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J Virol, April 1998, p. 2795-2805, Vol. 72, No. 4
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Interferon Resistance of Hepatitis C Virus Genotype 1b:
Relationship to Nonstructural 5A Gene Quasispecies Mutations
Jean-Michel
Pawlotsky,1,2,*
Georgios
Germanidis,1,3
Avidan U.
Neumann,4
Muriel
Pellerin,1,2
Pierre-Olivier
Frainais,1 and
Daniel
Dhumeaux2,3
Department of Bacteriology and
Virology1 and
Department of Hepatology
and Gastroenterology,3 Hôpital Henri
Mondor, Université Paris XII, and
INSERM U99,
Hôpital Henri Mondor,2 94010 Créteil, France, and
Department of Life Sciences,
Bar-Ilan University, Ramat-Gan, Israel4
Received 5 November 1997/Accepted 5 January 1998
 |
ABSTRACT |
A 40-amino-acid sequence located in the nonstructural 5A (NS5A)
protein of hepatitis C virus genotype 1b (HCV-1b) was recently suggested to be the interferon sensitivity-determining region (ISDR),
because HCV-1b strains with an ISDR amino acid sequence identical to
that of the prototype strain HCV-J were found to be resistant to alpha
interferon (IFN-
) whereas strains with amino acid substitutions were
found to be sensitive (N. Enomoto, I. Sakuma, Y. Asahina, M. Kurosaki,
T. Murakami, C. Yamamoto, N. Izumi, F. Marumo, and C. Sato,
J. Clin. Invest. 96:224-230, 1995; N. Enomoto, I. Sakuma, Y. Asahina, M. Kurosaki, T. Murakami, C. Yamamoto, Y. Ogura, N. Izumi, F. Marumo, and C. Sato, N. Engl. J. Med. 334:77-81,
1996). We used single-strand conformation polymorphism (SSCP)
analysis, combined with cloning and sequencing strategies, to
characterize NS5A quasispecies in HCV-1b-infected patients and
determine the relationships between pre- and posttreatment NS5A quasispecies mutations and the IFN-
sensitivity of HCV-1b. The
serine residues involved in phosphorylation of NS5A protein were highly
conserved both in the various patients and in quasispecies in a given
patient, suggesting that phosphorylation is important in NS5A protein
function. A hot spot for amino acid substitutions was found at
positions 2217 to 2218; it could be the result of either strong
selection pressure or tolerance to these amino acid replacements. The
proportion of synonymous mutations was significantly higher
than the proportion of nonsynonymous mutations, suggesting that genetic
variability in the region studied was the result of high mutation rates
and viral replication kinetics rather than of positive selection.
Sustained HCV RNA clearance was associated with low viral load and low
nucleotide sequence entropy, suggesting (i) that the replication
kinetics when treatment is started plays a critical role in HCV-1b
sensitivity to IFN-
and (ii) that HCV-1b resistance to IFN-
could
be conferred by numerous and/or related mutations that could be patient
specific and located at different positions throughout the viral genome
and could allow escape variants to be selected by IFN-
-stimulated
immune responses. No NS5A sequence appeared to be intrinsically
resistant or sensitive to IFN-
, but the HCV-J sequence was
significantly more frequent in nonresponder quasispecies than in
sustained virological responder quasispecies, suggesting that the
balance between NS5A quasispecies sequences in infected patients could
have a subtle regulatory influence on HCV replication.
 |
INTRODUCTION |
Hepatitis C virus (HCV) is a small
enveloped RNA virus which causes chronic liver disease, including
chronic active hepatitis in up to 80% of infected individuals, as well
as cirrhosis and hepatocellular carcinoma (1). The estimated
mean prevalence of infection in industrialized countries is 1 to 2%.
Many patients have been infected through blood transfusions or
intravenous drug use, but the cause of infection remains unknown in
about 20% of cases (63). No antiviral drugs targeting
specific HCV proteins have been developed, although in vitro models are
now available to screen such drugs (28, 35, 54). The only
approved drug is alpha interferon (IFN-
), whose antiviral effect
results from both direct nonspecific inhibition of viral replication
and modulation of the immune response to viral epitopes (2, 51,
70).
In a recent meta-analysis of controlled trials of the effect of IFN-
in chronic hepatitis C (60), the rate of sustained biochemical responses (defined as sustained normalization of serum alanine aminotransferase [ALT] activity after treatment withdrawal) to a standard regimen of IFN-
(3 MU subcutaneously 3 times a week
for 6 months) was 22%. Recent data suggest that about 80% of patients
with a sustained biochemical response achieve a sustained virological
response, defined as sustained HCV RNA clearance (4). Several independent predictors of a sustained virological response to
IFN have been identified in multivariate analyses. They include age,
the presence of cirrhosis on liver biopsy, the titer of anti-HCV core
immunoglobulin M, and virological parameters such as viral load, the
HCV genotype, and the genetic heterogeneity of hypervariable region 1 (HVR1) of the HCV genome (9, 22, 43, 46, 49, 53, 58, 66).
The independent predictive influence of virological parameters on
sustained HCV clearance in patients receiving IFN-
therapy raises
the question whether intrinsic characteristics of HCV strains confer
sensitivity or resistance to IFN-
. Recently, Enomoto et al.
