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J Virol, February 1998, p. 950-958, Vol. 72, No. 2
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
DNA Immunization against Herpes Simplex Virus:
Enhanced Efficacy Using a Sindbis Virus-Based Vector
Mangala J.
Hariharan,
David A.
Driver,
Kay
Townsend,
Duane
Brumm,
John M.
Polo,
Barbara
A.
Belli,
Donald J.
Catton,
David
Hsu,
Denise
Mittelstaedt,
James E.
McCormack,
Linda
Karavodin,
Thomas W.
Dubensky Jr.,
Stephen M. W.
Chang, and
Theresa A.
Banks*
Departments of Viral Therapeutics and
Immunology, Center for Gene Therapy, Chiron Technologies, San
Diego, California 92121-1204
Received 5 August 1997/Accepted 16 October 1997
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ABSTRACT |
Previously we reported the development of a plasmid DNA expression
vector system derived from Sindbis virus (T. W. Dubensky, Jr., et
al., J. Virol. 70:508-519, 1996). In vitro, such vectors exhibit
high-level heterologous gene expression via self-amplifying cytoplasmic
RNA replication. In the present study, we demonstrated the in vivo
efficacy of the Sindbis virus-based pSIN vectors as DNA vaccines. A
single intramuscular immunization of BALB/c mice with pSIN vectors
expressing the glycoprotein B of herpes simplex virus type 1 induced a
broad spectrum of immune responses, including virus-specific
antibodies, cytotoxic T cells, and protection from lethal virus
challenge in two different murine models. In addition, dosing studies
demonstrated that the pSIN vectors were superior to a conventional
plasmid DNA vector in the induction of all immune parameters tested. In
general, 100- to 1,000-fold-lower doses of pSIN were needed to induce
the same level of responsiveness as that achieved with the conventional
plasmid DNA vector. In some instances, significant immune responses
were induced with a single dose of pSIN as low as 10 ng/mouse. These
results indicate the potential usefulness of alphavirus-based vectors
for DNA immunization in general and more specifically as a herpes
simplex virus vaccine.
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INTRODUCTION |
One promising new approach in
vaccine development is the use of plasmid DNA for immunization.
Immunization with antigen-encoding DNA plasmids has been used to induce
both humoral and cell-mediated immune responses against a growing
number of infectious disease agents, including viruses, bacteria, and
parasites (reviewed in references 9, 12, 37, and
45). While numerous investigations have demonstrated
the ability of DNA immunization to induce protective immune responses
in certain animal models, other studies have shown that in some
systems, the level of immunity induced is not complete (16, 29,
30). In particular, the use of DNA vaccines to elicit mucosal
immune responses remains inconsistent (27). Moreover, the
efficacy of DNA vaccines in nonhuman primates, as well as in humans,
has not been established, with few such reports appearing in the
literature. However, one recent report of a study using chimpanzees
indicates that DNA vaccines may indeed provide protection against
experimental infection with human immunodeficiency virus type 1 (5).
Currently, a variety of methods are being used to increase the
effectiveness of DNA immunization. Some of these approaches include the
use of facilitators such as the anesthetic bupivacaine (47,
49), the coinjection of DNA vectors encoding immunomodulatory cytokines (15, 24, 44, 51) or costimulatory molecules (8), and the injection of plasmid DNA-transfected dendritic cells (32). Improving DNA delivery represents another area
of active investigation and includes such devices or agents as the gene
gun (14, 19), cationic lipids (17, 41, 50), and synthetic polymers (35). The continued improvement of
DNA-based vectors also remains an important way to enhance DNA
immunization (20, 34).
Recently, we (10, 11) and others (21) described
the development of layered plasmid DNA-based expression systems derived from Sindbis virus, the type species of the alphaviruses (reviewed in
references 13, 22, 28, and 42).
The mode of heterologous gene expression from these alphavirus-derived
expression plasmids differs from that of conventional eukaryotic
expression plasmids. Conventional expression plasmids incorporate an
RNA polymerase II expression cassette to drive the transcription of
mRNA encoding the heterologous gene product. The first layer of the
alphavirus-derived expression system also utilizes an RNA polymerase II
cassette, but instead of driving the expression of a heterologous gene, this layer controls the expression of a second layer which is comprised
of a self-replicating alphavirus RNA expression vector (replicon). This
replicon component is essentially an alphavirus genome consisting of
the alphavirus nonstructural replicase genes, the 5'- and 3'-end genome
sequences required in cis for replication, and a
heterologous gene which has been substituted in place of the viral
structural genes. Expression of the heterologous gene is achieved by
linking it to the highly active alphavirus subgenomic promoter
(52). Thus, primary transcription in vivo produces an RNA
vector which is capable of cytoplasmic amplification and expression via
the natural alphavirus replication cycle. For this reason,
self-replicating vectors of this type are expected to express at higher
levels than conventional plasmid DNA vectors where the heterologous
gene is linked directly to a polymerase II promoter.
