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J Virol, February 1998, p. 1186-1194, Vol. 72, No. 2
0022-538X/98/$04.00+0
Copyright © 1998, American Society for Microbiology. All rights reserved.
Correlated Template-Switching Events during
Minus-Strand DNA Synthesis: a Mechanism for High Negative Interference
during Retroviral Recombination
Jeffrey A.
Anderson,1
Ronald J.
Teufel II,2
Philip
D.
Yin,1 and
Wei-Shau
Hu1,2,*
Department of Microbiology and
Immunology1 and
Mary Babb Randolph
Cancer Center,2 School of Medicine, West
Virginia University, Morgantown, West Virginia 26506
Received 20 May 1997/Accepted 5 November 1997
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ABSTRACT |
Two models for the mechanism of retroviral recombination have been
proposed: forced copy choice (minus-strand recombination) and strand
displacement-assimilation (plus-strand recombination). Each
minus-strand recombination event results in one template switch,
whereas each plus-strand recombination event results in two template
switches. Recombinant proviruses with one and more than one template
switches were previously observed. Recombinants with one template
switch were generated by minus-strand recombination, while recombinants
containing more than one template switch may have been generated by
plus-strand recombination or by correlated minus-strand recombination.
We recently observed that retroviral recombination exhibits high
negative interference whereby the frequency of recombinants containing
multiple template-switching events is higher than expected. To
delineate the mechanism that generates recombinants with more than one
template switch, we devised a system that permits only minus-strand
recombination. Two highly homologous vectors, WH204 and WH221,
containing eight different restriction site markers were used. The
primer binding site (PBS) of WH221 was deleted; although reverse
transcription cannot initiate from WH221 RNA, it can serve as a
template for DNA synthesis in heterozygotic virions. After one round of
retroviral replication, the structures of the recombinant proviruses
were examined. Recombinants containing two, three, four, and five
template switches were observed at 1.4-, 10-, 65-, and 50-fold-higher
frequencies, respectively, than expected. This indicates that
minus-strand recombination events are correlated and can generate
proviruses with multiple template switches efficiently. The frequencies
of recombinants containing multiple template switches were similar to
those observed in the previous system, which allowed both minus- and
plus-strand recombination. Thus, the previously reported high negative
interference during retroviral recombination can be caused by
correlated template switches during minus-strand DNA synthesis. In
addition, all examined recombinants contained an intact PBS, indicating
that most of the plus-strand DNA transfer occurs after completion of
the strong-stop DNA.
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INTRODUCTION |
Frequent homologous recombination
has been reported in all examined retroviruses, including avian,
murine, and human viruses (2, 20, 21, 23, 25, 28, 29,
41-43). Recombination increases retroviral genetic fitness by
increasing the variation in the viral population through reassortment
of mutations generated during viral replication by the error-prone,
virally encoded reverse transcriptase (RT). This allows the development
of viral strains that escape host immune systems (31, 34,
36) or strains that are resistant to one or more antiviral drugs
(8, 14, 15, 23, 24, 26, 40). In addition, recombination
allows the completion of reverse transcription in virions with damaged RNA genomes (4, 12). Therefore, recombination plays an
important role in retroviral pathogenesis, treatment, and vaccine
development.
Frequent recombination occurs during reverse transcription between two
copackaged RNAs (11). Two models to explain the mechanism of
retroviral recombination have been proposed: forced copy choice (4) and strand displacement-assimilation (19)
(Fig. 1). The forced copy choice model
proposes that recombination occurs during minus-strand DNA synthesis.
When RT encounters breaks in the RNA genome, it can switch templates
and use the other copackaged RNA for DNA synthesis (Fig. 1A).
Therefore, a viral DNA containing genetic information from both
parental RNAs is generated. It was later suggested that breaks in the
viral RNA are not required for template switching (18, 46).
This model is referred to as "minus-strand recombination" to avoid
reference to the structure of the packaged viral RNA. In contrast,
the strand displacement-assimilation model proposes that both RNAs
undergo initiation of reverse transcription to form two minus-strand
DNAs (Fig. 1B). An internally initiated plus-strand DNA fragment can be
displaced from one minus-strand DNA molecule and be assimilated with
the other minus-strand DNA. A recombinant is formed after DNA mismatch
repair. This model is referred to as "plus-strand recombination."

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FIG. 1.
Models for retroviral recombination: forced copy choice
(A) and strand displacement-assimilation (B). Viral RNA sequences are
indicated by thin lines and lowercase letters, whereas viral DNA
sequences are indicated by thick lines and uppercase letters. a and b
represent two copackaged viral RNAs, while A and B represent DNA
sequences generated from the two copackaged RNAs. Cloverleaf, tRNA
primer; dotted line, template-switching event; ppt/PPT, polypurine
tract. The direction of DNA synthesis is indicated by the arrows. (A)
In step 1, RT uses RNA b as a template for DNA synthesis until a break
in the RNA is encountered. In step 2, RT switches to use RNA a as a
template for DNA synthesis. In step 3, the resulting DNA is a
recombinant with one crossover event. (B) Two DNA copies are generated
from the two copackaged RNAs. In step 1, an internally initiated
plus-strand DNA fragment from DNA A is displaced by an
upstream-initiated plus-strand DNA. In step 2, this displaced DNA is
assimilated to the complementary region of minus-strand DNA B. In step
3, the resulting DNA has a mismatched region. In step 4, a recombinant
with two crossovers is formed after mismatch repair.
