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J Virol, February 1998, p. 1438-1445, Vol. 72, No. 2
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Membrane-Associated Heparan Sulfate Proteoglycan Is
a Receptor for Adeno-Associated Virus Type 2 Virions
Candace
Summerford and
Richard Jude
Samulski*
Gene Therapy Center and Department of
Pharmacology, University of North Carolina at Chapel Hill, Chapel
Hill, North Carolina 27599
Received 22 September 1997/Accepted 28 October 1997
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ABSTRACT |
The human parvovirus adeno-associated virus (AAV) infects a broad
range of cell types, including human, nonhuman primate, canine, murine,
and avian. Although little is known about the initial events of virus
infection, AAV is currently being developed as a vector for human gene
therapy. Using defined mutant CHO cell lines and standard biochemical
assays, we demonstrate that heparan sulfate proteoglycans mediate both
AAV attachment to and infection of target cells. Competition
experiments using heparin, a soluble receptor analog, demonstrated
dose-dependent inhibition of AAV attachment and infection. Enzymatic
removal of heparan but not chondroitin sulfate moieties from the cell
surface greatly reduced AAV attachment and infectivity. Finally, mutant
cell lines that do not produce heparan sulfate proteoglycans were
significantly impaired for both AAV binding and infection. This is the
first report that proteoglycan has a role in cellular attachment of a
parvovirus. Together, these results demonstrate that
membrane-associated heparan sulfate proteoglycan serves as the viral
receptor for AAV type 2, and provide an explanation for the broad host
range of AAV. Identification of heparan sulfate proteoglycan as a viral receptor should facilitate development of new reagents for virus purification and provide critical information on the use of AAV as a
gene therapy vector.
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INTRODUCTION |
The primary event of any viral
infection is attachment of virus to the host cell. A wide variety of
cell surface molecules are now known to serve as viral attachment
receptors. Such receptors range from cell-specific transmembrane
proteins of well-defined receptor superfamilies (such as CD4 as a
receptor for human immunodeficiency virus [HIV]) (55) to
the more ubiquitous cell surface-associated carbohydrate moieties (such
as the common carbohydrate moiety sialic acid for influenza virus)
(23, 46). The mechanism by which adeno-associated virus
(AAV) attaches to its host cell has not been delineated. A member of
the Parvoviridae family, AAV is a small nonenveloped
single-stranded DNA virus of 20 to 25 nm which has a unique requirement
for a helper virus (e.g., adenovirus [Ad] or herpes simplex virus
[HSV]) to complete its lytic cycle (2, 24, 39). In the
absence of helper virus, AAV still infects the target cell, but it
integrates into the host genome and establishes latency. Unique among
eukaryotic DNA viruses, the AAV genome can integrate site specifically
into human chromosome 19 (21, 22, 30, 51, 54). This property
has drawn considerable attention to the potential use of AAV as a gene
therapy vector (36, 38, 50, 52). Despite this growing
interest in AAV, the events that govern the initial AAV infection
remain poorly understood.
Viral receptors are often involved in defining the host range and
specific tissue tropism of a virus. To date, among the 31 known
eukaryotic parvoviruses, only one receptor, the erythrocyte P antigen,
which serves as the receptor for human parvovirus B19 (11),
has been identified. Identification of the receptor for B19 helps
explain the tropism of this virus for erythrocytes. Unlike human
parvovirus B19, AAV has a very broad host range and infects a wide
variety of cell types, suggesting that the virus uses a ubiquitous
receptor to mediate infection. Identification of the initial virus-host
cell interactions necessary for efficient AAV infection is important
not only for the general understanding of parvovirus infection but also
for the effective use of AAV as a gene therapy vector.
Although the initial events in the life cycle of AAV are not well
understood, previous studies suggest that AAV infects cells through
interaction with a specific host cellular receptor (41, 45).
AAV appears to exhibit saturation binding to HeLa cells. In addition,
cellular attachment of AAV is sensitive to trypsin treatment,
suggesting that a protein component is responsible for binding
(41, 45). Further, AAV appears to bind to a 150-kDa glycoprotein. Although AAV binds this glycoprotein in a viral overlay
protein binding assay, the evidence that the protein mediates virus
binding to the cell surface remains indirect (41). Here we
provide both biochemical and genetic evidence that cell surface heparan
sulfate (HS) proteoglycan serves as a receptor for AAV.