(15, 16) analyzed the NS5A gene of HCV genotype 1b
(HCV-1b) strains by direct sequencing. They found a 40-amino-acid
stretch in the NS5A protein that they designated the interferon
sensitivity-determining region (ISDR), because HCV-1b strains with an
amino acid sequence identical to that of the prototype HCV-1b strain
HCV-J, isolated in 1990 in Japan by Kato et al. (33), were
resistant to IFN-
while strains with amino acid substitutions were
sensitive to IFN-
(15). The authors therefore suggested
that sequence analysis of the ISDR before therapy might be used to
predict the response to IFN-
(15, 16). Using a similar
approach based on direct sequencing of the NS5A gene, several authors
confirmed the results of Enomoto et al. (3, 40, 47, 48)
while others found frequent amino acid substitutions in the NS5A gene
of nonresponders to IFN-
and concluded that the response was not
related to the number of amino acid substitutions in the putative ISDR
(26, 34, 67, 76).
HCV, like other RNA viruses (5, 6, 10-12, 14, 29, 59, 71,
74), exists within its hosts as pools of genetically distinct but
closely related variants referred to as quasispecies (44).
This probably confers a significant survival advantage, since the
simultaneous presence of multiple variant genomes and the high rate at
which new variants are generated allow rapid selection of mutants
better suited to new environmental conditions (44). The
genetic heterogeneity of the HCV quasispecies population results from a
high RNA-dependent RNA polymerase error rate (with misincorporation
frequencies averaging about 10
4 to 10
5 per
base site) and the apparent absence of any error correction or
proofreading mechanism (6). Most mutant viral particles cannot replicate, but the remainder can transmit the new genetic information to their progeny. The "fittest" infectious particles are selected on the basis of their replication capacities and especially by the selective pressure exerted by their interactions with
host cell proteins and the immune response, which targets regions
encoding both cytotoxic and neutralizing epitopes (12, 13, 17, 37,
38, 72, 73).
The quasispecies distribution of HCV genomes in infected individuals
implies that direct sequencing of any genomic region gives
access only to dominant or consensus viral sequences. Thus, direct
sequencing is not suited to addressing the issue of IFN-
sensitivity- and resistance-associated sequences within any coding region of the HCV genome, including the NS5A region. In this
study, we used single-strand conformation polymorphism (SSCP) analysis, combined with cloning and sequencing strategies, to characterize NS5A quasispecies and their nucleotide and amino acid sequences in
HCV-1b-infected patients who responded or failed to respond to IFN-
therapy. Using these techniques, we determined the relationships between pre- and posttreatment NS5A quasispecies mutations and HCV-1b
sensitivity to IFN-
therapy. Hypotheses on the mechanisms underlying
HCV-1b resistance to IFN-
are given.
 |
MATERIALS AND METHODS |
Patients and samples.
We studied 45 consecutive patients who
had chronic hepatitis C related to HCV-1b infection and who were
eligible for IFN-
therapy. The genetic heterogeneity of the NS5A
gene was studied before treatment in all 45 patients by means of
reverse transcriptase-PCR-SSCP. SSCP analysis was initially developed
to detect sequence differences in single-stranded DNA by nondenaturing
polyacrylamide gel electrophoresis (52, 65). In this
technique, the target sequences are amplified by PCR. The products are
denatured by heating in the presence of formamide to obtain
single-stranded DNA and are analyzed by nondenaturing polyacrylamide
gel electrophoresis. The mobility of the separated strands depends on
their sequence-specific three-dimensional conformation. Therefore,
heterogeneous mixtures of mutant genomes, such as viral quasispecies,
can be separated into different bands by PCR-SSCP analysis (52,
65).
The patients were treated with 3 MU of IFN-
2a
(Roferon-A; Roche Laboratories, Basel, Switzerland) subcutaneously 3 times a week for at least 3 months. At month 3 of therapy, patients with elevated ALT levels were considered nonresponders while patients with normal ALT activity received a further 3 months of treatment with
the same dose (i.e., until month 6). The ALT activity in serum was used
as a biochemical index of the response to IFN-
. A sustained
biochemical response was defined as normal ALT activity at month 12, i.e., 6 months after treatment withdrawal. All patients with a
sustained biochemical response at month 12 underwent HCV RNA
determination by highly sensitive nested PCR. Patients who were PCR
negative at this time were defined as sustained virological responders.
Thirteen patients were selected for sequence analysis of the NS5A gene.
They comprised five patients with a sustained virological response,
defined by normal ALT activity and negative HCV RNA PCR 6 months after
IFN-
withdrawal (sustained HCV clearance) and eight nonresponders
randomly selected from the initial 45 patients, all of whom had
elevated ALT levels and detectable HCV viremia at treatment withdrawal
and 6 months later. For the epidemiological, histological, and
virological features of these 13 patients, see Table 1.
A 185-bp fragment of the NS5A gene was amplified by PCR in the
pretreatment samples from all 13 patients. PCR products were
cloned
into the pTAg vector, and 30 to 48 clones per patient were
analyzed by
SSCP to determine the frequency of each quasispecies
variant (clonal
frequency analysis [
24]). Indeed, clones with
the same
sequence gave identical patterns in this technique while
clones with
different sequences gave consistently different patterns
(Fig.
1). In all instances, a second SSCP
analysis was performed
in the putative order of frequency deduced from
the first analysis
to better discriminate between clones with close but
nonidentical
SSCP patterns (Fig.
1). One to three (when available)
clones were
then sequenced for each SSCP pattern. The same procedure
was used
at month 12 (end of follow-up) with four nonresponders.

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FIG. 1.