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The structures of the recombinants differ in these two proposed
models. Each template-switching event during minus-strand DNA synthesis
results in one template switch (a crossover) in the viral DNA. In
contrast, each strand displacement-assimilation event during
plus-strand DNA synthesis results in two crossovers in the viral DNA.
Thus, recombinants containing one crossover are generated by
minus-strand recombination; however, recombinants with two crossovers
can be generated by one plus-strand recombination event or two
minus-strand recombination events.
Previously, by using two highly homologous spleen necrosis virus
(SNV)-based vectors that contained eight different sets of restriction
enzyme markers, the frequencies of recombinants with one crossover and
more than one crossover were determined (10). Ten of 22 recombinant proviruses contained one crossover, indicating that they
were generated by minus-strand recombination. In addition, 12 of 22 recombinant proviruses contained more than one crossover; however, the
mechanism(s) used to generate these recombinants was not clear.
We recently demonstrated that retroviral recombination exhibits high
negative interference (13). The relative rates of inter- and
intramolecular template-switching events were examined. It was found
that if a recombination event was selected, the probability of a second
recombination event was significantly higher than expected by random
chance; this is defined as high negative interference (1a,
45). In order to delineate the mechanism(s) generating recombinants with more than one crossover, we designed a system that
allows recombination to occur only during minus-strand DNA synthesis.
The molecular nature of the recombinants was examined and compared with
those from the previous study (10).
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MATERIALS AND METHODS |
Definitions and plasmid construction.
pWH204 and pWH221
refer to plasmids, whereas WH204 and WH221 refer to the viruses derived
from these plasmids. pWH204 has been described previously
(10). pWH221 was constructed from pWH13 (11) with
the deletion of 104 bp between the BspMII and NarI restriction enzyme sites. This deletion removed the
primer binding site (PBS), 27 bp 5' to the PBS, and 59 bp 3' to the
PBS. A detailed description of the vector constructions is available upon request.
Cell culture, DNA transfection, and virus infection.
D17
(obtained from the American Type Culture Collection) is a dog
osteosarcoma cell line permissive for SNV infection (37). DSDh is a D17-derived helper cell line that expresses SNV-encoded proteins (10). All cells were grown in Dulbecco's modified
Eagle's medium with 6% calf serum at 37°C with 5% CO2.
G418, a neomycin analog, and hygromycin selections were performed at
concentrations of 400 and 80 µg/ml, respectively. DSDh helper cell
clones were propagated in the presence of chicken anti-SNV polyclonal
antibodies to suppress reinfection.
Transfections were performed by the dimethyl sulfoxide-Polybrene method
(22). Viral infections were performed immediately after
viral harvest. Viruses were collected from helper cells and centrifuged
at 3,000 × g for 10 min to remove cellular debris. Tenfold serial dilutions were made from each viral stock, and viral
titers were determined by infecting 2 × 105 D17 cells
per 60-mm-diameter dish.
Mapping of recombinant proviruses.
Recombinant proviruses
were mapped by PCR. DNA lysates were prepared from cell clones
resistant to G418 plus hygromycin and used as a substrate for PCR
(9). Proviral genomes were amplified with different sets of
primers and analyzed by restriction enzyme digestion (see Fig. 5). The
sequences for the primers have been described previously
(10) and are as follows: U3Sac,
5'-TGGGAGGGAGCTCTGGGGGGA-3'; U3Not,
5'-TGGGAGGGGCGGCCGCCTGGG-3'; 1934OEN,
5'-ACACCCAGCCGGCCACAGTCG-3'; Neo1115,
5'-GGCGATAGCTAGACTGGGCGG-3'; 3288yH,
5'-TGCCTCCGCTCGAAGTAGCGC-3'; Neo2007,
5'-CCGCTTCCTCGTGCTTTACGG-3'; U5HMAB,
5'-CGGATTCAGTCCGGATCCCTG-3'; U5ALC,
5'-CGGATTCAGTCCGGATCGATC-3'. All PCRs were carried out in a
Hybaid Omnigene thermal cycler for 40 cycles.
The amplified DNAs were analyzed with various restriction enzyme
digestions. All DNA manipulations were performed by standard procedures
(30).
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RESULTS |
Retroviral vectors used to examine minus-strand recombination
events.
Two SNV-based vectors, pWH221 and pWH204, were used to
examine the nature of the recombinants generated during minus-strand DNA synthesis. pWH221 and pWH204 are very similar in sequence; both
vectors contain a neomycin phosphotransferase gene (neo) and
a hygromycin phosphotransferase B gene (hygro) (Fig.