Proteoglycans are proteins classified by a posttranslational attachment
of polysaccharide glycosaminoglycan (GAG) moieties each comprised of
repeating disaccharide units (for reviews see references
27 and 29). They can be found
associated with both the extracellular matrix and plasma membranes. The
four main widely distributed membrane-associated GAGs include
heparin/HS and chondroitin sulfates A through C. These unbranched
sulfated GAGs are defined by the repeating disaccharide units that
comprise their chains, by their specific sites of sulfation, and by
their susceptibility to bacterial enzymes known to cleave distinct GAG
linkages (34). All have various degrees of sulfation which
result in a high density of negative charge. Proteoglycans can be
modified by more than one type of GAG and have a diversity of
functions, including roles in cellular adhesion, differentiation, and
growth. In addition, cell surface proteoglycans are known to act as
cellular receptors for some bacteria and several animal viruses
(48), including; foot-and-mouth disease type O virus
(28), HSV types 1 and 2 (57, 61), and dengue
virus (12).
In this report, we identify HS proteoglycans as the primary receptor
for AAV. Our results show that cell surface HS GAGs, and not other
GAGs, serve as a principal attachment receptor for AAV type 2 (AAV-2).
Further, our results indicate that the presence of HS GAG on the cell
surface directly correlates with the efficiency by which AAV can infect
cells.
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MATERIALS AND METHODS |
Reagents.
The GAG lyases chondroitinase ABC, heparinase I,
and heparinase III (heparitinase) were purchased from Sigma.
Chondroitinase AC was obtained from Seikagagku America Inc. Soluble
GAGs (heparin, from porcine intestinal mucosa; chondroitin sulfate A,
from bovine trachea; chondroitin sulfate B, from porcine intestinal
mucosa; and chondroitin sulfate C, from shark cartilage) were purchased from Sigma.
Cells and virus.
HeLa, CHO-K1, and CHO-K1 mutants deficient
in proteoglycan biosynthesis were obtained from the American Type
Culture Collection (Rockville, Md.). HeLa cells were maintained in
Dulbecco modified Eagle medium (DMEM-H) supplemented with 10% fetal
calf serum (FCS), and CHO cells were grown in Ham's F-12 medium
supplemented with 10% FCS. Viruses (wild-type [wt] AAV-2,
recombinant AAV [rAAV]-LacZ, Ad dl309, and rAd-LacZ) were
prepared as previously described (53, 58). All virus
preparations were purified by two successive bandings on CsCl gradients
to ensure purity. Wild-type AAV particle numbers were determined by
protein quantitation (bicinchoninic acid reagent; Pierce), considering
that the molecular mass of an AAV virion is 4.5 × 106
g/mol. Recombinant virus titers were determined as described previously
(58). For preparation of radiolabeled wt AAV, 3 × 108 HeLa cells were infected with wt AAV and Ad
dl309 at multiplicities of infection (MOIs) of 10 and 5, respectively. [methyl-3H]thymidine (Amersham)
was added 7 h postinfection to a final concentration of 1 µCi/ml
(9). Labeled virus was purified 48 h after infection as
described above for wt AAV. 3H-AAV specific activity
was approximately 4.0 × 10
8 cpm/virion. Fluorescent
Cy3-labeled AAV-2 was a gift from Jeff Bartlett (Gene Therapy
Center, University of North Carolina at Chapel Hill).
Binding assays.
All binding assays were done in a buffer
which was determined to result in maximum cell viability,
HEPES-buffered saline (HBS) containing 1% bovine serum albumin (HBSB;
virus binding buffer). For direct binding assays,
3H-labeled wt AAV-2 was incubated with cells either
attached to plates or in suspension, as indicated, at a ratio of 4 × 1011 particles/3 × 105 cells for 90 min at 4°C in HBSB. Cells were then washed three times in ice-cold
HBSB to remove unbound virus and solubilized in 0.3 N NaOH. After
neutralization with glacial acetic acid, cell-associated radioactivity
was quantitated in a scintillation counter. For inhibition studies and
after enzymatic treatments, 3H-AAV was bound to adherent
HeLa cells. Binding to wt CHO and CHO cell mutants was done with
suspended cells. Cells were first detached with 10 mM EDTA and then
washed twice in phosphate-buffered saline (PBS) containing 8.8 mM
CaCl2 and 0.5 mM MgCl2 and once in HBSB before
binding of 3H-AAV. Nonspecific binding was determined in
the presence of 100-fold excess unlabeled wt AAV (previously dialyzed
in HBS-10% glycerol). Binding of Cy3-labeled virus was done on wt CHO
and pgsA-745 cells grown on coverslips. After fixation in 4%
paraformaldehyde for 20 min at room temperature, cells were mounted on
slides, and bound Cy3-labeled virus was detected by confocal
microscopy. Images were obtained with an argon-krypton laser at an
excitation of 565 nm, a pinhole setting of 0.97, a 585-nm dichroic
reflector, and a 590-nm long-pass barrier filter, using a Bio-Rad
MRC-600 laser scanning attachment.
