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J Virol, April 1998, p. 3005-3017, Vol. 72, No. 4
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Extensive Diversification of Human Immunodeficiency
Virus Type 1 Subtype B Strains during Dual Infection of a Chimpanzee
That Progressed to AIDS
Qing
Wei and
Patricia N.
Fultz*
Department of Microbiology, University of
Alabama School of Medicine, Birmingham, Alabama 35294
Received 22 August 1997/Accepted 24 December 1997
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ABSTRACT |
A chimpanzee (C-499) infected for more than 9 years with two
subtype B isolates of human immunodeficiency virus type 1 (HIV-1), one
(HIV-1SF2) that replicates poorly and one
(HIV-1LAV-1b) that replicates efficiently in chimpanzees,
died of AIDS 11 years after initial infection (F. J. Novembre et
al., J. Virol. 71:4086-4091, 1997). Nucleotide sequence and
phylogenetic analyses of the C2 to V5 region of env
(C2-V5env) in proviral DNA from peripheral
blood lymphocytes obtained 22 months before death revealed two distinct
virus populations. One of these populations appeared to be a
recombinant in env, having the V3 loop from
HIV-1SF2 and the V4-V5 region from HIV-1LAV-1b; the other population had evolved from HIV-1LAV-1b. In
addition to C2-V5env, the entire
p17gag and nef genes were
sequenced; however, based on nucleotide sequences and phlyogeny,
whether the progenitor of the p17gag and
nef genes was SF2 or LAV-1b could not be determined.
Compared to the two original viruses, the divergence of all clones of
C2-V5env ranged from 9.37 to 20.2%, that of
p17gag ranged from 3.11 to 9.29%, and that of
nef ranged from 4.02 to 7.9%. In contrast, compared to the
maximum variation of 20.2% in C2-V5env for
C-499, the maximum diversities in C2-V5env in
proviruses from two chimpanzees infected with HIV-1LAV-1b for 9 and 10 years were 9.65 and 2.48%, respectively. These results demonstrate that (i) two distinct HIV-1 populations can coexist and
undergo extensive diversification in chimpanzees with progressive HIV-1-induced disease and (ii) recombination between two subtype B
strains occurred even though the second strain was inoculated 15 months
after the first one. Furthermore, evaluation of env genes
from three chimpanzees infected with the same strain suggests that the
magnitude of HIV-1 diversification could be related to higher viral
burdens, manifestations of disease, and/or dual infection.
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INTRODUCTION |
The only nonhuman primate species
that can be reliably infected with multiple isolates of human
immunodeficiency virus type 1 (HIV-1) is the chimpanzee (Pan
troglodytes). Compared to primary HIV-1 infection in humans, the
virus can be transmitted to chimpanzees by the same routes, viral
burdens in peripheral blood and lymph nodes peak during the first 4 to
8 weeks, and detection of HIV-1-specific immune responses coincides
with partial clearance of free virus from plasma and decreased numbers
of infected cells in blood and lymph nodes (1, 18, 21).
Although chimpanzees have become infected after exposure to multiple
clade (subtype) B isolates as well as isolates from other clades
(3, 16, 21, 52, 64), in general, long-term persistent
infections can be established only with HIV-1 strains classified as
dualtropic and syncytium inducing (SI) (3, 17, 64). This
limitation to productive infection with HIV-1 SI strains in vivo is
also true in vitro (17, 63, 64). The only exception appears
to be a non-SI strain that was isolated from a naturally infected
chimpanzee (57). Despite the association in humans of HIV-1
strains having the SI phenotype with loss of CD4+ cells and
progression to AIDS (62), reports of HIV-1-related disease
in infected chimpanzees have been rare (1, 23, 39, 51).
Because of this failure to develop AIDS by a subset of more than 150 chimpanzees that have been infected with HIV-1 for up to 13 years, many
investigators feel that HIV-1 infection of chimpanzees is not a good
model to use for evaluating candidate vaccines. However, immunization
with HIV-1 antigens and challenge of chimpanzees, with either cell-free
or cell-associated, homologous or heterologous virus, have provided
valuable information about the feasibility of certain vaccine
approaches and their protective efficacy (4-6, 22, 28-31).
Some possible reasons for lack of HIV-1-induced disease in chimpanzees
include innate resistance to the pathogenic effects of HIV-1; lack of
cytopathic effects of HIV-1 on lymphocytes; high levels of
CD8+ lymphocytes (normal CD4/CD8 ratio of approximately
1.0) that mediate suppression of HIV-1 replication (8, 38);
no virus-mediated aberrant effects on lymphocytes, such as induction of
anergy and apoptosis (15, 32-34, 63); limited exposure to
other pathogens due to isolation in restricted-access housing; and
infection with HIV-1 strains having limited pathogenicity for
chimpanzees. However, there is now evidence that most of these reasons
are not valid, and only the last two possibilities
limited exposure to
other pathogens and inherent properties of the HIV-1 strains with which chimpanzees have been inoculated
are likely to be relevant. The recent
report of a chimpanzee (C-499) euthanized because of HIV-1-related severe immunodeficiency and AIDS, as defined by the Centers for Disease
Control and Prevention, demonstrated that this species can develop AIDS
(54). Furthermore, virus transfused in blood from C-499 to a
naive chimpanzee induced a rapid decline in numbers of CD4+
lymphocytes, indicating that this strain, called HIV-1JC,
was pathogenic for chimpanzees (54).
Chimpanzee C-499, which succumbed to AIDS, had been infected with the
HIV-1SF2 strain for 15 months when it was exposed
intravenously to a high dose of and became infected with
HIV-1LAV-1b (Fig. 1) (24). This dually infected chimpanzee was inoculated 6 months later with a third HIV-1 strain, NDK, now known to belong to
subtype D (53); however, no evidence that the third strain
actually established infection was obtained. (This early study was
performed before PCR was used routinely for genetic analysis.)
Approximately 1 year after exposure to HIV-1NDK, chimpanzee
C-499 was immune stimulated by intramuscular inoculation of purified
p53gag formulated in adjuvant (20).