Although enhanced heterologous gene expression from layered DNA-based
Sindbis virus vectors has been demonstrated in vitro compared to
conventional DNA vectors (10, 11, 21), little is known about
their relative activities in vivo. However, it has been shown that
replicon-containing, recombinant alphavirus vector particles can induce
both humoral and cell-mediated immune responses in animal models
(6, 53, 54). In this report, we demonstrate the in vivo
efficacy of plasmid DNA-based Sindbis virus vectors encoding the
glycoprotein B (gB) (pSIN-gB) of herpes simplex virus type 1 (HSV-1) as
a DNA vaccine and compared it to a conventional cytomegalovirus (CMV)
promoter-driven DNA vector also expressing HSV-1 gB (pCI-gB). While
both types of vector systems were able to induce virus-specific and
protective immune responses in two different murine models of HSV
infection, dosing studies demonstrated that the pSIN-gB vectors were
consistently superior to pCI-gB in the induction of all immune
parameters tested, including virus-specific antibody, cytotoxic T
lymphocytes (CTL), and protection from lethal viral challenge. These
findings illustrate the potential utility of alphavirus-based vectors
as DNA vaccines. Moreover, the continued development and refinement of
such systems may extend their usefulness to other areas of gene
transfer as well.
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MATERIALS AND METHODS |
Viruses.
The virulent McKrae and attenuated KOS strains of
HSV-1 were grown in Vero cell monolayers as described previously
(2) and stored in aliquots at
80°C. Titers were measured
by standard plaque assay using Vero cells and expressed as
PFU/milliliter.
Construction of vectors expressing HSV-1 gB.
The HSV-1 KOS
gB gene (3,555 bp) was obtained from Martin Muggeridge (LSU Medical
Center, Shreveport, La.) and subcloned into pCI (Promega, Madison,
Wis.) and Sindbis virus-based expression vectors (pSIN1.5 and pSIN2.5)
as depicted in Fig. 1. Essential features
of the pCI vector include a human CMV major intermediate-early promoter/enhancer, a
-globin-immunoglobulin G (IgG) chimeric intron, and a simian virus 40 late-region polyadenylation signal. The
vector pCI-gB was constructed by insertion of gB into pCI, using
XhoI and XbaI to create a construct 7,563 bp in
size in which the expression of gB is linked directly to the CMV
promoter. The Sindbis virus vectors pSIN1.5-gB and pSIN2.5-gB were
constructed by insertion of gB, using XhoI and
XbaI to create recombinant plasmids totaling 15,963 and
16,549 bp in size, respectively.

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FIG. 1.
Schematic diagram of plasmid DNA-based expression
vectors used for DNA immunization with HSV-1 gB (diagram is not drawn
to scale). Individual elements comprising the functional expression
cassettes for both conventional (pCI-gB) and Sindbis virus (pSIN1.5-gB
and pSIN2.5-gB) plasmid vectors are indicated. Sindbis virus-derived
sequences are shown in white and include the four nonstructural protein
genes (nsPs), complete 5'- and 3'-end untranslated regions, subgenomic
promoter (JR), and poly(A) tract (A40). Shaded regions
depict the CMV immediate-early promoter (CMV) and intron (INT),
hepatitis delta virus antigenomic ribozyme sequence ( ), simian virus
40 late-region transcription termination signal (TT) in the pCI vector,
bovine growth hormone transcription termination signal (TT) in the pSIN
vectors, hepatitis B virus posttranscriptional regulatory element
(PRE), and HSV-1 gB.
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Transcription initiation from the CMV promoter in pSIN vectors occurs
at the authentic Sindbis virus 5' end (
11) to ensure
maintenance of the necessary
cis replication sequences.