Viral infection assays. (i) Inhibition assay.
rAAV-LacZ at
an MOI of 2 was incubated in DMEM-H in the presence or absence of
indicated soluble GAGs at 1.0, 5.0, 10, 20, 30 µg/ml for 1 h at
37°C. For infection, rAAV-LacZ or the virus-GAG mixture was incubated
with 2 × 105 HeLa cells for 1 h at 37°C in a
5% CO2 chamber. To stop the adsorption process, cells were
washed thoroughly and overlaid with DMEM-H supplemented with 2% FCS.
After 44 h, cells were washed in PBS and lysed with 100 mM
potassium phosphate (pH 7.8)-0.2% Triton X-100.
-Galactosidase
activity was then assayed by using a Galacto-Light Plus kit (Tropix
Inc.) as described by the manufacturer. Data was collected in a
luminometer within the linear range of the assay, and enzyme activity
is expressed as relative light units (RLU)/microgram of protein. Each
experimental condition was assayed in duplicate, and independent
experiments yielded similar results. Preincubation studies were
performed as described above except that HeLa cells were incubated with
or without indicated concentrations of heparin in DMEM-H for 1 h
at 37°C and washed thoroughly prior to rAAV-LacZ infection.
(ii) Enzymatic treatment.
GAG lyases were reconstituted in
PBS. For enzymatic digestion of cell surface GAGs, 3 × 104 HeLa cells were washed and incubated with the indicated
concentrations of GAG lyases in PBS containing 0.1% bovine serum
albumin, 0.2% gelatin, and 0.1% glucose (digestion buffer) for 1 h at 37°C in a 5% CO2 chamber. Cells were then washed
four times with digestion buffer and subjected to rAAV infection as
described above. Prior to use, each enzyme was tested for activity by a
standard method used to determine specific activity of GAG lyases
except that enzyme activity was monitored under the conditions used for
digestion, PBS (pH 7.4) at 37°C (33). Cells remained
attached to the plate after all enzymatic treatments. Each experimental
condition was performed in triplicate.
-Galactosidase activity was
assayed as described above and is expressed in RLU. Enzyme
concentrations are expressed in international units per milliliter (1 IU is equivalent to 600 Sigma units).
(iii) CHO cell infection and UV treatment.
For UV treatment,
3 × 104 CHO cells were washed, overlaid with PBS, and
treated with UV irradiation (45 J/m2) in a UV Stratalinker
(Stratagene, La Jolla, Calif.) prior to rAAV infection (18).
rAAV infections, at an MOI of 10, for both UV-treated and
non-UV-treated CHO cells were performed as described above.
-Galactosidase activity is expressed as the average RLU from rAAV
infections performed in triplicate.
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RESULTS |
AAV binding and infection are inhibited by soluble GAGs.
Several observations led us to postulate that AAV-2 may use cell
surface proteoglycans as a receptor. First, we demonstrated that AAV-2
binds to a cellufine sulfate column (47a). Other viruses known to interact with such columns bind to negatively charged surface
molecules (for example, several members of the Herpesviridae family known to use HS proteoglycans as attachment receptors
[1, 13, 40, 57, 61]). Second, AAV can infect a wide
variety of human, rodent, and simian cell lines (8, 44),
suggesting that it uses a ubiquitous cell surface molecule for
infection. Since proteoglycans are present on numerous cell types and
it appears that proteoglycans are ubiquitously expressed throughout the
animal kingdom (14, 29), we tested the possibility that AAV-2 uses cell surface proteoglycans to mediate infection.
If AAV infection initiates through interaction with cell surface
proteoglycans, one or more of the major GAGs found on
membrane-associated proteoglycans should act as competitive inhibitors
of AAV infection and binding. To test this possibility, we performed
competition experiments with several known GAGs found on membranes. In
this assay, we analyzed the ability of soluble GAGs to inhibit
rAAV-LacZ reporter gene transduction in HeLa cells. Increasing
concentrations of GAGs were incubated with rAAV prior to adsorption to
cells at 37°C for 1 h. Cells were harvested 44 h
postinfection and assayed for
-galactosidase activity. Of the four
GAGs tested, heparin, a molecule chemically very similar to HS GAG,
inhibited AAV infection maximally and in a dose-dependent manner (Fig.
1A). Heparin concentrations as low as 5 µg/ml resulted in nearly 100% inhibition. Chondroitin sulfate B,
which shares the most structural similarity to heparin/HS, exhibited
71% inhibition at 30 µg/ml. In contrast, chondroitin sulfate A and
chondroitin sulfate C at concentrations of up to 30 µg/ml exhibited
no significant effect, with less than 20% inhibition. The observed
inhibition was specific for AAV since similar studies showed no effect
on infection with Ad, another nonenveloped DNA virus whose receptor is
the coxsackievirus-Ad receptor (CAR) (data not shown) (6).

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FIG. 1.