Clonal frequency analysis by SSCP. A 185-bp fragment in
the NS5A gene of HCV was amplified by PCR, and the PCR product was
cloned into the pTAg vector. Thirty clones were isolated, clonal DNA
was amplified by PCR, and the PCR products were analyzed by SSCP. Each
clone theoretically gives two bands in SSCP, corresponding to the two
strands of double-stranded PCR products, which migrate to positions
depending strictly on their nucleotide sequence. At the low temperature
used for migration (3°C), minor conformations of DNA strands can
generate weak additional bands which also migrate to specific
positions. A first SSCP round was performed in random order. The second
SSCP round, in which the clones are in the order of frequency deduced
from the first analysis, is shown. Each lane corresponds to a different
NS5A clone. After clonal frequency analysis, one to three (when
available) clones per SSCP pattern were sequenced.
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HCV RNA quantification.
HCV RNA was quantified before
therapy by means of a commercial noncompetitive PCR-based assay
(Amplicor HCV Monitor; Roche Molecular Systems, Branchburg, N.J.) as
specified by the manufacturer (55). The results were
expressed in log10 genome copies per milliliter.
5' untranslated region PCR.
A sustained virological response
was defined by a negative 5' untranslated region PCR in patients with
normal ALT activity 6 months after IFN-
withdrawal. A previously
described nested reverse transcriptase PCR technique was used
(56).
NS5A PCR.
RNA was first extracted from 50 µl of serum with
RNAzol (RNA-B; Bioprobe Systems, Montreuil-sous-Bois, France) and
chloroform. After alignment of European HCV genotype 1b sequences,
conserved primers were designed (34) to amplify a 185-bp
fragment containing, downstream, the portion of the so-called ISDR in
which mutations had been reported in responders (15, 16)
and, upstream, three serine residues at amino acid positions 2197, 2201, and 2204, which were recently reported to be mandatory for
hyperphosphorylation of the NS5A gene product (68). RNA was
reverse transcribed at 42°C for 90 min with 100 pmol of random
hexamers in the presence of 8 U of avian myeloblastosis virus reverse
transcriptase (Promega, Madison, Wis.). Seminested PCR was performed.
The first round used 5 pmol of upstream primer HCPr 378 (5'GTGCTCACTTCCATGCTCACCG; nucleotides 6837 to 6858 in the
HCV-J sequence) and downstream primer HCPr 382 (5'GTTTCCGCCCATCTCCTGCCGC3'; nucleotides 7028 to 7049)
(34). The second round used upstream primer HCPr 379 (5'CCCACATTACAGCAGAGACGGC3'; nucleotides 6865 to 6886) and
downstream primer HCPr 382 (34). The two rounds of PCR were
performed with 2.5 U of Taq DNA polymerase (Pharmacia
Biotech, Uppsala, Sweden) under the same conditions, i.e., a 5-min
denaturation at 94°C followed by 35 cycles (94°C for 30 s,
60°C for 30 s, and 72°C for 30 s) and then by a final PCR
extension at 72°C for 5 min. Amplified products were analyzed by
electrophoresis through a 3% NuSieve agarose gel (FMC, Rockland,
Maine) and staining with ethidium bromide.
Cloning.
PCR products were purified with the Sephaglas
BandPrep kit (Pharmacia Biotech) as specified by the manufacturer.
Purified products were quantified by ethidium bromide staining with DNA standards as controls; 50 ng was directly ligated into 50 ng of pTAg
vector (LigATor cloning kit; R&D Systems, Abingdon, United Kingdom).
Transformation of recombinant plasmid DNA into Escherichia coli competent cells was performed as specified by the
manufacturer (R&D Systems), and transformants were grown on
ampicillin-tetracycline plates. Cloned DNA was reamplified by the same
NS5A-specific PCR procedure as that described above and used for SSCP
analysis.
SSCP analysis.
Amplified products were extracted from the
agarose gel and purified with the Sephaglas BandPrep kit (Pharmacia
Biotech) as specified by the manufacturer. Purified PCR products were
eluted in 20 ml of dilution buffer. SSCP analysis was performed with the PCR fragment analysis kit (Pharmacia Biotech). An average of 50 ng
of amplified DNA recovered from each serum sample was diluted in 4.5 µl of sterile distilled water plus 4.5 µl of a solution containing
10 mM NaOH and 2 mM EDTA, and bromophenol blue was added. The samples
were denatured for 10 min at 100°C and chilled on ice immediately.
Then 8-µl portions of the denatured samples were loaded into the
wells of a discontinuous polyacrylamide gel (CleanGel; Pharmacia
Biotech) which had been rehydrated to 0.5-mm thickness with a buffer
specially designed for DNA separation (pH 7.3). Horizontal
electrophoresis was performed in a Multiphor II electrophoresis
apparatus (Pharmacia Biotech) at 3°C and 100 V for 20 min
(penetration) and 600 V for 70 min (migration and stacking). The gel
was then subjected to a rapid, sensitive silver-staining procedure with
a silver-staining DNA kit (Pharmacia Biotech), a procedure that can
detect 0.5 to 2 ng of DNA. After electrophoresis, the gel was fixed for
30 min at room temperature in 10% acetic acid, washed, and incubated
for 20 min in 200 ml of a solution containing 0.1% (wt/vol)
AgNO3 and 0.1% formaldehyde. The gel was rinsed, placed in
200 ml of a solution containing 2.5% Na2CO3, 0.1% formaldehyde, and 0.002% sodium thiosulfate, and slowly agitated until staining became visible. The reaction was stopped by incubation for 20 min in 40 mM EDTA, and the stain was fixed by incubation for 20 min at room temperature in a solution containing 10% glycerol.
