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J Virol, February 1998, p. 1666-1670, Vol. 72, No. 2
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Mutations in the tat Gene Are
Responsible for Human Immunodeficiency Virus Type 1 Postintegration Latency in the U1 Cell Line
Stephane
Emiliani,
Wolfgang
Fischle,
Melanie
Ott,
Carine
Van Lint,
Carol Ann
Amella, and
Eric
Verdin*
The Picower Institute for Medical Research,
Manhasset, New York 11030
Received 14 July 1997/Accepted 5 November 1997
 |
ABSTRACT |
Previous reports have demonstrated that the U1 cell line, a model
for postintegration latency, is defective at the level of Tat function
and can be rescued by exogenously provided Tat protein. Sequence
analysis of tat cDNAs from the U1 cell line identified two
distinct forms of Tat, in agreement with the fact that this cell line
contains two integrated human immunodeficiency (HIV) proviruses. One
Tat cDNA lacked an ATG initiation codon, while the other contained an
H-to-L mutation at amino acid 13 (H13
L). Both
tat cDNAs were defective in terms of transcriptional
activation of long terminal repeat-luciferase reporter gene in
transient-transfection experiments. Introduction of the
H13
L mutation in a wild-type tat background
caused a severe reduction in transcriptional activation. Introduction
of the same mutation in an infectious HIV molecular clone caused a
severely defective phenotype which could be rescued when the HIV
proviral DNA was transfected in a Jurkat cell line stably expressing
the Tat protein (Jurkat-Tat) or in Jurkat cells treated with tumor
necrosis factor alpha. Infectious virus stocks generated in Jurkat-Tat
cells were used to infect Jurkat cells and exhibited severely impaired
growth which could also be rescued by infecting Jurkat-Tat cells. These
observations define tat mutations as a mechanism for HIV
postintegration latency.
 |
TEXT |
It is now recognized that human
immunodeficiency virus type 1 (HIV-1) replication is continuously
active at all stages of the disease in infected individuals (8,
20). Recent experiments using combination antiviral therapy have
shown that inhibition of new rounds of infection produces a rapid and
dramatic decrease in virus levels in plasma and lymph node (14,
26). However, this rapid decrease is followed by a lower rate of
decrease, which has been ascribed to the persistence of chronically or
latently infected cells (4, 21). The lower rate of decrease
is thought to reflect the turnover of these chronically or latently
infected cells and is a critical target in our effort to cure
individuals infected with HIV (4, 21). Recent experiments
have also documented that a significant proportion of the latent
integrated HIV-1 DNA in resting CD4+ T cells is defective
(4). HIV-1 can exhibit two different forms of latency in
infected CD4+ T cells, pre- and postintegration latency,
depending on the state of the provirus DNA within the infected cell.
Different culture systems have served as in vitro models for
postintegration latency, and the study of these cells has provided
important insight into the mechanism of HIV transcriptional regulation
and pathogenesis. The U1 monocytic cell line is one the most-studied
models of postintegration latency and was cloned from a population of
chronically HIV-1-infected U937 cells (11, 12). This cell
line contains two integrated HIV proviruses and, under basal
conditions, exhibits a pattern of viral mRNA expression characterized
by low levels of multispliced HIV-1 transcripts encoding the regulatory
proteins (22). HIV expression can be induced at the
transcriptional level in U1 cells following exposure to tumor necrosis
factor alpha (TNF-
) or phorbol esters (11, 12). This
activation occurs, at least in part, via the translocation of the
transcription factor NF-
B to the nucleus (13).
Several mechanisms have been proposed to explain this latency phenotype
at a molecular level. Evidence has been presented that the endogenous
Tat proteins are not active in the context of the U1 cells and that at
least one of the two U1 proviruses is transcriptionally competent,
indicating that the cellular factors necessary for Tat activity are
present and functional in U1 cells (1-3, 7, 9).