Inhibition of AAV infection by various GAGs. (A) rAAV
was incubated with the indicated concentrations of heparin ( ),
chondroitin sulfate B (dermatan sulfate) ( ), chondroitin sulfate A
( ), or chondroitin sulfate C ( ) for 1 h at 37°C prior to a
1-h adsorption of the virus-GAG mixture to HeLa cells for infection.
-Galactosidase activity was assayed 44 h postinfection by using
a Galacto-Light Plus kit (Tropix Inc.) and measured in a luminometer.
Each point represents the average percent decrease in RLU per microgram
of protein relative to the maximum level obtained in experiments
without GAG. (B) HeLa cells were preincubated with increasing
concentrations of heparin at 37°C for 1 h. After thorough
washing, cells were infected with rAAV as described above. Data points
represent the average percent maximum RLU/microgram of protein obtained
without heparin preincubation.
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To rule out the possibility that significant inhibition of AAV
infection by heparin was due to an induced cellular effect of this
molecule on HeLa cells, preincubation studies were performed. HeLa
cells were incubated with the indicated concentrations of heparin (Fig.
1B), washed extensively, and then infected with rAAV as described
above. Unlike competition experiments, preincubation of HeLa cells with
heparin had little effect on the ability of rAAV to transduce cells
(Fig. 1B). While the presence of heparin (5 µg/ml) during viral
adsorption demonstrated 100% inhibition (Fig. 1A), preincubation
demonstrated less than 20% inhibition at concentrations up to 20 µg/ml (Fig. 1B). These data suggest that heparin interacts directly
with AAV and inhibits an early event of viral infection.
To further examine the observed specificity and to determine whether
GAGs were inhibiting binding of the AAV virions to the cell surface,
3H-labeled wt AAV was incubated with GAGs at various
concentrations. After incubation with cells, the mixture was washed and
cells were solubilized to quantify bound virus. By this assay, heparin (5 µg/ml) inhibited 90% of AAV binding (Fig.
2), correlating with rAAV transduction
data (Fig. 1). Furthermore, chondroitin sulfate B (dermatan sulfate; 30 µg/ml) inhibited binding by 51% (Fig. 2). As expected, chondroitin
sulfates A and C at similar concentrations did not significantly affect
the ability of virus to bind to HeLa cells, exhibiting no more than
20% inhibition. These data suggest that heparin inhibits AAV infection
by interfering with virion binding to the cell surface, presumably by
competing for structurally related HS moieties.

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FIG. 2.
Soluble heparin inhibits binding of AAV to the cell
surface. After preincubation of 3H-labeled wt AAV-2 with
increasing concentrations of the indicated GAGs or the GAG analog
dextran sulfate, labeled virus was adsorbed to HeLa cells for 90 min at
4°C. Unbound virus was removed by three washes with ice-cold binding
buffer, and radioactivity was quantitated as described in Materials and
Methods. Data are represented as the average percent inhibition
relative to the counts per minute bound in the absence of soluble
GAG.
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Since heparin is known to be modified by more sulfate groups and has a
higher charge density than the chondroitin sulfates (49), it
was important to determine whether inhibition reflected specificity or
was simply a function of charge. We examined the ability of a highly
sulfated GAG analog, dextran sulfate (molecular weight, 5,000), to act
as a competitive inhibitor. At the maximum concentration, 30 µg/ml,
the observed inhibition by dextran sulfate was only 36% (Fig. 2),
indicating that more than charge ratio is responsible for the
inhibition of AAV by heparin and chondroitin sulfate B. Together, the
above data support the hypothesis that AAV binds to cell surface
proteoglycan, that this interaction is important for a productive
infection, and that AAV exhibits specificity for particular GAG
moieties.
AAV requires GAGs on the cell surface for infection.
Since
some GAGs are known to bind to specific cell surface receptors
(27), the foregoing experiments could not completely rule
out competition for a common receptor as a mechanism for inhibiting
virus binding. To address this issue, we used enzymes that are known to
specifically digest the GAGs present on the cell surface before
assaying virus specific binding. Heparinase I and heparitinase cleave
distinct linkages found in HS. Chondroitinase ABC cleaves at a linkage
found in all chondroitin sulfates, including dermatan sulfate
(chondroitin sulfate B), and chondroitinase AC cleaves only chondroitin
sulfates A and C (33). All enzymes were tested prior to use
for activity and assayed under the conditions described in Materials
and Methods. Subconfluent HeLa cells were treated with various
concentrations of each enzyme and assessed for 3H-AAV
binding. Consistent with early experiments, enzymatic treatment with
either heparitinase or heparinase greatly reduced the ability of virus
to bind the cell surface: 73 or 66%, respectively, at the maximum
concentration of enzyme tested (Fig. 3A).
Further, chondroitinase ABC and chondroitinase AC treatment did not
result in any reduction of AAV binding to HeLa cells (Fig. 3A). These data indicate that HS proteoglycan mediates attachment of AAV to the
cell surface.

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FIG. 3.
