°C), followed by a 10-min incubation at 72°C and a rapid cooling down to 4°C. PCR products were analyzed by agarose gel electrophoresis and Southern blotted onto a nylon membrane (Zeta probe; Bio-Rad). To quantitate the PCR products, the filters were hybridized with a 32P-labeled anti-TAR oligonucleotide (sequence complementary to positions +27 to +56) in 0.5 M sodium phosphate (pH 7.2), 7% SDS, 1 mM EDTA, and 50 µg of salmon testis DNA per ml at 60°C for 16 h. Membranes were washed in 40 mM sodium phosphate (pH 7.2)-1% SDS at 60°C three times for 5 min and once for 15 min, and then for 5 min in 40 mM sodium phosphate (pH 7.2) at room temperature. Hybridization signals were quantitated with a PhosphorImager (Molecular Dynamics).RNase protection assay.
For the production of
32P-labeled antisense transcripts, plasmids containing
wild-type or mutant LTR sequences were used. In the wild-type
construct, the XbaI-ClaI fragment of pLAI,
encompassing the complete 5'LTR untranslated leader and 5' part of the
gag gene, had been cloned in pBluescriptII KS+
(Blue-5'LTR in the study described in reference 8).
Mutant and revertant polyA hairpins had been introduced in this plasmid (18). Plasmid DNA was digested with XbaI, and 0.5 µg of linearized template was transcribed in vitro with 10 U of T3
RNA polymerase (Boehringer) at 37°C for 1 h, in 10 µl of
transcription buffer (40 mM Tris-HCl [pH 8.0], 6 mM
MgCl2, 10 mM dithiothreitol, 2 mM spermidine, 0.5 mM ATP,
0.5 mM CTP, 0.5 mM GTP, 0.1 mM UTP) containing 40 µCi of
[
-32P]UTP (3,000 Ci/mmol) and 10 U of RNase inhibitor
(Boehringer). After incubation with 5 U of DNase I (RNase free) at
37°C for 15 min, the RNA product was size separated on a 4%
polyacrylamide-7 M urea sequencing gel. The gel fragment containing
the full-length transcript was isolated and incubated with 400 µl of
0.3 M sodium acetate (pH 5.2) and 400 µl of phenol-chloroform-isoamyl
alcohol (25:24:1) at 37°C for 16 h. After centrifugation at
16,000 × g for 5 min, the upper phase was transferred
to a new tube, and the eluted RNA transcript was precipitated by the
addition of 3 volumes of ethanol. The RNA was pelleted at 16,000 × g for 20 min and resuspended in 200 µl of 10 mM
Tris-HCl (pH 8.0)-1 mM EDTA. After extraction with phenol and
phenol-chloroform-isoamylalcohol (25:24:1), the RNA was precipitated
with 0.3 M sodium acetate and 70% ethanol, washed with 70% ethanol,
and dried. The riboprobe was resuspended in 80 µl of hybridization
buffer {80% formamide, 40 mM PIPES
[piperazine-N,N'-bis(2-ethanesulfonic acid)] [pH 6.4], 0.4 M NaCl, 1 mM EDTA}.
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RESULTS |
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The polyA hairpin mutants. We recently demonstrated that stabilization and destabilization of the polyA hairpin (Fig. 2, mutants A and B) significantly impaired virus replication (18). Upon prolonged culturing of these mutants, phenotypic revertants with improved replication capacity were obtained. These revertants had acquired additional mutations that restored the thermodynamic stability of the polyA hairpin (Fig. 2, A and B revertants). The pivotal role of this hairpin structure in virus replication was also demonstrated by another set of mutants in which destabilizing mutations had been introduced in the right- or left-hand side of the base-paired stem (mutants C and D, respectively) and a double mutant CD that combined these mutations, allowing the formation of new base pairs. Whereas the destabilized mutants C and D showed a severe replication defect, the double mutant replicated more rapidly than the two individual virus mutants (18).