To confirm that our U1 cell line (obtained from the AIDS Research
Reagent Program, National Institute of Allergy and Infectious Diseases
(NIAID), National Institutes of Health (NIH), and maintained at
low-passage level from frozen stock) contained inducible latent HIV-1
proviruses, we examined the ability of exogenous Tat protein to induce
viral expression in these cells. U1 cells treated with recombinant Tat
protein (19) released p24 antigen in their supernatant in a
dose-dependent manner (Fig. 1). Virus
released after Tat treatment was noninfectious when used in a secondary
infection assay in Jurkat cells, indicating that the virus released was most likely defective (data not shown). These observations were consistent with the possibility that the tat open reading
frame was mutated in the two proviruses integrated in the U1 cells.

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FIG. 1.
Induction of HIV-1 production in U1 cells by exogenous
Tat protein. One million U1 cells were incubated for 24 h with
different amounts of recombinant Tat protein (19) in the
presence of protamine sulfate (100 µg/ml) (10). Viral
production was estimated by measuring the level of p24 antigen in
culture supernatant by a commercial enzyme-linked immunosorbent assay
(Dupont/NEN).
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|
To determine the sequences of the tat cDNAs of the U1
proviruses, we performed reverse transcriptase PCR (RT-PCR) on total mRNA extracted from U1 cells treated with 10 nM tetradecanoyl phorbol acetate for 16 h. Total RNA purified with the Trizol
reagent (GIBCO/BRL) from tetradecanoyl phorbol acetate-treated U1 cells was oligo(dT) primed to generate cDNA and was amplified by PCR using
the following HIV-specific primers flanking the tat open reading frame: sense,
5'-ACGTGGATCCTTATTCGACAGAGGAGAGCAAGGA-3' (final
nucleotide, position 5374; a new BamHI site, introduced for
cloning purpose, is indicated in boldface type), and antisense, 5'-AGATCGACCCAGATGAGTGCTAAGGATCCATTCA-3'
(first nucleotide, position 8045). The amplified fragment was gel
purified, BamHI digested, and cloned into the unique
BamHI site of the pREP9 expression vector downstream of the
Rous sarcoma virus promoter (InVitrogen). Twenty independent clones
were sequenced by cycle sequencing (Applied Biosystems), and two
different nucleotide sequences were identified, in agreement with the
presence of two HIV-1 proviruses integrated in U1 cells. Alignment of
the deduced Tat amino acid sequences (Fig.
2) showed them to be most closely related
to the NY5 isolate (18) and identified a distinct single
amino acid substitution for each of the proteins compared to the HIV
NY5 Tat protein. One of the tat cDNAs (Tat1U1)
is mutated at the start codon (ATG
ACG), changing the first
methionine amino acid to a threonine (M1
T). The other
tat cDNA (Tat2U1) harbored a mutation
(CAT
CTT) changing a histidine residue at position 13 to a
leucine residue (H13
L). None of these mutations affected
the sequence of the Rev protein.

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FIG. 2.
Sequences of the two tat cDNAs from the U1
proviruses. The deduced amino acid sequences (Tat1U1 and
Tat2U1), presented in single-letter code, are aligned to
the closely related sequence of the HIV-1 NY5 virus Tat protein
(TatNY5).