Effect of enzymatic digestion of cell surface GAGs on
AAV binding and infection. (A) HeLa cells were treated with the
indicated concentrations of the GAG lyase heparitinase, heparinase I
( ), heparinase I ( ), chondroitinase ABC ( ), or chondroitinase
AC ( ) as described in Materials and Methods. After thorough washing,
the ability of AAV to bind the cell surface was assessed as described
for Fig. 2. Data points represent the average percent reduction in AAV
binding relative to AAV binding obtained without enzymatic treatment.
(B) HeLa cells were treated with heparitinase or heparinase I as
described in Materials and Methods. After thorough washing, rAAV was
incubated with cells for a 1-h adsorption period at 37°C. Cells were
harvested 44 h postinfection and assayed for -galactosidase
activity. Results are graphed as the average percent reduction in AAV
transduction relative to transduction observed in the absence of
enzymatic treatment. Data points represent the mean and standard
deviation of experiments performed in triplicate.
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The fact that 10-fold more heparinase than heparitinase was required to
obtain similar reduction of AAV binding was likely due to its known
lower enzymatic activity under the conditions used (33).
Further, to ensure that protease contaminants were not responsible for
reduction in AAV binding, digestion in the presence of soluble
substrate was performed. Exogenous addition of soluble HS reversed the
effect of heparitinase treatment on AAV binding to HeLa cells (data not
shown). Therefore, specific removal of plasma membrane-associated HS
moieties results in a diminished ability of AAV to bind the cell
surface. It was unexpected that chondroitinase ABC did not have any
effect on AAV binding since the presence of soluble chondroitin sulfate
B (dermatan sulfate) was able to inhibit AAV transduction and binding
to HeLa cells, albeit much less efficiently than heparin. The lack of reduction in binding after enzymatic treatment with chondroitinase ABC
suggests that AAV does not efficiently bind to dermatan sulfate present
on the cell surface. It is possible that AAV exhibits an interaction
with chondroitin sulfate B (dermatan sulfate) only when it is present
in excess amounts in solution.
The above data ruled out the possibility that in the coincubation
experiments, soluble heparin and AAV were competing for a similar
receptor or that heparin was sterically hindering binding to something
other than membrane-associated GAGs. Instead, the data suggest that AAV
binds to cell surface proteoglycan and further suggest that this
interaction is specific for HS, not chondroitin sulfate, moieties.
To demonstrate the biological relevance of AAV binding to cell surface
HS, we determined whether removal of HS moieties rendered cells less
susceptible to AAV infection. We examined the ability of rAAV-LacZ to
transduce HeLa cells after treatment with various concentrations of
heparitinase or heparinase. rAAV transduction was reduced by 80%
compared to untreated control cells (Fig. 3B). Importantly, as little
as 0.425 mIU of heparitinase per ml resulted in up to 72% reduction of
AAV infection. Consistent with inefficient heparinase enzyme activity
under these conditions, approximately 10-fold more enzyme was required
for a similar reduction in AAV transduction. The reduced susceptibility
of HeLa cells to AAV infection after enzymatic removal of
membrane-associated HS GAG indicates a significant role for HS
proteoglycan in AAV infection.
Mutants of the GAG synthesis pathway inhibit AAV binding.
CHO
cell derivatives defective in GAG synthesis were used to further define
the requirement for HS moieties for AAV infection. These mutant cell
lines have defined deficiencies in the production of specific GAGs.
Cell line pgsA-745 lacks xylosyltransferase, an enzyme necessary for
the initiation of all GAG synthesis, and does not produce detectable
levels of proteoglycans (16). Mutant pgsB-618 has a defect
in the galactosyltransferase I gene and makes about 15% of the normal
amount of proteoglycan synthesized by wt cells (15, 17).
Cell line pgsE-606 is partially deficient in HS
N-sulfotransferase and produces an undersulfated form of HS
proteoglycan (4, 5). Finally, mutant pgsD-677 has a single mutation that affects both N-acetylglucosaminyltransferase
and glucuronosyltransferase activities that are necessary for the polymerization of HS disaccharide chains and does not synthesize any HS
proteoglycan. This mutant cell line also produces approximately three
times more chondroitin sulfate than wt cells (15, 31).