This inoculation coincided with development of severe lymphopenia,
characterized by a significant decline in CD4+ peripheral
blood lymphocytes (to a nadir of 134 cells per µl of blood), loss of
lymphocyte proliferative responses to mitogens, and thrombocytopenia;
all of these conditions persisted for more than 1 year and then
gradually returned to normal levels (23). When C-499 was
euthanized, it had been infected with HIV-1SF2 for almost
11 years and with HIV-1LAV-1b for about 9.5 years. We
report here the genetic characterization of the HIV-1 quasispecies in
peripheral blood mononuclear cells (PBMC) obtained from this dually
infected chimpanzee 22 months before its death, provide evidence for
recombinant genomes, and compare its quasispecies with those present in
two chimpanzees infected only with HIV-1LAV-1b for a
comparable time.

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FIG. 1.
Inoculation history of chimpanzee C-499 (24).
The asterisk indicates the time at which blood was obtained from C-499
for the studies reported here. The virus identified as
HIV-1JC by Novembre et al. (54) was obtained, as
indicated, when C-499 had clinical AIDS.
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MATERIALS AND METHODS |
Chimpanzees and virus strains.
Three chimpanzees that had
been infected with HIV-1 for either 9 or 10 years were evaluated; two
of these animals (C-459 and C-499) were housed at the Yerkes Regional
Primate Research Center, and the other one (C-487) was housed at the
Laboratory for Experimental Medicine and Surgery in Primates (LEMSIP),
New York University. C-459 had been inoculated with the first HIV-1
isolate, originally designated LAV-1 and later LAI (68),
before it was passaged in T-cell lines (21). Approximately 5 months after inoculation, whole blood from C-459 was transfused into
chimpanzee C-463, and 2 weeks later, when virus was isolated from
C-463's PBMC by coculture with normal human PBMC, a large stock of
virus was cryopreserved and designated LAV-1b; this virus stock, which
was passaged only in primary PBMC, was used to inoculate both C-499 and
C-487 in separate studies (19, 21). At the time C-499 was
inoculated with HIV-1LAV-1b, it had been infected with
HIV-1SF2 for 15 months (Fig. 1); however, the secondary
infection was not prevented, and C-499 became persistently coinfected
with two HIV-1 strains (24). Housing and care of chimpanzees
were provided according to institutional guidelines and standard
practices for the humane care and use of chimpanzees in biomedical
research. Animals were anesthetized with ketamine hydrochoride for all
blood collections. (Note that chimpanzee C-487, housed at LEMSIP, was
identified previously in reference 19; this animal
is not the same C-487 housed at Yerkes and described in reference
21.)
Virus cultures.
To isolate virus from chimpanzee PBMC,
approximately 107 cells were cocultured with normal human
PBMC that had been stimulated for 3 days with phytohemagglutinin
(PHA)-P as described previously (21). Virus replication was
monitored by the production of reverse transcriptase activity in
cell-free culture supernatants. To determine the least number of
CD4+ lymphocytes required to isolate virus from PBMC,
CD8+ cells were removed by using Dynabeads coated with
antibodies to CD8. Aliquots of 10-fold serial dilutions of the
CD4+-enriched cells were added in replicates of six to
phytohemagglutinin-stimulated human PBMC in 24-well plates and
monitored as described above. The genetic analysis of proviruses in
cultured PBMC was done with DNA extracted after 4 weeks of culture.
Genetic analysis.
Proviral DNA was amplified by nested PCR
in three regions of the HIV-1 genome: a fragment spanning the C2 to V5
regions of the env gene (C2-V5env),
and the entire p17gag and nef genes.
Genomic DNA from cultured and uncultured chimpanzee PBMC was extracted
with a QIAamp blood kit (Qiagen, Chatsworth, Calif.) and used as
templates for nested PCR in a PTC-100 Programmable Thermal Cycler (MJ
Research). First-round amplifications were done with 0.25 to 1 µg of
genomic DNA for 25 cycles at 94°C for 1 min, 55°C for 1 min, and
72°C for 1 min, with a final extension at 72°C for 10 min. A 5-µl
(or 1/10 volume) aliquot of the first-round PCR products was subjected
to a second round of PCR for 35 cycles. The positions of all primers
are given relative to bases in the HIV-1HXB2 molecular
clone in the HIV-1 database (53). The outer (p17/1 and
p17/2) and inner (p17/3 and p17/4) primer pairs used to amplify 443 bp
encoding p17gag were as follows: p17/1 (bases
681 to 704), 5'-TCTCGACGCAGGACTCGGCTTGCT-3'); p17/2 (bases
1242 to 1219), 5'-AAGTTCTAGGTGATATGGCCTGAT-3'; p17/3 (bases
757 to 780), 5'-AATTTTGACTAGCGGATCCTAGAA-3'); and p17/4 (bases 1199 to 1177), 5'-GTTCTGCAGTATAGGGTAATTTT-3'). The
inner (D and F) and outer (C and H) primer pairs used to amplify a
681-bp fragment spanning C2-V5env were reported
previously (25). For the entire nef gene, a
769-bp fragment was amplified with the outer (nef1 and nef2) and inner (nef3 and nef4) primer pairs: nef1 (bases 8682 to 8707),
5'-TAGCAGTAGCTGAGGGGACAGATAGG-3'; nef2 (bases 9557 to 9532),
5'-TGGTCTAACCAGAGAGACCCAGTACA-3'; nef3 (bases 8749 to 8775),
5'-ATACCTAGAAGAATAAGACAGGGCTT-3'; and nef4 (bases 9518 to
9496), 5'-TGCTTATATGCAGGATCTGAGGG-3'. The resultant PCR
products were separated on 1% agarose gels stained with ethidium bromide, and the bands were excised; the DNA fragments were purified by
using a Qiagen gel extraction kit and then cloned into the pCRII vector
(75), using conditions specified by the manufacturer (Invitrogen, San Diego, Calif.). After transformation into competent Escherichia coli cells, plasmid DNA from independent
bacterial colonies was prepared by using a Qiaprep 8 miniprep kit
(Qiagen) and then was digested with EcoRI to check the
inserts.