Sequencing.
After cloning and PCR amplification of the
clones, the PCR products were amplified by the dye termination method
in an ABI 377 automated DNA sequencer (Applied Biosystems, Foster City, Calif.) with the ABI Prism Dye Terminator Cycle Sequencing Ready Reaction (Applied Biosystems) as specified by the manufacturer. The
sequencing primers were HCPr 379 and HCPr 382.
Calculation of genetic diversity and genetic distances.
We
determined the genetic diversity of HCV strains in the region of
interest by calculating entropy, which is defined in terms of the
probabilities of the different sequences or clusters of sequences that
can appear at a given time point. This measure, also known as Shannon
entropy (74), is calculated as S = 
i (pi ln
pi), where pi is the
frequency of each sequence in the viral quasispecies. The normalized
entropy, Sn, was calculated as
Sn = S/ln N, where N is
the total number of sequences analyzed. Sn
theoretically varies from 0 (no diversity) to 1 (maximum diversity). Normalized entropy was calculated at both the nucleotide and amino acid
levels on the basis of the first 30 clones isolated before treatment in
the 13 patients.
Nucleotide sequences were aligned with the CLUSTAL W program version
1.5 (
69). Distances between pairs of sequences were
calculated by using the DNADIST module in the PHYLIP package version
3.572 (
20). The calculation was based on a Kimura
two-parameter
distance matrix with a transition-to-transversion ratio
of 2.0.
The mean and standard error of the mean (SEM) within-sample
genetic
distances were calculated for the quasispecies in each of the
13 patients before treatment. The numbers of synonymous and
nonsynonymous
substitutions per synonymous and nonsynonymous site,
respectively,
were calculated with the Jukes-Cantor correction for
multiple
substitutions, using the MEGA program (
31,
39). In
the four
nonresponders studied at month 12, the mean and SEM of the
between-sample
genetic distances were calculated on the basis of
distances between
pairs of pre- and posttreatment sequences, as were
the numbers
of synonymous and nonsynonymous substitutions per
synonymous and
nonsynonymous site. Statistical comparisons were made
with a
t-test.
Construction of phylogenetic trees.
The PHYLIP program
version 3.572 (20) was used to construct phylogenetic trees
by means of the neighbor-joining method (64) with a sequence
matrix determined by the two-parameter method of Kimura. Bootstrap
support was determined by 100 resamplings of the sequences
(19).
 |
RESULTS |
Quasispecies distribution of HCV in the NS5A gene.
A 185-bp
NS5A PCR product was generated from the pretreatment samples from 45 HCV-1b-infected patients. This fragment included, upstream, the three
serine residues mandatory for hyperphosphorylation of the NS5A protein
(68) and, downstream, the region containing the putative
IFN-
sensitivity-determining sequences (15, 16). The PCR
products were initially analyzed by SSCP. As shown in Fig.
2, sera were characterized by specific
SSCP patterns, with two to eight bands (mean ± SD, 3.5 ± 1.5) migrating to different positions in the gel. This suggested that
different mixtures of NS5A sequences were circulating in the patients,
i.e., that the NS5A gene of HCV-1b had a quasispecies distribution.

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FIG. 2.
SSCP analysis of NS5A PCR products obtained from
pretreatment samples from HCV-1b-infected patients. One patient's
sample is analyzed per lane. The SSCP patterns were different from one
patient to the next and were characterized by the presence of two to
eight bands (mean, 3.5 ± 1.5) migrating to different positions in
the gel. These patterns suggested that the patients harbored mixes of
different sequences in the region of interest, i.e., that this region
had a quasispecies distribution.
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The quasispecies distribution of the region of interest was confirmed
by cloning NS5A PCR products obtained from 13 patients
before therapy
into the pTAg vector. A total of 482 pretreatment
NS5A clones (i.e., 30 to 48 clones per patient) were generated
and analyzed. For each sample,
the clonal frequency was calculated
by SSCP and the clones were
sequenced. This procedure showed in
all instances that the patients
harbored complex mixtures of genetically
distinct but closely related
variants (Fig.
3). The genetic diversity
of the region of interest was estimated by calculating normalized
nucleotide sequence entropy in the 13 samples on the basis of
the first
30 clones isolated. The mean entropy in the 13 patients
was 0.441 ± 0.063 (range, 0.127 to 0.761). The degree of diversification
of each
quasispecies was evaluated as the average genetic distance
within the
quasispecies (within-sample genetic distance). The
mean within-sample
genetic distance in the 13 patients was 0.0408
± 0.0063 (range,
0.0110 to 0.0656). The results are given for
each patient in Table
1. The nucleotide sequence entropy and
the average within-sample genetic distance were significantly
related
to each other (
r = 0.575,
P < 0.04)
but were not related
to the viral load measured at the same time point
(Table
1).

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FIG. 3.
Alignment of nucleotide sequences of independent HCV
NS5A clones from two patients, characteristic of a quasispecies
distribution in the region of interest. Relative frequencies determined
by SSCP are shown on the right (the nucleotide sequence between codons
2195 and 2240 of the HCV-1b sequence is shown).
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TABLE 1.