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|
To determine whether these two U1 Tat proteins were functionally active
in vivo, we first tested their abilities to transactivate the HIV-1
promoter by cotransfection of a construct containing the complete HIV-1
long terminal repeat (LTR) (nucleotide [nt] 1 to 791) driving the
luciferase reporter gene (pLTR-Luc) and vectors expressing the
different Tat proteins. We compared the activity of a wild-type (wt)
Tat (TatACH2) (9) to the activity of each of the
Tat proteins from the U1 cell proviruses (pRep9/tat1U1 and
pRep9/tat2U1). As expected, transfection of increasing
amounts of the TatACH2 expression vector resulted in
increased luciferase activity, with a maximum 68-fold transactivation
(Fig. 3A). No significant transactivation
of the HIV-1 promoter was observed after cotransfection with
pRep9/tat1U1 (which contains the Tat1U1 gene
with a mutated start codon), indicating a lack of Tat expression, since
Tat contains no other initiation codon. The Tat2U1 protein (H13
L) was also defective and transactivated the HIV-1
LTR to a significantly lower degree than did wild-type Tat (three- to fourfold reduction) (Fig. 3A). Since there are several amino acid differences between the primary sequences of TatACH2 and
Tat2U1 (H13
L) proteins, we wanted to confirm that the
H13
L mutation was responsible for the decrease in
transactivation activity of Tat2U1 (H13
L). The same
mutation (H13
L) was therefore introduced into the
HIVNL4-3 tat open reading frame by site-directed
mutagenesis and tested in transient-transfection experiments.
Introduction of this mutation caused a severe reduction in Tat
transactivating activity in comparison to that of wt protein, as
predicted, therefore confirming the importance of the His13
residue in Tat activity (Fig. 3B).

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FIG. 3.
Tat proteins encoded by the U1 proviruses are
functionally defective. (A) Jurkat cells (5 × 106)
were cotransfected by the DEAE-dextran method (25) with 1 µg of an HIV-1 LTR-luciferase reporter vector (pLTR-Luc) and 0.05, 0.15, 0.5, or 1.5 µg of a vector expressing either
TatACH2 (pRep9/TatACH2 [hatched bars]),
Tat1U1 (pRep9/tat1U1 [white bars]), or
Tat2U1 (pRep9/tat2U1 [black bars]). To
maintain the same amount of transfected DNA and avoid squelching
artifacts, the different amounts of Tat expression vectors
cotransfected were complemented to 1.5 µg of total DNA by using the
empty pRep9 vector. Cells were harvested 24 h after transfection
and luciferase activity was measured according to the luciferase assay
system (Promega). Values (arbitrary luminescence units) represent the
means of triplicate samples ± standard deviations (error bars)
and are normalized to protein concentrations. (B) The same protocol as
that described for panel A was used for the Tat-expressing vectors
which expressed either HIVNL4-3 Tat72 protein (hatched
bars) or the HIVNL4-3 Tat72 protein containing the
His13 L substitution (black bars).
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To examine the effect of the tat H13
L
mutation in the context of virus infection, this mutation was
introduced into the HIV molecular clone, pILIC (16) by
site-directed mutagenesis. A PvuII-PvuII fragment
(nt 4501 to 7231; +1 = mRNA start site) containing the coding
region for the first exon of the Tat protein was subcloned into pUC19.
Site-directed mutagenesis was performed on this vector with the
Transformer kit (Promega, Madison, Wis.) and the following oligonucleotides: 5'-GCCCTGGAAGCTTCCAGGAAGTC-3'
(the codon for the leucine 13 residue is shown in boldface type)
and a selection oligonucleotide changing a unique AatII site
in pUC19 vector to an EcoRV site,
5'-GTGCCACCTGATATCTAAGAAACC-3'. The PvuII-mutated fragment was fully resequenced, and a PflMI-StuI
fragment corresponding to nt 5459 to 6380 was purified and reintroduced
into the unique PflMI-StuI sites of pILIC. The
two resulting proviral infectious clones (wt and mutated) were
electroporated into three different cell lines: Jurkat or two Jurkat
cell lines stably expressing either one-exon Tat (Tat72) or two-exon
Tat (Tat101) (19). We observed that wt virus replicated in
all three cell lines, albeit with accelerated kinetics in Jurkat-Tat72
and Jurkat-Tat101 (data not shown). In contrast, when the provirus
HIV-TatH13
L was transfected, no virus production was
detected as long as 4 weeks after transfection in Jurkat control cells.