To estimate the minimum number of proviruses in 1 µg of genomic DNA
(equivalent to DNA from approximately 1.5 × 10
5
cells), 1 µg of purified DNA was serially diluted 1:2 and added
to
DNA from a normal chimpanzee to give a total of 1 µg of DNA.
At least
two independent, nested PCRs were performed with each
DNA mixture, and
the last dilution to yield at least one positive
reaction was
considered to contain a minimum of one provirus.
The products of each
dilution were analyzed for heterogeneity
by heteroduplex mobility assay
(HMA), and we also considered the
number of unique banding patterns
present for each dilution of
DNA when estimating the minimum number of
proviruses present in
a sample. For example, if a 1:32, but not a 1:64,
dilution of
1 µg of DNA was PCR positive, and two distinct HMA
patterns were
seen, then the 1 µg or 1.5 × 10
5
cellular genomic equivalents was considered to contain a minimum
of 64 proviruses, or approximately one provirus per 2,344 cells.
To minimize the possibility of contamination during PCR,
positive-displacement pipettors with filtered tips were used, and
reactions were performed in a sterile biosafety hood in a separate
room
away from the main laboratory. That no sequences similar
to those
reported here have been amplified from DNA samples from
other
HIV-1-infected chimpanzees during hundreds of PCRs in our
laboratory
indicates that the sequences are unique to these animals.
DNA heteroduplex assay.
To assess the diversity of clones
generated by PCR, 60 clones containing the
p17gag gene and 83 clones containing
C2-V5env were selected for analysis by HMA,
performed essentially as described by Delwart et al. (12,
13) except that we included 2.7 M urea to stabilize mismatched
heteroduplexes. The HMA was used primarily as a prescreen to ensure
that divergent clones were sequenced and that the extent of diversity
was as accurate as possible. One clone each from env and
gag (clone 6 for C2-V5env and clone
1C for p17gag) was selected at random as a probe
to evaluate the other clones for heterogeneity. Plasmid DNA (5 ng) from
each cloned fragment or 2.5 µl of the lysed (heated) bacterial
culture was amplified again by PCR to provide sufficient product, and
then equal volumes of the PCR products of the probe and other TA clones
were used for the HMA. After denaturation at 95°C and slow cooling of
the mixtures to room temperature to allow reannealing, aliquots of the
reactions were electrophoresed on 5% polyacrylamide gels containing 2.7 M urea. Gels were stained with ethidium bromide, and heteroduplexes were visualized under UV light.
DNA sequencing and phylogenetic analysis.
Nucleotide
sequences of fragments cloned from plasmid DNA were determined by the
standard dideoxynucleotide chain termination method,
using Sequenase version 2 (U.S. Biochemicals, Cleveland, Ohio)
according to the manufacturer's protocol. For sequencing p17gag and C2-V5env, the
two inner PCR primers were used to sequence in both forward and reverse
directions. In the gag gene, an overlap of approximately 50 bp was read. One internal primer was required for env; this primer was B3A (5'-GCACAGTTTTAATTGTGGAG-3' [bases 7342 to
7361 in the HXB2 molecular clone]), and 10- to 20-base overlaps were generated. For the nef gene, three forward primers, which
allowed overlaps of approximately 20 bases to be read, were used.
These primers, also based on the HXB2 molecular clone, were nef0
(5'-CTTGGAAAGGATTTTGCTATA-3' [bases 8773 to 8793]), nef5
(5'-TGGCTAGAAGCACAAGAGGA-3' [bases 8964 to 8983]), and
nef7 (5'-AGCTAGTACCAGTTGAGCCA-3' [bases 9226 to 9245]).
The parental HIV-1
LAI sequences were used for all analyses
because DNA sequences of 10 clones of the region surrounding the
V3
loop of the LAV-1b virus stock were identical to those of the
original
isolate (data not shown), demonstrating limited diversification
during
the 5 months of passage in C-459 before this stock was
prepared.
Translation to amino acids and amino acid sequence alignments
were done
with MacVector version 5.0 (Eastman Kodak Co., New Haven,
Conn.), with
minor manual adjustments. Genetic distances were
determined by pairwise
comparisons using the two-parameter method
of Kimura, excluding gaps
caused by insertions or deletions (PHYLIP
package, version 3.572). The
neighbor-joining method was used
to analyze sequence relationships and
to construct phylogenetic
trees, which were evaluated statistically by
100 bootstrap replicates
(PHYLIP).
Nucleotide sequence accession numbers.
GenBank accession
numbers for the env sequences from C-499 are U56866 to
U56887 and AF027771 to AF027785, those for
p17gag are U56888 to U56899, and those for
nef are AF027786 to AF027806.
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RESULTS |
Status of chimpanzees.
Approximately 1 year before diagnosis
of AIDS and 9 years after initial infection with HIV-1SF2
(Fig. 1), peripheral blood was obtained from C-499. At the same time,
blood was collected from another chimpanzee, C-459, that had been
infected for more than 10 years with HIV-1LAI(LAV); C-459
was the animal through which the LAI(LAV) strain had been passaged for
5 months before the LAV-1b virus stock that was used to inoculate C-499
was generated (21). Also included in the study was
chimpanzee C-487, which had been infected for 9 years with an aliquot
of the same HIV-1LAV-1b stock with which C-499 was
inoculated. At the time blood was collected from each animal,
anti-HIV-1 antibody titers, viral burdens, and percentages of
CD4+ and CD8+ T cells were determined (Table
1). C-487 had the highest levels of both
antibody titers and copies of virion RNA in plasma. C-499 also had high
antibody titers and a CD4/CD8 ratio of 0.24, which was comparable to
that of C-487. The CD4/CD8 ratio for the third animal, C-459, was
normal. At the time this analysis was done, HIV-1 was isolated from
PBMC from C-499 and C-487 but not from C-459. Serial dilutions of
purified CD4+ lymphocytes from C-499 indicated that
104 CD4+ T lymphocytes contained a minimum of
one infectious cell.
Genetic analysis of p17gag.