2) (7, 10, 17). In both
vectors, neo is expressed from a full-length transcript from
the retroviral long terminal repeat, whereas hygro is
expressed from a spliced message. These vectors, however, differ in
several aspects. pWH221 contains a functional hygro and an inactivated neo, whereas pWH204 contains a functional
neo and an inactivated hygro. A 4-bp frameshift
mutation inactivated hygro or neo; this mutation
also destroyed an NcoI restriction enzyme site and generated
a unique NsiI restriction enzyme site. The entire PBS of
pWH221 was deleted. In addition to the PBS deletion in pWH221 and the
inactivating mutations, these two highly homologous vector RNAs
differ at six other restriction enzyme markers. These markers are
located in U5 (BamHI/ClaI), between
encapsidation sequences (E) and neo
(SmaI/MluI), in the 5' noncoding region of
neo (BglII/ClaI), between the splice
acceptor and hygro (SmaI/MluI), 3' to
hygro (ClaI/ClaI-EcoRI),
and in U3 (SacI/NotI) (Fig. 2). The natures of
these six sets of markers are 4- to 8-bp insertions; furthermore, these
markers do not interfere with viral replication or with the expression
of neo or hygro (10).

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FIG. 2.
SNV-based retroviral vectors used to study recombination
during minus-strand DNA synthesis. WH221 RNA is shown in black, and
WH204 RNA is shown in white. Restriction enzyme sites are indicated
above the viral RNAs. pbs, deletion of the PBS; neo, neomycin
phosphotransferase gene; sa, splice acceptor site derived from
reticuloendotheliosis virus strain A; hygro, hygromycin
phosphotransferase B gene; *, inactivating frameshift mutation
generating a unique NsiI restriction enzyme site; B,
BamHI; C, ClaI; Sm, SmaI; M,
MluI; Bg, BglII, Ns, NsiI; Nc,
NcoI; C-R, ClaI followed by EcoRI; S,
SacI; N, NotI.
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Based on the current model of reverse transcription (6),
minus-strand DNA synthesis is not expected to be initiated from WH221
RNA because it lacks a PBS. However, reverse transcription can initiate
from WH204 RNA. Therefore, in a heterozygotic virion containing a copy
of WH221 RNA and a copy of WH204 RNA, WH221 can be used as a template
for DNA synthesis after reverse transcription initiates from the PBS of
WH204. Recombination during plus-strand DNA synthesis, such as in the
strand displacement-assimilation model, requires the presence of two
minus-strand DNAs. Since only one minus-strand DNA is synthesized,
plus-strand recombination cannot occur in these heterozygotes.
Therefore, recombinants from WH221 and WH204 can be generated only
during minus-strand DNA synthesis.
Experimental protocol and virus titers.
The protocol used to
study the mechanism of recombination is outlined in Fig.
3. Retroviral vector pWH221 was first
introduced into SNV-based DSDh helper cells by transfection because of
its inability to complete reverse transcription. These transfected cells were placed on hygromycin selection, and resistant cells were pooled. WH204 was then introduced into hygromycin-resistant DSDh cells by infection. Cells were placed on G418 selection, and the
resistant cell clones were isolated. Viruses were harvested from these
double-drug-resistant DSDh cell clones and used to infect D17 cells.
D17 cells were placed on single-drug selection (G418 or hygromycin) or
double-drug selection (G418 plus hygromycin). After drug
selection, cell clones resistant to G418 plus hygromycin were
isolated and the molecular nature of the proviruses in these cell
clones was characterized by PCR and restriction enzyme mapping. The
multiplicities of infection used to generate these
double-drug-resistant cell clones were very low (WH204, <0.05; WH221
or recombinant, <0.00004), and each cell clone should represent only
one infection event. Because each parental virus contains only one
functional drug resistance gene, the double-drug-resistant cells most
likely contain a recombinant provirus expressing a functional
neo and a functional hygro.
Viral titers generated from five different DSDh helper cell clones are
shown in Table 1. The G418 titers varied
from 4 × 103 to 1 × 104 CFU/ml of
virus, with an average of 7 × 103 CFU/ml. The
hygromycin titers varied from 0 to 7 × 100 CFU/ml,
with an average of 3 × 100 CFU/ml. The
G418-plus-hygromycin titers varied from 1 to 5 × 100
CFU/ml, with an average of 2 × 100 CFU/ml.
Effect of minus-strand DNA transfer on the number of template
switches in double-drug-resistant proviruses.
In this system,
recombinants are selected by the ability to confer resistance to
G418-plus-hygromycin selection. In order to obtain a functional
neo and a functional hygro, RT has to avoid the
two inactivating mutations and copy the NcoI marker in the hygro of WH221 as well as the NcoI marker in the
neo of WH204 (Fig. 4). Thus,
these two restriction enzyme sites are selectable markers;
recombination between these two markers is the selected recombination
event.

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FIG. 4.
The minimum number of template switches required to
produce a recombinant provirus with a functional neo and a
functional hygro is dependent on the type of minus-strand
strong-stop DNA transfer. (A) Intermolecular transfer. (B)
Intramolecular transfer. Symbols and abbreviations are the same as in
Fig. 1 and 2.