Other
essential features include the nonstructural protein (replicase)
genes, the subgenomic junction region promoter for heterologous
gene
expression, the Sindbis virus 3'-end
cis replication
sequences,
a synthetic polyadenylation tract, and the bovine growth
hormone
transcription termination signal. The pSIN2.5 vector also
contains
the hepatitis B virus posttranscriptional regulatory element
to
facilitate the nuclear export of vector RNA transcripts into the
cytoplasm (
23).
Western blot analysis.
Transfection of BHK-21 cells with pCI
and pSIN vectors expressing HSV-1 gB was performed by using
Lipofectamine (Gibco/BRL, Gaithersburg, Md.) according to the
manufacturer's instructions. Approximately 5 µg of plasmid DNA was
used to transfect 5 × 106 cells. After 48 h,
protein extracts were obtained by lysis in buffer containing 1%
Nonidet P-40, 150 mM NaCl, and 10 mM Tris (pH 7.4). Approximately
2 × 105 cell equivalents were then denatured,
separated in 8 to 16% gradient sodium dodecyl sulfate
(SDS)-polyacrylamide gels, and transferred onto Problott membranes
(Applied Biosystems, Foster City, Calif.). Western blotting was
performed by reacting the membrane with a primary mouse monoclonal
anti-HSV-1 gB antibody (ABi, Columbia, Md.), followed by a secondary
goat anti-mouse IgG2a-horseradish peroxidase (HRP) antibody (Southern
Biotechnology Associates, Birmingham, Ala.). The blot was developed by
exposing autoradiography film to a chemiluminescence reaction, using an
ECL kit (Amersham, Arlington Heights, Ill.).
Plasmid DNA preparation.
Large-scale preparations of plasmid
DNA were obtained by using Qiagen DNA purification columns as
instructed by the manufacturer (Qiagen, Inc., Chatsworth, Calif.).
Plasmids were resuspended in sterile TE buffer (10 mM Tris-HCl [pH
7.5], 0.1 mM EDTA) at a final concentration of 1 mg/ml. Only
preparations free of endotoxin (<2.5 endotoxin units/ml) as measured
by the Limulus amebocyte lysate assay (E-Toxate kit; Sigma,
St. Louis, Mo.) were used for immunization.
Immunization of mice.
The hind legs of anesthetized 5- to
8-week-old female BALB/c (H-2d) mice (Harlan
Sprague-Dawley, Indianapolis, Ind.) were shaved with an electric razor
and injected bilaterally in the tibialis anterior (TA) muscle with
different doses of plasmid DNA diluted in sterile saline. In all cases,
a total volume of 50 µl was injected per muscle, using an insulin
syringe with 28.5-gauge needle (Becton Dickinson, Franklin Lakes,
N.J.).
Viral challenge.
Two different murine models of HSV
infection were used to determine the in vivo efficacy of pCI and
pSIN-gB vectors to induce virus-specific protective immune responses.
In the McKrae challenge model, 5-week-old BALB/c mice received a single
intramuscular (i.m.) immunization with various doses of the vectors. At
2 weeks postimmunization, all mice were bled and then challenged
intraperitoneally (i.p.) with a lethal dose of virulent HSV-1 McKrae
(5 × 107 PFU/mouse). Ensuing morbidity and mortality
were scored for 14 days postchallenge, and only mice which remained
alive at the end of the observation period were considered protected.
The lethal challenge dose of HSV-1 McKrae represents the amount of
virus which kills 100% of phosphate-buffered saline-injected negative controls and was predetermined for the mouse strain used and the age of
the mice at the time of challenge (1).
In the zosteriform challenge model (
40), 5-week-old BALB/c
mice were immunized as described above. At 2 weeks postimmunization,
the left flank of each mouse was shaved with an electric razor
and then
depilated by using the chemical Nair (Carter-Wallace,
Inc., New York,
N.Y.). On the following day, the smooth flank
was gently scarified with
a 28.5 gauge needle, and 10
5 PFU of HSV-1 McKrae was
applied to the abraded area (approximately
4 mm
2). During
the 14-day postchallenge period, the mice were scored
for the
appearance and spread of lesions, as well as overall morbidity
and
mortality. Mice that did not develop lesions were considered
protected,
whereas mice that developed lesions and were subsequently
moribund were
scored as unprotected (
2).
Determination of HSV-1-specific antibodies.