For
p17gag, one of the most variable proteins
encoded in HIV-1 gag (44), HMA of 17 clones
PCR-amplified from approximately 1.5 × 105 uncultured
PBMC from C-499 revealed nine different heteroduplex banding patterns
(Fig. 2), with six patterns represented
by one clone each. PCR amplification of p17gag
from cocultured PBMC followed by HMA resulted in seven HMA patterns, three of which were not represented by clones from uncultured PBMC
(Fig. 2, lanes 1C, 38C, and 36C). (Note that clones from cultured PBMC
are indicated by a C after the clone number.) That the 12 HMA patterns
identified in the 53 p17gag clones analyzed
reflected the true extent of diversity is supported by data obtained
from the analysis of the C2-V5env region, which
indicated that at least 36 distinct proviruses were present (see
below). Interestingly, the HMA pattern represented by the most clones
(6 of 17 clones, or 35%) from uncultured PBMC also was most prevalent
(17 of 36 clones, or 47%) among those from cultured PBMC (represented
by clone 39C). Since the most diverse HMA pattern (Fig. 2, lane 8),
relative to the probe, was represented by clones from both cultured and
uncultured PBMC, the extents of diversity in the two PBMC populations
were similar. Nucleotide sequencing of two clones with the same HMA
pattern revealed that the difference between these two clones was less than the nucleotide differences between clones with different patterns;
for example, clone 39C differed from the probe, clone 1C, by only 2 bp
(Fig. 2). For this reason, only one clone representing each pattern was
selected for nucleotide sequence analysis.

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FIG. 2.
HMA of PCR amplicons of the
p17gag gene from PBMC of C-499. Clone 1C was
chosen at random and used as the probe; the first lane is the 1C
homoduplex control. Each lane represents heteroduplexes of individual
clones with 1C, ordered by increasing diversity. Clone numbers followed
by a "C" indicate amplification from cultured PBMC, whereas numbers
alone identify clones from uncultured PBMC. The top of the figure is
coincident with the top of the gel.
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Pairwise comparisons of each DNA sequence with all others, including
those of the original infecting viruses, revealed that
the percent
nucleotide distances of the 12 p17
gag sequences
relative to SF2 and LAI were equivalent (Table
2);
the intraclone distance ranged from
0.45 to 6.3%. (The nucleotide
difference between
p17
gag encoded in the parental HIV-1 strains SF2
and LAI is 4.17%.)
Although these comparisons did not allow the
parentage of the
clones, that is, whether they were derived from the
SF2 or LAV-1b
strain, to be determined, all of the clones contained a
6-bp (two-amino-acid)
insertion near the 3' end of the
p17
gag gene in the SF2 strain (Fig.
3). These six bases are not in LAI
and
are rarely found in other subtype B strains (
53). In an
attempt to clarify the relationships, a phylogenetic tree of the
p17
gag clones was constructed (Fig.
4). Included in the analysis were
sequences from HIV-1 strains LAI and SF2, seven clade B strains
chosen
at random from the database (
53), and the clade D strain
NDK, to which C-499 also was exposed. Although all of the
p17
gag sequences branched with the
HIV-1
LAI strain, the bootstrap value
for 100 trees was only
26; therefore, the parental virus could
not be identified with
certainty.

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FIG. 3.
Nucleotide (A) and amino acid (B) sequences of the 3'
termini of the p17gag genes of
HIV-1SF2, HIV-1LAI, and representative clones
from C-499. Dashes indicate identity with HIV-1SF2, and
dots indicate deletions. The six base pairs (two amino acids) in
HIV-1SF2 that are not present in HIV-1LAI are
underlined.
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FIG. 4.
Phylogenetic relationship of the
p17gag nucleotide sequences of
HIV-1LAI and HIV-1SF2 to clones derived from
proviral DNA in cultured (denoted by a "C") and uncultured PBMC
from chimpanzee C-499. The tree was rooted to the clade D strain NDK
and includes seven HIV-1 clade B strains chosen at random from the
database (53). Only bootstrap values greater than 50 are
shown at nodes, unless the text refers to specific nodes with lower
bootstrap values. Horizontal branch lengths reflect the genetic
distance between sequences.
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Genetic analysis of C2-V5env.
Because the
diversity in env genes is generally greater than that in
gag, 30 TA clones, generated by PCR from proviral DNA isolated from uncultured PBMC, were analyzed by HMA to estimate the
extent of genetic diversity in C2-V5env. HMA of
these 30 clones revealed 21 distinct patterns; 16 patterns were
represented by only one clone, four patterns were represented by two
clones, and the most prevalent group was represented by five clones
(24%), indicating that the majority of PCR products were amplified
from different proviruses. Furthermore, these HIV-1 proviruses in
C-499's uncultured PBMC formed two distinct populations: the larger
population was represented by 21 clones (70%), and the smaller
population was represented by 9 clones (30%). Proviral DNA was also
isolated from C-499's PBMC that had been cocultured with normal human
PBMC for 15 days; all 53 clones from two independent PCRs were related
to the major population of clones identified among proviruses in the
uncultured PBMC. In contrast to the clones from uncultured PBMC, 19 (36%) of the 53 clones from cultured PBMC had essentially the
same HMA pattern, indicating that one variant (represented by one clone
among the uncultured PBMC PCR products) predominated during
culture (Fig. 5, clone 3c). However, 14 additional HMA patterns not identified among the uncultured PBMC were
observed after culture; 12 of these 14 patterns were represented by a
single clone. That most HMA patterns from both uncultured and cultured
PBMC were represented by only one or two clones illustrates the extreme
diversity of C-499's quasispecies and that most clones were derived
independently.

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FIG. 5.
Heteroduplex mobility assay of PCR amplicons of
C2-V5env from cultured and uncultured PBMC of
C-499. Clone 6 was chosen at random and used as the probe; the first
lane shows the clone 6 homoduplex control. Each lane represents
heteroduplexes of clone 6 with individual clones, ordered by increasing
diversity. Two distinct populations were identified; the major and
minor groups are seen in the first 29 lanes and the last 7 lanes,
respectively. The heteroduplex banding pattern for clone 18 reflects a
deletion in this region.