To assess AAV binding to wt and mutant CHO cell lines, cells were
incubated with Cy3-labeled virions or 3H-AAV-2 as described
in Materials and Methods. Bound 3H-labeled virus was
collected by centrifugation, and fluorescence virus was visualized by
confocal microscopy (Fig. 4). Although binding of Cy3-AAV to wt CHO cells was easily detectable (Fig. 4A, I),
no significant virus binding to pgsA mutant CHO cells was observed
(Fig. 4A, II). These binding observations were quantified by using
3H-AAV-2. Compared to wt CHO cells, there were 7.0- and
6.4-fold reductions in AAV binding to cell lines pgsA-745 and pgsD-677, respectively. The poor attachment of AAV to the HS GAG deficient mutant
cells pgsA and pgsD (Fig. 4B) provides genetic data indicating that the
presence of HS proteoglycan is a principal requirement for AAV
attachment to the cell surface. Further, the inefficient binding to
pgsD-677 (HS GAG deficient and three times more chondroitin sulfates)
demonstrates that AAV exhibits specificity for heparan. The 4.6-fold
reduction in AAV binding to pgsB-618 (15% of the level of wt
proteoglycans) was slightly higher than the binding to
proteoglycan-deficient pgsA and pgsD cells. This result correlates well
with the 85% overall lower production of GAGs by the pgsB-618 mutant
cell line. Interestingly, AAV binding to the mutant pgsE-606 cell line,
which produces an undersulfated form of HS, was also diminished, albeit
to a lesser extent (2.6-fold). Since the pgsE-606 cell line is
partially deficient in N-sulfotransferase, a reduction in
AAV binding to this cell line suggests that N-sulfation of HS may be an
important determinant influencing AAV attachment. The observed
differences in virus binding to wt and GAG-deficient cells was specific
for AAV, since no effect was observed when binding of labeled Ad was
used (data not shown).

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FIG. 4.
HS proteoglycan serves as a primary attachment receptor
for AAV-2. Wild-type CHO-K1 cells and CHO-K1 mutants defective in
proteoglycan synthesis were assessed for the ability to bind AAV-2.
Cell line pgsA-745 lacks HS and chondroitin sulfate proteoglycans;
pgsD-677 lacks HS proteoglycan and produces a threefold excess of
chondroitin sulfate proteoglycans; pgsB-618 produces 15% of normal
proteoglycans; pgsE-606 produces an undersulfated form of HS
proteoglycan and normal levels of chondroitin sulfate proteoglycans.
(A) Cy3-labeled AAV-2 was bound to wt CHO cells (I) and the pgsA-745
mutant that lacks proteoglycans (II) as described in Materials and
Methods. Images were captured by confocal microscopy. (B) Binding of
3H-AAV to parental and mutant CHO cells. Binding assays
were performed at 4°C in Eppendorf tubes. A total of 3 × 105 cells were incubated with 4 × 1011
particles of 3H-AAV for 90 min in HBSB. After thorough
washing, cells were pelleted and solubilized, and radioactivity was
quantitated as described in Materials and Methods. Nonspecific binding
was determined by parallel binding studies done in the presence of a
100-fold excess of unlabeled virus. Data represent the mean specific
binding and standard deviation obtained from experiments performed in
triplicate.
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Although the ability of AAV to bind all mutants was significantly
diminished, each mutant still exhibited some binding as assessed by
3H-AAV in the presence of a 100-fold excess of unlabeled
virus (Fig. 4B). This finding suggests that AAV may bind to yet
unidentified cell surface receptors present in low abundance or that
extremely low levels of HS GAG are present on these mutant cells. The
pgsA cells have a low level of xylosyltransferase activity, which could result in residual proteoglycan synthesis (16, 17).
Overall, these data indicate that the HS and not chondroitin sulfate
moieties of cell surface proteoglycans serve as attachment receptors
for AAV. In addition, the diminished ability of AAV to bind pgsE-606
(mutant with undersulfated HS GAGs) suggests that the degree of
sulfation of HS is an important factor influencing binding of AAV to HS
proteoglycan.
HS proteoglycan mediates AAV infection.
The CHO cell mutants
defective in GAG synthesis were also used to provide genetic evidence
that HS proteoglycans are necessary for an efficient AAV infection. As
with the previous infection experiments, we used an rAAV-LacZ vector
that expresses
-galactosidase to assess AAV-2 infectivity as
described in Materials and Methods. The lack of cell surface HS
proteoglycan significantly impaired the ability of AAV to infect CHO
cells (Fig. 5). Compared to AAV transduction of wt cells, there was significant reduction in AAV transduction of pgsA and pgsD cells (Fig. 5A). In addition to lacking
HS proteoglycan on the surface, the pgsD cells overproduce chondroitin
sulfate proteoglycans. The poor infection of this cell line further
demonstrates the specificity of AAV for cell surface heparan and not
chondroitin moieties. We observed a 10-fold reduction in AAV
transduction of pgsB cells, which produce 85% less proteoglycan than
wt cells. It is not clear why the pgsD cells are almost completely
refractory to AAV infection (Fig. 5A) when binding to this cell line is
similar to that observed with pgsA. pgsD cells that produce excess
chondroitin sulfates may bind AAV inefficiently through these
substrates. However, this interaction may not lead to a productive
infection, an observation seen by others (43). With the
exception of the pgsD cell line, the inefficient AAV transduction of
the CHO cell mutants clearly paralleled the reduced ability of AAV to
bind the cell surface. The above data indicate that infection by AAV is
closely coupled to the amount of AAV that can attach to the cell
surface and that this attachment is primarily mediated by HS
proteoglycans. Finally, the pgsE cells that produce an undersulfated
form of HS proteoglycans supported AAV transduction but with 1.4-fold
reduction (Fig. 5), consistent with the previously observed level of
AAV binding (Fig. 4B).