Sera collected
from immunized mice were analyzed for HSV-1-specific total IgG antibody
by enzyme-linked immunosorbent assay (ELISA). EIA Costar plates
(Corning Costar Corp., Cambridge, Mass.) were coated with
HSV-1-infected cell extract (100 µl/well; ABi) diluted 1:500 in
carbonate buffer. The plates were blocked for 1 h at room
temperature, washed once, and incubated overnight with serially diluted
test mouse serum (100 µl/well). After multiple washes, each well
received 100 µl of goat anti-mouse IgG (heavy plus light chain)
conjugated to HRP (Southern Biotechnology Associates), and the plates
were incubated at 37°C for 2 h. For determining IgG isotypes,
goat anti-mouse IgG1-HRP, IgG2a-HRP, or IgG2b-HRP (Southern
Biotechnology Associates) was used. After a final series of washes, 100 µl of peroxidase substrate solution (EIA substrate kit; Bio-Rad
Laboratories, Hercules, Calif.) was added to each well, and the optical
density at 450 nm (OD450) was read. Serum dilutions were
scored positive if the optical density OD450 reading exceeded the mean OD450 reading of sera from sham-immunized
controls by 3 standard deviations. The reciprocal of the last serum
dilution which scored positive was taken as the endpoint titer.
Splenocyte restimulation in vitro.
For cytotoxicity assays,
splenocytes were harvested from mice that had received a single i.m.
immunization 3 weeks previously. In vitro restimulation of primed
splenocytes was achieved by using retrovirus vector-transduced
syngeneic cells expressing HSV-1 gB. The BC-gB1 cell line was made
essentially as described previously (48) by transducing the
parent BC10ME cell line (H-2d) with a retrovirus
vector expressing HSV-1 gB. For in vitro restimulation, single-cell
suspensions of splenocytes were prepared from individual mouse spleens
in RPMI 1640 medium supplemented with 10% heat-inactivated fetal
bovine serum, 2 mM L-glutamine, 1 mM sodium pyruvate, and 50 µM 2-mercaptoethanol (RPMI complete medium). A total of 3 × 107 splenocytes were then restimulated with 6 × 105
-irradiated (10,000 rads) BC-gB1 cells for 7 days at
37°C in 5% CO2.
51Cr release assay.
Target cells expressing
HSV-1 gB (BC-gB1) or a control
-galactosidase antigen (BC-
gal)
were labeled for approximately 1 h with
Na251CrO4 (200 µCi per 2 × 106 cells; 21.4 mCi/ml; Amersham). Following labeling, the
target cells were washed three times and added in triplicate at the
rate of 104 cells/well to 96-well round-bottom plates
containing different amounts of restimulated effector cells. The
resulting effector-to-target cell ratios ranged from 100:1 to 1:1. The
plates were incubated for 4 h at 37°C in 5% CO2,
after which the radioactivity released into the supernatants was
determined with a beta-scintillation counter. The percent lysis was
calculated from the counts per minute according to the following
formula: (experimental cpm
spontaneous release cpm)/(maximum
release cpm
spontaneous release cpm) × 100. Net specific lysis
was defined as the difference between the percent specific chromium
release of the irrelevant target (BC-
gal) and the target cell
expressing HSV-1gB (BC-gB1).
LDA.
To determine CTL precursor (CTLp) frequency, limiting
dilution analysis (LDA) was performed essentially as described
previously (1). Single-cell splenocyte suspensions were used
to seed individual wells of a 96-well round-bottom microtiter plate.
Replicates of 60 wells were used for each effector density with
densities ranging from 40,000 to 500 splenocytes per well. To each well
of effector splenocytes, 1.5 × 104
-irradiated
(10,000 rads) BC-gB1 stimulator cells and 2.5 × 105
-irradiated (3,000 rads) naive splenocytes were added, and the cultures were incubated for 9 to 10 days at 37°C in 5%
CO2. All LDA cultures were grown in RPMI complete medium
supplemented with recombinant human interleukin-2 (15 U/ml;
Collaborative Biomedical Products, Bedford, Mass.) and rat
interleukin-2 culture supplement at a final concentration of 2%
(T-STIM; Collaborative Biomedical Products). The cytolytic activity of
the cultures was assessed by split-well analysis using the appropriate
51Cr-labeled target cells in a CTL assay as described
above. Wells with specific lysis exceeding 5 standard deviations above
negative control target lysis were scored positive, and CTLp
frequencies were calculated as described by Taswell (43).
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RESULTS |
Expression of HSV-1 gB in vitro.