Epidemiological, clinical, and histological features of
the 13 patients studied and characteristics of the NS5A quasispecies
before treatment
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Figure
4 shows the amino acid sequences
found before therapy in the NS5A quasispecies from the 13 patients and
their relative
frequencies. The mean normalized amino acid sequence
entropy was
0.244 ± 0.042 (range, 0.000 to 0.473). The amino acid
sequence
entropy was significantly related to the nucleotide sequence
entropy
(
r = 0.755,
P < 0.003) but not
to the average within-sample genetic
distance within the quasispecies
or to the viral load. The types
of mutational changes were then
examined. As shown in Table
1,
the proportion of synonymous
substitutions was significantly higher
than the proportion of
nonsynonymous substitutions in all the
patients except for three, who
had very low entropy. This suggested
that quasispecies mutations in the
region of interest were due
mainly to random genetic drift. Most of the
nonsynonymous mutations
resulted in amino acid substitutions at
positions 2217 to 2218
(Fig.
4), suggesting either that, in contrast to
the rest of the
region of interest, this short amino acid stretch was
subjected
to strong selection pressure or that amino acid replacements
encoded
by genomic molecules selected for other traits were
tolerated
at these positions. Other amino acid substitutions were rare
and
seemed to occur at random positions. The three serine residues
at
positions 2197, 2201, and 2204, recently suggested to be important
for
hyperphosphorylation of the NS5A protein (
68), were highly
conserved among the patients studied and within the quasispecies
in
each patient. The other serine residues probably involved in
phosphorylation of the NS5A protein (
61) were also well
conserved,
except for the serine at position 2200, which was often
replaced
by a threonine, and the serine at position 2210, which was
sometimes
replaced by a proline.

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FIG. 4.
Amino acid composition (amino acid positions 2195 to
2240) of NS5A protein of quasispecies from 13 patients. The alignment
of amino acid sequences was deduced from the nucleotide sequences of 30 to 48 independent clones obtained before IFN- treatment in 13 patients and 30 to 48 independent clones obtained 6 months after
IFN- withdrawal in 4 of them (patients 10 to 13). Relative
frequencies of the variants are shown on the right, as determined by
clonal frequency analysis by means of SSCP. Patients 1 to 5 were
sustained virological responders to 3 MU of IFN- three times a week
for 6 months; i.e., they cleared HCV during treatment and were still
nonviremic 6 months later. Patients 6 to 13 were nonresponders. The
HCV-J sequence, reported in 1990 by Kato et al. (33), is
given for comparison at the top, and the variants with a sequence
identical to HCV-J are identified by an asterisk. The three serine
residues mandatory for hyperphosphorylation of the product of the NS5A
gene (68) are underlined. Amino acid positions 2217 to 2218, at which nonsynonymous mutations were frequently found, are identified
by +.
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Relationship between NS5A and sensitivity to IFN-
.
We then
compared nucleotide sequence entropy, amino acid sequence entropy, the
average within-sample genetic distances, and viral load between the
sustained virological responders and nonresponders. As shown in Fig.
5, the genetic diversity of the region of
interest, as evaluated by normalized nucleotide sequence entropy, was
significantly lower in the sustained virological responders than in the
nonresponders (0.244 ± 0.058 and 0.564 ± 0.066, respectively; P < 0.02). Moreover, only one sustained
virological responder had a nucleotide sequence entropy higher than
0.300, while only one nonresponder had a nucleotide sequence entropy
lower than 0.400 (Table 1). There was also a strong tendency toward a
lower viral load in sustained responders than in nonresponders (mean
log10 viral load, 4.84 ± 0.38 and 5.38 ± 0.19, respectively; P < 0.08) (Fig. 5; Table 1). In
contrast, neither the amino acid sequence entropy nor the average
within-sample genetic distance was related to the response to IFN
therapy (Fig. 5).

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FIG. 5.
Nucleotide sequence entropy, amino acid sequence
entropy, average genetic distances within the quasispecies, and viral
load in the five patients with a sustained virological response (SVR)
to IFN- therapy and in the eight nonresponders (NR). NS, not
significantly different.
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No specific NS5A nucleotide or amino acid sequence of pretreatment
isolates appeared to be associated with sustained HCV clearance
(Fig.
4). Similarly, the nonresponders harbored various NS5A nucleotide
and
amino acid sequences. However, the HCV-J sequence was significantly
more frequent in the nonresponders than in the sustained responders.
Indeed, it was found in all eight nonresponders, in whom it represented
16.7 to 94.3% of the quasispecies variants (Fig.
4). Nevertheless,
the
HCV-J sequence was the dominant sequence in only five of these
eight
patients. In contrast, only one of the five patients with
a sustained
virological response harbored the HCV-J sequence within
his
quasispecies (patient 5, in whom it represented 8.3% of the
quasispecies variants). Another responder (patient 1) had a sequence
with only one mutation relative to HCV-J, representing 3.3% of
the
quasispecies variants. In patient 5, the HCV-J sequence was
cleared
after treatment, together with the other variants, and
the patient was
still nonviremic 3 years after IFN-

withdrawal,
showing that the
HCV-J sequence is not intrinsically resistant
to IFN-

treatment.
Finally, both the nonresponders and the sustained
responders harbored
quasispecies variants with one to seven mutations
relative to the HCV-J
sequence, showing that these mutations are
not characteristic of
sensitive strains (Fig.
4).
Evolution of NS5A quasispecies during and after IFN-
treatment.