Destabilization of the 5' polyA hairpin reduces the level of cellular HIV-1 RNA. To identify the role of the 5' polyA hairpin in HIV-1 replication, the mutant and revertant polyA hairpin sequences were introduced into a derivative of the full-length proviral clone pLAI. In this plasmid, pLAI-R37, the 3'LTR region is truncated, and the polyA hairpin sequence is present only in the complete 5'LTR (Fig. 1B). This construct was used to distinguish among the 5' and 3' terminal HIV-1 sequences in RNA probing experiments (see below). An SV40 polyadenylation site was placed downstream of the truncated 3'LTR to ensure the production of polyadenylated viral transcripts. Wild-type, mutant, and revertant constructs were transfected into C33A cells (human cervix carcinoma cells that do not express the CD4 receptor), resulting in the transient production of viral RNA and protein and the assembly of virions. At 2 days after transfection, cellular RNA was isolated, and the level of unspliced HIV-1 RNA was determined by dot blot analysis with a gag-pol probe (Fig. 3A). For the destabilized mutants (B, C, and D), the level of viral RNA was reduced to approximately 60% of the wild-type level. The HIV-1 RNA level was not affected for the stabilized mutant A and constructs with a hairpin of approximately wild-type stability (the double mutant CD and the A revertant but not the B revertant). Apparently, destabilization of the 5' polyA hairpin reduced the level of viral RNA in the cell. The production of viral proteins was measured in the culture supernatant by CA-p24 ELISA (Fig. 3B). Despite the differences in the level of intracellular viral RNA, we measured similar CA-p24 levels for the wild-type, mutant, and revertant constructs, which is in agreement with previous Western blotting experiments with cellular extracts (18). There may be differences in the translatability of the wild-type and mutant HIV-1 transcripts, but this issue was not further addressed in this study.
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The effect of the polyA hairpin on RNA packaging. The virion RNA level was measured by dot blot analysis with the gag-pol probe and compared with the amount of CA-p24 (Fig. 3C). This virion RNA content was reduced significantly for the destabilized mutants B, C, and D, and the B revertant, whereas a wild-type level was observed for the A mutant and revertant and the CD double mutant. This finding is consistent with published results and was previously interpreted to indicate a defect in the process of RNA packaging (18, 33). However, because the opening of the polyA hairpin also affected the intracellular level of HIV-1 RNA (Fig. 3A), the virion RNA content may not be an appropriate measure of the RNA packaging efficiency. Therefore, we calculated the ratio of virion RNA to intracellular HIV-1 RNA to determine the packaging efficiency (Fig. 3D). An approximately wild-type level of RNA packaging is now apparent for all mutant and revertant constructs. These results suggest that the process of RNA packaging is not directly affected by the opening of the polyA hairpin. It appears that the RNA packaging efficiency is sensitive to changes in the intracellular concentration of HIV-1 RNA.
The polyA hairpin is involved in repression of 5' polyadenylation. Destabilization of the 5' polyA hairpin reduced the intracellular level of HIV-1 RNA (Fig. 3A). Several mechanistic explanations can be proposed. Similar to the function of the TAR hairpin, the polyA hairpin may be required for efficient transcription from the upstream LTR promoter. Alternatively, opening of the 5'-terminal hairpin may reduce the stability of the viral RNA. Because we measured only unspliced RNA, the possibility that mutation of the polyA hairpin led to an increase in the splicing efficiency cannot be excluded either. Finally, the polyadenylation site located within the 5' polyA hairpin may be activated by destabilization of the structure, resulting in premature polyadenylation and the production of extremely short HIV-1 transcripts.