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FIG. 5.
HS proteoglycan mediates AAV infection. (A) AAV
infection of wt and mutant CHO cells deficient in proteoglycan
synthesis (described in the legend to Fig. 4). rAAV-LacZ virus was
incubated with cells at an MOI of 10 for 1 h at 37°C. Cells were
harvested 44 h postinfection and assayed for -galactosidase
activity. Data represent the mean and standard deviation of triplicate
experiments. (B) UV treatment of wild-type and mutant CHO cells and its
effect on rAAV transduction. Cells were treated with UV (45 J/m2) in a UV Stratalinker (Stratagene) prior to infection
with rAAV-LacZ as described above. -Galactosidase activity was
measured as described for non-UV-treated cells.
|
|
A rate-limiting step in rAAV vector transduction is inefficient
synthesis of second-strand copies from virion single-stranded DNA
genomes (18, 19, 36). To ensure that the observed
differences in AAV infection were a result of inefficient AAV binding
and not due to impaired second-strand synthesis, we treated cells with
UV, a technique known to overcome inefficiencies at this step
(18). When mutant cells were treated with UV to maximize transgene expression, enhancement of rAAV-LacZ transduction was observed (10-fold) but overall AAV infections were similar to those of
non-UV-treated cells (Fig. 5B). Taken together, the results obtained
with the CHO cell mutants deficient in GAG synthesis provide genetic
evidence that HS proteoglycan mediates both attachment and entry of
AAV-2.
 |
DISCUSSION |
We have used defined mutant CHO cells defective in GAG synthesis
and standard biochemical assays to establish that membrane-associated HS proteoglycan serves as a receptor for AAV-2 and mediates both viral
attachment to and subsequent infection of target cells. We have shown
that binding and infection of cells by AAV is sensitive to (i)
competitive inhibition with heparin, a soluble receptor analog, (ii)
enzymatic removal of HS but not chondroitin sulfate moieties from the
cell surface, and (iii) genetic defects in the cellular pathway for the
production of HS. In addition, the use of mutant cell lines provided
genetic evidence that HS, and not chondroitin sulfate, proteoglycans
are responsible for a productive AAV infection. This is the first
report of a role for proteoglycan in cellular attachment of a
parvovirus and provides an explanation for the broad host range of AAV.
We have demonstrated that HS proteoglycan serves as a principal
attachment receptor for AAV-2. However, additional factors could also
participate in AAV host cell attachment. Some viruses can use more than
one distinct attachment receptor. For example, HIV uses CD4 as its main
attachment receptor but can also attach to glycolipid galactosyl
ceramide to mediate infection (10, 55). Further, Ad
attachment to target cells can be mediated by
M
2 integrin as well
as CAR (6, 25). Since removal of HS moieties from the cell
surface did not completely abolish AAV infectivity and AAV still
exhibits some specific binding to cell lines that do not produce HS
proteoglycans, it is possible that AAV attachment and infection can
also be mediated by an as yet unidentified receptor, albeit
inefficiently.
While the inefficient binding and poor infection by AAV in the absence
of HS GAGs suggests that HS proteoglycan could mediate both AAV
attachment and entry, it remains to be determined whether AAV
attachment to HS proteoglycan is sufficient for viral entry. For
example, it is well established that the initial interaction of HSV
with its host cell is mediated through HS proteoglycans (35, 57,
61) and that another secondary event is responsible for promoting
entry (20). Recently, a novel member of the tumor necrosis
factor/nerve growth factor receptor family was demonstrated to serve as
a mediator of HSV entry (42). In addition, Ad infection is
initiated by attachment to CAR (6) followed by subsequent interaction with secondary receptors, identified as
V integrins, that are known to facilitate virus internalization (60). On the other hand, a large percentage of HS proteoglycans are known to
undergo endocytosis (26, 63) and could be involved in direct AAV internalization. Such a mechanism of entry has been described for
other HS proteoglycan ligands, including basic fibroblast growth factor
and lipoprotein lipase (47, 56). AAV may use either or both
of these proposed mechanisms of entry. Further, the possibility that a
large functional multireceptor complex is required for efficient AAV
entry should not be ruled out, since cell surface proteoglycans have
been implicated as members of multimeric complexes (7). That
is, our results show the HS proteoglycans are required for AAV
infection but do not address whether they are in fact sufficient.