NS5A PCR products were generated from sera sampled 12 months after initiation of therapy, i.e., at the end of follow-up, to determine the evolutionary pattern of NS5A quasispecies during this
period. PCR products were cloned into the pTAg vector, and 36 to 48 clones per patient were studied by SSCP for clonal frequency (Table
2). One to three clones (when available)
per SSCP pattern were sequenced and compared with pretreatment
sequences. As shown in Table 2, the average between-sample
(posttreatment versus pretreatment) genetic distances were
significantly higher than the average pretreatment within-sample
genetic distances, indicating that changes in sequences occurred and
that these changes were evolutionary. In addition, when pre- and
posttreatment sequences were compared, the proportion of synonymous
mutations was always significantly higher than the proportion of
nonsynonymous mutations (Table 2). Phylogenetic analysis was used (see
Materials and Methods) to study the evolution and viral diversification
of NS5A sequences over time. As shown in Fig.
6, variants isolated at treatment
initiation and variants isolated 12 months later showed distinctive
clustering with the sampling time, compatible with shifts in the
population of viruses. This suggested that a true evolutionary process
occurred during the study period. Intermingling of sequences was rarely
observed, possibly suggesting that pretreatment variants survived.
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TABLE 2.
Effect of IFN- therapy on NS5A quasispecies in four
patients tested before treatment and at the end of follow-up
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FIG. 6.
Phylogenetic trees of the NS5A region within the four
subjects studied before IFN- treatment and 12 months later. The
phylogenetic reconstructions shown are neighbor-joining trees with
bootstrap proportions of greater than 50 of 100 bootstrap replicates
shown at appropriate branch points. M0 indicates a variant isolated
before treatment, and M12 indicates a variant isolated 12 months
later.
|
|
When pre- and posttreatment NS5A amino acid sequences were compared
(Fig.
4), it indeed appeared that most of the variants
found after
treatment were not detected before treatment whereas
most pretreatment
variants were no longer found after treatment.
Most amino acid changes
occurred at positions 2217 to 2218, again
suggesting that this short
stretch is subjected to strong selection
pressure that could be
enhanced by IFN-

or that it tolerates
amino acid replacements. The
HCV-J sequence was present in the
quasispecies from the four patients
before treatment and was the
dominant sequence in three of the
patients. This sequence was
still found 12 months later in all four
patients but was the dominant
sequence in only one. Sequences with 1 to
6 amino acid substitutions
relative to HCV-J were present in
significant proportions in the
four patients before and after
treatment, indicating that NS5A
sequences with mutations relative to
HCV-J are not intrinsically
sensitive to IFN-

treatment. Finally, it
is noteworthy that the
serine residues involved in NS5A protein
phosphorylation (
61,
68) remained highly conserved among the
quasispecies variants
from the four patients after treatment.
 |
DISCUSSION |
This study shows that the NS5A gene of HCV genotype 1b has a
quasispecies distribution, which is a characteristic of other regions
of the HCV genome, including the 5' untranslated region, E2, NS2, and
NS3 (18, 44, 45, 73). Nucleotide and amino acid sequence
analysis of quasispecies variants provides valuable information on how
a virus behaves in a constant or changing environment, provided that a
sufficient number of clones are analyzed per time point and per
patient, i.e., more than 20 (12, 23). We analyzed 30 to 48 clones from each of 13 patients with chronic hepatitis C related to
HCV-1b. Calculation of normalized nucleotide sequence entropy showed a
high genetic diversity of the region of interest. The three serine
residues at positions 2197, 2201, and 2204 showed remarkable
conservation, both within quasispecies in a given patient and among the
various patients, and also before and after treatment, as did (although
to a slightly lesser extent) the other serine residues involved in
phosphorylation of the NS5A protein (68). This finding,
together with the recent observation that seryl phosphorylation of NS5A
protein is a feature conserved among divergent HCV isolates
(61), suggests that phosphorylation of NS5A protein, a
protein thought to be integrated into the polymerase complex during
replication (27, 75), is important for its function (which
is unknown). In contrast, amino acid substitutions were frequently
observed at positions 2217 to 2218, both within quasispecies in a given
patient and among the various patients. This suggested either tolerance
to amino acid replacements at these positions or strong selection
pressure acting on this short amino acid stretch. Although
an HLA B38-restricted cytotoxic epitope including these two amino
acids was recently identified in the liver biopsy specimen of an
HCV-infected patient (74a), this region does not seem to be
a major target for cytotoxic responses. Therefore, selection might
instead be due to interactions with host cellular proteins.
In contrast to HVR1, another highly diverse region of the HCV genome
subjected to strong selection pressure by neutralizing antibodies
(17, 62, 73), the proportion of synonymous mutations was
significantly higher than the proportion of nonsynonymous mutations in
the portion of the NS5A gene studied here. Entropy measures the
repertoire size of viral quasispecies, which results from the
accumulation of nucleotide substitutions over time under the variable
influence of three parameters: (i) viral production, i.e., replication
rates; (ii) rates of misincorporation of viral RNA-dependent RNA
polymerases; and (iii) selection of the fittest newly produced
variants (13, 14). The significantly higher proportion of
synonymous mutations suggests that the overall genetic diversity of
the region studied, as measured by nucleotide sequence entropy,
reflects a combination of high mutation rates, viral replication
kinetics, and limitations to acceptance of amino acid substitutions
rather than the positive selection of viral variants (74).