Recombinant vectors
expressing HSV-1 gB were constructed by using the conventional CMV
promoter-based pCI vector and the Sindbis virus-based DNA vectors
pSIN1.5 and pSIN2.5 (Fig. 1). To verify that all of the vectors
expressed authentic gB protein, BHK-21 cell monolayers were
transfected with the individual plasmids. Lysates were collected at
48 h posttransfection, separated by SDS-polyacrylamide gel
electrophoresis, transferred onto membranes, and probed by
Western blot analysis. A murine monoclonal antiserum specific for gB
was used to assay for the expected 110-kDa protein species. The protein
was detected in each of the pCI-gB-, pSIN1.5-gB-, and
pSIN2.5-gB-transfected cell lysates (Fig.
2, lanes 3 to 5, respectively) but not in
the mock-transfected BHK cell lysate (lane 2). The gB-specific protein
species detected in plasmid DNA-transfected cells was similar to that
observed in transduced cells expressing HSV-1 gB (BCgB1; lane 1).
Moreover, the amount of gB protein expressed from the pSIN vectors
appeared comparable to that produced by the pCI vector. While the
reason for these results is not entirely clear, we believe that the
ability of the pSIN vectors to demonstrate increased in vitro
expression may be antigen and/or dose dependent. For example, while the
levels of in vitro expression of gB appear similar in BHK-21 cells
transfected with the pSIN or pCI vectors, we have observed expression
differences between these vectors when other antigens and doses are
used (11).

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FIG. 2.
Expression of HSV-1 gB in vitro from pCI and pSIN
vectors. Cell lysates were prepared from BHK-21 cells transfected with
the different plasmid vectors. Cell lysates were harvested 48 h
posttransfection, separated on SDS-8 to 16% polyacrylamide gels,
transferred, and probed with a mouse monoclonal anti-HSV-1 gB antibody
followed by a goat anti-mouse IgG2a-HRP antibody. Sizes are indicated
in kilodaltons.
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Enhanced protection from viral challenge.
To test the in vivo
expression of HSV-1 gB and the induction of specific immune responses,
animals were injected i.m. with the DNA vectors encoding gB. As
described in Materials and Methods, the immunized mice were then
challenged in two different murine models of HSV infection (Table
1). In initial experiments, mice were
immunized on a single occasion with relatively large doses (100 or 30 µg) of the pCI-gB, pSIN1.5-gB, or pSIN2.5-gB vectors. Immunization at
these doses resulted in complete protection, with 100% of the mice
surviving the lethal i.p. McKrae challenge (data not shown). As
expected, the positive control group, consisting of mice immunized with
HSV-1 KOS, also demonstrated complete protection from lethal i.p.
McKrae challenge, whereas none of the mice immunized with 100-µg
doses of either negative control plasmid (pCI-HBVe or pSIN1.5-HBVe)
survived (Table 1). These vectors, which encode the precore protein
from hepatitis B virus, were included to rule out the induction of
nonspecific protection by an irrelevant viral protein.
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TABLE 1.
Protection against lethal HSV-1 McKrae challenge in mice
immunized with pCI or pSIN vectors expressing HSV-1 gB
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In further experiments, we evaluated the in vivo efficacy of the pCI
and pSIN-gB vectors at progressively lower doses. Strikingly,
as
the doses decreased, both pSIN1.5-gB and pSIN2.5-gB were
still
able to protect a majority of the challenged mice at doses where
pCI-gB could no longer induce similar levels of protection (Table
1).
This dosage difference becomes even more apparent when one
takes into
consideration the relative number of input DNA molecules.
Because the
pSIN-gB vectors are more than twice the size of pCI-gB,
the same
immunization dose of vector based on DNA mass (e.g.,
100 µg/mouse)
correspondingly reduces the effective number of
DNA molecules or molar
equivalents of pSIN-gB twofold compared
to pCI-gB. As shown in Table
1,
mice immunized with 3.0 µg of
pSIN1.5-gB or pSIN2.5-gB were protected
from lethal i.p. McKrae
challenge at a rate of 93 or 97%,
respectively. By comparison,
only 49% of mice immunized with 3 µg of
pCI-gB were protected
following lethal challenge. Moreover, this trend
continued as
even lower doses were used for immunization. At the lowest
dose
tested (10 ng), approximately one-third of mice immunized with
either of the pSIN-gB vectors were still protected from lethal
challenge, while pCI-gB induced a protection rate of only 4% in
mice immunized with pCI-gB. Furthermore, while both pSIN-gB vectors
were clearly more efficacious than pCI-gB at lower doses, it also
appeared that pSIN2.5-gB was able to induce protection in a
larger
number of mice at all doses tested compared to pSIN1.5-gB.