As expected, the HIV-TatH13
L virus replicated with
kinetics identical to those of wt virus after transfection into
Jurkat-Tat72 or Jurkat-Tat101 (data not shown). To determine whether
this mutation was sufficient to mimic the latent phenotype observed
with U1 cells, Jurkat cells were transfected by electroporation and
stimulated after different times (day 3, 10, or 16 postinfection) with
TNF-
, a cytokine previously reported to induce HIV expression in U1
cells (12, 15). Detectable virus production was noted
between days 15 and 20 following transfection of wt HIV and was
significantly accelerated and amplified when cells were treated with
TNF-
at day 3, 10, or 16 postinfection (Fig.
4A). In contrast, no virus production was
detected following transfection of the HIV-TatH13
L
mutant up to day 38 (Fig. 4B). Treatment of cells transfected with this mutant clone with TNF-
at day 3, 10, or 16 induced virus production to a level similar to that observed following infection with wt virus.
This observation therefore demonstrates that the
HIV-TatH13
L mutation is sufficient to reproduce the
latent phenotype characteristic of the HIV provirus integrated in U1
cells.

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FIG. 4.
Replacement of histidine 13 with leucine confers a
latent phenotype to an HIV molecular clone in transfection assays. The
His13 L substitution was introduced into the
tat gene of an infectious molecular clone of HIV-1 (pILIC).
Jurkat cells were transfected either with wt proviral DNA (Fig. 4A) or
with the TatH13 L mutated provirus (Fig. 4B) by
electroporation. Cells were grown under standard conditions ( ) or
treated with TNF- (800 U/ml; Genzyme) at day 3 ( ), day 10 ( ),
or day 16 (×) after transfection. Virus replication was monitored at
different intervals (2 to 3 days) by measuring supernatant RT
activity.
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To confirm these findings in the context of an HIV infection, virus
stocks of both wt and mutated HIV-TatH13
L were generated after transfection of their DNAs into Jurkat-Tat72 cells. The presence
of the tat mutation in these stocks was confirmed by sequence analysis of RT-PCR-amplified tat cDNA by using
genomic viral RNA from ultracentrifuged virus as previously described (24). Normalized amounts of each virus stock were used to
infect both Jurkat control and Jurkat-Tat101 cells. The growth kinetics of the HIV-Tat wt virus in Jurkat control cells showed a peak of
replication at day 18 (Fig. 5A). In
contrast, infection of Jurkat cells with HIV-TatH13
L
produced low to undetectable amounts of virus (Fig. 5A). A low level of
virus replication was detected at later time points (days 20 to 30).
This low-level replication is likely to result from the presence of
revertants in the virus population, since RT-PCR analysis of Tat showed
that 10% of cDNAs had lost the original mutation that was introduced into the tat open reading frame. When the two virus stocks
were used to infect Jurkat-Tat101 cells, comparable kinetics of
replication were observed for the two viruses (Fig. 5B), with a peak of
replication at day 12 for wt virus and at day 17 for
HIV-TatH13
L. These data indicated that
HIV-TatH13
L was defective for replication in Jurkat
control cells and that this defective phenotype could be corrected by
providing the wt Tat protein in trans.

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FIG. 5.
Replacement of histidine 13 with leucine in the
tat open reading frame confers a latent phenotype to HIV in
infection assays. Infectious stocks of wt (HIV-Tatwt) and
mutated (HIV-TatH13 L) virus were generated following
transfection of HIV-TatH13 L DNA into Jurkat-Tat72 cells.
Infection of Jurkat (Fig. 5A) or Jurkat-Tat101 cells (Fig. 5B) was
carried out by incubating 106 cells with 500,000 cpm of RT
activity of HIV-Tatwt ( ) or HIV-TatH13 L
( ) for 2 h at 37°C in 100 µl. Virus replication was
monitored at different intervals (2 to 3 days) by measuring RT activity
in supernatants. A representative experiment out of four independent
experiments is shown.