An important finding in this study was that pretreatment nucleotide
sequence entropy was significantly lower in the patients who eliminated
HCV than in the nonresponders (Fig. 5). The predictive value of low
pretreatment entropy for a sustained virological response cannot be
deduced from our data, because the eight nonresponders were randomly
selected from a larger group of patients. In contrast, all five
sustained virological responders were studied. Our results therefore
show that patients with a high pretreatment entropy in the region of
interest are very unlikely to eradicate HCV when given the classical
IFN-
regimen. The viral load was also lower in sustained responders
than in nonresponders, and the difference was close to statistical
significance. It is noteworthy that in a multivariate analysis of the
series of patients from whom the present study group was extracted, a
low viral load emerged as an independent predictor of a sustained
virological response to IFN-
, in keeping with numerous reports
(8, 25, 42, 46, 49, 58).
As recently reported, it can be assumed that the viral load and
infected-cell numbers are in steady state before treatment, with a
minimal estimated production of the order of 1010 to
1011 virions per day (41, 77), and a maximal
estimated half-life of free virions of 0.3 day (41). In this
model, the viral load is a good estimate of the level of virus
production (41), while our findings indicate that nucleotide
sequence entropy in the region of the NS5A gene we studied is dependent
largely on viral replication kinetics. Our results therefore suggest
that replication kinetics when treatment is started is a major
determinant of the response of HCV-1b to 3 MU of IFN-
three times a
week. On the other hand, the fact that no major selection pressure
appeared to be exerted on the region of the NS5A gene studied (except
possibly at amino acid positions 2217 to 2218) suggests that its
genetic diversity reflects the overall diversity of the HCV strain
whereas other regions subjected to strong pressure, such as HVR1, might be less representative. Since only patients with low nucleotide sequence entropy, i.e., a small HCV quasispecies repertoire, can have
sustained HCV RNA clearance, HCV resistance to therapy is unlikely to
be related to a small number of specific mutations on the genome, which
could be achieved by rapid viral replication starting from a small
quasispecies repertoire. The resistance of HCV to IFN-
would instead
depend on the presence of complex (i.e., numerous and/or related)
mutations, which could be achieved only by starting from a large
quasispecies repertoire. Indeed, in quasispecies with low entropy,
there is a low probability that all the mutations needed for resistance
will be present before treatment or will occur after the initiation of
therapy, given the initial effect of IFN-
on virus production
(41). In contrast, high pretreatment entropy is associated
with a higher probability that the resistance mutations are present,
even in minor poorly fit variants, and that these variants can be
selected (7).
IFN-
acts on HCV through two phenomena: (i) it causes direct
inhibition of HCV replication through activation of the expression of
various proteins, such as 2',5'-oligoadenylate synthetase, Mx protein,
or double-stranded RNA-activated protein kinase (PKR), that act as
nonspecific antiviral agents in infected cells (2, 51);
and (ii) it is a multifunctional immunomodulatory cytokine which
induces a number of immunological changes, including expression of
class I and class II major histocompatibility complex antigens, activation of cytotoxic T cells and macrophages, and complex
interactions with the cytokine cascade (51, 70). Early loss
of HCV RNA in serum is necessary for long-term eradication of HCV. This
results from the direct antiviral effect of IFN-
(41) and
could be largely dependent on the viral kinetics at the time treatment is started. Indeed, the antiviral effect of a single injection of
IFN-
was recently shown to be dose dependent and short-lived (less
than 24 h) (41). It is therefore possible that primary HCV resistance is due mainly to a mismatch between the recommended IFN-
(3 MU three times per week) and the viral kinetics, which would
strongly support the use of higher IFN-
doses and more frequent
administration at the outset (41). It must be stressed, however, that in spite of prolonged IFN-
treatment, sustained HCV
eradication is obtained in a relatively small proportion of the
patients who initially clear HCV RNA, owing to subsequent breakthroughs
and relapses (58, 60). It is therefore possible that
quasispecies variants against which the host has mounted an immune
response are eliminated during IFN-
treatment but that the remaining
variants bear mutations giving a selective advantage to escape immune
system elimination (36, 50). Such mutations would be
numerous, possibly related, and located at different positions
throughout the viral genome corresponding to the various epitopes
involved in immune system-mediated viral clearance, a hypothesis
supported by our results. If so, the mutations conferring IFN-
resistance on HCV-1b would differ among patients, being strictly
dependent on the state of the immune system relative to HCV epitopes
during therapy. The better efficacy of longer maintenance IFN-
therapy on sustained HCV clearance (30, 60) could then be
explained by the fact the IFN-
stimulated immune system has more
time to mount an efficient response to escape variants selected during
the first months of therapy.
Altogether, these findings suggest that the resistance of HCV-1b to
IFN-
is mediated through viral replication kinetics and complex
nonspecific mutations related to the host immune response, rather than
through specific sequences in the NS5A gene of HCV-1b. Indeed, the
HCV-J sequence does not appear to be intrinsically resistant to
IFN-
, and mutant sequences are not intrinsically sensitive to
IFN-
, while their presence does not appear to confer sensitivity.
Nevertheless, the HCV-J sequence was consistently found more often in
the nonresponders than in the sustained virological responders. This
could explain why the HCV-J sequence or sequences with few mutations
relative to HCV-J were more frequently found in nonresponders than in
sustained responders in studies based on direct sequencing, which gives
access only to dominant or consensus sequences (15, 16, 40, 47,
48).