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When all 83 clones from uncultured and cultured PBMC were compared by
HMA, the major group was represented by 29 different
banding patterns
(Fig.
5), while seven patterns were identified
for the minor group.
Analyses of nucleotide and predicted amino
acid sequences of the
C2-V5
env fragments confirmed that clones in the
most prevalent group were
derived from HIV-1
LAV-1b, whereas
the more divergent minor population
of seven clones appeared to contain
regions similar to both HIV-1
LAV-1b and
HIV-1
SF2 (Fig.
6; see below).
The extent of
env divergence
of all clones from either parental strain was significantly greater
than that observed for the p17
gag gene (Table
2). This extreme diversity, which was comparable
to that documented by
Novembre et al. (
54) in the V1 and V2
env regions
of HIV-1
JC, resulted not only from nucleotide substitutions
but also from insertions and deletions, many of which were localized
within the V4 and V5 regions of gp120
env. Only
four clones appeared to be defective because of premature
stop codons
in V3 (clone II.32C) or V4 (clones 26, 24, and 18).

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FIG. 6.
Amino acid sequence alignment of
C2-V5env clones from C-499's cultured and
uncultured PBMC with HIV-1SF2 and HIV-1LAI.
Dashes indicate identity with the parental strains, and dots signify
gaps. Clone numbers preceded by "I" or "II" identify clones
from two independent PCRs. The positions of V3, V4, and V5 are
underlined and delineated by the arrows above cysteine residues. *,
stop codon.
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A phylogenetic tree was constructed with the sequences generated in
this study, the three HIV-1 strains to which C-499 was
exposed (LAI,
SF2, and NDK), seven clade B strains chosen at random
from the database
(
53), a clade A strain, and a clade C strain,
to which the
tree was rooted (Fig.
7). This
phylogenetic analysis
not only confirmed that two distinct
env populations, the minor
group of which formed a
monophyletic cluster, were present in
C-499's PBMC but also suggested
that both groups were derived
from HIV-1
LAV-1b; however,
the bootstrap value for this node was
40, indicating a weak
association. That clones from the cultured
PBMC were interspersed among
those in the major population from
the uncultured PBMC indicated that
multiple diverse genotypes
may have been replication competent. When
the sequences of the
minor population were compared pairwise to LAI and
SF2, the genetic
distances from the two progenitor strains were
essentially the
same (Table
2), which did not allow a distinction of
parentage.
Similar pairwise comparisons of only the major group of
C2-V5
env clones, however, indicated that they
were probably derived from
LAV-1b.

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FIG. 7.
Phylogenetic relationship of
C2-V5env clones from C-499 to the parental
strains and randomly chosen strains from clade B and clades A (Z321), D
(NDK), and C (NOF), to which the tree is rooted. Clones designated by
numbers only are from uncultured PBMC; the remaining clones are from
two independent PCRs (I and II) of cultured (C) PBMC. See the legend to
Fig. 4 for other explanations.
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To determine whether the extreme degree of diversification in
C2-V5
env of HIV-1
SF2 and
HIV-1
LAV-1b during 9 years of infection of C-499
was
representative of that in other chimpanzees infected with
HIV-1
LAI-derived strains for comparable times, this region
of
proviral DNA in PBMC from chimpanzees C-459 (10 years) and C-487
(9 years) was analyzed. For each animal, clones from two independent
PCR
amplifications of proviral DNA were sequenced (Fig.
8). Among
six clones from C-459's
proviral DNA, the intraisolate nucleotide
distances ranged from 0.45 to
3.76%, whereas pairwise differences
with HIV-1
LAI ranged
from 1.82 to 2.48%. For C-487, the differences
among eight clones
ranged from 0.93 to 7.51%; pairwise distances
from
HIV-1
LAI ranged from 4.1 to 9.65%. Similar to the low
frequency
of apparently defective clones from C-499, none of six and
only
one of eight clones from C-459 and C-487, respectively, appeared
to encode a defective Env protein. That there was greater diversity
among clones from C-487 than those from C-459 is consistent with
the
histories of these two chimpanzees and the higher viral burden
in
C-487, which is reflected, in part, by this animal's high
HIV-1-specific
antibody titer (Table
1). In addition, virus was
isolated from
C-487's PBMC on 100% of attempts throughout its 9 years
of infection,
which was not true for similar virus isolation attempts
from C-459.
Furthermore, DNA sequence and phylogenetic analyses of the
clones
obtained from C-459 revealed two distinct populations of closely
related sequences (Fig.
9). However, the
intraisolate pairwise
distances are well above the error frequency for
Taq polymerase
(<0.05%), suggesting that most clones were
derived from different
proviruses. Although not measured directly
because of insufficient
sample, it is likely that the proviral copy
number in C-459's
PBMC was probably substantially lower than that in
C-487's PBMC.
Serial dilution of C-487's genomic DNA and subsequent
PCR resulted
in amplification of HIV-1 sequences at a 1:32 dilution,
and the
products of this reaction had four distinct patterns on HMA
gels
(data not shown). These results indicated that the minimum number
of proviruses in 1 µg of DNA from C-487's PBMC (~1.5 × 10
5 cells) was between 32 and 128 (within the limitations
of the
assay), supporting the conclusion that the clones more than
likely
did not arise from amplification of one or only a few
proviruses.

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|
FIG. 8.
Amino acid sequence alignment of
C2-V5env clones from C-459's and C-487's
uncultured PBMC with HIV-1LAI. See the legend to Fig. 6.
|
|

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FIG. 9.
Phylogenetic relationships of
C2-V5env clones from C-459 and C-487 to the
parental HIV-1LAI. See legends to Fig. 4 and 7 for other
explanations.
|
|
Evidence for recombination.