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The minimum number of template switches needed to generate a
G418-plus-hygromycin-resistant provirus is dependent upon the type of
minus-strand strong-stop DNA transfer during reverse transcription. The
two possibilities are shown in Fig. 4. In a heterozygotic virion,
reverse transcription is expected to initiate only from WH204, with a
tRNAPro primer bound to the PBS (27), because
WH221 lacks a PBS. Thus, the resulting minus-strand strong-stop DNA
contains sequences from WH204 including the U5 ClaI marker
that is located 34 nucleotides (nt) upstream of the 5' end of the PBS.
Minus-strand DNA can be transferred intermolecularly to the 3' R region
of WH221 (Fig. 4A) or intramolecularly to the 3' R of WH204 (Fig. 4B)
(10, 16, 33). After an intermolecular minus-strand DNA
transfer, only one recombination event is required to generate a
provirus with two functional drug resistance genes (Fig. 4A). In
contrast, if an intramolecular minus-strand DNA transfer occurs, then
at least two recombination events are required (Fig. 4B). The first template switch must occur before the inactivating NsiI
mutation of hygro in WH204, and the second template switch
must occur between the two NcoI markers.
PCR amplification and restriction enzyme analysis of the
recombinant proviruses.
By using viruses harvested from 5 different DSDh helper cell clones, a total of 47 double-drug-resistant
D17 target cell clones were generated. To ensure that independent
recombination events were studied, all cell clones were isolated from
different cell culture dishes. The nature of the proviruses in these
cell clones was analyzed by PCR and restriction enzyme mapping. The
approximate locations of primers used for PCR and the expected sizes of
PCR products are shown in Fig. 5A. The 5'
ends of the recombinant proviral genomes were amplified with primer
sets 1A and 1B. Primer sets 1A and 1B utilize the same 3' primer,
1934OEN, whereas the 5' primers, U3Sac (1A) and U3Not (1B), are
specific to the U3 regions of WH221 and WH204, respectively. The center
portions of the proviruses were amplified with primer set 3, primers
Neo1115 and 3288yH. The 3' ends of the recombinant proviral genomes
were amplified with primer sets 2A and 2B. Primer sets 2A and 2B
contain the same 5' primer, Neo2007, whereas the 3' primers, U5HMAB
(2A) and U5ALC (2B), are specific to the U5 regions of WH221 and WH204, respectively. WH221 contains a deletion in the PBS and was not expected
to initiate minus-strand DNA synthesis. Therefore, primer set 2A was
not expected to generate an amplified DNA fragment in the recombinant
cell clones.

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FIG. 5.
Strategy for mapping recombinant proviruses in cell
clones. (A) Generic structure of a recombinant provirus. Above the
recombinant, restriction enzyme markers are listed, and a
BamHI site contained in both WH221 and WH204 is indicated
beneath the recombinant. Primer sets for differential PCR analysis and
the expected sizes of the amplification products are shown below the
recombinant. Arrows indicate primer directions. (B) Representative
differential PCR analysis of recombinant cell clones AQ2 and W12 with
primer sets 1A and 1B. L; 1-kb ladder. (C) Restriction enzyme digestion
analysis of AQ2 DNA amplified with primer set 1A. (D) Restriction
enzyme digestion analysis of W12 DNA amplified with primer set 1B. U,
undigested DNA. The 5' structure of each recombinant proviral DNA
derived from the analysis is illustrated below the restriction enzyme
mapping gel in panels C and D. Symbols and abbreviations are the same
as in Fig. 1 and 2.
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A representative differential PCR analysis is shown in Fig. 5B. Primer
sets 1A and 1B were used to amplify two cell clone lysates, AQ2 and
W12, that each contained a recombinant provirus. Using AQ2 DNA lysate
as a template, a 1.93-kb PCR product was obtained with primer set 1A
but not primer set 1B, indicating that this provirus contains the U3
SacI marker from WH221. In contrast, clone W12 DNA produced
a 1.93-kb amplification product with primer set 1B but not primer set
1A, indicating that the W12 provirus contains the U3 NotI
marker from WH204. Reverse transcription initiates only from WH204 RNA;
thus, AQ2 was generated by an intermolecular minus-strand DNA transfer
event, whereas W12 was generated by an intramolecular minus-strand DNA
transfer event.
Restriction enzyme digestion analysis was performed on PCR products to
determine the molecular nature of the recombinant proviruses. Representative restriction mapping of the 5' proviral genome for clones
AQ2 and W12 is shown in Fig. 5C and D, respectively. Restriction enzyme
digestion analysis of amplified DNA from AQ2 revealed 1.03- and 0.90-kb
bands when digested with BamHI, 1.38- and 0.55-kb bands when
digested with ClaI, 1.03- and 0.90-kb bands when digested with SmaI, an undigested 1.93-kb band with MluI,
1.23- and 0.70-kb bands when digested with BglII, a 1.83-kb
band when digested with NcoI, and an undigested 1.93-kb band
when digested with NsiI (Fig. 5C). Besides the
BamHI marker in the U5 region of WH221, there is an
additional BamHI site located 5' to neo in both
WH221 and WH204 (shown in Fig. 5A). PCR products from proviruses that
contain the U5 ClaI marker should generate 1.03- and 0.90-kb
bands when digested with BamHI, whereas the PCR products
from proviruses that contain the U5 BamHI markers should
generate 0.35-, 0.55-, and 1.03-kb bands (not shown). These results
indicate that the provirus in clone AQ2 contained the U5
ClaI and NcoI markers from WH204 and the
SacI, SmaI, and BglII markers from
WH221. A partial map derived from this analysis is illustrated in Fig.