The presence of the HCV-J sequence in all the
nonresponders and in the only sustained virological
responder with high entropy suggests that NS5A quasispecies mutations
could play a role in the resistance of HCV-1b to IFN-
by influencing
viral kinetics and, as a consequence, genomic entropy. Indeed,
NS5A protein seems to be integrated into the polymerase
complex during replication (27) and could
therefore play a critical role in the regulation of viral replication.
Recent studies have suggested that the amino acid sequences in the
region we studied could be important in the structure and function of
the protein. First, the NS5A gene product was recently shown to
repress, in vitro, the IFN-
-induced PKR, a mediator of the antiviral
effect of IFN-
which directly inhibits the protein synthesis
initiation factor eIF2-
(21). Interestingly, the HCV-J
sequence bound PKR and inhibited the phosphorylation of eIF2-
, while
certain forms with as few as two mutations lost their ability to
bind PKR and to inhibit eIF2-
phosphorylation (33a).
The relative proportion of these two functionally distinct sets
of sequences at a given time point in a given patient might participate
in the regulation of HCV replication rates in infected cells, in which
antiviral conditions exist naturally through endogenous IFN-
production (57). It could also play a role in IFN-
resistance by influencing replication kinetics at the time treatment is
started and/or by at least partly inhibiting the antiviral effect of
IFN-
through the interaction with PKR and possibly other mediators
of IFN-
action. Second, it has recently been found, in vitro and in
cultured cells, that NS5A protein is phosphorylated in the region we
studied by an associated cellular serine/threonine kinase that differed
from PKR (61). The action of this kinase seems to be highly
dependent on the amino acid sequences found immediately upstream and
downstream of the phosphate acceptor sites, namely, serines and, to a
lesser extent, threonines (61). In this respect, it must be
noted that amino acid 2217 in the HCV-J sequence is a threonine which
follows another threonine and that the kinase would prefer to
phosphorylate serine or threonine residues followed by acidic amino
acids (61), which is the case in the region immediately
following amino acids 2217 to 2218 in the HCV-J sequence. It is
therefore possible that quasispecies mutations regulate the rate of
phosphorylation of the protein. It is also possible that, as reported
for dengue virus type 2 NS5 protein, the phosphorylation state of NS5A
protein correlates with its subcellular location (32). Since
replication seems to occur on cytoplasmic membranes surrounding
the nucleus and since PKR is mostly a cytoplasmic enzyme, the
coexistence of unequally phosphorylated NS5A variants in infected
cells might conceivably participate in the regulation of viral
replication during chronic infection and might therefore play a role in
the resistance of HCV-1b to IFN-
therapy. Strong selection pressures
exerted on amino acid positions 2217 to 2218 would be consistent with
the involvement of these two amino acids in the interaction with host proteins and/or in the phosphorylation processes. Both in vitro and in
vivo structure-function studies are now needed to determine the
relative biological activities of NS5A quasispecies variants isolated
from individual patients.
The results of the analysis of NS5A quasispecies at the end of the
follow-up period in four nonresponders were compatible with a true
evolutionary process characterized by shifts in the populations of
viruses. No control group of untreated patients was studied, but it has
recently been shown that the IFN-
regimen used in this study is
associated with significantly higher rates of accumulation of
mutations in various regions of the HCV genome than during the natural
progression of the disease in untreated patients
(22a). Again, most amino acid changes occurred at
positions 2217 to 2218, suggesting that viral variants were selected or that substitutions at these positions were tolerated. It must be noted,
however, that the posttreatment sequences were different from one
patient to the next, indicating that no specific NS5A amino acid
sequence is resistant to IFN-
and reinforcing our hypothesis that
resistant variants could be specific to each patient. In contrast,
nucleotide substitutions not involving amino acids 2217 to 2218 were
synonymous in most cases, suggesting that the observed changes
reflected enhanced replication kinetics (74). This is
consistent with our recent observation of replication rebound during
and after treatment (breakthrough and relapse, respectively) in
patients who do not clear HCV (58a). It is possible that
this rebound is dependent on changes in regions of the HCV genome that
are more directly involved both in replication and in elimination by
the immune system. In this respect, we recently observed profound
changes in the composition of HCV quasispecies in the HVR1, the target
of neutralizing responses, during and after IFN-
treatment
(58a). These changes could at least partly account for the
changes in viral replication kinetics caused by treatment.
 |
ACKNOWLEDGMENTS |
This work was supported by a grant from the French Ministry of
Health (Programme Hospitalier de Recherche Clinique 1996, contract AOM96-136) and a grant from Roche Products (Neuilly-sur-Seine, France).
We thank Lieven Stuyver for designing NS5A-specific primers for PCR;
Anne Bastie, Jean-Michel Métreau, Ariane Mallat, Jean-Philippe Mavier, Gilles Duverlie, and Laurent Castéra for providing
patient samples; Isabelle Da Silva, Jocelyne Rémiré, and
Françoise Darthuy for excellent technical assistance; and
Jean-Marc Josse, Carole Dupont, and the Management Staff of Pharmacia
Biotech, Orsay, France, for their support in this study. We are
also grateful to Marie-France Saint-Marc Girardin (Produits Roche) for
her help. We are indebted to Margaret J. Koziel for critical review of
the manuscript.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Service de
Bactériologie-Virologie, Hôpital Henri Mondor, 51 ave. du
maréchal de Lattre de Tassigny, 94010 Créteil, France.
Phone: (33) 1.49.81.28.26. Fax: (33) 1.49.81.28.39. E-mail:
pawlotsky{at}univ-paris12.fr.
 |
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