To study the effect of the hairpin mutations on viral RNA production, total cellular RNA was isolated from transfected C33A cells and analyzed by RNAse protection assays. HIV-1 RNA was hybridized to a riboprobe complementary to the U3, R, and U5 sequences (Fig. 4A). Upon digestion with RNase A, protected fragments resulting from 5' polyadenylated RNAs and from spliced and unspliced 3' polyadenylated RNAs were detected (Fig. 4B) and quantitated (Fig. 5). For this quantitative comparison of the different protected fragments, all signals were corrected for the number of labeled nucleotides incorporated in the respective probe fragments. For the destabilized mutants B, C, and D, the intracellular level of HIV-1 RNA, both the spliced and unspliced transcripts, was reduced to approximately 60% of the wild-type level (Fig. 5A). The RNA level was partially restored for the B revertant and was fully restored for the double mutant CD. Similar results were obtained when HIV-1 RNA was quantitated by the probe fragment that is protected by the 3'-terminal HIV-1 sequences just upstream of the cat gene and the SV40-based polyadenylation site (Fig. 5B). Stabilization of the 5' hairpin in mutant A did not affect the level of HIV-1 RNA, as measured by the combined 5' signals (spliced and unspliced), as well as the 3' signal. The RNase protection results confirm the results of the dot blot analysis (Fig. 3A) and demonstrate that destabilization of the 5' polyA hairpin causes a reduction in the amount of viral RNA. The results also indicate that mutation of the polyA hairpin does not affect the splicing efficiency of the primary transcript because the ratio of spliced to unspliced RNAs was not significantly altered for these constructs (Fig. 5A), with the possible exception of the B revertant (see below).
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Polyadenylation at the 3' end is suppressed by further stabilization of the polyA hairpin. An intriguing observation is that the 5' polyadenylation site of the wild-type HIV-1 genome is used at a low frequency. Thus, production of full-length viral transcripts can be optimized slightly by complete repression of the 5' polyadenylation site. This may be the case for the stabilized mutant A, which showed no premature polyadenylation (Fig. 5C and 6). It can be argued that viral replication can be improved by stabilization of the 5' polyA hairpin. However, because the sequence of the 5'R element will be dominantly inherited in both LTRs of the viral progeny after a single round of reverse transcription (31), it is anticipated that such an improvement of viral RNA expression will be overshadowed by a severe polyadenylation defect caused by the same RNA structure in the 3'R. To directly test this, we made new HIV-1 constructs with two complete LTRs encoding the wild-type, A, or B mutant polyA hairpin. We will refer to these double mutants as wt/wt, A/A, and B/B.
The RT-PCR procedure was used to analyze viral RNA isolated from transiently transfected cells. With these full-length proviral constructs, the RT-PCR protocol cannot distinguish among 5' and 3' polyadenylated RNAs. Thus, the amount of cDNA product represents the sum of both types of RNA. A prominent cDNA signal was obtained for the wt/wt construct (Fig. 6C). Because the wild-type genome was shown to inefficiently use the 5' polyadenylation site, this signal represents essentially the 3' polyadenylated viral transcripts. An approximately wild-type level of RT-PCR product was obtained for the B/B construct. Because opening of the 5' hairpin triggered significant levels of premature polyadenylation, this RT-PCR product represents the sum of both 5' and 3' polyadenylation. When both hairpins were stabilized, as in mutant A/A, the RT-PCR signal was reduced dramatically. This result indicates that polyadenylation in the 3' context is also efficiently inhibited by stable RNA structure. Thus, having a more stable hairpin in the 5'R may modestly improve the production of viral transcripts, but the same structure causes an overwhelming polyadenylation defect in the 3'R. This result is consistent with the severe replication defect described for the mutant virus with the stable A hairpin in both R regions (18).| |
DISCUSSION |
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We tested whether secondary RNA structure played a role in the differential usage of the polyadenylation signal that is present in both the 5'R and 3'R region of the HIV-1 genome. Several models of regulated HIV-1 polyadenylation site usage have been proposed, including the presence of 5'-specific silencer and 3'-specific enhancer elements (3, 13, 14, 20, 23, 24, 41-44). The presentation of the AAUAAA polyadenylation signal in a hairpin structure may provide additional regulatory possibilities. This polyA hairpin has been demonstrated to be essential for virus replication (18). In this study, we report that the hairpin is required for efficient repression of the 5' polyadenylation site. The opening of the 5' structure induced premature polyadenylation and reduced the amount of spliced and unspliced viral transcripts. Apparently, this repressive potential of RNA structure is overcome at the 3' polyadenylation site in the presence of the USE enhancer. Polyadenylation at the 3' site was inhibited when the stability of the 3' hairpin was increased further by mutation. Thus, the stability of the polyA hairpin is fine-tuned to allow efficient repression in the 5'R yet full activation in the 3'R. This modulating role is illustrated in the model presented in Fig. 7.