5C. This analysis indicates that there were at least two recombination events in the 5' portion of the AQ2 proviral genome; one occurred between NcoI of WH204 and BglII of WH221, and the
other occurred in E between the SmaI of WH221 and the PBS of
WH204.
PCR and restriction enzyme analysis revealed that the provirus in clone
W12 differed from the provirus in clone AQ2 in the U3 marker and the
marker between E and neo (Fig. 5D). The provirus in W12
contained the MluI marker of WH204, whereas the provirus in
AQ2 contained the SmaI marker of WH221. Similar to the
provirus in AQ2, the provirus in W12 also underwent at least two
recombination events in the 5' portion of the proviral genome. One
template switch occurred between the NcoI site of WH204 and
the BglII site of WH221, and the other occurred in the 5'
noncoding region of neo between the BglII marker
of WH221 and MluI of WH204.
Molecular nature of the recombinant proviruses.
The genomes of
47 recombinant proviruses were amplified by PCR and mapped with
restriction enzymes; their structures are shown in Fig.
6. All of the recombinant clones
contained the U5 ClaI marker derived from WH204. This
indicates that the PBS deletion in the WH221 RNA prevents initiation of
minus-strand DNA synthesis. Of the 47 proviruses analyzed, 29 contained
the U3 SacI marker from WH221, indicating an intermolecular
minus-strand DNA transfer event, whereas 18 contained the U3
NotI marker from WH204, indicating an intramolecular
minus-strand DNA transfer event. These data are consistent with the
previous observation that minus-strand DNA transfer occurs both
intermolecularly and intramolecularly in recombinant proviruses
(10).

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FIG. 6.
Restriction enzyme maps of recombinant proviruses. Maps
are shown with an intermolecular minus-strand DNA transfer (A) and an
intramolecular minus-strand DNA transfer (B). WH221-derived sequences
are shown in black, whereas WH204-derived sequences are shown in white.
Restriction enzyme sites are listed above each genotype, and arrows
indicate the selectable markers in neo and hygro.
The number to the left of each genotype represents the number of
crossovers, and the number to the right indicates the number of
recombinants of the same genotype observed among the 47 recombinant
proviruses analyzed. Restriction enzyme abbreviations are as given in
the legend to Fig. 2.
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All of the recombinants that had an intermolecular minus-strand DNA
transfer also contained an odd number of recombination events (see
Discussion for explanation). Of these 29 proviruses, 18 had one
recombination event, 10 had three recombination events, and 1 had five
recombination events (Fig. 6A). Thus, 11 proviruses contained template
switches in addition to the obligatory recombination event between the
two selectable markers. Ten proviruses had two additional
template-switching events upstream of the selectable markers. The first
template switch occurred either between the WH204 NcoI
marker and the WH221 BglII marker (nine proviruses) or
between the WH204 ClaI marker and the WH221 SmaI
marker (one provirus). The second template switch occurred either
between the WH221 BglII marker and the WH204 MluI
marker (seven proviruses) or between the WH221 SmaI marker
and the PBS of WH204 (three proviruses). Two proviruses contained two
additional recombination events downstream of the selectable markers.
The first occurred between the U3 SacI marker of WH221 and
the ClaI-EcoRI marker 3' to hygro in
WH204, and the second occurred between the WH204
ClaI-EcoRI marker and the NcoI marker
in hygro of WH221.
All of the recombinants that had an intramolecular minus-strand
transfer had an even number of recombination events (see Discussion for
explanation). Of these 18 proviruses, 9 had two recombination events
and 9 had four recombination events (Fig. 6B). Thus, nine proviruses contained two template switches in addition to the two
obligatory recombination events required to obtain a functional hygro and a functional neo. The additional
template switches occurred upstream of the selected NcoI in
neo of WH204. The first of these occurred either between the
WH204 NcoI and the WH221 BglII markers (eight
proviruses) or between the WH204 ClaI and WH221
SmaI markers (one provirus). The second occurred either
between the WH221 BglII and WH204 MluI markers
(four proviruses) or between the WH221 SmaI marker and the
PBS of WH204 (five proviruses).
The majority of recombination events occur during minus-strand DNA
synthesis.
Two results indicate that in this system recombination
occurs only during minus-strand DNA synthesis. First, virus harvested from DSDh cells transfected with pWH221 was unable to transfer hygromycin resistance to D17 cells (data not shown). In addition, none
of the 47 recombinants contained the U5 BamHI marker from WH221. These data confirm that reverse transcription is not initiated from the PBS-deleted WH221. Therefore, plus-strand recombination cannot
occur in this system because only one minus-strand DNA molecule can be
formed.