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We have shown here that a defect in the Tat-TAR axis is involved in the
latent phenotype of the U1 cell line, a model for postintegration
latency. Determination of the sequences of the two tat genes
encoded by the HIV-1 proviruses integrated into the U1 showed that both
proviruses harbor a mutation in their tat open reading
frames. Mutation of the start codon in the tat1U1 gene
completely abolished the ability of the Tat1U1 expression vector to transactivate the HIV-1 LTR in transient-transfection experiments because of a translation defect. The Tat2U1
protein, which contains a single amino acid substitution
(H13
L), exhibited reduced transactivating activity on
the HIV-1 LTR. When introduced into the tat gene of an
infectious HIV-1 clone, this substitution (H13
L)
markedly impaired virus replication. This defect was compensated for by
the constitutive expression of an active Tat protein in trans or by TNF-
treatment, faithfully reproducing the
phenotype of the U1 provirus.
The H13
L substitution in the N-terminal region of
tat modifies a domain that contains several acidic residues
and exhibits potential amphipathic helicity (23).
Examination of tat sequences from several HIV-1 isolates
reveals that the histidine residue at position 13 is conserved among
all virus strains (18), indicating the critical nature of
this amino acid in Tat function and presumably in HIV replication.
Further study will be required to determine how this mutation affects
Tat function. However, its proximity to the Tat activation domain
suggests that His13 plays an important role either in the
structure of the activation domain or in its ability to interact with a
cofactor(s) critical for Tat activity.
These observations and our previously reported identification of a TAR
mutation in the ACH2 cell line (9) define the Tat-TAR axis
as a critical target in the establishment of postintegration latency.
The fact that HIV-infected latent cell lines contain defective virus
genomes raises the question of whether replication-competent HIV can
establish a true state of latent infection. True latency is indeed
defined as a stable nonproductive interaction between a fully
infectious virus and a host cell that is capable of being reversed to
allow production of infectious virus. True latency is observed with
herpesviruses and many endogenous retroviruses. Clearly, what has
previously been called HIV postintegration latency does not respond to
these criteria and should probably be relabeled as nonproductive
defective infection. However, these observations do not exclude the
possibility that a true state of latency can be achieved by HIV in its
natural host. Further study of HIV-infected individuals should clarify
this point. A high proportion of the tat genes amplified
from the blood of infected individuals encode transactivation-defective
Tat proteins (6). The presence of a disabling tat
mutation in a provirus results in low levels of virus RNAs and
proteins, as shown here for the U1 cells. Low or absent virus protein
expression could allow the infected cell to escape immune surveillance
and should therefore provide a selective advantage to cells infected by
tat-defective viruses in comparison to cells infected by wt
virus (5). While the role of defective viruses in HIV
pathogenesis has not been clearly established, the selective survival
of cells infected with tat-defective viruses might be one of
the mechanisms used by the virus to persist in its host. Current
efforts aimed at curing HIV infection by long-term treatment with
antivirals will have to deal with this population of nonproductively
infected cells as a possible source of infection reactivation after
therapy has been terminated.
 |
ACKNOWLEDGMENTS |
We thank the AIDS Research and Reference Reagent Program (NIAID,
NIH), Anthony Fauci, and Guido Poli (NIAID, NIH) for providing the U1
cell line and for discussions. We thank Arnold Rabson and Malcolm
Martin for providing the pILIC HIV molecular clone.
Carine Van Lint is a Chercheur Qualifié of the Fonds National de
la Recherche Scientifique (FNRS, Belgium). This work was supported in
part by a grant from the NIH of the U.S. Public Health Service (R01 AI
40847-01A1 ARRA) and by institutional funds from The Picower Institute
for Medical Research.
 |
FOOTNOTES |
*
Corresponding author. Present address: The Gladstone
Institute for Virology and Immunology, UCSF, 1310A Potrero Ave., San Francisco, CA 94110. Phone: (415) 695-3815. Fax: (415) 826-8449. E-mail: Eric_Verdin{at}quickmail.ucsf.edu.
 |
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J Virol, February 1998, p. 1666-1670, Vol. 72, No. 2
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
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