As discussed above, the minor
population of C2-V5env sequences from C-499
appeared to branch with HIV-1LAV-1b (Fig. 7); however, visual comparison of the amino acid sequences of the V3 loops strongly
indicated that this minor population was derived from HIV-1SF2 (Fig. 6). The ambiguity in the parentage of the
minor population suggested that this group was comprised of recombinant viruses. To test this possibility, we evaluated separately the 5' half
of the C2-V5env fragment, which included C2, V3,
and part of C3 (5'-C2-V3), and the 3' half, which included part of C3,
V4, C4, and V5 (V4-V5-3'). Phylogenetic trees of these two subfragments
confirmed that the region encompassing the V3 loop of the minor and
major populations were derived from SF2 and LAV-1b, respectively (Fig.
10A). In the V4-V5-3' region, the two
populations, while still distinct, did not branch with either parental
strain (Fig. 10B); however, a comparison of the pairwise distances from
SF2 and LAV-1b revealed that most clones in both populations were more
closely related to LAV-1b than SF2 and that, more importantly, the
smaller population was clearly more closely related to LAV-1b than to
SF2 (Table 2).

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FIG. 10.
Phylogenetic trees of the
5'-C2-V3env (A) and
V4-V5env-3' (B) fragments of clones from C-499.
See legends to Fig. 4 and 7.
|
|
Genetic analysis of nef.
Because Nef appears to be
important for pathogenicity in the simian immunodeficiency
virus-macaque model (40), the entire nef gene in
proviral DNA from C-499's cultured PBMC was PCR amplified, and
multiple clones from two reactions were sequenced. Of the 21 clones
sequenced, only 3 (14.3%) were defective, and all of these encoded
premature stop codons. The charged acidic motif at amino acids 62 to 65 (EEEE), the SH3-binding motif [(PXX)4] at amino acids 69 to 80, and the
-turn motif (GPGI) at amino acids 130 to 133 were
conserved in all full-length clones (47, 66). Pairwise
differences for all nef clones revealed a closer sequence
relationship to the SF2 strain, and all of the nef clones branched with the SF2 strain in the phylogenetic tree (Fig.
11). However, none of these clones
contained a 12-bp (four-amino-acid) insertion near the 5' end of
HIV-1SF2 that is not found in HIV-1LAI (53).

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FIG. 11.
Phylogenetic relationship of nucleotide sequences of
nef genes from C-499's cultured PBMC to those of
HIV-1SF2 and HIV-1LAI. The tree was rooted to
NDK. See legends to Fig. 4 and 7.
|
|
 |
DISCUSSION |
The results of this study show that during 9 years of infection of
a chimpanzee with two HIV-1 subtype B strains, extensive diversification occurred in C2-V5env and, to a
lesser extent, in p17gag and nef. The
divergence from the parental strains in env was greater than
that for p17gag and nef, suggesting
that Env had evolved independently from Gag and Nef during the 9 years
of infection, which is consistent with observations during HIV-1
infection of humans (11, 46). Furthermore, in the
C2-V5env clones generated from proviral DNA in
uncultured PBMC, there were two distinct populations of related
genomes, with one population more prevalent than the other (approximate
ratio, 3:1). The 5'-C2-V3 region of the minor population clearly was
derived from HIV-1SF2, and the major population was derived
from HIV-1LAV-1b. Since both the genetic distances and the
phylogenetic tree indicated that in the V4-V5-3' region of Env, the
minor population was more closely related to HIV-1LAV-1b,
these results support the conclusion that the quasispecies in the minor
population are recombinant genomes in C2-V5env.
No evidence for sequences related to HIV-1NDK was obtained. Identifying the progenitors of p17gag and
nef was more problematic. If one considers only the
phylogenetic trees, then p17gag was derived from
LAV-1b and nef was derived from SF2; however, the nucleotide
and amino acid sequences of p17gag have features
unique to SF2, and those of nef have features unique to
LAV-1b. If either p17gag or nef was
derived from SF2, then additional recombinational events may have
occurred. To verify this, however, will require sequencing a
molecularly cloned virus (or viruses) from C-499's PBMC and performing
a breakpoint analysis throughout the entire genome (60).
Analysis of the Env V3 loop.
In the V3 loop there were
substantially more amino acid changes in proviruses derived from
HIV-1LAV-1b than in those that evolved from
HIV-1SF2. In the majority of V3 loop amino acid sequences in the LAV-1b-derived group, more than one-third (36%) of the amino
acids had changed, compared with only 20% for the SF2-derived group.
This latter percentage was comparable to the 19% amino acid
differences in the V3 loop for C-487. Similarly, proviral DNA from a
laboratory worker infected with the closely related HIV-1LAI(IIIB) strain for 5 years had accumulated only 11%
diversity (59). If one compares these percent changes with
those in unrelated strains, the amino acid difference in the V3 loop
between viruses present in an HIV-infected hemophiliac at
seroconversion and 7 years later was 11.4% (36). These
observations indicate that greater diversification had occurred in
C-499's quasispecies with the LAV-1b-related V3 loop; furthermore, one
of these changes was unusual. Although the original GPGR motifs in the
tip of the loops of both parental strains had accumulated mutations,
they were intrinsically different. All HIV-1SF2-derived
viruses had acquired a GPGK motif, which is not uncommon among clade B
isolates. In contrast, all HIV-1LAV-1b-derived clones from
C-499 encoded GYGR, a tetrad not found in any of the 707 HIV-1 V3
sequences in the database, irrespective of clade designation
(53).
Other genetic factors that might influence properties of HIV-1, such as
cell tropism, include the net charge of the V3 loop
and the number and
placement of N-linked glycosylation sites.
In C-499's quasispecies,
the number of positively charged amino
acids in the V3 loop of the
HIV-1
LAV-1b-related viruses had increased
from 9 to 12. Such increases in positive charge tend to increase
macrophage tropism
of HIV-1 isolates (
9,
16,
41); however,
since the
HIV-1
LAV-1b stock replicates efficiently in chimpanzee
macrophages (
27,
70), the effects of increased charge, if
any, on this property cannot be predicted.
Analysis of the Env V4-V5 region.