In addition to the minimum recombination events needed to generate
proviruses with a functional neo and hygro, other
recombination events were frequently observed in the proviruses
analyzed in this system (20 of 47; 42%). In the previous system, which
allowed recombination during minus- and plus-strand DNA synthesis, a
similar frequency of proviruses undergoing additional recombination
events was observed (11 of 22; 50%) (10). The frequencies
of additional recombination events (other than the selected events) are
similar in these two systems (P > 0.562 [Pearson's
chi-square test]). Minus-strand recombination generates recombinants
with one crossover. The results in this study demonstrate that
minus-strand recombination can also efficiently generate recombinants
with more than one crossover. Therefore, it is concluded that template
switching during minus-strand DNA synthesis is the major recombination
mechanism.
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DISCUSSION |
Correlated template switching during minus-strand DNA synthesis
causes high negative interference in retroviral recombination.
With a vector system similar to WH221 and WH204, except that both
vectors contained a PBS, the observable recombination rate between the
two NcoI sites of neo and hygro was
previously measured to be 2% per replication cycle (11). It
was estimated that if all retroviruses underwent recombination, then
the theoretical observable recombination rate would be 14% (see
reference 11 for a detailed calculation). By using
the ratio of the measured rate to the theoretical observable rate, it
was estimated that one in seven retroviruses would undergo
recombination. Because the viruses selected in this study were
recombinants, all proviruses contained at least one recombination event
(the selected event). If recombination events are independent, then it
was expected that 1 in 7 proviruses would have two recombination
events, and 1 in 49, 343, and 2401 proviruses would have three, four,
and five recombination events, respectively.
Of the 47 recombinant proviruses analyzed in this study, 18 proviruses
had one recombination event, and 9, 10, 9, and 1 proviruses had two,
three, four, and five recombination events, respectively. The
frequencies at which the proviruses with two, three, four, and five
recombination events occurred were 1.4-, 10-, 65-, and 50-fold higher,
respectively, than expected. Statistical analysis revealed a
significant difference between the observed and expected frequencies at
which proviruses with one to five recombination events occurred
(P < 0.0001 [Pearson's chi-square test]). This result indicates that recombination events are not independent. Because
only minus-strand recombination can occur in this system, the
template-switching events in minus-strand DNA synthesis are correlated.
These events can result in the previously observed high negative
interference in retroviral recombination (13).
The mechanism for correlated template switching is not known. Recent
experimental data has indicated that intramolecular template switching
occurs far more frequently than intermolecular template switching
(13). This suggested that the two RNAs are not equally accessible to the RT. We have hypothesized that a subpopulation of
viruses has an altered structure in the reverse transcription complex
which allows the RT to access and switch frequently between the two
RNAs (13).
Plus-strand DNA transfer occurs primarily after the completion of
strong-stop DNA synthesis.
The current view of reverse
transcription suggests that the 18-nt complementarity between the PBS
in minus-strand DNA and the 3' end of plus-strand strong-stop DNA is
used to mediate plus-strand DNA transfer (6). In this study,
two types of minus-strand DNA with different 3' ends were generated
prior to plus-strand DNA transfer. After copying the NcoI in
neo in WH204, minus-strand DNA synthesis could either
continue to use WH204 as a template or switch to WH221 RNA.
Minus-strand DNA synthesis of WH204 stops after copying the PBS,
whereas minus-strand DNA synthesis of WH221 stops after copying the R
and U5 regions. Since reverse transcription cannot initiate on WH221,
the R and U5 regions were not expected to be degraded by RNase H.
If plus-strand DNA transfer occurs with R-U5 complementarity prior to
the completion of strong-stop DNA synthesis, the resulting viral DNA
will lack a PBS but have the correct sequences in both ends for
integration. Alternatively, R-U5 complementarity can be used to mediate
plus-strand strong-stop DNA transfer. If this occurs, there will be a
mismatch between the 3' end of strong-stop DNA that contains a PBS and
the minus-strand DNA from WH221 that lacks a PBS. Although mismatch
extension can occur with small regions of mismatches, such as 1 to 3 nt
(35), this DNA will contain a much larger region of mismatch
(45 nt) and is unlikely to carry out efficient extension of plus-strand
DNA synthesis. Therefore, these products were not likely to be observed
in our provirus studies.
We have examined 19 proviruses that switched to use WH221 as a template
during minus-strand DNA synthesis after copying the selectable marker
in WH204. During minus-strand DNA synthesis, 11 of the 19 proviruses
switched back to use WH204 RNA as a template prior to copying the
SmaI marker from WH221, whereas 8 of the 19 proviruses
copied the SmaI marker from WH221 between E and neo. To determine whether these eight proviruses contained a
PBS, restriction enzyme mapping of the PCR products was performed to examine the presence of a BanII site, which locates in the
PBS. It was found that all eight proviruses contained a PBS (data not shown). Therefore, there is a strong selection for the presence of a
PBS in minus-strand DNA. If most plus-strand DNA transfer occurs before
completion of strong-stop DNA synthesis with R-U5 complementarity, then
there should not be selection pressure for the presence of a PBS in the
minus-strand DNA. Since all of the analyzed proviruses contained a PBS,
it was concluded that the major substrate for plus-strand DNA transfer
is strong-stop DNA. This is consistent with the current view that
plus-strand DNA transfer occurs by displacement DNA synthesis
(6), and it is expected that strong-stop DNA is mostly used.