The GAG structures can be complex, exhibiting a diversity of
disaccharide sequences with heterogeneous sulfation. Some GAG ligands
require the presence of a specific sugar sequence for high affinity
binding, as is the case for antithrombin, which binds a distinct
sequence present in heparin/HS (3, 32). In addition, a
recent report identified HS GAGs as a receptor for the pathogenic RNA
virus dengue virus. However, the virus appears to require a highly
sulfated form of HS GAG in order to be infectious (12).
Although we have not identified a specific sugar sequence requirement
for AAV binding, our data indicate that AAV requires HS and not
chondroitin sulfate moieties. This conclusion is based on the inability
of chondroitinase ABC enzymatic digestion to inhibit AAV binding and
infection as well as the inability of AAV to appreciably bind and
infect mutant CHO cells that lack HS yet have an excess of chondroitin
sulfate proteoglycans. HS GAGs consist of repeating disaccharide units
composed of alternating glucosamine and hexuronic acid (either
glucuronic acid or iduronic acid) monsacharides. The chondroitin
sulfate disaccharide units contain a galactosamine
monosacharide in place of glucosamine. Chondroitin sulfate B (dermatan
sulfate) is the only chondroitin that contains iduronic acid
monosacharides that are also found in HS GAGs. The specificity
exhibited by AAV for HS moieties demonstrates that AAV prefers an
interaction with a glucosamine-hexuronic acid backbone. Further, since
excess soluble dermatan sulfate could inhibit AAV binding and
infection, AAV may prefer a HS backbone that contains iduronic acid.
Our data may indicate that multiple receptor molecules mediate AAV
infection. In cases where the amount of cell-associated HS GAG was
reduced, either by enzymatic digestion or in mutant cell lines, the
reduction in AAV infection was more sensitive than the reduction of AAV
attachment. One possible explanation is that the density of receptors,
and thus the increased probability of virus or HS proteoglycan
interactions with some other receptor molecule(s), may be an important
factor influencing AAV entry. It will be interesting to determine if
the amount of cell surface HS proteoglycan influences the ratio of
internalized virus to bound virus. Alternatively, another explanation
for our results may be that AAV can attach to a subset of surface
molecules that are not capable of mediating AAV infection.
Since the degree of HS sulfation affects the amount of AAV that can
bind the cell surface, there appears to be an important charge
component to the specific AAV-HS interaction. A majority of
ligand-proteoglycan interactions are mediated by a cluster of basic
amino acids displayed by the ligand and the high density of charge
found on sulfated GAGs (27, 29). Until the crystal structure
of AAV-2 is determined, we cannot be certain which basic residues are
exposed to the virion surface, nor can we address the noncolinear basic
amino acids that may be close in space in the intact virion. However,
there is a high density of positively charged amino acids within the
first 170 residues of the VP1 capsid protein, including three strings
of basic amino acids (either K/RX4/5KKR or
KX6RKR) that, if exposed on the virion surface, could be
involved in an ionic interaction with the cell surface. It is also
interesting that viral mutants that map in this region are referred to
as low-infectious-particle mutants (44).
Recently, we have demonstrated long-term (1.5-year) gene expression
after direct rAAV injection into immunocompetent mouse muscle and brain
(37, 62). These data have provided preclinical results
suggesting that this viral delivery system may provide an attractive
alternative to other vectors. In fact, rAAV has recently been tested in
a clinical trial for gene therapy of cystic fibrosis without any signs
of toxicity of immune complications (19a). Identification of
the AAV receptor should now help facilitate maximum use of this vector
with appropriate target cells (bone marrow stem cells, airway epithelia
cells, etc.). Fluorescence-activated cell sorting analysis of various
human cells has shown a correlation between HS GAGs and virus binding
consistent with this report (58a). Identification of the AAV
receptor should provide further information concerning primary events
involved in AAV infection and future development of this virus as a
viral vector.
 |
ACKNOWLEDGMENTS |
We thank John Olsen and Raj Batra for helpful discussion; Jeff
Bartlett for the gift of Cy3-labeled wt AAV; Ting Qian (Department of
Cell Biology and Anatomy, UNC at Chapel Hill) for generously analyzing
Cy3-labeled wt AAV bound to CHO cells by confocal microscopy; and
Doug McCarty, Charles Yang, and Terry VanDyke for critical reading of
the manuscript and helpful suggestions. We further thank the Vector
Core Facility at UNC Chapel Hill for rAAV.
This research was supported by NIH grant HL51818.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Gene Therapy
Center, 7119 Thurston-Bowles, CB 7352, University of North Carolina at Chapel Hill, Chapel Hill, NC 27599. Phone: (919) 962-3285. Fax: (919)
966-0907. E-mail: RJS{at}med.unc.edu.
 |
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Schmidt, M., Govindasamy, L., Afione, S., Kaludov, N., Agbandje-McKenna, M., Chiorini, J. A.
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