In the V4 loop, most of the
minor population of clones had 15 changes among the 29 amino acid
residues (52%), which included an insertion of three and a deletion of
two amino acids, whereas most of the clones in the major population had
12 amino acid changes, which included a deletion of 6 of the original
34 amino acids (35%). As observed in the V4 loop consensus sequence
for C-487 and one group of clones from C-459, one copy of the FNSTW
repeat was deleted; with the exception of three of the six clones from C-459, this deletion has been found in all isolates from chimpanzees infected with HIV-1LAI-related strains that we have
sequenced (17). However, two amino acids of the second FNSTW
in the consensus sequence for C-459's quasispecies are different,
suggesting that this repeat motif may be specifically selected against
in chimpanzees. The more limited evolutionary changes in the
quasispecies from the two asymptomatic chimpanzees were confirmed in
the phylogenetic analysis (Fig. 9) and are consistent with the results
of Reitz et al. (59). These investigators reported only
1.2% nucleotide divergence in 246 nucleotides encompassing the
V4 loop in proviral DNA tested 5 years after a laboratory worker was
infected with the closely related HIV-1LAI(IIIB) strain.
The most extensive changes were found in the V5 region of the clones
from C-499. In a majority of the minor population of
clones, 6 of 10 amino acids were altered, and 50% of the clones
had a two-amino-acid
insertion and/or a one-amino-acid deletion.
In the major population of
clones, 7 of 9 (78%) of the amino acids
were altered in combination
with various insertions and deletions.
Consistent with diversification
of other regions of C2-V5
env, the quasispecies
from C-459 had no or only two altered amino
acids, while the frequency
of mutation in V5 of proviral genomes
from C-487 were intermediate to
that of C-459 and C-499, resulting
in changes in 4 of 9 (44%) of the
V5 amino acids, with two others
deleted in all but one clone. Thus, the
concentration of mutations
in the V3, V4, and V5 regions of all clones
from C-499 and C-487
indicates that these variable regions were subject
to considerable
selective pressure in these two long-term
HIV-1-infected chimpanzees.
Analysis of Nef.
As previously noted in HIV-1 quasispecies in
humans (11, 37, 58, 66), other than multiple amino acid
changes in an area of sequence polymorphism near the 5' terminus of
C-499's nef genes, other mutations resulting in amino acid
changes were scattered at random throughout Nef. This finding and the
overall lower diversity in Nef, compared to that in the p17 Gag and Env proteins, suggest there is less (or no) selective pressure on the
nef gene, which is consistent with evaluations of
nef gene evolution over time in HIV-1-infected humans
(11, 58). In fact, Plikat et al. (58) concluded
that genetic drift was the major factor in evolution of nef
and predicted that after 10 years of infection, a nef
quasispecies would diverge 7.1%. The divergence of C-499's
nef sequences from both HIV-1SF2 and
HIV-1LAV-1b is in remarkable agreement with this estimate
(Table 2).
Diversification and disease.
While some studies of virus
evolution in HIV-1-infected humans have concluded that disease
progression is associated with more extensive genetic diversity
(55, 65, 67), others have shown either that diversity
correlates with longer asymptomatic periods (7, 12, 26, 43, 45,
48, 69, 72) or that there is no correlation (2, 71,
74). In one study, pairwise comparisons of the V3 consensus
nucleotide sequences of isolates from six children infected by blood
products from a single donor indicated that the intraperson variation
(range, 0.3 to 2.9%) was similar to that observed in C-459's
proviruses (71). The aforementioned study also revealed no
correlation between genetic heterogeneity and disease, but relative to
the donor inoculum, the progressors tended to harbor viral genomes with
less divergence than the nonprogressors. In a similar evaluation of six
hemophiliacs who received factor VIII from the same donor, after 5 years the interpatient variation in the V4-V5 region ranged from 5.6 to 11.1%, but a relationship between intrapatient HIV-1 diversity and
viral burden in PBMC was not observed (2). More recently, an
analysis of nonsynonymous mutations in the V3 region of HIV-1 in 44 persons evaluated at seroconversion and 5 years later indicated that
intrahost evolution was directly related to the duration of the
immunocompetent period (45). This conclusion was supported by Wolinsky et al. (72), who found an inverse correlation
between rapid disease progression and both genetic diversity in the
V3-V5 region and the frequency of cytotoxic T-lymphocyte precursors. Most studies relate diversity in various regions of env to
disease progression; however, Yoshimura et al. (73)
evaluated the full-length gag gene and found that the extent
of variation appeared to correlate with duration of infection.
In contrast to many studies of HIV-1 infections in humans, the genetic
diversity was much greater in the HIV-1 proviruses
in PBMC from
chimpanzee C-499, which developed AIDS, than in PBMC
from the other two
chimpanzees that were infected for a comparable
time but did not
develop clinical disease. It is interesting,
however, that C-487, with
a level of diversification intermediate
between that of C-459 and
C-499, had experienced repeated stimulation
of the immune system during
the initial 2 years of infection,
each episode of which was accompanied
by transient increases in
HIV-1 viral burden in peripheral blood
(
19). These manipulations
may have contributed to
maintenance of high viral loads and evidence
of immune
dysfunction

16.5% CD4
+ lymphocytes, a CD4/CD8 ratio of
0.23 (Table
1), and elevated
levels of apoptotic lymphocytes compared
to normal chimpanzees
(
10). However, whether the observed
genetic diversification
contributed to or was a consequence of disease
progression cannot
be determined. Thus, no consistent correlation
between genetic
diversification in
env and disease
progression has emerged in
cohorts of humans (or chimpanzees) infected
with the same strain.
It is likely that major factors in the degree of
diversification
and disease progression are virus-host interactions
specific to
each individual and the HIV-1 strain that they harbor
(
74).
The observed difference in diversification in the three chimpanzees
cannot be explained by length of infection because C-459
had been
infected longer than C-499. Likewise, it cannot be explained
by viral
burdens over the course of infection or at the time these
blood samples
were obtained (Table
1), which is consistent with
a study of humans by
Balfe et al. (
2). Despite C-487's extremely
high
HIV-1-specific antibody titers, which are directly proportional
to
viral burden in chimpanzees (
29,
39), during the past 9
years virus has been isolated from its PBMC on every attempt using
standard culture conditions, and for the last 2 to 3 years, this
animal
has maintained a level of virus between 2 × 10
3 and
1.3 × 10
4 RNA copies/ml of plasma. These quantities
of virus are comparable
to those in a group of patients who developed
AIDS between 6 and
9 years after infection, described by Henrard et al.