The requirement of a PBS in plus-strand DNA transfer determines the
number of template switches at the 5' end of the viral genome. If
template switching occurs after copying of the NcoI marker
in neo of WH204, then a second switch back to WH204 must occur to copy the PBS. Therefore, an even number of template switches is always observed if template switching occurs upstream of the selectable markers. The minimum number of template-switching events required to generate a recombinant with two functional drug resistance genes is one and two for intermolecular and intramolecular minus-strand DNA transfer, respectively. Thus, an odd number of template switches is
always observed for proviruses generated by intermolecular minus-strand
DNA transfer (Fig. 6A). In contrast, an even number of template
switches is always observed for proviruses generated by intramolecular
minus-strand DNA transfer (Fig. 6B).
Effects of marker distance on recombination.
The eight
restriction enzyme markers located throughout the viral RNA genome of
WH204 and WH221 allowed us to determine the effects of marker distance
on recombination events. The SmaI/MluI markers
are located between the two selected markers, 0.66 kb downstream of
NcoI in neo and 0.37 kb upstream of
NcoI in hygro. If recombination is proportional
to marker distance, then it was expected that among the 47 proviruses
analyzed, 30 would recombine in the 0.66-kb region and 17 would
recombine in the 0.37-kb region. However, 45 recombined in the 0.66-kb
region, whereas 2 recombined in the 0.37-kb region. Therefore, template
switching between the SmaI of WH221 and the NcoI
of WH204 occurred at a significantly greater rate than expected
(P < 0.0001 [Pearson's chi-square test]).
In addition to the selected recombination events, other recombination
events also occurred in some of the analyzed proviruses either upstream
of NcoI in neo or downstream of NcoI
in hygro. In the upstream region, 19 proviruses had two
recombination events over a 1.17-kb distance from NcoI in
neo to the deletion in WH221. Two sets of markers divide
this area into three smaller portions, a 0.24-kb region between the
deletion junction of WH221 and the SmaI/MluI
markers, a 0.33-kb region between the SmaI/MluI
markers and the BglII/ClaI markers, and a 0.60-kb
region between the BglII/ClaI markers and the
NcoI marker of WH204. Because each virus underwent 2 template-switching events, there were a total of 38 template-switching events in the 1.17-kb region. Assuming that recombination events are
proportional to marker distance, we expected 8, 11, and 19 template-switching events in the 0.24-, 0.33-, and 0.60-kb regions, respectively. Similar to the expected values, we observed 8, 13, and 17 template-switching events in the 0.24-, 0.33-, and 0.60-kb regions,
respectively. The observed frequencies were not significantly different
from the expected frequencies (P > 0.75 [Pearson's
chi-square test]); therefore, the distribution of the unselected
recombination events is proportional to the distances between markers
in the upstream region.
Twenty proviruses underwent template switching in a 0.77-kb region
downstream from the NcoI site of hygro. This
region can be divided into two smaller sections, a 0.70-kb region
between NcoI in hygro and the
ClaI/ClaI-EcoRI markers and a 0.07-kb
region between the ClaI/ClaI-EcoRI
markers and the U3 SacI/NotI markers. Among these
20 proviruses, 18 had one template-switching event and 2 had two
template-switching events, for a total of 22 recombination events. If
recombination is proportional to marker distances, it was expected that
20 recombination events would occur in the 0.70-kb region, whereas 2 events would occur in the 0.07-kb region. Similar to the expected
values, we observed 19 and 3 template-switching events in the 0.70- and
0.07-kb regions, respectively. There was no statistical difference
between the observed and expected frequencies (P > 0.459 [Pearson's chi-square test]); therefore, the recombination events occurring 3' to the NcoI site in hygro
were proportional to the marker distances.
Taken together, these data suggest that the frequencies of template
switching are generally proportional to marker distances from 0.07 to
0.70 kb. The only notable exception is the template-switching events
between the two selectable markers. In contrast, when greater marker
distances are analyzed, such as 2 and 7 kb, we have observed that the
recombination rate reaches a plateau and is no longer proportional to
the marker distances (1). Therefore, the relationship between marker distance and recombination rate appears to be
proportional within small marker distances under 0.7 kb. The exact
nature of this relationship has yet to be determined.
In a previous report, it was postulated that the dimerization linkage
structure of murine leukemia virus (MLV) is a recombination hot spot
because the close RNA-RNA interactions facilitate template switching
(32). The packaging signals of MLV and SNV have little homology in primary sequences but contain conserved double-hairpin secondary structures. The putative dimer linkage structure (DLS) is
present in both WH204 and WH221 RNA and is located in the 0.24-kb region upstream of the SmaI/MluI markers. As the
analysis indicated, we did not observe significantly frequent template
switching in this region. The reason for this observed difference is
unclear. One possible explanation is that different viruses were used
(MLV versus SNV). It is also possible that additional RNA interactions outside the DLS may facilitate template switching events. Although the
DLS was retained in WH221, the PBS and flanking regions were deleted,
which could cause this difference.