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The HIV-1 polyadenylation signal has been demonstrated to represent an inherently efficient polyadenylation sequence in reporter constructs. In our model, the role of the polyA hairpin is to repress this efficiency. The suboptimal context of the structured HIV-1 polyadenylation site allows both repression of 5' polyadenylation through the SD mechanism (3, 4) or through promoter proximity (14, 44) and activation of 3' polyadenylation through the USE mechanism (13, 20, 23, 24, 41, 42). Thus, the idea that occlusion of the HIV-1 polyadenylation site by RNA structure plays a critical role in differential polyadenylation does not replace the existing models but rather provides a mechanistic explanation for 5' down-regulation and 3' up-regulation. Conceivably, rapid folding of the polyA hairpin structure on the nascent viral transcript will delay the recognition by polyadenylation factors, such that sufficient time is available for recognition of the major SD by the U1 snRNP (4). As the RNA commits itself to the splicing reaction, e.g., is transported into spliceosomes, it will become less accessible to the polyadenylation factors. The presence of the inhibitory RNA conformation also explains why the 3' polyadenylation site requires the USE enhancer for full activity. Thus, a complex interplay of polyadenylation and splicing signals, repressive RNA structure, and either enhancer or silencer motifs are involved in regulated HIV-1 polyadenylation.
Interestingly, the TAR hairpin structure (Fig. 1) is also thought to perform a critical function as part of the nascent viral transcript, that is, binding of the viral transcriptional activator protein Tat (11, 21). It is therefore likely that the nucleotide sequence of both the TAR and polyA elements are optimized to allow rapid base pairing of the stem regions. Given the fact that these two hairpins are immediately adjacent to each other, it is possible that the two stem regions stack coaxially to further stabilize this structured RNA domain that plays such a critical role in enhancement of transcription (TAR hairpin) and repression of premature polyadenylation (polyA hairpin) (see also reference 7).
Destabilization of the 5' polyA hairpin resulted in a reduction of the intracellular viral RNA levels to approximately 60 to 70% of the wild-type level (Fig. 3A and 5A). This reduction in viral RNA synthesis coincided with a three- to eightfold increase in 5' polyadenylation efficiency, as measured by an RNase protection assay and RT-PCR, respectively. It is possible that the RT-PCR protocol overestimates the effect because the amplified fragment included the polyA hairpin, which may form a more efficient template for reverse transcription in the case of the mutant sequence that encodes a less stable hairpin structure. Assuming that the 30 to 40% reduction of viral RNA was caused by the increase in premature polyadenylation, it can be calculated that the 5' polyadenylation efficiency of the wild-type construct is around 5 to 10%. This value is raised to approximately 30 to 40% upon destabilization of the 5' hairpin, and reduced fourfold upon stabilization. We and others have reported previously that the 5' polyA hairpin structure contributes to packaging of the viral RNA into virion particles (18, 33). However, our current analysis suggests that the reduced packaging is a direct consequence of the reduced level of intracellular HIV-1 RNA.