(
35). The
100% success at isolating HIV-1 from C-487's
PBMC was not observed
with C-459 or C-499 before evidence of disease
developed. The
low HIV-1 RNA copy number (724 copies/ml) that we found
in plasma
from C-499 may be an underestimate because the only plasma
sample
available contained heparin and had been frozen for almost 2 years.
Using a different assay, Novembre et al. (
54) found
approximately
10
5 RNA equivalents/ml of plasma during the
last few months before
C-499 was euthanized. The values obtained in
that and the present
study indicate that some HIV-1-infected
chimpanzees have levels
of virion RNA in plasma comparable to that in
humans (
35,
49,
50). In addition, it is possible that the
extreme genetic diversity
in C-499's quasispecies resulted from, or
was influenced by, the
long-term coexistence of two distinct HIV-1
strains that together
enhanced the degree of evolution driven by immune
selection. Because
there are now several chimpanzees coinfected with
two different
strains of HIV-1, it will be possible to evaluate the
influence
of coinfection on genetic diversity.
An outcome of the present study was the identification of recombinant
proviruses between HIV-1
SF2 and HIV-1
LAV-1b in
C2-V5
env and indications that additional
recombinatorial events may have
occurred. In one aspect this was
surprising because, in comparison
to HIV-1
LAV-1b,
HIV-1
SF2 not only replicates poorly in chimpanzee
PBMC in
vitro but also establishes significantly lower viral burdens
in
infected animals and can rarely be isolated from PBMC after
the first 2 months of infection (
24,
29,
52). Since HIV-1
SF2 was inoculated 15 months before HIV-1
LAV-1b, then
HIV-1
SF2 had
to be actively replicating in some body
compartment so that individual
cells were infected with both strains.
It appears that recombination
between distinct HIV-1 strains in dually
infected chimpanzees
may be as prevalent as it appears to be in humans
(
14,
42,
60,
61). We recently reported the identification of
chimeric
subtype B and E
env genes in lymph node tissue
obtained 24 weeks
after a chimpanzee had been coinfected with
HIV-1
LAI(IIIB) and
HIV-1
90CR402
(
25). Furthermore, we subsequently obtained evidence
of
interclade recombination in another dually infected chimpanzee
(
17). Thus, the HIV-chimpanzee model may provide a way to
document
the timing and extent of recombination that can occur between
two (or more) HIV-1 strains during coinfections.
Although the inherent pathogenicity of HIV-1 strains may influence
disease progression, since all three chimpanzees were infected
with the
same strain, this factor should not have been important.
The original
HIV-1
LAV-1b inoculum that C-499 received has an SI
phenotype, is cytopathic for chimpanzee PBMC, and is both macrophage
and T-cell tropic; it not only replicates well in chimpanzee bone
marrow- and blood monocyte-derived macrophages but also induces
syncytia in both MT2 cells and chimpanzee and human PBMC (
27,
70). Although these properties may have contributed to disease
progression, they are unlikely to be the determining factors because
C-487 was inoculated with the same virus stock. In preliminary
in vitro
studies, the quasispecies recovered from C-499 has retained
its SI
phenotype for both MT2 cells and human PBMC, which is consistent
with
the results of Novembre et al. for HIV-1
JC (
54).
It should
be noted, however, that Novembre et al. (
54) were
incorrect
in their statement that C-499 was not inoculated with a
strain
of HIV-1 that forms syncytia in chimpanzee PBMC. The cytopathic
effects of HIV-1
LAV-1b for chimpanzee cells, including
syncytium
formation, have been well documented (
21,
27,
70).
Comparisons
of biologic and molecular properties of HIV-1 recovered
from these
and other long-term-infected chimpanzees with and without
evidence
of disease may provide insight into determinants of HIV-1
pathogenesis.
A logical extension of the characterization of this heterogeneous
quasispecies from C-499 is to determine whether cell-free
HIV-1
recovered from this chimpanzee that developed AIDS is pathogenic
for
other chimpanzees. Although Novembre et al. (
54) reported
a
rapid decline in a chimpanzee inoculated with C-499's virus,
that
animal was the recipient of a transfusion of 40 ml of whole
blood, and
therefore it received an extremely high dose of virus.
We have
inoculated two chimpanzees, one intravenously and one
by atraumatic
exposure to the cervical mucosa, with cell-free
supernatant from a
coculture of C-499's PBMC with normal human
PBMC; this virus stock
established persistent high viral burdens
in both chimpanzees. In
addition, during 21 months of infection,
both animals have exhibited
steady declines in percentages and
numbers of CD4
+
lymphocytes (
10). This same combination of high levels of
plasma
RNA and decreasing numbers of CD4
+ cells is
predictive of disease progression in humans (
49,
50,
56).
Thus, that chimpanzees can exhibit pathogenic sequelae
as a result of
HIV-1 infection validates their continued use to
evaluate the potential
efficacy of HIV-1 vaccines. The use of
viruses, such as the one
described here (which we call HIV-1
JC499),
will allow
investigators to assess vaccine-mediated protection
not only against
infection but also against disease.
 |
ACKNOWLEDGMENTS |
We thank Jackie Stallworth for technical assistance, Dawn Grill
for secretarial assistance, Beatrice Hahn for suggestions on the
genetic analysis, and Harold McClure, Yerkes Primate Research Center,
for providing blood samples from C-459 and C-499.
This work was supported in part by NIH grant AI28147 and Pasteur
Merieux Serum and Vaccins.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Department of
Microbiology, University of Alabama School of Medicine, 845 19th St. South, BBRB 511, Birmingham, AL 35294. Phone: (205) 934-0790. Fax:
(205) 975-6788.
 |
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J Virol, April 1998, p. 3005-3017, Vol. 72, No. 4
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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