Since
the pSIN2.5-gB vector demonstrated increased efficacy
compared
with pSIN1.5-gB in the McKrae challenge model, the
pSIN2.5-gB
vector was used in subsequent studies.
Although fewer mice and dosages were tested in the zosteriform
challenge model, similar patterns of protection were observed
(Table
2). Large doses (100 and 30 µg) of the
pCI and pSIN2.5gB
vectors were able to provide complete protection from
the appearance
of zosteriform lesions. However, as lower doses were
tested, 17
of 20 mice immunized with 0.3 mg of pSIN2.5-gB were
protected
from lesion development, whereas only 5 of 20 mice
immunized with
the same dose of pCI-gB were similarly protected. Thus,
it appears
that in both challenge models, the pSIN-gB vectors and
pCI-gB
were equally effective in conferring protection when large doses
of vector (100 and 30 µg) were used for immunization. However,
as the
immunization doses decreased, marked differences in the
efficacy of the
vectors became apparent, with the pSIN vectors
demonstrating activity
at much lower doses than pCI.
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TABLE 2.
Protection from zosteriform lesion formation in mice
immunized with pCI or pSIN vectors expressing HSV-1 gB
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Induction of HSV-1-specific antibody.
Serum collected
immediately prior to lethal i.p. virus challenge was tested for
HSV-1-specific total IgG antibody by ELISA (Fig.
3). Immunization of mice with the higher
doses (100 and 30 µg) of the pSIN-gB or pCI-gB vectors induced
HSV-1-specific antibody in all mice, with titers generally exceeding
1:6,400 (data not shown). However, in mice immunized with lower doses of the vectors, the pSIN-gB vectors were able to induce significant levels of HSV-1-specific antibody at doses where the pCI-gB vector was
ineffective (Fig. 3). For example, both pSIN-gB vectors administered at
3.0 µg/mouse induced HSV-1-specific antibody in 100% of animals tested. In contrast, pCI-gB given at the same dose induced an antibody
response in only three of seven animals. This trend continued as lower
doses were given. Whereas the majority of mice immunized with 0.3 µg
of the pSIN-gB vectors still demonstrated HSV-1-specific antibody,
antibody could not be detected in any of the mice immunized with pCI-gB
at this dose (Fig. 3). Similar results were also seen with sera
collected from mice immediately prior to challenge in the zosteriform
model (data not shown). Mice immunized with 0.3 µg of the pSIN1.5gB
vector demonstrated HSV-1-specific antibody, whereas the same dose of
pCI-gB was unable to induce antibody in any of the mice tested.
Overall, the antibody data appeared to correlate well with the ability
to confer protection against lethal virus challenge. In addition, IgG
isotype determination of positive sera collected from both pCI- and
pSIN-gB-immunized mice revealed a clear preponderance of IgG2a over
IgG1 (data not shown). These data indicate that both vector systems
were able to induce an isotype pattern similar to that achieved by
infection with HSV (36).

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FIG. 3.
Induction of HSV-1-specific total IgG antibody in mice
immunized with pCI or pSIN vectors expressing gB. BALB/c mice given a
single i.m. injection of the different vectors at either 3.0 or 0.3 µg/mouse were bled at day 14 postimmunization, immediately prior to
lethal challenge with HSV-1 McKrae. ELISA was used to measure total IgG
antibody titers in individual mice. The normal serum control represents
a pool from several nonimmune mice.
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Another set of experiments was performed to determine if the pSIN
vectors would demonstrate enhanced efficacy at extended
periods of time
following immunization. As shown in Fig.
4, 100%
of mice immunized with various
doses (1.0, 0.3, or 0.05 µg/mouse)
of pSIN2.5-gB still demonstrated
HSV-1-specific antibody even
at 15 weeks postimmunization. In contrast,
only a few of the mice
immunized with the same doses of pCI-gB were
antibody positive
at this point in time. A similar trend was observed
in sera from
mice immunized with the same doses of the different
vectors and
analyzed at both 4 and 8 weeks postimmunization (data not
shown).
Overall, these results illustrate that the differences in
efficacy
first observed between these vectors at 2 weeks
postimmunization
(Fig.
3) still remain at 4, 8, and 15 weeks
postimmunization.

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FIG. 4.