Among the 47 recombinants analyzed, 3 recombinants contained
template-switching events between a set of markers 0.07 kb apart. This
indicates that recombination can be observed between very small marker
distances. This also brings up the possibility that recombination
events may occur more frequently than we have measured because an even
number of template-switching events between two markers is not
detected.
Comparison of viral titers.
In the previous studies,
recombination rates were measured by comparing the recombinant titers
to the parental titers (11). The two parental viruses were
introduced into the helper cell clones by infection; as a result, the
parental viruses generated similar titers in most of the cell clones.
In this system, the two parental vectors were introduced into the
helper cells by transfection (WH221) and infection (WH204). Therefore, the different routes of introduction may have affected the level of expression of these two vectors in the helper cells. Furthermore, the hygromycin-resistant titers do not reflect the expression of WH221, because minus-strand DNA synthesis cannot be
initiated in WH221. Therefore, recombination rates cannot be directly
measured in these experiments.
This, however, should not affect the results and the conclusions of
these experiments. In these experiments, the patterns of the
recombinants were examined, and conclusions were drawn from the
genotypes of the recombinants. Regardless of the viral titers, all
recombinants were generated from heterozygotic virions. The level of
expression of the two parental vectors would have influenced the
percentage of heterozygotic virions formed, but once the heterozygotic
virions were formed, reverse transcription and recombination within
these heterozygotic virions should not have been affected. Therefore,
the patterns of the recombinants should not have been altered by the
level of the expression of the parental viruses in producer cells.
Implications of high negative interference during minus-strand DNA
synthesis.
These results and a previous study (13)
indicate that retroviruses can undergo multiple recombination events
during a single infectious cycle at a frequency much greater than
previously estimated. This high negative interference is relevant to
drug treatment and pathogenesis of retroviral infections. For example,
human immunodeficiency virus type 1-infected patients may be treated with the antiviral drugs saquinavir, zidovudine (AZT), and
(
)2',3'-dideoxy-3'-thiacytadine (3TC). Mutations in the viral genome
that lead to resistance to these drugs have been identified (8,
14, 15, 23, 24, 26, 40). One mutation (L90M) in protease can
confer resistance to saquinavir (14, 15), whereas one
mutation (M184V) in RT can confer resistance to 3TC (40).
Five mutations in RT can confer high-level resistance to AZT (M41L,
D67B, K70R, T215Y or -F, and K219Q) (24, 26). With high
negative interference, recombination can assort all of these mutations
and generate a virus resistant to all three drugs much more frequently
than we have previously calculated based on the recombination rate. For example, a heterozygote can form and contain a copy of the RNA with the
five mutations that confer resistance to AZT and a copy of the RNA with
the two mutations that confer resistance to saquinavir and 3TC. Three
recombination events would be needed to generate a virus that contains
all of these mutations: one template switch between codons 215 and 184 in RT (93 nt), a second between codons 184 and 70 in RT (342 nt), and a
third between codon 41 in RT and codon 90 of protease (150 nt). If
recombination events are independent, the probability of observing
three recombination events within a 0.6-kb region is low. However,
three recombination events within a small region were observed quite
frequently in the proviruses analyzed in this study. Therefore, given
the presence of the different mutations that confer drug resistance in
the viral population, a multi-drug-resistant strain may be produced through correlated recombination events. By the same rationale, recombination can occur in the V3 loop-coding region and the flanking regions to generate viruses with different tropisms or pathogenicity (3, 5, 38, 39, 44). Therefore, in addition to the significant effects on the generation of variation in the retroviral population, correlated template-switching events during minus-strand DNA synthesis also have an impact on the pathogenesis and treatment of
retrovirus infections.
 |
ACKNOWLEDGMENTS |
We thank Gerry Hobbs of the Department of Computer Sciences and
Department of Community Medicine, West Virginia University, for
statistical analysis. We thank Ben Beasley, Bob Bowman, Jeanine Certo,
Krista Delviks, Lou Halvas, Mithu Molla, and Wen-Hui Zhang for critical
readings of the manuscript. We especially thank Vinay Pathak for
intellectual input on this project and critical reading of the
manuscript.
This work was supported by Public Health Service grant CA58345 to
W.-S.H. J.A.A. and P.D.Y. were supported by the West Virginia University Medical Scientist Training Program. R.J.T. was partially supported by the "Spurlock" cancer research fellowship for
undergraduate students and the Van Lier summer fellowship for medical
students.
 |
FOOTNOTES |
*
Corresponding author. Mailing address: Mary Babb
Randolph Cancer Center, School of Medicine, West Virginia University,
Morgantown, WV 26506. Phone: (304) 293-5949. Fax: (304) 293-4667. E-mail: whu{at}wvumbrcc1.hsc.wvu.edu.
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