The mechanistic model of Fig. 7 predicts that the stability of the polyA hairpin structure is critical for differential regulation of polyadenylation. Indeed, the analysis of revertants that evolved from poorly replicating virus mutants with a stabilized or destabilized hairpin demonstrated a definite drift to a thermodynamic stability comparable to that of the wild-type structure (10). Further experimentation is under way to test which step of the polyadenylation mechanism is blocked. Because the AAUAAA hexamer motif itself is partially occluded by base pairing (Fig. 2), a likely possibility is that binding of CPSF to this sequence motif is affected, thus inhibiting the initial step of the polyadenylation reaction. We have some preliminary evidence from in vitro RNA-protein binding assays that binding of CPSF is indeed blocked by stable RNA structure (30a). Although this is the first report of occlusion of polyadenylation sequence elements by a naturally occurring RNA structure, such a masking effect of RNA structure is not without precedent in molecular biology. RNA structure has been implicated in regulation of gene expression at several levels, including the processes of splicing and translation (2, 22, 26, 29). For instance, a remarkably similar case of a translational control mechanism in the coliphage MS2 was presented. Here, the thermodynamic stability of a hairpin encompassing the ribosomal binding site is inversely correlated with the translational activity (19). Detailed studies indicated that ribosomes bind exclusively to the unfolded RNA, with the equilibrium between the folded and unfolded RNA being determined by the thermodynamic stability of the hairpin. In the case of HIV-1, the situation seems more complex because the USE enhancer forms an additional binding site for CPSF. Thus, the USE enhancer may form the actual entry site for CPSF. From that position near the 3' polyadenylation site, CPSF may await melting of the polyA hairpin to gain access to the hexamer motif.
There have been a few reports on cellular mRNAs that may control polyadenylation by RNA structure (25, 39, 45), and there is one other, well-documented retroviral system where RNA secondary structure plays a critical role in polyadenylation. The HTLV-1 uses an extensive RNA structure to guide the polyadenylation complex to a cleavage site that is located 274 nucleotides downstream of the AAUAAA hexamer signal (1, 6, 38). Here, the RNA structure facilitates efficient 3' polyadenylation but is not involved in suppression of a 5' polyadenylation site. In HTLV-1, the AAUAAA signal is encoded by the upstream U3 region and is therefore not present at the 5' end of the viral transcript. This HTLV-1 case illustrates another retroviral strategy for a genome with identical 5' and 3' ends to undergo selective 3' polyadenylation. The HTLV-1 strategy to place the AAUAAA signal in the U3 sequences is also used by retroviruses with a relatively short R region.
Likely candidates for a polyadenylation mechanism similar to that of HIV-1 are the retroviruses with a relatively extended R region that includes the AAUAAA signal. We screened several retroviral genomes that meet these criteria and remarkably, similar stem-loop structures could be drawn for retroviruses of the lentivirus and spumavirus groups. Some of these structures are shown in Fig. 8. We previously reported that the polyA hairpin is well conserved among HIVs and SIVs (9) despite a considerable divergence in nucleotide sequence of this part of the genome. As an example, we included the hairpin of the HIV-1LAI isolate and SIVsykes. A similar structure is predicted for the polyadenylation signal of other lentiviruses, such as the bovine immunodeficiency virus and the equine infectious anemia virus. The human spumaretrovirus was also able to base pair part of the AAUAAA signal in a hairpin structure (Fig. 8), and similar foldings were predicted for simian spumaviruses (not shown). There is considerable variation in the thermodynamic stability of these retroviral RNA structures, but stability is merely one of the many parameters that may control the efficiency of these polyadenylation sites. These variables include the AAUAAA signal and perhaps the flanking nucleotide sequences, the presence of enhancer or silencer elements, and the extent of base pairing of these sequences. These results suggest that regulation of polyadenylation by RNA structure is more widespread among the lentivirus and spumavirus groups and that this mechanism may represent a more common retroviral strategy.
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ACKNOWLEDGMENTS |
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We thank Koen Verhoef and Bianca Klasens for critical reading of the manuscript, Bianca Klasens and Jeroen van Wamel for assistance in constructing the CD double mutant, and Wim van Est for artwork.
This work was supported in part by the Dutch Cancer Society (KWF), the Dutch AIDS Fund (AIDS Fonds), and the EC (grant 950675).
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FOOTNOTES |
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* Corresponding author. Mailing address: Department of Human Retrovirology, Academic Medical Center, University of Amsterdam, Meibergdreef 15, 1105 AZ Amsterdam, The Netherlands. Phone: 31-20-5664822. Fax: 31-20-6916531. E-mail: B.Berkhout{at}AMC.UVA.NL.
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