Induction of HSV-1-specific total IgG antibody in mice
immunized with pCI or pSIN vectors expressing gB. BALB/c mice given a
single i.m. injection of the different vectors at 1.0, 0.3, or 0.05 µg/mouse were bled at 15 weeks postimmunization, and ELISA was used
to measure total IgG antibody titers in individual mice. The normal
serum control represents a pool from several nonimmune mice.
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Induction of HSV-1 gB-specific CTL.
To examine bulk CTL levels
in DNA-immunized mice, splenocytes were collected from individual mice
3 weeks following a single immunization with the pCI or pSIN2.5-gB
vectors. Splenocyte cultures were restimulated in vitro for 7 days with
BC-gB1 cells, a retrovirus vector-transduced syngeneic cell line
expressing HSV-1 gB, and the cytolytic activity of the cultures was
measured in a 51Cr release assay with BC-gB1 and BC-
gal
target cells (Fig. 5). When BALB/c mice
were immunized with a higher dose (100 or 30 µg) of pCI-gB or
pSIN2.5-gB, positive HSV-1 gB-specific CTL responses were observed in
all mice tested. To determine any potential differences in efficacy,
lower doses of these vectors were then tested. As shown in Fig. 5, the
pSIN2.5-gB induction of CTL correlated well with previous antibody and
challenge data compared to pCI-gB. At 10 µg/mouse, pCI-gB was unable
to induce consistently positive bulk CTL, whereas doses of 10 or 1 µg
of pSIN2.5-gB per mouse induced CTL in all animals tested. Even
at the lowest dose tested (10 ng/mouse), pSIN2.5-gB was able to induce
CTL in two of three mice.

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FIG. 5.
Induction of HSV-1 gB-specific CTL in mice immunized
with pCI or pSIN vectors expressing gB. Splenocytes from individual
mice collected after a single i.m. injection with the pCI-gB or pSIN-gB
vectors were restimulated in vitro with BC-gB1 and tested for cytolytic
activity in a 4-h 51Cr release assay using BC-gB1 target
cells (closed symbols) and BC- gal target cells (open symbols).
Cytolytic activity is shown as the percent specific lysis detected at
each effector/target cell ratio tested and represents the mean of
triplicates. This experiment was repeated on two additional occasions
with similar results.
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|
CTLp frequency analysis.
To quantitatively assess the ability
of the different vectors to induce CTL, HSV-1 gB-specific CTLp LDA was
performed (Table 3). Consistent with all
previous data, the pSIN2.5-gB vector exhibited greater efficacy than
pCI-gB. At doses of 100 µg/mouse, pSIN2.5-gB induced a greater number
of gB-specific CTLp (1 in 45,384) than did a similar dose of pCI-gB (1 in 102,239). These results indicate that even though bulk CTL induction
at this dose by the pSIN2.5-gB and pCI-gB vectors were similar,
induction of CTLp by pCI-gB did not appear to be as effective as that
by pSIN-gB. Interestingly, at lower doses where pSIN2.5-gB was still
able to induce bulk CTL, this plasmid induced essentially the same number of CTLp as obtained with the 100-µg dose. Only at a dose of 50 ng/mouse did the CTLp frequency drop to a frequency of 1 in 88,710. In
comparison, the CTLp at this dose was still superior to that of pCI-gB
at 100 µg (1 in 102,239). Lastly, because pCI-gB was not able to
induce bulk CTL at the lower doses shown in Table 3, CTLp were not
induced, as reflected by frequency values in excess of 2,000,000.
 |
DISCUSSION |
The goal of this study was to test the efficacy of Sindbis
virus-based vectors for DNA immunization against HSV. Two Sindbis virus-based DNA vectors (pSIN1.5-gB and pSIN2.5-gB) and one
conventional plasmid DNA vector control (pCI-gB) were constructed to
express HSV-1 gB. gB was chosen because it is a well-characterized
viral protein containing epitopes for both virus-specific antibody and CTL (7, 18). In addition, there are several murine models of
HSV infection which can be used to assess protection from virus challenge (2, 40). Importantly, HSV infection continues to be a common communicable disease against which there is currently no
acceptable vaccine.
Several studies using gB and/or gD (3, 4, 26, 30, 32, 33,
38), or the nonstructural protein ICP27 (31, 38), as
immunogens have demonstrated that DNA immunization can induce specific
immune responses against HSV-1 or HSV-2 in murine and/or guinea pig
models. However, some reports indicate that the level of immunity may
be incomplete compared to HSV infection itself or immunization with
recombinant vaccinia viruses expressing the same HSV proteins (16,
27, 30). In particular, the induction of CTL and mucosal immune
responses appears to be inconsistent in spite of multiple immunizations
(27, 30). As an alternative vaccine approach, we were
interested in examining the induction of HSV-specific immune responses
by our gB-expressing pSIN vectors. The data show that a single
immunization with the pSIN-gB vectors efficiently induced all immune
parameters tested, including HSV-1-specific antibody, CTL, and
protection from lethal challenge, in two different murine models of HSV
infection. Furthermore, the pSIN-gB vectors provided more effective
immune induction at lower doses than the conventional pCI-gB vector.
For example, a single 10-ng/mouse dose of pSIN2.5-gB was able to induce
gB-specific CTL, whereas 1,000-fold-higher doses of pCI-gB were needed
to induce the same level of responsiveness.
The ability of the pSIN vectors to induce a broad spectrum of immune
responses after a single, low-dose immunization suggests that the
efficacy of DNA immunization can be improved by the use of more
efficient expression vector systems. While the precise mechanism(s)
responsible for the increased in vivo effectiveness of pSIN vectors
over conventional vectors remains undefined, several factors, alone or
in combination, may explain this enhanced efficacy. One explanation is
that fewer molecules of the pSIN vectors actually need to gain entry
into cells in order to express sufficient antigen for immune induction.
Unlike conventional DNA vectors, the primary RNA transcript of the pSIN
vectors is amplified after cytoplasmic transport. Thus, a single pSIN
RNA transcript is sufficient to start the cytoplasmic replication and
subsequent high-level expression of the heterologous gene. This
self-amplifying property of the pSIN vectors holds a distinct advantage
over conventional DNA vectors in terms of the levels of translational
templates per transfected cell.
Another possible explanation for the enhanced efficacy of the pSIN
vectors may relate to the ability of double-stranded RNA to induce the
production of interferons. In particular, the alpha and beta
interferons are known to be strongly induced following infection with
RNA viruses, including alphaviruses (46), and the
cytoplasmic amplification of pSIN vector RNA mimics that of natural
virus replication. Whether the pSIN vectors induce these interferons
and what role their presence may play in enhancing immune induction are
currently being investigated.
Recent reports that immunostimulatory sequences, comprised of
unmethylated CpG dinucleotides flanked by two 5' purines and two 3'
pyrimidines, may contribute to the immunogenicity of plasmid DNA
vectors (25, 39) suggest another possible explanation for
the enhanced activity of the pSIN vectors. However, a search for these
motifs in both pSIN vectors and the pCI vector revealed that pCI
contained three such sequences, whereas the pSIN vectors contained
four. Considering the much larger size of the pSIN vectors, it seems
unlikely that the one additional immunostimulatory sequence would
contribute significantly to the immunogenicity of the pSIN vectors.
The pSIN vectors also contain additional features such as the
nonstructural proteins, not present in conventional vectors, which will
require further study. During the normal Sindbis virus life cycle,
these nonstructural proteins are expressed at lower levels than the
structural proteins. By analogy, the same should hold true for the pSIN
vectors in which the structural proteins have been replaced by a
heterologous protein. It is not clear what role, if any, the expression
of the Sindbis virus nonstructural proteins may play in inducing
antivector responses. However, for some applications, a single low-dose
immunization with the pSIN vectors may be sufficient to induce the
desired immune responses, obviating the need for readministration. In
any case, preliminary experiments indicate that the pSIN-gB vectors can
be successfully readministered.
The superior performance of pSIN vectors in vivo compared to the
conventional pCI vector is encouraging and suggests broadening the
scope of these studies to larger animals. In addition, the efficacy of
the pSIN vectors remains to be tested by using other antigens and other
animal models, in particular nonhuman primates where repeat
immunizations will likely be needed. The results of such studies should
provide further information regarding the potential usefulness of pSIN
vectors as DNA vaccines.
 |
ACKNOWLEDGMENTS |
We thank Tammi Howard and Darci Knapp for animal care and Carlita
France for graphics.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Chiron
Technologies, Center for Gene Therapy, 11055 Roselle St., San Diego, CA
92121-1204. Phone: (619) 824-7476. Fax: (619) 623-3428. E-mail:
theresa_banks{at}cc.chiron.com.
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